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ConstitutionalLaw:SELECTEDCONSTITUTIONSOFTHEWORLD
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________________________________________
CONSTITUTIONALLAW
STUDYOFSELECTIVECONSTITUTIONSOFTHEWORLD
COMPILEDBY:AHMEDALISHAH
FORCSSPREPARATION
________________________________________
CHAPTERS
1.THECONSTITUTIONOFUNITEDSTATESOFAMERICA
2.THECONSTITUTIONOFGREATBRITAIN
3.THECONSTITUTIONOFFRANCE
4.THECONSTITUTIONOFINDIA
5.THECONSTITUTIONOFRUSSIANFEDERATION&FORMERU.S.S.R
6.THECONSTITUTIONOFISLAMICREPUBLICOFPAKISTAN
7.COMPARISONOFFEATURESOFSELECTEDCONSTITUTIONSOFTHEWORLD.(optionalactivity
maynotbecompiledandposted)
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chapter#1
TheConstitutionOfUnitedStatesOfAmerica
________________________________________
Contents:
1.1.Introduction,ConstitutionalHistory&Development,&SalientFeatures.
1.2.FederalGovernmentAndItsElements
1.3.ThePresident,ThePresidentialCabinet&TheVicePresident
1.4.TheCongress
1.5.JudicialSystem
1.6.PoliticalParties
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1.1INTRODUCTION,CONSTITUTIONALHISTORY&
DEVELOPMENT,&SALIENTFEATURES.
________________________________________
INTRODUCTION
TheUnitedStatesofAmericaisa"federalrepublic"offiftystateslocatedprimarilyincentralnorth
America,withexceptofHawaiiandAlaska,whicharenotcontiguouswithanyof48States.Hawaiiisa
farwesterIsland,whileAlaskaonlysharesitslandborderwithCanada.ItislocatedintheNorthWestof
centralAmerica.
ItisuncontestedthatUSAistheoneofthegreatestdemocracyintheworld.ItisaSuperPower,a
championofhumanrights,freedomandliberty.Ithasthemostsuccessfulfederalgovernmentsystemin
theworld.ItisnosecretthatUSowesitssuccesstotheSystemofTrial&ErrorandCorrection.The
systemhasbeenintroducedbytheUSconstitution,hencewhateverUShasachievedisbecauseofits
Constitution.
TheUSconstitutionisoneoftheoldestwrittendocumentsofLaw,framedin1787andeffectivesince
1789.Theconstitutionismostdemocraticwhichprotectsrights,freedomandlibertiesofthecitizensof
US.
TheUSanditsconstitutionwerefoundedunderatraditionofgovernmentbasedontheconsentofthe
governedundertherepresentativedemocracymodel.TheperticularformofgovernmentofUS,called
PresidentialCongressionalhassincebeenadoptedbymanyothercountries,mostlyinCentralAmerica
andSouthAmerica.
CONSTITUTIONALHISTORY&DEVELOPMENT
Itwasthepeculiarsetupof13Colonies,whichledtotheevolutionofthefederation.Thecolonieswere
largelyofEnglishpopulation&ofthreeclasses,namely
1.CROWNCOLONIES:
Thesecolonieswereruledbygovernors,whowereappointedbytheBritishgovernmentassistedbythe
councilsintheoperationofadministration.
2.PROPRIETARYCOLONIES:
Thesecolonieswereunderthecontrolofindividuals,whohadbeengivenrighttoexercisepowersof
government.
3.CHARTERCOLONIES:
Inthesecolonies,thepowerofgovernmentwasconferreddirectlyuponthefreemenofthecolonies.
WecantracetheconstitutionalhistoryofAmericafromthefollowingevents:
1.VIRGINIAHOUSEOFBURGESS(1691):
In1691,Virginiahouseofburgesswasestablished.Itintroduced1strepresentativegovernmentin
America.ThefirstrepresentativelegislaturepassedsomelawsconcernedwithbothMoral&Economic
welfareofthepeople.
ItcanbesaidthatVirginiahouseofBurgesswas1stmovetosetuppoliticalsysteminAmerica.
2.MAYFLOWERCOMPACT(1620):
1yearaftertheestablishmentofVirginiaHouseofBurgess,agroupofPilgrimsconcludedMayflower
Compactforgoverningthemselves.Thecompactissaidtobe1stwrittenpoliticaldocumentinAmerican
History.ThepilgrimspledgedthemselvessolemnlyandmutuallyinpresenceofGodtocombinetogether
intoacivilbodyofpolitics.
ItcanbesaidthattheMayFlowercompactwasthe1stmovetowardstheestablishmentofPolitical
Party(s)inAmerica.
3.FUNDAMENTALORDERSOFCONNECTION(1639):
TheideaofFundamentalOrderscreatedauniqueformofgovernmentin1639,inwhichprovisionswere
madeforthreebranchesofgovernmentwithlegislature,executiveandjudicialfunctions.
4.THECOLONIALCONFLICT(1765):
BythesuccessionoftheEnglishCrowntoKingGeorgeIII,theconflictbetweentheBritishGovernment
andtheAmericanColoniesbegan.TheBritishGovernmentintroducednewtradingactsandleviedheavy
taxationwhichresultedinconflictbetweentheBritishandtheAmericanColonies.In1765,theBritish
introducedStampAct,whichrequiredaStampTaxtobepaidonlegaldocuments,circulating
newspaperandmarriagelicenses.
5.STAMPACTCONGRSS:
Thedelegationfrom9coloniesmetinNewYorkanddraftedaDeclarationofRightsprotestingthe
Crownsrighttolevyadirectinternaltaxwithouttheconsentofthecolonialassemblies.
6.SONSOFLIBERTY:
SonsoflibertywasanorganizationestablishedtospreadtheDeclarationofRightsandtokeepthe
oppositiontotheStampActalive.SonsofLibertyestablishedcommitteesofcorrespondenceinevery
colonytospreadthedoctrineofresistance.
7.FIRSTCONTINENTALCONGRESS(September5th,1774):
TheMassachusettsLegislaturecalledforameetingoffirstevercontinentalcongress.Themeetingwas
heldinPhiladelphiaonSeptember5th,1774.FiftySix(56)delegatesrepresenting12Coloniesattended
theCongress.ItadoptedaDeclarationofRightsdemandingnoTaxationwithoutColonial
representation.
Thedemandsputforwardbythe1stContinentalCongresswererejectedbytheBritish.
8.SECONDCONTINETALCONGRESS(10thMay,1775):
Withtherejectionof1stContinentalCongresssdemands,theconflictbetweentheColoniesandBritish
Governmentintensified.Thescenewasthuslaidforthe2ndcontinentalcongress.Themeetingwasagain
heldinPhiladelphiaonMay10th,1775.TheCongressestablishedatreasurydepartmentforColonies,
issuedcontinentalcurrency,establishedpostofficeandmostimportantlyestablishedanarmyandraised
anavy.GeorgeWashingtonwasappointedastheCommanderinChiefofthearmy.
9.DECLARATIONOFINDEPENDENCE(4thJuly,1776):
Themethodsadoptedbythe2ndcontinentalcongresswerepreliminarystepstowardstheindependence.
SoonitwasfollowedbyDeclarationofIndependenceon4thJuly,1776.
Itwasdeclared,AllColoniesarefreeandindependentStates.Theyareabsolvedfromallallegianceto
theBritishCrownandasfreeandindependentStates,havingfullpowertodeclarewar,concludepeace,
contractallianceandtodoallotheractsandthings,whichindependentstatesmayhaverighttodo.
10.ESTABLISHMENTOFCONFEDERATION(177515thNovember1777):
In1775,priortothedeclarationofindependence,acommitteewasconstituted,whichdraftedthe
ArticlesofConfederation.ThearticleswereapprovedbytheCongressofStateson15thNovember,
1777,ayearafterdeclarationofindependence.Thearticleswereasfollow
ARTICLE1:
ItnamedtheConfederationUnitedStatesofAmerica(USA).
ARTICLE2:
Itstatedthateachstateretainsitssovereignty,freedom,independence,jurisdictionandright,which
wasnotexpresslydelegatedtothecongress.
ARTICLE3:
Itstatedthatallstatesenteredintofriendshipwitheachotherfortheircommondefense,securityand
generalwelfareonaccountofreligion,sovereignty,tradeoranyotherpretence.
ARTICLE4:
Itstatedthat,congresswasestablishedconsistingofdelegatesofStates,tomakewarandpeace,to
settlealldisputesanddifferencesamongthestates,tocoinmoneyandregulatethecurrency.Noperson
couldbeadelegateformorethan3years.ThePresidingOfficercalledPresidentpossessedalmostno
executiveauthority.
ItwasclearthattheconfederationwasalooseUnionofStatesandthearticlesofconfederationwere
hardlyanythingmorethanconventions.Ithadnobindingforce.Althoughitwasdesignedtomanagethe
affairsoftheState,itpossessednorealpowersofitsown.Itwasmerelyanadvisoryandconsultative
bodyandcouldnotcompelanystatetoobeyitsdictates.
11.TREATYOFVERSAILLES(1783):
Thewarofindependencelastedforeightyears.ThetidesturnedinfavoroftheAmericanconfederation
whentheFrenchalliedwiththem.AfterthewartheBritishsurrenderedandacceptedtheAmerican
independencebysigningtheTreatyofVersaillesin1783.
12.THEANNAPOLISCONVENTION(September,1786):
AtthesuggestionofJamesMadison(PresidentofUSfrom1808to1812andfrom18121816.Won
electionsontheticketofDemocraticRepublicanParty),theVirginiaStateLegislaturecalledAnnapolis
ConventioninSeptember,1786.Commissionersfrom5Statesattendedtheconventiontodiscuss
adjustmentstotheArticlesofConfederation.SpecialemphasiswaslaidonimprovingCommerce.They
invitedrepresentativesofotherStatestoconveneinPhiladelphiatodiscussimprovementstotheFederal
Governments,buttheotherStatedelegationsrefusedtomeetunlesstherewasanagreementtorevise
theArticlesofConfederation.Afteralongdebate,theConfederationCongressendorsedtheplantorevise
thearticlesofconfederationinFebruary21st,1787,andtheStatesagreedtosendtheirdelegationsto
PhiladelphiaConvention.
13.THEPHILADELPHIACONVENTION(May,1787):
PhiladelphiaConventionisoneofthemostimportantmovesmadeintheAmericanhistoryandits
constitutionmaking.Seventyfour(74)delegatesfrom12States,exceptRohdeIsland,metin
PhiladelphiainMay,1787,toproposeamendmentstotheArticles.Variousplansweresuggestedbutthe
issueofrepresentationonpopulationbasesposedasadeadlockagainstthem.SmallerStateswith
smallerpopulationfeltleftoutwithlowrepresentationinthegovernment.Itwasbecauseofthis,
proposalslikeVirginalPlanorLargeStatePlan,NewJerseyPlanorSmallStatePlanandSouthCarolina
PlanorPinckneyPlanwererejected.Atlastaproposal,putforwardbyConnecticutdelegation,received
greaterattention.ThefamousproposalprovidedforTwoGoverningHousesattheCentre.Itproposed
forrepresentationinproportiontopopulationofStateintheLowerHouse,whileequalrepresentationin
theUpperHouse.TheConventionalsorecognizedthenecessityofgivingrealauthorityandpowertothe
federalgovernment,incoiningmoney,regulationofcommerceandtrade,declaringwarandmaking
peace.Withthesecompromises,agreementwasreachedonframingofanewconstitution.
14.THENEWCONSTITUTION(September17th,1787March4th,1789):
OnthecompromisesreachedinPhiladelphiaConvention,thefirstrealconstitutionofUSwasdrafted.It
wascompletedonSeptember17th,1787inPhiladelphiaandwasratifiedby9outof13States.In
additionGeorgeWashingtonwaselectedthefirstPresidentandJohnAdamsashisvice.OnMarch4th,
1789,afterfiercefightingoverratificationinmanyStatestheConstitutioncameintoforce.Laterwhen
otherStatesjoinedtheFederation,theytooagreedtothetermsoftheConstitution.Todaythereare50
StatesinUSA,workingundertheConstitutionof1789.
SALIENTFEATURESOFTHEU.SCONSTITUTION
AlthoughwecantracevariousinterestingfeaturesoftheUSconstitution,butthemostinterestingand
importantsalientfeaturesofthisconstitution,whichlaydownthebasicworkingsystemoftheUS
governmentandState,areasfollowed:
1.WrittenConstitution
2.Preamble
3.RigidConstitution
4.PopularSovereignty
5.LimitedGovernment
6.SeparationofPowers
7.ChecksandBalances
8.JudicialReview
9.BicameralLegislature
10.FederalSystem
11.PresidentialSystem
12.SystemofRepublic
13.BillofRights
14.DualCitizenship
15.SpoilSystem
1.WRITTENCONSTITUTION:
TheAmericanconstitutionisawrittenconstitution.Itwasframedin1787andeffectivesince1789.The
framersoftheconstitutionpresenteditasabrieflywrittendocumentwithsimpleandclearlanguage.The
constitutionnowconsistsof7articlesthreearticlesaredevotedtoLegislative,ExecutiveandJudicial
BranchesandfourarticlesareconcernedwiththepositionofStates,modesofamendments,supremacy
ofnationalpowerandratification.Thearticlesareasfollow:
ARTICLE1THELEGISLATURE:
EstablishesabicamerallegislativebodyofgovernmentcalledTheCongress,whichincludesanUpper
HousecalledTheSenateandaLowerHousecalledTheHouseofRepresentatives.
Establishesthemannerofelectionandqualificationofmembersofeachhouse.
Outlineslegislativeprocedureandindicatesthepowersofthelegislativebranch.
EstablisheslimitsonFederalandStatelegislativepowers.
Inaddition
ItprecludesCongressfromdeprivingaStateofequalrepresentationintheSenatewithitsconsent.
ItgrantsCongressthepowertoregulate,bothinternationalandinterState,TradeandCommerce.
Articleoneisthelongestofthe7articles.Unlikeotherarticlesoftheconstitution,theArticle1cannotbe
amended.Theamendmentsmadepriorto1808cannolongeraffectthe1stand4thclauseofsection9of
thisarticle.The1stclauseprohibitedtheCongressfromstoppingthetradingofSlaves,whilethe45h
clauseimposeddirecttaxtobeapportionedamongtheStatesaccordingtotheirpopulation,till1808.
ARTICLE2THEEXECUTIVE:
CallsPresidenttobetheChiefExecutiveoftheCountry
Describesprocedurefortheselection/electionofthePresident,qualificationsforthePresidentialoffice,
affirmingthePresidentsoath.DescribespowersanddutiesofthePresidentialOffice.
CallsfortheofficeofVicePresidentofUS,2ndtothePresident.HeistoreplacethePresident,ifthe
Presidentisincapacitatedorresigns.HehastoserveasapresidingofficerforanydebateintheSenate,
withavoteincaseofatie.
AllowsforimpeachmentofConstitutionalofficers,whichincludethePresident,theVicePresidentand
Judges.
ARTICLE3JUDICIARY:
DescribesthecourtSystem,includingtheworkingoftheSupremeCourt.
ItstatesthatthereshallbeaSupremeCourt.Congressatitsdiscretioncancreatelowercourts.The
judgesandordersoftheselowercourtsarereviewablebytheSupremeCourt.
CallsontrialbyJuryinallcriminalcases.
DefinescrimeandtreasonandempowersCongressforpunishmentforit.Butimposeslimitsonthe
punishment.
ARTICLE4,POSITIONOFSTATES:
DescribesrelationshipbetweentheFederatingStatesandtheFederalgovernment.
EstablishesextraditionbetweenStatesandlaysdownlegalbasisforfreedomofmovementandtravel
amongsttheStates.
ARTICLE5,MODESOFAMENDMENTS:
Itdescribesprocessnecessarytoamendtheconstitution.Itprovidesfortwomethodsforamendments
oneiscalledProposalforamendmentinwhicheithertheCongressortheConventionofStatespropose
amendmentstoconstitution,theotheriscalledratificationofproposalwhichrequiresratificationby
StatesLegislatureorbytheconventionsofState(ExplainedfurtherinFeatureNo.4TheRigid
Constitution.).Congressistochoosewhichmethoditwantsfortheratificationforamendment
ARTICLE6,SUPREMACYOFNATIONALPOWER:
Establishestheconstitutiontobethesupremelawoftheland.
Validatesnationaldebt,createdunderthearticlesofconfederation.
Requiresthatalllegislators,federalofficersandjudgestakeoathtosupportconstitution.
ARTICLE7RATIFICATION:
Setsfortherequirementsforratificationoftheconstitution.
All50StateshaveratifiedtheConstitution,whichmeanstheyacceptitastheSupremeLawoftheLand.
Initiallytherewere13Statesoutwhich9ratifiedtheconstitution.Manyhistorianscallthe9States,
whichratifiedtheconstitution,asthefirstFederatingStatesofUS.Whiletheremaining5arecalledas
actingindependentcountries,buteventuallytheytooratifiedtheconstitution.
2.PREAMBLE:
WethePeopleoftheUnitedStates,inOrdertoformamoreperfectUnion,establishJustice,insure
domesticTranquility,provideforthecommondefense,promotethegeneralWelfare,andsecurethe
BlessingsofLibertytoourselvesandourPosterity,doordainandestablishthisConstitutionfortheUnited
StatesofAmerica.
Likeotherconstitutions,theUSconstitutiontooconsistsofaWrittenPreamble.TheUSconstitution
consistsofasinglesentencethatintroducesthedocumentanditspurpose.Thepreambleitselfneither
grantsanypowersnorinhibitsanyactions.Itonlyexplainstherationalbehindtheconstitution.The
preamble,especiallythefirstthreewordswethepeopleisoneofthemostimportant,oftenquotedand
referredsectionoftheUSconstitution.
ThemajorgovernmentalgoalsstatedinthePreambleinclude:
ProvideforbetterCooperationamongtheStates
EnsuringJusticeandPeace
ProvidingforDefenseagainstinvasion
Promotethegeneralwellbeingofthepopulation
Securinglibertiesnowandinfuture.
3.RIGIDCONSTITUTION:
TheAmericanconstitutionisoneofthemostrigidconstitutionsoftheworld.Itmeansitcannotbe
amendedveryeasilyandhastogothroughdifficultandspecialprocedureofamendment.Thisprocedure
consistsoftwoparts,namely
TheProposalofAmendment:
Thetwothird(about67%)majorityofbothHousesshallproposeamendmentstotheconstitutionoron
theapplicationoflegislaturesoftwothird(about67%)ofStatesshallcallaconventionforproposing
amendment.
TheRatificationoftheProposal:
Theamendmentshallberatifiedbythelegislaturesofthreefourths(75%)ofallStatesorbythe
conventionsofthreefourth(75%)ofStates.
ItisbecauseofthisrigidityoftheUSconstitutionthatithasbeenamendedforonly27timesinover200
years.ButinspiteitsrigiditytheconstitutionhasadapteditselftotremendouschangesinAmerica,such
asthereisnomentionofpoliticalpartysystemintheoriginalconstitutionaldocument,yetthereare
politicalpartiesactinginUS.
4.POPULARSOVEREIGNTY:
TheprincipleofpopularsovereigntyisclearlyspelledoutinthepreambleoftheconstitutionWethe
people.doordainandestablishthisconstitutionforUnitedStatesofAmerica.
ItmeansthatInUSthepeoplereign,fortheydeterminethenatureofthepoliticalinstitutionsand
structureoftheStates.Thepeoplehavedelegatedtheirpowertothegovernmentandthegovernment
owesitsauthoritytothewillofpeople.
Thedoctrineofpopularsovereigntyisaconstitutionalchecktoanytendencytowardsarbitraryand
despoticgovernmentandaguaranteeoftherespectfortherightsofthecitizens.
5.LIMITEDGOVERNMENT:
Accordingtotheframersoftheconstitution,absolutepowermustnecessarilybearbitraryanddespotic,
hence,allpowersmustbelimitedotherwisetherewillbetyranny,oppression,endinginrevoltor
violence.ItwasbecauseofthistheyintroducedtheconceptofLimitedGovernmentintheconstitution.
TheconceptordoctrineofLimitedGovernment,intheconstitution,definesthepowers,whichthe
governmentistoexerciseandalsoimposesrestrictions,withinwhichthegovernmenthastooperate.By
this,theconstitutionhaslimitedthepowersofgovernmenttoavoidmissusageofit.Inadditionthe
conceptalsolaiddowntheplatformforanotherconceptordoctrinecalledSeparationofPowers.
6.SEPARATIONOFPOWERS:
Thisdoctrinedividespowersamongthreebranchesofgovernmentandrestrictsonebranchesof
governmentfrominterferingintooneandothersjurisdictions.ThePowerhasbeendividedamongstthe
Congress(HouseofRepresentativesandSenate),thePresidentandhiscabinet,andtheJudiciary.
Congress:
Itisthelegislatureandexerciseslegislativepowers.Itcannotallowanyagencyorpersontomakelaws
initsplace.Itpasseslaws,whichoutlinegeneralpoliciesandsetcertainstandards.
ThePresident:
Presidentpossestheexecutivepowershecanexecutelaws,enforcelaworcanadministerlaws.Heis
assistedbyhisCabinetandseveralotherdepartments,agenciesoffices,bureausandcommissionsin
exercisinghispowers.Howeverheispersonallyresponsibleforallactionsofexecutivebranch.
