Professional Documents
Culture Documents
Nanciencias en el Sexto
Programa Marco
Unit Nanosciences and Nanotechnologies
Directorate Industrial Technologies
Research Directorate-general
European Commission
2
Estado del arte
3
Nanosciences and
nanotechnologies
European State-of-the-art
4
Publications between
1997 and 1999
USA
Germany
24%
11%
Japan
12% EU-15 France 6%
34%
UK 5%
China 6%
Italy 3%
Sources: A. Hullmann, Nanotechnology: Europe on Top in Nanoscience, in Indinews 2, Internal Newsletter on S&T&I Indicators, EC, 2001, fig.2
5
Patents between
1991 and 1998
Switzerland
Canada
4% Japan
other Countries 2% Germany
4% 13%
15%
EU-15
36%
France
USA 9%
41%
UK 5%
Belgium 2%
Netherlands2%
Italy 1%
other EU ms2%
Sources: A. Hullmann, Nanotechnology: Europe on Top in Nanoscience in Indinews 2, Internal Newsletter on S&T&I Indicators, EC, 2001, fig.3
8
Public-funded Research in Europe:
- strategy
- objectives
- instruments
- rules of participation
10
Nanotechnology in EC
programmes
The European Commission supports a strong
portfolio of activities in nanotechnology
11
Nanotechnology in FP5
Quality of Life (QoL) 17 projects
12
Nanotechnology in FP5 ..
cntd
Competitive and Sustainable Growth
(GROWTH) 60 projects
Materials sciences - nano-ceramics, nano-composites, quantum-dot
opto-electronics materials, molecular diagnostic, GMR, hard disks, nano-
catalysis, (a broad nano-materials programme)
Miniaturisation - Miniaturisation, microsystems,
13
Cost Actions
(European Cooperation in the field of Scientific
and Technical Research)
14
Cost Actions
(in the nano field)
During the period of the mandate of the NanoSTAG, the number of COST
Actions related to nanoscience and nanotechnology increased enormously
Nanoscience and nanotechnology COST Actions come from:
TOTAL 31
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Sexto Programa Marco
16
At European level
17
Commissions initiatives
National
programmes
Open European
Coordination Research policy
Framework
programme
European
organisations
19
The strategic importance of
nano
20
Key tasks for an EC nano
programme
Nano-technologies represent a new approach to materials
science and engineering. Europe enjoys a strong position in
the nano-sciences, that needs to be translated into a real
competitive advantage for European industry. The objective is
twofold:
to promote the creation of an RTD-intensive European
nano-technology related industry;
and to promote the uptake of nano-technologies in
existing industrial sectors.
EC proposal for Council decision
Specific Programme implementing FP6
COM(2001)279
21
FP6 : The Sixth
Framework Programme
12 13,22
10
8
6
6,6
4 5,39
2 3,75
0
1984-1987 1987-1991 1990-1994 1994-1998 1998-2002 2002-2006
24
Sixth Framework
Programme
Main components
BASIC PRINCIPLES
Structuring
effect: through a Coordination -
Concentration: stronger link Simplification
on selected with national,
priority research regional and
areas other European
initiatives
25
FP6:
Budget 2002 2006 (excluding Euratom)
Focusing and Integrating ERA 13345
Pr 1 genomics and biotech for health 2255
Pr 2 information society technologies 3625
Pr 3 nanotech, intelligent mat, production 1300
Pr 4 aeronautics and space 1075
Pr 5 food safety and health risks 685
Pr 6 sustainable dev & global change 2120
Pr 7 citizens and governance 225
Pr 8 anticipating needs (INCO, CRAFT, JRC, etc) 2080
TP3 will be the main focus for nano, and will assume co-
ordination responsibility
27
Priority 1: Life sciences, genomics
and biotechnology for health
28
Priority 2: Information Society
Technologies
Nano-electronics
Opto-electronics, photonics
Micro-nano technologies
29
Priority 3: Nanotechnologies and nanosciences,
knowledge-based multi-functional materials and
new production processes and devices
Long term interdisciplinary research
Nano-biotechnology
Nano-engineering, structural and functional materials, devices
Tools and techniques, nano-manufacturing
Applications in health, industry, environment,
Biological self-assembly
Bio-catalysis
Supra-molecular self-
assembly
Networks of
Integrated Excellence
Projects (IP) New Instruments
(NE)
Specific Targeted Research Coordination Actions
Projects (STREP) (CA)
Traditional projects
Stairways of excellence
35
New Instruments
- IP for SMEs
Specific conditions
At least 50% of the partners are SME
SME budget participation is considerable, but
