You are on page 1of 13

ACI STRUCTURAL JOURNAL TECHNICAL PAPER

Title no. 96-S73

Cyclic Load Behavior of Low-Slenderness Reinforced


Concrete Walls: Design Basis and Test Results
by Thomas N. Salonikios, Andreas J. Kappos, Ioannis A. Tegos, and Georgios G. Penelis

The present study addresses the problem of cyclic shear in squat where h and v are the ratios of horizontal and vertical web
reinforced concrete walls and attempts to assess the validity of reinforcement, respectively, fyd is the design strength of this
current design provisions, both in Europe (Eurocode 8) and in the reinforcement, bw is the thickness of the web, and z 0.8lw is
U.S. (ACI 318). The paper describes a comprehensive experimental the effective internal lever arm (distance between the resultants
program involving 11 wall specimens, six with shear span ratios of of tensile and compressive stresses at the section considered).
1.5 and five with 1.0, detailed to the provisions of EC8; problems in Eq. (1) implies that for as = 1.3, only horizontal reinforcement
applying these provisions are pointed out and comparisons with the is contributing to shear strength, whereas for as 0.3, only the
corresponding ACI 318 provisions are also made. The wall speci- vertical reinforcement is resisting shear; both types of web
mens are reinforced against shear, either conventionally (orthogonal reinforcement are considered effective for 0.3 < as <1.3. The
grids of web reinforcement), or with cross-inclined bars; the effects ACI Code simply requires that for aspect ratios hw/ lw < 2.0,
of web and edge reinforcement ratio, of axial load level, and of the
the vertical reinforcement ratio should not be less than the
quality of construction joints are also investigated. The reported test
horizontal one. It is worth pointing out that it is more rational
results clearly show that properly designed and reinforced walls can
reach their flexural capacities, even when their aspect ratio is as low
to base the distinction between slender and squat walls on the
as 1.0, that sliding shear in this category of walls is not a major shear ratio, rather than on the aspect ratio;4 the two ratios are
problem, and that cross-inclined (bidiagonal) web reinforcement the same only in the case of cantilever walls loaded at the tip,
can effectively and economically control sliding and the subsequent whereas in most cases of practical interest as is less than the
pinching of the hysteresis loops, particularly when these bars inter- aspect ratio.
sect close to the critical section. Another important difference between the American and
European practice concerns the possibility of sliding shear
Keywords: cyclic loads; earthquake-resistant structures; reinforced con- failure of squat walls, which is explicitly recognized in the
cretes; shear properties; span; walls. Eurocode 8 (and a corresponding design procedure is
suggested, as discussed in the next section), but is not explic-
The investigation reported herein addresses the behavior itly accounted for in the ACI Code, which controls it indirectly
of reinforced concrete (RC) walls with low slenderness by specifying an upper bound of 0.65 f c MPa (8 f c psi) at
under reversed cyclic loading. RC walls with low slenderness the nominal shear stress.
are common in low-rise construction, characterized by Previous experimental work regarding the strength and
deformability of low slenderness walls subjected to reversed
normalized moment M to shear V ratios as = M/(V lw) 1.5,
cyclic loading has been reviewed in Reference 5 and 6. Tests
where lw is the wall length, as is commonly referred to as
involving realistic specimens (scale of at least 1/3, two
shear-span ratio or shear ratio. Whereas the behavior of prop- curtains of web reinforcement) with shear ratios between 1.0
erly designed walls with as 2 is dominated by flexure and and 1.5, subjected to displacement-controlled reversed
that of walls with as < 1 is dominated by shear, moment-to- cyclic loading are relatively few; of particular relevance to
shear ratios around 1.5 typically result in the least predict- the present study are those reported in Reference 7 to 10 that
able behavior, as either flexure or shear, or in fact, a mixed involve walls with rectangular sections, and without trans-
mode of failure may result under seismic loading.1 verse flanges.
Probably as a result of the foregoing uncertainties, code A review of the literature showed that previous studies do
procedures2,3 for shear design of low slenderness walls not provide conclusive information with respect to the cyclic
present some notable differences. The ACI Code2 recognizes shear behavior of squat (low slenderness) walls, particularly
the increased shear strength of walls with low hw/ lw (hw is the in the case where a sliding shear mode dominates. More
height of the wall) by specifying a concrete contribution of specifically, only in the work by Paulay et al.7 has the effect
0.25 f c MPa (3 f c psi) for hw/ lw 1.5, reducing to of bidiagonal reinforcement on delaying sliding shear failure
0.17 f c MPa (2 f c psi) for hw/ lw 2.0. In contrast to this, been investigated; this type of reinforcement is required by
the new European prestandard (Eurocode 8)3 does not the Eurocode 8 for walls with hw /lw 2. Moreover, most of
provide for increased concrete contribution in low slender- the aforementioned studies focused on a single aspect ratio,
hence the effect of this crucial parameter on the failure mode
ness walls. However, Eurocode 8 differentiates the design
equation for shear carried by web reinforcement on the basis
of the shear ratio as; the corresponding equation that applies
for as 1.3 is ACI Structural Journal, V. 96, No. 4, July-August 1999.
Received January 14, 1998, and reviewed under Institute publication policies. Copy-
right 1999, American Concrete Institute. All rights reserved, including the making of copies
unless permission is obtained from the copyright proprietors. Pertinent discussion including
V wd = [ h ( a s 0.3 ) + v ( 1.3 a s ) ] f yd b w z (1) authors closure, if any, will be published in the May-June 2000 ACI Structural Journal if
the discussion is received by January 1, 2000.

ACI Structural Journal/July-August 1999 649


contrast with the ACI provision, the concrete contribution in
Thomas N. Salonikios was a graduate research assistant and doctoral candidate in
the Department of Civil Engineering, Aristotle University of Thessaloniki, Greece. His the Eurocode is independent of the aspect ratio. Assuming an
research interests include seismic behavior of reinforced concrete walls. average value of 0.06 f c MPa (0.72 f c psi) for the design
Andreas J. Kappos is a reader in the Department of Civil Engineering, Imperial shear stress Rd specified in the Eurocode,1 the equation for the
College, London, UK, and a part-time associate professor in the Department of Civil concrete contribution inside a plastic hinge can be written
Engineering, Aristotle University of Thessaloniki. His research interests include the
behavior of reinforced concrete members and structures subjected to seismic actions.