TheJudiciary:
TheSupremeCourtexercisesthejudicialpowers.Itinterpretsthelawsanddecidescasesand
controversies,inconformitywithlawandbythemethodsprescribedbythelaw.TheSupremeCourtis
assistedbyseveralsmallcourtsinexecutingthejudicialpowers.Thecourtsdonoinitiateactionthey
exercisetheirpoweronlywhendisputesarebroughtbeforethem,eitherbygovernment,aprivate
individualorsomeorganization.
7.CHECKS&BALANCES:
TheconceptofSeparationofPowersfurtherlaiddowntheconceptordoctrineofChecksand
Balances.Itdividespowersofonebranchinwaythatitputsacheckuponthepoweroftheother.
Example:
CongresshaspowertomakelawsbutPresidentcanvetoit.WhileCongresscanpasslegislationover
Presidentsvetobyatwothirdvoteineachhouse.ThiswayPresidenthascheckovertheCongressand
theCongressoverthePresident.Thisalsobalancesouttheirpowers.
TheCongresscanrefusetoappropriatefundsrequestedbythePresident.ThePresidenthaspowersof
appointment.HecanappointjudgestoSupremeCourt.TheSupremeCourthaspowertoapprove,reject
andreviewlawspassedbyCongress.ThePresidentcanappointJudgeswhichfavorhimoverthe
Congressandgethiswayaroundthecongress.Ontheotherhand,theSenatehaspowerstodisapprove
theappointmentsandtreatiesmadebythePresident.HenceitcanhaltPresidentfromappointingjudges
onhisbias.
Inadditiontothepowersofjudiciary,theSupremeCourtcanalsoapprove,rejectandreviewanyaction
takenbythePresident.
ThemainreasonforthesystemofChecks&Balancesistopreventunjustcombinationofthemajority.
Thesystemmakescompromisesnecessary,whichisasignofhealthydemocracy.Thesystemalso
restrictsthechaoticortyrannicalruleandhelpspreventtheriseofdictators.
8.JUDICIALREVIEW:
TheconstitutionhasvestedpowersforJudicialReviewintheSupremeCourt.TheSupremeCourtcan
declareanylegislationorexecutiveordernullorvoid,iffoundtobeinconsistentwiththeprovisionsof
theconstitution.
TheSupremeCourtalongwithseveralsmallercourts(togethercalledJudiciary)performsastheguardian
andcustodianoftheconstitutionandofBillofRightsamendedintheconstitution.
Underthecoverofjudicialreview,theSupremeCourthassointerpretedtheconstitutionthatithas
adapteditselftothechangingneedsofthesocietyandithasenlargedthepowersoftheCongress.Itis
becauseofthistheUSgovernmentiscalledgovernmentofthejudges.
9.BICAMERALLEGISLAUTE:
TheconstitutionofUSprovidesforabicamerallegislature.Itmeanstherewillbetwohousesatthe
Centrewhichhavethelegislativepowers.AccordingtotheArticle1Alllegislativepowersarevestedin
Congress.CongressisthebicamerallegislaturebodyoftheUSgovernment,consistingoftwohouses
theLowerHousecalledHouseofRepresentativesandtheUpperHousecalledSenate.
HouseofRepresentatives:
Itisthelowerhouse,consistingof435memberselectedbythepeopleonpopulationbasisthroughthe
methodofadultfranchise.ThemembersoftheHouseofRepresentativesareelectedforthetermoftwo
years.
Senate:
Itistheupperhouse,consistingof100memberselectedbytheStatelegislatureonparitybasisforsix
years.EachStatesendstwoSenatorsintheupperhouseandeachsenatorhasonevote,meaningeach
statehas2votesintheupperhouse.
Thetwohousesdonthaveequalpowers.Theupperhouseorthesenateisstrongerthanthelowerhouse
ortheHouseofRepresentatives.TheUSSenateisthemostpowerfulSenateoftheworld.
10.FEDERALSYSTEM:
TheUSconstitutionprovidesforafederalgovernment,whichmeansthatthegovernmentalauthorityis
dividedbetweenCentralorFederalGovernmentandfiftyfederatingStates.Thedivisionofpowerhas
beenestablishedthetwobodiesbytheconstitution.AccordingtotheSection8ofArticle1,theFederal
Governmenthasjurisdictionover18mattersofnationalinterestandimportance,whiletheresiduary
powersareentrustedtotheFederatingStates.
TheStatesareautonomousbodiesintheirownjurisdictionandtheFederalGovernmentcannotmeddle
intheiraffairs.Icaseofconflict,theSupremeCourtsettlesalldisputesbetweenthetwobodies.
11.PRESIDENTIALSYSTEM:
TheconstitutionprovidesforaPresidentialsystem.TheArticleIIoftheConstitutionsaysthatall
ExecutivepowersarevestedintheAmericanPresident.Heexercisesallthepowers,whichlawsand
constitutionconferuponhim.ThePresidentiselectedindirectlybythepeopleforthetermoffouryears.
HecannotberemovedbythevoteofnoconfidencebytheCongress.Thusheisnotresponsibletothe
Congress.Hedoesnotattenditssession,norinitiateslegislationdirectlyCongress.Hedoesnoteven
answertheCongressionalquestions.OntheotherhandthePresidentcannotdissolvetheCongress,nor
canheinterfereinlegislationsmadebyCongress,buthedoeshavepowertovetothelawpassedbythe
Congress.
ThePresidentisassistedbyhishandpickedcabinet,whichhelpshimrunhisexecutivepowers.The
CabinetmembersareneithermembersofCongressnordotheyanswertotheCongress.Theyarenot
evenallowedtositinCongressionalmeetings.
InadditionthePresidenthaspowerofappointments.Heappointsheadsofvariousdepartmentsandhe
alsoappointsthejudgesofSupremeCourt.ThePresidentalsohaspowerstomaketreaties.
12.REPUBLICANISM:
TheUSconstitutioncallsfortheStatetobeaRepublic,withaPresidentaselectedheadoftheState.The
constitutionderivesitsauthorityfromthepeople.Moreover,theconstitutioncallsuponallthefederating
Statestofollowthesystemofrepublicanism.TheconstitutionisSupremeLawoftheLand.Neither
CentrenorStatecanoversideit.
13.BILLOFRIGHTS:
Theoriginalconstitutiondidnotguaranteethefundamentalrightsofpeople.Butsoonafteritwas
affective,thelegislaturemadeamendmentstoincorporatethefundamentalrightsforpeopleinthe
constitution.Infactthefirsttenamendmentsmadeweretodoso.These1sttenamendmentsareknown
astheBillofRights.TheBillofRightsgrantsfundamentalrightsofperson,propertyandlibertyto
people.Italsoguaranteesfreedomofreligion,speech,pressandassembly.
ItisthejobofthejudiciarytoenforcetheBillofRights.TheSupremeCourtistheguardianofthe
ConstitutionandthusoftheBillofRights.
TheBillofRightscannotbesuspendedormodified,exceptbyaconstitutionalamendment.
14.DUALCITIZENSHIP:
TheAmericanconstitutionhasmadeprovisionsforDualcitizenship.ThismeansthatanAmericanisa
citizenofUnitedStatesaswellasoftheFederatingState,whereheorsheisdomiciled.
(GreatBritainandPakistanhaveSingleCitizenship)
15.SPOILSYSTTEM:
TheSpoilSystemconceptimpliesthat,asystemunderwhichpublicofficeisconsideredandusedas
spoilstobeenjoyedbythepoliticalpartyvictoriousatpolls.Underthissystemacivilservantappointed
onpoliticalconsiderationbyonePresidentcannotretainhisofficewhenanoppositionPresidentsecures
victoryatthepolls.ThenewPresidentistomakefreshnewappointmentsbydismissingtheprevious
ones.
__________________
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Cahpter1.2
1.2.FEDERALGOVERNMENT
________________________________________
CONTENTS:
1.INTRODUCTION
2.ELEMENTSOFFEDERALGOVERNMENT
3.FEDERALSTATERELATIONSHIP
4.FEDERALOBLIGATIONTOTHESTATES
5.STATEOBLIGATIONTOTHEFEDERALGOVERNMENT
________________________________________
1.INTRODUCTION
________________________________________
Theconstitutionof1789hasintroducedafederalsystemofgovernmentinAmerica.Itisthe1stfederal
constitutionoftheworld.ThefederalsystemofAmericanconstitutiondividesthepowersbetweenthe
federalgovernmentandthefederatingStatesgovernments.
AccordingtoARTICLI,section8,thefederalgovernmenthasbeengivenjurisdictionover18mattersof
nationalimportancei.e.Defense,ForeignAffairs,Commerce,Currencyetc.Theresiduarypowersareleft
tothefederatingStatesgovernments.ThesefederatingStatesandtheirgovernmentareindependentin
theirrespectivejurisdictions.ThecentreortheFederalGovernmentcannotmeddlewiththeaffairsof
theFederatingStatesandtheirgovernments.Anydisputebetweenthetwobodieswillbesettledviathe
SupremeCourt.AllStatesarelegallyequalandtheFederalGovernmenthastheconstitutional
responsibilitytoprotecttheStatesagainstanyexternalaggressionaswellasinternaldisturbance.
DespitethetremendousgrowthofpowersofFederalGovernment,theStatescontinuetoexert
themselvesandhavedisplayedgreatvitality.
________________________________________
2.ELEMENTSOFFEDERALGOVERNMENT
________________________________________
DistributionofPowers
Growthoffederalauthority
1.DISTRIBUTIONOFPOWERS:
TheUnitedStatesofAmericawascreatedbysurrenderingsomepowerstothememberstates.Therefor
thefederalgovernmenthasbeendelegatedandspecifieditspowers,whileresiduarypowersliewiththe
States.
TheARTICLE1oftheUSconstitutiondealswiththedistributionofpowersamongstfederationand
federatingunits.Theconstitutioncontainsthreelistsofsubjects,namely:
1.Whatcongressoffederationcando
2.Whatcongresscannotdo
3.Whatstateslegislativescannotdo
TheARTICLE1,Section8oftheconstitutionenumerates18powersfortheFederalGovernment.They
include:
1.TolayandcollectTaxes,Duties,ImpostsandExcises,topaytheDebtsandprovideforthecommon
DefenceandgeneralWelfareoftheUnitedStatesbutallDuties,ImpostsandExcisesshallbeuniform
throughouttheUnitedStates.
2.ToborrowMoneyonthecreditoftheUnitedStates.
3.ToregulateCommercewithforeignNations,andamongtheseveralStates,andwiththeIndianTribes.
4.ToestablishauniformRuleofNaturalization,anduniformLawsonthesubjectofBankruptcies
throughouttheUnitedStates.
5.TocoinMoney,regulatetheValuethereof,andofforeignCoin,andfixtheStandardofWeightsand
Measures.
6.ToprovideforthePunishmentofcounterfeitingtheSecuritiesandcurrentCoinoftheUnitedStates.
7.ToestablishPostOfficesandpostRoads.
8.TopromotetheProgressofScienceandusefulArts,bysecuringforlimitedTimestoAuthorsand
InventorstheexclusiveRighttotheirrespectiveWritingsandDiscoveries.
9.ToconstituteTribunalsinferiortotheSupremeCourt.
10.TodefineandpunishPiraciesandFeloniescommittedonthehighSeas,andOffencesagainsttheLaw
ofNations.
11.TodeclareWar,grantLettersofMarqueandReprisal,andmakeRulesconcerningCapturesonLand
andWater.
12.ToraiseandsupportArmies,butnoAppropriationofMoneytothatUseshallbeforalongerTerm
thantwoYears.
13.ToprovideandmaintainaNavy.
14.TomakeRulesfortheGovernmentandRegulationofthelandandnavalForces.
15.ToprovideforcallingforththeMilitiatoexecutetheLawsoftheUnion,suppressInsurrectionsand
repelInvasions.
16.Toprovidefororganizing,arming,anddisciplining,theMilitia,andforgoverningsuchPartofthemas
maybeemployedintheServiceoftheUnitedStates,reservingtotheStatesrespectively,the
AppointmentoftheOfficers,andtheAuthorityoftrainingtheMilitiaaccordingtothedisciplineprescribed
byCongress.
17.ToexerciseexclusiveLegislationinallCaseswhatsoever,oversuchDistrict(notexceedingtenMiles
square)asmay,byCessionofparticularStates,andtheAcceptanceofCongress,becometheSeatofthe
GovernmentoftheUnitedStates,andtoexerciselikeAuthorityoverallPlacespurchasedbytheConsent
oftheLegislatureoftheStateinwhichtheSameshallbe,fortheErectionofForts,Magazines,Arsenals,
dockYards,andotherneedfulBuildings.
18.TomakeallLawswhichshallbenecessaryandproperforcarryingintoExecutiontheforegoing
Powers,andallotherPowersvestedbythisConstitutionintheGovernmentoftheUnitedStates,orin
anyDepartmentorOfficerthereof.
TheARTICLE1,Section9oftheconstitutionforbidsfederalgovernmentfrompassingexpostfactolaws
grantingtitlesornobility,passinglawsonreligiousbelievesofpeopleandabridgingfreedomofspeech
andpress.ThesamearticleforbidsthefederatingStatesfrommakingalliancesortreatywithforeign
StatesorCountries,fromissuingcoinageandmaintainingarmies.
Excludingthe18powersvestedinthefederalgovernment,theconstitutionvestsalltheresiduarypowers
inthefederatingStates.TheseresiduarypowerscannotbeexercisedbytheFederalGovernment.
2.GROWTHOFFEDERALAUTHORITY
AtthetimewhenUScametoexistence,thefederatingStateswishedtoretainasmuchpowerandlocal
independenceasmuchpossible,thustheygaveonlylimitednumberofpowertotheFederalGovernment
atcentre.Theyonlyagreedtoaunionnotaunity.Butundertheimpactoftimeandcircumstances,the
powersofthefederalgovernmenthaveincreasedbeyondimagination.
ThefollowingfactorshavebeenresponsibleforthegrowthoffederalauthorityinUS.
a.DoctrineofImpliedPowers:
ThedoctrinewasintroducedbytheSupremeCourtundertheChiefJusticeMarshall.Accordingtothe
doctrine,theconstitutionnotonlyenumeratescertainpowersforthecentre,butalsogivesthosepowers
whichareimpliedintheenumeratedones.
Examples:
TheconstitutionempowerstheFederalGovernmenttoregulatecommerceandtradewithforeignnations
andamongtheseveralStates.Fromtheclauseoftheconstitution,thecongresshasderivedpowerto
controlallmeansoftransportandcommunication.
FromtheclausewhichgivespowertoCongressforpromotinggeneralwelfare,thefederalgovernment
hasderivedauthoritytopasssociallegislationslikeoldageinsuranceschemesandotherlawsofthis
nature.
AgainthroughpowersofCongresstocollecttaxesandduties,thefederalgovernmentgottheauthorityto
establishandexclusivelycontroltheFederalBankofReserves(CentralbackofUSA).
b.Amendmentsintheconstitution:
Variousamendmentsintheconstitutionhavevestedpowersinthefederalgovernment.The15th
amendmentgavepowersofjudicialreviewtotheSupremeCourtovertheStateLegislation.Sincethe
JudgesoftheSupremeCourtareappointedbythePresidentandapprovedbytheSenate(UpperHouseof
theCongress,whichistheFederalgovernment),theCongresshasindirectsayinthemattersofthe
federatingStatelegislations.The16thamendmentauthorizedtheCongresstolevyandcollecttaxeson
incomeofallkindswhereastheoriginalconstitutionprohibitedtheFederalGovernmenttoimposedirect
tax.
c.Physical,EconomicalandSocialChanges:
WhenUSAcametoexistence,therewereonly13States.Butnowitisaunionof50Stateswithhuge
extentofterritoryandenormouspopulation.Thisgrowthinsizeandpopulationtogetherwithcomplexity
ofsocialorganizationhasshiftedthepowergreatlyinfavoroftheFederalGovernment.Thematters,
onceconsideredtobeoflocalimportance,assumednationalcharacter.
Thevastdevelopmentofcommunication,trade,technology,riseofbigbusinessandinterState
cooperationcreatedproblems,whichtheStatescouldnottackleandcouldonlybehandlebytheFederal
Government.PeopledemandedserviceswhichtheStateGovernmentwaseitherunableorunwillingto
providehencetheFederalGovernmenttookthemattersinitshand.StepbySteptheFederal
GovernmenttookoverwhattheStateswouldnotorcouldnotdo.Thus,therehasbeensteadyflowof
authoritytotheFederalGovernmentattheWashingtonSeat.
d.RoleOfPowerfulPresident:
ThepowerfulPresidentsissuedrulesandregulationswhichwidenedtheexerciseofauthorityofFederal
Government.ThePowerfulPresidentswerevirtualdictators.PresidentGeorgeWashington,Abraham
Lincoln,WoodrowWilson,F.DRooseveltetcarefewoftheexamplesofthesepowerfulPresidents.They
havetakenactionevenwithoutanyconstitutionaljustification.PresidentLincolndeclaredwaragainst
SouthernStatesontheissueofslavery,whileRooseveltsNewDealPolicyhaswidenedthecontrolof
FederalGovernmentoverthesubjectsoriginallywithintheStateJurisdiction.
e.TheImpactofCivilWar(18611865):
TheCivilwarin1861to1865,effectivelydecidedtheCentreStaterelationship.Thewartookplace
becauseofCentreStateconflictsaswellasinterStateconflicts.Itgavethenegativeverdictagainst
separation,StateautonomyandStateLoyalty.Hence,aftertheceasefire,someofthepowersofState
wereeithercurtailedortransferredtotheFederalGovernmenttobecollectivelybeexercisedoverall
States.
f.ConfidenceinFederalGovernment:
Duetosomepastevents,thepeopleofUShavegainedmoreconfidenceinFederalGovernmentover
variousmatters,whichtheStateGovernmentswerenotabletohandle.Forexample:TheEconomiccrisis
of1931.TheresourcesofStatesprovedabsolutelyinadequatetoprovidereliefto12millionunemployed
peopleinthecountry.HenceitwastheFederalGovernmentthatstartedtacklestheproblem.Hencethe
StatesandpeoplehaveincreasedthepowersofFederalGovernmentinordertoavoidinsuchscenarios
inthefuture.ItisinthehandoftheFederalGovernmenttoprovidegeneralwelfareofthepeople.For
thisreasontheFederalGovernmentalsointroducedFederalGrantsAidfortheStates.
g.FederalGrantsAid:
FederalGrantsAidisthepaymentsmadebytheFederalGovernmenttoStateandlocalbody
governmentsforthesupportofwelfareactivitiesadministeredbyStatesandtheirlocalbodies.Theaidis
providedforhousing,agriculture,educationandvariousothersimilarmatters.Thecentregivesthe
grantsforspecifiedpurposeandsubjecttoconditionsstipulatedbyCongress.
h.DefenseoftheCountry:
ItistheconstitutionalobligationfortheFederalgovernmenttoprotectthecountryandprovidecommon
defencetoStatesfromexternalaggressions,andalsodeclareandwagewarifnecessary.Duringthewar
thefederalgovernmentisresponsiblefortheentirelifeofthenationandthecountry.Ithastocontrolall
channelsofproduction,transportation,distributionandeveryaspectofeconomicandsociallifeinthe
country.Attheendofthewarthefederalgovernmentmusttackleproblemsofdemobilizationandpost
warreconstruction.Allthisleadstoincreaseinauthorityoffederalgovernment.Itmustalsobenoted
thatineverydecadeUSisinvolvedinsomelongtermconflicts,somewhicharewarringconflicts.
i.ImpactofWorldSituation:
EventslikeWWIIandColdWarareresponsibleforenormousincreaseinthepowersofthefederal
government.Althoughtheseeventsandconflictshavecometoend,thepowersthatFederalgovernment
tookinstillremaininitshands.Infactthepowersprovidedbytheseeventsarestillbeingusedinself
interestofUS,andspeciallyofFederalGovernment.
ThisincreaseinthegrowthoffederalauthorityhasledtoaconclusionthatUSisnolongeraFederal
Polity.ButitwouldalsobewrongandanexaggerationtosaythatFederalismisdeadinAmerica.This
cannothappen,astheyareinmanywaysfathersofmodernfederalism.Howeverintodaysworld
federationcannotexistwithastrongcentre.ThisstrengtheningofCentreofFederalgovernmentiswhat
scholarscallaCooperativeFederalism.
3.FEDERALSTATERELATIONSHIP:
TherearethreemajorpatternsofFederalStaterelationshipinUSconstitution.
a.DUALFEDERALISM:
InthistheconstitutionhascarvedoutseparatefieldsofauthorityforFederalandStategovernments.It
dividestheauthorityamongstthetwobodiesinsuchawaythatnogovernmentcouldexerciseany
regulatoryinfluence.
ThisprinciplewasupheldbytheSupremeCourtinitsdecisionofDredScotCase(1857).However,the
civilwar(186165)hadputanendtothedivisiveeffectsofthisprinciple.
b.COOPERATIVEFEDERALISM:
Itupholdsthesupremacyoffederalgovernmentandextensionofitspowers,withcooperationand
authorityoftheFederatingstatesgovernments.Theconstitutionrequiresfederalstatecooperationin
someareassuchastheadministrationofelections,wherethebothgovernmentshaveconcurrent
powers.Themostimportantdeviceofcooperativefederalismisgrantsinaidforvariouspurposese.g.
nationalhighwaydevelopment,education,urbandevelopment.Inthisthestategovernmentplaysvery
importantrolealongwiththefederalgovernment.