there is no specific minimum percentage of the
total budget
Duration recommended to be maximum 4 years
Size generally smaller than other IPs but still
considerable with an average estimated EC
funding around 7 M
36
Instruments
Traditional Instruments
37
Instruments
Specific Targeted Research
Projects (STREP):
Aim : research exploring the frontiers of
knowledge and supporting long-term innovation
Multidisciplinarity and complementarity of
participants
Highlight industrial benefits/impact
Role for high-tech SMEs
Think of possible follow-up : further
research/incubator for an IP
No pre-proposal check
One stage submission
40
First Call
very large participation
41
First Call
Type of partners per instrument
Number of Partners in the IP Proposals Number of Partners in the IP / SME Proposals
by Activity types for NMP1 & NMP2
IP by Activity types for NMP1 & NMP2
RES HE
IP/SME
RES 13%
HE Other 14%
23% IND
32% 7%
10%
Other OSME
4% 11%
OSME IND
ISME ISME
6% 18%
17% 45%
Number of Partners in the STREP Proposals Number of Partners in the NOE Proposals
by Activity types for NMP1 & NMP2
STREP by Activity types for NMP1 & NMP2 NE
RES HE
27% HE 51%
37%
Other RES
2% 32%
42
First Call
Very high overall number of IP
and NE proposals
Stage 1 evaluation:
recommended the
77 best quality
proposals
Stage 1 Stage 2 evaluation:
to recommend the
406 proposals order for funding
about Stage 2
6000 M
76 proposals 51 proposals above thresholds
requested
about for 788 M requested
1200 M requested
260 M available for
this call...
43
Topics in the 26 first ranked
proposals
Prod
14 NoEs
Some key topics
lower in the list, but 12 IPs
covered under Robotics
other calls
Industrial machinery
Micro-
Micro-manufacturing Chemical technologies
Int
Medical systems Coatings Textile
Instrumentation
Electronics New material processing
From interfaces
Nanotubes to tissue engineering Materials by design
Nano Nano-
Nano- fundamentals Functional Intelligent Materials Mat
44
Partners in the first
26 proposals
45
First Call
Very high overall number of
STREP, CA and SSA proposals
above the
thresholds
Stage 1
to recommend the
457 proposals order for funding
47
STREP & CA coverage
75 STREPs
Coatings, chemical Prod
technologies, 5 CAs
diagnosis, well Production techn. (main + reserve
covered in STREPs list - no SSAs)
Biotech
48
Partners:
proposals retained
49
expanding
knowledge
self-assembling
molecular
mechanisms
interfaces
= NoE
bio/non bio
nanotubes
instrumentation
= IP new prod
technol
tissue
engineering
First Call, Priority 3
mat by design
= STREP
sensors
which have passed the evaluation -
50
Distribution per topics of the projects
First Call
Examples - projects under negotiation
- Expanding the knowledge in - Nanoscale quantum simulations for
size-dependent phenomena nanostructures and advanced materials (NoE)
-Self-organisation and self- - Self-assembled semiconductor nanostructures
assembling for new devices in photonics and electronics
(NoE)
- A network for bringing NANOtechnologies TO
-Interfaces between biological
LIFE (NoE)
and non biological entities
- Cell programing by nanoscaled devices (IP)
-Carbon nanotubes for applications in
- Engineering techniques for
electronics, catalysis, composites and
nanotubes and related systems
nanobiology
52
First Call
Lessons learnt
54
International co-operation
ERA and FP6 place an increased emphasis on international
co-operation: a global role for European science and technology
http://www.cordis.lu/fp6/inco.htm
The FP6 is open to participants from virtually all the Countries in the world
Specific agreements concerning nano are in place, see e.g.:
http://www.cordis.lu/nanotechnology/src/intlcoop.htm
55
Three major routes for international
scientific co-operation in FP6
Opening of Focusing and Integrating Community
Research
Research to Third Country organizations (with
substantial funding)
Specific measures in support of international co-
operation *
International mobility of researchers *
Over and above these three major routes, the
international dimension is a cross-cutting issue
which concerns the whole Framework Programme
* On that matter, please consult amongst others:
http://www.cordis.lu/fp6/inco.htm and
http://www.cordis.lu/fp6/mobility.htm 56
for a broader international
cooperation in the framework of
57
Opening of Focusing and Integrating
Community Research to Third Country
organizations
Who can participate?