Ioannis A. Tegos is a professor in the Department of Civil Engineering, Aristotle V cd = 0.06 f c ( 1.2 + 40 1 )b w z (2)
University of Thessaloniki. His research interests include the behavior of reinforced
concrete members in flexure and shear under seismic conditions, fiber reinforced
concrete in torsion, and concrete technology.
where 1 is the ratio of tension reinforcement. Eq. (2) applies
Georgios G. Penelis is a professor in the Department of Civil Engineering, Aristotle
University of Thessaloniki, where he is Head of the Laboratory of Concrete Struc-
only when analysis does not indicate the presence of tensile
tures. His research interests include several aspects of the behavior of reinforced axial loading in the wall (although not clearly stated in the
concrete and masonry structures, particularly those related to seismic loading. code, Vcd = 0 should also be taken for zero axial load). As
typical values of 1 range from 0.01 to 0.02, it is clear that Eq.
(2) is significantly more conservative than the ACI value calcu-
could only be estimated by comparing results for similar lated from
walls tested in different programs.
The main purpose of the present study was to assess the V n = A c ( c f c + h f y ) (3)
validity of current design provisions for cyclic shear in squat
RC walls, focusing on those of EC8 and ACI 318. This paper
reports on a comprehensive experimental program involving which results in a concrete contribution ranging from 0.17 to
walls with aspect ratios of 1.0 and 1.5, detailed to the provi- 0.25 f c MPa (2 to 3 f c psi), depending on the aspect ratio,
sions of EC8; problems in applying these provisions are and also involves Ac =bw lw instead of bw z. Outside the poten-
pointed out. The wall specimens are reinforced against shear, tial plastic hinge, an additional concrete contribution propor-
either conventionally (orthogonal grids of web reinforce- tional to a stress equal to 15 percent of the stress due to
ment), or with additional cross-inclined bidiagonal bars. Test compressive axial loading can be added to Eq. (2); no such
parameters also include the web reinforcement ratio, the increase is provided for in the ACI procedure.
flexural reinforcement ratio, the level of axial loading, and Unlike ACI 318 and other codes, Eurocode 8 requires an
the quality of detailing at the construction joint. explicit calculation of the resistance of walls against sliding
shear failure; this resistance is assumed to be made up from
RESEARCH SIGNIFICANCE the dowel resistance of vertical bars, the shear resistance of
Currently available experimental data concerning the cross-inclined bars, and the frictional resistance. For squat
behavior of squat RC walls subjected to high cyclic shear are walls (hw/lw < 2.0), it is suggested in Eurocode 8 that at least
rather inconclusive, especially with respect to the sliding half the design shear at the base should be carried by bidiag-
shear failure mode and the role of inclined bars in preventing onal bars (at higher levels, the contribution of these bars may
it. The experimental program presented herein aims at clarifying be reduced to one-fourth the total shear). Cross-inclined bars
these points and shedding new light on the understanding of must be properly anchored beyond the sliding plane and
cyclic shear behavior of RC walls with an aspect ratio should cross all sections of the wall within a distance of 0.5lw
between 1.0 and 1.5. Unlike most previous studies, the or 0.5hw (whichever is smaller) above the critical section.
present study focuses equally on both aspect ratios, thus The experimental program was designed in such a way as
making meaningful comparisons possible. to insure that either a diagonal tension (combined with flex-
The reported test results clearly show that properly ural cracking and spalling) or a sliding shear mode were
designed and reinforced walls can reach their flexural capacities expected. Two shear ratios were selected, namely, as = 1.0
(even when their aspect ratio is as low as 1.0) that sliding and as = 1.5. These ratios are below and above the limit of
shear in this category of walls is not a major problem, and that 1.3 specified by Eurocode 8 for the applicability of the truss
cross-inclined (bidiagonal) web reinforcement can effectively model for shear design [Eq. (1)]. The program includes a
control sliding and the subsequent pinching of the hysteresis total of 11 specimens, five specimens with as = 1.0, and six
loops, particularly when these bars intersect close to the specimens with as = 1.5 since an additional parameter
critical section. (quality of construction joint) is considered in the latter
case. All specimens are of the cantilever type (Fig. 1), hence
DESIGN OF WALL SPECIMENS the aspect ratios coincide with the shear ratio as = M/(Vlw).
Code provisions for shear design of walls
The walls tested were designed according to Eurocode 8,3 Design of wall specimens
which is probably the first document of a regulatory character Since the number of parameters involved is larger than the
that makes a clear distinction between the different modes of available number of equations, an appropriate design
shear failure in RC walls subjected to seismic loading, strategy had to be devised to insure a realistic design,
providing a different design equation for each of the respecting the EC8 minimum reinforcement requirements.
following modes: The dimensions of the specimens were selected taking into
diagonal tension; account the capacity of the reaction frame (Fig. 2); this
diagonal compression (such as web crushing); resulted in a 100 x 1200 mm (3.9 x 47.2 in.2) wall section,
sliding shear. corresponding to a scale of about 1:2.5. To achieve the
Resistance against diagonal tension failure is calculated by required aspect ratios, specimen heights of 1200 and 1800
superimposing a concrete contribution to a web reinforcement mm were selected, for as equal to 1.0 and 1.5, respectively.
contribution, which, for squat walls, is given by Eq. (1). In The longitudinal reinforcement ratio in the boundary

650 ACI Structural Journal/July-August 1999


ties<~e/Hl ~4 tie546/'10 44114
"A'
MS\o/2 II II H MS\o/3 II }f
I
'I
~
..a 1 .
1
2#W2L!O 2ft4.:Z{!O ~
.. 0
~
IJ il
6\-_
1- 9011!1
<!116
. 6'- .t...r pug
~*16
61111" fiolr1fi
Ill II n II
...fi::EITTT T 44112
If I I II ..W:IIIII TY Till
Ill I 1/1 II II rn II
6'*16 5+16 ---1.20 ~ieS4e;lO

Fig. 1Reinforcement layout in wall specimens with aspect ratios of 1.5 and 1.0 (1 mm = 0.039 in.).

elements was kept close to the minimum required (1 percent) against each possible shear failure mode, i.e., diagonal
by the code in most specimens. tension (truss mechanism), diagonal compression (crushing
The EC8 provisions for shear (see previous section) have of concrete struts), and sliding. The values of shear resistance
been applied to the wall specimens of the present study. calculated by introducing measured material strengths in the
Unlike other codes, EC8 adopts different equations for design EC8 equations are given in Table 1. It is worth pointing out

