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564 Deutsches rzteblatt International | Dtsch Arztebl Int 2013; 110(3334): 56372
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The evaluation of shortness of breath respiratory muscles, infection, and pulmonary embo-
and cough lism. Patients with COPD, other chronic lung diseases,
In taking the history of a patient suffering from short- and severe congestive heart failure suffer from short-
ness of breath and/or cough, the physician should ask ness of breath and cough as principal manifestations of
specifically about the intensity and quality of the the disease. Nearly all patients with amyotrophic lateral
symptom, its temporal onset, frequency, and course, sclerosis are severely short of breath in the last stage of
precipitating, aggravating and alleviating factors, their disease.
accompanying symptoms, and the resulting emotional It is very important to determine, for each patient,
stress. Physicians should also ask about the emotional which of the suspected causes of shortness of breath
effect of the symptom on the patients family (but and cough are reversible, and whether all options for
often neglect to do so). causally directed treatment of the underlying disease
Both shortness of breath and cough are subjective have been exhausted.
sensations even though cough can also be observed. Moreover, in patients with shortness of breath,
Thus, in the end, it is only the patients own assessment feelings of fear, loneliness, tension, and sadness play a
that counts. The subjective severity and intensity of major role and often make shortness of breath worse.
these two symptoms should therefore be recorded regu-
larly to evaluate the degree of suffering they cause and The treatment of refractory shortness of
the effect of treatment. A numerical rating scale (NRS) breath
from 0 to 10 has been found useful for this purpose Shortness of breath is a complex symptom that gen-
(0 = no shortness of breath or cough, 10 = worst erally cannot be satisfactorily relieved with a single
shortness of breath or cough imaginable). Objective measure alone. Its treatment often requires a combi-
findings such as the respiratory rate, blood oxygen nation of general measures, non-pharmacological
content, or lung function values are only moderately measures, and drugs. In particular, it is the non-
correlated with patients subjective feelings of short- pharmacological measures that reinforce patients
ness of breath. As for cough, physicians should note personal initiative and self-control, in turn increasing
the distinction between productive and nonproductive their independence and improving their quality of life.
cough. Patients with productive cough should be All of the treatment measures to be discussed here
asked about the type, color, and amount of sputum should be taken after, or in parallel with, the causally
they produce. directed treatment of shortness of breath. They are par-
Aside from comprehensive history-taking and ticularly important, however, when shortness of breath
physical examination (most importantly, auscultation persists despite appropriate treatment of the factors that
and percussion of the lungs), other tests including a induced it.
chest x-ray, ultrasound of the abdomen and pleural
space, and measurement of the arterial blood oxygen General measures
saturation (SaO2) may be indicated to identify poten- Multiple approaches are needed to relieve shortness of
tially reversible causes of shortness of breath and breath effectively and enable the patient to deal
cough. It should always be remembered, however, adequately with this symptom. The patient should be
that pulmonary function is only moderately correlated shown ways to gain control over the situation when-
with the patients subjective state; thus, laboratory ever shortness of breath arises. To this aim, the
tests cannot provide any reliable evidence about the physician should first listen to the patients (and
patients experience of shortness of breath. familys) account of the symptom and then work out a
dyspnea plan, including both drugs and non-
The causes of shortness of breath and cough pharmacological measures, so that the patient and
Both symptoms have multiple causes, most of which family know precisely what to do when necessary (15).
can cause either symptom. In patients with cancer, The physician should inform the patient and family
shortness of breath and cough can arise because of about the following:
compression of the large airways, pulmonary meta- adapting the rhythm of daytime activity so that
stases, or pleural effusion; further causes of shortness there will be sufficient intervals of rest in
of breath include cachexia with weakness of the between,
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optimizing energy consumption during activities Another treatment option that is not yet widely
such as walking and climbing stairs. known is neuromuscular electric stimulation (NMES)
It may also be helpful for the patient to practice spe- of the leg muscles; this was found to relieve shortness
cific rituals to be carried out when attacks of dyspnea of breath significantly in three different randomized,
arise. controlled trials on COPD patients (LoE 1+) (1921).
