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Health-Literacy-Sensitive Diabetes
Self-Management Interventions: A
Systematic Review and Meta-Analysis
Su Hyun Kim, PhD, RN Anna Lee, RN
ABSTRACT
Keywords Background: Low health literacy is a potential barrier to self-management among patients with
diabetes, diabetes. A variety of strategies for low health literacy have been proposed for diabetes self-
self-management, management interventions, but interventions accommodating low health literacy have been het-
health-literacy erogeneous in terms of content and have produced mixed results.
interventions, Aim: To systematically review health-literacy-sensitive diabetes management interventions, with
systematic review, a focus on identifying strategies for accommodating patients with low health literacy, and to
meta-analysis examine the efficacy of these interventions to improve health outcomes.
Methods: PubMed, CINAHL, and EMBASE were searched for intervention studies published
between January 2000 and January 2015. Two authors separately identified full-texts according
to the inclusion criteria and assessed study quality using the quantitative components of the Mixed
Methods Appraisal Tool. The final list of studies to be analyzed was made through discussion.
The meta-analysis was conducted using a random effects model.
Results: Thirteen studies were selected from the 490 studies found in our initial search. We
identified a range of strategies for accommodating those with low health literacy in diabetes self-
management interventions, which encompassed four domains: written communication, spoken
communication, empowerment, and language/cultural consideration. Using at least one of the
spoken communication strategies led to positive cognitive/psychological, self-care, and health
outcomes. We found that, overall, health-literacy-sensitive diabetes management interventions
were effective in reducing HbA1C level in the meta-analysis.
Linking Evidence to Action: Healthcare providers should consider active implementation of
strategies for accommodating people with low health literacy in diabetes self-management in-
terventions. The routine use of spoken communication strategies would be necessary to achieve
the best health outcomes in diabetes self-management interventions. More research is needed
to determine the individual effects of the key strategies that improve health and reduce health
disparity.
Empowerment
Spoken communication Written communication Language/cultural consideration
Clear Teach-back Follow-up with Easy-to-read Effective health Encouragement Behavioral Action Motivational
communication Method patients material education method of questions activation plans interviewing
Crowley (2013)
Gerber (2005)
Khan (2011)
Moussa (2013)
Rothman, Malone et al. (2004)
Randomized controlled trials with more than two arms
Hill-Briggs (2011)
Negarandeh (2013)
Schillinger (2009)
One group pretestposttest
Kandula (2009)
Rothman, DeWalt et al. (2004)
Swavely (2014)
Wallace (2009)
Identification
Articles identified through database Additional articles identified
searching through other sources
Screening n = 484 n=6
Studies included in
subgroup meta-analysis
(HbA1C)
n=3
because they met the eligibility criteria. Among the 13 studies in were conducted in the United States. Six studies were RCTs
the narrative analysis, eight were included in the meta-analysis with control groups, three studies had more than two inter-
for the effectiveness of the interventions on HbA1C, and three vention groups in the RCT design, and four studies used a
studies were included in the subgroup meta-analysis by health- one-group pretestposttest design. The majority of the inter-
literacy status. ventions were educational programs on diabetes management
delivered in-person, via telephone, or via computer multime-
Study Characteristics dia. The remaining studies included medication management
In terms of the overall quality of the studies, two studies sat- facilitation through contact with primary care providers (Crow-
isfied all four criteria (100%) and seven studies satisfied three ley et al., 2013), and problem-solving training (Hill-Briggs et al.,
criteria (75%; Appendix S2, available with the online version 2011).
of this article). The criterion most often violated was clear Regarding the study population, two studies recruited only
description of allocation concealment. All except one study participants with low health literacy (Moussa, Sherrod, &
Choi, 2013; Negarandeh, Mahmoodi, Noktehdan, Heshmat, interventions (Table 1). Most interventions utilized multiple
& Shakibazadeh, 2013). The remaining studies enrolled par- strategies. To organize these strategies, we categorized them
ticipants with low and high health literacy, where 30%60% into four domains, which we adopted and modified from a pre-
had low health literacy. Health literacy was most commonly vious study (DeWalt et al., 2010): (a) written communication
measured using the Short Test of Functional Health Literacy (easy-to-read materials and effective use of health education);
in Adults (STOFHLA) and the Rapid Estimate of Adult Liter- (b) spoken communication (clear communication, use of the
acy in Medicine (REALM). Only six studies selected patients teach-back method, and follow-up with patients); (c) empower-
according to a criterion of HbA1C level, which ranged from ment (encouragement of questions, behavioral activation, ac-
6.5% to 8.0% (Cavanaugh et al., 2009; Hill-Briggs et al., 2011; tion plans, and motivational interviewing); and (d) language or
Moussa et al., 2013; Rothman, DeWalt et al., 2004; Rothman, cultural consideration. We defined spoken communication
Malone et al., 2004; Schillinger, Handley, Wang, & Hammer, as the use of oral communication during the patientclinician
2009). interaction (DeWalt et al., 2010). When a multimedia platform
The outcomes measured in these studies were highly di- with a simple and easy-to-use interface was used as an alter-
verse. We organized the outcomes into three domains accord- native to traditional educational methods, we categorized it as
ing to the framework of health literacy and its associations easy-to-read material and effective use of health education
with diabetes mechanisms and outcomes (Bailey et al., 2014; methods under written communication (DeWalt et al.,
Appendix S3, available with the online version of this article): (a) 2010). Strategies to facilitate patients to take responsibility for
cognitive or psychological outcomes (knowledge, self-efficacy, their health care and to take care of themselves during diabetes
activation, and perceived susceptibility); (b) self-care outcomes management were categorized as empowerment (DeWalt
(overall self-care behavior, diet, exercise, medication, problem- et al., 2010). Addressing language and cultural differences in
solving, glucose testing, and foot care); and (c) health outcomes communication with patients from ethnic minority groups by
(HbA1C, blood pressure, lipid profile, body mass index, body language assistance, improvement of cross-cultural communi-
function, and distress). cation skills, or considerations of cultural beliefs and customs
Most studies measured only one or two outcome domains. was categorized as language or cultural consideration.
