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Background: The ERSPC (European Randomized Study of Results: Estimated MLTs were similar in the ERSPC and PLCO
Screening for Prostate Cancer) found that screening reduced intervention groups but were longer in the PLCO control group
prostate cancer mortality, but the PLCO (Prostate, Lung, Colorec- than the ERSPC control group. Extended analyses found no evi-
tal, and Ovarian Cancer Screening Trial) found no reduction. dence that effects of screening differed between trials (P = 0.37
to 0.47 [range across MLT estimation approaches]) but strong
Objective: To evaluate whether effects of screening on prostate evidence that benet increased with MLT (P = 0.0027 to 0.0032).
cancer mortality relative to no screening differed between the Screening was estimated to confer a 7% to 9% reduction in the
ERSPC and PLCO. risk for prostate cancer death per year of MLT. This translated
Design: Cox regression of prostate cancer death in each trial into estimates of 25% to 31% and 27% to 32% lower risk for
group, adjusted for age and trial. Extended analyses accounted prostate cancer death with screening as performed in the ERSPC
for increased incidence due to screening and diagnostic and PLCO intervention groups, respectively, compared with no
work-up in each group via mean lead times (MLTs), which were screening.
estimated empirically and using analytic or microsimulation Limitation: The MLT is a simple metric of screening and diag-
models. nostic work-up.
Setting: Randomized controlled trials in Europe and the United Conclusion: After differences in implementation and settings
States. are accounted for, the ERSPC and PLCO provide compatible ev-
Participants: Men aged 55 to 69 (ERSPC) or 55 to 74 (PLCO) idence that screening reduces prostate cancer mortality.
years at randomization. Primary Funding Source: National Cancer Institute.
Intervention: Prostate cancer screening.
Measurements: Prostate cancer incidence and survival from Ann Intern Med. doi:10.7326/M16-2586 Annals.org
randomization; prostate cancer incidence in the United States For author afliations, see end of text.
before screening began. This article was published at Annals.org on 5 September 2017.
mortality differed between the ERSPC and PLCO after Of note, our estimates of the MLTs differ from other
differences in implementation and practice settings estimates in the literature that can be interpreted as the
were accounted for and to estimate the effects of average time by which screening advances diagnosis
screening in both trials relative to no screening. among cases that would have been clinically diag-
nosed (15). Our MLTs are designed as proxies for the
intensity of screening and diagnosis, with higher values
reecting higher attendance rates at screening exami-
METHODS nations, more frequent screening examinations, less
Overview conservative criteria for biopsy referral, and/or more
Our study used individual records from both trials frequent biopsy. Thus, accounting for variable MLTs
in a collaboration between trial investigators and the across trial groups captures in a single measure impor-
prostate cancer working group of the Cancer Interven- tant differences in the trial screening protocols, partici-
tion and Surveillance Modeling Network. In the inter- pant adherence to those protocols in the intervention
vention groups, these records included age and year of groups, and control group screening.
randomization, enrollment center, dates and results of We estimated the MLTs empirically, with no model
PSA tests and rectal examinations, whether biopsy was assumptions about cancer progression and diagnosis,
performed, date of cancer diagnosis, and date and and also using 3 models of cancer natural history and
cause of death. In the control groups, the records in- diagnosis. The empirical approach estimated the MLTs
cluded age and year of randomization, enrollment cen- by calculating the difference between survival curves
ter, date of cancer diagnosis, and date and cause of for observed time from randomization to diagnosis in
death. For consistency with prior publications, ERSPC each trial group relative to an assumed baseline level.
data included men aged 55 to 69 years at randomiza- The assumed baseline probability of diagnosis in the
tion (12), and PLCO data included men aged 55 to 74 absence of screening was derived using incidence
years at randomization (13). rates from the SEER (Surveillance, Epidemiology, and
We rst conducted a traditional statistical analysis End Results) program in 1986 just before PSA screen-
that combined data from both trials and compared haz- ing began in the United Stateswith adjustment to re-
ards of prostate cancer death in the intervention ect distributions of age at randomization in each trial.