Calming measures are an important part of the Stimulation increases muscle bulk and thereby relieves
treatment of shortness of breath, which always has an shortness of breath. This type of treatment is particu-
emotional component (2) and is made much worse by larly useful for patients who can no longer actively
fear and panic (2). The presence of persons who are participate in physical exercise. Its beneficial effect,
emotionally near to the patient has a calming effect however, appears only after four to six weeks of regular
when acute shortness of breath arises. Many patients application (35 sessions per week for 1530 minutes
fear death from suffocation during an acute attack of each).
shortness of breath, but such events are actually very
rare. The simple reassurance that an attack will come to Drugs
an end and that normal breathing will be possible again Opioids
lessens anxiety and helps the patient cope with short- Among all types of drugs used to treat refractory
ness of breath. dyspnea, the use of opioids is supported by the best
Patients should always be encouraged to stay physi- evidence (LoE 1+) (22). In a Cochrane review pub-
cally active and get adequate exercise to counteract lished ten years ago, a meta-analysis of nine clinical
progressive deconditioning and fatigue. trials revealed a small, but statistically significant
effect of oral and parenteral opioids (22). Further
Non-pharmacological treatment of shortness of breath evidence comes from a randomized, double-blind
Various non-pharmacological measures are available, crossover trial involving 48 patients with various types
some of which are supported by good evidence (16). of advanced disease (43% of them had COPD), which
Fans generate a draft of air, which, when directed to revealed a statistically significant improvement of
the nose and central part of the face, can alleviate morning and evening dyspnea (22, 23). Nonetheless,
shortness of breath in many patients. Either a table fan many physicians avoid giving opioids to patients in
or a standing fan can be used for this purpose. There is palliative care, fearing respiratory depression. The cur-
also good evidence from a randomized trial (LoE 1) rent treatment recommendations of many different
supporting the use of a small, inexpensive, portable specialty societies unequivocally endorse the use of
handheld fan (17). The draft of air presumably activates opioids to treat shortness of breath (2). Randomized
trigeminal receptors and relieves shortness of breath controlled trials (RCTs) have shown a not just statisti-
via central trigeminal connections. The use of a rollator cally significant, but also clinically relevant benefit of
or other walking aids not only prolongs the distance the both oral and parenteral opioids on shortness of breath,
patient can walk, but also relieves shortness of breath, and not only in cancer patients, but in those with
presumably by stabilizing the thoracic outlet and COPD and chronic congestive heart failure as well
thereby lessening the load on the auxiliary respiratory (22, 23). Respiratory depression was not encountered
muscles (LoE 1) (16). in any of these trials and is not to be expected if
Physiotherapists and respiratory therapists can show opioids are properly used. An opioid-induced lowering
the patient useful exercises, positions, and breathing- of the respiratory rate, from tachypnea (which often
control techniques to be performed at home, enabling accompanies dyspnea) back to a normal respiratory
the patient to take an active role in symptom control. In rate, is expressly desired; it helps economize breathing
addition, relaxation exercises alleviate fear and panic, and thereby raises the oxygen saturation of the blood.
and all patients should be given an opportunity to learn The efficacy and safety of the new fast-acting fenta-
them (18). Relaxation exercises that patients can nyls (buccal, nasal, and sublingual fentanyl prepara-
perform themselves are an essential and effective tions) in treating attacks of pain have been well docu-
component of treatment, especially in acute emergen- mented, and clinical trials of these drugs for attacks of
cies, and can improve the quality of life for patients and dyspnea are now underway. Of the thirteen published
their families. trials covered by a recent systematic review, only two
566 Deutsches rzteblatt International | Dtsch Arztebl Int 2013; 110(3334): 56372
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FIGURE Treatment
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Deutsches rzteblatt International | Dtsch Arztebl Int 2013; 110(3334): 56372 567
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were randomized controlled trials, one of which nea. Many patients spontaneously report that short-
included only two patients (24). The other RCT was a ness of breath and anxiety tend to reinforce each
pilot study that revealed no statistically significant other. It may thus be useful to break the vicious circle
difference between fentanyl and placebo (25). by treating shortness of breath with opioids and
The following are important considerations for the anxiety with benzodiazepines at the same time.