Only four studies assessed the all three domains in terms of The most commonly used domain for low health literacy
how they were directly or indirectly influenced by the health- was written communication. Eight of these studies developed
literacy-sensitive diabetes intervention (Hill-Briggs et al., 2011; easy-to-read materials to improve readability and understand-
Khan et al., 2011; Swavely, Vorderstrasse, Maldonado, Eid, & ing of written information, such as using easy language, rele-
Etchason, 2014; Wallace, Carlson, Malone, Joyner, & Dewalt, vant illustrations, and simple format (Cavanaugh et al., 2009;
2010). Knowledge and HbA1C were the most frequently mea- Gerber et al., 2005; Hill-Briggs et al., 2011; Kandula et al., 2009;
sured outcomes in eight and nine studies, respectively. After Khan et al., 2011; Moussa et al., 2013; Negarandeh et al., 2013;
the interventions, six studies reported improved knowledge Wallace et al., 2009). Four studies tested new educational ma-
(Hill-Briggs et al., 2011; Kandula et al., 2009; Moussa et al., terials using computer multimedia in conjunction with spoken
2013; Negarandeh et al., 2013; Swavely et al., 2014; Wallace instruction and video due to the limited ability of print materi-
et al., 2009) and five studies reported enhanced HbA1C level als to reach patients with low health literacy (Gerber et al., 2005;
(Cavanaugh et al., 2009; Hill-Briggs et al., 2011; Rothman, Kandula et al., 2009; Khan et al., 2011; Moussa et al., 2013).
DeWalt et al., 2004; Rothman, Malone et al., 2004; Swavely Using written communication strategies with computer mul-
et al., 2014). timedia improved knowledge (Kandula et al., 2009; Moussa
Knowledge was measured at 3 months or less postinter- et al., 2013) and perceived susceptibility (Gerber et al., 2005)
vention, except in two studies, which measured knowledge at but did not affect self-care or health outcomes (Gerber et al.,
6 months postintervention (Gerber et al., 2005) or 12 months 2005; Kandula et al., 2009; Khan et al., 2011; Moussa et al.,
postintervention (Gerber et al., 2005; Hill-Briggs et al., 2011). 2013).
