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The article argues that crises are a distinctive feature of complex social systems. A quest
for connectivity of communication leads to increase systems own robustness by con-
stantly producing further connections. When some of these connections have been suc-
cessful in recent operations, the system tends to reproduce the emergent pattern, thereby
engaging in a non-reflexive, repetitive escalation of more of the same communication.
This compulsive growth of systemic communication in crisis processes, or logic of excess,
resembles the dynamic of self-organized criticality. Accordingly, we first construct the
conceptual foundations of our approach. Second, we present three core assumptions
related to the generative mechanism of social crises, their temporal transitions (incuba- ALDO MASCARE ~NO, 1 ERIC GOLES, 2
tion, contagion, restructuring), and the suitable modeling techniques to represent them. GONZALO A. RUZ 2
Third, we illustrate the conceptual approach with a percolation model of the crisis in
Chilean education system. V C 2016 Wiley Periodicals, Inc. Complexity 000: 0000, 2016
1
Escuela de Gobierno, Universidad
Key Words: crisis; social complexity; social systems; communication; contagion
n
Adolfo Iba ~ ez, Santiago, CP 7941169,
Chile (e-mail: aldo.mascareno@uai.cl)
and 2Facultad de Ingeniera y Ciencias,
1. INTRODUCTION Universidad Adolfo Iba n~ ez, Santiago,
CP 7941169, Chile
T
he crisis is a structural signature of modernity [1]. Since the ideology of per-
petual progress in the nineteenth century and the corresponding belief in a
steady economic growth in the twentieth century have been put into ques-
tion by increasing inequalities, segregation, and injustice at both national and
global level, the logic and social foundations of crises, catastrophes, and disasters
gain attention from the perspective of social sciences interested in complex
phenomena.
In this article, we argue that social crises are a distinctive feature of complex
social systems. We define social systems as networks of communication among
units (individuals, groups, organizations, major functional systems such as econ-
omy, law, politics) characterized by an immanent quest for connectivity [25]. In
other words, social relations bring about further social relations, either conflictive
or cooperative [6]. Crises originate as in these social networks emergent repetitive
patterns of communication arise. The generative mechanism of social crises is
Evolution of the number of Chilean schools (public/private). Source: Own elaboration with data from The Chilean Ministry of Education
increasing stratification of educational 4.2. The Model behavior of the students, etc.) and the
achievements among public and pri- Considering this framework, we edges represent their communications.
vate subsidized schools [5557]. propose a percolation model to ana- Each node can be either a private or a
According to our theoretical frame- lyze this dynamics. We focus on the public school (which could be modeled
work, the above-mentioned policies evolution of the number of schools with 0 and 1, respectively). For our simu-
set up the conditions for the incuba- (public and private) shown in Figure 1 lations, we will consider randomly gener-
tion of monetization of education since early nineties (introduction of ated networks with an average degree
leading to repetitive escalation and shared financing, third milestone) as around 3 (the number of connections of
spillover effects in the contagion phase an observable of the system dynamics. each node). Also, let us consider p, in the
such as segregation, regressive effects For this, let us consider an undirected range of [0,1], a threshold value needed
(stronger feedback, excess correla- graph (network) with n nodes, where to change from private to public. This
tions), explosive number of private each node represents a school (or a can be seen as an external parameter
schools, and stratification of educa- group of schools with similar characteris- associated, for example, to public policies
tional performances, thereby configur- tics such as the number of students, the or any other type of incentives to change
ing a crisis in the educational system. number of teachers, socio-demographic from one type of school to another. The
FIGURE 2
Distribution of percentages of public schools at year 2014 for (a) p 5 0.3, (b) p 5 0.6, (c) p 5 0.8, and (d) p 5 0.99
dynamics of the network is given by the the model, starting from any configu- these data an estimation of the perco-
following asynchronous updating ration (incubation), to percolate com- lation threshold pc 5 0.66281 was
scheme. Update rule: pletely to private schools (contagion), obtained. This means that beyond this
considering a full range of possible critical value (phase transition to
At each discrete time step, select
values for p. For this we have con- supercriticality), the velocity of perco-
randomly an edge.
ducted the following simulation. We lation to private schools increases.
If the two nodes associated to
have considered 100 randomly initi- Let us consider the data shown in
the edge are the same type of
ated networks of n 5 16 (nodes). For Figure 1, in percentages, therefore, for
school, then leave it as it is.
each network we repeat the following: 1992, approximately 64% of the total
Else, generate a random number r in
we iterate the network 100 time-steps schools were public and 36% private,
the range of [0,1], if r > p change the
and register what fraction it fully per- then by 2014 the percentage of public
private school to public school, else,
colated. This way, for each value of p, schools had dropped to about 44%,
change the public school to private
we report the average of the fraction and the private schools had increased
school.
