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Abstract
Recent experimental evidence has suggested a neuromodulatory decit in Alzheimers disease (AD). In this paper, we
present a new electroencephalogram (EEG) based metric to quantitatively characterize neuromodulatory activity.
More specically, the short-term EEG amplitude modulation rate-of-change (i.e., modulation frequency) is computed
for ve EEG subband signals. To test the performance of the proposed metric, a classication task was performed on a
database of 32 participants partitioned into three groups of approximately equal size: healthy controls, patients
diagnosed with mild AD, and those with moderate-to-severe AD. To gauge the benets of the proposed metric,
performance results were compared with those obtained using EEG spectral peak parameters which were recently
shown to outperform other conventional EEG measures. Using a simple feature selection algorithm based on
area-under-the-curve maximization and a support vector machine classier, the proposed parameters resulted in
accuracy gains, relative to spectral peak parameters, of 21.3% when discriminating between the three groups and by
50% when mild and moderate-to-severe groups were merged into one. The preliminary ndings reported herein
provide promising insights that automated tools may be developed to assist physicians in very early diagnosis of AD
as well as provide researchers with a tool to automatically characterize cross-frequency interactions and their changes
with disease.
Keywords: Alzheimers disease, Modulation spectrum, Electroencephalogram, Spectral peak, Support vector machine
2012 Falk et al.; licensee Springer. This is an Open Access article distributed under the terms of the Creative Commons
Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction
in any medium, provided the original work is properly cited.
Falk et al. EURASIP Journal on Advances in Signal Processing 2012, 2012:192 Page 2 of 9
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dierences were also shown to be correlated with disease frequency methods. For example, relative to conventional
progression [13,17-19]. spectral power analyzes which have shown overall EEG
Nonlinear dynamics analysis, in turn, aims at measur- slowing, [28], the proposed measure allows for insights
ing the cortical complexity of the brain by quantifying the into which waves (i.e., modulation frequencies) ride
complexity or chaos in EEG temporal patterns. Mathe- each EEG subband signal and their interactions over time.
matical complexity measures such as the Lyapunov expo- The remainder of this article is organized as follows.
nent, surrogate data analysis, entropy, or even articial Section Materials and methods describes the materi-
neural networks have been proposed in the past. In gen- als and methods used in the experiment, including the
eral, studies have agreed that AD causes a decrease in proposed and benchmark parameters. This is followed
EEG pattern complexity [20-26], a factor likely caused by by Sections Experimental results, Discussion, and
the reduction in non-linear connections between cortical Conclusion, respectively.
regions, neuronal death, or even deciency of neurotrans-
mitters [27]. One major limiting factor in the widespread Materials and methods
use of nonlinear dynamic models in AD classication Participants
is the high sensitivity of available methods to algorithm Data used in this study were extracted from a clini-
parameter changes. As such, a large pool of patient data is cal database comprised of resting-awake multi-channel
needed in order to obtain the optimal algorithm param- EEG recordings from 32 individuals, separated into
eter values needed for reliable and repeatable analysis. three groups of roughly the same size. Alzheimers dis-
Recent studies have suggested, nonetheless, that the two ease diagnosis was made by experienced physicians at
phenomena described above are strongly related, i.e., a the Reference Center of Behavioral Disturbances and
strong correlation exists between EEG slowing and loss of Dementia, School of Medicine, at the Universidade de
complexity [28]. Sao Paulo (Brazil) according to the well-established
In this article, we propose an alternate nonstationary NINCDS-ADRDA criteria [34] and classied according
EEG analysis method for (semi-)automated AD diagno- to the mini-mental state examination (MMSE) and the
sis, based on extending earlier study reported in [29]. the clinical dementia rating (CDR) scale. Table 1 shows
More specically, we measure the rate at which subband the demographics of the participants. All three groups are
EEG amplitude modulations change over short periods of education-matched and groups control and moderate-
time (circa 5 s) and compare such spectro-temporal sig- to-severe are also age-matched (according to a statistical
nal representations between healthy controls and patients t-test with 5% signicance level). Participants had no
with varying AD severity levels (ranging from mild to history of diabetes mellitus, kidney diseases, thyroid dis-
severe). The study was motivated by recent ndings in eases, alcoholism, liver disease, lung disease, or vitamin
the AD treatment literature which suggested that neuro- B12 deciency, factors which could also lead to cognitive
modulatory decits seen with AD could be treated via impairment. Ethics approval was obtained from the ali-
deep brain stimulation [30]. According to the hemoneu- ated institutes and participants provided written consent.
