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ANP0010.1177/0004867416664794ANZJP ArticlesSportiche et al.
Research
Abstract
Background: Bipolar disorder is a common chronic illness characterized by high levels of morbidity and all-cause
mortality. Lithium is one of the gold standard mood stabilizer treatments, but the identification of good, partial and non-
responders in clinical settings is inconsistent.
Methods: We used an established rating scale (the Alda scale) to classify the degree of lithium response (good response,
partial response, non-response) in a large, multicentre clinically representative sample of well-characterized cases of
bipolar disorders I and II. Next, we examined previously reported clinical predictors of response to determine which
factors significantly differentiated between the three response groups.
Results: Of 754 cases, 300 received lithium, for at least 6months, as a treatment for bipolar disorder (40%). Of these
cases, 17% were classified as good response, 52% as partial response and 31% as non-response. Lifetime history of mixed
episodes (p=0.017) and alcohol use disorders (p=0.015) both occurred in >20% of partial response and non-response
groups but <10% of good response cases. Family history of bipolar disorder I was of borderline statistical significance,
being more frequent in the good response group (38%) compared with the non-response group (18%). There was a
trend (p=0.06) for bipolar disorder II to be associated with non-response.
Conclusions: Only three factors previously identified as predictors of lithium response significantly differentiated the
response groups identified in our sample. Interestingly, these factors have all been found to co-occur more often than
expected by chance, and it can be hypothesized that they may represent a shared underlying factor or dimension. Further
prospective studies of predictors and the performance of the Alda scale are recommended.
Keywords
Bipolar disorder, lithium response, mixed state, alcohol misuse, clinical predictors
Corresponding author:
Sarah Sportiche, AP-HP, GH Saint-Louis Lariboisire F. Widal, Ple de Psychiatrie et de Mdecine Addictologique, 75475 Paris, France.
Email: sarah.sportiche@aphp.fr
Table 1. Clinical characteristics of groups categorized by Good Response (GR), Partial Response (PR) and Non-Response (NR) to
lithium (see text for details).
Current age in years (mean, SD) 300 47.6 (12.7) 44.6 (13.1) 45.4 (13.7) 2.53 0.81
Age at onset in years (Mean, SD) 297 27.4 (11.9) 25.4 (10.1) 25.5 (10.2) 0.57 0.75
Duration of illness before lithium 234 10.0 (9.0) 12.0 (10.3) 13.0 (11.0) 2.59 0.27
prescribed in years (mean, SD)
Family history of Bipolar I disorder 252 17 (38%) 40 (31%) 14 (18%) 5.98 0.05
Family history of Bipolar II disorder 266 2 (4%) 9 (7%) 13 (15%) 5.73 0.06
(40 out of 131 patients: 31%) and NR groups (14 out of 76 identified 300 well-characterized cases of BD I and II who
patients: 18%); there was a non-significant trend (p=0.06) were prescribed lithium, for at least 6months, at four
for BD II to be associated with NR. Only two other factors French centres, making this one of the biggest independent
differed significantly between the three groups: lifetime studies of this issue. Of the previously purported predictors
history of mixed episodes (p=0.017) and AUD (p=0.015); of lithium response, only three clinical factors differed sig-
these problems both occurred in >20% of PR and NR nificantly between the three predefined response groups:
groups but <10% of GR cases. family history of BD I, lifetime history of mixed episodes
There were no statistically significant differences and lifetime history of an AUD. Furthermore, the findings
between group with regard to mean age at the onset of BD, on family history of BD I should be treated with caution as
or duration of illness prior to lithium, the characteristics of data with regard to this variable were missing in 17% of the
the clinical presentation (bipolar subtype, onset polarity, sample and the statistical significance was borderline
history of seasonal illness pattern, rapid cycling, psychotic (p<0.05) and not corrected for multiple testing.
symptoms, suicide attempts) or the lifetime history of other The finding that lifetime history of AUD and lifetime
psychiatric comorbidities (anxiety disorder or SUD). history of mixed episodes were both more common in
groups associated with lower response or NR to lithium
concurs with previous studies. For example, the response
Discussion rate to lithium prophylaxis has been shown to be poorer in
Our main objective was to identify clinical factors associ- patients with BD and AUD (Frye and Salloum, 2006; Tohen
ated with different levels of lithium response in a large, etal., 1990). The mechanism of this lithium resistance is
clinically representative sample of patients with BD. We unexplained, but there are a number of hypotheses. First,
inadequate adherence may impact the response to lithium, especially helpful in assessing each of the B scale items and
and it is well known that individuals with AUD and SUD would offer a more reliable measure of the impact of fluc-
often show lower adherence rates than other patient popula- tuating levels of mediation adherence and/or variations in
tions (Aagaard and Vestergaard, 1990; Teter etal., 2011). therapeutic levels of lithium to be monitored. In this study,
However, other evidence indicates that lithium adherence we note that only 4% of our cases (N=11) had a high score
in BD cases with comorbid AUD does not necessarily on the compliance item (B4 item score of 2). However,
improve response. For example, patients with BD and this does not mean that all other cases had good compliance
comorbid AUD often have a younger age at onset for BD throughout. Likewise, missing information from case notes
(Feinman and Dunner, 1996; Winokur etal., 1998), a higher can hamper accurate assessment of B scale items, such as
risk of self-harm, more severe symptoms and more frequent detailed recordings of nature and severity of comorbidities
episodes (OConnell etal., 1991; Tohen etal., 1990) and and their treatments.
