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SLEEP MEDICINE
Background: Treatment with continuous positive airway pressure (CPAP) improves cardiac
function in chronic heart failure (CHF) patients with central sleep apnea (CSA)-Cheyne-Stokes
respiration (CSR) by stabilizing ventilation, but frequently central apneas and hypopneas persist.
Our objective was to test the hypothesis that flow-targeted dynamic bilevel positive airway
pressure (BPAP) support (BiPAP autoSV; Respironics; Murrysville, PA) effectively suppresses
CSR-CSA in CHF patients.
Methods: We studied 14 CHF patients with CSR-CSA (and residual CSA on positive airway pressure
therapy) during 3 consecutive nights: (1) diagnostic polysomnography, (2) CPAP (n 10) or BPAP
(n 4) titration, and (3) dynamic flow-targeted dynamic BPAP support with an expiratory positive
airway pressure (EPAP) set to suppress obstructive respiratory events, and an inspiratory positive
airway pressure (IPAP) dynamically ranging between 0 and 15 cm H2O above the EPAP.
Results: CPAP or BPAP significantly reduced the apnea-hypopnea index (AHI) [mean SD, 46 4
events/h to 22 4 events/h; p 0.001] compared to the first night without treatment. Flow-targeted
dynamic BPAP support (mean EPAP, 6.5 1.7 cm H2O; maximal IPAP, 21.9 2.1 cm H2O) further
reduced the AHI to 4 1/h of sleep compared to the untreated (p < 0.001) and CPAP or BPAP night
(p 0.002). After the first night of flow-targeted dynamic BPAP support, patients rated on an analog
scale (range, 0 to 10) the treatment as comfortable (6.9 0.6), and the sleep quality as improved
compared to previous nights (7.4 0.6).
Conclusion: Flow-targeted dynamic BPAP support effectively suppresses CSR-CSA in patients with
CHF and is well tolerated. (CHEST 2008; 134:61 66)
Abbreviations: AHI apnea-hypopnea index; BPAP bilevel positive airway pressure; CANPAP Canadian Trial of
Continuous Positive Airway Pressure for Patients with Central Sleep Apnea and Heart Failure; CHF chronic heart failure;
CPAP continuous positive airway pressure; CSA central sleep apnea; CSR Cheyne-Stokes respiration;
EPAP expiratory positive airway pressure; IPAP inspiratory positive airway pressure
C apnea
heyne-Stokes respiration (CSR)-central sleep
(CSA) is a common breathing disorder in
surges in sympathetic nervous system activity and
BP.8 Ultimately, the presence of CSR-CSA and its
25 to 40% of patients with chronic heart failure adverse effects confer an increased risk of mortality
(CHF).13 In such patients, ventilation is destabilized
by a combination of high controller gain (increased For editorial comment see page 4
carbon dioxide responsiveness), hypocapnia resulting
from lung edema (high filling pressures), and a long in CHF patients independent of underlying cardiac
circulation time.37 CSR-CSA may contribute to function.9 11
disease progression by exposing the failing ventricle Treatment of CSR-CSA with continuous positive
to intermittent hypoxia, arousals from sleep, and airway pressure (CPAP) has been demonstrated to
62 Original Research
Principles of Operation of Flow-Targeted Dynamic BPAP a repeated-measures analysis of variance with post hoc contrasts
by t tests was used. A two-sided p value 0.05 was considered to
Flow-targeted dynamic BPAP provides positive airway pres- indicate statistical significance.
sure support to sustain upper-airway patency. The EPAP is manu-
ally set to eliminate obstructive apnea/hypopnea during sleep,
which can be determined during conventional in-laboratory
polysomnography in CPAP mode. In this clinical evaluation, the Results
minimal IPAP is manually set at the determined EPAP level Patient Characteristics
(minimal IPAP EPAP). In addition, the flow-targeted dynamic
BPAP device modulates the IPAP above the EPAP as required to Table 1 displays the baseline characteristics of the
maintain a target peak inspiratory airflow: when the device
14 male patients. They were mildly overweight and
detects normal breathing, flow-targeted dynamic BPAP operates
like conventional CPAP by providing the minimal IPAP had moderate-to-severe CHF due to ischemic, idio-
( EPAP); when the patient does not maintain the target peak pathic, and hypertensive cardiomyopathy. All pa-
inspiratory airflow, the device increases the IPAP above the tients were receiving stable and optimal cardiac
EPAP up to a maximum IPAP, which can be set by the user (15 medication for at least 4 weeks before entry into the
cm H2O above EPAP in this clinical evaluation). The device also
trial (Table 1). During the diagnostic polysomnogra-
provides an automatic back-up rate should sustained apnea be
detected. In order to avoid hyperventilating the patient and to phy, untreated patients had moderate-to-severe
promote spontaneous breathing, the target inspiratory flow is set CSR-CSA with 94% central apneas and frequent
to below the mean inspiratory flow during spontaneous breathing mild oxygen desaturations (Table 2). Patients slept
by the patient, and the timing of the back-up rate begins with for only 5.5 h, and sleep efficiency (total sleep
time delay and is set to a slower rate than the average respiratory
time/time in bed) was reduced (73 3%).
rate of the patient.
targeted dynamic BPAP, maximum IPAP and mean Sleep Quality and Treatment Comfort
EPAP were set at 21.8 2.1 cm H2O and 6.5 1.7
With both CPAP/BPAP and flow-targeted dy-
cm H2O, respectively. The mean IPAP that was
namic BPAP therapies, reductions in CSR-CSA were
actually applied by the flow-targeted dynamic BPAP
accompanied by trends (not statistically significant)
device was 8.0 2.4 cm H2O, significantly below the
toward improvement in objective measures of sleep
maximum IPAP. No adverse clinical event occurred.