ral hypothesis, cerebral hemodynamics play an important
role in information processing via the modulation of neu- Data collection and pre-processing
ral activity [31]. Since impaired cerebral blood ow is Multi-channel EEG (19 channels) signals were collected
a hallmark in AD (e.g., [32,33]), quantitative measure- using the Braintech 3.0 instrumentation (EMSA Equipa-
ment of neuromodulatory activity may provide a useful mentos Medicos Inc., Brazil), digitized with a 12-bit
tool for automated characterization of Alzheimers dis- analog-to-digital converter and sampled at a rate of
ease. In addition, the proposed spectro-temporal analy- 200 Hz; impedance was maintained below 10 k. Place-
sis technique allows for direct characterization of cross- ment of scalp electrodes (referential montage) followed
frequency interaction eects (by measuring rates at which the international 1020 system. Biauricular referen-
EEG subbands are modulated), thus provides comple- tial electrodes were attached, as recommended by the
mentary information to conventional frequency and time- Brazilian Society of Clinical Neurophysiology and the
Table 1 Participant demographics: last three columns represent average standard deviation and columns labeled Age
and Education are given in years
Group Total Female Age Education MMSE
Controls 11 6 68.1 7.1 7.9 5.1 26.6 2.7
Mild AD 11 8 75.9 4.1 4.2 3.5 18.5 4.7
Moderate-to-severe AD 10 9 68.4 8.8 5.0 4.0 14.8 3.9
Falk et al. EURASIP Journal on Advances in Signal Processing 2012, 2012:192 Page 3 of 9
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American EEG Society. Motivated by our recent nd- as the magnitude of the complex analytic signal si (n) =
ings [35,36], from the referential montage we derived a si (n) + jH{si (n)}, i.e.,
virtual interhemispheric bipolar montage, as there is evi-
dence of an interhemispheric disconnection in AD [27].
The so-called bipolar signal was obtained by simply sub- ei (n) = si (n)2 + H{si (n)}2 . (1)
tracting the two bi-auricular referenced signals involved
[37]. In our experiments, the electrode pairs included: F3
F4, F7F8, C3C4, T3T4, P3P4, T5T6, and O1O2.
The subplots on the right of Figure 1 illustrate repre-
During examination, EEG was recorded with the partici-
sentative EEG subband signals (gray) and their respective
pants awake and resting with their eyes closed. An innite
Hilbert amplitude envelopes (black).
impulse response low-pass elliptic lter with a zero at
Temporal envelopes are then multiplied by a 5 s Ham-
60 Hz was applied to eliminate any power grid interfer-
ming window with 500 ms shifts; the windowed envelope
ence. For each participant, 48 s epochs were selected per
for frame m is represented as ei (m, n), where n is the
EEG channel by an experienced physician. The selected
time variable. Frames of 5 s duration are used in order to
epochs were free of eye movement, electromyographic
obtain accurate resolution in the new so-called modula-
activity, and head motion artifacts. Given this human
tion frequency domain and to keep consistency with the
intervention requirement, the proposed system is deemed
benchmark parameter described in Section Benchmark
semi-automated; nonetheless, a fully automated system
parameters. The so-called modulation spectral repre-
may be possible with the use of intelligent artifact removal
sentation for EEG subband i is obtained by taking the
techniques such as independent component analysis
discrete Fourier transform F {} of the temporal envelope
(see Section Discussion).
ei (m, n), i.e.,
Spectro-temporal EEG amplitude modulation analysis
Spectro-temporal signal analysis has been shown useful in
other physiological domains, such as heart and lung sound Ei (m; f ) = |F {ei (m, n)}|, (2)
separation [38], pulmonary adventitious sound analysis
[39], dysphonia recognition [40], and speech acoustics
analysis [41]. As argued by [42], the presence of ampli- where f denotes modulation frequency. In order to
tude modulation in bioelectrical processes is of funda- directly quantify the rate of change of the subband tempo-
mental nature, since it is a direct reection of the control, ral envelopes and possible cross-frequency interactions,
synchronization, regulation, and intersystem interaction modulation frequency bins are further grouped into four
in the nervous and other body systems. With AD, a bands empirically designed to coincide with the range of
neuromodulatory decit may exist due to impaired cere- the rst four conventional frequency bands (i.e., delta-
bral blood ow [31], particularly involving the so-called beta). This choice was driven by the fact that, by denition
resting state networks [43]. By quantitatively characteriz- of the Hilbert transform, the envelope signal can only
ing resting-awake EEG amplitude modulation dierences contain frequencies (i.e., modulation frequencies) up to
between healthy and AD patients, automated disease the maximum frequency of its originating signal (i.e.,
characterization may be made possible, thus assisting clin- following the so-called Bedrosians theorem [46,47]). As
icians with diagnostics. This study describes the rst steps such, gamma-level modulation frequencies would only be
towards the development of one such (semi-)automated present in the gamma frequency band. Hence, to reduce
diagnostic tool. data dimensionality, the so-called gamma modulation
Figure 1 depicts the signal processing steps involved in band is not considered here.