TherearesomematterswhichStategovernmentalonecannothandlehenceitneedsthesupportofthe
FederalGovernment.Thesemattersincludewaterpollutioncontrol,unemploymentinsuranceetc.States
alsoneedfinancialandadministrativeassistancefromFederalgovernmentovervariousothermatters.
Wecansaythatclosefederalstatecooperationrelationshipisrequiredtomeetthemodern
responsibilities.
c.CREATIVEFEDERALISM:
ThisincludesrevitalizingtheStateandcitygovernmentalbodiestoimprovethelineofcoordination
betweentheCentral,Stateandlocalbranchesofgovernmentandadministration.Themajorfeatureof
thisconceptisrestructuringoffederalbureaucracytomakeitmoreefficientandresponsiveinits
relationswithStateslocalandnongovernmentalorganization(NGOs).Thecongresshaspasseda
numberofactsregardingtheconceptofcreativefederalism,forexampleinstanceEconomicOpportunity
Actin1964,theElementaryandSecondaryEducationActin1965andManpowerDevelopmentActin
1966.Bytheselegislations,thecongresshastriedtosolvetheproblemsofpovertyandsocialtensionin
thecitiesandStates.Ithastriedtocurbcrimesandlawlessness,andtoclearslumareasinthecities.
4.FEDERALOBLIGATIONSTOTHESTATES
Theconstitutionhasprovidedfederalgovernmentwithsomeresponsibilitiesandobligationstowardsthe
federatingStates.Theseobligationsareasfollowed:
1.Respecttheterritorialintegrityofexistingstatesinadmittingnewstates
2.GuaranteearepublicanforofgovernmenttotheStates
3.ProtectStatesagainstdomesticviolenceandforeignaggression
4.LeaveintacttheconstitutionalgrantoftwosenatorsforeachState
5.ForbidsuitagainstStatesbyindividualsinthefederalcourt.
Thesecanbeenumeratedasfollowed:
a.TERRITORIALINTEGRITYOFTHESTATES:
TheconstitutionoftheUS,undertheArticleIV,Section3,ClauseI,statesthatNewStatesmaybe
admittedbytheCongressintotheunionbutnonewStateshallbeformedorerectedwithinthe
jurisdictionofanyotherstatenoranyStatebeformedbythejunctionoftwoormorestates,orpartsof
states,withouttheconsentofthelegislatureoftheconcernedStatesaswellasoftheCongress.
HenceCongresshaspowerstoadmitnewStates,butnotatacostoftheterritoriallossofanyexisting
State.Federalgovernmentisboundtorespecttheterritorialintegrityofeachstateanditcannottake
territoryofanystatewithitsconsent.
b.REPUBLICANFORMOFGOVERNMENT:
TheArticleIV,Section4,callsuponthefederalgovernmenttoguaranteeaRepublicanformof
governmentineveryStateofthecountry.TheCongressmayrefusetoseatthesenatorsand
representativesofaStateorStatesonthegroundthattheycomefromaStatewithoutRepublicanform
ofagovernment.
c.DEFENCEAGAINSTINVASIONANDVOILANCE:
TheArticleIV,Section4,alsocallsonthefederalgovernmenttoprotecteachstatefromexternal
invasionanddomesticviolence.TheobligationofFederalGovernment,toprotectStatesfromexternal
aggressionisquitelogicalastheStatesarenotallowedtohavearmiesandnavies(orAirforce).During
thedomesticviolence,thePresidentcansendtroopsonlyafterarequestfromthegovernororthe
legislatureoftheconcernedStateorhecansendtroopswhenFederalLawandFederalpropertyis
violated.
d.EQUALREPRESENTATIONINTHESENATE:
Itisratherarestrictionthanatask.Theconstitutionbarsfederalgovernmentfromdenyingequal
representationifStatesinSenate,withouttheconsentoftheconcernedState.Thisisafundamentallaw
andcannotbeamended.
e.STATEIMMUNITYSUIT:
TheoriginalconstitutionallowedfederaljudiciarytoassumejurisdictionoverthesuitsbetweenaState
andcitizensofanotherState.Butafteraconflictoverthisfeaturein1793caseofChisholmv/sGeorgia
thefeaturewasamendedintheconstitutionthroughthe11thamendment.Theamendmentoutlawedsuch
suitsanddebarredstatestobesuedbyanindividualinfederalcourt.Howeveranindividualmayseek
remedythroughlegislativeactionoraclaimbill.
5.STATEOBLIGATIONSTOTHEFEDERATION
FollowingarethemajorobligationsofStatestowardsthefederation:
a.ELECTIONSOFFEDERALOFFICE:
AlltheStatesareobligedtoparticipateinelectingfederalofficialslikethePresident,thesenatorsand
therepresentatives.
ThePresidentialelectorsortheElectoralCollegeiselectedbytheState.
TheStatesareobligedtoelectrepresentativestotheHouseofRepresentativesonpopulationbasis.
TheStates(throughStatelegislature)arealsoobligedtoelecttwosenatorstotheSenate.
ItistheresponsibilityoftheStatetofollowcommonelectiondate,putforwardbytheCongress,forthe
electionofthefederalofficers.
TheStatecanchoosewhatevermethoditwantsfortheelectionprocedureofrepresentatives,senate
andotherfederalofficers.
b.PARTICIPATINGINAMENDINGPROCESS:
ItistheStateobligationtoparticipateintheamendingprocessoftheconstitution.Theconstitutionhas
putforwardtwomethodsofamendmentsandinbothmethodsparticipationofStatesisnecessary.The
amendmenthastoberatifiedbythelegislatureofthestatesorbytheconventioncalledbytheStates.
NoamendmentcantakeaffectunlesstheStatesapproveofit.
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Chapter#1.3
Chapter#1.3
THEPRESIDENT,PRESIDENTSCABINETANDTHE
VICEPRESIDENT
________________________________________
CONTENTS
1.THEPRESIDENTOFU.S.A
INTRODUCTION
QUALIFICATIONS
ELECTION
TERM
SUCCESSION
IMPEACHMENT
PRIVILEGES
POWERS
2.PRESIDENTSCABINET
INTRODUCTION
FORMATION
MEETINGS
3.THEVICEPRESIDENTPRESIDENYOFU.S.A
INTRODUCTION
FUNCTIONS
________________________________________
1.THEPRESIDENTOFU.S.A
________________________________________
INTRODUCTION
ThePresidentofUSAhasbeenvestedwithexecutivepowersbytheconstitutionandhenceisthechief
executiveoftheentirecountry.Hispowersaresoenormous,wideandoverwhelmingthatheisreferred
toastheforemostruleroftheworld.
ThePresidentofUSAissupremeinexecutivesphereandismasterofhiscabinet,ashechoosesthemas
personalteamadvisors.Heisnotboundtothecabinetsdecisions,butrathercabinethastofollowhis
instructions,otherwisetheyareboundtoquitthecabinet.
TheUSpresidentiselectedbythepeopleandthusenjoysgreatermeasuresofpopularsupport.Thusthe
AmericanconstitutionhasmadethePresidenttherealheadoftheState.
QUALIFICATION
TheconstitutionprovidesthatthePresidentialcandidatemustbe
1.AnaturalbornCitizenofUnitedStates
2.Mustnotbelessthan35yearsofage
3.Musthaveresidednotlessthan14yearsinthecountry
Theconstitutiondoesnotbarawoman,aNegroorapersonofanyotherraceorreligiontobeelectedas
thePresident.HowevernowomanorNegrohaseverbeenelectedasPresident.Onthereligiousbasisno
nonChristianhaseverwonthePresidency.USAispredominantlyaprotestantcountryandnoCatholic
personhaseverbeenelectedasthePresident,exceptforJ.F.Kennedy.
ELECTIONS
TheconstitutionprovidesforindirectelectionsoftheAmericanpresident.Heiselectedbyanelectoral
collegeconsistingofasmanypresidentialelectorsasisthenumberofmembersinthehouseofthe
congress.ThisElectoralCollegeisconstitutedineachstate,andthemethodbywhichtheseelectoral
collegesaretobeelectedistoconcernoftheStates.InitiallytheywereelectedbytheStatelegislature
butnowstatesletthepeopleelecttheelectoralcolleges.
Thesystemofelectionsisbasedoncalendar.TheElectoralCollegemembersareelectedonTuesday
afterthe1stMondayinNovemberofeveryleapyear.On1stMondayofDecembertheymeetintheir
respectiveStatestovoteforPresident.TheresultissealedandissenttotheChairmanofSenateby
eachState.On6thJanuaryofNewYeartheCongressmeetsinitsjointsessiontocountthevotes.The
personsecuringmajorityofthevoteswouldthandeclaredthewinnerofthePresidentialelection.On20th
ofJanuarythewinnerissworninasPresident.Incasenocandidatesecuremajorityofthetotalvotes,
theHouseofRepresentativeswillthanelectonepersonfrom1stthreecandidateswhohassecured
highestnumberofvotesthanthetwo.InsuchcaseeachStatealsohastoexerciseaOnevotetoelecta
President.Ifnopresidentiselectedthanafter4thMarchtheVicePresidentbecomesthePresident.
TERM
ThePresidentiselectedforthetermoffour(4)years.Accordingtothe22ndamendment,ratifiedin
1951,hecannotbeelectedformorethantwoterms.
Initiallytherewasnorestrictionofnumberoftermsofelections.InfactPresidentRooseveltwaselected
forthe3rdand4thterminarow.
SUCCESSION
TheArticleII,section1,Clause5oftheConstitutionprovidesthatifthePresidentsofficefallsvacant
duetohisdeath,resignation,impeachmentorinabilitytodischargetheduties,thevicePresident
succeedstohisofficefortheremainingperiodofhisterm.IfbothPresidentandVicePresidentare
unabletoperformtheirdutiestheywouldbesucceededbySpeakeroftheHouseofRepresentatives,
PresidentsProTemporeofSenate,SecretaryofStateandsoon.
IMPEACHMENT
TheUnitedStatesPresidentcannotberemoveddirectlybytheCongressasheisnotaccountabletoit.
TheonlymethodofremovingtheUSPresidentisbyImpeachment.ThemethodofPresidential
impeachmentrequirestheHouseofRepresentativetoadoptaresolutioncalledarticleofimpeachment
chargingthePresidentwithcertainhighcrimesanddirectstheprosecutionbeforetheSenatewhichacts
asjudicialtribunalforimpeachmentandispresidedoverbyChiefJustice.Theimpeachmentisthanput
tovoteinsenateandtwothird(about67%)majorityisrequiredtoconvictthePresident.
In1868PresidentJohnsonwasasubjecttoimpeachmentbuthecouldnotbeconvictedduetolackof
requiredmajority
In1974,PresidentNixonbecamesubjecttoimpeachmentbecauseoftheWatergateScandal.Buthe
resigned&escapedtheprocess.
Againin19989,PresidentClintonwassubjectedtoprocessofimpeachment,butlikePresidentJohnson
hesurvivedtheprocessduetolackofrequiredmajority.
PRIVILEGES
ThePresidentisimmunefromarrestforanyoffenceduringhistenure.Heisnotsubjecttoanycourt.
HecanonlybepunishedforanyoffenceafterhisremovalfromthePresidentsoffice.
ThePresidentreceivesasalaryof400,000ayear.
OccupiesanofficialresidenceintheWhiteHouse.
Duringthetraveltoforeigncountries,Airforce1(Boeing747)isathisdisposal.AirForce1also
performsasaflyingPresidentialOffice.PresidentisalsoprovidedwitharmoredCadillaclimousinewhen
travelinginWashingtonanditssurroundings.WhenTravelinginsideUSAheisprovidedwithaHelicopter.
ThePresidentisalsogivenahighsecurityduringandevenafterhisPresidency.
ThePresidentenjoysvariousotherprivilegesduringhisPresidency.HealsoreceivessomePrivileges
aftertheendofhispresidency.ThesePrivilegesinclude
Freemailing
Freeofficespace
Therighttoholddiplomaticpassport
Budgetsforofficehelpandstaffassistance
Receivespension(since1958)
POWERS
AssaidbeforetheconstitutiondeclaresthePresidentastheexecutiveofthecountryandvestallpowers
inhim.DuringthelastcenturythepowersofUSPresidenthaveincreasedenormously.Todayhehas
becomesopowerfulthathehasnocounterpartinpowerinthedemocraticworld.
ThePresidentofUSenjoysfollowingpowers:
1.ExecutivePowers
2.DiplomaticPowers
3.LegislativePowers
4.JudicialPowers
5.FinancialPowers
Thesepowerscanbeexplainedasfollowed:
1.EXECUTIVEPOWERS:
TheAmericanpresidenthasthefollowingexecutivepowers:
(a.)CHIEFADMINISTRATOR:
ThePresidentistheheadofthenationaladministrationandsupervisorofitsoperation.Allexecutive
operationstakeplaceinhisname.Hehaspower&responsibilityfortheenforcementofconstitution,
laws,treatiesandjudicialdecisionsofSupremeCourtwithinthecountryoroutside.Hehasbroadpowers
tomanagenationalaffairsandworkingsofthefederalgovernment.Hecanissuerules,regulationsand
instructioncalledexecutiveorders,whichhavebindingforceoflawuponfederalagenciesbutdonot
requirecongressionalapproval.Healsoexercisescompletepoweroverhiscabinetanditsmembers.All
cabinetmembersareappointedbyhimanddoashedirectsthemtodo.Heismainlyresponsibleforthe
administrationofnationalgovernmentandsupervisionofadministrativedepartmentsandagencies.
(b.)POWERSOFAPPOINTMENT:
ThePresidenthaspowertoappointsuperiorofficialsofthecountrysuchassecretaries(ministers)and
otherheadsofexecutivedepartmentsandagencies,Ambassadorstoforeigncountriesandinternational
organizationssuchasUNOandNATO,judgestotheSupremeCourtandotherhighrankingfederal
officials.HoweverheneedsSenatesconfirmationovertheseSuperiorappointments.Hecanalsoappoint
inferiorofficialsforwhichnoSenateconfirmationisrequired.IftheSenatesmajoritymembersarefrom
thepartytowhichthePresidenthimselfbelongs,thanhewouldhavenoprobleminconfirmationof
SuperiorOfficialsheprefers.
(c.)COMMANDERINCHIEF:
ThePresidentistheCommanderinChiefortheChiefofthearmedforces,andisresponsibleforthe
defenceofthecountry.Heappointsallmilitaryofficers,supervisorsanddirectstheworkofthearmy,
navyandtheairforce.Healsopresentsbudgetsformilitaryexpenditureandemployees,troopsforthe
offensiveanddefensivepurpose.ThePresidentcandeclarewarwiththeapprovalofCongressandalso
makepeacewithouttheCongressionalconsent.
(d.)MAINTAINANCEOFLAWANDORDER:
PresidentisresponsibleforthemaintenanceofLawandOrderthroughouttheland.Hemayusehis
powerstomaintainorder,evenwithforce,inpartofthecountrywherethereisresistance.ThePresident
cantakeactiontorestoreLawonOrderonhisownifthematterisoffederaljurisdiction.IfitisofState
jurisdictionhecanrestoreorderontherequestoftheStateLegislature.
2.DIPLOMATICPOWERS:
Undertheconstitution,thePresidentisthefederalofficialprimarilyresponsiblefortherelationsofthe
UnitedStateswithforeignnations.
Heformulatesforeignpolicy
AppointsalldiplomaticrepresentativesorambassadorstoforeignstateswiththeconsentofSenate.He
alsoreceivesAmbassadorsfromforeignStates.
Hehaspowertoenterintoexecutiveagreementswithforeignstates.Forthishedoesnotrequire
Senatesratifications.
Hedoesnothaveexclusiverightstodeclarewaragainstanycountry.ForthisherequiresCongresss
approval.Howeverhecanceasefireorterminatehostilitiesinordertobringanendtowaronhisown,
withouttheconsentoftheCongress.
ThePresidenthasthesoleauthoritytorecognizeanewStateoranewgovernmentisforeignStates.
ThePresidentofUSisaidedbyhisSecretaryofStateandtheStateDepartmentinordertocarryout
countriesforeignrelations.SometimesDepartmentofDefencealsoplaysmajorroleinformulating
Presidentsforeignpolicies.
USPRESIDENTISDIPLMATICDICTATORATWAR
TheenlargementofdiplomaticpowersinthehandofPresidentalongwiththeroleofChiefExecutiveand
CommanderinChiefunderhisbelthasplacedinhishandsthepowertobringthecountryatwarthat
congresshasbeenforcedtoacknowledge.ThusthePresidentsprerogativeofdeclaringwar,halfwarsor
undoingwarhasvirtuallyswallowedtheCongressionalrighttoratifythedeclarationofwarordeclare
waronitself.AllthesepowersweregeneratedtogreaterextentduringtheWorldWar1and2and
especiallyduringtheColdWar,andeventhoughthesethreatsareoverthePresidentsofUScontinueto
useandmisusethesepowers.AllthesepowerspointoutthattheUSPresidentisdictatorofforeign
relations.
3.LEGISLATIVEPOWERS
UnderthedoctrineofSeparationofPowersthePresidentoftheUnitedStateshaslimitedlegislative
authority.ThatpowerhasbeenenormouslyvestedintheCongress.ThePresidentcannotsummon,
prorogueordissolvetheCongress.HeisnotamemberofCongressandcannotinitiateanybilldirectly.
CongresscanmakeanyLawandpassanybillagainsthiswishes.Butdespitethisconstitutional
limitation,thePresidentastheChiefformulatorofthepublicpolicyhasamajorlegislativerole.
(a.)VETOPOWER:
AllthebillsthatCongresspassesaresubjecttoPresidentsapproval.Hemaydealwiththeminfollowing
manners:
Hemayassentthebillanditwillbecameactoraffective
Hemaytakenoactiononitandwithin10daysitbecomesanACT,ifCongressisstillinsession.
Hemaytakenoactiononitandwithin10daysitiskilled,ifCongressisnotinsession.Itisknownas
PocketVetoofthePresident.
HemayreturntheBillwithorwithoutamendment
HemaydirectlyVETOthebill,andunlesstwothirdofmembersofeachhouseofCongressvotesto
overridetheveto,thebilldoesnotbecomelaw.
(b.)MESSAGES:
ThePresidentcansendmessagestotheCongresssuggestingsomelegislativemeasureswhichcannot
easilybeignoredbytheCongress.InannualandspecialmessagestoCongress,thePresidentmay
proposelegislationshebelievesisnecessary.
(c.)PROPOSALFORLEGISLATION:
ThePresidentofUScanrecommendmeasurestothecongressforthelegislation.Hemayeithersend
proposalfornewlegislationoramendmenttotheoldlegislation.
(d.)EXTRAORDINARYSESSION:
ThemostimportantoccasionforPresidentialmessagesandlegislationrelatedproposalstobeput
forwardtoCongressistheannualStateoftheUnionAddress.Here,beforethejointsessionofthe
Congress,thePresidentoutlinesthestatusofthecountryandhislegislativeproposalsforupcomingyear
oryears.IncasetheCongressisnotinsession,thePresidenthaspowertocallextraordinarysessionof
Congresstoconsiderspecialmattersofurgentneed.However,Congressisnotboundtoacceptthe
Presidentsrecommendationsatspecialsessions.
4.JUDICIALPOWERS:
Likethelegislativepowers,theconstitutionaldoctrineofSeparationofPoweralsolimitsthejudicial
powersofthePresidentandvestsitmoreinthejudiciaryundertheSupremeCourt.However,the
Presidentdoesexercisesomeimportantandinfluentialjudicialpowers.Thesejudicialpowersareas
followed:
HehaspowertoPardonsomeonewhohasbrokenthefederallawExceptincaseofimpeachment.
PowertoReprieve,whichpostponespenaltyofexecution.
PowertograntAmnesty.
HoweverPresidentcannotgrantpardonorreprievetooffendersconvictedunderstatelaws.
5.FINANCIALPOWERS:
ThePresidentistherealfinancialmanagerofthecountryashedirectsandcontrolsthefinances.
AlthoughtheCongresshaspowertocontrolthefederalfinancingintheory,butinpracticethePresident
actuallycontrolsthefinances.UnderthedirectsupervisionofthePresident,thenationalbudget
preparedwhichplacedbeforecongressforapproval.However,congresscannotamendorchangeit.In
ordertopracticehisfinancialpowers,PresidentisaidedbytheFinanceDepartmentandhishandpicked
membersofcabinet.
HisdiplomaticpowershavebecomesoenormousthatnotonlyhecanvetotheworkofAmerican
Congressbutalsoinsomewaystheworkofforeignassemblies.Hehasfreehandtodowhathedesires
athomeandabroad.Withnuclearandmilitarysupremacy,thepositionandpowersoftheAmerican
presidenthavebecomemostperilousintheworldtoday.
InotherwordswecansaythatthePresidentofUnitedStatesisvirtuallyadictatorbothdomesticallyand
internationally.
________________________________________
2.THEPRESIDENTSCABINET
________________________________________
ESTABLISHMENT
InitiallytheframersoftheconstitutiondidnotincludetheprovisionsforCabinetintheConstitution.It
expectedtheSenatetoactasabodyofadvisorsofthePresident.ButbecauseoftheSenatespowersto
disapprovetreatiesandappointmentsmadebyPresident,itwasdifficultforPresidenttocontinuesuch
relationshipwithit.Thisproblemwasquicklyrecognizedbythe1stPresidentoftheUnitedStates
GeorgeWashington.Hencehebegantoconsidertheadviceofhisprincipleofficersinmatterof
administration.ThePresidentsmeetingswiththeseadvisorsarewhatcametobeknownasThe
Cabinet.TheCongressusedthistermmoreandmoreincongressionaldebatesandby1793,President
GeorgeWashingtonhadpursuedCongresstorecognizetheDepartmentsofForeignAffairs(nowcalled
StateDepartment),departmentoftreasuryanddepartmentofWar.Induetimecongressfullyrecognized
thePresidentsneedtohavecabinetanditincludedtheArticlesregardingtheCabinetSysteminthe
constitution.
