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Social value economy

A Survey of the Social Enterprise


Landscape in India

December 2016
www.britishcouncil.in

A Survey of the Social Enterprise Landscape in India 1


Published by:
British Council
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New Delhi 110 001
India

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2 Social Value Economy


Contents
Overview of the Study 6
Executive Summary 8
Existing Research on Social Enterprises 11
History of Social Enterprise in India 12
Overview of Key Actors Supporting Social Enterprises in India 14
Study Design 17
Survey Findings 22
Comparisons with the UK 32
Conclusions 34
Social Enterprise Stories 36
Acronyms 40
Bibliography 41
Annex 1: Social Enterprise-Related Policies and Government Initiatives in India 42
Annex 2: Social Enterprise-Related Academic Courses in India 48
Annex 3: Interviewees and Workshop Participants 54
Annex 4: Survey Questions 57
Annex 5: Key Players in the Social Enterprise Ecosystem in India 63
Annex 6: Additional Insights from Survey Respondents Not Classified as Social Enterprises 66

A Survey of the Social Enterprise Landscape in India 3


4 Social Value Economy
Foreword

During the UK-India Tech Summit findings are based on responses


last month, both Prime Ministers from 258 social enterprises in
emphasised working together India, of which 24% are led by
to promote employability and women and 27% by youth. The
entrepreneurship. primary beneficiaries are found
to be women and disadvantaged
The field of social enterprise is an communities.
area of mutual learning between
India and UK and the British This report builds on the 2015
Council supports research and report: Social Enterprise Policy
practice of this emerging sector Landscape in India which
in 28 countries around the world. includes a recommendation on
establishing an Inter-Ministerial
This report forms one part of a co-ordination group for social
research programme carried out enterprise.
in India, Pakistan, Bangladesh Alan Gemmell, OBE
and Ghana. It is informed by This report is a useful baseline Director, British Council India
the methodology adopted in survey, expected to serve as a
mapping social enterprises in the key reference point for interested
UK over the past decade and its parties on the subject.

A Survey of the Social Enterprise Landscape in India 5


overview of the study

The main aim of the study was disseminates best UK and global It will serve as a baseline
to better understand the profile practices to assist policy makers survey. The survey has also
of social enterprises in India and in creating and facilitating been conducted in Pakistan,
map the larger ecosystem within ecosystems for social enterprise Ghana, and Bangladesh, with the
which they operate. The study and investment; additional objective of comparing
is a part of ongoing work by the supports educational institutions social enterprise sectors in
British Council under its Global in embedding a social different countries. A similar
Social Enterprise programme, enterprise, exchanging best methodology has been used
which draws on the UK practices, and delivering joint across the four countries, with
experience in social enterprise research on social enterprise; adaptations, where appropriate,
to promote its growth around the to country context.
facilitates the use of social
world. It seeks to build capacity
enterprise approaches in The key aspects that the study
in the sector, forge international
international development endeavours to cover in India are:
networks, and support policy
programmes;
leaders in creating an ecosystem
wherein social enterprise and commissions research and a breakdown of social enterprise
social investment can thrive. organises high profile events activity
Currently running in 28 countries that foster social enterprise and the average annual turnover for
across four continents, the social investment; and social enterprises
programme: build international networks the average number of
linking social entrepreneurs, employees per social enterprise
provides aspiring and existing intermediary organisations and
social enterprises with skills the number of beneficiaries
social investors.
training, consultancy, mentoring, reached by social enterprises
and access to funding; over the last year

6 Social Value Economy


the number of new employees Similarly, the study explores 3. Survey of social enterprises
in social enterprises over the the extent to which institutions (online, telephonic, and in-
last year of higher education in the person)
the proportion of social country currently provide
social enterprise-specific The desk-based review of existing
enterprise employees who are
educational options supporting research on the subject also
women
a new generation of social included accessing the databases
the number of youth-led (under of Ennovent, Ashoka India, Villgro,
entrepreneurs and acting as a
35) social enterprises UnLtd India, Thomson Reuters
baseline to observe how this
the number of women-led social changes over time. Foundation (Trust Law), ACCESS-
enterprises ASSIST, and the World Bank. The
initiatives taken by government Mapping the sector is a challenge stakeholders consulted were
to support social enterprise and this study fully acknowledges from among the practitioners,
activity it. The British Council experts and academicians. The
acknowledges that the survey did survey tool was sent out to over
the number of higher education
not generate a sufficiently large 2400 organisations registered
institutions delivering social
dataset to allow for the results under different segments for-
enterprise-related courses
to be fully representative, but it profit as well as not-for-profit. Of
offers an important sample pool these, 498 organisations were
The report provides an overview
to facilitate more scientific and able to complete the survey.
of the profile of existing social
robust research in future. It is After analysis of their detailed
enterprises, and conducts a brief
hoped that others will build upon responses, 258 organisations
analysis of the existing support
it and that the British Council will were qualified as social
system for the sector in India.
be able to conduct a follow-up enterprises under this study and
The information gathered through
survey in five years time. were sought later on to gather
this research is intended to
additional insights through
benefit the work of existing social
The study was led by Ennovent interviews.
enterprises supporting the work
India Advisors Pvt. Ltd. with the
of donors, investors, incubators
support of Aspen Network of
and accelerators, researchers,
Development Entrepreneurs
and development practitioners. It
(ANDE). The survey and the
is also intended to provide helpful
research methodology were
information for the government
designed in consultation with
in terms of supporting an
SEUK, ODI, and UnLtd UK. The
ecosystem and favourable policy
study was divided into three
landscape. By giving stakeholders
interrelated phases:
a clear picture of the existing
scenario, this study will help 1. Desk-based review of
them identify areas where their existing information on social
intervention is most needed. enterprises

2. Stakeholder interviews and


discussion groups

A Survey of the Social Enterprise Landscape in India 7


Executive Summary

Social enterprises address social contributing to their study design, Total value of the social
and environmental problems methodology and sampling enterprise sector: The study
through innovative business frame. It has attempted to answer has not ascertained the total
solutions that improve the lives some questions, while posting value of the social enterprise
of underserved communities. additional questions for future sector. This would require
They are businesses which research. obtaining the average turnover
trade for a social purpose, of different organisation types
re-invest surpluses into their There are two components to that qualify as social enterprises
social objective, and make the study: and amalgamating those together
themselves accountable for (i) Surveying social enterprises after assigning value and weights
their actions, rather than simply to collect data on key to those figures vis--vis their
maximising profits for owners and indicators, which are GDP contribution.
shareholders. currently unavailable;
Average annual turnover:
The survey finds that social (ii) Taking stock of the existing The average annual turnover
enterprise is a growing and support system available for of those classified as social
dynamic sector of the Indian social enterprises through enterprises was INR 7.8 million
economy that is creating jobs government policy and (GBP 80,000), and nearly three-
for disadvantaged groups, programmes of institutions quarters of the social enterprises
empowering women, and of higher education. expect a substantial increase
addressing social exclusion in their turnovers in the next
Findings from the survey of
across the country. financial year. 78% of the social
258 social enterprises
enterprises aim to expand into
However, there is limited data These findings can be classified new geographical areas, and 73%
available about their activities, into two categories - those of the ventures aim to increase
and only a handful of research relating to economic value their customer base in the
has been done in the past to creation and those related to coming years.
gauge the size and scope of employment and beneficiary
this fast-growing space in India. characteristics as follows. Engaged in business: 80% of the
This study seeks to expand social enterprises earn more than
our knowledge of this sector Economic Value Creation half of their incomes from trading
and has taken into account the Sector focus of social activity (the activity or process
findings of previous researches enterprises: 53% of the social of buying, selling, or exchanging
on the subject. It employed both enterprises are engaged in skill goods or services), whereas 45%
secondary as well as primary development activities; 30% in of them are earning all of their
research tools and was modelled education; 28% in agriculture, income from trading activity.
on best practice research fisheries, and dairy; 26% in
methodologies developed in the financial services; 26% in energy Making a profit/surplus and
UK over the past several years and clean technology; 22% in furthering social objectives:
to map social enterprise activity healthcare; 17% in non-farm 43% of the social enterprises
there. livelihood; 16% in food and reported a profit/surplus, with
nutrition; and 14% in water another 22% breaking even.
It is expected that this study will and sanitation. Only 5% of Almost 80% reinvest a proportion
serve as a reference point for social enterprises are active in of the surplus in furthering their
future studies on the subject, affordable housing space. social or environmental goals

8 Social Value Economy


through growth and development 50% provide skills training to Beneficiary outreach: While
activities. vulnerable groups. mapping the beneficiaries served
by the 258 social enterprises, it
Finance, funding, and barriers Women leadership and emerged that 70% of the social
faced: 85% of the social employment: The study found enterprises are working with
enterprises faced financial that 24% of the social enterprises individuals from socially and
constraints while trying to secure mapped are led by women, while economically disadvantaged
finance or funding, compared 25% of the full-time employees communities, 82% are working
to only 15% of mainstream and 65% of the part-time with women, 31% are working
businesses. The major constraint employees are women. Over with differently-abled individuals,
identified by social enterprises 70% of the female-led social and 46% are working with
is the lack of access to investors enterprises employ higher than children, indicating a significant
due to limited networks. the average proportion (25%) of social impact on the country and
female staff employed by social its people.
Employment and Beneficiary enterprises in general.
Characteristics Government Policy and
Average number of employees: Youth leadership: The total Initiatives by Institutions of
The social enterprises have number of youth-led (under Higher Education
19 employees on average (17 35 years) social enterprises
Favourable government
full-time and 4 part-time). In was 27%. 57% of the social
policies: The study mapped
comparison, MSMEs employ 2 enterprises are also led by
39 social enterprise-related
people on average and the NGOs individuals between the ages of
government policies and
about 5 people. 25 and 44 years.
schemes. Of these, 26% of the
A growing sector: Close to half key policies had been framed
Employment generation: The
of the identified social enterprises by the Ministry of Micro, Small
total number of new employees
are five years old or younger. & Medium Enterprises and 16%
added by the 258 social
by the Department of Financial
enterprises in 2015 was 13,077,
Quality of staff: Over 50% of Services (Ministry of Finance).
whereas the total employment
generated by these was 61,548, the social enterprises feel that
there is a shortage of adequate Support through institutions
comprising both full-time and
managerial and technical of higher education: The study
part-time personnel. The study
personnel in the social enterprise mapped 42 institutions of higher
has not been able to determine
sector. By comparison, less education delivering social
the total employment generated
than 10% of the mainstream enterprise-related courses. 88%
by social enterprises in the
businesses face this constraint. of the courses offered are of
country due to lack of adequate
the masters level, and 46% are
evidence. More than half of
the social enterprises create
direct employment by hiring
from disadvantaged groups in
their workforce, nearly two-
thirds work with the objective of
creating employment, and over

A Survey of the Social Enterprise Landscape in India 9


full-time degrees, indicating an countries. It found that the UK has survey adds to the findings of
interest in positive change from made a long-term commitment the previous survey, and this has
young people and their career to mapping social enterprise helped to refine the methodology
choices. activity, enabling data to become and expand the data-sets
more robust and meaningful on social enterprise. Table 1
Comparison with the UK over time. The first survey of this presents a quick comparison
The research briefly delved kind was done in the UK in 2007, between the characteristics of
into the UK experience in social and thereafter every two years, social enterprises in India and the
enterprise to explore common namely in 2009, 2011, 2013 and UK.
grounds between the two the latest in 2015. Thus, each new

Table 1: Comparison in India-UK findings

Social Enterprises in India Social Enterprises in the UK


22% in healthcare 19% in health and social care
Average turnover 80,000 Average turnover 151,000
24% by women leaders 40% by women leaders
27% by young leaders under 35 years 24% by young leaders under 35 years
88% of HE institutions support SEs 80% of HE institutions support SEs
80% of social enterprises earn more than 50% of their 73% of social enterprises earn more than 75% of their
income from trading activity income from trade
70% of social enterprises are working with individuals from 31% of social enterprises are working in the top 20%
socially and economically disadvantaged communities most deprived communities

10 Social Value Economy


existing research on
social enterprises

In the past decade, India has Despite the developing Organisations like Intellecap,
witnessed considerable growth ecosystem and valued potential Villgro, Dasra, UnLtd, Shujog,
in its social enterprise activity. of the sector, limited literature GIZ, Asian Development Bank,
The number and quality of is available on social enterprises British Council, and Okapi have
innovative ideas and business in India. Indicators such as the contributed significantly to the
plans have improved due to number of social enterprises understanding of social enterprise
growing awareness, support, and in India, their contribution to in India, producing reviews of
quality training and workshops Indias GDP and workforce, the overall landscape (Intellecap,
available for social entrepreneurs and characteristics of social 2012: Asian Development Bank,
and social enterprise leaders. enterprise leaders are still 2012), sectoral and regional
The social enterprise ecosystem unclear. Moreover, there is lack studies (Intellecap, 2012a; GIZ,
has evolved with support of a holistic understanding of the 2014; Villgro and Okapi, 2014),
organisations providing direct, government policies and courses reports on human resourcing
indirect, financial, and advisory offered by higher education challenges (Intellecap, 2012b),
assistance to social enterprises. institutions that seek to support social innovation (Shambu, 2013),
the social enterprise sector in and policy contexts (Darko et al,
India. 2015).

A Survey of the Social Enterprise Landscape in India 11


history of social
enterprises in india

Social impact and entrepreneurship is deeply rooted in the Indian ethos. Some of the
major historical milestones in the social enterprise sector in India are:

1950: Land Gift Movement a professionally managed introduced in India when Ashoka
and Amul Dairy Cooperative and privately owned supply set up operations in 1981. Ashoka
Vinoba Bhave, Indias first social chain. They took ownership of formed a community of change-
entrepreneur, founded and distribution and lifted themselves makers who sought to design,
led the Land Gift Movement in out of poverty. launch, and scale high-impact
South India. He facilitated the ideas in low-income markets.
redistribution of over seven These two movements set the
million acres of land to Indias precedent for Indias future social 1995-96: Sustainable Business
poor and landless. The movement enterprises. Models In 1995, Harish Hande
is credited with creating a moral set up SELCO Solar, a social
ambience that put pressure on 1960: Fabindias Community- enterprise which provided low-
the rich to assist the deprived. Owned Business Model In 1960, cost products, servicing, and
John Bissell founded Fabindia financing through Grameen
Simultaneously, in West India, Dr. and linked 80,000 artisans to the (village) banks and cooperative
Verghese Kurien transformed urban market by making them societies.
the Amul Dairy Cooperative the shareholders. Fabindias
(established in 1946) and spurred unique community-owned model In 1996, realising the need to
the white revolution, turning offered artisans a regular income attract mainstream financial
India from a milk-deficient and also dividends from the resources, Vijay Mahajan (the
country into the worlds largest companys growth. President of Microfinance
milk producer. Amul was the Institutions Network of India)
first business model where low- 1981: Ashoka The term social conceptualised BASIX, an
income dairy farmers formed entrepreneurship was formally institution devoted to promoting
livelihoods for the poor on a
sustainable basis.

12 Social Value Economy


At a time when limited financial 2007: Indias First Social for non-profit social enterprises
and non-financial support was Enterprise Related Academic in India, because a lot of such
available to social entrepreneurs, Course In 2007, recognising the funding can go there.(Source:
SELCO and BASIX developed growing interest in this sector YourStory). The original legislation
sustainable business models for in India, Tata Institute of Social of the Companies Act was
bringing rural services to poor Sciences, Mumbai, introduced revised later to exclude the term
households. the first course with social social business under the list of
business focus Masters in Social activities that corporations can
1997: Indias First Social Entrepreneurship. This move take up for their CSR initiatives.
Venture Capital Firm In created a viable and sanctioned
1997, Grassroots Innovations pathway for a new generation of The social impact space in India
Augmentation Network became socially-motivated entrepreneurs has evolved considerably in the
Indias first non-profit social and leaders. past decades and continues to
venture capital fund. It marked evolve still.
the beginning of what is now 2009: Sankalp Summit In 2009,
an extensive network of social Sankalp Forum hosted the first
enterprise enablers. social enterprise-focussed
gathering in Mumbai. It brought
2001: Indias First Impact together diverse players in the
Investment India saw its first social sector, from entrepreneurs
impact investment in 2001 when to investors, funders, and other
Acumen Fund invested in Aravind enablers. This community in India
Eye Hospital. has now evolved into a network of
over 400 stakeholders.
In the same year, Vineet Rai
established Aavishkaar Indias 2013: Companies Act, 2013 The
first for-profit impact fund. Act mandates that corporates
The presence of the Acumen spend 2% of their net profits on
Fund and Aavishkaar in India corporate social responsibility
spurred the demand for early- activities. According to Paul
stage investments in for-profit Basil, Founder of Villgro, This
organisations with a social impact. 2% is going to do a lot of good

A Survey of the Social Enterprise Landscape in India 13


overview of key actors supporting
social enterprises in india

Cooperative and community-owned business models like Amul and Fabindia have existed in India
since the 1950s, and the global social entrepreneur support organisation, Ashoka, introduced the
term social entrepreneur in 1981. The Indian social enterprise ecosystem is the most developed
in the developing world, with a wide and growing range of domestic and international investors and
support organisations. This section provides a brief overview of some key actors and their activities.