ACI Structural Journal/July-August 1999 651


Table 1Calculated and measured shear strengths for all specimens
Shear Vy, fl at flexural yield,
Diagonal kN, from analysis Ultimate
Diagonal tension compression Sliding shear shear, kN,
Shear strength, strength, kN, strength, kN, strength, kN, Shear Vu,fl at peak flexural from
Specimen kN, to ACI 318-95 to EC8 to EC8 to EC8 strength, kN, from analysis experiment
fc , MPa Vn VRd3 VRd2 VRd,s Vy, fl /Vu, fl Vu,exp Vu,exp /Vu, fl
MSW1 26.1 553 324 571 222 141/202 197 0.98
MSW2 26.2 350 162 573 137 94/127 124 0.98
MSW3 24.1 344 233 536 165 130/171 176 1.03
MSW4 24.6 552 327 545 296 102/156 158 1.01
MSW5 22.0 545 327 498 268 120/169 187 1.10
MSW6 27.5 557 324 594 231 141/202 202 1.00
LSW1 22.2 541 324 498 195 205/294 262 0.89
LSW2 21.6 342 162 492 117 136/184 191 1.04
LSW3 23.9 343 233 533 163 190/249 268 1.07
LSW4 23.2 548 327 521 288 146/226 232 1.03
LSW5 24.9 553 327 551 283 174/245 247 1.01
Note: 1 MPa = 0.145 ksi; 1 kN = 0.225 kips.

boundary elements to the width bo of the confined core,


namely s bo /3, which results in a spacing of only 27 mm
(1.1 in.), hence creating serious problems of concreting.
Under laboratory conditions, it was indeed possible to
obtain this unrealistically low spacing, but it was deemed
appropriate to use a spacing of 42 mm (1.7 in.) in some of
the specimens (MSW1-3; refer to Table 2) to see the effect
of violating this particular rule. Note that the 42-mm
spacing in combination with the selected hoop diameter
(4.4 mm) does provide the required confinement ratio.

TEST PARAMETERS AND SETUP


Test parameters and specimen selection
The main parameters examined in the experimental
program are the following:
1. Aspect (or shear) ratio (as = 1.0 and 1.5);
Fig. 2Side view of reaction frame with specimen in position 2. Use of bidiagonal bars, considering both the quantity
(1 m = 3.28 ft). and the distance ld of the intersection point of the bars from
the wall base;
here that, unlike ACI 318, which introduces capacity reduction 3. Web (grid) reinforcement ratio (0.28 and 0.56 percent);
factors multiplying the nominal strength of members, EC8 4. Longitudinal reinforcement ratio in the boundary
calculates the design strength on the basis of characteristic members (1.3 and 1.7 percent);
strengths of materials divided by partial safety factors; more 5. Axial loading (N = 0 and N = 0.07fc Ac , where Ac is the
specifically, a safety factor of 1.5 is used for concrete (applied gross area of the wall section); and
to its characteristic strength fck , which is practically the same 6. Presence of construction joints (with and without
as f c in the ACI Code), and a factor of 1.15 is applied to the roughening).
steel yield strength fy . A complete list of the selected specimens is shown in
In addition to the design against shear, the remaining Table 2, where the relevant test parameters are indicated and
provisions of EC8 were applied, including those for the defined in a legend. Also given as an insert to the table are
confinement of the wall boundary elements. The amount of characteristic cross sections at the base of specimens,
confinement in boundary elements depended on the ductility including those with inclined bars intersecting close to the
class adopted for the structure including the wall; EC8 base or at a distance ld equal to lw/2.
adopts three ductility classes (high, medium, and low) that In the series of specimens with as = 1.0, LSW2 and LSW3
are roughly equivalent to the special, intermediate, and ordi- have the same web reinforcement, consisting of two curtains
nary frames specified in the American Uniform Building (orthogonal grids) of 4.2-mm-(0.17-in.)-diameter bars spaced
Code;11 a comparison of several aspects of seismic design in at 100 mm (4 in.); this gives a reinforcement ratio of 0.28
European and U.S. practice can be found in a recent paper by percent, which is slightly more than the minimum requirement
Booth, Kappos and Park.12 The intermediate ductility class of 0.2 percent of the Eurocode (and very close to the ACI
(DC M) that is commonly adopted in the new national minimum ratio of 0.25 percent). The 100 x 240-mm2
codes of earthquake-prone countries in Europe and else- boundary elements are reinforced with six bars of 8 mm (0.31
where was used in the present study. These detailing provi- in.) diameter, giving a reinforcement ratio of 1.3 percent
sions are generally similar to those of the ACI Code2 (minimum code requirement is 1 percent). Confinement in the
(Section 21.6). A requirement that was found difficult to boundary elements is provided by 4.4-mm-(0.17-in.)-diameter
implement was the one relating the spacing of hoops in the closed stirrups (hoops) spaced at 26 mm (1 in.). The only