CONSTITUTIONALANDLEGALSTATUS
ArticleIIoftheconstitutionprovidesthatthePresidentcanrequiretheopinion,inwriting,ofthe
principleofficerineachoftheexecutivedepartment,uponanysubjectrelatingtothedutiesoftheir
respectiveoffices.The25thAmendmentprovidesthattheVicePresidentandamajorityoftheprinciple
officersofthedepartmentscantransmitanoticethatthePresidentisunfitforoffice.
EventhoughtheCabinetsystemisasoldastheconstitution,yetitsnatureandcompositionremains
informal.HencethereisnothingdefiniteaboutitsrelationswiththePresident.TheCabinetconsistsof
PrincipleadvisorstothePresident.Presidentholdsmeetingwiththemmostlytodiscussimportant
administrativematters.ThePrincipleadvisorsareknownassecretariesandPresidentappointsthemto
differentdepartments.ThecabinetintheUSisfoundunderthewillofPresidentandfunctionsentirelyon
Presidentialinitiative.
ThemembersoftheCabinetholdtwokindsofresponsibilities.Theyadministerthedepartmentsof
federalgovernmentandadvicePresidentonmattersrelatingtofederaladministration.Allmembersof
theCabinetarehandpickedbythePresidenthimself,butaresubjectedtotheSenatesapproval.Itis
veryrarelythatSenaterejectsPresidentsnominations.
SIZE
ThereisnodefinitesizeofthePresidentscabinet.Presidentmayincludeasmanypersonstoitashe
desires.DuringGeorgeWashingtonsPresidencytherewereonlyfourheadsofdepartmentsbutasthe
executivepowersofPresidentincreased,thenumberofprinciplemembersalsoincreasedandthusthe
numberofpersonsinCabinetalsoincreased.TheVicePresidentisalsoamemberoftheCabinetandsits
initsmeetingsregularly.
FORMATION
Assaidbefore,thenatureofandcompositionoftheCabinetremainsinformal.ThePresidentmayform
theCabinetinwhatevermethodhelikesandnominatewhateverpeoplehelikes.Howeveritisbecome
atrendtodistributeseatsongeographicalbasis.MembersarechosenfromEastern,Westernand
Southernregionsofthecountry.InmodernerathePresidentsprefertochoosepeoplefromallwalksof
lifee.gtherecenttrendistoincludethebusinessmen,eventhoughhemaynothaveanypolitical
backgroundorknowledge.Buthemaybeusefulonfinanceandbusinessrelatedmatters.Manytimesthe
PresidentnominatestheirpersonalfriendsPresidentRooseveltincludedhisfriendW.H.Woodin,while
PresidentKennedyinductedhisownbrotherRobertKennedyasAttorneyGeneral.Onmanytimesthe
cabinetmembershavebeenthepastgovernorsofthefederatingStates,exsenators,representatives
andotherpoliticalofficeholders.
Onlysensiblesteptakeninformationofthecabinetisthatappointmentsaremadeonthegroundofthe
specialknowledgeandexperienceoradministrativeabilityofthenominee.ForexampleLawyersare
usuallynominatedfortheseatofAttorneyGeneral.Inordertoensurethatthenominationsarebasedon
aboveelements,theconstitutionallowstheSenatetoeitherapproveordisapproveofPresidentschoice.
Unlikeinparliamentarysystem,theAmericanPresidentscabinetisrarelyshuffled/
CABINETMEMBERSELECTIONPROCESS
Atthemomentthereare15departmentsforwhichthePresidentmakeschoiceforhisSecretaries.As
discussedbeforethePresidentmakeshischoiceofnominee,whiletheSenateapproves(ordisapproves)
byasimplemajority.Theselectedsecretarycannotholdofficeinlegislativeorjudicialbranchduringhis
membershipofthecabinet.
Inaddition,thePresidentorCongresscandeselectamemberandfireorimpeachhim.Thecabinet
memberalsohasrighttoresignfromtheofficeorwithdrawhisnominationorrefusetotakeoffice.In
suchcasePresidentwillhavetomakeafreshappointment.
CABINETMEETINGS
UnliketheCongress,theCabinetisnotobligedtoformalandregularmeetings.TheAmericancabinetis
justanadvisorybody.Presidentmayeitherhavesomeuseornouseofitatall.HenceitisPresidents
choicetowhetherholdmeetingwiththecabinetornot.Inrecentyears,thecabinetisusuallysummoned
onceaweekandduringemergenciestheymeetforfrequently.Themeetingsareusuallyinformal,there
arenorulesorregulationsonthediscussionanddebateandnoofficialrecordsarekept,exceptforthe
roughpaperthatPresidentmayusetowritedownsomepoints.Theadvicesinthemeetingsmaybe
acceptedorrejectedbythePresidentandnovotingisrequired.
Allandall,theCabinetiswhatthePresidentwantsittobe.Itistheleastsuccessfulfederalinstitution
anditisunlikelythatthePresidentistomakeitoutstanding.Theysimplyarenotagovernment,butjust
avoiceofadviceinit.
________________________________________
THEVICEPRESIDENT
________________________________________
INTRODUCTION
TheUSconstitutionprovidesforaVicePresident.TheofficeofVicePresidentpossessgreatpotentialities
butlittleofactualpower.BecauseofthisreasonmanydelegatesatthePhiladelphiaConventionfeltthe
inclusionofprovisionsfortheofficeofVicePresidentunnecessary.Howevertheprovisionwasratified
alongwiththeconstitution.TheconstitutionrequirestheVicePresidenttopossessthesamequalifications
asareprescribedforthePresident.
1.AnaturalbornCitizenofUnitedStates
2.Mustnotbelessthan35yearsofage
3.Musthaveresidednotlessthan14yearsinthecountry
TheVicePresidentiselectedatthesametime,inthesamemannerandforthesametermsoffouryears
thePresidentis.Theoriginaldraftoftheconstitutioncalledforcandidatesecuringsecondhighestvotes
tobedeclaredtheVicePresident.However,theProvisionwaslaterchangedinordertoaccommodate
thePresidentwithsupportiveVicePresident.
FUNCTIONS
TheconstitutionassignsfollowingfunctionstotheVicePresident:
SUCCESSIONTOTHEPRESIDENCY:
ThepotentialfunctionoftheVicePresident,under25thamendment,istofilltheofficeofthePresidentin
casethePresidenthasdied,resigned,unabletoperformthePresidentialdutyorremovedthrough
impeachment.HethanassumesthePresidencyandallexecutivepowersanddutiesaredevaluedupon
him.HewillcontinuetheremaindertermofthePresidencytillthenextPresidentialelections.Incase
bothPresidentandVicePresidenthavedied,resigned,removedorareunabletoperformtheduties,the
constitutioncallsupontheCongresstodecideonwhowillcontinuetheofficeofPresidencytillthenext
electionsareheld.
VicePresidentLyndonJohnsonsucceededtotheofficeofPresidentaftertheassassination/deathof
PresidentJohn.F.Kennedyin1963.VicePresidentGeraldFordtookthePresidencyaftertheresignation
ofPresidentRichardNixonin1974.DuringtheNixonsVicePresidencyhetookthePresidentialpowerson
informalbasisforweekswhenPresidentD.DEisenhowerwasill.VicePresidentNixonhadtoperform
Presidentialdutiesthreetimesunderthesamecircumstances.InthesamemannerVicePresident
GeorgeBushtookPresidentialpowersduringtheabsenceofPresidentRonaldReagan.
EXOFFICECHAIRMANOFSENATE:
TheArticle1,Section3oftheConstitutioncallstheVicePresidenttobetheExOfficeChairmanofthe
SenateandPresideoverthemeetingsoftheSenate.Healsohasavoteincaseofatie.Inpracticethe
VicePresidentrarelypresidesoverdaytodaymattersinSenate.InhisplacetheSenatechoosesa
PresidentProTempore(orPresidentforatemporaryperiodorforaTime.)topresidethemeetings.
AnotherfunctionofVicePresident,asaChairmanofSenate,istopresideoverthecountingand
presentationofthePresidentialandVicePresidentialelectoralvotesbytheU.SElectoralCollege,in
presenceofboththehouseofCongress.
MEMBEROFTHECABINET:
TheVicePresidentworksasapart/memberofthePresidentsCabinet.Hisassociationwith
administrationenableshimtobetrainedinadministrativeaffairs,sothathemaybeabletohandlethe
PresidentialOffice,ifchancebecomes.
ELECTIONPROCESS
InitiallytheconstitutioncalledforthepersonsecuringhighestvotestobecomePresident,whilethe
personsecuringsecondhighestvotesinPresidentialruntobecometheVicePresident.Ifnoonereceived
amajorityofvotes,thentheHouseofRepresentativeswouldchoosebetweenthefourhighestvote
getters,witheachstategettingonevote.Insuchacase,thepersonwhoreceivedthehighestnumberof
votesbutwasnotchosenPresidentwouldbecomeVicePresident.Incasetherewasatieinthe2nd
phase,thantheSenatewouldchoosetheVicePresident.
TheframersoftheconstitutionhadhowevernotforeseenthePARTYSystem.Intheelectionsof1796,for
instance,FederalistJohnAdamscameinfirst,andDemocraticRepublicanThomasJeffersoncame
second.Thus,thePresidentandVicePresidentwerefromdifferentparties.WithPresidentfromoneparty
andVicePresidentfromanother,therewascontinuousconflictamongstthem.Anevengreaterproblem
occurredintheelectionof1800,whencandidatesfromsamepartytiedintheelections.TheDemocratic
RepublicansnominatedThomasJeffersonforthePresidentialseat,whiletheynominatedAaronBurras
well.TheintentionsforAaronBurrweretoget2ndhighestvotesandbecometheVicePresident.But
insteadbothJeffersonandBurrendedupwithsamenumberofvoteshencebothwerecandidateforUS
Presidency.After35unsuccessfulvotesintheHouseofRepresentatives,ThomasJeffersonfinallywonon
the36thballotandBurrbecameVicePresident.
Theseconstitutionalconflictsledthelegislaturetoadopt12thAmendmentin1804.Theamendmentcalled
fortheelectorstouseseparateballotstovoteforthePresidentandVicePresident.Eventhoughthis
solvedtheproblemathand,butitloweredtheprestigeoftheVicePresidentialoffice,astheVice
PresidentwasnolongerthesecondchoiceforPresident.
TheconstitutionalsoprohibitedtheelectorsfromvotingforbothPresidentandVicePresidential
candidatefromthesamestateasthemselves.
Formally,theVicePresidentialcandidateisnominatedbythepartyconvention.However,ithaslong
beenthecustomthattheVicePresidentialcandidatehasbeeneffectivelynamedbythePresidential
candidate.Often,thePresidentialcandidatewillnameaVicePresidentialcandidatetobringgeographicor
ideologicalbalancetotheticketortoappealtoaparticularconstituency.
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content1.4TheCongress
1.4THECONGRESS
________________________________________
CONTENTS
1.INTRODUCTION
2.THESENATE
3.THEHOUSEOFREPRESENTATIVES
4.LAWMAKINGPROCESS
________________________________________
INTRODUCTION
________________________________________
AlllegislativepowershereingrantedshallbevestedinCongressoftheUnitedStates,whichshallconsist
ofaSenateandaHouseofRepresentatives.Article1oftheconstitutionofUnitedStates.
TheAmericanCongressisabicamerallegislature,astheconstitutioncallsontwohousestoperform
legislativeactivates.TheupperhouseiscalledSenate,whilethelowerhouseiscalledHouseof
Representativesrespectively.TheframersofConstitutionintendedtomaketheCongressmorepowerful
organofgovernmentthanthePresidency.However,inthe19thcentauryitbecameleastpopularbody.
ButbythecauseoftimethemattersimprovedandtheCongressregaineditspopularity.Itisnow
consideredastheBulwarkoffreedemocracybymanyscholars.
Thesubsequenthistoryandevolutionofthecongresshasprovedthatthebicameralstructurewasawise
stepbythefoundingfathers.Thebicameralsystemoperatedwithoutanyremarkablerestrains
throughoutthehistory.AlthoughsometimesdeadlockbetweentheSenateandHouseofRepresentatives
werecreated,yetnooneadvocatedfortheabolitionofeitherhouse.EspeciallytheHouseof
RepresentativesneverpursuedtoeradicateSenatefromtheconstitution,asposedaswallagainstmany
ofitsbills.Attheendoftheday,theHouseofRepresentativehadtoaccepttheapprovalsandrefusalsof
theSenate.Indeed,theSenatehasbecomethemoreimportantchamberthantheHouseof
Representatives.TheCongresstodayisnotwhatthefoundingfathersintendedittobeandnorhasit
becomewhatthefeareditwouldbe.
ThecongresshaslegislativepowerswhicharelimitedbythevetopowerofthePresidentandbythe
SupremeCourtspowerofJudicialReview.Thecongresshasalsoagreathandinthedevelopmentofthe
constitution.Itisitsownmaster.Itconvenesandadjournsitssessionwithoutanyinterferencefromthe
Executive(thePresident).HoweveritdoesnothavesimilarcontrolovertheExecutiveasthelegislature
inParliamentsystemhas.
TofurtherunderstandtheCongressletusstudytheSenateandtheHouseofRepresentatives.
________________________________________
THESENATE
________________________________________
COMPOSITION:
TheSenateistheupperchamberorupperhouseintheAmericanlegislatureknownasCongress.It
consistsof100membersonthebasisofparityorequalrepresentationofallthe50States.EachState
elects2Senatorsirrespectiveofitssizeandpopulation.InitiallytheSenatorswereelectedbyindirect
methodthroughStatelegislatures.ThismethodwasprovidedbytheConstitution,butthe17th
amendmentempoweredpeopleofeachStatetodirectlyelect2senatorsfromtheirrespectiveStates.
TERM:
ThetermofEachSenatoris6years.Onethirdofthemembersretireafterevery2years.Itisa
permanentbodyandcannotbedissolvedbyanyauthority.TheSenatorswhoretireaftertheendoftheir
termsareeligibleforreelection.IfaSenateseatisvacantbyresignation,deathoranyotherreason,
thegovernoroftheconcernedStateisempoweredtonominatethesuccessortothevacantseatuntilthe
nextSenateelections.Thevacantseatscannotbeterminated.
REMOVAL:
ThemajorityofmemberspresentintheSenatecanvotetoexcludesenatoronthebasisofdisorderly
behaviororforsomeothergravereason.Thevotingrequiresatleasttwothirdmajoritytoremovethe
Senator.
FifteenmembershavebeenexpelledinthehistoryoftheSenate14ofthemwereremovedin1861and
1862forsupportingtheConfederatesecession,whichledtotheAmericanCivilWar.Nosenatorhasbeen
expelledsince.
Underthe14thAmendment,anyfederalorstateofficerwhotakestherequisiteoathtosupportthe
Constitution,butlaterengagesinrebellionoraidstheenemiesoftheUnitedStates,isdisqualifiedfrom
becomingasenator.
QUALIFICATIONS:
AccordingtotheArticle1,Section3oftheconstitutionasenatormustbe:
1.Notlessthan30yearsofage
2.AcitizenofUSfor9years
3.AninhabitantoftheStatefromwhichheiselected
ELECTIONS:
TheArticle1oftheconstitutionstatesthateachstatemayelecttwosenators.TheConstitutionfurther
stipulatesthatnoconstitutionalamendmentmaydepriveastateofitsequalsuffrageintheSenate
withouttheconsentofthestateconcerned.Originallytheconstitutionprovidedforindirectmethodforthe
electionofthesenators,meaningsenatorswouldbeelectedbytherespectivelegislatureoftheStates.
However,withthepassageoftime,thismethodshowedplentyofdefects.E.g.therewerefrequent
deadlocksamongthemembersofStateLegislaturewhichmostlyresultedinsenatorialseatslyingvacant
forquitealongtime.Casesofbriberyandvirtualpurchaseofseatsalsosurfaced.In1913,theCongress
adoptedthe17thAmendmentinconstitution,whichgaveliberalorientationtotheSenate.The17th
AmendmentintroduceddirectpopularSenatorialelections.ItcalleduponpeopleofStatestoelecttheir2
Senatorsrespectively.
Senatorsservefortermsofsixyearseachthetermsarestaggeredsothatapproximatelyonethirdof
theSenateseatsareupforelectioneverytwoyears.Thestaggeringofthetermsisarrangedsuchthat
bothseatsfromagivenstatearenevercontestedinthesamegeneralelection.
TheSeventeenthAmendmentalsoprovidesthatvacanciesintheSenate,howevertheyarise,maybe
filledbyspecialelections.AspecialelectionforaSenateseatneednotbeheldimmediatelyafterthe
vacancyarisesinstead,itistypicallyconductedatthesametimeasthenextbiennialcongressional
election.IfaspecialelectionforoneseathappenstocoincidewithageneralelectionfortheStates
otherseat,thenthetwoelectionsarenotcombined,butareinsteadcontestedseparately.Asenator
electedinaspecialelectionservesuntiltheoriginalsixyeartermexpires,andnotforafulltermofhis
own.Furthermore,theSeventeenthAmendmentprovidesthatanystatelegislaturemayempowerthe
Governortotemporarilyfillvacancies.Theinterimappointeeremainsinofficeuntilthespecialelection
canbeheld.Allstates,withthesoleexceptionofArizona,havepassedlawsauthorizingtheGovernorto
maketemporaryappointments.
PRESIDING&OTHEROFFICERS:
Assaidbefore,theVicePresidentoftheUnitedStatesistheExOfficioChairmanoftheSenate.He
presidesoverthemeetingsoftheSenatebutdoesnotcasthisvoteunlessthereisatie.Hecannot
appointthecommitteesoftheSenatenorcanhecontroltheStatesthroughhispowersofrecognition.
TheconstitutionhaslimitedthepowersofVicePresidentinSenateasheisnotanelectedmemberofthe
Senateandonlyactsasawatchdogoramouthpiece,performingdutiessuchasannouncingtheresultsof
votes.
IncaseoftheabsenceoftheVicePresident,thepresidingauthorityishandedovertothePresidentpro
tempore(LatinfortemporaryPresident).UnliketheVicePresident,thePresidentprotemporeiselected
fromtheSenators.ButheplaysnoactiveroleinthedeliberationoftheHouse.Heisthenomineeofthe
majoritypartyintheSenate.Hecanvoteonallissuesandcanparticipateinitsdebates.Incasethevice
PresidentbecomesthePresident,thePresidentProTemporetakespermanentplaceastheChairmanof
theSenate.
TheSenateisalsoservedbyseveralofficialswhoarenotmembers.TheSenate'schiefadministrative
officeristheSecretaryoftheSenate,whomaintainspublicrecords,disbursessalaries,monitorsthe
acquisitionofstationeryandsupplies,andoverseesclerks.TheSecretaryisaidedinhisworkbythe
AssistantSecretaryoftheSenate.AnotherofficialistheSergeantatArms,who,astheSenate'schief
lawenforcementofficer,maintainsorderandsecurityontheSenatepremises.TheCapitolPolicehandles
routinepolicework,withtheSergeantatArmsprimarilyresponsibleforgeneraloversight.Other
employeesincludetheChaplainandPages.
PROCEDURE:
Senateproceduredependsnotonlyontherules,butalsoonavarietyofcustomsandtraditions.Inmany
cases,theSenatewaivessomeofitsstricterrulesbyunanimousconsent.Unanimousconsent
agreementsaretypicallynegotiatedbeforehandbypartyleaders.Anysenatormayblocksuchan
agreement,but,inpractice,objectionsarerare.ThepresidingofficerenforcestherulesoftheSenate,
andmaywarnmemberswhodeviatefromthem.ThepresidingofficeroftenusesthegaveloftheSenate
tomaintainorder.
TheConstitutionprovidesthatamajorityoftheSenateconstitutesaquorumtodobusiness.Underthe
rulesandcustomsoftheSenate,aquorumisalwaysassumedtobepresentunlessaquorumcall
explicitlydemonstratesotherwise.Anysenatormayrequestaquorumcallby"suggestingtheabsenceof
aquorum"aclerkthencallstherolloftheSenateandnoteswhichmembersarepresent.Inpractice,
senatorsalmostalwaysrequestquorumcallsnottoestablishthepresenceofaquorum,butto
temporarilydelayproceedings.Suchadelaymayserveoneofmanypurposesoften,itallowsSenate
leaderstonegotiatecompromisesoffthefloor.Oncetheneedforadelayhasended,anysenatormay
requestunanimousconsenttorescindtheQuorumCall.
Duringdebates,senatorsmayonlyspeakifcalleduponbythepresidingofficer.Thepresidingofficeris,
however,requiredtorecognizethefirstsenatorwhorisestospeak.Thus,thepresidingofficerhaslittle
controloverthecourseofdebate.Customarily,theMajorityLeaderandMinorityLeaderareaccorded
priorityduringdebates,evenifanothersenatorrisesfirst.Allspeechesmustbeaddressedtothe
presidingofficer,usingthewords"Mr.President"or"MadamPresident."Onlythepresidingofficermay
bedirectlyaddressedinspeechesotherMembersmustbereferredtointhethirdperson.Inmostcases,
senatorsdonotrefertoeachotherbyname,butbystate,usingformssuchas"theseniorsenatorfrom
Virginia"or"thejuniorsenatorfromCalifornia."
