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Original article
Abstract
Smoking is reported to be associated with depression and anxiety. The present study (a) examines these associations taking comorbidity into
account, (b) investigates possible confounders, (c) examines how former smokers compared to current and never-smokers in terms of anxiety and
depression, and if anxiety and depression decline by time since cessation. Participants (66%) aged 20e89 years in a population-based health
survey (N 60,814) were screened employing the HADS. (a) The association with smoking was strongest in comorbid anxiety depression,
followed by anxiety, and only marginal in depression. Associations were stronger in females and younger participants. (b) Variables partly
accounting for the association comprised somatic symptoms, socio-demographics, alcohol problems, and low physical activity. (c) Anxiety
and depression were most common in current smokers, followed by quitters, and then never-smokers. No decline in anxiety or depression
was found with time since cessation. Previous studies of associations between depression and smoking might have overestimated the association
when ignoring comorbid anxiety.
2007 Elsevier Masson SAS. All rights reserved.
0924-9338/$ - see front matter 2007 Elsevier Masson SAS. All rights reserved.
doi:10.1016/j.eurpsy.2007.10.005
78 A. Mykletun et al. / European Psychiatry 23 (2008) 77e84
in causal theories on the link between smoking and specific for the present study. The female proportion of the sample
mental disorders. was 52.7%, and the ethnic diversity was minimal [25].
The public health response to smoking has usually con-
sisted of campaigns directed at cessation or discouraging ini- 2.2. Definition of depression and anxiety
tiation of smoking. Previous research supports these policies,
suggesting improved mood and stress-relief post cessation The Hospital Anxiety and Depression scale (HADS) is
[39,40], and authors have emphasised the need to focus on ces- a self-report questionnaire comprising 14 four-point Likert-
sation in people with mental disorders [22,23,33]. On the other scaled items: seven for anxiety (HADS-A) and seven for
hand, abstaining smokers with a history of major depression depression (HADS-D) with reference to the two preceding
disorder (MDD) have an increased risk of developing a new weeks [38]. Somatic symptoms and sleep/appetite disturbance
episode of MDD over a 4 week [10] to 6 month [19] period. are specifically excluded to avoid false positive cases in indi-
Beyond that time frame little is known about the long-term viduals with physical disorders. A cut-off score of 8 on each
effects of quitting smoking in people with mental disorders. subscale was found to give an optimal balance between sensi-
There are also speculations and some inconclusive empirical tivity and specificity (both about 0.8) for depression and anx-
evidence that anxiety precludes cessation [35]. iety according to DSM-III and IV, or ICD-8 and 9 [3].
Finally, as to causality, there is evidence that smoking Applying these cut-offs, two dichotomies for case-level anxi-
increases the risk of depression [29,31]. As to certain anxiety ety and depression were computed. For the purpose of exam-
disorders [35], and in particular post traumatic stress disorder ining pure and comorbid conditions of anxiety depression, an
[3,16], evidence suggest the opposite causality. There is evi- additional variable was computed with four groups for anxiety
dence for shared genetic effects in smoking and depression only, depression only, comorbid anxiety and depression, and
[31], and also in nicotine dependency and post traumatic stress a reference group with no case-level disorder [43]. In accor-
disorder [30]. Quitters are reported to have non-increased risk dance to previous publications employing HADS [36], we
for a new depressive episode compared to never-smokers [29], performed secondary analyses using anxiety and depression
but there are power issues in most such studies. Comparisons as dimensional scores.
of quitters and never-smokers (and time since cessation in
quitters) in terms of mental illness might shed light on these 2.3. Smoking
issues of causality.
The aim of this study was to address these issues in a sec- To investigate the association between current smoking and
ondary analysis of data from a large community population. anxiety/depression, current smokers were compared to all
Specific objectives were as follows: (a) to investigate the asso- other participants. Smoking was defined as current daily
ciation between smoking, anxiety and depression taking into smoking of cigarettes, cigars or pipe. Next, comparisons
account comorbidity between the two mental disorders; (b) were made between never-smokers and both current and for-
to investigate the extent of confounding by other health-related mer smokers. Finally, prevalence rates of anxiety and depres-
behaviour, somatic health complaints, and socio-demographic sion among former smokers were compared according to time
factors; (c) to investigate anxiety and depression in former since cessation.
smokers: in particular associations with time since cessation.
