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VOLUME 22 NUMBER 16 AUGUST 15 2004

JOURNAL OF CLINICAL ONCOLOGY R E V I E W A R T I C L E

Adjuvant Therapy for Stage II Colon Cancer: A


Systematic Review From the Cancer Care Ontario
Program in Evidence-Based Cares Gastrointestinal
Cancer Disease Site Group
Alvaro Figueredo, Manya L. Charette, Jean Maroun, Melissa C. Brouwers, and Lisa Zuraw
From the Hamilton Regional Cancer
Centre; Department of Clinical Epidemiol-
A B S T R A C T
ogy and Biostatistics, McMaster Univer-
sity, Hamilton; and Ottawa Regional Purpose
Cancer Centre, Ottawa, Ontario, Canada. To develop a systematic review that would address the following question: Should patients with stage
II colon cancer receive adjuvant therapy?
Submitted March 13, 2003; accepted
March 16, 2004. Methods
A systematic review was undertaken to locate randomized controlled trials comparing adjuvant therapy
Supported by Cancer Care Ontario and
to observation.
the Ontario Ministry of Health and
Long-Term Care. Results
Thirty-seven trials and 11 meta-analyses were included. The evidence for stage II colon cancer comes
Authors disclosures of potential con-
primarily from a trial of fluorouracil plus levamisole and a meta-analysis of 1,016 patients comparing
flicts of interest are found at the end of
this article.
fluorouracil plus folinic acid versus observation. Neither detected an improvement in disease-free or
overall survival for adjuvant therapy. A recent pooled analysis of data from seven trials observed a benefit
Address reprint requests to Melissa C. for adjuvant therapy in a multivariate analysis for both disease-free and overall survival. The disease-free
Brouwers, PhD, Department of Clinical survival benefits appeared to extend to stage II patients; however, no P values were provided. A
Epidemiology and Biostatistics,
meta-analysis of chemotherapy by portal vein infusion has also shown a benefit in disease-free and
McMaster University, 1280 Main St W,
overall survival for stage II patients. A meta-analysis was conducted using data on stage II patients
T-27, 3rd Floor, Hamilton, Ontario,
where data were available (n 4,187). The mortality risk ratio was 0.87 (95% CI, 0.75 to 1.01; P .07).
Canada L8S 4L8; e-mail: mbrouwer@
mcmaster.ca. Conclusion
There is preliminary evidence indicating that adjuvant therapy is associated with a disease-free survival
2004 by American Society of Clinical
Oncology
benefit for patients with stage II colon cancer. These benefits are small and not necessarily associated
with improved overall survival. Patients should be made aware of these results and encouraged to
0732-183X/04/2216-3395/$20.00 participate in active clinical trials. Additional investigation of newer therapies and more mature data from
DOI: 10.1200/JCO.2004.03.087 the presently available trials should be pursued.

J Clin Oncol 22:3395-3407. 2004 by American Society of Clinical Oncology

III disease (lymph node metastases): 40% to


INTRODUCTION
50% overall survival at 5 years. These high-risk
Colon cancer is second only to lung cancer as a patients are identified by tumors that not only
leading cause of death from cancer. The prog- penetrate the bowel wall, but also show evi-
nosis of the newly diagnosed colon cancer pa- dence of adhesion to or invasion of surround-
tient is determined by the clinicopathologic ing structures, free perforation, obstruction,
stage of the disease. In stage II disease there is or aneuploidy.2 Adjuvant therapy has been
tumor penetration through the bowel wall be- recommended for stage III colon cancer pa-
yond the submucosa, but there is no involve- tients because decreases in relapse and mortal-
ment of the regional lymph nodes or distant ity rates by 30% to 40% were observed
sites. The overall survival in this group of pa- compared with observation after surgery.3 A
tients is 70% to 80% 5 years after surgery.1 systematic review of the literature was under-
High-risk stage II disease is associated with an taken to determine the value of adjuvant ther-
outcome similar to that of patients with stage apy in stage II colon cancer.