TherulesoftheSenateprovidethatnosenatormaymakemorethantwospeechesonamotionorbillon
thesamelegislativeday.(AlegislativedaybeginswhentheSenateconvenesandendswith
adjournmenthence,itdoesnotnecessarilycoincidewiththecalendarday.)Thelengthofthese
speechesisnotlimitedbytherulesthus,inmostcases,senatorsmayspeakforaslongastheyplease.
Often,theSenateadoptsunanimousconsentagreementsimposingtimelimits.Inothercases(for
example,fortheBudgetprocess),limitsareimposedbystatute.Ingeneral,however,therightto
unlimiteddebateispreserved.
Whendebateconcludes,themotioninquestionisputtoavote.Inmanycases,theSenatevotesby
voicevotethepresidingofficerputsthequestion,andMembersrespondeither"Aye"(infavorofthe
motion)or"No"(againstthemotion).Thepresidingofficerthenannouncestheresultofthevoicevote.
Anysenator,however,maychallengethepresidingofficer'sassessmentandrequestarecordedvote.
Therequestmaybegrantedonlyifitissecondedbyonefifthofthesenatorspresent.Inpractice,
however,senatorssecondrequestsforrecordedvotesasamatterofcourtesy.Whenarecordedvoteis
held,theclerkcallstherolloftheSenateinalphabeticalordereachsenatorrespondswhenhisorher
nameiscalled.Senatorswhomisstherollcallmaystillcastavoteaslongastherecordedvoteremains
open.Thevoteisclosedatthediscretionofthepresidingofficer,butmustremainopenforaminimum
of15minutes.Ifthevoteistied,theVicePresident,ifpresent,isentitledtoatiebreakingvote.Ifthe
VicePresidentisnotpresent,themotionfails.
Onoccasion,theSenatemaygointowhatiscalledasecret,orclosedsession.Duringaclosedsession,
thechamberdoorsareclosed,andthegalleriesarecompletelyclearedofanyonenotsworntosecrecy,
notinstructedintherulesoftheclosedsession,ornotessentialtothesession.Closedsessionsarequite
rare,andusuallyheldonlyunderverycertaincircumstanceswherethesenateisdiscussingsensitive
subjectmattersuchasinformationcriticaltonationalsecurity,privatecommunicationsfromthe
President,oreventodiscussSenatedeliberationsduringimpeachmenttrials.AnySenatormaycalla
closedsessionaslongasthemotionissecondedbyatleastoneothermember.
Budgetbillsaregovernedunderaspecialruleprocesscalled"Reconciliation".UnderReconciliation,the
senatorsrighttospeakforunlimiteddurationisabrogated.Reconciliationwasdevisedin1974butcame
intouseintheearly1980s.
COMMITTEES:
ThemostsignificantaspectoftheSenateisitscommittees,eachofwhichperformsaparticularfunction
forwhichitwasconstituted.Thecommitteesgathersfacts,examinewitnesses,setadateforpublic
hearingsinthebill,studyindetailsalltheviewsandpreparethereportsandlegislativedraftsonwhich
theHousefinallyacts.
Theimportantcommitteesarebasedonfinance,appropriation,foreignrelations,judiciaryandinner
Statecommerce.Alltheissuesbeforethesenatearereferredtotherelevantcommitteeforoptionand
advice.Anindividualsenatormaybeamemberofmorethantwocommitteessimultaneously.
Therearefourtypesofcommittees:
a.STANDINGCOMMITTEES:
Thereare16StandingCommitteeswhicharepermanent.Theyhavefixedmembershipanddealwith
particularsubject.EachstandingcommitteehasjurisdictionoveraspecificfieldsuchasFinanceor
ForeignRelations.Eachstandingcommitteemayconsider,amend,andreportbillsthatfallunderits
jurisdiction.Furthermore,eachstandingcommitteeconsiderspresidentialnominationstoofficesrelated
toitsjurisdiction.(Forinstance,theJudiciaryCommitteeconsidersnomineesforjudgeships,andthe
ForeignRelationsCommitteeconsidersnomineesforpositionsintheDepartmentofState.)Committees
haveextensivepowerswithregardtobillsandnomineestheymayblocknomineesandimpedebills
fromreachingtheflooroftheSenate.Finally,standingcommitteesalsooverseethedepartmentsand
agenciesoftheexecutivebranch.Indischargingtheirduties,standingcommitteeshavethepowerto
holdhearingsandtosubpoenawitnessesandevidence.
b.JOINTCOMMITTEES:
ThejointcommitteesincludemembersofboththeSenateandtheHouseofRepresentatives.Theyhave
beencreatedforthepurposeofexercisingsupervisorycontroloveratomicenergy,budgeting,
congressionaloperationsandliteracy.Somejointcommitteesoverseeindependentgovernmentbodies
forinstance,theJointCommitteeontheLibraryoverseestheLibraryofCongress.Otherjointcommittees
servetomakeadvisoryreportsforexample,thereexistsaJointCommitteeonTaxation.Billsand
nomineesarenotreferredtojointcommittees.Hence,thepowerofjointcommitteesisconsiderably
lowerthanthoseofstandingcommittees.
c.SELECTCOMMITTEES:
Theyarecreatedoccasionallytomakesomespecificinvestigationwithrestrictedjurisdiction.Theselect
committeesarealsoknownasspecialcommittees.TheexamplesofselectcommitteesincludeSelect
CommitteeonEthicsandtheSpecialCommitteeonAging.Legislationisreferredtosomeofthese
committees,thoughthebulkoflegislativeworkisperformedbythestandingcommittees.Committees
maybeestablishedonanadhocbasisforspecificpurposesforinstance,theSenateWatergate
CommitteewasaspecialcommitteecreatedtoinvestigatetheWatergatescandal.Suchtemporary
committeesceasetoexistafterfulfillingtheirtasks.
d.CONFERENCECOMMITTEES:
Likejointcommittees,theyalsoconsistofmembersfrombothHousesofCongress.Theyareestablished
tomakecompromisesbetweentwochambersinthecaseofconflictonaparticularmatter.
EachSenatecommitteeandsubcommitteeisledbyachairman(alwaysamemberofthemajority
party).Formerly,committeechairmanshipwasdeterminedpurelybyseniorityasaresult,several
elderlysenatorscontinuedtoserveaschairmendespiteseverephysicalinfirmityorevensenility.Now,
committeechairmenareintheoryelected,butinpractice,seniorityisveryrarelybypassed.The
chairman'spowersareextensivehecontrolsthecommittee'sagenda,andmaypreventthecommittee
fromapprovingabillorpresidentialnomination.Moderncommitteechairmenaretypicallynotforcefulin
exertingtheirinfluence,althoughtherehavebeensomeexceptions.Thesecondhighestmember,the
spokespersononthecommitteefortheminorityparty,isknowninmostcasesastheRankingMember.
IntheSelectCommitteeonIntelligenceandtheSelectCommitteeonEthics,however,thesenior
minoritymemberisknownastheViceChairman.
POWERSOFSENATE:
Thesenateenjoysextensivelegislative,financial,executive,judicialandmiscellaneouspowers.These
maybediscussedasfollowed:
1.LEGISLATIVEPOWERS:
TheSenateenjoysequalandcoordinatelegislativeauthoritywiththeHouseofRepresentatives.Ordinary
billsmaybeinitiatedbyeitherHouse,butthemoneybillisonlypassedbytheHouseofRepresentatives.
ButthisprivilegeoftheHouseofRepresentativeisnotmuchofsignificancebecauseofSenatesvast
powersofamending.Thesenatemaystrikeouteverythingexceptforthetitleofamoneybill.The
senatecanalsoevensubstituteanentirelynewbillandmaysendthesamebacktotheHouse.However,
thelegislativehistoryofUSCongressshowsthattheSenateenjoyspredominantpositionoverthelower
house.
2.EXECUTIVEPOWERS:
TheframersoftheconstitutionwishedtheSenatetobeasortofadvisorycouncilforthePresidentis
dischargeofhisexecutivefunctions.Since,initially,itwasabodyof26membersfrom13Statesit
couldperformthejobadvisoryboard.Butsinceitsgrowthinsizeithasalsogainedtremendousnumber
ofpowers.BytheconstitutionaldoctrineofChecks&BalancesithasgainedsomeExecutivePowersas
well,inordertocheckthePresidentsauthority.AllappointmentsmadebytheSenatearesubjecttothe
consentandadviceofthesenate.AllthetreatiesmadebytheSenatearesubjecttotheratificationof
Senate.
3.CONTROLOVERFOREIGNAFAIRS:
AlltreatiesarenegotiatedandconcludedinthenameofthePresident,butallinternationaltreatiesare
subjecttoratificationbytwothirdmajorityoftheSenate.Theforeignaffairscommitteeenjoysa
considerableinfluenceovertheforeignpolicyofUS.ItisthereforethatthePresidentkeepshimselfin
closetouchwiththiscommitteeandregularlyacquaintsitwiththelatestdevelopmentsinforeignpolicy.
4.JUDICIALPOWERS:
AssaidbeforethatallappointmentsmadebyPresidentaresubjecttotheapprovalofSenate.This
includestheappointmentofSupremeCourtJudges.Inaddition,theSenateitselfperformsasacourtfor
impeachmentofthePresident,VicePresidentandotherhighrankingofficialsofUS.Thechargesareto
bereferredbytheHouseofRepresentativesandtheimpeachmentistobeconductedbytheSenate.The
senateturnsintoregularjudicialtribunalwhenitsitsasacourt.Prosecutionisconductedbythe
committeeofmembersofHouseofRepresentativesespeciallyappointforthispurpose.Theproceedings
ofimpeachmentareheardbythecommitteeofjudiciaryoftheSenate,whichisthanpresidedoverby
theChiefJusticeoftheSupremeCourt.
5.MISCELLANEOUSPOWERS:
a.Thesenateshareswiththehouseofrepresentativesthepowertoproposeamendmentstothe
constitution
b.ThesenatedecidesVicePresidentialelectionwhennocandidategetsanabsolutemajorityofvotesin
theelectionsandelectstheoneoutofthetwocandidatessecuringthehighestvotes.
c.Thesenateappointscommitteestoinvestigateandreportontheadministrationofthefederal
government.Thecommitteesexposescandalsandinefficiencyoftheadministration,ifany.These
committeesarepoliticallyveryvigorous.Thiswaythesenatorsdominatethepoliticsofthecountry.The
administrationisgenerallyafraidofthesenatorialcommittees.Thusthesenateexercisesaneffective
controlovertheadministrationthroughthesecommittees.
Themultiplicityofpowersofsenatehasprovedbeyondanydoubtthatitisnotonlythemorepowerful
thantheHouseofRepresentativebutalsothemostpowerfulSenate/SecondChamberinthewholeworld.
(NOTE:thefollowingpartisveryimportent,asitanswersonwholequestionof"American
SenateisthemostpowerfulSecondChamber/UpperHouseintheworld.Discuss"
togatherwiththeaboveinformationyouwouldbeabletoprovideareleventanswer.)
THEAMERICANSENATEISTHEMOSTPOWERFUL2NDCHAMBERIN
THEWORLD
1.EXECUTIVEPOWERS:
TheAmericanSenateistheonlylegislativebodyintheworldwhichenjoyssomedirectexecutive
powers.Itshareswiththepresidentthepowerstomakeappointmentoftoprankingofficialsandthrough
thisitcontrolstheinternaladministrationofthefederalgovernment.Notreatiesoragreements,
concludedbytheStateDepartmentorPresident,arevaliduntilratifiedbytheSenate.Throughthis
powertheSenatecontrolstheforeignpolicyofthecountry.Inaddition,theSenatehaspowersto
impeachthePresident,VicePresidentandotherhighrankingofficials.Itshouldbenotedthatthese
powersareexclusivelyexercisedbytheSenate.ThisraisestheprestigeofanddignityoftheSenate.
2.ABSENCEOFPARLIMENTARYSYSTMOFGOVERNMENT:
Incountrieswithparliamentaryformofgovernment,thelowerhouseattainsahigherstatusthanthe
upperhouse.Inmanycountriesthelowerhousehascontrolovertheexecutivei.e.InEngland&
Pakistan.InUS,however,thepositionisreverse.ItistheUpperHouseorSenatewhichhassufficient
controlovertheexecutiveaswellasovertheLowerHouseortheHouseofRepresentatives.However
theLowerHouseinUSiscompletelydevoidofsuchpower.TheconstitutionhasmadetheSenatea
coordinatechambertotheHouseofRepresentativesinthelegislativematters,whileinparliamentary
formofsystem,thelowerhousehasmorepowerinlegislativematters.
3.SMALLMEMBERSHIPANDLONGTENURE:
ThemembershipoftheSenateissmallbutitstenureislongerthantheHouseofRepresentatives.Onthe
otherhandthemembershipoftheHouseofRepresentativesislargebutthetenureisshort.TheSenate
consistsof100membersanditsmembersareelectedforatermof6years.Whilethemembershipof
theHouseRepresentativesis437butitisonlyelectedfor2yearsterm.Becauseofthisfact,the
Senatorsarenotworriedabouttheirreelectionaftereverytwoyears.Bystayinglongeronthe
legislativeseat,theSenatealsoacquiresgreaterexperience,morecredibilityandexertsgreater
influencethantheHouseofRepresentatives.Bystayinglonger,theSenatecanalsofulfillitslongterm
policiesandprograms.ItisbecauseofthesereasonsthattheHouseofRepresentativesisforcedto
concurwiththeSenateinordertoexpeditebusiness.
4.SENATORSARESENIORPOLITITIONS:
Seniorpoliticiansandmenwithlegislativeexperiencewithwiderknowledgeofpublicaffairs,usuallyopt
forthemembershipoftheSenate,becauseofitslongertermandgreaterprestigethantheHouseof
Representatives.TheresultisthattheSenatebecomessuperiortotheHouseofRepresentativesinterms
ofineffectualquality,legaltalents,intellectandpoliticalwisdom.Themediagivesgreatercoverageto
theSenatorialspeechesandsessionsthantotheHouseofRepresentatives.Thepublicattentionismore
focusedonSenateaswell.
InothercountriestheSenatorsmaybemenoflegislativeexperiencewithwiderknowledgeofpublic
affairs,butthefactthattheirSenateitselfisnotSuperiortotheirLowerHousediminishestheir
prestige.Inthesecountriestheattentionofmediaandpublicisonthelowerhouses.
5.DIRECTELECTIONSOFSENATORS:
UnliketheSenatorsormembersoftheupperhouseincountrieslikeEngland,PakistanorCanada,theUS
senatorsaredirectlyelectedbythepeople.Itisacommondemocraticexperiencethatanindirectly
electedupperhousefindsitdifficulttoresistthewillofthelowerhousewhichiselecteddirectlybythe
people.HoweverinUStheSenatecanclaimequallyrepresentativecharacterwiththeHouseof
Representatives.ItisthereforetheHouseofRepresentativeisnotcapableofdominatingtheSenate.
6.EQUALLEGISLATIVEANDFINANCIALPOWERS:
TheSenateinUSenjoysequalpowersinlegislativeandfinancialsphereswiththeHouseof
Representative,bothintheoryandpractice.InEngland,theUpperHouseofHouseofLordsisgiven
lesserauthoritythantheLowerHouseortheHouseofCommons.TheUpperHouse/SenateinPakistan
sharesthesamepositionasitdoesinEngland.SincetheSenateandHouseofRepresentativesinUS
shareequalpowersinlegislativematterstherearefrequentdeadlocks.Toresolvethedeadlock
ConferenceCommitteesareformed.However,thelegislativehistoryofUSshowsthattheSenates
viewpointultimatelyprevailsovertheHouseofRepresentatives.
7.GREATERFREEDOMOFSPEECH:
ThesenatorsenjoygreaterfreedomofspeechthanthemembersofHouseofRepresentatives.ASenator
canspeakforaslongashedesires.Thisenablesafulllength,simpleandflexibledebateonevery
matteranddiscusseseverymeasuretosolvetheissues.UpperHousesinothercountriesdonotenjoy
suchfreedomofspeech.IncountrieslikePakistanmanysenatorsarerefusedtotalkondifferentmatters
bythechairman.
8.COURTOFIMPEACHMENT:
TheSenateinUShassolerighttoimpeachthePresident,VicePresidentandotherhighrankingofficials.
TheUSsenatehaspowerstoinvestigateintoallaffairswhetherpublicorprivate.Thisfactenhancesthe
prestigeoftheSenateandenablesittoovershadowtheHouseofRepresentatives.Nosenateorupper
houseintheworldhassimilarpower.
9.SOLIDARITYOFTHESENATE:
TheUSSenateistheonelegislativeorganintheworld,themembersofwhichhavesolidarityandunity
irrespectiveoftheirpoliticalaffiliations.In1938,whenPresidentRoosevelttriedtobypassthe
senatorialcourtesy,theSenatorsofhisownpartystoodagainsthimalongwiththeopposingmembers
oftheSenate.TheentireSenatestandsasoneunit,wheneveranyattackonitsauthorityismade.
10.THESENATORSREPRESENTTHESTATES:
ThemembersoftheSenatearedirectlyelectedbytheentirepopulationofaState,whereasthe
membersofHouseofRepresentativesareelectedbyafractionofpopulationfromtheirrespective
States.TheSenatorsthereforehaveproudprivilegeofhavinggreaterrepresentativecharacterand
greaterpopularsupportagainstthemembersofHouseofRepresentatives.TheSenatorsrepresentthe
StatesaspoliticalunitsandregardthemselvesasrepresentativesoftheNationasawhole.Thelocal
interestwhichdominatestheHouseofRepresentativeshardlyexistsintheSenate.Thisgivestothe
SenateanaturalprecedenceovertheLowerHouseandaddstoitsmajestyanddignity.
CONCLUSION:
TheUSSenateisindeedauniqueHouse.ItpartakesinallthreefunctionsofStateExecutive,Legislative
andJudicial.
InwordsofF.J.Haskin:therearethingswhichthePresidentandtheSenatemaydowithouttheassent
oftheHouseofRepresentatives,andthingswhichtheSenateandHouseofRepresentativesmaydo
withouttheassentofthePresident,yetthePresidentandtheHouseorRepresentativescando
comparativelylittlewithouttheassentofSenate.
Itisthusmanifestthatwhileupperchambersintheothercountriesoftheworldhavebeendecliningin
powerandimportance,theUSSenateisaddingtoitsstrengthandimportance.Allthesefactsprovethat
nootherUpperChambersuchastheBritishHouseofLords,PakistaniorCanadianSenateenjoyssuch
powersasareenjoyedbytheSenateofUS.TheHouseofLordsofEnglandisdescribedastheweakest
upperchamberoftheworld.ThenominatedSenateofCanadahasnoprestigecomparedtotheLower
House.TheSenateofPakistanalsohaslesserprestigethantheNationalAssemblywithregardstothe
legislativeandfiscaladministration,asitisindirectlyelected.Wemay,therefore,concludethattheUS
SenateisoneofthegreatsuccessoftheAmericanConstitution,aworthmonumentofthewisdomand
foresightofitsfathers.Itcaneasilybesaid,withoutmuchofadebate,thattheUSSenateisthemost
powerfulSenateorSecondChamberorUpperHouseintheworld.
________________________________________
THEHOUSEOFREPRESENTATIVES
________________________________________
TheHouseofRepresentativesisthelowerchamberoftheAmericanCongress.Itisalegislativebody
sharingpowerswiththeSenate.EventhoughitisweakerinpowercomparedtoSenate,nolegislative
measuresarepossiblewithouttheHouseofRepresentatives.ItisthepopularbodyrepresentingtheUS
citizensonnationalprinciplebasedonpopulation.Citizensofallsexandracebutofatleast18yearsof
agecanparticipateinelectingamemberofHouseofRepresentative.
COMPOSITION:
InitiallytheHouseofRepresentativesconsistedof65membersbutnowitsmembershipispermanently
fixedto437unlesschangedbyamakinganamendmenttotheconstitution.Thenumberof
representativesforeachStateisfixedbytheCongressinproportiontoitspopulation.
TERM:
ThetermofHouseofRepresentativesistwoyears.Itcannotbedissolvedearlier.
SESSION:
TheHousemeetseveryyearon3rdofJanuaryaccordingtothe20thamendmentoftheconstitutionand
remainsinsessionuntilitsmembersvotetoadjourn.However,thePresidentcanconveneitsspecial
session.Itthanconfineitselfstrictlytothetask,forwhichitissummonedanddoesnotdiscussany
othermatter.
QUALIFICATIONS:
TheconstitutioncallsforacandidatefortheHouseofRepresentativestopossesthefollowing
qualifications:
a.)Mustbeatleast25yearsofage
b.)MustbecitizenofUSforatleast7years
c.)MustbecitizenofStatefromwhichhewantstocontestelection
d.)MustnotholdanyofficeorprofitunderthegovernmentofUS
PRIVILEGES:
a.)Themembergetsannualsalaryof$22,500plus$2,500expensemoney.
b.)Membersarefreefromarrestexceptfortreason,felonyandbreachofpeace,duringthesessionof
thehouse.
c.)MembersenjoythefreedomofspeechonflooroftheHouse.
