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Today is August 17, 2017 Home Services Accreditation Initial Application External Auditor
Initial Application
External Auditor
Auditing Firms
Surety Companies
Training Providers
Fees:
Pre-Evaluation Procedures:
DURATION PERSON
STEP APPLICANT/CLIENT SERVICE PROVIDER OF IN
ACTIVITY CHARGE
1 Secures application form (SEC Form ExA- Provides client application form, and checklist of requirements. 5 minutes Officer of
001 Revised 2009) from the OGA. the Day of
OGA
2 Presents application and supporting 1. Pre-evaluates application and supporting documents. 30 minutes Officer of
documents the Day of
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8/17/2017 External Auditor - Securities and Exchange Commission
a. If application and supporting documents are not complete, the OGA
same are returned to applicant with list of requirements not
complied with
2. Prepares Payment Assessment Form (PAF) and instructs applicant to 10 minutes Executive
proceed to the Cashier. Assistant
3 Presents the PAF at the Cashier and Process payment and issue O.R. 10 minutes Cashier
settles the required fee.
4 Submits the machine-validated PAF to 1. Checks contents and stamps receive the three (3) sets of application 4 minutes Executive
OGA with the application and its documents Assistant
supporting documents.
2. Returns one (1) copy of the application documents to the client. 1 minute
Duration:
Pre-evaluation of application:1 hour
Processing of application: 2 days
Mailing period (estimate)*: 40 days
Total duration: 42 days and 1 hour
* Includes mailing of all comment letters, comment and response sheets, and matrix of findings.
* Note :Duration of activity under normal circumstances
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Securities and Exchange Commission 2017
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