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Figueredo et al

though the latter has many benefits, appropriate data must be


METHODS available. Data on stage II colon cancer patients were available for
Development of Systematic Review pooling from 18 studies using survival curves to estimate the
In 1997, the Gastrointestinal Cancer Disease Site Group of number of events. In most of these studies, insufficient informa-
the Cancer Care Ontario Program in Evidence-Based Care tion was available (in either the published reports or follow-up
(CCOPEBC) published an evidence-based practice guideline on with the authors) to proceed with the Parmar method. In weighing
the use of adjuvant therapy for stage II colon cancer after complete the pros and cons of each option, we decided on the strategy that
resection4 using the methodology outlined in the practice guide- would maximize the sample size for the analysis. Data on specific
lines development cycle of Browman et al.5 Oncologists and meth- subgroups of stage II patients (ie, high-risk v low-risk) were not
odologists developed the practice guideline that comprises a available. Data on survival were combined at the time of follow-up
systematic review, evidence synthesis, interpretation, and external reported in each study, but it should be noted that the length of
review by practitioners in Ontario, Canada. Since the publication follow-up differed across studies. Combining data in this way
of the original practice guideline in 1997, new evidence relating assumes a constant hazard ratio of risks between the groups
to adjuvant therapy for stage II colon cancer has been pub- being compared. The data did not allow for statistical adjust-
lished. This document is an update of the original systematic ments of covariates such as length of follow-up when pooling
review included in the original practice guideline produced by was undertaken.
the CCOPEBC,4 and includes literature published since 1997. Data across studies were combined using the meta-analysis
software, Metaview Update Software (The Cochrane Collabora-
Literature Search Strategy tion, Oxford, UK). Results are expressed as relative risks (also
The MEDLINE (1966 through July 2003), CANCERLIT known as risk ratios; RR) with 95% CIs, where an RR less than 1.0
(1983 through October 2002), and Cochrane Library (through favors the experimental treatment,8 indicating that patients in the
issue 2, 2003) databases were searched using the medical subject experimental treatment group (adjuvant therapy) experienced few
headings colonic neoplasms, colorectal neoplasms, adjuvant deaths compared with those receiving control treatment (observa-
chemotherapy, adjuvant radiotherapy, and immunotherapy, tion). Data were analyzed using the random effects models.9 For
and the text words colon cancer and colonic neoplasms. These calculation of the RR and the 95% CI for survival data, the denom-
terms were then combined with the search terms for the following inator used was the number of patients randomly assigned to
study designs: practice guidelines, systematic reviews or meta- treatment rather than those at risk at the time of follow-up, which
analyses, and randomized controlled trials. In addition, proceed- will overestimate the precision of the confidence limits. These
ings from the annual meetings of the American Society of Clinical narrower limits do not alter the conclusions in this case.
Oncology (1998 to 2003) and the American Society for Therapeu-
tic Radiology and Oncology (1998 to 2002) were searched for
reports of newly completed trials. Personal reprint files and refer- RESULTS
ence lists of relevant studies were also searched.
Original Meta-Analysis of Adjuvant Therapy
Inclusion Criteria (RCTs to 1987)
Articles were selected for inclusion in this systematic review
In 1988, Buyse et al6 conducted a meta-analysis of
of the evidence if they met the following criteria: randomized
controlled trials (RCTs) or meta-analyses of RCTs involving pa- all English trials of adjuvant therapy for colorectal cancer
tients with stage II colon cancer who had undergone surgery with (all stages included). Seventeen trials compared adjuvant
curative intent that compared adjuvant therapy with observation; chemotherapy with surgery alone in patients with colorectal
and the main outcome of primary interest was survival, but cancer (6,791 patients). The pooled results detected no
disease-free survival was also considered. Because of the inconsis- significant difference in the odds of death between treat-
tent reporting of treatment toxicities and quality of life, these data ment and control (odd ratio [OR], 0.96; 95% CI, 0.87 to
were not considered.
1.06). Stage could not be examined because of the lack
Exclusion Criteria of standardization of staging methods. For the subgroup of
This review considered clinical trials published after 1987. patients treated with fluorouracil (FU) for at least 1 year, a
Buyse et al6 summarized the results of randomized trials of adju- significant decrease in the odds of death was detected (OR,
vant therapy for colorectal cancer up to that year. The results of
0.83; 95% CI, 0.70 to 0.98; P .03) when compared with
this meta-analysis are reviewed at the beginning of Results. Trials
comparing different adjuvant treatment regimens without an ob- untreated controls.
servation arm were originally reviewed, but have been omitted Summary of Randomized Controlled Trials
from this report; they did not contribute to the main review
(after 1987)
question. A list of the trials reviewed is available on request.
The literature search identified 37 randomized con-
Synthesis of the Evidence trolled trials and 11 meta-analyses published after 1987. The
Individual patient data were not available for review. When literature reviewed in this report has been grouped into
pooling of data is to be undertaken and individual patient data are categories according to the type of treatment tested.
not available, two methods can be used to extract data from
primary studies to perform meta-analysis: estimating the number
In all of the RCTs reviewed, patients with stage II colon
of events from survival curves (when actual numbers of events are cancer had undergone surgery with curative intent and were
not reported), or using the method outlined by Parmar et al,7 randomly assigned to receive adjuvant therapy or observa-
which describes ways of calculating hazard ratios estimates. Al- tion. Most systemic adjuvant therapy started within 5 to 6