HbA1C was assessed at 312 months follow-up. Six studies In terms of spoken communication strategies, five studies
examined whether the interventions had differing effects be- used the clear communication strategy, such as using
tween people with low and those with high literacy across the common words, limiting content to 35 key points, repeating
three outcome domains (Cavanaugh et al., 2009; Crowley et al., key points, and drawing pictures when speaking to patients
2013; Gerber et al., 2005; Khan et al., 2011; Rothman, DeWalt (Cavanaugh et al., 2009; Negarandeh et al., 2013; Rothman,
et al., 2004; Rothman, Malone et al., 2004; Schillinger et al., DeWalt et al., 2004; Rothman, Malone et al., 2004; Swavely
2009). et al., 2014). Four studies utilized the teach-back method to
ensure that participants understood diabetes education (Ne-
garandeh et al., 2013; Rothman, DeWalt et al., 2004; Rothman,
Strategies of Health-Literacy-Sensitive Diabetes Malone et al., 2004; Swavely et al., 2014). Follow-ups with
Management Intervention patients were conducted in four studies through phone calls
We identified a wide range of strategies for accommodating or in-person meetings to check changes or actions to ensure
those with low health literacy in diabetes self-management diabetes self-management (Rothman, DeWalt et al., 2004;
Study name Statistics for each study Std diff in means and 95% CI
Std diff Standard Lower Upper
in means error Variance limit limit Z-Value p-Value
Cavanaugh (2009) -0.436 0.144 0.021 -0.718 -0.154 -3.032 0.002
Crowley (2013) -0.069 0.106 0.011 -0.276 0.138 -0.655 0.512
Gerber (2005) 0.186 0.128 0.016 -0.065 0.438 1.450 0.147
Khan (2011) -0.381 0.202 0.041 -0.777 0.015 -1.886 0.059
Rothman, DeWalt et al. (2004) -0.487 0.138 0.019 -0.757 -0.217 -3.532 0.000
Schillinger (2009)Ia -0.061 0.138 0.019 -0.332 0.211 -0.438 0.661
Schillinger (2009)Ib 0.120 0.138 0.019 -0.149 0.390 0.875 0.381
Rothman, Malone et al. (2004) -0.497 0.101 0.010 -0.694 -0.300 -4.941 0.000
Swavely (2014) -0.061 0.131 0.017 -0.319 0.197 -0.464 0.642
-0.183 0.091 0.008 -0.362 -0.004 -2.006 0.045
-1.00 -0.50 0.00 0.50 1.00
Heterogeneity Q = 34.6, df = 8 (p < .001), I2 = 76.88
Favours intervention Favours control
Study name Statistics for each study Std diff in means and 95% CI
Std diff Standard Lower Upper
in means error Variance limit limit Z-Value p-Value
Gerber (2005) -0.059 0.172 0.030 -0.397 0.278 -0.344 0.731
Rothman, DeWalt et al. (2004) -0.731 0.230 0.053 -1.183 -0.280 -3.176 0.001
Rothman, Malone et al. (2004) -0.749 0.145 0.021 -1.033 -0.465 -5.168 0.000
-0.508 0.237 0.056 -0.973 -0.043 -2.142 0.032
Study name Statistics for each study Std diff in means and 95% CI
Std diff Standard Lower Upper
in means error Variance limit limit Z-Value p-Value
Gerber (2005) 0.516 0.195 0.038 0.134 0.898 2.650 0.008
Rothman, DeWalt et al. (2004) -0.201 0.174 0.030 -0.541 0.139 -1.161 0.246
Rothman, Malone et al. (2004) -0.682 0.157 0.025 -0.990 -0.374 -4.344 0.000
-0.130 0.341 0.116 -0.799 0.539 -0.381 0.703
Figure 2. Interventions effects on HbA1 C level for the overall pool of patients (2.1), patients with low health
literacy (2.2), and patients with high health literacy (2.3).
2009). By focusing on patients actual behavior changes rather comes. More research is needed to understand the effects of
than on the ways of delivering information, empowerment diverse empowerment strategies on health outcomes through
strategies appeared to help patients successfully enact be- behavior change and identify the minimum intensity of
havior change (Seligman et al., 2007). The repeated use of interventions by mapping them to a behavioral theory, such
empowerment strategies might lead to more successful out- as social cognitive theory (Seligman et al., 2007).
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Author information doi: 10.2337/diacare.28.7.1574
Su Hyun Kim, Associate Professor, College of Nursing, Re- Hill-Briggs, F., Lazo, M., Peyrot, M., Doswell, A., Chang, Y. T.,
search Institute of Nursing Science, Kyungpook National Uni- Hill, M. N., . . . Brancati, F. L. (2011). Effect of problem-solving-
based diabetes self-management training on diabetes control in a
versity, Korea; Anna Lee, Doctoral candidate, The University of
low income patient sample. Journal of General Internal Medicine,
North Carolina at Chapel Hill, NC 26(9), 972-978. doi: 10.1007/s11606-011-1689-6
This research was supported by Basic Science Research Pro-
Hill-Briggs, F., & Smith, A. S. (2008). Evaluation of diabetes and
gram through the National Research Foundation of Korea cardiovascular disease print patient education materials for use
(NRF) funded by the Ministry of Science, ICT, and Future with lowhealth literate populations. Diabetes Care, 31(4), 667-
Planning (NRF-2014R1A1A3051163). 671. doi:10.2337/dc07-1365
Address correspondence to Dr. Su Hyun Kim, College of Institute of Medicine. (2004). Health literacy: A prescription to end
Nursing, Kyungpook National University, Daegu 700-422, confusion. Washington DC: The National Academies.
Korea; suhyun_kim@knu.ac.kr Kaplan, S. H., Greenfield, S., & Ware, J. E. (1989). Assess-
ing the effects of physician-patient interactions on the out-
Accepted 31 October 2015 comes of chronic disease. Medical Care, 27(3), S110-S127. doi:
Copyright
C 2016, Sigma Theta Tau International 10.1097/00005650-19803001-00010
Kandula, N. R., Nsiah-Kumi, P. A., Makoul, G., Sager, J., Zei, C.
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