THESPEAKER:
UnliketheSenate,theViePresidentdoesnotpresideovertheHouseofRepresentatives.Insteadthe
Houseelectsitsownspeaker.TheelectionsfortheHousespeakerareheldpurelyonpartylines.The
candidatefortheHouseSpeakerismemberofthemajorityparty,heispartisanandopenlyfavorsthe
partytowhichhebelongs,evenafterheelectedastheSpeaker.Heisvirtuallytheleaderofthemajority
partyandthelegislativeleadershipdevolvesaroundhim.
FUNCTIONSANDPOWERSOFTHESPEAKEROFTHEHOUSE
a.)PresidesoverthesessionoftheHouseandmaintainsorderanddecorumintheHouse.
b.)RecognizesmembersontheflooroftheHouseandallowsmemberstospeak.
c.)DecidedpointsoforderpassedbythemembersoftheHouse.
d.)PutsquestiontothevoteoftheHouseanddeclarestheresult.
e.)InterpretsandappliestherulesofprocedureoftheHouse,whenanyquestiononprocedureisraised.
Hisdecisioncannotbequestioned.
f.)Refersthebillstoanappropriatestandingcommitteeforconsiderationandaction
g.)SelectsthechairmanofthecommitteeofthewholeHouseandappointshisdeputy.Alsoappoints
membersofthespecialcommittee
h.)SignsallthebillspassedbytheHouse
POWERSOFHOUSEOFREPRESENTATIVES:
a.)LESGISLATIVEPOWERS:
TheHouseofRepresentativesenjoyscoequalandcoordinateauthoritywithSenateinthedomainof
legislation.However,SenatehasauthoritytoamendorrejectanybillpassedbytheHouseof
Representatives.
b.)FINANCIALPOWERS:
AccordingtotheClause1,Section7,Article1oftheconstitutionallfinancialbillsmustoriginateinthe
HouseofRepresentatives.ThisisanadoptionfromtheBritishConstitution.Accordingtothisdoctrine,all
nationalfinancesmustbecontrolledbytheHousedirectlyresponsibletothepeople.Thefinancial
mattersmeanalllegislationsinvolvingappropriation.AllappropriationbillsoriginateinHouseof
Representatives.ThismeansthattheannualBudgetBillmustbeformedbytheHouseof
Representatives.
(Note:InBritishConstitutiontheHouseofcommonsisdirectlyresponsibletothepeopleasitiselected
bythepeople,hencethefinancialpowersarevestedtheHouseofCommons.HouseofLords,which
passesforSenate,hasnosayinfinancialaffairs.However,inUStheSenateisequallyresponsibletothe
peopleasliketheHouseofRepresentativesitisdirectlyelectedbythepeople.Yetithasnosayin
financialbill.TheclausethatHouseofRepresentativesaloneshouldcontrolthefinanceswasestablished
bytheoriginalconstitution,butevenaftertheamendmentwhichswitchedsenatorialelectionsfrom
indirectmethodtodirectmethod,theclausewerenotamended)
However,Senatehaspowertotamerevenuelegislationsandthiscanincreaseordecreaseanygiven
appropriation.Senatecanalsoamendorrejectthemoneybill.
c.)EXECUTIVEPOWERS:
UnlikeSenate,theHouseofRepresentativesdoesnotpossesmuchofacontrolovertheexecutive.The
onlyexecutivepoweritpossessesisthatalongwithSenateitcandeclarewarandconcludepeace.Unlike
inparliamentaryformofgovernment,theexecutiveneitherholdsresponsibilitynorcanberemovedby
theHouseofRepresentatives.However,ithasexclusiverighttoinitiateimpeachmentproceedingby
preparingchargesagainsttheexecutive,whichinthiscaseisPresident.HouseorRepresentativescan
alsoinitiateimpeachmentforVicePresident,SupremeCourtjudgesandotherhighrankingofficials.
d.)AMENDINGPOWERS:
TheHouseofRepresentativesparticipatesintheprocessofamendingtheconstitutionofUS.Itshares
withSenatetoproposeamendmentsintheconstitutionbytwothirdmajorityinbothchambers.
e.)ELECTORALPOWERS:
Unlikeparliamentaryformofgovernment,theHouseofRepresentativesdoesnotpossespowersto
participateinelectoralprocessoftheExecutive.ItcanonlyelectaPresidentifnocandidatehassecured
themajority.InthiscasetheHousewillelectPresidentfromtop3candidates.
InallthedemocraciesoftheworldtheLowerChamberenjoysgreaterpowerthantheUpperChamber.
However,thesituationisreverseinUS,eventhoughtheframersoftheconstitutionintendedtomakethe
HouseofRepresentativesmorepowerful.
FACTORSCONTRIBUTINGFORTHEWEAKNESSOFTHEHOUSEOFREPRESENTATIVES
1.MORETOSENATE:
Thesenatepossessesequalpowersinlegislativeandfinancialsphere(exceptforproducingmoneybill).
TheSenatealsohaspowerstorejectanylegislationpassedbyHouseofRepresentatives.Thisweakens
thepowersofHouseofRepresentatives.
TheSenateisalsoadirectlyelectedbodyliketheHouse,butunliketheHouseithaslongertenureandis
apermanentbody.ThisalsoweakensthepowersofHouseofRepresentatives.
InotherdemocraciesoftheWorld,theSenatelacksinpower.USsenateatleasthaspowerstoamend
andrejectmoneybill,whileotherSenatesaroundtheworlddontevencomeacrossthemoneybill.
UnliketheUSSenatetheSenatesaroundtheworldareindirectlyelected.Thisgivesmorepowersto
LowerChambersinotherdemocracies,whichmakesLowerChambersinothercountriesmorepowerful
thantheLowerChamberinUS.
2.NOPOWEROVEREXECUTIVE:
Unlikeintheparliamentaryformofgovernment,theexecutiveisneitherresponsibletotheHousenor
doeshespringfromit.HecantevenberemovedbytheHouse.Eventheministersarenotelectedfrom
theHouse.Inplaceofministers,therearesecretariesinUSwhichareappointedbythePresidentand
ratifiedbytheSenate.Thehousehasnopowerinthisprocess.
Inotherdemocraciesintheworld,theLowerchamberselecttheExecutiveandhisministers.Thismakes
otherLowerchambersaroundtheworldmorepowerfulthantheHouseofRepresentativesinUS.
3.TREATIESANDAPPOINTMENTS:
UnlikeotherLowerChambersaroundtheworld,theHousehasnopowerorparticipationinappointment
ofhighrankingofficiallikethesecretaries.Thehousecannotevenparticipateintreatiesconcludedby
thePresident.
4.SHORTTENURE:
ThetenureoftheHouseisveryshort.Itiselectedforonlytwoyears.Thisdiscouragestheseniorand
talentedpersonalfromjoiningtheHouse.InsteadtheyoptforSenate,whichinturnmakesSenatemore
intellectandpowerful.BecauseofthisshorttenurethemembersoftheHousearebusierinelection
processthaninlegislationprocess.Assoonastheyareelected,theystartworkingontheirnextelection.
5.LARGEMEMBERSHIPLIMITATIONS:
UnliketheSenate,theHousehaslargermembership.Thispossessessomelimitations.Timelimitis
imposedduringthespeech.Thisdoesnotenablethespeakertomakethedebatelively.
6.LACKOFLEADERSHIP:
Unlikeparliamentaryofgovernment,likeinEngland,thereisnoleaderoftheHouseorspokesmanofthe
government.ThespeakeroftheHouseistheleaderbutheistoobusypresidingmeetingsandregulating
debates.
7.LOYALTYTOPOLITICALPARTIES:
UnliketheSenators,theHousememberspaymoreloyaltytotheirpartiesratherthancreatingapolitical
unitylikeintheSenate.ThishamperstheinfluenceoftheHouse.
8.UNDERTHECHECKOFJUDICIALREVIEW:
ThepowersofjudicialreviewinthehandsofSupremeCourtdampentheinitiativeoftheHousein
legislativesphere.Themembersaretooworriedthattheirlegislativebillmaybepassedasvoidbythe
SupremeCourt.
AllthesefactorscontributeinmakingtheHouseaweakchamber.ItisprobablytheweakestLower
ChamberwhencomparedtotheLowerChambersofotherdemocracies.
________________________________________
LAWMAKINGPROCESS:
________________________________________
TheLawdeterminesthepolicyofthecountry.Themainfunctionofthecongressistomakelawsorto
amendorrepeltheexistingones.TheprocessoflawmakingandamendingitisknownasLegislative
Process.BeforegoingthroughtheLawmakingprocessitisimportanttohavesomeknowledgeaboutbills
andresolutionthatplayimportantroleinLawmaking.AlllegislativeproposalsareoftwokindsBillsand
Resolutions.
(a.)BILLS:
Billsareofthreekinds:Publicbills,Privatebillsandmoneybills.
APUBLICBILL:
Itdealswithgeneralmattersofpublicimportanceandembodiesamajorprogramofgovernmentpolicy.
APRIVATEBILLS:
Itdealswithapersonorplaceandisofprivateimportance.
AMONEYBILL:
ItdealswithmoneymatterssuchastaxesandisoriginatedintheHouseofRepresentatives.
(b.)RESOLUTIONS:
TherearethreekindsofresolutionsnamelyJointResolution,ConcurrentResolutionandSimpleHouseor
SenateResolution.
AJOINTRESOLUTION:
ItispassedbybothHousesofCongressandissubmittedtoPresidentforhisassent.
ACONCURRENTRESOLUTION:
Itisemployedtoexpressanattitude,opinionorobjectiveofbothHouseswhichcorrecterrorsinthe
billsalreadypassedbytheCongressanditneedsnoverificationsbythePresident.
SIMPLEHOUSEORSENATERESOLUTION:
ItexpressestheopinionandpurposeoftheconcernedHouseanddoesnotrequireanyendorsement.
STAGESOFLAWMAKINGORLEGISLATIVEPROCESS
ThefollowingstagesareadoptedinLawMakingprocessintheCongress:
1.FIRSTREADING:
NormallyallBillsareintroducedbyamemberofeitherhouse.ThatmemberisknownastheSponsorof
theBill.ThesponsorofthebillfromtheHouse,endorsesthecopyofthebillwithhisnameanddropsit
intheHouseortheSecretarystableintheSenate.Thebillisimmediatelynumberedinorderofits
representationandissenttogovernmentprintingpress.ThecopiesofBillarethanmadeavailabletoall
membersoftheHousenextmorning.ThisprocessiscalledintroductionortheFirstReading.
2.COMMITTEESTAGE:
Thepresidingofficerrefersthesebillstotheappropriatestandingcommittees.Inthecaseofprivatebill
thesponsorhimselfwritesthenameofthecommitteewhileinthecaseofpublicbills,thesubjectmatter
ofabillwouldindicatetowhichcommitteeitshouldbereferredto.
Thisstageisoneoftheimportantstepsinlawmakingprocess.Inthecommittees,billsarefirstgiven
preliminaryexaminationandadecisionistaken,whethertheproposalhasanymintornot.Important
mattersaresortedoutforfurtherconsideration,whileunimportantandirrelevantmattersaredroppedor
PigeonHoldasitiscalledinofficialterms.
Theimportantmattersarestudiedbytheconcernedcommittee,whichgivesitathoroughconsideration
eitherbyitselforbysubcommittee.Thecommitteeorsubcommitteecollectsinformationanddataon
thesubjectmatterthroughpublichearingsandCongressLibraryinordertoarriveatadecision.The
lobbyistsorPressuregroupswhoareinterestedintheBillalsoprovideinformationtothecommittee.
Aftercollectingtheinformationthroughvarioussources,thecommitteesmeetintheexecutivesession.It
maytakefollowingcourses:
a.)Itmayapprovethebill,asitstands
b.)Itmayamendthebillandsendthesametotheconcernedhouseforapproval
c.)Itmayrewritethebillkeepingonlyitsnameandsendittothehouseforadoption
d.)Itmaycondemnthebillandmaysubstituteitwiththenewone
e.)ItmaykillorrejectorPigeonHoldthebillbykeepingitonitsfiles.
3.REPORTINGTHEBILL:
Usuallythechairmanofthecommitteeorsomeonedesignatedbyhimmayreporttheverdictofthe
committee,totheconcernedchamber.Inimportantmattersthereportingisextensiveandinordinary
mattersthereportingislittlemorethanasimpleaffirmative.ThekillingoftheBillisnotreportedinthe
House.ThemajorityoftheHousecanalsodischargeapetitionforreportingbackorcallingbackofthe
BillfromtheCommittee.Thishastobedonewithin30daysofthesubmittingofBilltothecommittee.
Thispetitionruleisrarelyapplied.
4.SECONDREADING:
Afterthereportingofthebill,theSecondReadingisresumed.EveryclauseoftheBillisdiscussedand
debatedupon.Amendmentsandcounteramendmentsareproposedandpassedbyvoting.Whenthebill
isfinallyshapedinsecondreadingitgenerallyreprintedandplaceisagainplacedbeforetheHousefor
ThirdReading.ItisnotnecessarytoreprinttheBillforThirdReading.Butbeforethethirdreading,the
housemayitselfturnintoaCommitteetodiscusstheBillputforwardbytheotherstandingcommittee.
5.COMMITTEEOFTHEWHOLE:
WhentheHousegoesintothecommitteeofthewholethespeakerleavesthechair,therulesofthe
Housearetemporarilysuspended.Thequorumisreducedto110membersinthecommitteeofthe
whole.Thisreductionallowsgreaterfreedomofspeechtothemembersandgetsmoretimetospeakas
well.Thanthemembersproposelargenumberofamendments,giveexplanationsandmaybeeven
disposeofvariouselementsofthebill.
6.THIRDREADING:
AtthisstageonlythetitleoftheBillisreadwithoutproposinganyamendmentandisvoteduponbythe
House.IftheBillispassedbytheHousesuccessfully,itiscertifiedbytheclerkandissenttothe
Senate.
7.THEBILLINTHESENATE:
Thesenatedealswiththebillinthesimilarprocedure.Asenatorannouncesthatheisintroducing.
Readingthetitleofthebillconstitutethefirstreading.SecondReadingisconsideredcompletedifthere
isnoobjectionandthebillissenttothecommitteerequestedbytheinstructor.
ThecommitteesintheSenatearelikethatoftheHouse.Afterthecommitteereportsthebillfavorable,it
isplacedonSenatecalendaratleastadaybeforebeingtakenup.Thesenateholdsitsmeetingand
votingisdone.Ifthebillgetsmajorityitpasses,ifitcannotgetrequiredmajorityitisrejected.
KILLINGTHEBILLINTHESENATE
IftheBillisrejectedoutrightitisthanconsideredaskilled.
AnothermethodtokillthebillinsenateisbyusingthedeviceofFilibusteringandcloture.
a.)FILIBUSTERING:
Duringthefilibustering,asenatorholdsthefloorforoursdeliveringrelevantandirrelevantremarks,
primarilyintendedtoobstructuntilsomeconcessionsareobtained.
b.)CLOTURE:
TheclotureisalsoknownasClosure.Itrequiresapetitiontoendadebate,signedbyonesixthofthe
senators.Ifthispetitiongetstwothirdmajority,theclotureisineffect.
IncasetheSenateproposessomeamendmentstothebill,itissentbacktotheHouseof
Representatives.IftheHouseagreestheamendmentsaremade.IftheHousedoesnotagreewiththe
Senate,aneffortismadetocometoanagreementthroughgiveandtakepolicyorthroughcompromise.
Ifthisattemptalsofails,thebillisreferredtothejointconferencecommitteeconsistingofmembers
fromboththehouses(9memberseach).Iftheconferencedoesnotreachacompromise,thebillisthan
Killed.
Ifthereisanagreementbetweenthetwohousesonthebill,itisthanreferredtothePresident.
8.APPROVALBYTHEPRESIDENT:
AfterthebillispassedbyboththeHouses,itisbroughtforwardthePresidentforapprovalbeforeitcould
becomeaLaw.IfthePresidentapprovesofthebillhewillsignitanditwillthanbecomeaLaw.Ifhe
disapprovesoftheBill,hewillreturntheBilltotheHousewhereitwasoriginatedandsendhis
objectionsalongwithit.ThePresidentcanalsovetotheBillinanattempttokillit.Insuchcase,two
thirdmajorityofbothhousescanvoteagainstthePresidentialveto.IftheHousessuccessfullyvote
againstPresidentialVeto,theBillbecomesaLawwithoutPresidentialapproval.IfthePresidentdoesnot
returntheBillwithin10days(ExcludingSundays),thebillbecomesaLawwithouthissignaturesthisis
validiftheCongressisstillinsession.IftheCongresssessionhasbeenadjournedbefore10dayshave
elapsed,thePresidentmayeasilykillthebillbyabstainingoverit.ThisiscalledPresidentsPocket
Veto.
PROCEDUREOFLAWMAKINGONFINANCIALBILL
Asdiscussedbefore,themoneybillcanonlybeoriginatedintheHouseofRepresentatives.TheBureau
ofbudgetpreparesthebudgetofthecountryunderthedirectionandthecontrolofthePresident.The
PresidentmakesthemajorfiscalpolicieswiththehelpoftheBureauofBudget.Thebudgetisplannedfor
annualexpenditureandisrenewedaftereveryyearfromJuly1stto30th.
TheBudgetisthanintroducedintheHouseofRepresentativesandpassedbyit.Aftertheintroductionof
thebudget,itissenttoappropriatecommittee.I.e.theRevenuebillissenttothecommitteeofWays
andMeans,whiletheappropriationbillissenttothecommitteeonAppropriation.
ThecommitteeofWays&Meansholdspublichearingsofinterestedparties,whichmaybeeffectivein
onewayoranother.ThebillisthanreportedbacktotheHousewithorwithoutamendments.TheHouse
holdsdebatesoverthebill.AftertheBillispassedbytheHouse,itisreferredtotheSenate.TheSenate
canamendtheBillwithconcurrenceoftheHouse.Ifthereisdisagreementbetweentwohouses,the
jointconferencecommitteesarecalledin.IfthereisagreementthebillisreportedtothePresidentfor
signatureanditbecomestheLawforfinanceforthefiscalyear.
Thisconcludesoursubchapteron"TheCongress"...onlytheJudicialsystemandPoliticalParitesareleft.Ihopetopostthemby
tomorrow.ThatwillconcludeoursessiononUSConstitution.Iappologisefortheslowrateofupdatingandposting.
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chapter1.5,JUDICIARY
CHAPTER1.5
FEDERALJUDICIARY
________________________________________
CONTENTS
1.INTRODUCTION
2.NEEDFORFEDERALJUDICIARY
3.TYPESOFCOURTS
4.JUDICIALREVIEW
________________________________________
INTRODUCTION
________________________________________
TheJudicialsystemofAmericaisuniqueinmanyways.Itisfederalincharacterandhasjudicial
supremacyandpowerofjudicialreview.TheAmericanjudiciaryhasextensivepowerstodefendthe
ConstitutionwhichallowsittodeclareanylawpassedbyCongressoranorderissuedbytheChief
Executive(President)asvoid,ifitisfoundcontrarytothespiritoftheconstitution.TheAmerican
constitutionisbasedonthedoctrineofSeparationofPowersaidedbythesystemofChecksand
Balances.Underthesefeatures,thejudiciarykeepsalltheorgansandfunctionariesofthegovernment
withintheirrespectivejurisdictionandlimitation.
TheArticleIIIoftheAmericanConstitutionhasprovidedfortheestablishmentofSupremeCourt,
separatefromtheStatescourts.TheconstitutionhasdeclaredSupremeCourtsuperiortotheState
judiciary.HenceTheSupremeCourtistheheadofthejudicialSystemofUnitedStates.
TheFederalJudiciaryconsistsofconstitutionalcourtsandLegislativeCourts.Theconstitutionalcourts
consistofcourtsofclaimsandcourtsofcustomsandappealswhileLegislativeCourtsconsistsof
territorialcourts,DistrictofColumbiaCourtofMilitaryAppeals.
________________________________________
NEEDFORFEDERALJUDICIARY
________________________________________
TheframersoftheconstitutionandthefoundingfathersofAmericafeltaneedforanestablishmentof
NationalJudiciary,whichcouldbeentrustedwiththefunctionsofdecidingdisputesamongtheStatesand
betweenFederationandtheFederatingStates.Theyrealizedthatdisputeswerecertaintoariseasthe
meaningofvariousprovisionsoftheconstitutionandinterpretationoflawpassedbyCongresswere
different.
TheyalsoplannedforaMorePerfectUniontoestablishjustice.Therefortherewasaneedfor
establishmentofacourt,whichwouldbeanimpartialumpire,supremeandindependentoftheStates.
ThustheconstitutionprovidesforaSupremeCourtanditsorganization,procedureandtheorganization
ofthecourtsinferiortoitarelefttobedeterminedbytheCongress.
________________________________________
TYPESOFCOURTS
________________________________________
Therearetowtypesofcourts.Namely:
1.ConstitutionalCourts
2.LegislativeCourts
1.CONSTITUTIONALCOURTS:
TheConstitutionalCourtsarethosewhichareestablishedbytheauthorityofArticleIIIofthe
Constitution.TheConstitutionalCourtsconsistof:
(a.)SupremeCourt
(b.)CourtofAppeals
(c.)DistrictCourts
(d.)CourtsofClaims
(e.)CustomCourts
(f.)CourtsofCustomsandAppeals
(a.)SUPREMECOURT:
TheSupremeCourtisthehighestcourtintheUS.Itiscomposedofone(1)ChiefJusticeandeight(8)
associatejudges.TheyareappointedbythePresidentwiththeadviceandconsentofSenate.The
SupremeCourtmemberscannotbedissolved,butcanbeimpeachediffoundofanymisbehaviortowards
constitution.