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Adjuvant Therapy for Stage II Colon Cancer

Table 1. Adjuvant Therapy Trials Including Patients With Stage II Colon Cancer: Number of Patients and Proportion With Stage II Disease According to
Adjuvant Therapy Used
No. of No. of % Stage No. Colon Cancer % Stage No. Colorectal % Stage
Adjuvant Therapy Trials Patients (total) II Patients II Cancer Patients II

FU-Sem 2 1,674 36 1,113 43 561 23


FU-Lev 4 1,887 54 325 100 1,562 45
FU FA-IV 5 2,082 49 2,082 49 NA NA
IP-FU 3 486 52 385 55 101 43
PVI-FU 14 9,520 32 1,585 36 7,935 31
HAI-FU 1 286 NR 286 NR NA NA
Oral FU 3 3,158 39 984 NR 2,174 39
Immuno 5 1,224 74 1,043 81 181 33
Total 37 20,317 NA 7,803 NA 12,514 NA

Abbreviations: FU, fluorouracil; FU-Sem, FU plus semustine; FU-Lev, FU plus levamisole; FU FA-IV, FU plus folinic acid (leucovorin) intravenously; IP-FU,
FU by intraperitoneal infusion; PVI-FU, FU by portal vein infusion either alone or with mitomycin; HAI-FU, hepatic artery infusion of FU; Immuno,
immunotherapy; NA not applicable; NR not reported; oral FU, oral fluoropyrimidines either alone or combined with mitomycin.

weeks postoperatively. For portal vein infusion (PVI), treat- stage and tumor location. Stratification for stage was not
ment began immediately after surgery. The backbone of possible in trials using chemotherapy by PVI.
most adjuvant regimens was intravenous (IV; systemic) FU, Overall, 20,317 patients were included in 37 trials (Ta-
often combined with semustine,10,11 levamisole,12-15 or fo- ble 1). These trials included 7,803 patients with colon can-
linic acid (leucovorin).16-18 In some trials, FU or an analog cer and 12,514 patients with colorectal cancer. The
of this drug was administered by PVI,19-32 by intraperito- proportion of patients with stage II disease ranged from
neal (IP)33-35 hepatic artery infusion,36 or orally.37-39 23% to 100%. Results of adjuvant treatment for stage II
Immunotherapy was either nonspecific with Bacillus colon cancer, therefore, derive mainly from clinical trials
Calmette-Guerin (BCG)10,11 or prepared from autologous that also included patients with stage III colon cancer, oc-
tumor cells.40-42 Eligible patients were those with good per- casionally stage I, and patients with rectal cancer. Results for
formance status or general health; no active comorbidity or stage II colon cancer are based mainly on subgroup analysis
previous malignancy except skin cancer; and good hemato- and thus, the generalizability of results is open to some
logic, renal, and hepatic functions. The median age of pa- interpretation. These circumstances require consideration
tients included in the trials was in the mid-60s, and the of the overall trial result, along with subgroup analysis of
proportion of males and females was similar. Compliance patients with stage II colon cancer. For a summary of overall
with treatment was well described. Stratification before ran- results across all patients as well as subgroup analyses of
domization was performed in most trials, especially for stage II patients, readers are referred to Tables 2 to 7. For the