Incubators and Accelerators ventures scale their impact and Seed Funding Typically, seed
Social enterprise incubators like profits by providing strategic investors invest from INR 15
UnLtd India and Villgro provide advice and business support. lakhs to INR 1 crore (15,000
financial and advisory support Since 2011, it has supported five to 100,000). Examples include
to seed-stage and early-stage social enterprises working in Unitus Seed Fund and Impact
social entrepreneurs who are energy, healthcare, education and Investment Holding.
looking to develop and pilot their skills development. Early-Stage Funding These
social impact ideas. Villgro is funds invest in early-stage
A majority of the incubators
further involved in evolving social companies with investments
and accelerators in India are
enterprise ecosystems in Tier- from INR 1 crore to INR 6.75
located in urban locations
II and Tier-III cities through its crore (100,000 to 700,000).
due to better infrastructure,
Unconvention initiative. Examples include Aavishkaar
availability of clients, access to
Fund, Indian Angel Network,
India also has a small number of networks, funding and business
Elevar Equity, LGT Venture
accelerators that directly support development. More are needed
Philanthropy and Venture East.
social enterprises by facilitating in non-urban locations to serve
regional entrepreneurs and Growth-Stage Funding The
access to funding, mentoring, investments at this stage are
conducting workshops and ensure inclusivity.
commonly over INR 6.75 crore
training, refining business models (700,000) but are rarely made.
Impact Investors
and innovations, and providing There is a lack of investors and
research support to measure There are over 50 impact funds
funds in India that have a purely
impact. Some of the prominent and investors operating in India.
scale focus. Examples include
accelerators in India are Impact They are mainly located in four
Lok Capital, Grassroots Business
Investment Holding, the Centre cities Bengaluru, Mumbai, New
Fund, Bamboo Finance, Acumen
for Innovation Incubation and Delhi, and Chennai. According
Fund, and Aavishkaar Fund.
Entrepreneurship at the Indian to a 2014 study, $1.6 billion has
Institute of Management, been invested in 220 social
In 2015, Aavishkaar invested INR
Ahmedabad, and Dasras Social enterprises from 2000 to 2014
4.2 crore (465,000)2 in Ergos
Impact Accelerator Programme. (Intellecap, 2014).
Business Solutions and INR 32
crore (3.5 million) in Connect
Impact Investment Holding Impact investors engage with
India. Acumen Fund invested INR
invests up to 300,000 social enterprises at multiple
11 crore (1.2 million) in Sahayog
(~250,000)1 in early-stage social stages:
Dairy, INR 4.4 crore (480,000) in
enterprises and also helps these
1
1 EUR = 0.83 (as on 28 June, 2016) 2
1 INR = 0.011 (as on 28 June, 2016)

14 Social Value Economy


SEED, INR 6.8 crore (750,000) in and Rockefeller Foundation of the companys CSR policy.
BioLite, INR 2.7 crore (300,000) fund incubators and support The mandate has considerably
in Frontier Markets, and INR 1.7 organisations like Villgro and increased the funds available for
crore (190,000) in Ignis Careers. Ashoka. Organisations like GIZ, non-governmental organisations
DFID, and NESTA support and/ (NGOs) in India.
Out of the total impact or conduct research in the
investments in India as of 2014, social enterprise space, making Chambers of Commerce and
70% were concentrated in important contributions to the Industry Associations
the microfinance and financial sector. There are 24 associations in
inclusion sector. Agri-business, India that predominantly work
clean energy, and healthcare have Some of these institutions have to influence small and medium
attracted investments worth $341 also partnered with government enterprises and thereby carry
million (256 million)3 (Intellecap, agencies. DFIDs Samridhi Fund in the potential to support social
2014). By the end of 2014, three collaboration with Small Industries enterprises. Industry associations
follow-on investments had Development Bank of India are fostering growth in the social
been made in social enterprises supports scalable businesses in enterprise space by providing
working on water and sanitation. eight low-income states. USAID in accreditation and empanelment
collaboration with the Federation facilities, enabling access to
Multilaterals and Donor of Indian Chambers of Commerce corporate donors, providing
Agencies and Industry provides seed networking opportunities with
Multilateral agencies operate funding, grants, incubation, and peer entrepreneurs, conducting
in the social enterprise sector accelerator services through the seminars and discussions,
through impact investors, Millennium Alliance. running grand challenges and
incubators, and accelerators funding awards, and producing
by funding and collaborating Corporations
knowledge products. Prominent
on immersion and incubation The biggest step towards industry associations include the
programmes, capacity-building engaging the private sector in Federation of Indian Chambers of
workshops, and research studies. social development has been the Commerce, Associated Chambers
Agencies fund programmes, amendment to the Companies of Commerce and Industry of
organisations, events and awards Act, 2013. The Act made it India, the Confederation of Indian
to promote innovation and social mandatory for companies with a Industry, the National Association
enterprise. Direct support in the net worth of INR 500 crore (55 of Software and Service
form of grant equity and debt to million) or more, or a turnover Companies, and the Indian Impact
social enterprises is also on the of INR 1,000 crore (110 million) Investors Council.
rise. or more, or a net profit of INR
5 crore (550,000) or more, to Online Platforms and Media
The UK Department for constitute a committee towards Online communities and platforms
International Development (DFID) corporate social responsibility promote, support, and publish
and GIZ have collaborated with (CSR). The act mandates that news about the social enterprise
Intellecap to set up the virtual at least 2% of the average net ecosystem. YourStorys Social
incubation platform Start-up profits made during the three Story segment is a media
Wave. The Lemelson Foundation, immediately preceding financial platform that publishes stories
Michael & Susan Dell Foundation, years are spent in pursuance and updates from the social

3
1 USD = 0.75 (as on 28 June, 2016)

A Survey of the Social Enterprise Landscape in India 15


enterprise sector. Since its Aspen Network of Development and social start-ups, organise
inception in 2008, YourStory Entrepreneurs is a network of events, and conduct workshops
has profiled stories of over more than 110 organisations in and programmes that facilitate
15,000 entrepreneurs in India. India (and over 240 globally), networks and learning for
Other media platforms include encouraging entrepreneurship in entrepreneurs.
The Better India, Think Change the developing world. The Indus
India, and The Alternative. These Entrepreneurs (TiE) is a network Social Innovation Events and
highlight social enterprises that of 13,000 members, including Awards
are doing good work and identify over 2,500 charter members There are numerous events
emerging social enterprises to in 61 chapters (approximately and competitions that actively
watch out for. Newspapers and 15 of which are in India) across promote innovation and social
magazines such as Outlook, India 18 countries. TiEs mission is to entrepreneurship in India. They
Today, Mint, and The Economic foster entrepreneurship globally include the Tata Social Enterprise
Times dedicate sections to social through mentoring, networking, Challenge, NASSCOMs 10,000
business news as well. education, incubating, and Start-Ups, Schwab Foundations
funding. Jagriti Yatra (Awareness Social Entrepreneur of the
Forums and Networks Journey) is an annual train Year Award, Unconvention by
India has active forums where journey that takes hundreds of Villgro, the Manthan Award,
the social enterprise community young Indians, especially those and the Seed Initiative Award.
can discuss, network and from small towns and villages, on The Makerspace movement,
engage more closely with a 15-day, 8,000-kilometre national in which entrepreneurs get
other stakeholders. This allows odyssey to meet social and together to create, invent, learn
organisations to share updates, business entrepreneurs around and brainstorm, has gained
opportunities, and challenges the country. momentum. Examples include
across sectors and locations. Kerala Startup Missions Fablab,
The Sankalp Forum is the largest Co-working Spaces and the Workbench Project
gathering of stakeholders from The co-working culture in India in Bengaluru. These events
the social enterprise sector in is brimming with opportunities. allow social enterprises to test
Asia. National Entrepreneurship Spaces such as Bombay Connect, products and services in front of
Network supports student 91Springboard Ventures, Jaaga, an audience and build networks
entrepreneurship across colleges Numa Bangalore, and Alpha and teams.
and institutions in India. The Lab host young commercial

A majority of the incubators and


accelerators in India are located in urban
locations due to better infrastructure.

16 Social Value Economy


study design

Defining Social Enterprise directly improve the lives and and to principally re-invest
Various countries and livelihoods of those residing at a proportion of its profit or
organisations have attempted the bottom of the social pyramid. surplus either back into the
to define a social enterprise business or for a social or
The Asian Development Banks environmental cause.
by incorporating the revenue,
India Social Enterprise Landscape
purpose, and impact aspects as
Report looks at social enterprises The database created for the
accurately as possible.
in terms of triple bottom-line research included:
The EMES network defines returns. They address social and
environmental needs, such as All organisations which describe
social enterprises thus: Social
affordable health services and themselves as social enterprises
enterprises are not-for-profit
private organisations providing energy, and have a financially All organisations which are
goods or services directly sustainable revenue model (or described by others as social
related to their explicit aim to plan to become sustainable in the enterprises (e.g. in reports,
benefit the community. They near future). during key informant interviews,
generally rely on a collective stakeholder databases)
There are some elements
dynamic involving various types The survey was sent to
common to all the definitions:
of stakeholders in their governing organisations that fit the above
bodies. They place high value on Social return broad definition.
their autonomy, and they bear
Goal/mission to achieve social, The research conducted so far
economic risks related to their
cultural, community-based, on social enterprises in India
activity.
economic and/or environmental has largely been focussed on
The Social Enterprise Alliance, outcomes social enterprises registered
USA, states that, a social Redirection of a significant as private limited companies,
enterprise is an organisation portion of surplus in the pursuit partnerships and sole ventures.
or initiative that marries the of social and environmental This study does not distinguish
social mission of a non-profit or goals between social enterprises on
government program with the the basis of their legal structure
market-driven approach of a Financial return and, instead, looks at whether
business. Business that earns revenue the organisation has a revenue
Aims to be financially model. Any for-profit or not-for-
The UK Government defines a profit organisation with a revenue
sustainable
social enterprise as a business model has the potential to qualify
with primarily social objectives Therefore, for the purpose of this as a social enterprise as per this
whose surpluses are principally research, an inclusive and broad study.
reinvested for that purpose. definition has been used in order
to be open and flexible about Methodology
Intellecap in India recognises
defining social enterprises: The research comprised three
social enterprises as independent
phases:
businesses with the goal of A business with a primarily
generating profit, having an social or environmental 1. Desk-based review of
explicit mission to create social purpose, which aims to be existing information on social
impact whose operations financially self-sustaining enterprises

A Survey of the Social Enterprise Landscape in India 17


2. Stakeholder interviews and Delhi (at the GIZ India office) Focus Group Discussions
discussion groups to validate the methodology Nine focus group discussions
and plan outreach. A field visit (FGDs) were conducted with
3. Survey of social enterprises to Guwahati (North-East India) experts in the following sectors:
(online, telephonic, and in- was carried out to interview financial services, affordable
person) entrepreneurs and enablers in the housing, water and sanitation,
region. The purpose of the zonal energy and clean technology,
Desk-based research
workshops was to discuss interim education, healthcare,
Desk-based research was findings from the survey and the agriculture, dairy, and fisheries,
conducted to identify and review desk research pertaining to the skill development and non-
existing literature on social specific zone of the workshop. farm livelihood, and forest
enterprise activity in India and Discussions revolved around and environment. 33 experts
explore the online presence of regional nuances and experiences participated in the FGDs.
social enterprises operating in in the social enterprise sector
India to consolidate a database. and were a networking ground to The following information was
tap into further social enterprise identified and deliberated upon
The information sought through networks. during these discussions: the
the literature review was on social
nature of social enterprises
enterprise activity and ecosystem 81 stakeholders from the social activity in specific sectors,
in India, financial and non- enterprise sector participated support and barriers faced by
financial support environment across the five workshops, the sector in terms of social
in India, Indias private sector, including social enterprises, entrepreneurial work, and specific
small and medium enterprise impact investors, incubators, sector-wise policies that influence
sector, and revenue-generating networks, academic institutions, social enterprise activity.
non-governmental organisational and industry experts.
activity, and social enterprise- Interviews
relevant government policies Workshops organised by external
Interviews were conducted in
in India. The latter included any organisations pertaining to
person and telephonically with
programme or intervention that the social enterprise sector
social enterprise incubators,
could have a direct or an indirect in India were also attended,
impact investors, faculty from
impact on the start-up, operation, including Unconvention Jaipur
academic institutions, social
funding, or investment for social by Villgro, The Huddle 2015 by
entrepreneurs and managers,
enterprises. UnLtd and the Global Social
social enterprise employees,
Entrepreneurship Network,
Key informant interviews and sector experts. Interviewees
Inclusive Finance India Summit by
were spread across South India
Workshops ACCESS-ASSIST, Livelihoods Asia
(Belgaum, Bengaluru, Chennai,
These workshops were hosted Summit by Access Development
Coimbatore, Hyderabad), North
in Delhi (at the British Council Services, Decoding Healthcare
India (Bhopal, Delhi, Gurgaon,
India office), Bengaluru (at the Panel Discussion by Unitus Seed
Jaipur, Lucknow, Nainital,
Ashoka India office), Mumbai (at Fund, Open House: a talk on
Noida), West India (Ahmedabad,
the Thomson Reuters Foundation Global Action on Poverty by TiE
Mumbai), Northeast India
office), and Kolkata (at IIM Bangalore, and Social Enterprise
(Gangtok, Guwahati), and East
Calcuttas Innovations Park). At Policy Dialogue by the British
India (Bhubaneswar, Kolkata,
the onset, an inception workshop Council.
Patna, Raipur). 48 interviews were
was also conducted in New conducted for the study.

18 Social Value Economy


According to survey data,
participants took 28 minutes on
average to complete the survey,

The interviews sought to Reporting and Caveats income-generating sector of


understand the activities of social The survey responses are self- social enterprises from additional
enterprises, the barriers faced declared by social enterprises. services provided in other
by them, and the kind of support 10% of the survey responses sectors would have helped better
available to social enterprises in were randomly cross-checked calculate and understand social
India. through phone calls. Data on enterprise impact and turnover in
beneficiaries is self-reported individual sectors.
Survey Tool Outreach
and has not been verified.
The social enterprise survey was Social enterprises that are
The survey asked the social
central to the study and provided located in metropolitan cities with
enterprises how many different
the main data findings. A draft access to networks and a stable
categories of beneficiaries they
survey was produced by ODI internet connection were more
have supported; no definition of
in consultation with the British likely to respond to the survey
beneficiary was provided.
Council and SEUK, which was in than those social enterprises
turn modified by Ennovent to Survey results have been rounded located in tier-2 and tier-3 cities4
include India-specific editsand off to zero decimal places, due and those that are non-English
then vetted by ANDE. to which some figures might not speaking.
add up to 100%. Some survey
A pilot survey was conducted For the purposes of the study,
questions have multiple answers
with 100 NGOs. These NGOs the term funding is used to
(such as organisations operating
were contacted and surveyed mean grants, donations, and
in more than one sector, or facing
separately to confirm whether or government contracts, and the
multiple barriers); responses in
not they fit the studys definition term finance is used to mean
these cases will add up to more
of a social enterprise (primarily, equity, investment, capital grants,
than 100%.
whether they are trading or not), and loans.
and to test out the survey tool The report gives regional cuts of
According to survey data,
for any language difficulties or data wherever relevant. Where
participants took 28 minutes on
technical glitches. there is a risk of distorted figures
average to complete the survey,
(arising due to outliers, where a
Educational institutions and most did not require any
few large or small organisations
without a specific focus on assistance with it. It was noted
skew figures in their favour), the
the disadvantaged and social that some respondents were
report has used median averages
enterprise accelerators, and reluctant to share financial data.
and not mean averages this
incubators like Ashoka and UnLtd Perceptions about the survey
gives a more accurate picture of
India that are working with social in general were positive, with
the status of social enterprise.
startups, were excluded from many participants acknowledging
the study. Young social startups The survey allowed respondents through optional feedback that
(usually less than 2 years old) to select multiple sectors the survey provided them with the
tend to have earned incomes of operation, but did not opportunity to raise the profile of
below 25%. Such startups were differentiate between the core their organisation and a platform
also excluded from the study, but sector of social enterprise activity to voice their concerns and
it is important to note that they and the additional services (in feedback about the sector.
may potentially qualify as social other sectors) that support the 4
The Indian government ranks cities
enterprises for future studies. core activity. Separating the core by population Tier 2 and 3 cities are
typically regional hubs and more minor
cities, respectively.

