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Article history: Municipal solid waste (MSW) can be viewed as a feedstock for industrial ecology inspired conver-
Received 17 October 2014 sions of wastes to valuable products and energy. The industrial ecology principle of symbiotic processes
Received in revised form 20 February 2015 using waste streams for creating value-added products is applied to MSW, with examples suggested for
Accepted 11 April 2015
various residual streams. A methodology is presented to consider individual waste-to-energy or waste-
Available online 28 August 2015
to-product system synergies, evaluating the economic and environmental issues associated with each
system. Steps included in the methodology include identifying waste streams, specic waste components
Keywords:
of interest, and conversion technologies, plus steps for determining the economic and environmen-
Industrial ecology
Municipal solid waste
tal effects of using wastes and changes due to transport, administrative handling, and processing. In
MSW addition to presenting the methodology, technologies for various MSW input streams are categorized
Energy as commercialized or demonstrated to provide organizations that are considering processes for MSW
Sustainability with summarized information. The organization can also follow the methodology to analyze interesting
processes.
Published by Elsevier B.V.
1. Introduction and background the potential uses of materials in different contexts. The adage
that one mans waste is another mans treasure clearly indicates
Frosch and Gallopoulos (1989) introduced the term industrial that this is not a new idea. In this contribution a method is sug-
ecology. They called it an industrial ecosystem. In such a system gested for identifying and realizing the use of otherwise discarded
the consumption of energy and materials is optimized, waste gen- materials.
eration is minimized and the efuents of one process. . . serve as To begin a study on using discards as valuable materials it makes
the raw material for another process. At about the same time sense to rst identify the materials under consideration (Table 1)
Aryes (1989) wrote of an industrial metabolism that needed to and the operations used to manage them. In this work the materials
have increased efciency in the use of by-products. In this work of interest fall under the category of municipal solid waste (MSW),
the waste or by-products of interest are the streams of munici- a term which rose out of local communities caring for sanita-
pal solid waste generated by communities. A method is presented tion, avoiding epidemics, advancing public health, and maintaining
to analyze processes that perform industrial ecology, i.e., to view refuse infrastructure, as well as a result of the circumstances of
wastes as potential feedstocks and turn them into valuable prod- the times (Louis, 2004). MSW denitions are found in the Resource
ucts and/or energy with the intent of preserving valuable resources Conservation and Recovery Act (RCRA) as a subset of nonhazardous
and producing less pollution. solid waste regulated under Subtitle D (U.S. EPA, 2011, 2014b).
The term waste is out of favor because it implies something to be Implementation of MSW management is often administered by
discarded. A different way of thinking occurs by using the term sus- municipalities and operated by regional-based privately-owned
tainable materials management to capture the ideas of productivity facilities (Louis, 2004). MSW is only a portion of total solid waste.
and sustainability (U.S. EPA, 2014a). Waste does not recognize MSW refers to everyday items discarded from residences, busi-
nesses, and institutions, but is separate from construction debris,
wastewater treatment waste, or other nonhazardous industrial
process waste (U.S. EPA, 2013). Items that are part of MSW include
Corresponding author. Tel.: +1 513 569 7161; fax: +1 513 569 7677.
corrugated boxes, food waste, plastic lm, bottles, cans, newspa-
E-mail address: smith.raymond@epa.gov (R.L. Smith).
1
Present address: Artie McFerrin Department of Chemical Engineering, Texas per and ofce paper, wood pallets, and yard waste, with a more
A&M University, College Station, TX 77843, USA. complete list available from U.S. EPA (2013). These denitions also
http://dx.doi.org/10.1016/j.resconrec.2015.04.005
0921-3449/Published by Elsevier B.V.
312 R.L. Smith et al. / Resources, Conservation and Recycling 104 (2015) 311316
Table 1
MSW average percentage waste types for U.S., and average amounts of each type 1 Reduce / Reuse Conserved
for 100,000 people (U.S. EPA, 2014c). MSW Generation
Resources
Fig. 2. Technologies that can process/handle various portions of MSW (see footnotes). Plastics nos. 1 and 2 refer to polyethylene terephthalate (used often in bottles) and high-
density polyethylene (used in milk jugs, bottles, tubs, and some bags), respectively. Plastics nos. 37 represent polyvinyl chloride, low-density polyethylene, polypropylene,
polystyrene, and other.