treatment of shortness of breath with opioids: SteroidsCancer patients with shortness of breath
Lower opioid doses are needed to treat shortness are often given steroids, such as dexamethasone,
of breath than to treat pain. The usual initial dose particularly when they suffer from tumor progression
is 2.5 mg of morphine every four hours in cancer with tissue changes in the pleura, pulmonary interstitial
patients and only 1 mg every four hours in space, or airways (e.g., in carcinomatous lymphangitis)
patients with non-malignant disease. In one trial, (28). No randomized trials of steroids for dyspnea in
more than 60% of patients who received 30 mg of cancer patients have been published to date, so no
morphine every 24 hours had good relief of definitive statement can be made as to their efficacy.
shortness of breath (26). AntidepressantsThe little evidence now available
Many patients are reluctant to take opioids for (LoE 3) on the use of antidepressants to treat shortness
fear of excessive sedation. Physicians should of breath comes mainly from a case series in which
actively address this issue with patients before sertraline improved shortness of breath in seven
starting opioid treatment, reassuring them that this patients with COPD (29). Selective serotonin reuptake
should not happen at the low doses that will be inhibitors (SSRI) might alleviate the subjective experi-
given. ence of shortness of breath through direct serotonergic
Patients who have attacks of shortness of breath modulation of respiration in the medulla and/or percep-
(e.g., on physical activity) that usually last less tion in the cerebral cortex, even in patients who are not
than 10 minutes should either be given opioid suffering from anxiety or depression (29). Although
medication before the precipitating physical ac- there is not yet enough evidence to support the routine
tivity (if possible) or else be treated mainly by use of antidepressants against shortness of breath,
non-pharmacological means. Current evidence dyspneic patients should always be evaluated for
does not permit any recommendation about the anxiety and depression as well and treated for these
fast-acting nasal fentanyl preparations. problems if present.
BenzodiazepinesBenzodiazepines such as loraz- OxygenOxygen administration can be useful in
epam and midazolam have long been used to treat the long-term treatment of COPD and for patients with
shortness of breath in patients with advanced disease marked hypoxemia. Overall, however, supplemental
and are recommended in many treatment guidelines. oxygen is now still being given too widely and uncriti-
Nonetheless, a systematic literature review and meta- cally. A large-scale, multicenter, international trial has
analysis did not document any statistically significant shown that non-hypoxic patients with refractory short-
efficacy, but merely a trend in the direction of symp- ness of breath do not gain any additional benefit from
tom relief (LoE 1+) (27). One reason for this may be supplemental oxygen in comparison to room air (LoE
that the main benefit of these drugs is not so much 1+) (30).
that they lessen the intensity of shortness of breath Stringent criteria should be used to determine the in-
(which was the concern of the published clinical dication for treatment with supplemental oxygen, as
trials), but rather that they improve patients ability to such treatment may have adverse effects, including:
cope with it emotionally. A further important con- dryness of the respiratory mucosa,
sideration is that benzodiazepines, if given over the restriction of mobility,
long term, may worsen the respiratory situation unnecessary hospitalization.
through excessive muscle relaxation. On the other The authors of the randomized controlled trial re-
hand, there is a close clinical relationship between ferred to above therefore recommend that simpler and
shortness of breath and anxiety, and the successful less burdensome treatments, such as the use of a fan,
treatment of anxiety often improves shortness of should be tried first and that oxygen treatment, if given,
breath as well. This is further confirmed by the effi- should be tested individually in every patient (30).
cacy of relaxation techniques to treat attacks of dysp-
Opioids Antidepressants
Opioids are the drugs of choice for otherwise Very little evidence is available to date about the
medically intractable dyspnea. Respiratory de- adminstration of antidepressants to treat short-
pression has not been observed in any clinical ness of breath.
trial. The dose needed to treat dyspnea is much
lower than that needed to treat pain.