A Survey of the Social Enterprise Landscape in India 19


Social Enterprise Survey systematic nor representative Survey data was collected
Sample and Size as the study aimed to maximise between September 30, 2015
Identifying entities to survey the number of responses by and January 2, 2016. The survey
was a significant challenge for including all possible contacts. was predominantly conducted
the project team, mainly due Although outreach sought to through an online survey platform
to a lack of information or the be as inclusive as possible, the called Typeform. Surveys were
absence of any directories of channels used posed a probable also conducted telephonically,
social enterprises. Existing bias in the findings towards urban through email, and in person at
databases of social enterprises, social enterprises with access to workshops.
micro, small and medium sized support networks and the internet
and with fluency in written A total of 498 organisations
enterprises (MSMEs) and NGOs
English. completed the survey (186
were used as one starting point,
private limited; 15 public limited;
where they were available,
We acknowledge these here 215 NGOs, trust and societies; 17
followed by engagement with
and hope that future research partnerships; 3 Section 8; 30 sole
key stakeholders to access their
and surveys can find ways to proprietorship; 1 limited liability;
networks and portfolios.
overcome this potential bias. 2 institutions/university). Using
The survey sample was non-
randomised and non-scientific. Table 2: Social enterprise qualification criteria
The approach taken was to reach
Criteria Question detail Social Enterprise
as many organisations that were classification
reasonably likely to meet the
Impact Does your organisation place Organisations
social enterprise criteria used criteria emphasis on profit first, social/ reporting profit first
for the study (see Table 2). The environmental mission first, or both were eliminated.
databases were not sufficiently jointly?
large to be divided into sub- Profit first
Social/environmental mission first
national or other sub-sets for
Both jointly
more systematic sampling, and (one answer)
using stakeholder portfolios,
Profit/ What proportion of your income Organisations
memberships and networks surplus use comes from earned income? reporting less than
for outreach also meant that a 0-24% 25% as earned
formal sampling process was not 25-49% income were
possible. As such, the surveys are 50-74% eliminated.
75-100%
an indication of social enterprise
(one answer)
activity, not a representative
sample of such activity. In the Income If you do make a profit/surplus, how Organisations which
source is it used? selected Profit
absence of social enterprise Growth and development activities sharing with owners
databases, however, the study Rewards to staff and beneficiaries and shareholders
provides an important first Profit sharing with owners and only were eliminated.
sample pool which can form an shareholders
initial database to facilitate more Cross subsidising
Reserves
scientific sample selection in the Funding third party social/
future. environmental activities
Other
The sampling process was neither (multiple answers possible)

20 Social Value Economy


the social enterprise inclusion enterprises, 210 did not qualify identify themselves as social
criteria, 258 respondents (61 as social enterprises as per the enterprises, none qualified as
NGOs, trust and societies; 9 criteria used for the study. Of social enterprises as per the
section 8; 12 partnership; 150 the 30 respondents who did not definition criteria.
private limited; 10 public limited;
15 sole proprietorship; 1 limited Figure 1: Survey respondents as per social enterprise criteria (Total
liability) were classified as social respondents = 498)
enterprises for the purposes of
this study (52%). Data from the Organisations that placed Organisations with at least
remaining 240 organisations was social/environmental 25% of income from revenue-
mission above or alongside generating activities
also analysed and is reported to
profit-making
contrast with the social enterprise
data.

Out of the 498 survey


respondents, 219 organisations
prioritised social/environmental 309
480
mission over profits, and 261 321
organisations placed social/
environmental mission alongside 258
profit-making. 321 organisations
were earning at least 25% of their
476 321
income from trading and income-
generating activity (and not
grants), and 494 organisations
were using the surplus generated
494
to further their organisations
mission (and not only sharing
the profits with owners and
shareholders).

468 respondents self-identified Organisations that used the surplus


as a social enterprise, and 30 to further organisation mission
did not. Of the 468 respondents
who self-identified as social

This study does not distinguish between


social enterprises on the basis of their legal
structure and, instead, looks at whether the
organisation has a revenue model.

A Survey of the Social Enterprise Landscape in India 21


survey findings

Social Enterprise Leadership these sectors, which are easier to Years of Operation
Age meet for an older professional). The survey indicates that 57%
Indian social entrepreneurs (i.e. The majority of social enterprise of the social enterprises in India
the owners, CEOs, directors of leaders across all sectors are were registered between 2010
enterprises) are most likely to over 35 years old. and 2015, of which private limited
be in their 30s and 40s. The companies formed the highest
Gender
survey found that people aged proportion (71%). Overall, the
35-44 are the most likely to lead 24% of the social enterprises in social enterprise sector seems
a social enterprise (31%). 27% of the survey are female-led. Social to be doubling in size every ten
the social enterprises were led enterprises perform significantly years.
by an individual younger than 35 better on gender ratios than the
(youth-led). average mainstream enterprise Most social enterprises across
in India. According to the World regions followed the overall trend
Female leaders are slightly Banks Enterprise Survey data, of having started after 2010. 57%
younger than their male 8.9% of mainstream enterprises in of the social enterprises in the
counterparts. The highest India have a woman top manager, North, 27% in the South, 50% in
proportion of social enterprise and 2.8% have majority female the West, and 45% of the social
female leaders is in the age group ownership (World Bank, 2014). enterprises in the North-East
of 25-34 (35%), with the highest have been registered since 2010.
proportion of social enterprise The highest proportion of Interestingly, in the East, 61%
male leaders in the age group of female-led social enterprises is of the social enterprises were
35-44 (34%). in South India (35%), followed registered in or before 2010 (65%
by North India (31%) and West of which were registered as NGOs,
The skills development (43%) and India (23%), whereas it is much indicating a large presence of
education (31%) sectors have the lower in East India (8%) and NGOs in East India).
highest proportion of youth-led North-East India (3%). There were
enterprises. On the other hand, several non-responses to this There is a notable trend in terms
sectors like tourism (3%) and question in the North. The fact of the form of registration over
affordable housing (1%) have that the north-eastern region time, with the proportion of NGO
the lowest proportion of youth- has the lowest number of social forms decreasing from 73%
led enterprises (possibly due to enterprises overall means women of social enterprises before
the high capital requirements of entrepreneurs are fewer too. 2000 to 7% between 2011 and
2015. Conversely, 19% of social
enterprises were registered as
private limited companies before
2000 compared to 53% between
2000 and 2010 and 71% in 2011
to 2015.

Location: Where Were


Respondents Based?
Outreach activities for the survey
took place in the states and
territories of National Capital
Territory of Delhi, Karnataka,

22 Social Value Economy


Geographical Reach
The survey asked social
enterprises about the reach of
their operations. 32% of the
social enterprises in India operate
regionally, 46% operate at a
national level, and 21% operate
internationally.

Of the social enterprises


operating internationally, the
largest proportions worked in
North India (29%) and South
India (29%). Only 10% of the
international social enterprises
were operating in the East or
Maharashtra, West Bengal, and responses followed by Uttar North-East regions. By contrast,
Assam. It is expected that location Pradesh (7%), West Bengal (7%), 45% of operations in the Eastern
findings are biased towards these Tamil Nadu (5%), Gujarat (5%), region and 36% of operations
regions. As such, it is unsurprising Bihar (4%), Odisha (4%), and in the North-Eastern region are
that the survey found that 50% Rajasthan (4%). regional only.
of the social enterprises are
The remaining 15% of the Legal Status
headquartered in Bengaluru
(Karnataka, South India), Mumbai respondents were spread across In spite of India having a legal
(Maharashtra, West India), and 12 states (Madhya Pradesh, form which closely mirrors the
New Delhi (Delhi, North India). Haryana, Assam, Kerala, Manipur, social enterprise model the
These were followed by the states Uttarakhand, Himachal Pradesh, Section 8 company6 58% social
of Tamil Nadu and Telangana Jammu and Kashmir, Jharkhand, enterprise survey respondents
(South India), which are also Andhra Pradesh, Nagaland, and reported that they operate
states with decent infrastructure, Sikkim). as private limited companies,
access to financial capital, and followed by 23% operating as
Survey findings revealed the NGOs (societies and trusts).
a good pool of knowledge, skills
tendency for social enterprises to
and talent. There are fewer social
be headquartered in metropolitan There is growing diversity in
enterprises headquartered in
and major capital cities. 55% the way social enterprises are
poorer and less populous states,
of the social enterprises were registering themselves. Before
according to survey responses,
headquartered in just nine
including West Bengal and Assam.
cities (Mumbai, Bangalore, 6
A Section 8 Company is a company (for
The highest proportion of New Delhi, Hyderabad, Kolkata, charitable or not-for-profit purposes)
social enterprises are found in Bhubaneswar, Gurgaon, Chennai, established for promoting commerce,
and Ahmedabad). The remaining art, science, sports, education, research,
Maharashtra, West India (16%) social welfare, religion, charity, protection
followed by Karnataka, South 45% were spread thinly across 72 of environment or any such other object,
India (15%). Delhi and Telangana smaller tier 2 and tier 3 cities.5 provided the profits, if any, or other
income is applied for promoting only the
each accounted for 8% of the 5
These refer to Indias population-based objects of the company and no dividend is
classifications for urban centres. paid to its members.

A Survey of the Social Enterprise Landscape in India 23


Table 3: Legal status enterprises in the survey is
creating employment (62%),
Legal Status Percentage of respondents
followed by improving health
Private Limited Company 58% (41%), protecting the environment
NGO (Trust or Society) 23% (40%), addressing social exclusion
Sole Proprietorship 6% (40%), supporting agriculture
Partnership 5% and allied activities (36%),
empowering women (33%),
Public Limited Company 4%
promoting education (32%),
Section 8 Company 3% addressing financial inclusion
Limited Liability Company 1% (31%), and supporting other
social organisations (20%).
2000, social enterprises were comparison of legal status and Survey data also showed that
primarily of two kinds private registration dates, whereas the organisational objectives vary
limited companies or societies/ choice to register as a private with the regional location of
trusts (plus a few sole ventures). limited company has seen a a social enterprise. Creating
However, as of 2015, social significant increase. employment opportunities was
enterprises are operating in the highest stated objective
various forms such as Section Areas of Focus
across all five regions. In the
8 companies, limited liability Objectives of social enterprises North-East, a majority (64%) of
companies, public limited The survey asked about the the social enterprises stated that
companies, partnerships, and sole overall objectives of the social their key objective was to support
ventures (although private limited enterprise. The most commonly agriculture and allied activities. In
companies and societies/trusts stated objective of social North India, the most prominently
still form a large proportion of the
sector).
Table 4: Social enterprise objectives
The growing popularity of the Objective Respondents (%)
private limited structure over
NGO registration could be Creating employment opportunities 62%
explained by private limited Improving health and well-being 41%
companies having greater
autonomy over how they use Addressing social exclusion 40%
their profits/surplus. Even though Protecting the environment 40%
there are no restrictions on Indian
NGOs business, commercial and Supporting agriculture and allied activities 36%
economic activities, their profits/ Empowering and uplifting women 33%
surplus must be applied fully
towards charitable objectives. Promoting education and literacy 32%
This makes them unfavourable Addressing financial exclusion 31%
for equity investors, who expect
Supporting other social enterprises and organisations 20%
a return on investments. The
number of social enterprises Supporting vulnerable children and young persons 15%
registering themselves as NGOs
Providing affordable housing 9%
has been declining, according to

24 Social Value Economy


Survey findings revealed the
tendency for social enterprises to be
headquartered in metropolitan and
major capital cities.

stated objective was addressing


social exclusion (43%); in the
West, it was empowering and
uplifting women (33%); and in the
South and East, it was improving
health and well-being (44% and
52%, respectively).

Key objectives among female-


led social enterprises are
empowering and uplifting women
(40%) and promoting education
and literacy (31%). For male-led
social enterprises, key objectives
included supporting agriculture provided include linking products Sectors that social enterprises
and allied activities (43%) and made by traditional artisans work in
protecting the environment with domestic and international Over half of the social enterprises
(44%). Objectives that were markets, or training teachers, surveyed operate in the skills
prioritised by both male- and nurses and local communities. development sector providing
female-led social enterprises skills training to producers,
42% of the social enterprises rely
were improving health and well- artisans, and unskilled/
on sales and trading of goods as
being, creating employment semi-skilled labourers. Other
a principal income-generating
opportunities, and addressing prominent sectors are education,
activity. 33% manufacture
social exclusion. agriculture, fisheries, and dairy,
products to enhance productivity
financial services, energy and
Principal income-generating in sectors like agriculture, dairy,
clean technology and healthcare.
activity that social enterprises energy, water, and sanitation.
Social enterprises in the clean
engage in energy sector feature strongly
41% of the social enterprises
Social enterprises are in South India, with 75% of the
focus on business development
achieving their objectives sectors activity based there.
and entrepreneurial support to
by engaging in a range of
other organisations. For most
income-generating activities: The survey shows that affordable
social enterprises, business
providing a service; providing housing, water and sanitation,
development is an additional
business and entrepreneurial eco-tourism, and forestry and
source of income. Only 3% of the
development support; sales; and environment have the lowest
social enterprises were engaged
manufacturing. proportion of social enterprise
in business and entrepreneurial
activity in India. 5% of the social
76% of the social enterprises development and support as
enterprises surveyed work in
provide services as one of their their sole income-generating
the affordable housing sector,
principal income-generating activity, where they were involved
and 86% of these are primarily
activities. Social enterprises that in training local communities on
focused on housing finance, not
are providing a service tend to how to become entrepreneurs.
construction or management
operate in skills development, These social enterprises operate
of housing. Other areas of
financial services, education, or in the non-farm livelihoods,
activity reported by social
healthcare. Examples of services skills development, forestry, and
enterprises are governance,
tourism sectors.

A Survey of the Social Enterprise Landscape in India 25


cultural development, disaster a social/environmental mission Table 6: Beneficiaries reached by
risk reduction, social gaming, and jointly, while 28% focus primarily social enterprises (N = 258)
networking. on social/environmental impact. Category of % of
Beneficiary responses
The most prominent sectors Beneficiaries
Women 82%
of activity for female-led social The survey asked respondents
enterprises are skills development Youth 74%
to report how many beneficiaries
(55%), followed by education they had supported, but did not People from backward
70%
(29%) and non-farm livelihoods communities
specify a time frame. Of the 258
(26%). social enterprise respondents, Employees 60%
21% had a rural focus, 21% had Organisations 58%
Social Impact an urban focus, and 58% worked People from
Primary purpose 57%
in both rural and urban areas. underserved regions
A key aspect of social enterprise 70% of the surveyed social Children 46%
is that the venture benefits enterprises work with people
People with disabilities 31%
groups of people beyond those from socially and economically
directly involved in the business. disadvantaged communities, 82% Women form one of the main
72% of the social enterprises work with women, 31% work with groups of beneficiaries of social
surveyed stated that their core people with disabilities, and 46% enterprises (82% of the social
purpose was to pursue profit and are working with children. enterprises work with women).
However, there is a difference
Table 5: Social Enterprise sectors between female-led and male-led
social enterprise with respect
Sector Respondents %
to children and people with
Skill Development 53%
disabilities, with female-led
Education 30% ventures far more likely to work
Agriculture, Fisheries and Dairy 28% with children than male-led social
Financial Services 26% enterprises (71% to 55%) and
also more likely to work with
Energy and Clean Technology 26%
people with disabilities (46%
Healthcare 22% compared to 23%).
Non-Farm Livelihood 17%
Food and Nutrition 16% Employment Generation by
Social Enterprises
Water and Sanitation 14%
According to the survey, the
Forestry and Environment 9%
average number (median) of
Affordable Housing 5%
employees in a social enterprise
Others 7
9% in India is 19 (17 full-time
Tourism 4% employees and four part-time
Justice, Rehabilitation and Human Rights 3% employees).8

7
Other areas of activity reported by social enterprises were governance, cultural development, disaster risk reduction, and social
gaming.
8
Two part-time employees are treated as equivalent to one full-time employee. The mean average number of employees in social
enterprises in India: full-time = 177; part-time = 70.

26 Social Value Economy


Survey data also showed that
organisational objectives vary with the
regional location of a social enterprise.

54% of surveyed social are women. 71% of female-led million (10,200), 60% have been
enterprises have fewer than social enterprises employ more operating for less than five years.
20 full-time employees, and than the average 25% women, 4% of social enterprises indicated
11% of the social enterprises compared to 55% of male-led that their turnover was over INR
have between 20 and 40 full- social enterprises, indicating that 1 billion (10,200,000) annually.
time employees. 3% of social female-led social enterprises are Of these ventures, 50% were
enterprises have over 1,000 more likely to hire women. microfinance institutions, and
full-time employees these were 25% of them are involved in the
mainly microfinance institutions The total number of new manufacturing and distribution of
that have been operational for employees added by the 258 clean energy products.
over 10 years. social enterprises in 2015 was
13077, whereas the total number The survey responses indicate
56% of the social enterprises of employment generated by that 35% of the social enterprises
create employment directly by these is 61,548, comprising both are incurring a loss, 43% are
employing disadvantaged groups full-time and part-time personnel. making profit, and 22% are
in their workforce, 62% of the breaking even. Among the social
social enterprises work with the Table 7: Gender distribution of enterprises incurring a loss, 62%
social enterprise jobs
objective of creating employment, have been operating for less than
and 53% of the social enterprises Nature of
Women Male
three years.
provide skills training to employ-
employees employees
ment Turnover expectations
vulnerable groups.
Full time 25% 75% The social enterprise sector is
At 25%, the proportion of female Part time 65% 35% optimistic about future growth:
full-time employees in social 74% of the social enterprises
enterprises is higher than the There was a 27% increase in that responded expected their
14% in mainstream businesses the total number of employees turnover to increase substantially
in India (World Bank, 2014). in social enterprises from 2014 in the next financial year.10
Moreover, a large proportion of to 2015, while 89% of social
social enterprise employees are enterprises expected their staff The survey reveals that 80% of
part-time female employees (46% numbers to increase in the next the social enterprises in India
of total employees). financial year. earn more than half of their
income through trading activities.
Social enterprises were asked if Turnover and Profit/Surplus Among these, 45% earn all of
they expect their staff numbers Use their income this way.
to change in the next year. Profit and turnover
Just over half (52%) of female- Use of profit/surplus
The survey estimates average
led enterprises stated that annual turnover (median) of a Social enterprises use most of
they expected the number of social enterprise to be INR 7.8 their profit or surplus to focus on
employees to increase a little, million (approximately 80,000).9 growth and development, although
and nearly half (49%) of male- a significant proportion also use
led enterprises said that they Of the social enterprises with profit/surplus to reward their staff
expected staff numbers to a turnover of less than INR1
increase substantially. 10
52 social enterprise respondents
(20%) chose to not display their turnover
9
Mean turnover of social enterprises in information. All turnover data comes
On an average, 25% of the India = INR 174,957,289 (approximately from the 206 respondents that declared
employees in a social enterprise 2 million). turnover figures.