We hypothesized (a) increased anxiety, depression and comor- 2.4. Confounding variables
bid anxiety depression in smokers compared to non-smokers,
(b) and that these associations are not entirely explained by Confounding factors were operationalized according to pre-
confounding factors. (c) Further, we hypothesized that there vious analyses carried out on the HUNT database [36,37], and
would be increased anxiety and depression in quitters com- the variables are described in more detail in previous publica-
pared to never-smokers (hypothesizing a trait-association), tions [25]. Information on age and gender was obtained from
but also a normalization over anxiety and depression to the national population registry [25]. Age was encoded in
never-smoker levels by elapsing time (hypothesizing a state- decades with 20e29 years as reference group. As in previous
association). publications, physical health was assessed with one variable
on the number of organ systems from which somatic symptoms
2. Methods were reported (symptoms) and one on number of somatic
diagnoses (diagnoses) [36,37]. The index for somatic symp-
2.1. Design, participants and procedures toms was computed as the number of (up to six) organ systems
from which symptoms were reported [36,37]. The index for
In the cross-sectional Health Study of Nord-Trndelag somatic diagnoses was computed as the number of (up to
County (HUNT-II), self-reported data on smoking, mental 15) reported diagnoses enquired about as part of the survey.
and physical health, and demographic information and socio- Both indexes were entered with a range of 0e4 (values >4
economic status was collected. In addition, body mass index truncated to 4) [36,37]. Socio-demographic factors consisted
(BMI) and blood pressure were measured by trained commu- of educational level (primary school, high school, and univer-
nity nurses [25]. Of 92,100 eligible inhabitants aged 20e89, sity level), marital status (living with spouse or partner versus
60,814 (66%) participated with completed variables relevant not) [36,37], and socio-economic status derived from current
A. Mykletun et al. / European Psychiatry 23 (2008) 77e84 79
Table 2
Anxiety and depression in relation to smoking, adjusted for confounders (OR with 95% confidence intervals)
Separate adjustments beyond Anxiety alone Depression alone Botha
age and gender
Age and gender only 1.43 (1.35e1.52) 1.16 (1.07e1.26) 1.82 (1.69e1.95)
Somatic symptoms 1.32 (1.24e1.40) 1.10 (1.01e1.20) 1.63 (1.51e1.75)
Socio-demographics 1.39 (1.32e1.48) 1.13 (1.04e1.24) 1.69 (1.58e1.82)
Alcohol problems 1.38 (1.30e1.46) 1.15 (1.06e1.25) 1.75 (1.63e1.88)
Physical activity 1.42 (1.34e1.50) 1.12 (1.03e1.22) 1.76 (1.64e1.88)
BMI, BP, total cholesterol level 1.42 (1.34e1.50) 1.18 (1.08e1.28) 1.81 (1.68e1.94)
Number of somatic diagnoses 1.44 (1.36e1.52) 1.16 (1.07e1.27) 1.82 (1.70e1.96)
Adjustment for all above 1.19 (1.12e1.27) 1.04 (0.95e1.14) 1.40 (1.30e1.52)
a
There was no anxiety by depression interaction in the association to smoking (all p > 0.05 across all levels of adjustment) by inclusion of the interaction term
on top of a model already including anxiety, depression and covariates as mentioned under adjustments.
Adjustment for physical measures (BMI, blood pressure and between time since cessation and odds of anxiety or depres-
total cholesterol level) and number of somatic diagnoses did sion (Table 5). Although there was a trend towards lower
not substantially explain the associations of interest. No single prevalence of depression alone with time since cessation
factor explained more than 25% of the association, and with (comparing individuals having quit smoking 15e25 and >25
all factors included in the model, about half the associations years ago with 0e2 years ago), but across all five categories
between smoking and anxiety and between smoking and for time since cessation, this comparison was not statistically
comorbid anxiety and depression remained unexplained. The significant ( p .085). This conclusion was the same when re-
association between smoking and depression alone was almost stricting our sample to those old enough to have quit smoking
entirely explained by inclusion of all confounders in the long time ago (Table 5).
model. Smokings associations to anxiety and comorbid anxiety/
In Table 4, anxiety and depression in both former and cur- depression were stronger in females and younger participants
rent smokers are compared to never-smokers, adjusted for age (Table 6).
and gender, and then for all confounders reported in the previ-
ous model. For both anxiety and depression, associations were 4. Discussion
stronger for current, compared to former smokers. Associa-
tions were again strongest for comorbid anxiety/depression, 4.1. Main findings
followed by anxiety alone, and weak for depression alone.