Table 2. Randomized Adjuvant Trials in Stage II Colon Cancer: FU Combined With Semustine Versus Observation
Number of Patients
Randomized (eligible)
Months Colon Median All Trial Patients Stage II Patients
Receiving Follow-Up
Trial Treatment Allocation Therapy Rectal II III (years) DFS% OS% DFS% OS%
10
SWOG, 1988 Obs NR (14) NR (80) 7.0 44 51 NR 61
FU m-CCNU 12.0 NR (28) NR (213) 45 51 57
FU m-CCNU BCG 12.0 NR (36) NR (190) 40 47 53
P NS P NS P NS
11
NSABP C-01, 1988 Obs NR (169) NR (214) 6.4 (mean) 51 59 NR NR
BCG 20.0 NR (154) NR (221) 56 67
MOF 20.0 NR (154) NR (201) 58 67

Abbreviations: FU, fluorouracil; DFS, disease-free survival; OS, overall survival; SWOG, Southwest Oncology Group; Obs, observation; m-CCNU,
methyl-CCNU (semustine); BCG, Bacillus Calmette-Gurin; NR, not reported; NS, not significant; NSABP, National Surgical Adjuvant Breast and Bowel
Project; MOF, semustine vincristine FU.

Numbers may include patients with rectal cancer.
Patients in this trial were randomly assigned in two phases. Data marked with this symbol reflect only patients randomly assigned in the second phase
of the trial (n 279, total; n 56, stage II).
P .05 (compared with observation).

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Figueredo et al

Table 3. Randomized Adjuvant Trials in Stage II Colon Cancer: Systemic Therapy With Levamisole and FU
Number of Patients
Randomized (eligible)
Months Colon Median All Trial Patients Stage II Patients
Receiving Follow-Up
Trial Treatment Allocation Therapy Rectal II III (years) DFS% OS% DFS% OS%
12
Windle et al, 1987 Obs NR (19) NR (26) NR 56 NR NR
FU 6.0 NR (16) NR (26) 5.0 48
FU Lev 6.0 NR (20) NR (25) 68
13
NCCTG, 1989 Obs NR (8) NR (127) 45 53 59 76
Lev 12.0 NR (8) NR (122) 7.8 53 59 67 76
FU Lev 12.0 NR (12) NR (124) 57 61 73 76
14
INT-0035, 1995 Obs 161 (159) 7.0 NA NA 71 72
FU Lev 12.0 164 (159) 79 72
P .10 P .83
15
NACCP, 2001 Obs 150 (NR) 365 (NR) 4.7 51 58 65 70
FU Lev 12.0 149 (NR) 365 (NR) 58 68 71 78

Abbreviations: FU, fluorouracil; DFS, disease-free survival; OS, overall survival; Obs, observation; Lev, levamisole; NR, not reported; NCCTG, North Central
Cancer Treatment Group; INT, Intergroup of US Clinical Trial Groups; NA, not applicable; NACCP, Netherlands Adjuvant Colorectal Cancer Project.

