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162 Vol. 126, JANUARY 2004 Copyright 2004 by ASME Transactions of the ASME
of moving point heat source 14. Zhai and Chang 15,16 devel- h x,y,t h 0 t h s x,y 1 x,y,t 2 x,y,t V x,y,t
oped another transient thermal model for the mixed lubrication in (3)
line contacts. The model deterministically calculated temperatures
by solving energy equations for both solid and fluid subject to where V(x,y,t) is the surface deformation calculated through the
thermal interfacial conditions. They made use of a coordinate formula given by 20
transformation to map the time-varying solid and film regions into
three rectangular calculation regions. Recently, Zhao et al. 17,18 2 P l , P c ,
V x,y,t dd (4)
presented an analysis of a start-up process in EHL circular con- E l s x 2 y 2
tacts, which involved the modeling of mixed contact and surface
temperature. Their results, however, exhibit suspicious pressure Load Balance Equation
spikes at the boundaries between lubrication and solid contact
regions.
W t P x,y,t dxdy (5)
Most of the abovementioned models either calculated pressure
under isothermal condition or determined temperature from
known pressure, in which the interactions between temperature Temperature Rise Equation. The temperature rises on two
and other variables were ignored. It is therefore desirable to de- surfaces at the position (x,y) from time 0 to t can be expressed in
velop a numerical model that takes the interactions between pres- nondimensional forms 14,21,
sure and temperature in consideration. The absence of such a
t
model is mainly due to the difficulties in handling numerical con-
vergence problem and excessive computation efforts. The recent T 1 x,y, t 1 f x ,y , t
0
significant developments of the unified modeling in mixed lubri-
cation by Hu and Zhu 2,3 and the discrete convolution and Fast
q x ,y , t dx dy dt
Fourier Transform DC-FFT for surface deformation and tem-
perature rise by Liu and Wang 5,19 suggest that it may be the t t 3/2
time to present a more realistic model for transient thermal analy-
sis of mixed lubrication. In this paper, the emphasis is laid on the xx U 1 t t 2 y y 2
thermal actions in mixed lubrication. The isothermal model for exp
mixed lubrication in point contacts proposed by Hu and Zhu 2 t t
has been extended into a transient thermal model with the DC- (6)
FFT being employed to speed up the calculation of surface defor-
mation and temperature rise. Pressure and temperature distribu-
tions are solved iteratively in a single loop.
t q x ,y , t dx dy dt
T 2 x,y, t f x ,y , t
0 t t 3/2
Governing Equations
In mixed lubrication, the nominal contact zone, , may be di-
vided into two different types of areas: the lubricated area, l ,
exp xx U 2 t t 2 y y 2
t t
where two surfaces are separated by a lubricant film and the as- (7)
perity contact area, s , where two surfaces are in direct contact. The heat flux density generated by friction is
The applied load is shared by the hydrodynamic film and the
asperity contact. Two assumptions have been made in the present q pU s (8)
analysis: 1 The thermal-elastic deformation is neglected; and 2
A heavy loading condition is considered, under which most as- The friction coefficient, , has different values in different friction
perities are in contact and therefore, the convectional heat transfer conditions of hydrodynamic lubrication, asperity contact and
is neglected. metal adhesion. The temperature variation across lubricant film
proposed by Lai 13 is used to determine the heat partition coef-
Pressure Control Equation. In the hydrodynamic regions, ficient f (x ,y , t ). Assume all the frictional heating in the lubri-
the pressure, P l , is governed by the Reynolds equation cant film is concentrated in the middle layer, from where the tem-
x 12 *
h3
Pl
x
y 12 *
h3
Pl
y
U
x
h h
t
perature varies linearly across the oil film with different gradients
proportional to the heat flux. The nondimensional forms for tem-
perature read
(1)
The contact pressure, P c , can be obtained by solving a reduced T x,y, t T 1 x,y, t /h x,y S 1 1 f x,y, t q x,y, t
Reynolds equation 2 (9.1)
h h T x,y, t T 2 x,y, t /h x,y S 1 f x,y, t q x,y, t (9.2)
U 0 when h0 (2)
x t
where T is the nondimensional temperature of lubricant film in the
More discussions about this equation are left to the next sec- middle layer.