processes being built. It can also mean community involvement in Within a stream it may be that only certain components are
what is being done. Stakeholders might be interested in the number valuable. The evaluator of a new process for waste conversion to
of truck trips, dust, odors, emissions, water-based releases, litter, valuable products needs to identify these components, the amount,
nuisances, etc. As an example of how important these issues could and the concentration. For instance, a valuable component in a
potentially be, Mannies and LaCapra (2014) report that a landll waste stream may be at such a low concentration that its separation
will pay $4.6 million for odors due to an underground re. and processing prove to be uneconomical and/or negative for the
environment. At this point it is important to know the amount and
4. Methodology for attaining industrial ecology concentration. Evaluations will be done in future steps (Table 3).
The third step is knowing the new technology (i.e., the alter-
A systematic procedure is proposed here for considering indus- native) used to obtain the waste-generated product. There may be
trial ecology uses of various MSW-related streams. The procedure a number of potential technologies that can convert an identied
starts with identifying waste streams for consideration. These may waste stream into valuable products. Fig. 2 shows current facili-
be obvious in a community that has specic existing processes and ties/technologies that have been commercialized or demonstrated
streams. Others may be less obvious as shown in Table 2, where for converting waste streams into more valuable products, as well
potential uses for residuals were listed. Identifying a waste stream as technologies that can handle a waste component without using it
is a rst step (Table 3). The economic value and environmental productively. Knowing that a MSW component can be handled can
impacts need to be considered in future steps. be important so that overly cumbersome sorting and pretreatment
steps are avoided. However, the reality may be that a process works
better for uniform feedstocks, so it is important to understand the
Table 3 details.
Steps in evaluating alternative waste processes. The facilities/technologies shown in Fig. 2 are described here,
(1) Identify waste streams and footnotes have been provided for some of them in the g-
(2) Identify waste components ure. Specic Recycling Processes are tuned directly to recover
(3) Identify current baseline technologies, and identify alternative a specic MSW component, e.g., aluminum. As described ear-
technologies for converting waste streams and components
lier, MRFs separate mixed streams into desirable lots for further
(4) Determine avoided economic costs and environmental impacts of
using wastes (include avoided transport and administrative processing. Anaerobic Digestion uses microorganisms to break
handling here) down biodegradable material in the absence of oxygen into
(5) Determine the value of the alternative products methane and other reaction products. Gasication reacts carbon-
(6) Determine economic costs and environmental impacts of new based waste at high temperatures by partial oxidation to produce
transport steps
(7) Determine economic costs and environmental impacts of new
a syngas of mostly carbon monoxide and hydrogen. The syngas can
administrative handling be further processed into ethanol by reaction chemistry or by bio-
(8) Determine economic costs and environmental impacts of sorting chemical routes. Fermentation as used here refers to the growth and
and pretreating wastes reaction of microorganisms to convert sugars to ethanol and car-
(9) Determine economic costs and environmental impacts of
bon dioxide. Agricultural plant-wall cellulosic material is currently
converting wastes
(10) Determine economic costs and environmental impacts of purifying being demonstrated/commercialized as the sugar-based feedstock
product streams for making ethanol, and this work assumes that yard waste is a
(11) Adjust the economic costs and environmental impacts for residual reasonable approximation for this agricultural feedstock. Inciner-
wastes ation is the nal technology represented, and it burns materials
R.L. Smith et al. / Resources, Conservation and Recycling 104 (2015) 311316 315
at very high temperature in oxygen (air), producing steam and/or because landlling with gas recovery presents a different baseline
electricity as nal products. for analysis as compared to landlling without recovery.
Before nishing step three, it is important that the baseline Step six of the procedure adds costs and potential environmental
technologies for comparison have been identied. This may be impacts due to new transport done because of the processing of
relatively simple, as it would be common to use the current facil- the waste-generated product. These transport distances could be
ities/technologies as a baseline. In the next step the costs and shorter or longer than the original, and they may involve multiple
environmental releases of baseline activities will be used to create collections in the community.
incentive values (i.e., the potential economic and environmental If there are new administrative handling procedures involved,
gains) for adopting new technologies. then step seven is used to add additional costs and/or environmen-
The fourth step is to determine the avoided economic costs tal impacts.
and potential environmental impacts by using the identied waste The processing of waste is accounted for in steps 810, where
stream with its baseline costs and environmental releases. Also, sorting and pretreating waste, converting, and purifying product
the waste stream may have had baseline costs associated with it, steps occur. These are technical processes which require an under-
for example, due to disposal, which is now avoided. Any baseline standing of the costs, reliability, form of nal product, etc. The
transport or administrative costs associated with the waste may importance of these steps should not be underestimated. Smith
now be saved as well. The total potential value of processing the et al. (2015) provide examples for WTE technologies.