groups versus the control groups, with adjustment for In addition, 1 analytic model (University of Michigan
participant age and trial setting. However, this analysis [UMICH]) and 2 simulation models (Fred Hutchinson
is questionable because of remaining differences in im- Cancer Research Center [FHCRC] and Erasmus Univer-
plementation between the trials. To overcome this lim- sity Medical Center MIcrosimulation SCreening ANaly-
itation, we also performed extended analyses that ac- sis [MISCAN]) estimated times from randomization to
counted for variable screening and diagnostic work-up diagnosis in the absence and presence of screening
(hereafter screening intensity) in each trial group, based on cancer progression and diagnosis rates,
which we operationalized using mean lead times which were estimated using individual-patient data on
(MLTs). The MLTs reect the magnitude of increased attendance, screening, and incidence. The tted mod-
prostate cancer incidence relative to a baseline level els then estimated MLTs as in the empirical approach,
expected in the absence of screening, thus capturing but using projected instead of observed incidence
differences in both design and adherence (see the next rates. Each MLT was then scaled by the corresponding
section). We estimated the MLTs both empirically and fraction of patients diagnosed within the 11-year
using analytic or microsimulation models; using multi- follow-up and was projected so that it could be inter-
ple approaches allowed us to assess the robustness of preted as an average interval among cancer cases de-
results to this uncertain quantity. tected in the relevant trial group. Further details are
provided in the Supplement (available at Annals.org).
Estimating MLTs
Statistical Analysis
The MLT is usually dened as the average time by
We used Cox regression to model survival from
which diagnosis is advanced by screening relative to
randomization to prostate cancer death, censoring per-
the date of diagnosis without screening. Under com-
sons who died of other causes or were alive at the last
plete follow-up, where all preclinical cases are eventu-
follow-up. We performed both a traditional statistical
ally diagnosed in the no-screening setting, the MLT cor-
analysis and extended analyses that incorporated the
responds to the difference in areas under 2 survival
measure of screening intensity captured by the esti-
curves (one in the absence of screening minus one in
mated MLTs. Both types of analysis included participant
the presence of screening) for time from randomization
age at randomization and a trial setting indicator (PLCO
to diagnosis. Under limited follow-up, we can dene a
vs. ERSPC), which allowed for a different baseline risk
restricted version of the MLT as an analogous differ-
for prostate cancer death in the absence of screening
ence in areas under survival curves up to a specied between trial settings.
time point (14). Restricting the analysis to the duration
of the trial recognizes that events after the trial period
cannot affect mortality during the trial. To make esti- Traditional Statistical Analysis
mates between trials comparable, follow-up was re- We rst conducted a traditional analysis to test
stricted to 11 years. whether the effect of screening differed between trials.
2 Annals of Internal Medicine Annals.org
Table 1. Summary of Participant Characteristics, Follow-up, and Prostate Cancer Cases and Deaths in the ERSPC and PLCO,
Under All Available Follow-up and Restricted to 11 Years of Follow-up
Figure 1. Estimated MLTs in the intervention and control groups of the ERSPC and PLCO relative to a hypothetical
no-screening setting (where MLT equals zero).
5 4 3 2 1 0 5 4 3 2 1 0
MLT, y MLT, y
Estimated MLTs are visualized as increasing to the left to suggest the extent to which prostate cancer diagnosis is advanced by more intensive
screening and diagnostic work-up. ERSPC = European Randomized Study of Screening for Prostate Cancer; FHCRC = Fred Hutchinson Cancer
Research Center; MISCAN = Erasmus University Medical Center MIcrosimulation SCreening ANalysis; MLT = mean lead time; PLCO = Prostate,
Lung, Colorectal, and Ovarian Cancer Screening Trial; UMICH = University of Michigan.
MLTs, but the PLCO control group had substantially vention groups, respectively, over 11 years of follow-up
longer MLTs than the ERSPC control group, which is relative to no screening.
consistent with more intensive screening (that is, greater Figure 2 shows prostate cancer survival from ran-
contamination) in the PLCO control group. domization in each trial group, obtained by Kaplan
Table 2 shows results of the traditional analysis. A Meier estimation and predicted under a common effect
likelihood ratio test associated with this analysis sug- of screening given MLTs estimated by the empirical ap-
gested marginal evidence of different effects of screen- proach. Predictions obtained using MLTs estimated by
ing on mortality between trials (P for interaction = the model-based approaches (not shown) are similar.