P .05 (compared with observation).
Values estimated from survival curves.
May include patients with rectal cancer.

purposes of this report, the text focuses on the survival and plus FU when compared with observation for the subset of
disease-free survival results from studies where data on patients with stage II disease (Table 3), despite reported
stage II patients were reported separately. Adverse effects improvements in disease-free survival when all patients
are discussed only in cases where stage II patient data were considered.13 In the Netherlands Adjuvant Colorectal
were available. Cancer Project trial, significant disease-free and overall sur-
Systemic adjuvant chemotherapy: FU combined with se- vival benefits favoring FU plus levamisole compared with
mustine. Two trials compared adjuvant chemotherapy observation were reported in subgroup analysis of stage II
plus FU and semustine with observation10,11 (Table 2). The patients, but the P values were not provided.15 Similar ben-
Southwest Oncology Group trial included a third arm in- efits for both outcomes were reported for all patients.
vestigating the addition of BCG to FU and semustine.10 No The Intergroup 0035 study included only patients with
significant differences in disease-free or overall survival stage II colon cancer (n 325).14 Adjuvant therapy was
were reported for the entire group, or the subset of stage II found to reduce the recurrence rate by 31%, but this did not
colorectal cancer patients. The National Surgical Adjuvant reach levels of statistical significance (P .10). No differ-
Breast and Bowel Project (NSABP) trial C-01 added vincris- ences in overall survival were detected (P .83). To inves-
tine to FU and semustine (MOF) and also included a third tigate possible prognostic factors in patients with stage II
treatment arm investigating BCG alone.11 No separate data colon cancer, data from this trial were pooled with data
were provided for stage II patients, although it was stated from stage II patients included in the North Central Cancer
that there was no significant interaction between treatment Treatment Group trial (403 patients total).13 The analysis
effect and stage, despite significant improvements in did not detect any interactions between treatment effect and
disease-free and overall survival favoring adjuvant chemo- any of the prognostic factors examined (sex, age, adhesion,
therapy when all patients were considered. invasion, obstruction, perforation, location, or days since
Systemic adjuvant chemotherapy: FU and levamisole. surgery). When the pooled data on recurrence were ad-
Four randomized trials compared the combination of FU justed for perforation and location of primary tumor (the
plus levamisole with observation12-15 (Table 3). Two of the significant variables in the multivariate analysis), there was
trials also included a third arm consisting of either single- a 38% reduction in the rate of recurrence for treatment
agent FU12 or single-agent levamisole.13 One trial did not when compared with observation (P .02). There was
report a separate analysis by stage and is not discussed no corresponding improvement in survival when the
further.12 Two trials included colon and rectal cancer pa- data were adjusted for location of primary tumor and age
tients and reported separate analyses for stage II disease.13,15 (the significant variables in the multivariate analysis of
The North Central Cancer Treatment Group trial reported survival; P .91).
no statistically significant improvements in disease-free or Systemic adjuvant chemotherapy: FU and folinic acid
overall survival for single-agent levamisole or levamisole (leucovorin). Five trials have tested the combination of FU

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Adjuvant Therapy for Stage II Colon Cancer

Table 4. Randomized Adjuvant Trials in Stage II Colon Cancer: Systemic Therapy With Folinic Acid (leucovorin) and FU
Number of Patients
Randomized (eligible)
All Trial
Months Colon Median Patients Stage II Patients
Receiving Follow-Up
Trial Treatment Allocation Therapy Rectal II III (years) DFS% OS% DFS% OS%
16
NCCTG, 1997 Obs NR (27) NR (124) 6.0 58 63 NR NR
FU FA 6.0 NR (30) NR (128) 74 74
17
Francini et al, 1994 Obs 61 (60) 60 (58) 4.5 59 65 77 86
FU FA 12.0 60 (59) 58 (57) 74 79 83 89
P NR P NR
18
GIVIO-SITAC, 1998 Obs NR (228) NR (218) 5.0 54 65 68 77
FU FA 6.0 NR (223) NR (200) 66 72 76 80
P NS P NS
43
IMPACT 1, 1995 Obs NR (423) NR (334) 3.0 62 78 76 90
FU FA 6.0 NR (418) NR (318) 71 83 79 88
P NR P NR
44
IMPACT 2, 1999 Obs NR (509) 5.8 NA NA 73 80
FU FA 6.0 or 12.0 NR (507) 76 82
P .06 P .06