The stronger association in comorbid anxiety depression was Our study has four main findings: (a) Anxiety was more
again an additive effect. All odds ratios were statistically sig- strongly associated with smoking than was depression and
nificant (also in the fully adjusted model), the exception being the association between smoking and depression was marginal
for depression alone which was not significant in the fully ad- except in the presence of comorbid anxiety. Strongest associ-
justed model. Adjustment for all confounders explained about ations were found in comorbid anxiety and depression. The as-
two thirds of the associations for depression alone, slightly sociations were stronger in females and young participants. (b)
less for anxiety alone, and least (about half) for comorbid anx- Multiple factors confounded the associations, the most impor-
iety depression. Variables accounting for the differences tant being somatic symptoms (though not reported physical
between never, former, and current smokers (Table 4) were disorders, BMI, cholesterol level, or blood pressure), socio-
mainly the same as for the comparisons of smokers and non- demographics, and alcohol problems. (c) Anxiety and comor-
smokers (Table 2). bid anxiety/depression were associated most strongly with
When excluding both never-smokers and current smokers current compared to former smokers, highest in smokers, fol-
from the analyses, we were not able to find any association lowed by former smokers, and then never-smokers; all differ-
ences being statistically significant also having adjusted for
Table 3 available confounding factors. There were no associations
Symptom load of anxiety and depression in relation to smoking (continuous z-
between anxiety or depression and time since cessation in
scored scores, obtained from linear regression analyses with 95% confidence
intervals) former smokers.
Anxiety symptom load Depression symptom load
4.2. Strengths and limitations
B 95% CI B 95% CI
Adjusted for age 0.175 0.15e0.19 0.153 0.14e0.17
The present study has several strengths: the sample-size is
and gender
Further adjusted 0.084 0.07e0.10 0.052 0.04e0.07 large, giving sufficient power to detect even small associa-
for other sub-scalea tions, and the participation rate was reasonable considering
a
The association between smoking and anxiety adjusted for depression, and the size of the population targeted. The broad range of mea-
the association between smoking and depression adjusted for anxiety, all as sured health, health-related, and socio-demographic factors
z-scored continuous variables. allowed thorough examination of confounding factors. Finally,
A. Mykletun et al. / European Psychiatry 23 (2008) 77e84 81
Table 4
Anxiety and depression in smokers and quitters compared to never-smokers (OR with 95% confidence intervals)
Groups N (%) Anxiety alone Depression alone Both
Adjusted for age and gender
Never-smokers 25,504 (41.9) 1.00 (ref) 1.00 (ref) 1.00 (ref)
All quitters 17,623 (29.0) 1.22 (1.14e1.31) 1.11 (1.01e1.21) 1.34 (1.23e1.47)
Current smokers 17,687 (29.1) 1.55a (1.46e1.65) 1.24b (1.13e1.37) 2.09c (1.92e2.26)
Fully adjusted model
Never-smokers 25,504 (41.9) 1.00 (ref) 1.00 (ref) 1.00 (ref)
All quitters 17,623 (29.0) 1.08 (1.00e1.62) 1.03 (0.93e1.13) 1.13 (1.03e1.24)
Current smokers 17,687 (29.1) 1.22a (1.13e1.30) 1.10b (0.99e1.21) 1.52c (1.39e1.66)
a
For quitters compared to current smokers: age and gender adjusted OR 1.23 (95% CI 1.15e1.33), fully adjusted OR 1.13 (95% CI 1.05e1.22).
b
For quitters compared to current smokers: age and gender adjusted OR 1.10 (95% CI 0.99e1.21), fully adjusted OR 1.03 (95% CI 0.93e1.13).
c
For quitters compared to current smokers: age and gender adjusted OR 1.51 (95% CI 1.38e1.64), fully adjusted OR 1.32 (95% CI 1.21e1.45).
the population-based survey reduced the likelihood of selec- The cross-sectional design precludes disentangling con-
tion bias which may be problematic in clinical samples. founding from mediating effects in examination of possible
The principal limitation was the cross-sectional nature of mechanisms underlying the association of interest (Table 2).