A Survey of the Social Enterprise Landscape in India 27


and employees. Cross-subsidising social enterprises is looking to attract investments to expand
into less commercially viable com- expand into new geographical was most commonly seen in
ponents of the business (usually areas in the future (78%). Other organisations that were less than
for social purpose) is not common growth plans include attracting five years old (64%) and least
among the social enterprise re- new customers (73%), developing commonly seen in organisations
spondents. and launching new products over ten years old (32%). It is
Table 8: Use of profit/surplus and services (71%), increasing worth noting that expanding into
sales with current customers new areas, new products, and
Use of profit/ Proportion of
(64%), and attracting investments new customers are all stated as
surplus respondents
to expand (56%). Only one growth plans ahead of attracting
Growth and
of the 258 social enterprise investment.
development 78%
activities respondents reported having
no growth plans (being a public Barriers to growth
Rewards to staff
40% limited company, it is not allowed Although investment was not
and beneficiaries
to make growth forecasts). a top growth plan, access to
Cross subsidising 32%
finance was the largest stated
Reserves 25% Social enterprises that are less barrier identified by social
Funding third than five years old identified enterprises, with 57% of the
party social/
17%
attracting new customers as their social enterprises identifying
environmental top growth plan (81%); social access to capital (debt/equity)
activities
enterprises between five to ten as a constraint, 50% identifying
years old and those older than access to grant funding as a
Growth Plans and Barriers
ten years identified expanding constraint, and 33% identifying
Growth Plans into new geographical areas as cash flow as a constraint.
In terms of growth plans, the the top growth plan (88% and
highest proportion of surveyed 73% respectively). Planning to Over 50% of the social

28 Social Value Economy


Figure 6: Barriers to growth and sustainabilty last year or since they started
operating (aggregated). The
types of funds received include:
grants from governments; grants
from foundations; contracts from
government; fees, sales and
charges; and donations cash
and in-kind (e.g. equipment,
volunteer time). The types of
finance received include: capital
grants; concessional loans (loans
with below-market interest rates);
commercial loans (market interest
rate loans); and equity or equity-
like investments.

In the past year, 12% of the


respondents had relied solely on
sources of financing, 13% of the
respondents had relied solely on
enterprises felt that there was a neglected, and their access to funding, 59% of the respondents
shortage of adequate managerial finance and support is almost had relied on both funding and
and technical personnel in the non-existent. It is estimated that financing sources, and 16% of the
social enterprise sector; less than there are at least 122 regional respondents had not applied for
10% of mainstream businesses languages spoken across India, of funding or financing.
face this constraint (World which 22 are officially recognised
84% of the surveyed social
Bank, 2014). This barrier was by the government. In spite of
enterprises have sought financing
particularly high in North-East this, a strong bias exists in favour
or funding in the past. The most
India, where 80% of the social of English and Hindi speakers,
common source of funding is
enterprises face the challenge and the support ecosystem is
grants from foundations (36%),
of a shortage of technical skills. mainly available in largely English-
and the most common source
30% of the enterprises in the speaking metropolitan cities.
of finance is equity or equity-
remaining regions in India also Enterprises that work regionally
like investments (33%). Social
reported facing a challenge have negligible contact with these
enterprises have also received
with staffing (with the lowest enablers. This barrier was felt by
in-kind cash and donations (26%);
proportion of 16% reported in social enterprises in tier 2 and
capital grants (26%); commercial
South India). The main staffing tier 3 cities across India.
loans (24%); grants from
challenge is finding and retaining
Finance Sources and governments (21%); contracts
junior to mid-level talent.
Constraints from governments (17%); and
Through interviews and concessional loans below the
Sources of funding and finance
discussions with social enterprise market rate (17%).
Respondents were asked what
leaders and employees, it was
forms of funding and finance Social enterprises registered as
found that individuals who dont
they have received either in the not-for-profit entities (NGOs and
speak English or Hindi are often

A Survey of the Social Enterprise Landscape in India 29


Table 9: Sources of finance and funding that access to finance was one of
their major constraints. There is
Funding sought by Social Enterprise % of responses
a stark difference between social
Grants from foundations 36% enterprises and mainstream
In-kind cash and donations (e.g. equipment, volunteer business, as only 15% of the
26%
time) mainstream businesses in the
Grants from governments 21% World Bank Enterprise Survey
Contracts from governments 17% said that they faced some form
Financing sought by Social Enterprise
of financial constraint (World
Bank, 2014). 33% of the social
Equity or equity-like investments 33%
enterprises said that they faced
Capital grant 26% a lack of access to investors due
Commercial loans (market interest rate loans) 24% to limited networks. This was
Concessional loans (loans with below-market interest especially pronounced in the
17% North-East region, where support
rates)
institutions are scarce and social
enterprises are few.
Section 8 companies) receive school consortiums (organised
almost 60% of their funds in the by management institutions Of the 50% of social enterprises
form of grants from foundations like Indian School of Business that identified grant funding as
and in-kind aid and donations in Hyderabad and the Indian a major barrier, over 60% were
(for example, volunteer time and Institute of Management in more than ten years old. 57% of
equipment). The most common Calcutta). the social enterprises identified
type of finance source for for- access to debt/equity as a major
profit social entities (like private Financing constraints barrier, of which over 60% were
limited companies, partnerships, 86% of the social enterprises less than five years old.
and sole ventures) was equity or surveyed for the study stated
equity-like investments. 50% of
these social enterprises depend
on equity investments as a major
source of finance and 27% on
grants from foundations.

Younger social enterprises are


becoming increasingly interested
in repayable finance as a method
to grow their business. According
to the survey, younger social
enterprises are also accessing
diverse non-traditional sources
of finance such as: Facebooks
internet.org; crowd-funding
(such as Kickstarter); social loans
from Milaap (an online micro-
lending platform); and business

30 Social Value Economy


Social Enterprise Policy and 39 government policies that are certification, electives, and
Higher Education Findings relevant to social enterprise and masters degrees. 88% of the
Social Enterprise Policy11 entrepreneurship have been courses offered are of masters
mapped. Of these, 26% of the key level, of which 46% are full-time
Social enterprise and
policies have been framed by the courses offered by institutes like
entrepreneurship-relevant
Ministry of Micro, Small & Medium the Institute of Rural Management
government policies (legislations,
Enterprises, and 16% have been Anand (IRMA), Entrepreneurship
schemes, programmes and Acts)
launched by the Department of Development Institute of India
were compiled through research
Financial Services (Ministry of (EDII), Ahmedabad, Indian
reports, journals, and websites of
Finance). Institute of Management (IIM),
ministries.
Ahmedabad, Indian Institute
A notable policy launched of Forest Management (IIFM),
Any programme or intervention
recently with a specific Bhopal, and Indian Institute of
that could have a direct or an
mention of social enterprises Management (IIM), Bangalore.
indirect impact on the start-
was the National Policy Two of these institutions of
up, operation, funding, or
on Skill Development and higher education provide full-time
investment for social enterprises
Entrepreneurship, announced masters level courses in social
was considered. Examples of
on 15 July, 2015 by the Ministry entrepreneurship Tata Institute
departments and ministries
of Skill Development and of Social Sciences (TISS) Mumbai
reviewed are the Ministry
Entrepreneurship. The policy and Ambedkar University Delhi
of Skill Development and
includes a section on social (AUD).
Entrepreneurship, the Ministry
enterprises with an aim to foster
of Micro, Small and Medium
social entrepreneurship and The study also mapped 9 short-
Enterprises, and the Ministry of
grassroots innovation. term courses and training
Finance.
programmes initiated by social
Institutions of Higher enterprise stakeholders such
Information was gathered on Education12 as Acumens Global Fellowship
schemes and plans that would
The study mapped 42 institutions Program (leadership training) and
have an impact on social
of higher education that deliver the Hand in Hand Global Academy
innovation, MSME development,
social enterprise-related of Social Entrepreneurship (short-
private sector engagement, and
courses. These offer diplomas, term courses).
social enterprise operations.
Various seminars and discussions 12
The complete list of social enterprise-
were attended, wherein the policy related academic courses in India can be
landscape for social enterprises found in Annexure 2
was discussed. Questions
regarding policy support were
asked to stakeholders as part of
the interview process.
11
The complete list of social enterprise- Over half of the social enterprises
related policies in India can be found in
Annexure 1. surveyed operate in the skills
development sector providing
skills training to producers,
artisans, and unskilled/semi-skilled
labourers.
A Survey of the Social Enterprise Landscape in India 31
comparisons with the uk

In order to frame the value Table 1: Comparison in India-UK findings


and importance of undertaking
mapping studies, this section Social Enterprises in India Social Enterprises in the UK
shares some of the rationale,
22% in healthcare 19% in health and social care
learning, experiences and
outcomes from the UK sector Average turnover 80,000 Average turnover 151,000
and the impact this has had on 24% by women leaders 40% by women leaders
developing a strong ecosystem.
27% by young leaders under 35 24% by young leaders under 35
The UK is often considered years years
to be a market leader in the
support and development of 88% HE institutions support SEs 80% HE institutions support SEs
social enterprise. A recent poll 80% of social enterprises earn
73% of social enterprises earn more
conducted by Thomson Reuters more than 50% of their income from
than 75% of their income from trade
places the UK at number three trading activity
globally as a market leader.13 The 70% of social enterprises are
31% of social enterprises are
sharing of the UK experience will working with individuals from socially
working in the top 20% most
and economically disadvantaged
hopefully present researchers, deprived communities
communities
policy-makers and other wider
stakeholders with an opportunity
to understand the emerging each new survey adds to the gather resources, and encourage
trends in social enterprise activity findings of the previous survey, policies that enable growth of the
in the two countries, opening and this has helped refine the sector. Figure 8 presents a brief
a new avenue for bilateral methodology and expand the history of how policy has evolved
cooperation. data-sets on social enterprise. in the UK and how the data has
Table 10 illustrates a few India/ helped create an ecosystem that
The UK has made a long term
UK comparisons, indicating that encourages growth.
commitment to mapping, enabling
social enterprises can have global
data to become more robust and While the social enterprise
synergies in terms of their areas
meaningful over time. In India, mapping exercise was on, the
of operation, the communities of
most studies of social enterprise UK saw the creation of the
need they serve and perhaps who
activity have only been carried Community Interest Company
are the most likely groups to lead
out once. Social Enterprise UK, as a bespoke legal structure.
and develop them in the future.
the countrys national sector There are now 11,000 Community
This will help to better understand
body, has carried out a series of Interest Companies registered.
where support might be best
social enterprise surveys every This means that roughly one in
placed for growth and investment
two years and so has built up every 200 companies registered
data over time. The first ever Mapping of social enterprises in the UK chooses this as their
survey of this kind was done in in the UK was found to be a governance model, perhaps
2007, and thereafter every two vital tool in the development of suggesting a huge shift in the way
years, in 2009, 2011, 2013 and strategies both for the sector people are thinking about and
the latest one in 2015. Thus, and Government. Developing an doing business.
evidence base for social impact,
along with the contribution the Mapping in the UK has regularly
sector makes to the economy and highlighted issues associated with
13
http://poll2016.trust.org/?_sm_
au_=iVV4FkF1k1WsTffF job creation, is crucial in order to lack of access to finance. In direct

32 Social Value Economy


response to this, the Government up of social enterprises from and the UK experience, and
set up a social investment fund the health service now indicates given that social enterprise is
of 100 million pounds. The social that 19% of all social enterprises recognised in India as a relatively
investment market in the UK is operate in activities relating new term, the statistics are
now estimated at 1.5 million. directly to health and social care. impressive.

The policy changes enabling a There are strong comparisons to


Right to Request and the set- be made from the India mapping

A Survey of the Social Enterprise Landscape in India 33


conclusions

Key Findings and in the social enterprise support social enterprise ecosystem.
Implications ecosystem regarding the needs Social enterprises have started
of and challenges faced by social equipping young people with
Growing recognition and enterprises has made it difficult skills that could sustain them
support for young start-ups for social entrepreneurs to secure in the workforce: 56% of the
but a lack of awareness about capital and loans at low interest social enterprises were creating
social enterprises: 32% of and low return expectation, direct employment by employing
social enterprises reported that according to a social enterprise disadvantaged groups in their
there is a lack of understanding leader interviewed for the study. workforce, 62% worked with the
or awareness among banks and objective of creating employment,
support organisations with regard Large youth population but and 53% were providing skills
to social enterprises. 20% also a lack of skills: There is high training to vulnerable groups.
stated that there is a lack of potential for productivity and
awareness among the public and energy to flow from a country However, skills development
customers about social enterprise where more than half the people needs to start at an earlier,
goals and objectives. This lack of are under 35 years of age. Social academic level, with more
awareness often causes social enterprises in India have turned educational institutions
enterprises to be neglected their focus towards educating delivering courses to equip
when they are looking to raise and keeping healthy the millions young professionals with the
capital through debt funding and of young people who join the job management skills necessary to
investments. In order to create market every month. 73% of the lead social enterprises and the
awareness about the work done social enterprises in the North, technical skills necessary to drive
by social enterprises, especially 66% in the South, 69% in the East, forward their activities.
among banks and other financial 59% in the West, and 91% in the
institutions, it is important to North-East are working with the Women social entrepreneurs
formally differentiate between youth. 89% of social enterprises face challenges in securing
commercial and social start-ups are also looking to increase their funding: Although social
their objectives, impact, and employee numbers in the next enterprises perform significantly
needs. While the government financial year. In spite of the high better on gender ratios than
has recognised the work of proportion of social enterprises the mainstream businesses in
start-ups (through the Start- expecting to employ more India (24% women leaders in
Up India programme launched people, staffing was still one of social enterprises versus 8.9%
in 2016), there is no specific the most common barriers faced in mainstream enterprises), the
mention of social enterprises. by social enterprises, with 31% of disparity between male and
By earmarking a proportion of the social enterprises reporting a female leaders is still high. Female
the Start-Up India Fund for social shortage of managerial skills as a entrepreneurs and leaders of
enterprises, the government barrier to growth, 26% reporting social enterprises interviewed for
can send encouraging signals to recruiting other (junior) staff, the study identified challenges
other financial institutions about and 24% reporting a shortage of around gender biases when
investing in such enterprises. technical skills. trying to source funding and
Provisions should also be made investments. They claimed that
to divert CSR funds into social For Indias youth to be able to fuel they are often asked questions
enterprises irrespective of its great demographic dividend around family, maternity leave,
their legal structure (presently, there needs to be a simultaneous and work-life balance as a means
only NGOs are eligible for CSR growth in their professional skills to judge their performance and
funds). The lack of awareness to enable an effective and fruitful capability. Assets and businesses,

34 Social Value Economy


By earmarking a proportion of the Start-
Up India Fund for social enterprises,
the government can send encouraging
signals to other financial institutions about
investing in such enterprises.

moreover, are generally inherited a major hindrance to securing Lessons for Future
by men, which means that women finance is regulatory constraints Research
often face constraints with regard when securing capital from
to a lack of collateral. international sources. Foreign Outreach could be furthered
investments and equity have to by surveying social enterprises
Enabling access to finance be approved by the Central Bank, telephonically and in-person (in
for proof of concept and resulting in excessive regulations addition to online surveying).
reducing regulations to receive and delay. When it comes to Translating the survey to Hindi
foreign capital: 33% of the foreign funding, the strict Foreign and major regional languages
social enterprises reported Contribution Regulation Act (such as Tamil) could reach
that access to investors was (FCRA) guidelines and the time significantly more regional
low due to limited networks, period restriction for an FCRA social enterprises, reducing
and 21% reported that their grant hampers momentum (an the sampling bias towards
limited performance record was organisation becomes eligible social enterprises located
a major constraint to securing to receive foreign donations in metropolitan and English-
finance. Social enterprises find only after three years). Social speaking cities.
it difficult to attract funding enterprise staff and leaders
without having shown an impact suggested in interviews that A larger and more representative
on the ground first. However, relaxing FCRA regulations would sample for future surveys would
social enterprises are usually enable increased foreign funding, be useful for a more nuanced
constrained for resources that which could potentially accelerate understanding of the social
enable them to carry out pilot early-stage social enterprises that enterprise sector. Periodic follow-
work, thereby trapping them in a are registered as NGOs. up surveys should be conducted
vicious cycle. A pilot investment to continue tracking growth of
fund could be set up to enable The social enterprise sector the social enterprise sector in the
social enterprises to prove their in India needs significant coming years.
impact and assess whether they further support from key
should receive further funding. audiences to fulfil its growth Studies pertaining to specific
Moreover, opening up NGOs to potential, to attract talent, to regions within India can delve
capital investments would further have policy influence, and to into a deeper understanding and
encourage social enterprises secure external investment. overview of social enterprises
operating under the legal It is becoming increasingly and capture regional ecosystems,
structure of an NGO. According important for the government challenges, needs, lessons, and
to a social entrepreneur surveyed to promote awareness of social nuances effectively.
for the study, India has a very entrepreneurship and enterprise.
Developing an evolving database
restrictive non-profit policy, More schools, universities, and
of social enterprises to foster
wherein if someone invests, or if research organisations need to
better networks and leanings
sales are made, it is treated as a encourage an entrepreneurial
and assist future research in the
donation, and it is not possible mindset among young people,
sector would be valuable. Such
to give any investor a return on particularly one geared towards
data is collected, but often it is
investment. This restricts our tackling social challenges in
either static (so it quickly goes
financial sources by making us communities and generating
out of date) or not public. To date,
ineligible for investments from more jobs.
there has been limited appetite
venture capitalists or impact
to fund a public and regularly
investors. 14% of the social
maintained national or global
enterprises also reported that
database.