Abbreviations: FU, fluorouracil; DFS, disease-free survival; OS, overall survival; NCCTG, North Central Cancer Treatment Group; Obs, observation; FA, folinic
acid (leucovorin); NR, not reported; GIVIO-SITAC, Gruppo Italiano Valutazione Interventi in OncologiaStudio Italiano Terapia Adiuvante Colon; NS, not
significant; IMPACT, International Multicentre Pooled Analysis of Colon Cancer Trials.

Included in the IMPACT 2 study as part of a meta-analysis of stage II colon cancer patients using individual patient data.
Indicates a statistically significant difference (P .05 compared with observation).
Included in the IMPACT 1 study as part of a meta-analysis of stage II and III colon cancer patients using individual patient data.
Event-free survival data.

modulated by folinic acid (leucovorin) compared with ob- subgroups combined (78% v 58%; P .002). A seven-day
servation (Table 4). Only three of these trials have been PVI of FU and heparin was tested in eight subsequent
published individually.16-18 The most compelling analysis trials.20-27 Data on stage II patients were reported separately
of these trials comes from the International Multicenter in three trials,20,21,23 none of which reported significant
Pooled Analysis of Colon Cancer Trials (IMPACT). These differences in overall or disease-free survival. In contrast,
investigators initially pooled data from three trials.43 More when all patients were considered, PVI chemotherapy was
recently, they performed a meta-analysis using individual associated with significantly improved overall survival
patient data of patients with stage II colon cancer partici- compared with observation (P .037) and IV FU (P
pating in all five trials.44 This pooled analysis yielded no .026) in one of the eight trials23 and a significant improve-
significant difference in 5-year event-free survival (hazard ment in disease-free survival at 4 years for PVI versus ob-
ratio [HR], 0.83; 90% CI, 0.72 to 1.07) or overall survival servation (74% v 64%; P .02) in a second trial.24
(HR, 0.86; 90% CI, 0.68 to 1.07) for FU plus folinic acid The addition of mitomycin C to the standard PVI
compared with observation. regimen was tested in four trials.28-31 No significant differ-
The IMPACT investigators reported one death as a ences in disease-free or overall survival were reported in the
result of septic shock.43 Grade 3 to 4 toxicities observed in trials that provided separate data on stage II patients28,29
stage II patients included stomatitis in 11% of patients, and only one trial reported a significant improvement in
diarrhea in 8% of patients, leukopenia in 2% of patients, disease-free (57% v 48%; P .05) and overall survival
thrombocytopenia in 2% of patients, and nausea and vom- (66% v 55%; P .05) for PVI versus observation across
iting in 4% of patients.44 all patients.29
Regional chemotherapy: PVI. The fourth group of tri- Adjuvant floxuridine delivered by PVI was compared
als (Table 5) investigated the role of chemotherapy admin- with observation in one additional trial; no significant
istered by PVI. Fourteen randomized trials19-32 and two differences were reported in overall or disease-free survival
meta-analyses45,46 were located. Data specific to stage II in the subgroup of stage II colon cancer patients, or across
patients was reported in only six of the reports.19-21,23,29,32 all patients.32
An initial trial by Taylor et al19 reported a significant A meta-analysis of the published literature reported in
improvement in 5-year overall survival for PVI of FU com- 1991 including data from six randomized trials19,21-24,28
pared with observation in the subgroup of patients with detected an overall 31% decrease in deaths for PVI com-
stage II colon cancer (95% v 65%; P .002), and for all pared with observation (P .0002).45 A separate analysis