JURISDICTIONOFU.SSUPREMECOURT
TheUSSupremeCourtmaintainsboththeoriginalandtheappellatejurisdictions.
Theoriginaljurisdictionextendstothefollowingcases:
i.Casesaffectingambassadorsandotherpublicministers/secretaries.
ii.Intergovernmentalcases,inwhichFederalGovernmentorStateGovernmentareparties.
Meaningithasoriginalbutnotexclusivejurisdictionsin:
casesbroughtbyministersofforeignStates,incontroversiesbetweenFederalGovernmentand
FederatingStatesandinactionbyaStateagainstaliensoragainstcitizensofanotherState.
Theappellatejurisdictionextendsto:
Allcasesfallingunderthefederaljudicialauthority.Itcanhearappealsfromthelowerfederalcourts
andfromStateHighCourts,inthecaseswhichinvolvetheinterpretationoftheConstitutioninletterand
spirit.
CasesthatdonotoriginateinSupremeCourtcometoitbyanappealorbigwritofcertiorari.Appeals
areallowedasamatterofrightincasesinvolvingFederalandStatepowers,whichobviouslyrequire
rulingbythehighestcourt(thatistheSupremeCourt).OnthepetitionofcertioraritheSupremeCourt
hastheoptionofgrantingofdenyingreview.About80%ofSupremeCourtsbusinessarisesfromthe
petitionsofcertiorari.
SESSIONOFU.SSUPREMECOURT:
TheSupremeCourtstermbeginsannuallyon1stMondayinOctoberandusuallyendsearlyinthe
followingJune.SpecialsessionmaybesummonedbytheChiefJusticewhentheCourtisadjourned,on
theoccasionofunusualimportanceandurgency.
CONFERENCE:
Afterthecompletionofarguments,thejusticesoftheSupremeCourtmeetinaconference,onFriday,
duringasession,tocompareviewsandvote.TheChiefJusticestateshisopinionfirstbutvoteslast.He
alsodecideswhowillwritetheCourtsopinion.Everyjudgehastoattendtheconferencewitha
responsibilityofwritinganopinionthatwillaccordwithhisvote.Ifamajoritycannotreachan
agreement,thecaseisrearguedandthedecisionoflowercourtsisallowedtostand.
ROLESUPREMECOURT
TheU.SSupremeCourtplaysadualrole.Infirstplace,ithastoactastheguardianandcustodianofthe
constitutionandfundamentalrightsofthecitizens.Inthesecondplace,itpermitsandhelpsthe
constitutiontodevelopandexpandwiththecourseoftime.
GUARDIANOFTHECONSTITUTIONANDFUNDAMENTALRIGHTSOFCITIZENS:
TheU.SSupremeCourtisthefinalinterpreteroftheConstitution.AsaguardianofConstitution,it
protectsFederatingStatesagainstanyencroachmentbytheFederalGovernmentorViceVersa.It
protectstheindividualsagainstinvasionofrightsbytheFederatingStatesandtheFederalGovernment.
ItkeepsthepowersofvariousfunctionariesofthegovernmentofUSwithintheirrespectivespheresof
authority.
TheSupremeCourtpossessesthepowerofjudicialreview.Itcandeclareanylawpassedbythe
CongressoranyactiontakenbythePresidentasnullandvoidiftheygoagainsttheprovisionsofthe
Constitution.HenceSupremeCourtisthefinalcourttojudgetheconstitutionalityofanylaworexecutive
decision.However,itcanonlymoveintothematterifacaseisbroughtbeforeit.
TheSupremeCourtdeclareslawsandordersnull&voidonthebasisofdueprocessoflawclause.It
meansalawmaybedeclaredunconstitutional,ifitdoesnotsatisfytherulesofreasons.Inpracticeit
meansthatamajorityofSupremeCourtjudgesmaydeclareanylaworexecutiveactionasinvalidifit
appearstothemasunreasonable,unjustorimmoraleventhoughitisnotadirectcontraventionofa
particularclauseoftheconstitution.InUSlawiscorrectonlyiftheSupremeCourtjudgesthinkthatitis
correctnomatteritisagainsttheconstitutionornot.
ThejudgesoftheSupremeCourtnotonlyinterprettheConstitutionbutalsodeterminepoliticaland
economicpolicyoftheUnitedStates.InU.Sitisnotforthepeopletosaywhatlawtheywant,butitis
fortheSupremeCourttodeclarewhatlawisaccordingtotheconstitution.Thus,theSupremeCourthas
becomeSuperLegislature,or3rdChamberoflegislature.
DEVELOPMENTOFCONSTITUTION:
TheSupremeCourthascontributedagoodtowardsthedevelopmentoftheConstitution.Byitspowersof
JudicialReview,theSupremeCourthasalwaysinterpretedtheConstitutiontomeettheneedsofthe
times.Byinvolvingthedoctrineofimpliedpowers,ithasmadetheCentrestrongatthecostofStates.
WithoutthisUSfederalismmighthavefailedinthesetomesofgrowingcentralism.
IfitwasnotfortheliberalinterpretationbytheSupremeCourt,theU.Sconstitutionmighthavefailedto
satisfytheearly13Stateswhichfoundedthecountry&alsootherStateswhichjoinedinafterwards.
ThedecisionandinterpretationoftheSupremeCourthaveplayedsogreataroleinevolutionofthe
constitutionthatsomecommentatorshavecalledtheSupremeCourtacontinuousconstitutional
conventions.
(b.)COURTSOFAPPEALS:
ImmediatelybelowtheSupremeCourtstandstheCourtsofAppeal,createdin1891tofacilitatethe
dispositionofcasesandlessentheburdenofSupremeCourt.U.SisdividedintotencircuitswithaCourt
ofAppealsforEach.About3to9judges,includingasingleJudgefromSupremeCourtareappointedby
thePresidentforeachcircuit.Districtjudgescanalsobeappointedtoserveintheappealcourts.
Thecourtsofappealsmeetonregularintervalsineachcircuit.Theyonlyhaveslightoriginal
jurisdictions.Thecasesdecidedbythedistrictcourts,legislativecourtsandquasijudicialboardscometo
thesecourtsforreview.However,thedecisionsandreviewsofthecourtsofappealscanonlybe
reviewedbytheSupremeCourt.
(c.)DISTRICTCOURTS:
Thereare89DistrictCourtsinU.S.50Statesaredividedinto87districts,whilethereis1districtcourt
forDistrictofColumbiaandoneforPuertoRico.EachStatehasatleast1districtcourtbuttheStates
withlargerpopulationinclude2ormoreofthesecourts.EachDistrictCourthasatleast1judgebutupto
24judgescanbeappointedtherebythePresidentwiththeconsentoftheSenate.
ThepermanentseatoftheDistrictCourtsismaintainedataprinciplecity.TheCourtholdsmeetingson
regularintervalsinvariouscitieswithinthedistrict.Thesecourtschieflypossesstheoriginaljurisdiction.
Nocasescometothemonappeal.CasesbegininStateCourtsandareusuallytransferredtothem.
OrdinarilytheDistrictCourtcasesrequireasinglejudgehowever3judgesmustsitincertaintypesof
cases.
(d.)COURTSOFCLAIMS:
ThecourtofclaimswascreatedbytheActoftheCongressin1855,tohearclaimsagainsttheUnited
States.In1953,itbecameaConstitutionalCourt.TheCourtshandleclaimsarisingoutofthe
Constitution,actsofCongressandexecutiveorder.Theclaimscompriseofunpaidsalary,propertytaken
forpublicuse,contractualobligationandpersonalinjuriesforwhichtheFederalGovernmentisallegedly
responsible.
ThecourtsofclaimsconsistofaChiefJusticeand4associatejustices,whoareappointedbythe
PresidentwiththeconsentoftheSenate.TheCourtsitsinWashingtonD.Con1stMondayineach
December.
(v.)CUSTOMSCOURT:
Itwasestablishedin1890asaBoardofUnitedStatesGeneralAppraisers.ItbecameConstitutionalCourt
in1926.ItconsistsofaChiefJudgeand8associatejudges,appointedbyPresidentwiththeapprovalof
Senate.Notemorethan5judgesmaybefromsamepoliticalparty.
TheCourthearsdisputesthatariseoutofdecisionmadebyCustomsofficersinthetreasurydepartment.
ThemainofficeofCustomsCourtislocatedinNewYorkCity,howeversomecasearealsoheardatthe
principleportssuchasBoston,NewOrleansandSanFrancisco.
(vi.)COURTOFCOUSTOMS&APPEALS:
TheCourtofCustomsandAppealswasestablishedin1910andbecameConstitutionalCourtin1958.It
consistsofaChiefJudgealongwith4associatejudges,appointedbythePresidentwithSenatorial
approval.TheCourtusuallysitsinWashingtonbutitmayconveneinanyjudicialcircuit.
TheCourthearsappealsagainstthedecisionsofCustomCourts.Itsjudgmentsanddecreesarefinalwith
theexceptionthattheymayberevieweduponthroughcertioraribytheSupremeCourt.
2.LEGISLATIVECOURTS
Thelegislativecourtsarethose,whicharecreatedunderthelawsoftheCongress.Theyarealsoknown
asSpecialCourtshavingnojurisdictionsundertheArticleIIIoftheConstitution.Theyincludethe
territorialcourts,DistrictofColumbia(D.C)CourtsandCourtofMilitaryAppeals.
(i.)TERRITORIALCOURTS:
Besidesthelocalcourtseachterritoryhasacourt,whichfunctionsaslocalcourtsinthePanamaCanal
Zone,TheVirginIsland,PuertoRicoandGuam.IthasjurisdictionsoverbothFederalandterritorial
matters.ThejudgesofterritorialcourtsarenotgovernedbytheprovisionsoftheConstitutionbutbythe
LegislativeActs.Theyareusuallyappointedforthetermof8years.
(ii.)THECOURTSOFDISTRICTOFCOLUMBIA:
TheDCCourtsexerciseexclusivejurisdictionoverthelocalcasesofthedistrictofgeneraltrial.
(iii.)THECOURTSOFMILITARYAPPEALS:
Thiscourtwasestablishedin1950.ItislocatedintheDepartmentofDefenceforadministrativepurpose.
Itconsistsof3civilianjudgesappointedbythePresidentwithSenatesapproval.Itreviewsthemore
seriouscourtmaterialdecisionsconcerningmembersofarmedforces.Itsdecisionsarefinalexceptin
thoserarecasesinwhichSupremeCourtdoesnotagreeonlawpoint.
________________________________________
JUDICIALREVIEW
________________________________________
MEANINGOFJUDICIALREVIEW:
JudicialReviewmaybedefinedasthepoweroftheSupremeCourttoreviewallnationalandState
Legislationandexecutiveactsanddeclarethemnullorvoidiffoundunconstitutional.
POWERTOJUDICIALREVIEW:
TheU.SconstitutiondoesnotcontainanyspecificprovisionconcerningthepowerofJudicialReview.This
issuewasinfactneverdiscussedintheconstitutionalconventionof1789.Manybelievethattheframers
oftheconstitutionneverintendedtoconfersuchpoweruponCourtandthattheexerciseofthispowerby
thecourtsisusurpationontheirpart.
PresidentJeffersonforonehadarguedthepowerofjudicialreviewoftheSupremeCourt.Accordingto
himtheconstitutionhasorganizedgovernmentinthreeindependentbranchesonthebasisofSeparation
ofPowersandtogivejudiciarythepowertoinvalidateactsofothertwobrancheswouldonlymake
judiciarysupremeovertheschemeoftheconstitution.
Ontheotherhand,AlexanderHamiltonintheFedersitPapersarguedinfavorofthecourtspowerto
judicialreview.ItisHamiltonsargumentthatmajorityoftheconstituentconventionmembersagree
upon.
SOURCESOFTHEPOWER:
Therearetwosourcesofpowerofjudicialreviewintheconstitution.
(i.)TheconstitutionaldivisionofpowersbetweenFederalandStateGovernment
(ii.)ThreeorgansofState
The2ndsourceisthedueprocessclauseofthe5th&14thamendmentsalongwithBillofRightsofthe
Constitution.ThedueprocessclausehasimmediatelyenhancedthescopeofSupremeCourtspowerof
JudicialReview.
POWERSOFJUDICIALREVIEW&THEIRSCOPE:
Thepowerofjudicialreviewhasawidescope.Thepowersofjudicialreviewandtheirscopescanbe
discussedasfollow:
REVIEWOFSTATELAWS:
ItisthepowerofSupremeCourttoreviewthelawspassedbytheStateLegislature.Ifanylawpassed
violatestheprovisionsoftheConstitutionorconflictswiththelawspassedbyCongressoratreaty
negotiatedbythePresident,theSupremeCourthaspowertodeclareitNullandVoid.
However,theSupremeCourtcanonlyreviewalawifanaggrievedpartyputsforwardthecase.Itcan
notdeliverajudgmentonitsowninitiative.
REVIEWOFFEDERALLAWS:
ItisthepowerofSupremeCourttoreview&passuponthevalidityofActofCongress.Accordingtothe
membersofCourts,theirjobistoascertainwithorincontraventionoftheprovisionsoftheConstitution.
TheCourthassofarheldmanyCongressionalLegislationstobetheConstitutionalinwholeorinpart.
TheonlyrecoursefortheCongress,ifsuchanopinionishandeddown,istotrytoframenewlegislation
withinthelimitationsoftheconstitution.
REVIEWOFEXECUTIVEACTIONS:
TheFederaljudiciaryexercisesthepowertoreviewactsandactionsoftheexecutivealso.
OnefamousexampleofCourtsactionagainstPresidentialorderiswhenPresidentH.STrumanordershis
SecretaryofCommercetoseizeandoperatemostofthecountryssteelmills.Hesoughttojustifyhis
ordersongroundthatitwouldhelpobtaininguninterruptedsteelproductionforvitalmilitarypurposes,
especiallysinceUSwasfightingKoreanWar.However,theorderswerechallengedintheCourtandthe
SupremeCourtheldthatthePresidenthasexceededthisconstitutionalpowersandaccordinglysetasides
thePresidentsorder.
SIGNIFICANCEOFJUDICIALREVIEW:
Themeritsofthepowerofjudicialreviewmaybesummarizedasfollow:
ITSEXERCISEHASPROVEDBENEFICIAL:
ThispowerhasbroughtuniformityinUnitedStatessystem.Ithasbeentheprinciplemediumofuniform
interpretationandapplicationoffederalConstitution,federallawsandtreatiesthroughoutthelengthand
breadthofthenation.
IthasalsohelpedinensuringthattheconstitutionandlawsoftheFederatingStatesareconformedto
theFederalConstitution.
AUSEFULBENEFACTORBETWEENCONTENDINGLEGALINTERESTS:
ItisclearlybeenunderstoodthatAmericanconstitutionsystemisbasedonprinciplesofdivisionand
limitationofpowers.ByexercisingthepowerofJudicialReview,theSupremeCourtensuresthat
neithertheFederalnortheStateGovernmenttransgresstheConstitutionallimitsplacedupontheir
respectivepowersalsoitmakesurenogovernmentorganexceedsthelimitsofitsconstitutional
jurisdictions.
Byusingthispower,SupremeCourtensuresthatneithertheFederalGovernmentsufferedfromany
weaknessduetolackofjurisdictionsnordidtheinterestoftheConstitutional/FederatingStatessuffer.It
hasbeenasuccessfulbalanceofinterestsinanevolvingfederalpoliticalsystem.
ItisinthissensethattheSupremeCourthasplayedtheusefullroleofguardianoftherightsand
privilegesoftheFederalandStategovernmentsalike.
APROTECTOROFTHERIGHTSOFTHEINDIVIDUAL:
Undertheconstitutionprovisionsregardingtherightsoftheindividualandthedueprocessofthe5th
and14thamendments,theU.SSupremeCourtguardstherightsandprivilegesoftheindividuals.
UndertheBillofRights,theSupremeCourthasgivenwidemeaningtopersonalrights,libertiesand
propertiesandguardedthembydeclaringvariousgovernmentallawsunconstitutionalandtherefore
inapplicable.TheCourt,initsjudgments,hasindeedhadbiasinfavoroftheprivatepropertyand
freedomofcontract.ButthebiasisjustifiedinkeepingthephilosophyoftheAmericanSocioEconomic
Systems.
ANINDISPENSABLEREQUISTIEOFAFEDERALSYSTEM:
Itisindispensablerequisiteofafederalsystem.ThiscanbejustifiedbythestatementofJusticeHolmes
thathecouldimagineasysteminwhichtheSupremeCourthadnopowertoinvalidateaNationalStatus
butcouldnotimagineaworkablesysteminwhichtherewasnojudicialcontroloverthefederating
states.
CONFIDENCEOFPEOPLE:
TheU.SjudiciaryovertheyearshasgivenAmericanfederalsystemstability,coherenceandflexibilityin
growth.ThishaswontheconfidenceofthepeopleintheU.SSupremeCourt.
CRITICISM
CRITICISMONTHEBASISOFFIVETOFOURMAJORITY:
EventhoughAlexanderHamiltonsviewsregardingjudicialreviewarewidelyagreedupon,thereare
criticsfollowingtheleadofPresidentJeffersonsviewsonthispowerofSupremeCourt.
AlineofcriticismagainsttheSupremeCourtisthatitcandeclarealawunconstitutionalby5to4
majorityi.e.5judgesholdingthelawconstitutionaland4asunconstitutional.Inthiswayasinglejudge
cantitlebalanceonewayortheother.Thissituationraisestwopoints.
(i.)ShouldasinglejusticenullifytheactionofthePresidentandtheCongress,bothofwhomarethe
representativesofthepeople?
(ii.)Howisitthatasetofjudgescometotheconclusionthatalawisunconstitutionalandanotherset
thinksthatitisnot?Itwouldmeanthattheoptionthatjudgesformabouttheconstitutionalityofalawis
moresubjectivethanobjective.OnbothgroundsthepowersoftheCourtisundemocraticandtherefore,
oughttobeterminatedwithoutdelay.
COUNTERCRITICISMTOFIVETOFOURMAJORITY:
Thecriticismof5to4majorityisinvalidonthefollowinggrounds:
In1stplaceveryfewlawsofcongresshavebeendeclaredunconstitutionalbyaclosevoteoffiveto
four.
2ndly,nostatueoftheCongresshasbeendeclaredunconstitutionalbytheactionsofthesinglejudge.It
wouldrequireconcurrentopinionof5judgesatthesametimetodeclarealawunconstitutional.
3rdly,subjectiveopinionsofthejudgesregardingwhatamountstounconstitutionalitydoinfluencetheir
decisionsbuttheopinionitselfisalwaystheresultofasoundandscientificunderstandingoflaw.
CRITICISMREGARDINGTHECOORDINATENATUREOFTHEPOWERSOFTHETHREEORGANS:
Therealissueisnotthecontroversyoverthepowerofthejudicialreviewonwhatthecourtshoulddo
whenitfindsthatalawisagainstthespiritoftheconstitution,therealissueisthatshouldthelawbe
declaredunconstitutionalbySupremeCourtwhenbothCongressandthePresidentconsideritbe
constitutional.
TheAmericanconstitutioncallsthethreeorgansthePresident,theCongressandtheSupremeCourt,as
coordinateorgans.YetboththeCongressandthePresidentacquireintheCourtspowerofJudicial
Review.ThisishighlycriticizedamongstthefollowersofJeffersonsviewstowardspowersofjudicial
powers.
ENCOURAGESIRRESPONSIBLELEGISLATION:
ThepowerofJudicialReviewoftheSupremeCourtisalsocriticizedforreasonsofitspolitical
consequence.Ontheonehand,itencouragesirresponsiblelegislationandontheother,itmakesthe
attainmentofpoliticalobjectivestooremoteanduncertain.Itmakespeoplelooseactiveinterestin
politicalaffairs.
SUPREMECOURTASTHE3RDLEGISLATIVECHAMBEROFTHECONGRESS:
TheSupremeCourtunderthepowerofJudicialReviewhasnotonlyrestricteditselftodeterminingthe
validityofActsofGovernmentbutithasalsoresortitselftotheexaminationofthereasonablenessof
theAct.Thecourtdoesnotonlyviewtheprocessappliedbythegovernmentbutalsothesubstanceof
thelawregardingtheaction.
TheeffectofthishasmadeSupremeCourta3rdchamberoftheCongress,sittinginjudgmentoverwhat
theothertwochambersdid.
JUDGESARECONSERVATIVEFOLKS:
Itisalsobelievedthatjudgesaremostlyconservative,supportingtheoldermoralandethicsofthe
societyoverthenewerviewsofpeopleandgovernment.Hence,theymayposeasachallengetoalaw
whichtheyregardasimmoraljustontheirownideologies.
CONCLUSION:
InconclusiononecansaythatthepowerofJudicialReviewwillcontinuetobecriticizedwhenevera
politicalconventionslawisdeclaredvoid.However,inaliberaldemocraticsystemthatU.Sfollowsitis
virtuallyimpossibletotakeawaypowerofJudicialReviewfromtheSupremeCourt.