A Survey of the Social Enterprise Landscape in India 35


social enterprise stories

MENTOR TOGETHER vREMIND GREEN LEAF ENERGY PVT


Sector of Focus: Education Sector of Focus: Healthcare LTD.
Established: November 2009 Established: August 2014 Sector of Focus: Clean Energy
Sector of operation: Education Sector of operation: Healthcare Established: 2009
Geographical outreach: Geographical outreach: Sector of operation: Clean
Bengaluru (headquarters), Hyderabad (headquarters), pan energy
Mumbai, Chennai, Pune, New Delhi India Geographical outreach: Bihar
Beneficiaries: 2,000 children (as Beneficiaries: 18,000 families (headquarters), Jharkhand
on May 2016) and 42,000 SMS reminders sent Beneficiaries: 150,000+

Being born into adverse According to WHO estimates, Due to recurrent droughts, large
conditions leads to children 100,000 children (aged under parts of the agricultural land
having to face inequality of five) in India are losing their lives in Bihar have been rendered
opportunity. Traditional networks annually to diseases that could barren and wasted. This has led
of support are unavailable to be prevented by timely vaccines. to problems of unemployment,
many children, affecting their vRemind is a mobile-based health poverty, and the eventual
potential to thrive and work. app that gives timely vaccination migration of labour to cities,
It is essential to supplement reminders to parents with leaving the state devoid of
naturally occurring relationships children up to the age of five by productive activity and its own
between children and adults sending out SMS reminders (one people.
with programmatic efforts to reminder seven days before the
help children from under-served appointment and another a day Kumar Ankit and Manish Dayal
backgrounds realise their full before the scheduled vaccination have found a one-stop solution
potential. date). To widen the reach of this for creating green spaces and
solution and not to limit it to just providing sustainable livelihoods.
Mentor Together is Indias smart phones, the reminders are Green Leaf Energy, established
first community-based youth- sent out via SMS. under the guidance of XLRI
mentoring social enterprise Entrepreneurship Development
that links urban poor children, vRemind currently has 18,000 Centre, is planting Pongamia
enrolled in formal education subscribers (parents/caregivers) Pinnata a bio-diesel-producing
programmes, to professionals and 42,000 SMS reminders have plant on the wastelands of Bihar.
who serve as mentors in helping been sent out till date. With
them build skills and gain access the data they collect from their This social forestry model
to resources and opportunities. subscribers, there is also a plan provides employment to villagers
The mentees (14-21 years of age) to provide effective insights and by linking 200 plants with four
are from low-income families. analytics to improve the supply rural households, ensuring 100
The mentors come from varied chain management of vaccines. days of employment under
professional backgrounds and As the solution is scalable, it has MGNREGA (a wage-employment
undergo extensive screening potential to be expanded globally. Act for rural households). Green
and training. Mentor Together Leaf has garnered support from
leverages corporate and The organisation has recently tied the Bihar Government to cover
community partnerships to up with LifeSpring Hospitals in material and labour costs for
ensure that its training processes Hyderabad that provide low-cost plantation activities.
are followed stringently. maternal care for the urban poor.

36 Social Value Economy


vRemind is a mobile-based health
app that gives timely vaccination
reminders to parents with
children up to the age
of five.

BASIX KRISHI SAMRUDDHI ripening centres and processors. arrangements of various medical
LTD. The enterprise has tied up with tourism companies as well as the
PepsiCo and ITC to facilitate the hotel and hospitality industry.
Sector of Focus: Agriculture, link between farmers and the
Fisheries, Dairy The company has secured
processing companies.
Established: 2010 permits from the government
CEO: Mihir Sahana PRIYADARSHINI TAXI under the Women Phone Fleet
Sector of operation: Agriculture, SERVICES Taxi Scheme, and by mid-2016,
fisheries, dairy it will be putting 200 taxis on
Geographical outreach: Kolkata Sector of Focus: Non-Farm the road after training adequate
Livelihoods numbers of eligible women from
(headquarters), Bihar, Odisha,
Chhattisgarh and Jharkhand Established: 2008 the backward strata of society.
Beneficiaries: 30,000 farmers Sector of operation: Non-farm
livelihoods TRASH TO CASH
BASIX Krishi Samruddhi Ltd. Geographical outreach:
Sector of Focus: Skill
(BKSL) provides technical support Mumbai (headquarters), Mumbai
Development
services to a wide range of Metropolitan Region
farmers engaged in agriculture Beneficiaries: 100 women Established: 2013
and allied activities. The mission Sector of operation: Skill
of BKSL is to improve the lives of Taxis are a preferred mode of development
the poor, primarily targeting the transport for women who travel Geographical outreach:
rural poor and women, through alone, especially at odd hours. Delhi (headquarters), Ajmer,
the provision of integrated Further, large sections of women Hoshangabad, Varanasi, Kolkata
financial services and technical across India do not have access Beneficiaries: 8000 differently-
assistance. The organisation is to good education, health and abled individuals
among the first microfinance hygiene and are discouraged
from earning a dignified Trash to Cash is the for-profit
companies in the world to attract
livelihood. arm of the Society for Child
commercial debt and equity
Development, a non-profit venture
investments, both internationally
Priyadarshini Taxi Services is a that works on quality education
and from within India. BKSL
women-run enterprise where and life skills training. Trash to
offers a range of services,
women drivers undergo rigorous Cash provides an opportunity to
including savings and insurance,
and holistic training for 90 days differently-baled individuals to be
agricultural, livestock and non-
to become efficient and skilful financially independent.
farm enterprise development, and
institutional development, to rural drivers. Many women who were
employed by the company The initiative that started
producers and their groups.
have become entrepreneurs with training is now providing
themselves. differently-abled people with
BKSL supports fish farming by
sustainable livelihoods. The initial
providing feed, medicine and
The taxi service is attached challenge was to secure funding
technical inputs to farmers.
to the pre-paid counter at the for procuring raw material
BKSL has encouraged crop
Mumbai airport and has tied up which would be used for making
diversification by making available
with various corporate houses for products. The approach to solving
quality tissue culture plants,
pick-up and drop facility for their this issue has been to locally
providing inputs and technical
women staff (particularly at night). procure unused or waste material.
support, and linking farmers with
The service caters to the travel The waste flowers collected from

A Survey of the Social Enterprise Landscape in India 37


temples and hotels are used for are being built across villages process of further lowering their
making lean and innovatively with soak pits constructed in cost of production so as to take it
designed products, like dry, small, confined areas, without to remote villages.
coloured powder and incense evaluating impact on the
sticks. Trash to Cash has further groundwater table. Additionally, RICKSHAW BANK
developed an innovative model to a large amount of human waste
Sector of Focus: Financial
link the products with the market. collected from septic tanks is Services
discharged into rivers, causing
They have used renovated Established: 2004
river and groundwater pollution.
rickshaws, functioning as mobile Sector of operation: Financial
retail outlets, to sell products Weldynamics, co-founded by two services
made by the differently-abled engineers, provides environment- Geographical outreach: Assam,
people trained by the company. friendly solutions for the disposal Gujarat, Punjab, Uttar Pradesh
of human waste and wastewater Beneficiaries: 12,000+ rickshaw
WELDYNAMICS in urban as well as rural areas. drivers

Sector of Focus: Water and There are currently an estimated


Their low-cost product PAWITRA
Sanitation 10 million rickshaw drivers in
(Portable Anaerobic Waste Water
Established: 2013 Treatment Assembly), along with India. They are among the poorest
Sector of operation: Water and reed bed technology, has zero sections of the population,
sanitation carbon footprint, no maintenance providing last mile transport
Geographical outreach: Madhya cost, and can treat all kinds of services in cities and towns on
Pradesh, worked with railways household wastewater. It can a meagre daily income of often
across India in fact regenerate water and less than INR 100. About 95% of
Beneficiaries: 40-50 households make it suitable for non-drinking them do not own the rickshaws
purposes, e.g. crop/plant but rent them on a daily basis,
In an attempt to end open as a result of which their earned
irrigation, cleaning, and flushing.
defecation, thousands of toilets income becomes insufficient even
Weldynamics is now in the
for survival.

Aadhan is a pioneer in recycling


retired shipping containers into mobile
infrastructure for the social sector.

38 Social Value Economy


Rickshaw Bank, the flagship AADHAN INFRASTRUCTURE Aadhan is a pioneer in recycling
activity of the Centre for Rural PVT LTD. retired shipping containers into
Development, aims to influence mobile infrastructure for the
the lives of rickshaw drivers Sector of Focus: Forest and social sector. It manufactures
across India. It provides a means Environment temporary structures from
of self-employment to the poor Established: 2015 shipping containers retired from
and the marginalised rickshaw Founder: Nikhil Dugal their tenure at sea, thereby
community by offering a rent- Sector of operation: Forest and emphasising on a culture of
to-own financing option for environment sustainability.
rickshaws. Based on the principle Geographical outreach: New
of micro leasing, rickshaw pullers Delhi, Uttar Pradesh Revenue is generated through
and drivers under this scheme Beneficiaries: 140 skill trainees direct sale to agencies, CSR
are able to pay daily instalments initiatives of corporates, and
for a maximum of 12-18 months. Aadhan Infrastructure Pvt. Ltd. through low-cost monthly rentals
Rickshaw Bank provides them seeks to make it easier for private paid to utilise the temporary
with a newly-designed rickshaw and public sector organisations units for skills training, and as
that is lighter in weight, has to operate in remote areas and health clinics and sanitation
an improved centre of gravity, to work towards balancing the facilities. Aadhan also undertakes
contains more luggage space, inequality in delivery of services commercial projects (for example,
and has a canopy to cover both to bridge the divide between container hotels in Goa and
the driver and the passengers. urban and rural India. It is a social Uttarakhand) to cross-subsidise
The initiative also provides enterprise that provides mobile its development work.
insurance cover for the rickshaw and ready-to-make room space
against damage and the driver for sanitation, education and
against injury or death, and healthcare delivery purposes.
third party insurance for the
passengers.

A Survey of the Social Enterprise Landscape in India 39


acronyms

CSR Corporate Social Responsibility

DFID Department for International Development

FICCI Federation of Indian Chambers of Commerce and Industry

GBP Great Britain Pound

GDP Gross Domestic Product

GIZ Deutshe Gesellschaft fur Internationale Zusammenarbeit

IIH Impact Investment Holding

IIM Indian Institute of Management

IT Information Technology

MSME Micro, Small and Medium Enterprises

NGO Non-Governmental Organisation

SIDBI Small Industries Development Bank of India

TiE The Indus Entrepreneurs

UK United Kingdom

UNESCO United Nations Educational, Scientific and Cultural Organisation

USAID United States Agency for International Development

40 Social Value Economy


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Annex 1

social enterprise-related policies and


government initiatives in india

# Name of Policy/ Agency Year Details Source


Initiative
1 National Science Ministry of 1982 The objective is to promote and develop high-end www.nstedb.
and Technology Science and entrepreneurship for S&T manpower as well as self- com/
Entrepreneurship Technology employment by utilising S&T infrastructure and using Developing-Eco.
Development S&T methods. The board maintains a network of pdf
Board agency support systems, academic institutions, and
Research & Development (R&D) organisations to foster
entrepreneurship and self-employment using S&T, with
special focus on backward areas as well. It acts as a
policy advisory body with regard to entrepreneurship.
2 National Safai Ministry of Social 1997 NSKFDC is an Apex Corporation for the socio- www.nskfdc.
Karamcharis Justice and economic upliftment of scavengers and their nic.in/content/
Finance and Empowerment dependents across India through various loan- marketing-link-
Development and non-loan-based schemes. NSKFDC has been agesmelasexhi-
Corporation designated as the Nodal Agency for implementation bitionstrade-fairs
of the Central Sector Self Employment Scheme for
Rehabilitation of Manual Scavengers (SRMS).

3 Kisan Credit Card RBI & NABARD, 1998 The credit card scheme, run by the Reserve Bank Darko, et al.14
Scheme 1998-99 Ministry of of India and National Bank for Agriculture and Rural
Finance Development (NABARD), provides affordable and easy-
to-access credit to farmers.

4 Credit Guarantee Department 2000 The Credit Guarantee Fund Scheme for skill www.
Fund for Skill of Financial development (CGSSD) will guarantee skill development c27web2.saas.
Development Services, Ministry loans sanctioned by member banks of the Indian talismaonline.
of Finance Banks Association (IBA) or other banks /financial com/NSDA/
institutions as may be directed by the Government of FAQs_NSDA.pdf
India.
5 Credit Guarantee SIDBI-Ministry 2000 The Ministry of Micro, Small & Medium Enterprises www.cgtmse.in/
Fund Trust for of Micro, Small (MSME), Government of India,launched Credit schemes.aspx
Micro and Small & Medium Guarantee Scheme (CGS) to strengthen credit delivery
Enterprises Enterprises systems and facilitate flow of credit to the MSE sector.
To operationalise the scheme, the Government of India
and SIDBI set up the Credit Guarantee Fund Trust for
Micro and Small Enterprises (CGTMSE).

6 MSME Ministry of Micro, 2006 The Act establishes legal definitions for MSMEs Darko, et al.
Development Act Small & Medium and provides both a range of national support
(2006) Enterprises programmes and a requirement that states do the
same.

14
Darko, et al. Social Enterprises: An Overview of the Policy Framework in India

42 Social Value Economy


# Name of Policy/ Agency Year Details Source
Initiative

7 Ministry of Micro, Ministry of Micro, 2007 The role of the M/o MSME and its organisations is www.msme.gov.
Small & Medium Small & Medium to assist the states in their efforts to encourage in/mob/home.
Enterprises Enterprises entrepreneurship, employment, and livelihood aspx
opportunities and enhance the competitiveness of
MSMEs in the changed economic scenario.
8 Aam Aadmi Bima Department 2007 The Aam Admi Bima Yojana has been created by www.licindia.in
Yojana of Financial merging the Janashree Bima Yojana and Aam Admi
Services, Ministry Bima Yojana with effect from 01.01.2013. It provides
of Finance life insurance protection to people who are below
poverty line or marginally above poverty line. Persons
aged between 18 and 59 years and who are members
of the 45 identified occupational groups are eligible to
be covered under the scheme.

9 National Ministry of Micro, 2008 The programme aims to build the capacity of Darko, et al.
Manufacturing Small & Medium manufacturing MSMEs through support and tax
Competitiveness Enterprises preferences. The Support for entrepreneurial
Programme, 2008 development of SMEs through Incubators programme
has been in operation since April 2008 and is a
component of the NMCP.

10 Rashtriya Swasthya Ministry of Labour 2008 Rashtriya Swasthya Bima Yojana provides health www.rsby.gov.in/
Bima Yojana and Employment insurance coverage for Below Poverty Line (BPL)
families. Beneficiaries under RSBY are entitled to
hospitalisation coverage up to Rs. 30,000/- for most of
the diseases that require hospitalisation.
11 Prime Minister Khadi & Village 2008 The objective of this programme is to generate www.msme.gov.
Employment Industries employment opportunities in rural and urban areas by in/mob/SPMEGP.
Generation Commission, setting up new self-employment ventures/projects/ aspx
Programme Ministry of Micro, micro enterprises, bring together widely dispersed
Small & Medium traditional artisans/rural and urban unemployed youth,
Enterprises and provide continuous and sustainable employment
to a large segment of traditional and prospective
artisans and rural and urban unemployed youth so as
to help arrest migration of rural youth to urban areas
and to increase the wage earning capacity of artisans.
12 Deendayal Disabled Department of 2009 To facilitate delivery of various services to persons www.
Rehabilitation Disability Affairs, with disabilities by voluntary organisations, the socialjustice.nic.
Scheme to Ministry of Social Ministry of Social Justice and Empowerment is in/schemespro3.
Promote Voluntary Justice and administering the DDRS scheme and providing php
Action for Persons Empowerment grants-in-aid to NGOs for vocational training, sheltered
with Disabilities workshops, special schools for persons with disability,
home-based rehabilitation programmes, etc.
13 India Opportunities SIDBI 2011 India Opportunities Fund is a close-ended fund www.
Fund established in August 2011with a life of 10 years. IOF sidbiventure.
is a sector-agnostic fund focussed mainly on the co.in/svc-0204.
growth capital needs of Indias growing and unlisted htm
MSMEs operating in emerging sectors such as light
engineering, clean-tech, agro-based industries,
logistics, infrastructure, educational services, IT/ITES,
etc. IOF will also invest in early- as well as late-stage
companies selectively.