652 ACI Structural Journal/July-August 1999


Table 2Details of test specimens

difference between Specimen LSW2 and LSW3 is that the the 45-deg inclined bars is at the base of the wall (rather than
latter is subjected to a (constant) axial load N = 0.07 Ac fc . lw/2 above it), hence no increase in flexural capacity is
Specimen LSW1 is similar to LSW2, but the web reinforce- expected in the critical region. Using the Eurocode proce-
ment is increased by adding an extra grid of 8 mm bars at dure,3 it is found that the bidiagonal reinforcement can carry
170-mm (6.7 in.) spaces, as shown in Fig. 1 and in the last 58 and 56 percent of the shear developed at flexural strength
sketch below Table 2. This results in doubling the web for Specimen LSW4 and LSW5, respectively; the different
reinforcement ratio. Moreover, the longitudinal reinforcement percentage results from the fact that bidiagonal bars in
ratio in the boundary elements is increased to 1.7 percent by LSW5 also increase the flexural strength slightly.
adding two more 8-mm bars. Hence, LSW1 is representative Specimen MSW1 to MSW5 of the as = 1.5 series are rein-
of a wall subjected to higher seismic forces than the previous forced in a similar way as Specimen LSW1 to LSW5, as shown
two specimens. in Table 2 and Fig. 1. Note that, in the case of Specimen MSW4
Specimen LSW4 and LSW5 both include bidiagonal and MSW5, bidiagonal reinforcement can carry 86 and 82
reinforcement. Specimen LSW5 is similar to Specimen percent of the shear developed at flexural strength; these
LSW2 in every respect, except that a total of three 8-mm bars percentages are higher than in the corresponding specimens
inclined by 45 deg is added in each direction, as shown in with as = 1.0. An extra specimen, MSW6, is included in this
Fig. 1. The selection of the bidiagonal reinforcement was series, which is identical to MSW1 in every respect except for
made in such a way as to achieve an effective reinforcement the casting procedure. In Specimen MSW6, the foundation
ratio for bars crossing the potential (horizontal) sliding plane beam was cast first, with starter bars in place, at the position of
almost identical to that of vertical web reinforcement in the vertical bars in the wall; starter bars extended a total of 560
Specimen LSW1 (0.58 percent compared to 0.56 percent in mm (70 bar diameters) above the base. The rest of the spec-
LSW1). This selection was expected to yield a meaningful imen was cast after 4 days, without taking any specific
comparison of the relative effectiveness of the two types of measures regarding curing at the construction joint and without
shear reinforcement. It is also noted that since the bidiagonal any increase of reinforcement at the joint area. Hence, this
bars pass through the boundary elements (and are anchored specimen was representative of poor construction practices in
into the foundation beam, as shown in Fig. 1), the effective an actual RC building site (with the exception, of course, of
ratio of longitudinal (flexural) reinforcement is the same in possible adverse environmental conditions).
both LSW5 and LSW1. Average values of measured yield strengths of the Grade 500
Specimen LSW4 has the same amount of bidiagonal [specified strength fyk = 500 MPa (72 ksi)] were equal to 585
reinforcement as Specimen LSW5, but the intersection of MPa (84.8 ksi) for the 8-mm bars, and 610 MPa (88.5 ksi) for

ACI Structural Journal/July-August 1999 653


Fig. 4Sequence of internally imposed (continuous line)
and externally recorded (dotted line) top displacements for
typical specimen (MSW3) (1 mm = 0.039 in.).

The anchorage block of the specimen (Fig. 1 and 2) is


Fig. 3Instrumentation of typical specimens. fixed to the laboratory floor with prestressing bars having a
total prestressing force of 1200 kN that prevents uplifting of
the specimen during the application of the horizontal
the 4.2 mm bars (used in the web grids and for hoops). loading. Moreover, a blocking mechanism involving two
Concrete strengths were found to vary from 22 to 27 MPa (3.5 tubes eccentrically fitted within each other is used for
to 3.8 ksi) at the time of testing. preventing the horizontal sliding of the specimen. Measured
On the basis of the Eurocode equations for sliding shear, it displacements due to uplifting and to sliding were found to
was anticipated that the strength of the squat wall LSW1, be negligible (less than 0.08 mm).
LSW2, and LSW3 would be governed by this failure mode
rather than by flexure, as shown in Table 1, which summa- Instrumentation
rizes the strength calculations for all specimens. Flexural The data acquisition system consists of six internal control
strengths in Table 1 were calculated using actual material and recording channels (three for each actuator) and a total
properties and standard fiber modeling, with due account for of eight channels for monitoring data from external instruments
concrete confinement (model suggested by Kappos13) in the [linear variable displacement transducers (LVDTs, strain
boundary members. The shears Vy, fl and Vu, fl corresponding gages)].
to the yield and ultimate flexural strength were calculated In addition to the load cells at the end of the hydraulic
assuming that the loading was applied exactly in the middle actuators, a series of LVDTs were used for measuring crit-
of the top beam. ical response quantities. As shown in Fig. 3, one LVDT was
It is noted that the specimens generally have a (theoretical) installed at the top of the specimen to monitor the top
resistance to diagonal tension higher than the shear corre- displacement. A second one was installed at a distance of
sponding to the development of their flexural strength (Table 200 mm from the wall base to measure the sliding of the
1). This is much more clearly the case if the ACI 318 equation base. Two LVDTs were installed close to the boundary
for shear strength is used, whereas if the Eurocode Eq. (1) and elements to measure their axial deformations within a length
(2) are used, they predict diagonal tension resistances that equal to lw (the horizontal length of the wall) that corre-
are a little lower than the corresponding (ultimate) flexural sponded to the expected plastic hinge length. Finally, two
strength in the case of Specimen LSW2 and LSW3; never- further LVDTs inclined at 45 deg were installed in the lower
theless, diagonal tension strengths are always predicted to be region (Fig. 3) of the wall to measure shear deformations.
higher than the shears corresponding to the (flexural) yield The foregoing system of measurements made it possible to
strength, regardless of the code equation used. estimate the flexural, shear, and sliding components of the
wall deformation, as discussed in the following sections.
Experimental setup These estimates were also based on a series of strain gage
The reaction frame used in the present study is shown in measurements at various positions along the reinforcing bars.
Fig. 2. The four columns of the frame have a IPB 600 section
with additional stiffening plates at their bases. The columns Application of loading
are fixed to the 1.0-m-thick prestressed floor of the Laboratory The horizontal loading was applied at the top beam of the
of Concrete Structures, Aristotle University of Thessaloniki. specimens (Fig. 2) wherein two metal plates were attached,
Resting on two of the columns is a horizontal beam to which connected through a prestressing force of 300 kN to avoid
one of the hydraulic actuators is attached; this beam can be possible elongation of the bars. The use of a stiff beam at the
displaced vertically at intervals of 150 mm, thus allowing the top of wall specimens has been questioned by some
application of loading at various heights. The axial loading is researchers8 who pointed out that it tends to overestimate the
applied through a vertical actuator attached to a beam system, shear capacity of the walls; it is a fact, however, that in most
as shown in Fig. 2. The horizontal actuator has a capacity of practical situations, beams are framing into the walls at the
+1000 (compression) and 600 (tension) kN, and the vertical level of floor slabs, although these beams are usually less
actuator has a capacity of +250 or 250 kN. stiff than those used in test specimens.

654 ACI Structural Journal/July-August 1999


(a) (b) (c)

(d) (e)

Fig. 5Cracking patterns in walls with as = 1.0 at end of tests: (a) Specimen LSW1; (b) Specimen LSW2; (c) Specimen LSW3;
(d) Specimen LSW4; and (e) Specimen LSW5.