568 Deutsches rzteblatt International | Dtsch Arztebl Int 2013; 110(3334): 56372
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Expectorants Summary
In patients with large amounts of mucus, expectorants Shortness of breath can be treated effectively with a
can help by making the mucus less viscous, liquefy- combination of general measures, drugs, and non-
ing it and promoting its expulsion. The simplest pharmacological therapies. Opioids are considered the
variants of this type of treatment are with nebulized drugs of first choice because their effect is better docu-
saline solution and substances that lessen irritation, mented than that of any other type of drug. Benzodiaze-
such as thyme cough syrup; other available drugs are pines should be given only as drugs of second choice,
acetylcysteine and ambroxol hydrochloride. in combination with opioids. Supplemental oxygen is
Additional fluid ingestion may be a major factor in only rarely indicated for non-hypoxic patients. Among
the potential efficacy of expectorants, particularly if the simpler measures, a table fan or a handheld fan can
the patient is dehydrated. Expectorants should be create a draft of air that alleviates shortness of breath. The
used with caution in patients with neuromuscular various treatment options are summarized in the Figure.
diseases such as ALS, many of whom will not be able Drugs are the mainstay of treatment for cough.
to cough out the liquefied mucus. Productive and nonproductive cough are treated
differently. For nonproductive cough, peripherally
Antitussants and centrally active antitussants are the drugs of
Antitussants suppress the cough reflex either periph- choice and can be given in combination.
erally or centrally. Among centrally active anti-
tussants, opioidscodeine and morphine are the
main ones in use for this purposebind to the Conflict of interest statement
Prof. Bausewein has received support for a research project that she initiated
receptor and suppress the cough center in the from the National Institutes of Health Research (NIHR) and from Cicely
brainstem. The role of codeine as the supposedly best Saunders International. She has received payment for preparing continuing
medical education events from the Association for Lung Disease and Tuber-
antitussant was recently put in question (31) because, culosis (Verein zur Frderung der Lungen- und Tuberkuloseheilkunde), the
among other reasons, two randomized trials failed to Evangelische Lungenklinik in Berlin and the Health Professions Education
demonstrate any advantage of codeine over placebo Center and Doctors Academy (Bildungszentrum fr Gesundheitsberufe mit
rzteakademie) in Hamburg. She has received reimbursement of conference
(LoE 1+) (32, 33). A small-scale randomized con- participation fees and travel and accommodation costs from the European
trolled trial of morphine did, however, reveal benefit Association for Palliative Care, the German Association for Palliative Medicine
(Deutsche Gesellschaft fr Palliativmedizin), and the German Respiratory
compared to placebo (LoE 1) (34). Dextromethor- Society (Deutsche Gesellschaft fr Pneumologie).
phan is an opioid derivative with good antitussive Dr. Simon has received funding from TEVA for a research project that he
efficacy (LoE 1) and low toxicity. Because of its initiated.
Deutsches rzteblatt International | Dtsch Arztebl Int 2013; 110(3334): 56372 569
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Manuscript submitted on 23 January 2013, revised version accepted on 15. Booth S, Moosavi SH, Higginson IJ: The etiology and management
19 June 2013. of intractable breathlessness in patients with advanced cancer: a
systematic review of pharmacological therapy. Nat Clin Pract Oncol
2008; 5: 90100.
Translated from the original German by Ethan Taub, M.D.
16. Bausewein C, Booth S, Gysels M, Higginson I: Non-pharmacological
interventions for breathlessness in advanced stages of malignant
REFERENCES and non-malignant diseases. Cochrane Database Syst Rev 2008(2):
CD005623.
1. Teunissen SC, Wesker W, Kruitwagen C, de Haes HC, Voest EE,
de Graeff A: Symptom prevalence in patients with incurable 17. Galbraith S, Fagan P, Perkins P, Lynch A, Booth S: Does the use of a
cancer: a systematic review. J Pain Symptom Manage 2007; handheld fan improve chronic dyspnea? A randomized, controlled,
34: 94104. crossover trial. J Pain Symptom Manage 2010; 39: 8318.