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Figueredo et al

Table 5. Randomized Adjuvant Trials in Stage II Colon Cancer: PVI Therapy


Number of Patients Randomized (eligible)
Colon Median All Trial Patients Stage II Patients
Treatment Days Follow-Up
Trial Allocation Receiving PVI Rectal I II III (years) DFS% OS% DFS% OS%
PVI of FU With/Without Heparin
19
Taylor et al, 1985 Obs NR (66) NR (6) NR (34) NR (20) 5.0 NR 58 NR 65
PVI-FU/hep 7.0 NR (54) NR (5) NR (38) NR (19) 78 95
20
LBCP-UK, 1992 Obs NR (68) NR (77) 5.0 NR 77 NR 93
PVI-hep 7.0 NR (66) NR (57) 73 81
PVI-FU/hep 7.0 NR (69) NR (61) 82 90
ENR NR (88) NR (114) 74 87
P NS P NS
21
NCCTG, 1990 Obs NR (3) NR (106) 5.5 67 68 NR 79
PVI-FU/hep 7.0 NR (7) NR (103) 73 68 79
P .57 P .61 P .73
22
Rotterdam, 1990 Obs NR (44) NR (6) NR (30) NR (22) 3.7 NR 58 NR NR
PVI-urokinase 1.0 NR (38) NR (11) NR (30) NR (24) 58
PVI-FU/hep 7.0 NR (46) NR (6) NR (24) NR (23) 65
P NR
23
ANZ, 1987 Obs 372 (232) NR 58 62 79 78
IV-FU 7.0 64 65 82 75
PVI-FU 7.0 67 81 68 83
P NS P NS P NS
NSABP C-02 Obs NR (114) NR (202) NR (143) 3.5 (mean) 64 73 NR NR
24
1990 PVI-FU/hep 7.0 NR (96) NR (189) NR (157) 74 81
25
EORTC, 1997 Obs NR (6) NR (41) NR (23) 9.0 56 69 NR NR
PVI-hep 7.0 NR (5) NR (32) NR (19) 56 61
PVI-FU/hep 7.0 NR (8) NR (42) NR (19) 65 71
Plus 4 with unknown stage P NS P NS

Rougier et al, Obs NR (232) NR (367) 5.3 67 73 NR NR


26
1998 PVI-FU/hep 7.0 NR (230) NR (365) 65 72
P NS P NS
UKCC R AXIS, Obs 4.0 NR NR NR NR
27
1999 (abstr) PVI-FU/hep 7.0 1,541 (NR) 2,042 (NR)

PVI of FU Plus Mitomycin With/Without Heparin


28
Ryan et al, 1988 Obs
(abstr) PVI-hep 5.0 63 (NR) 169 (NR) 1.8 NR NR NR NR
PVI-MIFU/hep 5.0 P NS P NS
29
SAKK 1995 Obs NR (92) NR (174) 8.0 48 55 63 69
PVI-MIFU/hep 7.0 NR (93) NR (174) 57 66 68 77
P NS P NS

30
SAKK 40/87 1998 Obs 5.0 63 72 NR NR
(abstr) PVI-MIFU/hep 7.0 277 (NR) 492 (NR) 60 68
IV-MIFU/hep 7.0 64 74
P NS P NS
31
Focan, 2000 Obs 48 81 4.5 70 74 NR NR
PVI-MIFU/hep 7.0 46 84 68 76

PVI of Other Agents


Schlag et al, Obs NR (34) NR (21) 3.9 80 81 NR NR
32
1990 PVI-FUDR/ 7.0 NR (36) NR (22) 80 81 P .89 P .40
hep
P .95 P .3

Abbreviations: PVI, portal vein infusion; DFS, disease-free survival; OS, overall survival; Obs, observation; FU, fluorouracil; hep, heparin; NR, not reported;
LBCP-UK, Large Bowel Cancer Project; ENR, eligible patients not randomized; NS, not significant; NCCTG, North Central Cancer Treatment Group; IV,
intravenous; ANZ, Australia and New Zealand; NSABP, National Surgical Adjuvant Breast and Bowel Project; EORTC, European Organization for Research and
Treatment of Cancer; UKCCCR, United Kingdom Coordination Committee on Cancer Research; MIFU, mitomycin FU; SAKK, Swiss Group for Clinical
Cancer Research; FUDR, floxuridine; Lev, levamisole; FA, folinic acid (leucovorin).