the calculation of spectro-temporal EEG amplitude mod- Henceforth, to distinguish between modulation and fre-
ulation representation. First, the fullband resting-awake quency bands, we will refer to the former as m-delta
EEG signal s(n) is decomposed into ve subband signals (0.14 Hz), m-theta (48 Hz), m-alpha (812 Hz), and m-
si (n) = s(n) hi (n), where hi (n), i = 1, . . . , 5 are the beta (1230 Hz). The notation Ei,j (m) and E i,j will be used
impulse responses of elliptic bandpass lters used to sep- to denote the per-frame and average (over all frames in
arate delta (0.14 Hz), theta (48 Hz), alpha (812 Hz), an EEG epoch) modulation energy of the ith subband sig-
beta (1230 Hz), and gamma (30100 Hz) bands [44]. The nal grouped by the jth modulation lter. The latter can
temporal amplitude envelope of each of the ve subband be viewed as an average modulation spectrogram which
EEG signals is then computed by means of a Hilbert conveys information as to how fast (horizontal axis) each
transform H{} (the interested reader is referred to [45] of the ve subband envelopes (vertical axis) are modu-
and references therein for more details). The temporal lated over short periods of time (i.e., 5 s in our analyzes).
envelopes ei (n), or amplitude modulations, are computed The bottom left and right plots of Figure 1, for example,
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delta
theta
alpha
beta
gamma
20 20
80 80
0 0
Frequency (Hz)
Frequency (Hz)
60 60
20 20
40 40 40 40
60 60
20 20
80 80
0 0
0 0.5 1 1.5 2 2.5 3 0 0.5 1 1.5 2 2.5 3
Modulation Frequency (Hz) Modulation Frequency (Hz)
Figure 1 Signal processing steps used to compute the EEG spectro-temporal signal representation. Subplots on the top right illustrate the
ve subband EEG signals (gray) and their respective Hilbert temporal envelopes (black). The subplots on the bottom depict the average modulation
spectrograms for the beta frequency and m-delta modulation bands (i.e., E 4,1 , where only a part of the m-delta band is depicted for visualization
purposes) for healthy control (left subplot) and AD (right subplot) patients.
depict E 4,1 (i.e., beta frequency, m-delta modulation fre- new proposed parameter termed percentage modulation
quency) for healthy control and moderate AD patients, energy (PME), which is given by:
respectively. From the plots it can be seen that decreased
activity in the beta frequency band is observed with AD E i,j
PMEi,j = 100%, (3)
(see solid-line rectangle centered at 0 Hz modulation
5 4
frequency), thus corroborating previous ndings [27]. The E i,j
i=1 j=1
modulation spectrum, however, provides an additional
dimension to extract information from. For example, in for each of the 7 bipolar signals. In total, 140 (20 PMEs
the dashed rectangle centered at 0.5 Hz modulation 7 bipolar signals) features are extracted. As mentioned
frequency, it can be seen that with AD, decreased mod- above, however, due to Bedrosians theorem, only 98 of
ulation frequency content is also observed. Modulation these features (14 PMEs 7 bipolar signals) convey use-
energy ratio parameters are computed by means of a ful information, thus are used throughout the remainder
Falk et al. EURASIP Journal on Advances in Signal Processing 2012, 2012:192 Page 5 of 9
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of this article. In our experiments, feature selection is Salient feature selection and classier design
used in order to sift only salient features for the classi- In order to reduce the high-dimensional PME feature
cation task at hand. Feature selection and classier design space into one that is feasible for classier design, a feature
are described in Section Salient feature selection and selection algorithm based on maximization of the area
classier design. under the curve (AUC) was used; the reader is referred to
[49] for more details. In our experiments, 10 EEG epochs
Benchmark parameters (out of a total of 40 epochs) per participant were randomly
In order to gauge the benets of the proposed PME selected and set aside for feature selection. The remain-
parameters, a classier trained on EEG spectral peak ing 30 epochs were used for classier training/testing
parameters was used as benchmark. Spectral peak, as the using a leave-one-out cross-validation paradigm. A total
name suggests, corresponds to the frequency at which the of 35 salient PME features were selected in order for fair
magnitude of the EEG spectrum reaches its maximum comparisons to be made with the benchmark parameters
value. Its computation involves the use of a fast fourier (see Section Benchmark parameters); such dimension-
transform (FFT) of windowed EEG segments. Since the ality is inline with those reported in the literature (e.g.,
EEG signals used in this study were recorded with sub- [50]). Table 2 shows the top-35 salient PME features and
jects resting and with eyes closed, they reect only the their ranks. In the table, features are represented using a
spontaneous brain activity, which is in most part nonsta- Bipol-Band-ModBand notation where Bipol indicates
tionary [44]. Consequently, this demands the need to use the bipolar signal (e.g., T5T6), Band indicates the fre-
sliding windows in order to deal with the nonstationarity. quency band, and ModBand the modulation band.