To investigate the effect of applying the horizontal loading at the same amplitude with increments of 2 mm (total drift of
at the edge or in the middle of the specimen, and of 0.1 percent for as = 1.5) up to a displacement of 16 mm (if
prestressing the plates at the top of the specimen, a finite the specimen had not failed earlier), and of 4 mm thereafter,
element study of the specimen under various loading condi- up to the failure point, defined as that corresponding to 75
tions at the top was carried out. Two-dimensional shell percent of the maximum strength. A typical sequence of
elements were used for constructing the model; both static displacement cycles is shown in Fig. 4, where both internally
and dynamic (modal) analyses (using a spectrum, which imposed and externally recorded values are shown for
gave the same base shear as in static analysis) were carried comparison.
out. The analysis of the two specimen types for various The axial loading (whenever present) was kept constant
loading conditions has shown that, although the stress distri- during the entire test by applying load control to the vertical
bution is quite different at the top of the specimen actuator (Fig. 2). Hinged connections at the tips of both the
(depending on the position of the loading point), the stress vertical and the horizontal actuator prevent any substantial
pattern at the base is very similar in all cases, for both restraint to the rotation of the top of the wall, thus insuring
dynamic and static loading; as expected, dynamic stresses cantilever behavior.
are slightly lower than the equivalent static ones. It was thus
concluded that as long as the critical region (plastic hinge) is DISCUSSION OF RESULTS
Walls with aspect ratio of 1.0
the one close to the base, the load may be applied either at
The cracking pattern at the end of the test of each specimen
the edge or at the middle of the specimen head; for reasons with as = 1.0 is shown in Fig. 5. Cracking in these specimens
of practicality, the former solution was preferred. More initiated with hairline flexural cracks in the lower part of the
details of the FE study may be found in Salonikios et al.14 walls that appeared at a base shear of approximately 120 kN,
As the effect of loading history was not selected as a test was almost horizontal within the length of the boundary
variable, the typical procedure of applying three loading elements and slightly inclined (downwards) in the web. The
cycles at each ductility level until failure was used in the first shear cracks appeared later for a base shear of approxi-
present study. Displacement control was used throughout the mately 190 kN, corresponding to a nominal shear stress of
test, with the exception of the first cycle in the elastic range. 0.3 f c MPa (3.6 f c psi). Note that the shear stress is calcu-
The typical displacement history consisted in three initial lated using measured, rather than specified, concrete
single cycles at 2, 4, and 6 mm, followed by three cycles strengths; hence, the previous value is substantially higher

ACI Structural Journal/July-August 1999 655


Fig. 6Load versus top displacement curves for walls with as = 1.0: (a) Wall LSW1; (b) Wall LSW2; and (c) Wall LSW3; (d)
Wall LSW4; and (e) Wall LSW5. (1 mm = 0.039 in.; 1 kN = 224.8 lbf.)

than the ACI value for the concrete contribution in squat walls shear cracks originating from the opposite edge, resulting in
(3 f c psi), and approximately four times the corresponding a characteristic criss-cross pattern, as shown in Fig. 5. With
value of the Eurocode (0.08 f c MPa from Eq. (2), for a spec- cycling to increased deformations, the rhomboidal pieces of
ified concrete strength f c = 20 MPa). As shown in Fig. 5, concrete between the intersecting cracks gradually deterio-
shear cracks extended up to the top of the specimens, and their rated and spalling of cover concrete occurred; as expected,
inclination was quite higher than that of cracks at the bottom the spalling zone extended further upwards in the case of
part, although the inclination reduced towards the vertical Specimen LSW3 that was subjected to axial compression
boundaries. Apparently due to the presence of the properly [Fig. 5(c)]. At about the same displacement amplitude, a
reinforced and heavily confined boundary elements, the width major horizontal crack running through the entire base of the
of the shear cracks tended to decrease towards the edges of the wall formed. This crack is clearly visible in the case of Spec-
specimens; the shear crack width did not exceed 0.2 mm in all imen LSW2, which was lightly reinforced (Fig. 1) and had no
specimens. axial loading, but also formed in the other specimens.
In the lower part of the wall, flexural cracks originating However, in the case of the specimen with bidiagonal rein-
from one edge were intersected by inclined shear or flexure- forcement intersecting in the middle of the base section