the study which limits our possibilities of empirically examin- The main strength of this analysis is to identify the extent to
ing the extent and direction of causality between mental disor- which the candidate variables account for the association of
ders and smoking behaviour. Higher psychiatric morbidity interest. We include in empirical analyses a wider range of
among non-responders in health surveys [15], and elevated candidate mechanisms than any previous study in this field.
consumption of tobacco among people with mental health Still, there are candidate explanations not available in our
problems [33,22], may have led to an underestimation of the dataset, including for example shared genetic factors [30],
association between smoking and mental health through selec- coping styles or life events.
tive participation. Finally, substance use was not covered in the survey, and
Smoking and smoking cessation were self-reported and might represent residual confounding. This is, however, a lim-
may be subjected to recall bias leaning towards desirable ited problem, as substance use (e.g. marijuana use) is relatively
health behaviour, e.g. under-reporting smoking and over- rare in the population studied, and as we know individuals
reporting cessation which could weaken the associations. with substance use to be under-represented in public health
Further, our reliance of this uni-method assessment approach surveys.
is known to be associated with shared method variance, an issue Former smokers are also likely to be a self-selected group.
that can affect observed relations. Consequently, future work in Absence of mental disorders may make cessation more likely
this area could benefit by using cross-method approach. and more successful, and may offset to some extent adverse
The data for this study is collected in one region of the effects of withdrawal on mental health status, although a recent
world only, which obviously precludes generalizing to other meta-analysis found that a history of major depression does
and different populations and contexts. not have an impact on future abstinence success rate [24].
Table 5
Time since cessation (quitters only) in relation to anxiety and depression, adjusted for age and gender (OR with 95% confidence intervals)
Time since cessation N (%) Anxiety alone Depression alone Both
c
All quitters included, age 20 to 89, N 15,132
0e2 years 2325 (15.4) 1.00 (ref) 1.00 (ref)a 1.00 (ref)
3e7 years 2873 (19.0) 1.11 (0.93e1.33) 0.89 (0.69e1.15) 1.21 (0.95e1.53)
8e14 years 2701 (17.8) 0.90 (0.74e1.10) 0.88 (0.69e1.14) 1.12 (0.88e1.43)
15e25 years 4967 (23.8) 0.95 (0.79e1.14) 0.77 (0.62e0.97) 1.06 (0.85e1.33)
>25 years 2266 (15.0) 0.87 (0.68e1.10) 0.73 (0.56e0.94) 0.87 (0.66e1.14)
Restricting to quitters 50 years and older at health survey, N 8717c
0e2 years 790 (9.1) 1.00 (ref) 1.00 (ref)b 1.00 (ref)
3e7 years 1211 (13.9) 1.24 (0.88e1.74) 0.78 (0.57e1.08) 1.22 (0.85e1.75)
8e14 years 1253 (14.4) 0.90 (0.63e1.29) 0.83 (0.61e1.14) 1.19 (0.83e1.71)
15e25 years 3309 (38.0) 1.02 (0.76e1.39) 0.75 (0.57e0.98) 1.08 (0.78e1.49)
>25 years 2148 (24.7) 0.93 (0.67e1.29) 0.70 (0.53e0.94) 0.92 (0.65e1.30)
a
Wald 8.200, df 4, p .085.
b
Wald 6.616, df 4, p .158.
c
About 2491 of the 17,623 quitters were excluded due to missing responses on question on time of cessation. In the secondary analysis of quitters > 50 years
of age, 1366 were excluded.
82 A. Mykletun et al. / European Psychiatry 23 (2008) 77e84
Table 6
Current smoking (yes/no) in relation to anxiety and depression
Total N/N smokers (%) Anxiety only Depression only Both
2 2
Sex, significance of interactions by sex c 5.48, df 1, c 0.1, df 1, c2 5.2, df 1,
p 0.019 p 0.796 p 0.023
Male 28,794/2814 (28.5) 1.16 (1.14e1.39) 1.09 (0.98e1.22) 1.46 (1.31e1.64)
Female 32,020/9473 (29.6) 1.47 (1.36e1.58) 1.13 (0.99e1.30) 1.79 1.62e1.97)
Age, significance of interactions by age c2 22.4, df 5, c2 9.6, df 5, c2 847.0, df 5,
p < 0.001 p .088 p < 0.001
20e29 8523/2286 (26.8) 1.59 (1.23e1.67) 1.08 (0.70e1.67) 2.26 (1.73e2.95)
30e39 11,355/3622 (31.9) 1.46 (1.28e1.65) 1.41 (1.08e1.85) 2.04 (1.70e2.44)
40e49 13,283/4885 (36.8) 1.34 (1.19e1.51) 1.23 (1.02e1.50) 1.53 (1.32e1.77)
50e59 10,774/3341 (31.0) 1.31 (1.13e1.50) 0.94 (0.78e1.13) 1.61 (1.39e1.87)
60e69 8301/2206 (26.6) 1.35 (1.12e1.61) 1.24 (1.03e1.49) 1.48 (1.23e1.78)
70e89 8578/1347 (15.7) 1.07 (0.83e1.38) 0.94 (0.78e1.14) 1.32 (1.06e1.66)
Analyses stratified for age and gender. Odds ratios from logistic regression models with adjustment for demographics.