A Survey of the Social Enterprise Landscape in India 43


# Name of Policy/ Agency Year Details Source
Initiative

14 Samridhi Fund DFID-SIDBI 2012 The SAMRIDHI Fund is a Rs.430 crore social venture www.
Venture Capital capital fund set up with contributions from the samridhifund.
Ltd. Department for International Development (DFID), com/content.
Small Industries Development Bank of India (SIDBI), php?seo_
Life Insurance Corporation of India (LIC), and United url=context/
India Insurance Company Limited (UIIC). The primary
objective of the Fund is to provide risk capital to
scalable enterprises which provide economic, social or
environmental benefits to the poor in eight low-income
states of India, while achieving attractive risk-adjusted
returns through long-term capital appreciation.
15 Alternate SEBI 2012 The Regulation sets out a definition of social venture Darko, et al.
Investment Funds for the purposes of social impact investment.
Regulation, 2012

16 The Millennium FICCI, USAID 2012 The Alliance provides innovators with services such www.millenni-
Alliance &Ministry of as seed funding, grants, incubation and accelerator umalliance.in/
Science and services, networking opportunities, business support millenniumAlli-
Technology services, knowledge exchange, and technical ance.aspx
(Technology assistance, and will facilitate access to equity, debt,
Development and other capital. Through the Millennium Alliance,
Board) USAID, FICCI, TDB, and other partners, will help realise
Indias role as a global innovation laboratory.
17 Companies Act Ministry of 2013 The Companies Act 2013 came into force in August www.mca.gov.
2013 Corporate Affairs 2013, replacing the old Companies Act 1956. The act in/Ministry/pdf/
focuses on the rules, procedures and formalities of Companies-
incorporating, operating and closure of a company Act2013.pdf
in India. The Section 8 specifies the provisions for
registration of a non-profit entity as a company.
18 India Inclusive National 2014 The IIIF is a for-profit entity with a social investment www.innovation-
Innovation Fund Innovation focus and will invest and provide funding to social councilarchive.
Council and enterprises with the aim of maximising social impact nic.in
Ministry of Micro, with modest financial returns. The total fund will
Small & Medium initially be Rs.500 crore (50 million) and will have a
Enterprises maximum limit of Rs.5,000 crore (500 million).
19 Corporate Social Ministry of 2014 With effect from 1 April 2014, as per Section 135 of www.mca.gov.in/
Responsibility Corporate Affairs the Companies Act 2013, every company, private SearchableActs/
limited or public limited, which either has a net worth Section135.htm
of Rs.500 crore or a turnover of Rs.1,000 crore or
net profit of Rs.5 crore, needs to spend at least 2% of
its average net profit for the immediately preceding
three financial years on corporate social responsibility
activities.
20 Start-up Village National Rural 2014 Long-term vision of the SVEP is to provide start-up www.aajeevika.
Entrepreneurship Livelihoods support to 1 crore individuals and village enterprises gov.in/sites/
Programme Mission, and provide direct employment to 2 crore people. default/files/
Ministry of Rural In the first phase, SVEP is expected to support nrlp_repository/
Development creation and strengthening of about 1.82 lakhs village SVEP%20
enterprises across 29 states in the target four years, Guiedlines.pdf
2015-19, and expected to create employment for
about 3.78 lakhs persons. It has an estimated cost of
Rs.158.21 crore and a central share of Rs.97.79 crore.
21 Pradhan Mantri Jan Department 2014 Pradhan Mantri Jan Dhan Yojana (PMJDY) is the www.pmjdy.gov.
Dhan Yojana of Financial National Mission for Financial Inclusion to ensure in/home
Services, Ministry access to financial services namely banking/savings
of Finance & deposit accounts, remittance, credit, insurance,
pension in an affordable manner. The scheme has
been started with a target to provide universal and
clear access to banking facilities, starting with Basic
Banking Accounts with overdraft facility of Rs.500
after six months, a RuPay debit card with inbuilt
accident insurance cover of Rs.1 lakh, and a RuPay
Kisan Card.

44 Social Value Economy


# Name of Policy/ Agency Year Details Source
Initiative

22 Swachh Bharat Ministry of Urban 2014 Swachh Bharat Abhiyan,or the Clean India Mission, www.
Abhiyan development, is a national campaign by theGovernment of India, swachhbharat.
Ministry of Rural covering 4,041 statutory cities and towns, to clean the mygov.in
Development, streets, roads and infrastructure of the country. The
Ministry of programme plans to construct 12 crore toilets in rural
Drinking water India by October 2019, at a projected cost of Rs.1.96
and Sanitation lakhs crore ($29 billion).
23 A Scheme for Ministry of Micro, 2015 ASPIRE is a nationwide district-level incubation www.msme.
Promotion of Small & Medium and accelerator programme. A fund with a corpus gov.in/
Innovation, Enterprises of Rs.200 crore has been created to establish a WriteReadData/
Rural Industry & Technology Centre Network to promote innovation, Whatsnew/
Entrepreneurship entrepreneurship and agro-industry. The fund will be ASPIRE-
(ASPIRE) used for: automation of agricultural practices and Guidelines-Final-
activities related thereto; value addition to agriculture 03Jun15.pdf
and forest produce; recycling of agricultural pre/
post harvest wastages, off farm but farm linked animal
husbandry etc.; business models for aggregation and
value addition relevant for rural areas, creation of local
employment in rural areas, and business models for
social impact.
24 Micro Units Department 2015 The Micro Units Development Refinance Agency www.mudra.org.
Development & of Financial (MUDRA) Bank, with a corpus of Rs.20,000 crore and in/mudra.php
Refinance Agency Services, Ministry Credit Guarantee Corpus of Rs.3,000 crore, has been
of Finance created to aid micro-finance Institutions through
the Pradhan Mantri Mudra Yojana. It prioritises SC/
ST enterprises. These measures will increase the
confidence of young, educated, and skilled workers
who can now aspire to become first generation
entrepreneurs.
25 Pradhan Mantri Ministry of Skill 2015 This is the governments Skill Certification and www.
Kaushal Vikas Development & Monetary Reward Scheme. The objective is to pmkvyofficial.
Yojana Entrepreneurship encourage skill development for youth by providing org/App_
monetary rewards for successful completion of Documents/
approved training programmes. The programme aims News/PMKVY_
to: encourage standardisation in the certification Scheme-
process and initiate a process of creating a registry Document_
of skills; enable and mobilise a large number of v1.1.pdf
Indian youth to take up skill training and become
employable and earn their livelihood; reward
candidates undergoing skill training by authorised
institutions at an average monetary reward of Rs.8,000
per candidate and thus benefit 24 lakhs youth at an
approximate total cost of Rs.1,500 crore.
26 National Policy for Ministry of Skill 2015 Through various programmes, the policy aims to www.skilldevel-
Skill Development Development & create a demand for skilling across the country; opment.gov.in/
& Entrepreneurship Entrepreneurship correct and align skilling with required competencies; assets/images/
connect the supply of skilled human resources with Skill%20India/
sectoral demands; certify and assess in alignment policy%20book-
with global and national standards; and catalyse let-%20Final.pdf
an ecosystem wherein productive and innovative
entrepreneurship germinates, sustains and grows,
leading to creation of a more dynamic entrepreneurial
economy and more formal wage employment.
27 National Skill Ministry of Skill 2015 The Skill India Campaign is a step towards achieving www.skilldevel-
Development Development & the Governments mission of skilling 40.2 crore opment.gov.in/
Mission (Skill India Entrepreneurship workers by 2022 across the country. MSDE has enterpreneur-
Campaign) initiated it across ministries and departments to ship.html
scale up skill training efforts. Eight cross-sectoral,
overarching MoUs have been signed between MSDE
and other key Ministries. In addition to this, two
tripartite MoUs have been signed between NSDC,
NSDF and National Thermal Power Corporation (NTPC)
as well as Power Grid Corporation of India Ltd.

A Survey of the Social Enterprise Landscape in India 45


# Name of Policy/ Agency Year Details Source
Initiative

28 Scheme of Fund Ministry of Micro, 2015 The scheme aims to organise the traditional industries www.msme.
for Regeneration Small & Medium and artisans into clusters to make them competitive gov.in/mob/
of Traditional Enterprises and provide support for their long term sustainability SchemeNew.
Industries (SFURTI) and sustained employment, to enhance marketability aspx
of products of such clusters, to equip traditional
artisans of the associated clusters with the improved
skills, to make provision for common facilities and
improved tools and equipment for artisans, to
strengthen the cluster governance systems with
the active participation of the stakeholders, and to
build up innovated and traditional skills, improved
technologies, advanced processes, market intelligence
and new models of public-private partnerships, so as
to gradually replicate similar models of cluster-based
regenerated traditional industries.
29 India Aspiration SIDBI, Ministry of 2015 The India Aspiration Fund acts as a fund of funds www.
fund (IAF) Finance under SIDBI and invests in venture capital funds for venturefund.
meeting the equity requirement of MSME start-ups. sidbi.in
An initial corpus of Rs.400 crore has been already
allocated to various venture funds under it. The fund
has committed up to Rs.60 crore for Ivy Cap Ventures,
up to Rs.30 crore for Blume Ventures, and up to Rs.20
crore for Carpediem Capital Partners.
30 SIDBI Make in India SIDBI, Ministry of 2015 The idea behind the launch of the Rs.10,000 crore www.articles.
Loan for Small Finance SMILE Scheme is to provide soft loans in the nature of economictimes.
Enterprises (SMILE) quasi-equity and term loans on relatively soft terms to indiatimes.
MSMEs to meet the required debt-equity ratio norm, as com/2015-08-
also for pursuing opportunities of growth by existing 18/news/65
MSMEs. The focus will be on the 25 identified sectors 530232_1_sid-
under Make in India programme, with emphasis on bi-sibdi-msmes
financing smaller enterprises with the MSME sector.

31 Accessible Department of 2015 The campaign has been launched to make India www.pib.nic.
India Campaign Empowerment disabled-friendly. The Department of Empowerment in/newsite/
(Sugamya Bharat of Persons with of Persons with Disabilities (DEPwD), Ministry of mbErel.aspx-
Abhiyan) Disabilities, Social Justice and Empowerment, has formulated the ?relid=126123
Ministry of Social Accessible India Campaign (Sugamya Bharat Abhiyan)
Justice and as a nationwide campaign for achieving universal
Empowerment accessibility for PwDs. The Department has asked
various state governments to identify about 50 to 100
public buildings in big cities and also identify citizen-
centric public websites which, if made fully accessible,
would have the highest impact on the lives of PwDs.
32 Venture capital Ministry of Social 2015 This is a concessional finance scheme to provide Darko, et al.
Fund for Scheduled Justice and financial support to entrepreneurs from scheduled
Castes Empowerment castes.

33 Credit Ministry of Social 2015 This is a credit guarantee scheme to provide financial Darko, et al.
Enhancement Justice and support to entrepreneurs from scheduled castes.
Guarantee Scheme Empowerment
for Scheduled
Castes 2015

34 Startup India, Stand 2016 Startup India is a flagship initiative of the Government Start Up India
Up India of India, intended to build a strong eco-system for Event, January
nurturing innovation and startups in the country 2016
that will drive sustainable economic growth and
generate large scale employment opportunities. The
Government, through this initiative, aims to empower
startups to grow through innovation and design.

46 Social Value Economy


# Name of Policy/ Agency Year Details Source
Initiative

35 Pradhan Mantri 2016 The Union Cabinet has approved the launch of www.agricoop.
Fasal Bima Yojana Pradhan Mantri Fasal Bima Yojana (Prime Minister Crop nic.in/
Insurance Scheme), under which the premium rates imagedefault/
to be paid by the farmers have been brought down whatsnew/
substantially so as to enable more farmers to avail sch_eng.pdf
of insurance cover against crop loss on account of
natural calamities. The scheme will come into effect
from the upcoming kharif (monsoon) season in 2016.
36 Scheme for Ministry of Micro, Under this scheme, assistance shall be provided www.msme.
providing Small & Medium to training institutions in the form of capital grants gov.in/mob/
establishment Enterprises for creation/strengthening of infrastructure and SchemeNew.
of new programme support for conducting entrepreneurship aspx
institutions (EDIs), development and skill development programmes.
strengthening the Any State/Union Territory Government, Training
infrastructure for Institutions, NGOs and other development agencies
EDIs under ATI can apply for assistance for creation or strengthening
Scheme of infrastructure.
37 Scheme for Ministry of Micro, The objective is to provide early-stage funding for www.msme.
Support for Small & Medium nurturing innovative business ideas (new indigenous gov.in/mob/
entrepreneurial Enterprises technology, processes, products, procedure, etc.), SchemeNew.
and managerial which could be commercialised in a year. Any aspx
development of individual or MSME having an innovative idea near
SMEs through commercialisation can apply to the host institution
incubators (e.g. IITs, NITs, technical colleges, research institutes,
etc.). The host Institutions can apply to the office of
the DC-MSME or their nearest DIs for application.
38 Atal Innovation National Pro- AIM will be an Innovation Promotion Platform involving www.niti.gov.in/
Mission Institution for posed academics, entrepreneurs, and researchers drawing content/aim.php
Transforming upon national and international experiences to foster
India - Aayog a culture of innovation and R&D in India. The platform
will also promote a network of world-class innovation
hubs and grand challenges for India. In the budget for
2014-15, Rs.150 crore was allotted for the innovation
mission, which will replace the National Innovation
Council. A significant difference between the two will
be in the powers to disburse funds.
39 National Ministry of Skill 2015 This initiative recognises that social enterprises National Policy
Policy on Skill Development & have emerged as important business instruments to for Skill
Development and Entrepreneurship address the issues of poverty, unemployment and Development
Entrepreneurship inequity in society through socially oriented business and
innovations. It proposes the following: Entrepreneur-
(i) Encourage universities and academic institutions ship Report
to launch a course on Social Entrepreneurship to 2015
actively promote social entrepreneurship in the
country; (ii) Foster a social capital market place by
offering scal incentives to attract investors and
make provision for funding support, like a social
venture fund, to facilitate social entrepreneurs
access to credit; (iii) Facilitate creation of social
enterprises even with a modest capital base through
social incubates across the country; (iv) Encourage
innovators, universities and institutions to patent
innovative entrepreneurship ideas and technologies
by promoting and strengthening Intellectual
Property Rights; (v) Create, promote, and encourage
grassroots technology innovation hubs to harness
and scale-up the innovation potential of grassroots
innovators; (vi) To encourage innovation, collaborate
with organisations such as the National Innovation
Foundation to encourage grassroots technological
innovation and integrate with the national research
and innovation ecosystem. Using the national network
of E-Hubs and other platforms, assist entrepreneurs
in commercialising and scaling up their products and
services.

A Survey of the Social Enterprise Landscape in India 47


Annex 2

social enterprise-related academic courses in india

a. Courses offered by institutions of higher education


# Institution Name Name of Course Level Location From Course Details

1 School of MA Social Masters Delhi, New Delhi 2012 The programme aims to
Business, Public Entrepreneurship help students gain better
Policy and Social understanding of the social
Entrepreneurship, issues and challenges faced by
Ambedkar University the society and find creative
solutions to address these.
2 Azim Premji University MA Development Masters Bengaluru, 2012 The curriculum is broad-based
Karnataka and encompasses theory,
practice, and research relating
to development. It prepares
individuals capable of informed
and thoughtful development
action.
3 Azim Premji University MA Public Policy & Masters Bengaluru, 2012 The programme contributes
Governance Karnataka to learning about the ideas,
mechanisms, practices, and
outcomes that comprise
public policy which in turn
emerges from a conceptual
understanding of governance
as the exercise of political
authority.
4 Birla Institute Post Graduate Masters Greater Noida, The programme is a blend of
of Management Diploma in Uttar Pradesh academic rigour and practice
Technology Management through a six-month field
Sustainable experience practicum.
Development
Practices
5 Development Post-Graduate Masters Patna, Bihar 2014 A two-year full time course,
Management Institute Diploma in it is a blend of management,
Management decision and social sciences.
Development Experiential learning through
Management development immersion,
enterprise learning, and
management internship creates
a cadre of development
management professionals.
6 Entrepreneurship Post-Graduate Masters Gandhinagar, 1998 Designed specifically
Development Institute Diploma in Gujarat for entrepreneurs and
Management entrepreneurial managers
Business to nurture ideas and enable
Entrepreneurship new ventures through an
academically rigorous and
practical learning experience.
7 Entrepreneurship Post-Graduate Masters Gandhinagar, 2009 A two-year course with a
Development Institute Diploma in Gujarat broad and multi-disciplinary
Management programme that equips
Development students with knowledge and
Studies analytical and conceptual
skills of social and economic
development.