tion. Eliminating T from equations 9.1 and 9.2, yields
In solving Eq. 1, the hydrodynamic pressure, P l , should sat-
isfy the following boundary and cavitations conditions: T 2b T 2 x,y, t T 1b T 1 x,y, t
P l X 0 ,Y P l X e ,Y P l X,Y 0 P l X,Y e 0 S 1 12 f x,y, t h x,y q x,y, t (9.3)
The conditions of pressure continuity, P l P c , at the borders of
lubrication and asperity contact regions will be satisfied automati- Equation 9.3 establishes the relationship between the tempera-
cally in computation. tures of two surfaces. When h(x,y)0, namely, contacts occur at
position (x,y), Eq. 9.3 is reduced to
Gap Equation. The gap between two surfaces should be cal-
culated by a geometric equation, T 2b T 2 x,y, t T 1b T 1 x,y, t 0 (9.4)
*
1
1 0
1
Sinh
1
0 (10)
0 exp ln 0 9.67 15.1109 P l z
T138
T 0 138 s 0
1 (11)
a mm 0.4725
Aa
R s2 xx a 2 y 2
x,y,t Rs (14)
and Kennedy 24, Francis 25, Blok 26, and Gao et al. 27. 0 when xx a 2
y R s
2
x,y,t A cos x
0
2 xx d
" cos
2y
y
xx d 0.75a and
otherwise
y 0.75a
(15)
where A denotes the amplitude of the sinusoidal wave, x and y ture, metal-to-metal adhesions may occur, which usually result in
stand for its wavelengths in the x and y directions, and x d x s component failure. Figure 8 shows the three-dimensional display
u 1 t gives the phase of the sinusoidal wave. In all following of pressure and temperature distributions for this case.
examples, amplitude is fixed as A0.4 m and x y 0.25a.
Figure 6b and c show the pressure distributions, gap shapes Conclusion
and temperature rises when the patch of sinusoidal roughness goes
This study presents a transient thermal model for mixed lubri-
to the inlet and outlet of contact zone under different slide-to-roll
cation in point contacts. The model combines a unified Reynolds
ratios. We can see that this type of roughness results in very sharp
equation system with the surface temperature equations to obtain
pressure fluctuations but quite mild fluctuations in temperature
the pressure and temperature distributions. The interactions be-
rises. The relatively lower temperature rise in this example is be-
tween pressure and temperature can be examined given the vis-
cause the sinusoidal roughness at the given sliding speed does not
cosity and density as a function of pressure and temperature. The
create significant asperity contacts. It is shows again in Fig. 6b
computer programs developed in the present study utilize the dis-
that the thermal actions have less influence on the pressure distri-
crete convolution and FFT DC-FFT algorithm to speed up the
bution at low or moderate slide-to-roll ratio. With the increase of
computations of surface deformation and temperature rise. Nu-
slide-to-roll ratio, however, the temperature grows higher and the
merical examples verify the model and show its capabilities in
thermal effects on the lubrication pressure become more visible,
studying thermal actions in mixed lubrication.
especially near the outlet of contact zone, as can be seen in Fig.
The results show that the asperity contacts and sliding may
6c. This may be related to the local expansion of lubricant at
cause very high local temperature rises. On the other hand, the
higher local temperature rise.
effect of temperature rise on pressure distribution is insignificant
In the second case, the pressure and temperature distributions
at low or moderate slide-to-roll ratio. However, as the increase of
are to be calculated under the same conditions, but with the upper
slide-to-roll ratio, higher local temperature rise may cause lubri-
surface covered completely by the same sinusoidal roughness. In
cant expansion in the pocket formed by remaining roughness, and
comparison with the results of single asperity in Fig. 5, the pres-
result in the increase of lubrication pressure.
sure fluctuations and global temperature rises in this example are
The present model makes it possible to simulate lubrication and
much higher because the multiple asperity contacts generate much
contact behavior under more realistic conditions, for different
more frictional heat and the significant cross-heating activities be-
types of surfaces and at various slide-to-roll ratios. It is expected
tween asperities. As for the thermal effects on pressure distribu-
to be a useful tool for machine design. The Computation experi-
tion, similar phenomenon appears that temperature hardly influ-
ence indicates that the present model not only can predict pressure
ences upon the pressure under low or moderate sliding speeds, but
and surface temperature over a wide range of lubrication condi-
the thermal action may cause an increase in lubrication pressure
tions, but also provides a powerful numerical solver, which is
near the outlet of contact zone at larger slide-to-roll ratios, as can
computationally efficient and robust.
be observed in Fig. 7b. The main reason for the increase of
pressure may be that higher local temperature results in an expan-
sion of the lubricant retained in the pocket formed by still existing Acknowledgments
roughness. A comparison of the results in Fig. 7a and b shows The authors would like to express their appreciation for the
a significant temperature rise in the higher slide-to-roll ratio case, continuous supports from Eaton Corporation, USA.
where the sinusoidal wavy surface in contact appears smoother,
especially in the locations near the outlet region, as has been
Nomenclature
revealed in isothermal computations that asperities are more flat-
tened in sliding cases. The flattened asperities create more asperity a Hertzian contact radius, mm
contacts, more frictional heats and higher temperature rises suc- A a amplitude of single asperity, m
cessively. Once the local temperature exceeds a critical tempera- A amplitude of sinusoidal wave, m