identied waste is the sum of the product value and the baseline Finally, if a residual waste is generated at the end of processing,
savings. Note that these avoided costs may be short-lived, as the the costs and environmental impacts of this residual need to be
steps that follow from Table 3 may add them back in, although per- included. This could require knowledge of the components in
haps in different amounts (i.e., transport costs and environmental the residual stream and their concentrations. One would likely
releases may have been saved based on the baseline case, but new approximate how these will be dealt with and approximate costs
transport costs and releases will be added in for the new process and environmental impacts for them. The total costs and impacts
being considered). accounted for in steps 611 should be summed and compared to
The identied waste should be made into a new valuable prod- the potential avoided costs and impacts developed through step 5.
uct, so the fth step involves calculating the amount of product Higher economic values and reductions in environmental releases
and its value to estimate a total product value. The sum of avoided indicate an alternative for further detailed study.
costs from step four and the product value from step ve provide
an overall economic incentive for considering an alternative pro-
cess. If the total value is not large enough then the analysis can be 5. Discussion
stopped at this point, and different alternatives or variations can be
considered. As alternative costs are added in the following steps the In addition to providing a method for analyzing processes, it
analysis can be stopped at any point where the value is insufcient. could be valuable to discuss the technologies and MSW compo-
Potential environmental impacts may also be avoided due to nents presented in Fig. 2. For details people will have to study each
not processing waste in the baseline method. There are a num- of these more closely, but some generalizations can be pointed out.
ber of ways to account for these impacts. The simplest is to keep For instance, a Dirty MRF and Incineration can handle all types of
track of the inventory of emissions of various types: e.g., VOC, NOx , MSW. This does not mean that they are issue free, but they do
SOx , CO, CO2 , etc. One can also keep track of potential environ- not require (many) pre-treatment steps and MSW can be delivered
mental impacts using impact assessment methods, such as the directly to these facilities. The Specic Recycling Processes are spe-
Tool for the Reduction and Assessment of Chemical and other cic to a material, and so separations need to be very selective.
Impacts (TRACI) (Bare et al., 2003) or the Waste Reduction Algo- Fermentation to ethanol is also selective, in that the current sys-
rithm (Young and Cabezas, 1999). There may be many ways in tems are using corn stover as a feedstock, so using yard waste is an
which impacts could be reduced. For instance, various parts of extrapolation. However, biofuels like ethanol might have a higher
the common production chain of the generated product may be value depending on subsidies/incentives. Anaerobic Digestion and
avoided, because the waste-generated product is displacing the Gasication use a small variety of feedstocks, so some separation is
need to make the product by the common method. Also, various required. Also, these technologies and Fermentation benet from
transportation processes may be avoided, leading to less pollution. shredding their feedstocks into a form of Refuse Derived Fuel (RDF)
Also, the original waste will no longer be causing potential envi- which eases processing.
ronmental impacts. All of these should be considered in developing Another way of considering Fig. 2 is through a consideration
the total avoided potential impacts for an alternative. At this point of the MSW components in the columns. For instance, Metals and
the values determined for potential environmental impact reduc- Glass can only be fed to certain facilities. Food scraps and Fats,
tion are as large as possible, as future steps will add impacts. If the Oils, and Grease are likewise limited in terms of technologies.
potential impact reduction of the alternative is not large enough Plastics and Yard Waste nd more acceptable facilities, and Paper
to incentivize processing the waste at this point, then the process and Paperboard the most. However, without understanding the
is not worthwhile, and other alternatives or variations should be technologies, it may not be clear that the products of these dif-
considered. ferent acceptable technologies are so varied. While a Dirty MRF
Among the benets of processing waste into useable forms could might separate some (inadvertently discarded) Yard Waste into an
be the reduction in landll space used. If this is important, then the organic stream, Anaerobic Digestion will process Yard Waste into
cost of new space in a landll could be added to the savings for not useful methane. Similarly, a Clean MRF might separate Plastics 1
sending materials to a landll. Another benet of not landlling and and 2, a Gasication process might turn them into syngas and
thus not creating landll gas is the reduction in emissions of these other products, while a Specic Recycling Process could convert
greenhouse gases (although they can be captured). This highlights them into other useful solid products. Thus, Fig. 2 should be used
the idea that people need to recognize all of the costs of MSW. For as a starting point for considering technologies and various MSW
example, if people do not experience the costs of landll opera- streams.
tion, closure, cleanup, and pollution, they may not understand the As for Plastics 37, they can be recycled, but the markets
need to reduce, reuse, recycle, or nd other uses for materials. The are not largely developed (Association of Postconsumer Plastic
complexity of the analysis is also highlighted with this example Recyclers, 2014). For instance, polyvinyl chloride (PVC) (3) is
316 R.L. Smith et al. / Resources, Conservation and Recycling 104 (2015) 311316
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