48 Social Value Economy


# Institution Name Name of Course Level Location From Course Details

8 Faculty of Management Diploma in Diploma Varanasi, Uttar 2011 The course intends to
Studies, Banaras Hindu Microfinance & Pradesh develop the basic awareness
University Entrepreneurship of management functions
(Part-Time) and various dimensions of
organisational life. It also
attempts to provide exposure
of the ethical dilemma in
management practices.
9 Faculty of Management Masters of Business Masters Varanasi, Uttar 2006 The course aims to create a
Studies, Banaras Hindu Administration Pradesh cadre for food and agribusiness
University Agribusiness and allied sector. The
curriculum builds a managerial
foundation and proficiency,
with a focus on food and
agribusiness.
10 Faculty of Management Post-Graduate Masters Jaipur, 1994 The course aims to meet the
Studies, Institute of Diploma Rural Rajasthan need for professional managers
Rural Management Management in rural organisations and rural
market-oriented business
houses, bearing in mind the
complex environment in which
these organisations work.
11 Indian Institute of Elective on Social Masters Kolkata, West 2013 The course is designed to give
Management, Kolkata Entrepreneurship (Component) Bengal students the opportunity to
course under understand the challenges of
Behavioural a broad spectrum of not-for-
Sciences-II profit, hybrid and for-profit
social enterprises and apply
themselves to addressing these
challenges through live projects.
The course is aimed at students
who are likely to be involved
with social enterprises in a
variety of ways.
12 Indian Institute of Post-Graduate Masters Bhopal, Madhya 1982 The two-year course design
Forest Management Diploma in Forestry Pradesh offers specialised modules on
Management conservation and livelihood,
environmental management,
and development management.

13 Indian Institute of MBA Rural Masters Jaipur, 2012 The flagship course aims at
Health Management & Management Rajasthan developing trained professional
Research managers with requisite skills
for managing rural development
organisations, both in the
public and private sectors. The
focus is self-learning through
participatory approach.
14 Indian Institute Post- Graduate Masters Ahmedabad, 1974 The course prepares students
of Management, Programme Gujarat for careers in management
Ahmedabad Agribusiness related to food & agribusiness
Management and allied sectors in an
international environment.
The curriculum has a leading-
edge managerial foundation
firmly rooted in the institutes
management culture and
proficiency, with a focus on food
and agribusiness.
15 Indian Institute Post-Graduate Masters Bengaluru, 2002 The course integrates public
of Management, Programme Karnataka policy and general management
Bangalore Public Policy & skills into a single programme
Management and enables cross-learning
between participants from the
private and public sectors.

A Survey of the Social Enterprise Landscape in India 49


# Institution Name Name of Course Level Location From Course Details

16 Indian Institute of Post-Graduate Masters Lucknow, Uttar 2004 The course aims to develop
Management, Lucknow Programme in Pradesh agribusiness leaders and
Agribusiness entrepreneurs with vision,
Management competence and appropriate
attitude for promoting/growing
agribusiness and agro-based
enterprises with a strong
international orientation.
17 Indian Institute of Post-Graduate Masters Noida, Uttar 2015 The programme focuses
Management, Lucknow Programme Pradesh on environmental, social,
Sustainable and economic sustainability
Development of businesses, change-
Practices management preparation,
critical perspectives on policy
and institutions, cross-sector
collaboration and policy
analysis, and systemic linkages
among environmental, social,
and economic issues.
18 Indian Institute Post-Graduate Masters Bengaluru, 1993 The course aims at providing
of Plantation Programme Karnataka management education for
Management Agribusiness plantation and associated
Programme agribusiness sector. It combines
Management the grassroots action with
global competition and equips
the students for managerial
positions in agri-plantation
business sector.
19 Indian Institute of M Phil Planning Advanced Mumbai, 1993 A programme of Department of
Technology, Mumbai and Development Post Maharashtra Humanities and Social Sciences,
Graduate it offers a specialisation in
Research planning and development.
Degree Its theoretical-practical thrust
provides the students with
a holistic understanding of
socio-economic realities and the
impact of technology.
20 Indian Institute of M Tech Masters Mumbai, 2007 The course aims to train
Technology, Mumbai Technology & Maharashtra professionals to work in diverse
Development fields, playing different roles
at the interface between
technology and development,
through public, private, and civil
society organisations.
21 Indian Institute of Minor in Undergrad- Chennai, Tamil 2009 The course is a joint initiative
Technology, Madras Innovation & Social uate Nadu of IIT Madras and Villgro
Entrepreneurship Innovations Foundation and
aims to provide an analytical
and practitioners perspective
on innovation and social
enterprise.
22 Indian School of Certificate Short Masters Hyderabad, NA A short-term course jointly
Business Term Programme in (Component) Telangana offered by ISB and IICA. Offered
CSR Management as a hybrid model, combining
classroom and online learning,
the programme will be spread
over a period of 16 weeks
which includes three on-campus
contact sessions.
23 Indian School of Management Masters Hyderabad, NA Thecourse aims to equip
Business Programme Public (Component) Telangana students with useful skill-sets
Policy and the latest in policy thinking
and implementation around
the world while facilitating a
cross border and cross cultural
knowledge exchange between
the private and public sector.

50 Social Value Economy


# Institution Name Name of Course Level Location From Course Details

24 Indira Gandhi Institute Higher Diploma Diploma Lucknow, Uttar 1962 The course aims to strengthen
of Cooperative in Cooperative Pradesh and professionalise the
Management Management management in cooperatives
(HDCM) by providing opportunities
(Correspondence) to executives in different
cooperative sectors and officers
of cooperative departments.
25 Institute of Rural Post-Graduate Masters Anand, Gujarat 1979 This course aims to prepare
Management Programme Rural talented young managers
Management to assume challenge-filled
responsibilities in rural
cooperatives and development
organisations. The participants
are highly valued in local,
national and international
cooperatives, NGOs,
development organisations, and
funding agencies.
26 Jindal School of MA Public Policy Masters Sonepat, NA The course enables students to
Government & Public Haryana address contemporary political,
Policy (O P Jindal economic and social issues in
University) a coherent and comprehensive
manner. It imparts a strong
training in theory, covering key
literature and debates along
with quantitative and qualitative
analytical skills.
27 Madhusudan Institute Higher Diploma Diploma Bhubaneswar, 1956 The programme is designed
of Cooperative in Cooperative Odisha to improve the conceptual
Management Management capabilities and understanding
of the managerial problems
of the cooperatives. It helps
them upgrade their skills and
abilities and adopt appropriate
techniques for managing
cooperatives.
28 Madhusudan Institute Diploma in Rural Diploma Bhubaneswar, NA The course curriculum helps
of Cooperative Management Odisha the student acquire conceptual
Management and analytical abilities required
for making and implementing
managerial decisionseffectively.
29 Narsee Monjee Part-Time Masters Mumbai, 2007 The programme aims to
Institute of MBA Social Maharashtra (1991 develop a holistic perspective
Management Studies Entrepreneurship pro- on contemporary issues in
& Sustainability vided management of social sector,
Management certifi- help focus on execution
cation) of projects, and develop
sustainability of development
organisations through
innovative management
approach.
30 National Institute of Post-Graduate Masters Hyderabad, 1996 The programme aims
Agricultural Extension Diploma in Telangana at enabling meritorious
Management Management agricultural graduates acquire
Agribusiness the critical competencies
Management to function as effective
agribusiness managers.
31 National Institute of Post-Graduate Masters Hyderabad, 2008 The course design rests on the
Rural Development & Diploma in Rural Telangana tripod of rural development
Panchayati Raj Development philosophy concepts, principles,
policies, programmes
and organisations; rural
development management
practices; and rural social
sector.

A Survey of the Social Enterprise Landscape in India 51


# Institution Name Name of Course Level Location From Course Details

32 S.P. Jain Institute Post-Graduate Masters (part Mumbai, 2007 The programme helps
of Management & Programme time) Maharashtra graduates take up management
Research Development roles in the various social sector
Management agencies, like NGOs, Non-profits,
CSOs, CSR Foundations, social
entrepreneurs, funding agencies
and government bodies.
33 Tata Institute of Social MA Social Work in Masters Mumbai, 2007 The programme aims to
Sciences Livelihoods & Social Maharashtra inculcate entrepreneurial
Entrepreneurship spirit in the emerging social
sector. The placement target
for this programme is primarily
leading the students to an
entrepreneurial path or be
placed in an MFI, NGO, social
enterprise, cooperative or the
CSR division of business houses.
34 Tata Institute of Social MA Social Masters Tuljapur, 2012 The programme is
Sciences Innovation & Maharashtra structured around: the field
Entrepreneurship at of social innovation and
Tuljapur Campus entrepreneurship, the business
structures used in rural context,
and the strategies used for
implementing the social
ventures.
35 TERI University MA Sustainable Masters Delhi, New Delhi 2010 The programme aims to develop
Development an international cadre of
Practice development professionals well-
equipped to tackle interwoven
challenges of poverty, diseases,
and climate change and
ecosystem vulnerability specific
to the region.
36 TERI University MBA (Business Masters Delhi, New Delhi 2008 The programme aims to
Sustainability) enhance the knowledge of
management education by
providing a mix of conventional
and new management skills
and ethical practices in
management education.
37 Vaikunth Mehta Post-Graduate Masters Pune, 1967 The objective is to provide
National Institute Diploma in Maharashtra latest management techniques
of Cooperative Cooperative and practices, to infuse and
Management Business inculcate professional skills,
Management and to expose the participants
to the actual functioning of the
cooperatives through field visits.
38 Vaikunth Mehta Post-Graduate Masters Pune, 1993 The programme teaches
National Institute Diploma in Maharashtra students to combine the use
of Cooperative Management of technical skills with the
Management Agribusiness understanding of the socio-
Management cultural system to emerge as
leaders in their fields and make
significant contribution through
management in all sectors of
the society.
39 Xavier Institute of Post-Graduate Masters Jabalpur, 1995 Students are exposed to core
Development Action Diploma in Madhya concepts of management.
and Studies Management Pradesh The core courses lay a
Rural Management strong foundation and help
students in developing a
sound understanding of
major functional areas of
management.

52 Social Value Economy


# Institution Name Name of Course Level Location From Course Details

40 Xavier Institute of Post-Graduate Masters Bhubaneswar, 1999 The programme addresses the
Management Diploma in Odisha issue of lack of managerial skills
Management Rural needed to implement various
Management projects in the social sector.
41 Xavier Institute of Post-Graduate Masters Bengaluru, NA It is the flagship programme
Management & Diploma in (Component) Karnataka of XIME to develop skills of
Entrepreneurship Management students in order to tackle
complex social issues.
42 Xavier Institute of Post-Graduate Masters Ranchi, 1978 In order to address
Social Sciences Diploma in Jharkhand development of rural masses,
Management Rural the programme moulds the
Management students into change agents
and facilitators in the process of
development.

b. Courses offered by social enterprise enabling organisations

# Institution Name Name/Nature of Course Course/Fellowship Location

1 Acumen Global Fellow Programme Leadership Training Fellowship Mumbai, Maharashtra

Support for individuals


who want to start a
2 Ashoka India Fellows Fellowship New Delhi, Delhi
venture focussing on
social causes

Social Enterprise
3 Centre for Social Initiative & Management Course (Part-Time) Chennai, Tamil Nadu
Management

Masters in Social
4 Deshpande Foundation Course Hubli, Karnataka
Entrepreneurship
Global Social
Hand in Hand Global Academy of Social
5 Entrepreneurship Course (Short-Term) Chennai, Tamil Nadu
Entrepreneurship
Programme

6 Indian School of Livelihoods BASIX India Training and workshops Course Hyderabad, Telangana

Sambodhi Research and Management


7 Training and workshops Course New Delhi, Delhi
Institute

8 School of Social Entrepreneurship (PwC) Social Start-up Programme Fellowship New Delhi, Delhi

Leadership Training
9 The Villgro Fellowship Fellowship Chennai, Tamil Nadu
Programme

A Survey of the Social Enterprise Landscape in India 53


Annex 3

Interviewees and workshop participants

Interviewees 28. Megha Phansalkar, Tisser


29. Mohit Arora, School of Social Entrepreneurship,
1. A. B. Chakravarthy, Villgro
India
2. Aditya Bhandari, Incofin Investment
30. Nahar, Minla Strategies
Management
31. Nitin Gupta, Attero Recycling Pvt. Ltd.
3. Alpana Srivastava, Asha Impact
32. Vidhee Garg, Affordable Housing Institute
4. Anoop Mitra, Margdarshak
33. Murali Srinivas, Affordable Housing Technical
5. Arushi Aggarwal, The Initiative
Assistance Centre Habitat for Humanity
6. Asma Kathiwalla, Thomson Reuters Foundation
34. Nadeem Rahim, State Innovation Council-
7. Devi Vijay, Asst. Prof., IIM Calcutta Rajasthan
8. D. R. Mehta, Bhagwan Mahaveer Viklang 35. Narayan Kumar, Hindustan Cleanergy Limited
Sahayata Samiti, Jaipur
36. Natasha Garcha, Impact Investment Asia, Shujog
9. Devyani Pershad, Pratham
37. Neelam Jethwani, Maid in India
10. Dr. D. V. Deshpande, Bankers Institute of Rural
38. Nelson Deb, The Eco Hub Small Industries
Development
39. Nikhil Chandra, Micro Finance Institutions
11. Dr. Pradip Kumar, Sarmah Rickshaw Bank
Network
12. Dr. Sali Panicker, Indian Institute of Rural
40. Nishant Advani, Acumen Fund
Management, Rajasthan
41. Olina Banerji, Ashoka Innovators
13. Dr. Tara Nair, The Gujarat Institute of
Development Research 42. P. Venkatraman, You Too Can Run
14. Dr. V. Shubhalaxmi, Ladybird Environmental 43. Prabu Guthi, Milky Way
Consulting 44. Pranjal Baruah, Mushroom Development
15. Ghasiram Panda, Action Aid Foundation
16. H. Pamarthy, Consultant- financial Inclusion 45. Priya Thachadi, Villgro
17. Hariharan Mohpatra, Sa-Dhan 46. Prof. Sushil Kumar, IIM, Lucknow
18. Hemant Nitturkar, Consultant 47. Prof. N. N. Sharma, Birla Institute of Management
Technology
19. Kartik Desai, Asha Impact
48. Rahul Nainwal, UnLtd Delhi
20. Kashyap Shah, Michael & Susan Dell Foundation
49. Rashmi Sawant, Culture Aangan
21. Kulwant Singh, UN Habitat
50. Ravi Shankar B, Society for Elimination of Rural
22. Kumar Jyoti Nath, National Ganga River Basin
Poverty
Authority
51. Roselin Osana, Habitat for Humanity
23. M. S. Sriram, IIM-Bengaluru
52. S. Arun, The Energy and Resources Institute
24. Mahesh Venkateswaran, National Skill
Development Corporation 53. Sairam Subramanian, Technoserve
25. Manikandan KP, Indian Housing Federation 54. Sanjay Daswani, Habitat for Humanity
26. Manisha Gupta, Start Up! 55. Saurabh Lahoti, Grassroots Business Fund
27. Marco Ferrario, Micro Home Solutions 56. Sachin Hirani, MIX

54 Social Value Economy


57. Shama Karkal, Swasti Health Resource Centre 6. Dan Gregory, Social Enterprise UK
58. Shantanu Garg, Jharkhand State Livelihood 7. Deepak Shandilya, Ennovent
Promotion Society 8. Devyani Singh, Ennovent
59. Shubhadeep Sanyal, Omnivore Partners 9. Guru Gujral, British Council India
60. Siddharth Arur, Cap Aleph AdvisorsIndia Private 10. Katharina Kuehn, Deutsche Gesellschaft fr
Limited Internationale Zusammenarbeit (GIZ) GmbH
61. Sidhartha Das, Water Aid India 11. Mohit Arora, School for Social Entrepreneurs,
62. Somesh Dayal, Sa-Dhan India
63. Sreejith Nedumpully, Upaya Social Ventures 12. Olina Banerji, Ashoka
64. Subhrangshu Sanyal, Indian Institute of 13. Rahul Kanvinde, Dasra
Management Calcutta 14. Tristan Ace, British Council
65. Sudhanshu Malani, Villgro Innovations 15. Vimlendu Jha, Swechha
Foundation
66. Ullas Kumar, Meghshala SOUTH INDIA WORKSHOP (BENGALURU)
67. Vijay Aruldas, Independent Consultant, 2nd November, 2015
Healthcare 1. Amit A Alex, Global Alliance for Clean
68. Vikram Jain, FSG Cookstoves
69. Vinay Kumar, Digital Green 2. Ashim Roy, Uber Diagnostics
70. Vinay Tiwari, NR Management Consultants
3. Govind Sivakumar, Gray Matters Capital / Wings
71. Vipul Patel, Centre for innovation Incubation and Learning
Entrepreneurship - IIM Ahmedabad
4. Hariharan PV, Agro-Biogenics
72. Yash Ranga, Jaipur Rugs Private Limited
73. Harish Chandra Chaudhary, Faculty of 5. Jyotsana Taparia, Upaya Social Ventures
Management Studies - Banaras Hindu University 6. Lijo Chacko, Head Held High Foundation
74. Nagendra Sharma, Birla Institute of Management
7. Vijayarajan, InnAccel
Technology
75. Ashish Kumar, Livelihood School 8. Nagaraja, CTI-PFAN (Climate Technology
Initiative Private Financing Advisory Network)

