Professional Documents
Culture Documents
IN APPLIED MANAGEMENT
By
Dinesh Soni
Branch Manager
ANNAMALAI NAGAR
2009
“DEMAT ACCOUNT OPENING”
IN APPLIED MANAGEMENT
By
Dinesh Soni
Branch Manager
ANNAMALAI NAGAR
2009
DECLARATION
Applied Management is my original work and the project has not formed the
basis for the award of any degree, diploma, associate ship, fellowship or similar
other titles. It has not been submitted to any other university or Institution for
Guide, Mr. Sunil Aasopa for his counsel and guidance during the preparation
of this project.
Mr.Ashish
CHAPTER – I
EXECUTIVE SUMMERY
CHAPTER – II
COMPANY PROFILE
INTRODUCATION
ORGANISTION STRUCTURE
INFRA-STRUCTURE SETUP
PRODUCT & SERVICES
CHPTER – III
DEMAT ACCOUNT
CHPTER – IV
RESEARCH METHODOLOGY
CHPTER – V
PROJECT FINDING
RESEARCH & ANALYSIS
CHPTER – VI
BIBLIOGRAPHY
CHAPTER – I
EXECUTIVE SUMMARY
EXECUTIVE SUMMARY
'capital'. Its key components are 'customer capital', 'structural capital' and
'human capital'. Broadly a company's strength arises out of its customer base,
The project has broadly been carried in around Jodhpur and Other areas.
companies in Jodhpur area have and gathered information as far as possible for
the benefit of the project at large. After conducting the study within some
In this short report you will find the description of Demat Account
Opening, the process followed and the basic requirements for the process. As
the report progress towards conclusion it gives fair idea about the needs of this
service, prospects, competitors and reason for all with some facts and figures
COMPANY PROFILE
INTRODUCATION
ORGANISTION STRUCTURE
INFRASTRUCTURE SETUP
growth, Arcadia has steadily shaped into a leading financial service provider.
have a market presence across the country, with over 275 branches &
metros but also in tier two and tier three cities. Traditionally, our operation was
potential, we have launched strong expansion plans in the North and the South.
ORGANISATION STRUCTURE
The chief promoter of Arcadia has been associated with capital markets for over
26 years. Mr. Sequeira has a rich 19 years of banking experience with
Corporation Bank & Syndicate Bank. For six years he was the Chief Executive
of M/S Uday S. Kotak, now known as Kotak Securities. Mr. Sequeira is
respected in the organization for being a complete taskmaster. His thrust for
client satisfaction is an energizing force within the organization. He is
completely committed towards making Arcadia a one-stop financial service
provider.
Remote Locations).
Personal Contact.
nothing but the service. Provide pre and post disbursement/activation turnkey
solutions so as to bridge information the gap between the principals and their
prospective/existing customers.
Arcadia among the fastest growing retail broking houses in the country, with
memberships in:
based stock exchange. It is the largest stock exchange in India in terms of daily
turnover and number of trades, for both equities and derivative trading. Though a
number of other exchanges exist, NSE and the Bombay Stock Exchange are the
two most significant stock exchanges in India, and between them are responsible
for the vast majority of share transactions. The NSE's key index is the S&P CNX
Nifty, known as the Nifty, an index of fifty major stocks weighted by market
capitalization.
(2) BOMBAY STOCK EXCHANGE (BSE)
the oldest stock exchange in Asia and has the greatest number of listed
the companies listed on the BSE was US$ 1.79 trillion, making it the largest
stock exchange in South Asia and the tenth largest in the world.
has an average daily turnover of around US$ 1.55 billion [citation needed]. MCX
ferrous metals, Pulses, Oils & Oilseeds, Energy, Plantations, Spices and other
soft commodities. MCX has also setup in joint venture the National Spot
products.
(4) NATIONAL COMMODITY & DERIVATIVES EXCHANGE(NCDX)
limited company incorporated on April 23, 2003 under the Companies Act, 1956.
commodity markets.
depository. They are the intermediaries between the depository and the investors.
agreement made between the two under the Depositories Act. In a strictly legal
sense, a DP is an entity who is registered as such with SEBI under the provisions
of the SEBI Act. As per the provisions of this Act, a DP can offer depository-
who share a common financial goal. The money thus collected is then invested in
capital market instruments such as shares, debentures and other securities. The
income earned through these investments and the capital appreciation realized are
shared by its unit holders in proportion to the number of units owned by them.
Thus a Mutual Fund is the most suitable investment for the common man as it
securities at a relatively low cost. The flow chart below describes broadly the
DEMAT ACCOUNT
• REQUREMENT OF DOCUMENTS
The dematerialized account is used to avoid holding physical shares: the shares
This account is popular in India. The Securities and Exchange Board of India
(SEBI) mandates a demat account for share trading above 500 shares. As of April
2006, it became mandatory that any person holding a demat account should
possess a Permanent Account Number (PAN), and the deadline for submission of
according to your relationship with the institution. If you plan to open a demat
account with a bank, a savings, current and, or other account for which the holder
have been issued a check book, such holder has an edge over the non-account
holder. In fact, banks usually offer additional incentives to customers who open a
demat account with them. Along with the application form, your photographs
submitted. The DPs also ask for a DP-client agreement to be executed on non-
- Proof of Identification
- Proof of Address
card, Voter’s ID, Passport, Ration card, Driver’s license, Photo credit card,
Electricity/Landline phone bill are sufficient. While they only ask for
photocopies of the documents, they will need the originals for verification.
• BENEFITS OF DEMAT ACCOUNT
- Nomination facility;
companies;
bonus/split/consolidation/merger etc.
RESEARCH METHODOLOGY
OBJECTIVES OF STUDY
DATA ANALYSIS
SOURCE OF DATA
OBJECTIVES OF THE STUDY
DATA ANALYSIS
This part of the chapter consists of research work which work which has been
undertaken by the researcher before discussing in detail let us have the clear view
of some basic concept, Marketing, Marketing Research, Meaning of Survey & its
1) Survey Method
2) Experimental Method
Survey Method
knowledge. Usually three general methods are used for conducting this survey
Here in this research work survey method has been widely executed the three
telephonic survey.
Experimental Method
SOURCE OF DATA
systematic and standardize manner which are used for some further proceedings.
One of the important tools for conducting marketing research is the availability of
necessary and useful data. Some time the data are available readily in one form or
the other and some time the data are collected afresh. The sources of information
Competitive Study
Corporate Presentation
A. Internal Sources
accounting records, sales records, and other information relating to the business
process, these records provides ample information, good use can be made by the
various information which are organization usually keeps for its own purposes in
the future.
B. External Sources
When the information or any forms of document are collected from outside the
organization, it basically happens when the internal records are insufficient and
the required information is not readily available, the organization will have to
depend on the external sources. Here in this case the external sources are internet,
magazine, paper cutting etc. In external sources the research has been broadly
CHAPTER – V
PROJECT FINDING
RESULT OF SURVEY
PROJECT FINDING
• Small players/New players have also shown their interest to avail these
services.
• Cost of availing these services can be barrier for the companies. They
don’t know how much they have to spend to avail these services.
• Companies even don’t know much about the players who provide these
kinds of services.
• It is a need of the hour because the dynamics of the Industry are changing.
• Many companies are interested in this service but they don’t know about
BIBLIOGRAPHY
1. www.arcadia.com
2. www.nse.com
3. www.bse.com
4. Company Manuals