(probability) of percolation of 100 net- to about 56% (see Figure 5). The idea
For the proposed model, we would works. The result is shown in Figure 2. is to see whether the proposed perco-
first like to find how common is for Also, by fitting a logistic model to lation model is capable of generating
The blue nodes represent public schools and the red nodes represent private schools. (a) Configuration in 1992, (b) Configuration in 2008, and (c) Configuration for 2014
this evolution of schools through time, the networks showed a final configura- vate and subsidized schools in the
and how common is this dynamics tion as the Chilean data (44% of public Chilean schooling system. This high
and for what values of p. For this sim- schools). For (b) we see that the num- value of p could also explain why the
ulation, we have considered n 5 50 ber of public schools starts to decrease government has not invested signifi-
and generated 1000 random networks, been most likely around 60%, and the cantly to improve the quality of public
each of them was initialized randomly configuration exhibited by the Chilean education, thereby generating a large
but with the proportion 64% of public case (44% of public schools) appears gap (inequality, segregation, regressive
schools (32 public nodes) and 36% of as a rare event with very low fre- effects, stratification of school per-
private schools (18 private nodes). We quency. For (c) the number of public formance) between private and public
will consider that one update of the schools is most likely to be around schools in Chile.
network represents one year, therefore, 52%, and the Chilean case occurs less In this simulation, we were only
each network was updated 22 times to than 5% of the time. Only when we interested in the configuration of the
reach the year 2014. At the end of the consider an extreme value of p we see network at the end of the iteration
iteration we recorded for each network in (d) that the Chilean case is most (year 2014). We have also analyzed the
the proportion of public schools. Fig- likely to occur. trajectory starting from 1992 to 2014.
ure 3 shows histograms with the From the previous results we can We have noticed that some of the net-
results for (a) p 5 0.3, (b) p 5 0.6, (c) conjecture that the behavior exhibited works that converged to 44% of public
p 5 0.8, and (d) p 5 0.99, where the dif- in the Chilean data (44% of public school showed a similar trajectory as
ferent values of p (threshold value schools in 2014 as shown in Figure 5) the real data. As an example, Figure 4
needed to change from private to pub- occurs most likely for values close to shows one of these networks with (a)
lic) represent social barriers (public p 5 1 (the model eventually fully per- the initial configuration in year 1992,
policies or other environmental incen- colates to private schoolsFigure 3), (b) the configuration for year 2008,
tives) for the transition from one state which allows us to speculate that the and (c) the final configuration for year
to another (0.3 low barriers in subcriti- incentives in Chile, either through 2014. For this network, we show in
cal phase; 0.6 near to critical level; 0.8 monetization by means of public poli- Figure 5 the real data together with
supercriticality; 0.99 high barriers in cies or some other environmental the prediction.
supercritical phase). sources (prevailing value orientations We notice from Figure 5 that using
From Figure 3 we notice that in the in cultural milieu, symbolic influences our simple percolation model, we are
case of (a), as expected, for low values through media, semantic expectations able to find a network and an updating
of p the number of public schools in community circles), was to reduce sequence that simulates very closely the
tend to increase most likely around (eventually eliminate in the long run) evolution of the Chilean schools and,
72% of the total schools, and none of public education and leave only pri- therefore, the implicit features
Evolution of the number of Chilean schools together with the prediction generated from the network of Figure 4
(inequality, segregation, regressive Theoretically, further research must ean society is also a well-suited case
effects, stratification of school perform- be conducted into the drivers of so- for assessing policy reforms aiming at
ance) of its general crisis dynamics. cial crises. As seen, compulsive growth controlling those effects in a supercrit-
The crisis situation triggered several of systemic communication is one of ical phase of restructuringas in the
protests particularly after 2011 [58], them. Nonetheless, acceleration of policy reforms of education starting on
which recently led to a policy reform modern life [60] seems to be a factor March 2016.
whereby the restructuring phase strongly related to events of commu- Finally, in addition to the operative
begins. The reform considers the end nicative compulsive growth. Since in dimension of social crises computa-
(from March 2016) of shared financing, modern society social time is system- tional models can bring into light,
the gradual end (from 2016 to 2019) of dependent (each system creates its qualitative research (in-depth inter-
school selection of students according own treatment of time in the form views, focus groups) on the shared
to prior academic performance, and of orthogonal rhythms of acceleration experiences of actors and the interac-
the end of for profit organizations in and de-acceleration [2]), systems of tional construction of meaning (sense-
the school system [59]. This means de- higher acceleration rates such as econ- making) in crisis situations can also
monetization of the system and a new omy, finance, or even politics, are supplement the operative approach by
set of conditions for analyzing its prone to produce episodes of compul- introducing the semantic dimension of
sive growth and engage in multiple crises, offering thus a more complex,
social dynamics.
overlapping timescales [61, p 3], interdisciplinary view on complex
thereby triggering temporality colli- social crises.
5. CONCLUSION AND FURTHER sions among systems. A relevant
RESEARCH source of increased oscillations in ACKNOWLEDGMENTS
In this article, we have developed social relations, and therefore of crises, The authors should like to thank
some basic guidelines for a theory of can be found here. Rodrigo Cordero, Benjamn Sa nchez,
crisis in complex social systems. We From an empirical point of view, Bernardita Navarro, Camilo Drago, and
have suggested that, under given con- further simulations concerning how Juan Figueroa for comments and data
ditions, the quest for connectivity of the dynamics of compulsive growth collecting, and two anonymous re-
communication engages social systems turns into contagion of crisis and leads viewers for useful remarks. This paper
in a repetitive escalation dynamicsor to a general restructuring of social sit- is financially supported by the
logic of excesswhereby spillover uations have to be developed. Consid- Research Center Millennium Nucleus
effects for different systems or clusters ering the neoliberal configuration of Models of Crises (NS 130017), Millen-
in the network do emerge. This is the Chilean society over the last forty nium Scientific Initiative (ICM), Chile.
generative mechanism of crisis proc- years, this case is particularly appro- Authors also thank the research project
esses. We have also identified its main priate for analyzing spillover effects of Fondecyt 1140090 (PI Eric Goles),
phase transitions, and some applicable the economic system upon other National Council of Science and Tech-
modeling techniques. social fields. On the other hand, Chil- nology (CONICYT), Chile.