656 ACI Structural Journal/July-August 1999


[LSW4, Fig. 5(d)] the width of the horizontal crack was
smaller. Significant loss of strength, leading to failure, was
observed when concrete started to deteriorate in the most
heavily stressed parts of the boundary elements, hoops began
to lose support and were moved away from each other, as
buckling of the outer longitudinal bars occurred.
Shown in Fig. 6 are (base shear) - (top displacement) hyster-
esis loops for specimens with as =1.0. The well-known char-
acteristics of RC members subjected to cyclic loading, such as
unloading and reloading stiffness reduction as the cyclic
displacement amplitude increases, and pinching of hysteresis
loops, can be clearly seen in the figure. However, the degree
of pinching, which is a manifestation of crack closing and
consequent loss of stiffness during reloading in the opposite
direction, varies significantly. Specimen LSW1 and LSW2
exhibit the maximum degree of pinching, which is very (a)
similar in both specimens, although the amount of web rein-
forcement in LSW1 is double that in LSW2; this is a strong
indication that pinching was controlled by bond-slip and hori-
zontal sliding, rather than by inclined shear crack opening.
The degree of pinching is slightly lower in Specimen LSW3,
apparently due to the effect of the small axial compression,
which is known1 to favorably affect the bond-slip and sliding
mechanisms. A much lower degree of pinching is observed in
the loops of the two specimens with bidiagonal reinforcement
[Fig. 6(d) and 6(e)], whose hysteretic behavior is similar to
that of well-designed, flexure-dominated RC members. It
appears that the bidiagonal bars were effective in restricting
sliding at the critical crack close to the base, confirming
previous similar remarks by Paulay et al.7 These bars have
also contributed to better control of the inclined shear cracks
in the web of Specimen LSW4 and LSW5 (measured
maximum crack width at the end of the test of 0.14 mm,
compared to 0.2 mm in the other specimens). The main reason (b)
for this better control is that bidiagonal bars intersect the
inclined shear cracks almost at right angles (refer to the Fig. 7Base shear versus shear sliding for specimens: (a)
cracking pattern in Fig. 5), hence, they work essentially in LSW2; and (b) LSW4. (1 mm = 0.039 in.; 1 kN = 224.8 lbf.)
direct tension, whereas the bars in the orthogonal grid intersect
the shear cracks at 35 to 45 deg and tend to work primarily as percent higher than that by LSW4), they are subjected to
dowels. This remark has previously been confirmed analyti- inelastic strains that render them less effective in resisting the
cally by Sittipunt and Wood;15 indeed the hysteresis loops of sliding deformations. The participation to the inelastic flex-
Fig. 6(d) and 6(e) are quite similar to those calculated in the ural mechanisms is also the reason of the reduced effective-
aforementioned study. ness of the vertical bars of the web reinforcement in the
To further clarify the role of the bidiagonal reinforcement, conventionally reinforced specimens. Note that Specimen
recourse is made to the measured (base shear) - (base sliding) LSW1 and LSW5 have effectively the same amount of
relationships shown in Fig. 7 for two of the specimens. The vertical reinforcement, but as the loops in Fig. 6(a) and 6(e)
significant difference between the behavior of the specimen indicate, the control of sliding shear is much more effective
without bidiagonal bars (LSW2) and the corresponding spec- in the latter specimen.
imen with bidiagonal bars (LSW4) is clearly seen in the While the foregoing discussion clearly points to the fact
figure. For the former, the sliding at the base accounts for up that inelastic stiffness and energy dissipation characteristics
to 60 percent of the total displacement at the stage close to of walls with aspect ratio of 1.0 are improved if shear sliding,
failure (the contribution of sliding increases with the level of as well as diagonal crack propagation, are controlled through
inelasticity). For LSW4, which had bidiagonal bars inter- the use of bidiagonal reinforcement, the question still remains
secting at the level of the base section, maximum sliding was whether these members can indeed develop their flexural
approximately 2 mm, accounting for only 20 percent of the strength prior to failure, which is a prerequisite of adequate
top displacement. The corresponding value for Specimen seismic performance. Table 1 summarizes the calculated and
LSW5, where bidiagonal bars intersected above the critical measured maximum shear forces for all specimens, wherein
section (Fig. 1), was equal to 37 percent of the total, indi- the shear resistances have been calculated from the Eurocode 8
cating that this type of reinforcement arrangement is some- and ACI 318 equations, but using actually measured material
what less effective with respect to shear sliding control; a strengths; for the walls with no axial loading, Vcd = 0 has been
possible explanation for this could be that since the bidiag- taken in the Eurocode design [Eq. (2)]. It is seen that
onal bars reached the boundary elements in the most critical measured forces are greater than those corresponding to
region of the wall, obviously contributing to its flexural flexural yield and, with the exception of Wall LSW1, greater
strength (the maximum load sustained by LSW5 was 7 than or approximately equal to those corresponding to the

ACI Structural Journal/July-August 1999 657


(a) (b) (c)

(d) (e) (e)

Fig. 8Cracking patterns in walls with as = 1.5 at end of tests: (a) Specimen MSW1; (b) Specimen MSW2; (c) Specimen
MSW3; (d) Specimen MSW4; (e) Specimen MSW5; and (f) Specimen MSW6.

development of the full flexural capacities of the specimens. Walls with aspect ratio of 1.5
It is worth pointing out that for both LSW2 and LSW3, the The cracking pattern at the end of the test of each specimen
theoretical resistances against sliding shear failure were with as = 1.5 is shown in Fig. 8. Cracking in these specimens
substantially lower than the flexural strengths. This is a clear initiated with hairline flexural cracks in the lower part of the
indication that the Eurocode equations are underestimating walls, extending up to a height of approximately lw. These
the capacity of walls with respect to sliding shear failure. cracks were initially horizontal and confined within the
Note that the maximum nominal shear stresses (V/blw) were length of the boundary elements, but as the loading
0.46 f c (fc as measured in cylinder tests) in Specimen increased, they became slightly inclined downwards and
LSW1 and LSW3, and 0.34 f c in LSW2. extended into the web. As shown in Fig. 8, the cracking
pattern in all specimens of the MSW series was of a
The ACI-based values shown in Table 1 always predict that primarily flexural type. Some shear cracking appeared
the shear strength of the walls is safely higher than the corre- (subsequent to flexural cracking) in the upper third of the
sponding flexural strength. This is generally confirmed by the wall height in most specimens, but shear crack propagation
test results with the exception of Specimen LSW1, where it is was minimal in most specimens. The only exception was
clear that the full flexural strength was not developed; for this Specimen MSW3 [Fig. 8(c)], where, due to the combination
specimen, the Eurocode appears to better predict the (final) of higher shear force (due to the compressive axial loading)
failure mode. These important aspects are discussed in more and lower shear reinforcement, the shear crack width was
detail in a forthcoming companion paper.16 larger than in the other specimens.