more rapid cycling and mixed episodes (Carvalho etal., On a positive note, this study identifies several new lines
2014); all of these characteristics may be associated with for future research on predictors to lithium response, such as
poorer response to lithium. Furthermore, in animal studies, clarifying the nature of familial response (and the best ele-
a recent study has demonstrated that alcohol and lithium ment to choose to predict benefit from lithium) and the inter-
have opposing effects on behavioural circadian rhythms relationships between the most robust predictors we found. In
(Nascimento etal., 2015). addition, it is clear that while the A and B subscales of the
In line with our findings, previous studies have reported Alda scale are admirably pragmatic and make clinical sense,
poorer lithium response in BD cases with a lifetime history our experience of applying the scale to large clinical samples
of mixed episodes (Fountoulakis etal., 2012). Relatively leads us to believe that there may be some benefit in review-
few studies have investigated the long-term medication in ing the performance of the scale in more detail to determine
patients with mixed episodes, but several suggest that lith- whether further refinements could improve its ability to iden-
ium may be less effective for these patients than some of tify valid clinical phenotypes of lithium response for use in
the other mood stabilizers such as valproate (Fountoulakis genetic and other studies (Schulze etal., 2010).
etal., 2012; Freeman etal., 1992; Montgomery etal., 2000;
Yatham etal., 2013).
Finally, it is noteworthy that family history of BD I, Conclusion
AUD and mixed states often co-occur, and thus, the three In our large French sample of individuals with BD I and II
predictors we have identified may represent different who received lithium for at least 6months and who were
aspects of some underlying genetic or pathophysiological characterized for lithium response using the Alda scale, we
mechanism. A family history of BD has been noted as a observed three factors associated with lithium response:
predictor of response to lithium in several studies (Grof, family history of BD I, lifetime history of mixed episodes
2010; Maj etal., 1985; Mendlewicz etal., 1973), although and lifetime history of an AUD. These three characteristics,
it is not always clear whether the important element is sub- previously identified as predictors of lithium response in
type of BD (I or II), family history of lithium response (i.e. the literature, have also been found to co-occur more often
pharmaco-genetic aspects) or the pattern of illness in famil- than expected by chance and may represent a shared under-
ial cases (such as offspring presenting with a more classic lying factor or dimension. Future prospective studies
Kraepelian form of manic depression). However, studies should test the positive and negative predictive value of this
have also noted that alcohol misuse, especially in males cluster of characteristics on lithium prophylactic response.
with BD, is often more frequent in those with family his- Another finding, albeit weaker, is still noteworthy, namely
tory of BD (Frye etal., 2003), and AUD appears to increase that family history of BD I appeared to be associated with
the risk of syndromal or sub-syndromal mixed states improving response, but family history of BD II showed a
(Paykel etal., 2006). trend in the opposite direction suggesting the need to
Several limitations of this study must be acknowledged. explore these separately rather than as a single construct.
The major weakness is the retrospective nature of the
assessment of lithium response. Of course, to a certain Acknowledgements
extent, this is the only way to estimate the overall response
S.S., F.B. and P.A.G. were involved in the design and planning of
to lithium in a large clinical sample. However, a prospec-
the study. S.S., F.B., P.A.G. and J.S. identified the hypotheses for
tive study with contemporaneous recording of clinical data the current study. C.B.-P. undertook the lithium response assess-
pre- and post-lithium prescribing would allow more ments using the Alda Scale. S.S. carried out the literature review
detailed analysis of other potentially important predictors and drafted the main sections of the manuscript. S.S., P.A.G. and
and reduce any false-negative results that could have J.S. undertook the statistical analyses. S.G., J.P.-K., J.-M.A., C.H.,
occurred in our study because of random missing data (that B.E., M.L. and F.B. were responsible for the recruitment. F.B.,
may have reduced the statistical power of some of our anal- B.E. and M.L. were, respectively, principal investigator and scien-
yses or between-group differences). This would be tific coordinators of the research project. F.B., P.G. and J.S.
assisted S.S. in writing the preliminary draft. All authors read and Bech P, Rafaelsen OJ, Kramp P, etal. (1978) The Mania Rating Scale:
approved the final manuscript. Scale construction and inter-observer agreement. Neuropharmacology
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Carvalho AF, Dimellis D, Gonda X, etal. (2014) Rapid cycling in bipolar
Declaration of Conflicting Interests disorder: A systematic review. The Journal of Clinical Psychiatry 75:
The author(s) declared the following potential conflicts of interest 578586.
with respect to the research, authorship, and/or publication of this Cipriani A, Pretty H, Hawton K, etal. (2005) Lithium in the prevention of
article: S.S., C.B.-P., J.P.-K. declare that there is no conflict of inter- suicidal behavior and all-cause mortality in patients with mood disor-
est. P.A.G. has received travel awards or financial compensation ders: A systematic review of randomized trials. The American Journal
of Psychiatry 162: 18051819.
from AstraZeneca, Lundbeck, Menarini France and Otsuka. S.G.