4.3. The association between smoking and common Surprisingly in our analysis, the effects of reported physical
mental disorder partly depends on the presence of disorders known to be strongly linked with smoking had
anxiety and is confounded by somatic symptoms hardly any effect on the association between smoking and de-
pression and anxiety; neither did measures of BMI, cholesterol
Research on smoking in relation to mental health has pre- level or blood pressure. Adjusting for socio-economic factors
dominantly focused on depression and severe psychopathol- explained some of the association. This is not surprising, since
ogy. More recently, increased attention has been given to smoking as well as common mental disorders are known to be
anxiety disorders [6]. In contrast to the findings of Glassman more prevalent among low-status segments of the Norwegian
[18], we found the association between smoking and depres- population.
sion almost entirely explained by anxiety, and there was little Our results suggest that alcohol problems may be an impor-
evidence of an association between smoking and depressive tant confounding factor for the association between smoking
symptoms except in the presence of comorbid anxiety symp- and anxiety, consistent with previous findings, and possibly
toms. Previously reported associations between smoking and indicating a shared dependence mechanism [4]. The con-
depression may have been overestimated through not taking founding effect of alcohol problems is likely to have been
the possible impact of comorbid anxiety into account [8,19]. underestimated in the present study through selective non-
The results also imply that somatic symptoms are the most im- participation or under-reporting, as well as by limitations in
portant confounder in the smoking versus mental health asso- the measurement used.
ciation although it has largely remained out of scope in the
existing literature [6,12,17,33]. An alternative, but in our 4.4. There is more psychopathology in
view less likely interpretation of the results, may follow current than former smokers
from the choice of measurement: HADS was designed to
avoid false positive cases in contexts where somatic symptoms Our findings of more mental health problems in current
are prevalent by omitting the vegetative symptoms of depres- than former smokers are in line with previous reports suggest-
sion, a feature separating the HADS from other commonly ing a mental health gain from cessation [6,9,27]. Alternatively,
used screening instruments for depression. Applying an instru- psychopathology might preclude cessation, a hypothesis sup-
ment including vegetative symptoms of depression in addition ported by the reported doseeresponse relationship with psy-
to the aspects of cognition and anhedonia covered in HADS chiatric severity [33]. For instance, depressed individuals
might reveal stronger effects for depression and could leave have stronger withdrawal symptoms during the days after ces-
the association between smoking and depression less attenu- sation [42] and it has been argued that nicotine could act as an
ated when adjusting for anxiety and somatic symptoms. antidepressant agent which could be a major obstacle to effec-
The stronger association between smoking and comorbid tive cessation among people with depression [14]. For anxiety,
anxiety depression than anxiety or depression alone is proba- a popular belief among smokers is that smoking has a calming
bly a result of more pathology in the comorbid group, reflected effect and acts as a stress-relieving agent [40], a notion that
in e.g. increased help-seeking [43] and disability [37]. It might may stem from withdrawal symptoms resembling core symp-
therefore be regarded an indication of a doseeresponse asso- toms of anxiety disorders.
ciation in the association between common mental disorder
and smoking. 4.5. There is no association between mental
Comprehensive assessment of confounding factors is par- health and time since cessation
ticularly important for the association between smoking and
mental disorder as variables in both domains are associated A short-term decline in mental health risk after cessation
with several adverse social and health-related factors [23]. has been reported. Our study, however, attempts to examine
A. Mykletun et al. / European Psychiatry 23 (2008) 77e84 83
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