0.087). Under a common effect of screening, screening The predicted curves closely reproduce observed dif-
was estimated to reduce the risk for prostate cancer ferences in prostate cancer survival between the inter-
death by 16% (95% CI, 4% to 27%; P = 0.010) after we vention and control groups in both trials, showing that
accounted for different baseline risks for prostate can- screening intensity as captured by the MLT is highly
cer death in the PLCO setting relative to the ERSPC informative about between-group differences in risks
setting and participant age at randomization. This result for prostate cancer death in both trials.
essentially corresponds to a weighted average of the
effect in each trial, with the relative sizes of the trials as
weights. DISCUSSION
Table 2 also presents our extended analyses, which The USPSTF is currently updating its recommenda-
account for the MLT in each trial group, estimated em- tions about PSA screening and has previously used the
pirically or using a model-based approach. The analy- ERSPC and PLCO as its main sources of evidence about
ses are highly consistent and indicate no evidence of screening benet. Primary publications from these
different effects of screening on mortality between tri- high-quality randomized controlled trials are indispens-
als (P for interaction = 0.37 to 0.47 [range across esti- able for evaluating causal effects of screening for pros-
mation approaches]). Under a common effect of tate cancer. Yet, analyses like the one in this article that
screening, all approaches indicated strong evidence attempt to overcome limitations of traditional statistical
that a longer MLT was associated with a lower risk for analyses complement the empirical trial ndings by
prostate cancer death after differential baseline risks providing information about whether the evidence
for prostate cancer death between trial settings and from the trials is compatible and about the expected
participant age at randomization were accounted for reduction in prostate cancer mortality relative to no
(P = 0.0027 to 0.0032). These analyses estimated that screening.
screening conferred a 7% to 9% lower risk for prostate Rather than comparing the trial groups as if they
cancer death per year of MLT. Using the formula 1 represented screened and nonscreened populations,
(hazard ratio)MLT, this would translate into estimated this study estimated the intensity of screening in each
25% to 31% and 27% to 32% reductions in the ex- group relative to no screening. This allowed us to for-
pected risk for prostate cancer death in the setting of mally assess whether screening effects differed be-
screening as performed in the ERSPC and PLCO inter- tween the trials when we accounted for differential
4 Annals of Internal Medicine Annals.org
Table 2. Results of Traditional and Extended Cox Regression Analyses of Death From Prostate Cancer and Estimated Mortality
Reductions in the ERSPC and PLCO Intervention Groups Relative to No Screening
Extended analyses
Empirical
PLCO setting* 0.57 (0.480.67) <0.001
Participant age at randomization 1.13 (1.111.14) <0.001
MLT 0.92 (0.870.97) 0.0027 3.96 29 (1143) 4.02 29 (1144)
FHCRC
PLCO setting* 0.58 (0.490.69) <0.001
Participant age at randomization 1.13 (1.111.14) <0.001
MLT 0.93 (0.880.97) 0.0029 4.00 27 (1040) 4.10 27 (1041)
MISCAN
PLCO setting* 0.63 (0.510.77) <0.001
Participant age at randomization 1.13 (1.111.14) <0.001
MLT 0.92 (0.870.97) 0.0032 3.49 25 (938) 4.62 32 (1247)
UMICH
PLCO setting* 0.57 (0.480.68) <0.001
Participant age at randomization 1.13 (1.111.14) <0.001
MLT 0.91 (0.850.97) 0.0029 3.83 31 (1245) 4.01 32 (1247)
ERSPC = European Randomized Study of Screening for Prostate Cancer; FHCRC = Fred Hutchinson Cancer Research Center; MISCAN = Erasmus
University Medical Center MIcrosimulation SCreening ANalysis; MLT = mean lead time; NA = not applicable; PLCO = Prostate, Lung, Colorectal,
and Ovarian Cancer Screening Trial; UMICH = University of Michigan.