Third Countries: in addition to the minimal number of
participants from Member States and Associated Countries
Who can be funded?
Third Countries:
INCO target Countries (Developing Countries,
Mediterranean partner Countries, Western Balkan
Countries, Russia and the other NIS): within limit of
budget
Other Third Countries: if necessary to carry out the
RTD activity or provision is made in the
workprogramme; please check carefully the
appropriate part of the workprogramme(s)
58
Specific measures in support
of international co-operation
Dedicated international cooperation activities
which are relevant to some groups of countries or
regions with own calls for proposals
Strategic objective
To lend support, in the scientific and
technological field, to the implementation of
the Communitys foreign policy and
development aid policy
Overall focus
mutual interest
59
Specific measures in support
of international co-operation
These activities will be carried out:
To complement the activities in the thematic priorities
By means of specific targeted research projects of a
limited scale, actions to coordinate national efforts
and, specific support measures
Problem oriented approach on a regional basis, policy
dialogue and prioritization
Research priorities defined on the basis of
the interests and objectives of the Communitys
political partnership with the different groups of
countries
the particular economic and social needs of
countries and regions concerned
60
International mobility of
researchers
A coherent set of actions to support international
mobility of researchers in the framework of the
specific programme Structuring the ERA.
With a view to further reinforcing the human
potential for European research, these actions will
aim to
attract the best and most promising researchers
from third countries
promote the training of European researchers
abroad
Two main types of grants:
incoming fellowships with possibility for return
ticket
outgoing fellowships 61
International mobility of
researchers
62
International Scientific co-operation
Mechanisms for priority setting
65
SME dedicated actions
in FP6
Collective Research
66
SME dedicated actions
in FP6
Duration
IPs for SMEs
Collective
STREPs (R&D)
CRAFT
Ambition
67
CRAFT
9 available budget in 2003: 155 Million
9 project size 0,5 to 2 Million
9 1 to 2 year duration
9 participation of individual SMEs
9 dedicated to specific RTD and innovation
needs
9 covers the whole field of science and
technology
68
Collective Research
9 available budget in 2003: 40 Million
9 project size 2 to 5 Million
9 2 to 3 year duration
9 participation of industrial associations /
groupings of SMEs
9 dedicated to specific RTD, innovation and
training needs
9 covers the whole field of science and
technology
69
SME role-instruments in FP6
Instrument SME main Role
Integrated Projects (IP) Support to SMEs & Technology
transfer, exploitation
Networks of Excellence (NE) Specific dissemination or training
activities for SME
Integrated Projects/SME (IP/SME) Leaded by high tech SMEs for
the exclusive benefit of SMEs
Specific Targeted Research
Projects (STRP) Technology validation,exploitation
for SMEs
Transformation and modernisation of SME
intensive traditional industries
-> Large participation of SMEs
71
Integrated Project dedicated
Call to SME
72
Success Rates
36 190 M
S u b m itte d
R e ta in e d a fte r
51 M s ta g e 1
8 27% 40 M
22% 5 -7 In d ic a tiv e
a fte r s ta g e 2
21%
15-20%
N um ber E C F u n d in g
73
Organisation type participation
Retained Proposals
Industrial
SME Other SME
46% 7%
Other
4%
Other
Other 8%
Industry Research
Education
10% 13%
13%
74
Technologies / Sectors
Addressed
Trad. Consumer Industries
IT / Automation
Mechanical Techn.
