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BS Accountancy 3
ISO 9001 is an International Standard that gives requirements for an organizations quality management system (QMS). It
is part of a family of standards published by the International Organization for Standardization (ISO) and often referred to
collectively as the ISO 9000 series or ISO 9000 family.For this reason, you may sometimes hear your suppliers refer to
being ISO 9000 certified, or having an ISO 9000-compliant QMS. This will normally mean that they are claiming to
have a QMS that meets the requirements of ISO 9001, the only standard in the ISO 9000 family that can be used for the
purpose of conformity assessment. It is important to understand, however, that ISO is the body that develops and
publishes the standard ISO does not certify organizations, as will be explained later in this text. The objective of ISO
9001 is to provide a set of requirements that, if effectively implemented, will give you confidence that your supplier can
consistently provide products and services that:
ISO 9001 adopts a risk-based (preventive) approach to quality that covers a wide range of topics, including your
suppliers top management commitment to quality, its customer focus, the adequacy of its resources, employee
competence, process management (for production, service delivery and relevant administrative and support processes),
quality planning, design of the products and services it provides, review of incoming orders, purchasing, the appropriate
monitoring and measurement of its processes, products and services needed to ensure conformity, its processes to
resolve customer complaints, corrective actions, and a requirement to drive improvement. Last but not least, there is a
requirement for your supplier to monitor your perceptions about the quality of the products and services it provides to
you.ISO 9001 does not define specific requirements for the products or services you are purchasing. It is up to you to
make your own needs and expectations clear to your supplier. You might, for example, refer to product or service
specifications, drawings, national or international standards, suppliers catalogues, or other documents as appropriate.1
ISO 9001:2015
Annex SL
Annex SL is the structure for all new & revised ISO Standards
Annex SL defines the framework for a generic management system
All new ISO management standards will use this framework & will migrate at their next revision1
Benefits
Consistency/compatible across all standards
Ability to easily migrate other management systems into one, such as OH&S, environment etc
Change in Structure
The term "product" has been replaced by "goods & services"
New language such as context of the organization risk based thinking & documented information. Two new clauses
related to the context of the organization have been added (4.1 & 4.2)
The requirement to use process approach has been made more explicit by adding a new clause (4.4.2)1
Greater emphasis on risk based approach which has replaced preventive action
Current requirement for six mandated procedures deleted - new requirement for organizations to maintain
documented information
The terms "document" & "records" have been replaced with "documented information"
What is QMS?
*A quality management system (QMS) is a set of policies, processes and procedures required for planning and execution
(production/development/service) in the core business area of an organization. (i.e. areas that can impact the
organizations ability to meet customer requirements.) ISO 9001 is an example of a Quality Management System.
*A quality management system (QMS) is a formalized system that documents processes, procedures, and responsibilities
for achieving quality policies and objectives. A QMS helps coordinate and direct an organizations activities to meet
customer and regulatory requirements and improve its effectiveness and efficiency on a continuous basis.
ISO 9001:2015, the international standard specifying requirements for quality management systems, is the most
prominent approach to quality management systems.
While some use the term QMS to describe the ISO 9001 standard or the group of documents detailing the QMS, it
actually refers to the entirety of the system. The documents only serve to describe the system.
-Improving processes
-Reducing waste
-Lowering costs
-Facilitating and identifying training opportunities
-Engaging staff
-Setting organization-wide direction
-Quality management systems: industrial influence on quality and standardization
The history of quality can trace its roots back centuries when craftsmen began organizing into unions called guilds. When
the Industrial Revolution came, early quality management systems were used as standards that controlled product and
process outcomes. As more people had to work together to produce results and production quantities grew, best
practices were needed to ensure quality results.
Eventually, best practices for controlling product and process outcomes were established and documented. These
documented best practices turned into standard practices for quality management systems.
Quality became increasingly important during World War II, for example, when bullets made in one state had to work
with rifles made in another. The armed forces initially inspected virtually every unit of product. To simplify the process
without sacrificing safety, the military began to use quality techniques of sampling for inspection, aided by the
publication of military-specification standards and training courses in Walter Shewharts statistical process control
techniques.
The importance of quality only grew after the war. The Japanese enjoyed a quality revolution, improving their reputation
for shoddy exports by fully embracing the input of American thinkers like Joseph M. Juran and W. Edwards Deming and
shifting focus from inspection to improving all organization processes through the people who used them. By the 1970s
the U.S. industrial sectors such as electronics and automobiles had been broadsided by Japans high-quality competition.
In the late 20th century, independent organizations began producing standards to assist in the creation and
implementation of quality management systems. It is around this time that the phrase Total Quality Management
began to fall out of favor. Because of the multitude of unique systems that can be applied, the term Quality
Management System or QMS is preferred.
At the start of the 21st century, QMS had begun to merge with the ideas of sustainability, and transparency, as these
themes became increasingly important to consumer satisfaction. The ISO 19011 audit regime deals with both quality and
sustainability and their integration into organizations.
Two overarching benefits to the design and implementation of documented quality management systems include:
Meeting the customers requirements, which helps to instill confidence in the organization, in turn leading to more
customers, more sales, and more repeat business
Meeting the organization's requirements, which ensures compliance with regulations and provision of products and
services in the most cost- and resource-efficient manner, creating room for expansion, growth, and profit
Within these overarching benefits are advantages like helping to communicate a readiness to produce consistent results,
preventing mistakes, reducing costs, ensuring that processes are defined and controlled, and continually improving the
organization's offerings.
ISO 9001:2015 is by far the most recognized and implemented quality management system standard in the world. ISO
9001:2015 specifies the requirements for a QMS that organizations can use to develop their own programs.
Other standards related to quality management systems include the rest of the ISO 9000 family (including ISO 9000 and
ISO 9004), the ISO 14000 family (environmental management systems), ISO 13485 (quality management systems for
medical devices), ISO 19011 (auditing management systems), and ISO/TS 16949 (quality management systems for
automotive-related products).
-Quality manual
-Data management
-Internal processes
-Improvement opportunities
-Quality analysis
Each element of a quality management system serves a purpose toward the overall goals of meeting the customers and
organizations requirements. Ensuring each of the elements of a QMS is present ensures proper execution and function
of the QMS.
Establishing and implementing a QMS
Establishing a quality management system helps organizations run effectively. Before establishing a quality management
system, the organization must identify and manage various connected, multi-functional processes to ensure customer
satisfaction is always the target achieved.
There are many things to consider when establishing a QMS for your organization. Of great importance is ensuring it is a
strategic choice influenced by the varying objectives, needs, and products and services provided. This structure is based
largely on the Plan-Do-Check-Act (PDCA) cycle and allows for continuous improvement to both the product and the QMS.
The basic steps to implementing a quality management system are as follows:
-Design
-Build
-Deploy
-Control
-Measure
-Review
-Improve
-Design and build
The design and build portions serve to develop the structure of a QMS, its processes, and plans for implementation.
Senior management must oversee this portion to ensure the needs of the organization and the needs of its customers
are a driving force behind the systems development.
Deploy
Deployment is best served in a granular fashion via breaking each process down into subprocesses, and educating staff
on documentation, education, training tools, and metrics. Company intranets are increasingly being used to assist in the
deployment of quality management systems.