* Relative to the ERSPC setting to account for differential baseline risk for prostate cancer death.
Continuous covariate.
Figure 2. Prostate cancer survival from randomization in the ERSPC and PLCO, estimated by KaplanMeier or Cox regression
model using mean lead time estimated with the empirical approach.
ERSPC PLCO
100.0 100.0
Prostate Cancer Survival, %
99.8 99.8
99.6 99.6
99.4 99.4
99.2 99.2
99.0 99.0
0 2 4 6 8 10 12 0 2 4 6 8 10 12
Years Since Randomization Years Since Randomization
ERSPC = European Randomized Study of Screening for Prostate Cancer; PLCO = Prostate, Lung, Colorectal, and Ovarian Cancer Screening Trial.
The nding that effects of screening on mortality efcacy (relative to no screening) differed between the
seemed consistent between trials after differences in trials after we accounted for differences in implementa-
implementation and practice setting were accounted tion and setting. Our estimation of the common effect
for corroborates results from other analyses. For exam- of screening suggests that it can signicantly reduce
ple, a prior investigation of the PLCO found that control the risk for prostate cancer death. However, as for all
group screening substantially limited the power of that interventions, the benet of screening must be
trial to detect a clinically important reduction in pros- weighed against its potential harms for informed clini-
tate cancer mortality (18). However, that study did not cal and shared decision making.
formally evaluate whether effects of screening on pros-
tate cancer mortality differed between the ERSPC and From University of Michigan, Ann Arbor, Michigan; Fred
PLCO when implementation and setting details are Hutchinson Cancer Research Center, Seattle, Washington;
taken into account. Erasmus Medical Center, Rotterdam, the Netherlands; Na-
A limitation of this study is that we did not explicitly tional Cancer Institute, Bethesda, Maryland; Queen Mary Uni-
account for differences between trials in characteristics versity of London, London, United Kingdom; Sahlgrenska Uni-
of cancer cases (for example, clinical stage or Gleason versity Hospital, Goteborg, Sweden; Johns Hopkins Medicine,
score) or primary treatments. Any differences in these Baltimore, Maryland; University of Tampere, Tampere, Fin-
factors between trials are accounted for in the trial- land; Washington University School of Medicine, St. Louis,
Missouri; University of Colorado, Denver, Colorado; Provin-
specic baseline risks for prostate cancer death. Also,
ciaal Instituut voor Hygiene, Antwerp, Belgium; Kantonsspital
the model-based approaches to estimate MLTs assume
Aarau, Aarau, Switzerland; Institute for Cancer Prevention,
that cancer cases are progressive, although they allow
Florence, Italy; Universidad Complutense de Madrid, Parla,
heterogeneity of risk for progression across patients. It Madrid, Spain; and Universite de Lille, Lille, France.
is impossible to know whether some cancer cases
could remain indolent indenitely or regress spontane- Disclaimer: The content is solely the responsibility of the au-
ously and permanently. However, all estimation ap- thors and does not necessarily represent the ofcial views of
proaches closely matched incidence trends in each trial the National Cancer Institute.
group. We also assumed that incidence in the absence
of screening was constant across calendar years before Grant Support: By National Cancer Institute Award number
and after the trials began, which is a simplication. We U01CA157224.
considered only the MLT as a surrogate for screening
intensity. Other metrics could have associations with Disclosures: Dr. Moss reports grants from the Prostate Cancer
risk for prostate cancer death that differ from those we Research Foundation and the European Association of Urol-
found. Finally, the estimated mortality reduction in each ogy during the conduct of the study. Dr. Auvinen reports per-
trial group was based on the assumption that the risk sonal fees from EPID Research and MSD outside the submit-
for death from any cause is small during follow-up. ted work. Dr. Kwiatkowski reports personal fees from Myriad,
In conclusion, taken together, the data from the ER- Astellas, and Janssen outside the submitted work. Dr. Lujan
SPC and PLCO do not provide evidence that screening reports a grant from Fondo de Investigacion Sanitaria during
6 Annals of Internal Medicine Annals.org