Workshop participants 9. Nishant Advani, Acumen

10. Priya Thachadi, Villgro


INCEPTION WORKSHOP (NEW DELHI)
25th August, 2015 11. Ramakrishna Pappu, InnAccel
1. Adarsh Bhatt, UnLtd Delhi 12. Robin Brenner, S3IDF (Small Scale Sustainable
2. Aditya Pant, Aspen Institute Infrastructure Development Fund)
3. Alpana Srivastava, Asha Impact 13. Shanmuga Rajan, Amrita Vishwa Vidyapeetham
4. Amit Jain, Health Point Business School
5. Bhawana Negi, British Council India 14. Ullas Kumar, Meghshala

A Survey of the Social Enterprise Landscape in India 55


WEST INDIA WORKSHOP (MUMBAI) 10. Kashyap Shah, Michel & Susan Dell Foundation
17th November, 2015 11. Katharina Kuehn, Deutsche Gesellschaft fr
1. Anurag Chaturvedi, Dasra Internationale Zusammenarbeit (GIZ) GmbH
2. Anushree Parekh, Samhita Social Ventures 12. Krishna Thacker, PNB Metlife
3. Asma, Thomson Reuters Foundation 13. Manisha Gupta, Start Up!
4. Athul Ravunniarath, Acumen 14. Mohit Arora, School of Social Entrepreneurship
5. Jitendra Sinha, SAI Sustainable Agro 15. Nagendra Nath Sharma, Birla Institute of
6. Jui Gangan, Villgro Management and Technology
7. Manasi Shah, Acumen 16. Priya Tripathi, Technoserve
8. Megha Phansalkar, Tisser 17. Purnendu Hota, NIIT Foundation
9. Nikhil Dugal, Aadhan Infrastructure Pvt. Ltd. 18. Rachana Gangavarapu, LumenEd
10. Prabu Guthi, Milky Way 19. Rini Singhal, Lok Capital
11. Prerna Khanna, Acumen 20. Shweta Gandhi, Karmany
12. Sairam Subramanian, Technoserve 21. Thomas Kreek, LumenEd
13. Satyajit Majumdar, Centre for Social
Entrepreneurship, Tata Institute of Social EAST INDIA WORKSHOP (KOLKATA)
Sciences 30th November, 2015

14. Sunanda, TechnoServe 1. Devi Vijay, Asst. Prof., IIM, Calcutta

15. Urvashi Devidayal, Thomson Reuters Foundation 2. Gitali Thakur, Maitryee Development Society

16. Usha Ganesh, Intellecap 3. Meghna De, Switch ON


4. Mihir Sahana, BASIX Krishi
NORTH INDIA WORKSHOP (NEW DELHI) 5. Piyali Mazumdar, Prayasam
26th November, 2015 6. Samir Narayan, CINI community Initiative
1. Abhay Sen, Dharma Life 7. Sanjeev Srivastawa, Vedic Krishi
2. Abhishek Sinha, Eko 8. Santosh Dash, Sahaj-e-village
3. Aditya Pant, Aspen Network of Development 9. Sayani Basu, IKuretechsoft Pvt. Ltd.
Entrepreneurs
10. Dr. Sharmishtha Banerjee, University of Calcutta
4. Akash Bansal, Zouk Loans
11. Shubhankar Sengupta, Consultant
5. Amit Bhattacharya, Dharma Life
12. Suman Mukhopadhyay, Banglanatak
6. Anoop Kaul, BASIX
13. Swapan Chakraborthy, Sahara Utsarga
7. Dr.Charvi Mehta, Ministry of Skill Development &
14. Swarup Ghosh, Tomorrows Foundation
Entrepreneurship
15. Vasant Subramanyan, Nirdhan
8. Jaspal Shakya, Opportunejobs.com
16. Vidyanand Jha, IIM Calcutta
9. Jeremy Wade, Jindal Centre for Social
Innovation & Entrepreneurship

56 Social Value Economy


Annex 4

survey questions

1. What is the name of your organisation?

2. About the organisation:

a. In what year did your organisation formally begin operations?

b. Where is your organisation headquartered? (City, State)

c. Is the organisation regional, national or international? (please choose only one)

Regional National International

d. What legal form is the organisation registered under? (Please choose only one)

Sole Proprietorship

Partnership

Public Limited Company

Private Limited Company

Section 8/Section 25 Company

Institution or University

NGO/Trust/Society

Public or Government Organisation

Other (please specify)

e. What is the name of the person currently in-charge of your organisation?

f. What is the gender of the person currently in-charge of your organisation?

Male Female

g. What is the age of the person currently in-charge of your organisation?

18-24

25-34

35-44

45-54

55-60

60 and above

A Survey of the Social Enterprise Landscape in India 57


3. What are the overall objectives of your organisation? (Choose as many as you like)

Creating employment opportunities

Improving health and well-being

Addressing social exclusion

Supporting agriculture and allied activities

Promoting education and literacy

Protecting the environment

Addressing financial exclusion

Providing affordable housing

Supporting vulnerable children and young persons

Supporting other social enterprises and organisations

Empowering and uplifting women

Other (please specify)

4. In which of the following sectors does your organisation operate? (Choose as many as you like

Agriculture, fisheries, dairy

Education

Skill development

Non-farm Livelihood

Energy and clean technology

Financial services

Forestry

Healthcare

Food and nutrition

Affordable housing

Justice, rehabilitation, human rights

Water and sanitation

ICT

Tourism

Other (please specify)

5. How does your organisation conduct operations in selected sectors?

Manufacturing

Sales

Business Development and Entrepreneurship Support

Other (please specify)

58 Social Value Economy


6. What market does your organisation cater to?

Rural markets Urban markets Both

7. What is the total number of beneficiaries impacted by your organisation?

8. Do you consider any of the following groups to be your beneficiaries? (If yes, please indicate the
approximate number of beneficiaries in each group)

a. Children (14 years old and below)

b. Youth (15 to 30 years of age)

c. Women

d. Disabled or differently-abled individuals

e. Individuals from backward communities

f. Individuals from underserved regions

g. Organisations (NGOs, micro and small businesses, social enterprises, self-help groups,
community, and religious groups)

h. Employees (Number of people from disadvantaged backgrounds (for example, disabled


employees, employees from poor socio-economic backgrounds, etc.)

i. Other (Please specify type of beneficiary and number)

9. Which of the following does your organisation place the most emphasis on? (Please choose only one)

Profit First we prioritise maximising profits and strive to make a social impact only when it
enhances profitability

Social/Environmental Mission First we prioritise maximisation of impact over profit, we may not
(always) be commercially viable

Both Jointly we pursue both financial and social/environmental objectives equally

10. What proportion of your organisations income comes from earned income?

0% 1-24% 25-49% 50-74%

75-99% 100%

11. Turnover:

a. What was your organisations turnover last year? (1 April 2014-31 March 2015)

b. How do you expect your organisations turnover to change next year?

Increase substantially Increase a little

Stay the same Decrease

11. Profits:

a. Currently, your organisation is:

Making a profit Incurring a loss Breaking even

A Survey of the Social Enterprise Landscape in India 59


b. If you do make a profit or surplus, how is it used? (Choose as many as you like)

Growth and development activities

Rewards to staff and beneficiaries

Profit sharing with owners and shareholders

Cross-subsidising i.e. covering costs of less commercially viable components of work

Reserves

Funding third party social/environmental activities

Other (please specify)

13. Full-time employees (35+ hours per week)

a. Number of full time employees (as on 31 March 2015)

b. Number of full-time female employees (as on 31 March 2015)

c. Number of full-time employees in the last year (as on 31 March 2014)

d. Number of full-time female employees in the previous year (as on 31 March 2014)

14. Part-time employees (34 or fewer hours per week)

a. Number of part-time employees in the current year (as on 31 March 2015)

b. Number of female part-time employees in the current year (as on 31 March 2015)

c. Number of part-time employees in the previous year (as on 31 March 2015)

d. Number of part-time female employees in the previous year (as on 31 March 2014)

15. How is the number of employees in your organisation expected to change in the next year?

Increase substantially Increase a little

Stay the same Decrease

16. How does your organisation plan on achieving growth over the next year? (Choose as many as you
like)

Increase sales with existing customers

Expand into new geographic areas

Develop and launch new products and services

Attract new customers or clients

Replicate or franchise

Attract investment to expand

Merge with another organisation

Acquire another organisation

Win business as part of consortium

We have no growth plans

Other (please specify)

60 Social Value Economy


17. What are the major barriers that your organisation faces? (Choose as many as you like)

Capital (debt/equity)

Grant funding

Maintaining cash flow

Recruiting non-executive directors or trustees

Recruiting other staff

Shortage of managerial skills

Shortage of technical skills

Lack of access to technical support and advisory services

Understanding/awareness of social enterprise among banks and support organisations

Understanding/awareness of social enterprise among general public/customers

Lack of demand for product/service

Economic climate (fiscal regulation/prohibitive commissioning)

Access to public services

Red tape

Taxation, VAT, business rates

Availability/ cost of suitable premises

Late payment

Other (please specify)

18. What forms of funding has your organisation received in the past? (Choose as many as you like)

Grants from governments

Grants from foundations

Contracts from governments

In-kind cash and donations (e.g. equipment, volunteer time)

None

Other (please specify)

19. What forms of finance/investment has your organisation received in the past? (Choose as many as you
like)

Capital grant

Concessional loans (loans with below market interest rates)

Commercial loans (market interest rate loans)

Equity or equity-like investments

None

Other (please specify)

A Survey of the Social Enterprise Landscape in India 61


20. What are the constraints to securing financing that your organisation faces? (Choose as many as you
like)

Revenue for equity investors

Business model is not refined/appealing

Access to investors is low due to limited network

Limited track/performance record

Revenue and profitability requirement for bank loans

Limited supply of capital

Regulatory constraints when securing capital from international sources

Securing capital and financing is not one of our major constraints

Other (please specify)

21. Do you consider your organisation to be a social enterprise?

Yes No

22. Respondents email address

23. Did you face issues while completing this survey? If yes, please feel free to elaborate.

62 Social Value Economy


Annex 5

key players in the social enterprise


ecosystem in india

Incubators, accelerators, and enablers


Name of Institution Organisation Type

Ashoka: Innovators for the Public Network and Enabler

Aspen Network of Development Entrepreneurs Network and Enabler

Incubator, Accelerator, and Technical


Centre for Innovation Incubation and Entrepreneurship, IIM Ahmedabad
Service Provider

Dasra Social Impact Incubator and Technical Service Provider

Deshpande Foundation Incubator and Technical Service Provider

Deutsche Gesellschaft fr Internationale Zusammenarbeit (GIZ) GmbH Technical Service Provider and Enabler

Ennovent India Advisors Private Limited Enabler and Impact Investor

Grameen Foundation in India (Subsidiary of Grameen Foundation) Technical Service Provider and Enabler

IDEX Accelerator Incubator and Technical Service Provider

Innovation Alchemy Consulting Pvt. Ltd. Incubator and Technical Service Provider

Insights Applied Technical Service Provider

Khosla Labs Private Limited Incubator

Okapi Technical Service Provider

Rural Technology and Business Incubator - IIT Madras Incubator

Samhita Social Ventures Enabler

Schwab Foundation Platform for Social Enterprises

Shujog Technical Service Provider

Startup Oasis Incubator

Startup! Incubator, Angel Investor

Technoserve Technical Service Provider

The British Council Enabler

UnLtd India Incubator

Villgro Innovation Foundation Incubator and Impact Investor

Yunus Social Business Fund Mumbai Private Limited Incubator

A Survey of the Social Enterprise Landscape in India 63


Impact investors, development finance institutions and multi-lateral funding organisations

Name of Institution Organisation Type


Aavishkaar Venture Management Services Private Limited Impact Investor
Accion Gateway Fund LLC Impact Investor
Acumen Fund Advisory Services India Private Limited Impact Investor
Ankur Capital Markets Private Limited Impact Investor
Asha Impact Impact Investor
Development Finance Institution, Technical
Asian Development Bank
Service Provider
Aspada Investment Advisors Private Limited Impact Investor
Bamboo Finance Impact Investor
Bellwether Microfinance Fund Pvt. Ltd. Impact Investor
Beyond Capital Fund Impact Investor
Blue Orchard Impact Investment Managers Impact Investor
Calvert Foundation Development Finance Institution
Caspian Impact Investment Advisors Private Limited Impact Investor
CDC Group Plc (Commonwealth Development Corporation) Development Finance Institution
Central Square Foundation Foundation, Technical Service Provider
Charioteer Fund Impact Investor
Creation Investments Social Ventures Fund Impact Investor
Department for International Development Development Finance Institution
Deutsche Investitions- und EntwicklungsgesellschaftmbH (DEG) Development Finance Institution
DiaVikas Capital (Subsidiary of Opportunity International Australia) Impact Investor
Elevar Equity Impact Investor
Incofin Investment Management Impact Investor
International Finance Corp. (IFC) Development Finance Institution
Khosla Impact Impact Investor
Kreditanstalt fr Wiederaufbau (KfW) Development Finance Institution
Lemelson Foundation Foundation
LGT Venture Philanthropy Foundation Impact Investor
Lok Capital LLC Impact Investor
Michael and Susan Dell Foundation Development Finance Institution
MicroVentures Marketplace Inc. Impact Investor
Netherlands Development Finance Company Development Finance Institution
Norwegian Microfinance Initiative) Frontier Fund Impact Investor
Omidyar Network India Advisors Private Limited Foundation
Omnivore Capital Management Advisors Private Limited Impact Investor
Pearson Affordable Learning Fund Impact Investor
Pragati Capital Impact Investor

64 Social Value Economy


Name of Institution Organisation Type
ResponsAbility India Business Advisors Private Limited Impact Investor
SAHA Fund Impact Investor
Samridhi Fund Impact Investor
Skoll Foundation Foundation
Social Venture Partners Impact Investor
Song Investment Company Impact Investor
Sorenson Impact Foundation Impact Investor
Swedfund International AB Development Finance Institution
Unitus Capital Impact Investor
Unitus Seed Fund Impact Investor
Upaya Social Ventures Impact Investor
USAID India Mission Multilateral Funding Organisation
Village Capital Impact Investor

A Survey of the Social Enterprise Landscape in India 65


Annex 6

additional insights from survey respondents not


classified as social enterprises

1. Women leaders of the surveyed organisations that did not meet the social enterprise criteria used for
the study were older by comparison, with the highest proportion (33%) being in the age group of 45-54
years.

2. The surveyed organisations which did not meet the social enterprise criteria used for the study were
comparatively older, with 66% having started operations before 2010.

3. The surveyed organisations that did not meet the social enterprise criteria used for the study worked at
a smaller scale, with 47% reporting operating regionally and 39% nationally.

4. The surveyed organisations that did not meet the social enterprise criteria used for the study had an
average annual turnover of Rs. 2.5 million (approximately GBP 26,000).

66 Social Value Economy


Acknowledgements

The authors of the study would like to thank the British Council for their sponsorship of this report, and
particularly, Tristan Ace, Paula Woodman, Nick Temple, Adam Pillsbury, Guru Gujral, Sameer Chaturvedi and
Bhawana Negi for their support. Thanks to Emily Darko, UnLtd UK, for her invaluable insights and support.

We would like to thank the following organisations for sharing their contacts with us to take part in this
survey Ashoka India, Villgro, UnLtd India, Thomson Reuters Foundation (Trust Law), ACCESS-ASSIST, the
World Bankand Aspen Network of Development Entrepreneurs as well as the many organisations that
promoted this survey through their networks.

Thanks to Deepak Shandilya and Shubhangi Jaiswal for their support during the early phase of the study.
Thanks, also, to Dr. Tara Nair and Professor Samapati Guha for providing critical inputs on the statistical
approach and analysis used for the study. We are grateful to Dr. Dinesh Awasthi, Professor Satyajit
Majumdar, and Ms. Anita Kumar for reviewing the report and sharing their comments and insights.

A final thanks is reserved for all the social enterprises that took the time to respond to the survey.

THE BRITISH COUNCIL

ENNOVENT INDIA ADVISORS PRIVATE LIMITED

Authors: Juhi Natu and Devyani Singh, with support from Deepak Shandilya and Shubhangi Jaiswal

The study was supported by the Aspen Network of Development Entrepreneurs, the Overseas Development
Institute, UnLtd UK, and Social Enterprise UK.

A Survey of the Social Enterprise Landscape in India 67


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68 Social Value Economy

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