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politicalparties
________________________________________
CHAPTER#1.6
POLITICALPARTIES
________________________________________
CONTENTS:
1.INTRODUCTION&BACKGROUND
2.FEATURESOFPARTYSYSTEM
3.PARTYORGANIZATION
4.MINORPARTIES
________________________________________
INTRODUCTION&BACKGROUND
________________________________________
INTRODUCTION
Politicalpartiesaregroupofpeoplemoreorlessorganized,workingasunitsandbyusingtheirpolitical
poweraimatcontrollingthegovernmentandcarryingouttheirpolicies.
Politicalpartiesanddemocracygohandinhand,asanelectedgovernmentisessentiallyparty
government.Politicalpartiesrenderaveryusefulservicetothecauseofdemocracy.Theyformulate
levelandorganizepublicopinionbyofferingviablesolutionstosocial,economicandpoliticalproblems
facedbythemasses.Theyparticipateinelectionsandestablishlinkbetweenthegovernmentandpeople
bywinningorloosingtheelections.
Thefoundingfathersoftheconstitutionwereafraidofthemassesandpoliticalpartysystem.Therefore,
theydidnotincludeanyprovisionsregardingthepoliticalparties.Theyframedtheconstitutionasa
safeguardagainstthepoliticalpartysystembyintroducingPresidentialsystemofgovernmentinorderto
keeptheinfluenceofpoliticalpartiesandmassesawayfromtheexecutive.However,thepoliticalparties
stillprevailedandgrewstrong.NowthepoliticalpartiesinU.Sdominatetheentirepoliticalarenaby
changingspiritoftheconstitution.TheindirectelectionofthePresidenthastodaybecomedirectdueto
thepresenceofpoliticalparties.
ItisverydifficulttodrawalineofdifferentiationbetweentheofficeofthePresidentandmajorityparty
inCongress.ThePresidentmakesnumerousappointmentswiththeconsultationofleadersofhispartyin
Congress,inordertogetapprovalbySenate.
TheinfluenceofthepoliticalpartiesovergovernmentdoesnotendwiththefactthatPresidenthasto
consulthispartyleadersevenatthelowerlevel.Itisthepartymachinery,whichselectscandidatesfor
variouselections,operateselectioncampaignandbringsvotertothepollingstations.Itistheparty
platformwhichcreatespublicopinioninitsfavor.
Hence,wecansaythateventhoughtheconstitutionvestsexecutivepowerinthePresidentandhasfreed
himfromtheaccountabilityoftheCongressonnonconstitutionalandindirectbasisheisaccountableto
congress,especiallytothemembersofhisparty.Ifhefailstosatisfypartymembers,especiallythosein
Congress,hisapprovalratings,chancesof2ndterm(ifheisinhis1stterm)andhissurvivalisin
jeopardy.
BACKGROUND
ThefoundingfathersoftheAmericanconstitutionconsideredpoliticalpartiesasdetrimentaltothe
nationalunity,yetthepartiesemergedwiththepromulgationoftheconstitutionontheissueofstrong
FederalGovernmentversesStateRights.SincethanatwopoliticalsystemhasemergedinAmerican
politics.
ThePhiladelphiaconventionof1787hadsplitthepoliticalleadersintotwomajorgroupsone
representingthelargestatesandfavoringastrongnationalgovernmentknownasFederalists,andother
anxioustopreservestateautonomyknownasantifederalists.TheFederalistswereledbyAlexander
HamiltonandtheantifederalistswereledbyThomasJefferson.From1796to1800,itwasFederalist
Partythatremainedinpower.In1800,howeveritwasThomasJefferson,leadingtheantifederalists,
whowaselectedasPresident.
Lateronthenamesofthetwopartieswerechanged.TheFederalistcametobeknownasWhigsand
theAntiFederalistscombinedunderthedesignationofDemocraticRepublicanParty.
FEDERALISTS&WHIGS
AtthebirthofAmericaandformationofitsconstitution,theFederalistswereveryinfluentialparty.After
GeorgeWashingtonspresidencyended,itwasaJohnAdamsundertheaffiliationofFederalistswhotook
theAmericanPresidency.From1800to1840,theFederalistslostPresidencytoAntiFederalistswhich
appearedunderthepartynameofDemocraticRepublicansandlaterbecameDemocrats.TheFederalists
tookPresidencyagainin1840,butunderthenewpartynameknownasWhig.W.H.Harrisonwasthe
1stWhigPresidenttobeelectedthan.In1948,Z.TaylorwonPresidencyforWhigs.Hewouldbethelast
WhigmembertobeeverelectedasPresident.AfterthatFederalistorWhigpartyceasedtoexist.Many
ofitsmembersandelementstransferredtoRepublicans.
ANTIFEDERALISTS,DEMOCRATICREPUBLICANPARTY&DEMOCRATICPARTY
TheDemocraticRepublicanPartyheldofficefrom1800to1824.Thepartynamewashoweverchanged
toDemocraticParty,droppingtheRepublicanin1828,sincethanthepartyhasbeenknownbythesame
name,eventoday.ItsupportedtheinterestsofStatesagainsttheFederalGovernmentandhaditsroots
inagriculturistsandplanters.Sincethosewhoownedlands,usuallyownedslavesasworkers,the
DemocraticPartyupheldtheslaverysystem.Thissupportbecameoneofthemajorreasonsforthe
AmericanCivilWar.Bytheendofthecivilwar,thepartyhadlostthecontrolandinfluenceoverthe
masses.ThepartymadeacomebackunderWilsonin1913andremainedinpowertill1921.From1921
thepartytookplaceinoppositionfor12years.Theyagaincamebacktopowerin1933underthe
leadershipofFranklinRoosevelt,whoheldPresidentialofficeforfourterms.(F.D.Rooseveltistheonly
PresidenttoholdtheofficeformorethantwotermshewascousintoTheodore(Teddy)Roosevelt,who
wasalsoaPresidentofUnitedStatesbutontheRepublicanPartysaffiliation).AfterthedeathofF.D.
RooseveltinthemiddleofWWIIhisvicePresident,H.S.Truman,continuedhisremainingtermas
President.InthenextgeneralelectionH.S.TrumanwonthePresidencyundertheaffiliationof
DemocraticParty.AfterH.S.TrumanthepartylostthePresidencytoRepublicans.Thepartywasagain
votedtopowerin1960andJ.F.KennedytookthePresidency.AftertheassassinationofJ.FKennedy,his
vicePresidentLyndonB.Johnsoncontinuedhisremainingpresidentialtermundertheaffiliationof
DemocraticParty.AfterKennedyandJohnson,onlytwodemocratsreappearedonPresidentialseat.In
1976,J.E.CarterbecamePresident,whilein1992andagainin1996W.J.Clintontookthedesignationof
AmericanPresident.
REPUBLICANPARTY
UnlikeDemocraticParty,Republicansdidnotarisethroughevolution.ManypeoplethinkthatRepublicans
evolvedfromtheFederalistsortheWhigs.However,thatisnotthecase.Itwasathirdpartyfounded
byAbrahamLincolnin1854andreplacedtheFederalistsorWhigsfromtheAmericanpoliticalscene.
Lincolnbecame16thPresidentofUSAandboostedtheprestigeofRepublicanPartytogreatextent.He
pledgedtoabolishtheslaveryinAmerica.BytheendofCivilWar,theRepublicanswerethoroughly
entrenchedinU.Spolitics.TheRepublicanPartydominatedtheAmericanpoliticalsystemfornext60
years,solelyaspreserverofunion.From193233Democraticfacesheldmoreinfluence.However,in
1952to1960,RepublicanPartytookoverthePresidencyagain,undertheleadershipofformermilitary
General,D.DEisenhower,wholedAmericatovictoryinWWII.Buttheofficewasimmediatelylostin
thenextgeneralelectiontotheDemocratsasJ.F.KbecamePresident.Butin1968and1972Richard
NixonwonPresidencyunderRepublicanaffiliation.The1980swholedecadewasdominatedbythe
Republicansasin1980and1984R.W.ReaganwonPresidencyasaRepublicanfollowedbyhisVice
PresidentGeorgeBushwhotookPresidencyin1988to1992.Again,afteragapof8years,GeorgeBushs
sonG.W.BushtookAmericanPresidencytwicein2000and2004.
INDEPENDENT
TheonlymembertowinAmericanPresidencyasanindependentcandidatewasGeorgeWashington.He
tookPresidencyin1789andagainin1792,bothtimesunopposed.Thushebecamethe1staswellas2nd
PresidentofUSA.Herefusedtheofferof3rdtermintheoffice.Althoughindependent,heisbelievedto
bemoreleaningtowardstheFederalists.Afterhissteppingdown,hisvicePresidentJohnAdamsbecame
affiliatedwithFederalistsandwonthePresidency.
________________________________________
FEATURESOFPARTYSYSTEM
________________________________________
FollowingarethemainfeaturesofAmericanpoliticalpartysystem:
1.TwoPartySystem
2.NodifferentIdeologicalBasis
3.NotIdentical
4.DecentralizedParties
5.Regionalism
6.SpoilSystem
1.TWOPARTYSYSTEM:
AlthoughitisnotsomesortofalawinU.Stoonlyhavetwoparties,yetstrongtwopartysystemshas
emergedsincethecreationofAmericanFederation.AlmostallthePresidentialelectionshaswitnessed
clashbetweenthecandidatesofRepublicanPartyandtheDemocraticParty,hencethepoliticalpowerhas
eitherremaininhandsofRepublicansorDemocrats.
SomeminorpartiesalsoemergedinUS,butcouldnotputanyimpactuponAmericanvotes.Nosmall
partymemberhasevertakenaseatintheWhiteHouse.
2.NODIFFERENTIDEOLOGICALBASIS:
BothDemocraticandRepublicanpartyhavenodifferentideologicalbasis,theyjustadjusttheirpolicies
tocurrentcircumstances.TheycannotbeclassifiedasRightand/orLeftandConservativeand/or
Progressive.Theybothareconservativeandprogressivehavingnofundamentaldoctrinaldifferences.
Thecoreprogramandpoliciesofbothpartiesareusuallysimilarandidentical.Duringcoldwarboth
partiesstoodagainstcommunistideologiestoprotecttheircapitalistideologyandtheystillcontinuetodo
so.Theirforeignpoliciesalsodontdiffermucheither.
InrecentyearsDemocraticPartyseemstohaveadoptedmoreliberalattitudethanRepublicans.
However,thechancesofthisliberalattitudetoturnintoapolicy,whendemocratstakepower,aregrim.
3.NOTIDENTICAL:
Inspiteoftherebeingnodifferenceintheirideologiesandorganization,bothpartiesarenotidentical.
Politicalleadersofrespectivepartiesmakepolicystatementswhichdifferfromeachotheringeneral.
WithregardofInternalpolicies,theRepublicanareusuallysaidtobethemoralconservativeandstand
fordecentralization,Statesrights,interestsoffarmersandnoStateinterferenceintheeconomiclifeof
nation.Ontheotherhand,DemocratsemphasizeuponastrongFederalGovernment,ProLabourpolicies,
WelfareofState,andnodiscriminationagainsttheNegroes.
WithregardofForeignPolicy,theRepublicansstandforisolationwhileDemocratsstandfor
internationalism.
4.DECENTALISEDPARTIES:
ThemainjobofpoliticalpartiesinAmericanistochoosecandidatesforPresidency,tocampaignfortheir
respectivecandidatesandstimulatethepublicinterestingovernmentalaffairs.Thenationalcommittee
exercisesverylittledisciplinarycontrolovertheirmembers.Although,boththepartiesareformedof
peoplewithvaryingattitudesandinterests,yetthepartydisciplineisnotrigidandisdecentralized.
5.REGIONALISM:
BoththepartiesofAmericabelieveinregionalismandaredominatedbythelocalbosses.Thelocal
leadersdecideonwhowillgetthepartyticketsintheelections.Theyfinancethepartymachineintheir
Statesorareas.Thereisverylittlecentralcontroluponlocalunitsoftheseparties.Allthelocalparty
unitsarecontrolledbylocalleaders.ThereareStateswhicharecompletelyunderthecontrolofeither
DemocraticorRepublicanParty.Theyarefurtherdistinguishedbytheeconomicintereststhatdominate
them.TheindustrialandcommercialsectorsarewithRepublicans,whiletheplantersandfarmersalways
supporttheDemocrats.
6.SPOILSYSTEM
Bothpartiesbelievestronglyinthespoilsystem.Whenonepartycomestopower,itdismissesallthe
employeesappointedbythepreviouspartyandreplacesthemwiththeirown.
________________________________________
PARTYORGANIZATION
________________________________________
ThepartyorganizationhastwodistinctpartsthePermanentOrganizationandthePeriodicOrganization.
Bothformsoforganizationsarefurtherdividedintovariousformsofcommitteesandconvention.They
canbeexplainedasfollowed:
(i.)PERMANENTPARTYORGANIZATION:
Thepermanentpartyorganizationincludesthefollowingtiers:
(a.)NATIONALCOMMITTEE:
AttheapexofeachpartystandsitsNationalCommittee,whichconsistsofabout100members.Ithasa
chairmannominatedbythePresidentialcandidateandelectedbythecommittee.Hebecomesthe
campaignmanageranddirectsnationalheadquarters.HeisassistedbyanExecutiveCommitteeand
CampaignCommitteetoconducttheelectioncampaign.Whenthepartywinstheelection,thechairman
usuallybecomesthepostmastergeneralinthePresidentialCabinet.
(b.)CAMPAIGNCOMMITEES:
Asenatorialcampaigncommitteeandacongressionalcampaigncommitteearemaintainedbyeachparty
todirecttheelectioncampaignofrespectivepartytodirecttheelectioncampaignofrespectivehouse.
Thecampaigncommitteefunctionschieflyduringcampaign,tryingtomaintainandincreasetheseats
heldbytherespectivepartiesintheSenateandtheHouseofRepresentatives.Eachcommitteehasa
smallnumberofpermanentstaff.Thecommitteescompilethevotingrecordsofsittingmembersanalyze
politicalpossibilitiesinthevariousstatesanddistrictsandprepareitselfforelectionsofbothhouses.
(c.)STATECENTRALCOMMITTEES:
Eachpartyhasacentralcommitteeineachstatewhichdirectthecampaignsforstatesofficersand
senatorshipandmobilizesstateeffort.Thestatecommitteemenarechosenbyelectionorbynomination
representingthelegislativedistrictsandsubdivisions.ItsmembershipvariesfromStatetoState.
MostStatecommitteesarenotassignedwithsignificantpowersregardingtheconventionorprimary
nomination,buttheydelegatepowersanddutiestoanexecutivegroupwhichmakestheeffective
decisions.SomeStatecommitteeshaveauthoritytofillvacanciesoccurringafterconvention.
SometimesthechairmenoftheStateCommitteearepoliticalfiguresofimportance,morecommonly
theyarestrongermenoftheirrespectivegroups.
(d.)COUNTYCOMMITTEES:
Eachcountyhasseparatecommitteeofeachpartywhichcoordinatetheworkofalllesserbodiesand
dealsinimportantmatterswithStateCentralCommittees.Thereareover3,000countiesvirtuallyall
areorganizedbybothparties.
CountryOrganizationstandsbetweenstateandlocallevels.Theyaresetupinstatesenatorial
representative,congressional,andstatejudicialdistricts.TheirpositionvariesfromStatetoStateand
fromurbantoruralarea,intheirrespectivepartysstructure.
(e.)LOCALORGANIZATION:
Thelocalorganizationisestablishedineachprecinctorpollingdistrictwhichisthebasicunitsofthe
partyorganization.Itssizeisdeterminedbythenumberofvoters(from100to500votersareincluded
intheaverageprecinct).Thechairmanofthepartyprecinctisresponsibleforpartysdirectcontactswith
votersandprovideshispersonalservicetothem.
Inurbanareas,wardcommitteesareusuallynextleveloforganization.Thecommitteecoordinatesthe
workofprecinctunitsanddealswithlocalpoliticalproblems,especiallywithmunicipalcouncilpolitics.A
citycommitteeoverseesthewardandprecinctlevelsandattendstothemunicipalproblems.
Invillageareas,villagecommitteebringstogetherprecinctrepresentativesandplanpartyactivitiesin
relationtolocalgovernments.
(ii.)PERIODICORGANIZATION:
Theorganizationconsistsofnominatingsystemforselectingcandidatesforpublicofficebyaparty.At
1stconventionsystemwasadoptedforselectingthecandidates.Thiswascriticizedforits
unrepresentativenatureandcorruptpractices.Thustheconventionsystemwasreplacedbythedirect
selectionmethod.However,theconventionsystemhasbeenretainedforthenominationofPresidential
Candidatesbyboththeparties.
Somewellknowntiersofperiodicorganizationare:
(a.)THEDIRECTPRIMARY:
Itisamethodbywhichregisteredvotersmakenominationsforthecandidatesfortheforthcoming
generalelections.Therearetwomethodsofdirectprimaryperiodicorganization:
ANOPENPRIMARY:
Inthis,thevotersmayparticipateinnominationandheisallowedtodecideinwhichpartysprimaryhe
wishestovoteirrespectiveofhisaffiliationwithcertainparty.
THECLOSEDPRIMARY:
Inthiseachvotermayparticipate,onlyinthenominationsofcandidatesfortheparty,withwhichheis
affiliated.
DRAWBACKSOFDIRECTPRIMARYMETHOD
Inspiteofdemocraticnatureofdirectprimarysystem,therearesomeseriousdrawbacksofit.
Example:
1.Itunderminespartyloyaltyanddestroyspartyorganizationandunity.
2.Amanmaybecomethecandidateofapartywithoutsubscribingtoitsprinciplesandprograms.
3.Itisexpensivesystem.
4.Itsuitsonlytheurbanareas,wherethevoterscaneasilyassembleforpollingbutintheruralareasit
isimpracticable.
5.Thepartybosseshavenotyetbeeneliminatedbythedirectprimarysystem.
(b.)NATIONALPARTYCONVENTIONS:
Themainfunctionofthisconventionistonominatecandidatesforpresidencyandvicepresidency
usuallydonebypollingmethods.Ifacandidatecannotacquiretherequirednumberofvotesinthe1st
attempt,thana2ndpollingisheld.Inthevicepresidentialcontest,thepresidentialnomineecanplay
importantrole,ashechooseshisownrunningmate.
(c.)SENATORIALANDCONGRESSIONALCOMPAIGNCOMITTEES:
Thesenatorialcommitteeischosenbythesenatorswhilethecongressionalcampaigncommitteesare
chosenbytherepresentativesofthepartyconcerned.Thesecommitteesworkdayandnighttoinsurethe
victoryoftheircandidates.Theymanagefundsandspeakersfortheirparty.
________________________________________
OTHERPARTIES
________________________________________
AfewminorpartiesalsoexistinUSAandtheirnumbersvaryfromtimetotime.Theseminorparties
havenoimportanceinthepoliticalarenaofUS.Manytimesitsohappensthateithertheseminorparties
mergewithmajorpoliticalpartiesortheyvanishfromthepoliticalsceneofthecountryastheyarenot
capableoffacingthechallengesposedbymajorpoliticalpartiesandplayers.Manyminorpartiesusually
cometoexistenceforacertainpurposeandissueandwhentheissueisresolvedandtheirpurposeis
served,theceasedtoexist.OnceProhibitionPartyexisted,whichadvocatedfortheprohibitionofthe
manufactureandimportofliquors.TherealsousedtobeSocialistLabourParty.Todaythereisalsoa
communistparty,buthasnovoiceinthelegislature.
THEEND
__________________
[COLOR="DarkRed"][B]17thamendmentismockeryofourconstitution!.Maythosewhohave
implementeditburninhell![/B][/COLOR]
TheFollowing12UsersSayThankYoutoAhmedAliShahForThisUsefulPost:
7asif(Thursday,December22,2016),Alexkahn(Monday,April28,2014),AsgharKhan(Wednesday,
September04,2013),Harreem(Tuesday,September04,2012),MOhammadRafique(Saturday,
December06,2014),naila85(Friday,November13,2009),rozankhan(Friday,July13,2012),SanaTariq
Khan(Monday,January02,2012),sultan_memon(Friday,January09,2009),usaph(Friday,June08,
2012),YoungHafiz(Wednesday,January28,2015)
Saturday,June10,2006 #9
JoinDate:Aug2005
Location:KabhiKARACHIkabhiHYDERABAD
Posts:37
AhmedAliShah Thanks:1
Member Thanked74Timesin13Posts
DearmemberFriends
Hi,Iamback.Sorrycouldntupdatethenotes,butnowIhavetime&havestartedmystudiesonBritish
Constitution.InshaAllahyouwillstartrecieveingtheBritishConstitutioninfewdaystime.
Sorrycouldntprovidenotesto2006candidates,butthereisalwaysanexttimei.e.2007.All2007
potentialcandidatescantakeadvantageofmynotess.Eventhosewhoarejustseekingknowledge
insteadofgivingexams.
__________________
[COLOR="DarkRed"][B]17thamendmentismockeryofourconstitution!.Maythosewhohave
implementeditburninhell![/B][/COLOR]
TheFollowing7UsersSayThankYoutoAhmedAliShahForThisUsefulPost:
7asif(Thursday,December22,2016),anam047(Friday,August31,2012),AsgharKhan(Saturday,August
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Hafiz(Wednesday,January28,2015)
Thursday,December14,2006 #10
JoinDate:Nov2006
Fari
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JuniorMember Thanked1Timein1Post
DearMr.Ali,whennotesforBritishConstitutionwouldbeavailable?
TheFollowingUserSaysThankYoutoFariForThisUsefulPost:
AsgharKhan(Saturday,August03,2013)
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