658 ACI Structural Journal/July-August 1999


In the lower part of the wall, up to a height of approximately Shown in Fig. 9(d) and 9(e) are the hysteresis loops
lw /2, flexural cracks originating from one edge were inter- recorded for Specimen MSW4 and MSW5, which were
sected by flexure-shear cracks originating from the opposite similar to MSW3, but, in addition, contained the bidiagonal
edge, resulting in a characteristic criss-cross pattern, as shown reinforcement indicated in Fig. 1 and Table 2. The strength
in Fig. 8. This pattern is similar to that observed in the LSW of Specimen MSW5 was roughly the same as that of MSW3,
series (Fig. 5); however, the concrete pieces formed by cracks which was subjected to axial loading. This was expected
have approximately 90-deg angles in the 1.5 slenderness case since the inclined bars are positioned close to the member
(MSW, Fig. 8), whereas in the 1.0 slenderness walls (LSW, edges in the region near the base and contribute to the flex-
Fig. 5) the upper and lower angles are more than 90 deg, and ural strength of the wall (as also recognized by EC8). In
the left and right angles less than 90 deg. addition to the strength increase, the bidiagonal reinforce-
Subsequent to flexural crack propagation, spalling of cover ment contributed to reducing pinching of the hysteresis loops
concrete initiated at the most-heavily compressed fibers of the (essentially through the direct-tension mechanism described
boundary elements, followed by spalling at the two sides of the in the previous section), thus resulting in increased energy
boundary elements (refer to typical patterns in Fig. 8). dissipation. Moreover, the ductility of the specimen was
Following the spalling of the concrete cover, large perma- superior to that of MSW2; the significant strength degrada-
nent deformations of the bars in the boundary elements were tion occurring at a displacement of approximately 28 mm
observed, and eventually buckling of the mostly compressed (1.6 percent the specimen height). Diagonal tension cracks
bars took place (Fig. 8). This can be considered as the failure appeared in both directions; however, the failure mode was
stage, although no abrupt drop in strength was observed. a flexural one, similar to that of Specimen MSW3. It has to
Subsequent to this stage, significant sliding took place at the be pointed out that the increased strength due to diagonal
base of some specimens. The measured sliding at the base of bars intersecting away from the wall base may also have
the walls with conventional shear reinforcement and no axial unfavorable effects, since it increases the shear stress in the
loading was up to 40 percent the top displacement, whereas member; this was not the case with Specimen MSW5, where
the corresponding values for the walls with bidiagonal rein- the maximum shear stress was 0.33 f c , well below the
forcement were only 10 to 14 percent; the wall with axial limits defining shear-dominated behavior.1 Similar charac-
loading and conventional shear reinforcement (MSW3) had teristics can be detected in the case of Specimen MSW4,
a sliding of only 18 percent the top displacement. wherein the bidiagonal bars intersect at the base section. In
Shown in Fig. 9 are (base shear)-(top displacement) this case, the increase in strength is smaller (Table 1), as the
hysteresis loops for the six specimens with as = 1.5. The bars are much closer to the compression zone than in Spec-
loops for the three specimens with conventional shear rein- imen MSW5. It is interesting to note, though, that in MSW4,
forcement [Fig. 9(a), 9(b), and 9(c)] are generally similar, all bidiagonal bars contribute to the flexural strength, while
exhibiting the well-known characteristics of gradual stiff- in MSW5, only one half of them contribute to flexural
ness and strength degradation, and a significant degree of strength since the other half lies within the compression
pinching; the latter is less pronounced, as expected, in the zone. It is clear from Fig. 9 that the presence of the bidiag-
specimen (MSW3) with axial compression. As shown in onal bars leads to significant reduction in the horizontal
Fig. 9, Specimen MSW2 is characterized by a lower initial sliding (from over 35 to less than 15 percent), which results
stiffness, which is mainly due to the fact that this was the pilot in reduced pinching and increased energy dissipation capacity.
specimen for the program and, as reported in detail previ- As can be seen in Table 1, all specimens with a shear ratio
ously,14 it has failed in an out-of-plane buckling mode during of 1.5 have developed shears very close to those corre-
initial testing without a lateral supporting frame. The spec- sponding to their ultimate flexural strengths; this is a further
imen was retested, as described in the previous section, and it indication of the flexure-dominated response of these walls.
was found that the critical (flexural) crack was different from The maximum discrepancy between calculated and measured
the existing ones due to the out-of-plane failure, and the spec- force was for Specimen MSW5, where the measured shear
imen fully developed its anticipated flexural strength (Table exceeded by 10 percent the theoretical flexural capacity. The
1). Hence, it was decided to include the results for this spec- main reason for this should be that the latter was estimated
imen herein, as it was deemed that they were indeed relevant. on the basis of the vertical component of the 45-deg inclined
As can be shown in Fig. 9(b), the hysteresis loop for this spec- bars, whereas during cyclic testing the inclination of these
imen is similar to that of the other specimens with comparable bars within the critical zone was larger.
characteristics, except that it is consistently more flexible. From the economic point of view, it has to be pointed out
The strength of MSW3 increased (as expected) due to the that in the specimens with bidiagonal bars, the total rein-
presence of the compressive axial load, but the ductility was forcement was approximately 15 percent lower than in Spec-
slightly inferior to that of MSW1 and MSW2. Significant imen MSW1 and LSW1; nevertheless, as discussed
strength degradation occurred at a displacement of 25 mm previously, the overall behavior was superior. It appears,
(1.4 percent the specimen height) following extensive therefore, that bidiagonal reinforcement might be an attractive
concrete crushing and reinforcement buckling at the edges; alternative to current practice for web reinforcement in walls,
further cycling led to eventual fracture of some buckled bars. especially due to the fact that the placement of a few inclined
Hence, the behavior of this axially loaded wall was domi- bars in each direction (not surrounded by any special hoop
nated by flexure and not by the diagonal shear cracks that reinforcement) does not present any practical difficulties.
developed in the web. Using the EC8 recommended spacing Finally, the loop for Specimen MSW6, which had a rela-
(27 mm) of hoops in the boundary members (instead of the tively poorly detailed construction joint, should be compared
42 mm provided) should have improved the ductility of the to that of MSW1, which had the same reinforcement but no
wall. As previously mentioned, sliding at the fixed base was construction joint. It is seen that both specimens reach
found to be smaller than in the case of Specimen MSW1 and approximately the same strength (corresponding to a shear of
MSW2. approximately 200 kN), but strength degradation is more

ACI Structural Journal/July-August 1999 659


(a) (d)

(b) (e)

(c) (f)

Fig. 9Load versus top displacement curves for walls with as = 1.5 (see Fig. 8): (a) Wall MSW1; (b) Wall MSW2; (c) Wall
MSW3; (d) Wall MSW4; (e) Wall MSW5; and (f) Wall MSW6. (1 mm = 0.039 in.; 1 kN = 224.8 lbf.)

pronounced in the specimen with the construction joint percent higher than in the other one), which should be attrib-
(MSW6). The latter can maintain at least 75 percent of its uted to the different behavior of the spliced bars in tension
strength for at least three cycles up to a displacement of 20 and in compression. Nevertheless, as shown in Fig. 8(f), the
mm (1.1 percent its height), whereas significant strength failure mode of MSW6 is at least initially flexural, and the
degradation in MSW1 starts at displacements larger than 25 high sliding deformations (up to 40 percent the total displace-
mm. Specimen MSW6 is also characterized by an unsym- ment) are recorded along the critical crack (formed exactly at
metric behavior (maximum strength in one direction is 17 the level of splicing) only at a later stage.