2. Parshall MB, Schwartzstein RM, Adams L, et al.: An official 18. Taylor J: The non-pharmacological management of breathlessness.
American Thoracic Society statement: update on the mecha- End of Life Care 2007; 1: 209.
nisms, assessment, and management of dyspnea. Am J Respir 19. Neder JA, Sword D, Ward SA, Mackay E, Cochrane LM, Clark CJ:
Crit Care Med 2012; 185: 43552. Home based neuromuscular electrical stimulation as a new
3. Wee B, Browning J, Adams A, et al.: Management of chronic rehabilitative strategy for severely disabled patients with chronic
cough in patients receiving palliative care: review of evidence obstructive pulmonary disease (COPD). Thorax 2002; 57: 3337.
and recommendations by a task group of the Association for 20. Vivodtzev I, Pepin JL, Vottero G, et al.: Improvement in quadriceps
Palliative Medicine of Great Britain and Ireland. Palliat Med strength and dyspnea in daily tasks after 1 month of electrical
2012; 26: 7807. stimulation in severely deconditioned and malnourished COPD.
4. Solano JP, Gomes B, Higginson IJ: A comparison of symptom Chest 2006; 129: 15408.
prevalence in far advanced cancer, AIDS, heart disease, chronic 21. Bourjeily-Habr G, Rochester CL, Palermo F, Snyder P, Mohsenin
obstructive pulmonary disease and renal disease. J Pain Symp- V: Randomised controlled trial of transcutaneous electrical
tom Manage 2006; 31: 5869. muscle stimulation of the lower extremities in patients with
5. Bausewein C, Booth S, Gysels M, Kuhnbach R, Haberland B, Higgin- chronic obstructive pulmonary disease. Thorax 2002; 57: 10459.
son IJ: Individual breathlessness trajectories do not match summary 22. Jennings AL, Davies AN, Higgins JP, Broadley K: Opioids for the
trajectories in advanced cancer and chronic obstructive pulmonary palliation of breathlessness in terminal illness. Cochrane Database
disease: results from a longitudinal study. Palliat Med 2010; 24: of Systematic Reviews(4): CD002066.
77786.
23. Abernethy AP, Currow DC, Frith P, Fazekas BS, McHugh A, Bui C:
6. Tataryn D, Chochinov HM: Predicting the trajectory of will to live in Randomised, double blind, placebo controlled crossover trial of
terminally ill patients. Psychosomatics 2002; 43: 3707. sustained release morphine for the management of refractory
7. Homsi J, Luong D: Symptoms and survival in patients with ad- dyspnoea. BMJ 2003; 327: 5238.
vanced disease. J PalliatMed 2007;10: 9049. 24. Simon ST, Koskeroglu P, Gaertner J, Voltz R: Fentanyl for the relief
8. Trajkovic-Vidakovic M, de Graeff A, Voest EE, Teunissen SC: Symp- of refractory breathlessness: A systematic review. J Pain Symptom
toms tell it all: a systematic review of the value of symptom assess- Manage. 2013 Jun 4. doi: pii: S08853924(13)00239-X.
ment to predict survival in advanced cancer patients. Crit Rev Oncol 10.1016/j.jpainsymman.2013.02.019. [Epub ahead of print]
Hematol 2012; 84: 13048. 25. Jensen D, Alsuhail A, Viola R, Dudgeon DJ, Webb KA, ODonnell DE:
9. Escalante CP, Martin CG, Elting LS, et al.: Dyspnea in cancer pa- Inhaled fentanyl citrate improves exercise endurance during high-
tients. Etiology, resource utilization, and survival-implications in a intensity constant work rate cycle exercise in chronic obstructive
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obstructive pulmonary disease: using a qualitative approach to chronic dyspnea: a dose increment and pharmacovigilance study. J
describe the experience of patients and carers. Palliat Support Care Pain Symptom Manage 2011; 42: 38899.