Collins PY, Patel V, Joestl SS, etal. (2011) Grand challenges in global
has received honoraria and financial compensation as independent mental health. Nature 475: 2730.
symposium speakers from AstraZeneca, Bristol Myerrs Squib and Duffy A, Alda M, Kutcher S, etal. (2002) A prospective study of the off-
Otsuka. J.-M.A. has received research support and has acted as con- spring of bipolar parents responsive and nonresponsive to lithium
sultant and/or serves on a speakers bureau for Bristol-Myers treatment. The Journal of Clinical Psychiatry 63: 11711178.
Squibb, Eli Lilly, Lundbeck, Otsuka, Takeda, Novartis, Pfizer, Feinman JA and Dunner DL (1996) The effect of alcohol and substance
AstraZeneca, Servier and Sanofi-Aventis. C.H. has received hono- abuse on the course of bipolar affective disorder. Journal of Affective
raria and financial compensation as independent symposium speak- Disorders 37: 4349.
ers from AstraZeneca, Bristol-Myers Squibb, Otsuka. M.L. reports Fountoulakis KN, Kontis D, Gonda X, etal. (2012) Treatment of mixed
personal fees from Servier outside the submitted work. B.E. has bipolar states. The International Journal of Neuropsychopharmacology
15: 10151026.
received honoraria and financial compensation as independent
Freeman TW, Clothier JL, Pazzaglia P, etal. (1992) A double-blind com-
symposium speakers from Lundbeck, AstraZeneca, Bristol-Myers parison of valproate and lithium in the treatment of acute mania. The
Squibb, Otsuka and Servier. F.B. has received honoraria and finan- American Journal of Psychiatry 149: 108111.
cial compensation as independent symposium speakers from Frye MA, Altshuler LL, McElroy SL, etal. (2003) Gender differences in
Sanofi-Aventis, Lundbeck, AstraZeneca, Eli Lilly, Bristol-Myers prevalence, risk, and clinical correlates of alcoholism comorbidity in
Squibb and Servier and has received peer review research funding bipolar disorder. The American Journal of Psychiatry 160: 883889.
from French Ministry of research, Assistance Publique Hpitaux Frye MA and Salloum IM (2006) Bipolar disorder and comorbid alcohol-
de Paris, the National Institute for Research (INSERM) and the ism: Prevalence rate and treatment considerations. Bipolar Disorders
NARSAD. J.S. is a visiting professor at Diderot University. J.S. has 8: 677685.
received grant funding from the Stanley Foundation (for work on Garnham J, Munro A, Slaney C, etal. (2007) Prophylactic treatment
response in bipolar disorder: Results of a naturalistic observation
lithium and medication adherence), from the Medical Research
study. Journal of Affective Disorders 104: 185190.
Council UK (including for projects on actigraphy and bipolar disor- Geddes JR, Burgess S, Hawton K, etal. (2004) Long-term lithium therapy
ders) and from the Research for Patient Benefit programme UK for bipolar disorder: Systematic review and meta-analysis of rand-
(PB-PG-0609-16166: Early identification and intervention in young omized controlled trials. The American Journal of Psychiatry 161:
people at risk of mood disorders). The FondaMental foundation has 217222.
received funding from Sanofi-Aventis (sponsorship of the Psy COH Goodwin FK and Jamison KR (2007) Manic-Depressive Illness. New
BP cohort project), Roche Laboratory (sponsorship of the Autism York: Oxford University Press.
InfoR cohort), Otsuka and Lundbeck laboratories (FondaMental Goodwin FK, Fireman B, Simon GE, etal. (2003) Suicide risk in bipo-
Conferences), Eli Lilly & Co. (FondaMental PhD grant) and Servier lar disorder during treatment with lithium and divalproex. Journal of
(FondaMental Post Doctoral grant). American Medical Association 290: 14671473.
Grof P (2010) Sixty years of lithium responders. Neuropsychobiology 62:
816.
Funding
Grof P, Duffy A, Cavazzoni P, etal. (2002) Is response to prophylactic lith-
The author(s) disclosed receipt of the following financial support ium a familial trait? The Journal of Clinical Psychiatry 63: 942947.
for the research, authorship, and/or publication of this article: This Hayes JF, Miles J, Walters K, etal. (2015) A systematic review and meta-
research was funded by INSERM and Assistance Publique des analysis of premature mortality in bipolar affective disorder. Acta
Hpitaux de Paris (Research Project number C0829 and P111002, Psychiatrica Scandinavica 131: 417425.
Ethics Approval number IDRCB2008-AO1465-50). Kessing LV, Hellmund G and Andersen PK (2011) Predictors of excellent
response to lithium: Results from a nationwide register-based study.
International Clinical Psychopharmacology 26: 323328.
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