Each epoch comprises 8 s and we used 5 s Hamming win- Once salient features were selected, a support vec-
dows with 90% overlap, thus leading to seven frames for tor machine classier (SVC) was designed. SVCs pro-
each epoch. Previous studies have suggested that classi- vide numerous computational and algorithmic advantages
ers trained on the spectral peak parameter outperform over articial neural networks, as highlighted in [51],
those trained with more conventional parameters, such as and have been shown useful for automated AD diag-
spectral coherence [48]. As with the PME features, ve nosis based on spectral peak [48] and other conven-
frequency bands were used (delta, theta, alpha, beta, and tional parameters [50]. A complete description of SVM
gamma) and spectral peak parameters were computed for classication is beyond the scope of this article and
each band. Additionally, our previous experiments have only a brief summary is presented here; the interested
suggested that spectral peak parameters computed from reader is referred to [52,53] and the references therein
a bipolar electrode montage are more reliable than those for more detail. The basic principle behind SVM clas-
computed from a referential montage [35]. As a con- sication is to map features into a higher dimension by
sequence, the same inter-hemispheric bipolar montage means of a kernel function. In the higher-dimensional
used to compute the PME features was used (i.e., elec- space, features between dierent classes become linearly
trode pairs F3F4, F7F8, C3C4, T3T4, P3P4, T5T6, separable and (maximum-margin) hyperplanes can be
and O1O2) totaling 35 possible spectral peak features obtained [52,53]. SVM classication is a supervised learn-
(5 bands 7 bipolar signals). ing method, thus labeled data are needed. Commonly,
Table 2 Top-35 salient PME features selected via an AUC-maximization based feature selection algorithm
Feature Rank Feature Rank Feature Rank
F7-F8thetam-delta 1 F3-F4thetam-delta 13 T3-T4betam-theta 25
O1-O2betam-alpha 2 C3-C4thetam-theta 14 F7-F8betam-alpha 26
T5-T6betam-theta 3 O1-O2betam-delta 15 C3-C4betam-delta 27
P3-P4betam-delta 4 F3-F4thetam-theta 16 F7-F8betam-delta 28
F7-F8thetam-theta 5 P3-P4betam-theta 17 T3-T4betam-delta 29
C3-C4betam-theta 6 T5-T6betam-alpha 18 O1-O2thetam-theta 30
O1-O2thetam-delta 7 C3-C4betam-alpha 19 F3-F4gammam-beta 31
T5-T6thetam-theta 8 C3-C4thetam-delta 20 F7-F8alpham-delta 32
P3-P4betam-alpha 9 C3-C4betam-beta 21 P3-P4thetam-theta 33
T5-T6betam-delta 10 T3-T4thetam-theta 22 T3-T4betam-alpha 34
T5-T6thetam-delta 11 F7-F8betam-theta 23 T5-T6deltam-delta 35
T3-T4thetam-delta 12 O1-O2betam-theta 24
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doi:10.1186/1687-6180-2012-192
Cite this article as: Falk et al.: EEG amplitude modulation analysis for semi-
automated diagnosis of Alzheimers disease. EURASIP Journal on Advances in
Signal Processing 2012 2012:192.