Eco Industries
75
Some observations
The overall the experience concerning the IP-SME
instrument is very positive. Integration character
of the projects is suitable for SME needs.
The number of proposals received was somewhat
limited but for the next call(s) more interest is
expected.
Breakthrough aspects are concentrated on long-
term objectives for the industry rather than
breakthrough research
Financial engineering, non RTD modules and
technology implementation and dissemination are
important elements for improvement
76
For more information
77
Futuras convocatorias
78
Second Call
General principles
79
First Call
Revission of 2-stage evaluation
(under discussion) 80
First Call
Revission of 2-stage evaluation (cont.)
Stage 1
IP NE
Relevance to call Relevance to call
Potential Impact Potential Impact
S/T excellence
(preliminary) 82
Topics
Next Call 2004
AREA 1:
Nanosciences and Nanotechnologies
Focus on 9 topics:
Self-organisation and self-assembling (STREP)
Molecular motors (STREP)
Expanding knowledge in size-dependent phenomena (SSA)
New knowledge on interfaces for new applications (STREP)
Nanostructured surfaces (IP)
Industrially relevant production of nanoparticles (IP)
Characterisation/ manipulation, devices & techniques (STREP)
Impact on human health and environment (SSA; CA)
Ethical, legal, social aspects of research
in nanotechnology (SSA)
83
Topics
Next Call 2004
AREA 2:
KB multifunctional materials
Focus on 10 topics:
Understanding materials phenomena (NE, CA)
Modelling and design of multifunctional materials (STREP)
Materials processing by radically innovative techn. (STREP)
Development of nanostructured materials (IP)
Intelligent biomaterials for tissue repair / regeneration (STREP)
Tribology-related surface eng. for multifunctional materials (IP)
Bio-inspired and Organic/Inorganic Hybrid materials (STREP)
Higher perf. multi-materials for macro-scale applications (IP)
Measurement and testing of new multi- functional materials (CA)
Mapping and foresight activities (SSA)
84
Topics
Next Call 2004
AREA 3:
New Production Processes / Devices
Focus on 7 topics:
User-friendly prod. technologies, factory of the future (IP, CA)
New prod. technologies for high added value products,
exploiting nanoscale precision engineering techniques (IP)
Support to the dev. of new KB added value products / services
in traditional less RTD intensive industries (IP for SMEs)
Hazard reduction in production plant and storage sites (IP)
Support to the development of new KB and sustainable
processes and eco-innovation (IP for SMEs)
Safety, environmental technologies for ind. production (STREP)
Increasing "user awareness" for sust. consumption (CA, SSA)
85
Topics
Next Call 2004
86
Second Call
Area 5 (New): Cross-priorities activities
and link to other research topics
(preliminary) 88
Second Call
(preliminary) 89
Second Call
Key-recommendations
for submission of next proposals!
Be sure that your objectives fit properly the call topic
For the New Instruments:
- ensure the appropriate critical mass
- ensure sufficient industrial participation
- be sure that supporting modules for RTD actions are
included (e.g. training, TT, spin-offs, IPR, ethics, etc.)
Develop an ambitious plan of activities
Ensure effective management
For IP: highlight how results can be translated into
products and services
For NE: long lasting integration (different from co-
ordination!) is CRUCIAL
REMEMBER: in STAGE 1- only KEY ELEMENTS of IP and
NE emphasizing the ADDED VALUE for Europe (Strict
20 page limit)
90
In conclusion ...
FP6 represents a real change: contributing to the
European Research Area (ERA)
And for a younger public or for those who know little of science ...
http://www.cordis.lu/nanotechnology/src/young-public.htm
93
and more
www.europa.eu.int/comm/research
www.cordis.lu/fp6
www.cordis.lu/nanotechnology