660 ACI Structural Journal/July-August 1999


A detailed discussion of the failure modes and the corre- confinement of the boundary regions. This also appears to be
sponding analytical predictions of the strengths at each mode the case in walls with as = 1.0, at least when the nominal
will be presented, along with quantitative evaluations of the shear stress does not exceed approximately 0.45 f c MPa
various components of the total displacement, the strength (5.4 f c psi).
and stiffness degradation characteristics during cycling, and
the energy dissipation capacities (hysteretic damping), in a ACKNOWLEDGMENTS
forthcoming companion paper.14 The research presented herein was partly funded by the Research
Committee of the University of Thessaloniki, and by the Commission of the
European Communities through Contract CHRXCT930201 (ENESE project
CONCLUSIONS of the HCM program). The authors gratefully acknowledge both supporters.
Currently available experimental data concerning the
behavior of squat RC walls subjected to high cyclic shear are REFERENCES
rather inconclusive, especially with respect to the sliding 1. Penelis, G. G., and Kappos, A. J., Earthquake-Resistant Concrete
shear failure mode and the potential role of inclined bars with Structures, E & FN Spon, London, UK, 1997.
2. ACI Committee 318, Building Code Requirements for Reinforced
respect to this mode, as well as to control of diagonal Concrete (ACI 318-92) and Commentary (318R-92),American Concrete
cracking. The experimental program presented herein Institute, Farmington Hills, Mich., 1992, 347 pp.
attempted to clarify these points and shed new light on the 3. CEN Technical Committee 250/SC8, Eurocode 8: Earthquake Resis-
understanding of cyclic shear behavior of low slenderness tant Design of StructuresPart 1: General Rules (ENV 1998 1-1, 1-2, and
1-3), CEN, Brussels, 1995.
walls, as well as contribute to the evaluation of the code 4. Aktan, A. E., and Bertero, V. V., RC Structural Walls: Seismic
provisions for shear design of walls. Design for Shear, Journal of Structural Engineering, ASCE, V. 111, No.
All specimens tested failed in a predominantly flexural 8, Aug. 1985, pp. 1775-1791.
mode, characterized by concrete crushing and reinforce- 5. Wood, S. L., Shear Strength of Low-Rise Reinforced Concrete
Walls, ACI Structural Journal, V. 87, No. 1, Jan.-Feb. 1990, pp. 99-107.
ment buckling at the confined edges. Moderate diagonal 6. Farrar, C. R.; Reed, J. W.; and Salmon, M.W., Failure Modes of Low-
cracking of the web and sliding at the fixed base were also Rise Shear Walls, Journal of Energy Engineering, ASCE, V. 119, No. 2,
observed, but did not significantly affect the failure mode. Aug. 1993, pp. 119-137.
Importantly, this was the case not only in walls with a shear 7. Paulay, T.; Priestley, M. J. N.; and Synge, A. J., Ductility in Earth-
quake-Resisting Squat Shearwalls, ACI JOURNAL, Proceedings V. 79, No.
span ratio of 1.5, but also those with a shear span ratio of 4, July-Aug. 1982, pp. 257-269.
1.0. With only one exception (a wall with low slenderness 8. Lopes, M. S., and Elnashai, A. S., Behavior of Reinforced Concrete
and high web reinforcement ratio), the tested walls were Walls Subjected to High Cyclic Shear, Proceedings of 9th European
able to develop their expected flexural capacity, and they Conference on Earthquake Engineering, Moscow, 1990, V. 6, pp. 80-86.
all showed a satisfactory energy dissipation mechanism. 9. Saatcioglu, M., Hysteretic Shear Response of Low-Rise Walls,
Concrete Shear in Earthquakes, Elsevier, 1991, pp. 105-114.
Pinching of the hysteresis loops caused by horizontal 10. Hidalgo, P. A., and Jordan, R. M., Strength and Energy Dissipation
sliding and bond-slip of vertical bars (rather than by shear Characteristics of Reinforced Concrete Walls under Shear Failure, 11th
crack opening) was significant in the conventionally rein- World Conference on Earthquake Engineering, (Acapulco, Mexico, June
forced specimens, and considerably less in the specimens 1996), Elsevier, 1996.
11. International Conference of Building Officials, Uniform Building
with bidiagonal reinforcement. It was found that bidiagonal Code1997 Edition, V. 2: Structural Engineering Design Provisions,
bars intersecting at the critical (base) section (a detail first Whittier, Calif., 1997.
tested in the framework of this study) were more efficient in 12. Booth, E.; Kappos, A. J.; and Park, R., A Critical Review of Interna-
controlling the sliding mode than similar bars intersecting at tional Practice on Seismic Design of Reinforced Concrete Buildings,
Structural Engineer, V. 76, No. 11, London, June 1998.
approximately lw/2 from the base, particularly in walls with 13. Kappos, A. J., Analytical Prediction of Collapse Earthquake for R/C
a shear span ratio of 1.0. Furthermore, bidiagonal reinforce- Buildings: Suggested Methodology, Earthquake Engineering and Struc-
ment was found to offer an attractive alternative to current tural Dynamics, V. 20, No. 2, Feb. 1991, pp. 167-176.
practice from the economic point of view since, for a lower 14. Salonikios, T.; Tegos, I; Kappos, A; and Penelis, G., Cyclic Shear
quantity of total web reinforcement an improved seismic Behaviour of Low Slenderness R/C Walls, 5th SECED Conference on
European Seismic Design Practice, Chester, UK, 1995, pp. 293-299.
performance was achieved. 15. Sittipunt, C., and Wood, S. L., Influence of Web Reinforcement on
From the test data discussed herein, it appears that walls Cyclic Response of Structural Walls, ACI Structural Journal, V. 92, No. 6,
with as = 1.5, although classified as squat in codes like the Nov.-Dec. 1995, pp. 745-756.
16. Salonikios, T. N.; Kappos, A. J.; Tegos, I. A.; and Penelis, G. G.,
EC8, may be flexure dominated (at least for the low rein- Cyclic Load Behavior of Low-Slenderness Reinforced Concrete Walls:
forcement ratios typical in low-rise walls), and the critical Failure Modes, Strength Analysis, and Design Implications, ACI Structural
design parameter is not shear reinforcement, but mainly the Journal, V. 97, No. 1, Jan.-Feb. 2000, pp. 132-141.

ACI Structural Journal/July-August 1999 661

You might also like