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11. Reddy SK, Parsons HA, Elsayem A, Palmer JL, Bruera E: Character- diazepines for the relief of breathlessness in advanced malignant
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13. Kvale PA: Chronic cough due to lung tumors: ACCP evidence-based 29. Smoller JW, Pollack MH, Systrom D, Kradin RL: Sertraline effects on
clinical practice guidelines. Chest 2006; 129 (Suppl): 4753. dyspnea in patients with obstructive airways disease.
14. Myers J: Physiology and pathophysiology of cough. In: Ahmedzai Psychosomatics 1998; 39: 249.
SH, Muers MF, (eds): Supportive care in respiratory disease. Oxford: 30. Abernethy AP, McDonald CF, Frith PA, et al.: Effect of palliative
Oxford University Press 2005; 34164. oxygen versus room air in relief of breathlessness in patients with
Antitussants
Centrally active antitussants such as
dextromethorphan, morphine, and codeine sup-
press the cough center. Inhaled local anesthetics
have a peripheral antitussant effect but can cause
bronchospasm.
570 Deutsches rzteblatt International | Dtsch Arztebl Int 2013; 110(3334): 56372
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Please answer the following questions to participate in our certified Continuing Medical Education program.
Only one answer is possible per question. Please select the answer that is most appropriate.
Question 1 Question 6
Which of the following measures has been found useful for What is the recommended initial dose of morphine for
assessing shortness of breath? treating shortness of breath in a cancer patient?
a) cardiac ejection fraction a) 2.5 mg every 4 hours
b) numerical rating scale (NRS) b) 4.5 mg every 12 hours
c) one-second respiratory capacity (FEV1) c) 5 mg every 4 hours
d) Fitch rating scale d) 5 mg every 12 hours
e) respiratory rate e) 10 mg every 12 hours
Question 2 Question 7
Which of the following conditions can cause cough? What is the role of benzodiazepines in the treatment of
a) pulmonary meastases shortness of breath?
b) ascites a) They are always indicated.
c) anemia b) There is little evidence for their use.
d) bone metastases c) They are the treatment of first choice.
e) elevated intracranial pressure d) They are contraindicated, as they depress respiration.
e) They should not be given in combination with opioids.
Question 3
What non-pharmacological treatment can be used to relieve Question 8
shortness of breath? What is true about supplemental oxygen administration
a) dietary counseling for nonhypoxic patients with shortness of breath?
b) handheld fan a) It has no side effects.
c) aroma therapy b) It is always indicated.
d) exercise pool c) It is given too rarely.
e) anticoagulation d) It is no better than room air.
e) It is the first treatment that should be given.
Question 4
What is true about using opioids for the symptomatic treat- Question 9
ment of shorntess of breath? Which of the following drugs is an expectorant?
a) They are contraindicated because of respiratory depression. a) codeine
b) They should be used at high doses. b) dextrometorphan
c) They are the drugs of choice. c) inhaled local anesthetics
d) Their use is unsupported by scientific evidence. d) morphine
e) They are contraindicated in patients with COPD. e) thyme cough syrup
Question 5 Question 10
A patient with colon cancer that has metastasized to the You are a general practitioner taking care of a patient
lungs complains of transient attacks of shortness of breath with advanced lung cancer who comes to your office
but does not have shortness of breath as a permanent complaining of progressively severe exertional dyspnea.
symptom. What should this patient be told? He has taken no medications for this problem yet.
a) Attacks of shortness of breath are rare. What do you recommend as the next step?
b) Attacks of shortness of breath can be triggered by physical a) oxygen supplementation
and emotional stress. b) high-dose morphine
c) Attacks of shortness of breath can be treated adequately with c) restriction of physical activity
drugs. d) evaluation of possible treatable causes
d) Attacks of shortness of breath tend to last a long time. e) hospital admission
e) Attacks of shortness of breath are dangerous and require
hospitalization for their proper evaluation.
572 Deutsches rzteblatt International | Dtsch Arztebl Int 2013; 110(3334): 56372