quality and quantity (Table 2). With CPAP/BPAP
and flow-targeted dynamic BPAP, the arousal index
Breathing During Sleep was reduced by 17% and 40%, respectively; patients
Both therapies, CPAP/BPAP and flow-targeted slept 40 min longer and had 8% and 18% higher
dynamic BPAP, improved CSR-CSA compared to
the untreated night as indicated by a significant fall
in AHI, apnea index, central apnea index, and oxygen p<0.001
desaturation index as well as a significant increase in p<0.001 p=0.002
Apnea-hypopnea Index [no./h]
64 Original Research
A 15/h of sleep). The CANPAP investigators14 found
that CPAP reduced the AHI from 40 to 19/h of
Treatment was very
uncomfortable
Treatment was very
comfortable
sleep, indicating that a large proportion of patients
still had substantial CSR-CSA (AHI 15/h of sleep)
when receiving CPAP. In the only trial that com-
B
pared the CPAP and BPAP (without back-up rate)
treatment after 1 night, Kohnlein et al17 found
This was the worst night sleep This was the best night sleep
in quite some time in quite some time that BPAP and CPAP led to similar improvements in
CSR-CSA in 16 CHF patients.
0 2 4 6 8 10 In our clinical evaluation of flow-targeted dynamic
BPAP in CHF patients with CSR-CSA, we observed
Figure 2. The morning following 1 night of treatment with a near elimination of CSR-CSA (AHI from 46 to 4/h
flow-targeted dynamic BPAP, the subjects completed a visual
analog scale. The analog scale included two items: (1) top, A: how of sleep) during the first night of treatment. The
would you describe the comfort of the therapy you received comparison of the approximately 90% AHI reduc-
through the night? and (2) bottom, B: how would you describe tion with flow-targeted dynamic BPAP to the approx-
the quality of the rest you had last night? Possible values ranged
from 0 to 10. The mean rating SE after the first night with imately 50% AHI reduction with CPAP or BPAP in
flow-targeted dynamic BPAP for item 1 was 6.9 0.6 and for our clinical evaluation as well as in the CANPAP
item 2 was 7.4 0.6. trial14 strongly suggests that flow-targeted dynamic
BPAP is more effective than CPAP in normalizing
nocturnal breathing in CHF patients with CSR-CSA.
sleep efficiency. Again, none of these changes Our observed results with flow-targeted dynamic
reached statistical significance. As depicted in Figure BPAP on CSR-CSA were similar to those trials evalu-
2, CHF patients perceived the first night of noctur- ating a device with volume-targeted adaptive servoven-
nal treatment with flow-targeted dynamic BPAP as tilation. Teschler and colleagues19 studied 14 CHF
comfortable and rated the quality of sleep as better patients with similar CSR-CSA severity and observed
than average. Only one patient, who completed the an 86% reduction in AHI, with a residual AHI of 6/h of
study but did not tolerate wearing a face mask, rated sleep. In another study, Morgenthaler and collegues20
below average in both analog scales. observed a near elimination of respiratory events (AHI of
1/h of sleep) in 21 patients with predominantly normal
cardiac function and CSR-CSA, mixed sleep apnea, or
Discussion complex sleep apnea, who had a residual AHI of 34/h of
sleep with conventional CPAP (not part of the trial).
In the first clinical evaluation of the flow-targeted Suppression of CSR-CSA and normalization of
dynamic BPAP device, patients with CHF and moder- nocturnal oxygenation by flow-targeted dynamic
ate-to-severe CSR-CSA were evaluated. The major BPAP were accompanied by trends toward improved
findings are that CPAP/BPAP and flow-targeted dy- objective measures of sleep continuity and quality.
namic BPAP reduced the frequency of apneas and However, none of these effects reached statistical
hypopneas during sleep. While the CHF patients had significance, which may be a result of a lack of study
substantial residual CSR-CSA with CPAP/BPAP ther- power rather than a lack of effect. The magnitude of
apy, flow-targeted dynamic BPAP effectively elimi- effects of flow-targeted dynamic BPAP on sleep
nated apneas and hypopneas during sleep on the first efficiency and slow-wave sleep compare to those of
night of treatment. These effects were accompanied by Teschler and colleagues19 with volume-triggered
a trend toward improved sleep continuity and sleep adaptive servoventilation.
architecture. Treatment with flow-targeted dynamic This first clinical evaluation of flow-targeted dynamic
BPAP was perceived as comfortable, and sleep quality BPAP has to be interpreted considering the following
during the first night of device use was subjectively limitations: it is possible that a full night of fixed optimal
improved compared to recent nights. CPAP or BPAP would have suppressed CSR-CSA
For this study, we selected CHF patients who had more effectively as our CPAP/BPAP night that in-
residual CSR-CSA (AHI 10/h) during a previous cluded titration. However, we do not believe that this
sleep study with conventional CPAP or BPAP. Com- influenced our results significantly because only pa-
pared to the first night without treatment, we found tients with a residual AHI 10/h during a previous
a significant reduction of AHI and central apnea sleep study with conventional CPAP or BPAP therapy
index of 52% and 53%, respectively, during the night (not part of this trial) were included, and patients spent
with CPAP or BPAP. These findings are similar to 80% receiving optimal CPAP/BPAP settings during
those reported from the CANPAP trial14 involving the titration night in our trial. Moreover, the observed
258 heart failure patients with CSR-CSA (AHI 52% reduction of CSR-CSA events by CPAP/BPAP
66 Original Research