Statistically significant difference (P .05 compared with observation).
May include patients with rectal cancer.
Values estimated from survival curves.
Patients in this trial were involved in a second randomization to a comparison of FU Lev v FU FA Lev following PVI.

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Adjuvant Therapy for Stage II Colon Cancer

Table 6. Randomized Adjuvant Trials in Stage II Colon Cancer: Intraperitoneal Chemotherapy


Number of Patients
Randomized (eligible)
Time Colon Median All Trial Patients Stage II Patients
Receiving Follow-Up
Trial Treatment Allocation Therapy Rectal II III (years) DFS% OS% DFS% OS%
33
Vaillant et al, 2000 Obs NR (77) NR (57) 4.8 62 69 73 79
FU-IP 6.0 days NR (74) NR (59) 68 74 89 88
P .26 P .30 P NS
34
Scheithauer et al, 1995 Obs NR (31) NR (29) 4.6 58 63 NR NR
FU FA-IV IP 6.0 months NR (29) NR (29) 75 78 P NS P NS
35
Graf et al, 1994 Placebo 6.0 days 13 NR (38) NR NR NR NR NR
FU-IP FA-IV 6.0 days 10 NR (40)

Abbreviations: DFS, disease-free survival; OS, overall survival; Obs, observation; FU, fluorouracil; IP, intraperitoneal; IV, intravenous; NR, not reported; NS,
not significant.

P .05 (compared with observation).
Difference is significant only when those who received the full dose of FU were compared with those receiving no adjuvant treatment.

on stage II patients was not performed. In 1997, a second receiving chemotherapy compared with patients in the
meta-analysis was published using individual patient data observation arm. Results of this trial have been reported
from nine published trials19-25,28,29 and one unpublished in abstract form only, and there was no separate analysis
trial of PVI in colorectal cancer.46 An 18% and 13.6% by stage. No serious toxicities were observed with hepatic
(P .006) reduction in the annual odds of death emerged arterial infusion.
for stage II and all patients, respectively. Patients with early- Oral FU or analogs. Three trials were located that
stage disease (Dukes A and B) experienced a 5% absolute investigated an oral preparation of FU37-39 (Table 7). One
improvement in survival at 5 years (70.5% [control] v trial compared oral FU to observation37; the other two
75.5% [PVI]; P .01) when data from nine trials, excluding compared a combination of mitomycin and FU to observa-
the trial by Taylor et al,19 were analyzed. tion.38,39 Data specific to stage II patients were available for
Regional chemotherapy: IP chemotherapy. Chemother- one trial only.39 No significant differences in disease-free or
apy delivered by the IP route has been tested in three trials of overall survival were reported for the subgroup of stage II
adjuvant therapy33-35 (Table 6). Two trials used no- patients, or for all study patients.
treatment control groups,33,34 one trial used a placebo.35 Japanese investigators performed a meta-analysis using
Clinical outcomes related to recurrence and survival were individual patient data from three randomized trials of oral
reported in two trials.33,34
FU and its prodrugs (tegafur, carmofur) versus observation
Vaillant et al33 reported improved 5-year disease-free
in 4,960 patients with curatively resected colorectal cancer
survival in the treatment group in patients with stage II
(Dukes A, B, and C).47 Two of the included trials were
cancer (89% v 73%; P .05) when patients who had re-
included in this systematic review,37,39 wheras the third was
ceived the full dose of intraperitoneal FU (n 58) were
published in Japanese and therefore did not meet the inclu-
compared with those in the surgery-alone group (n 77).
The difference was not significant when all stage II patients sion criteria. A total of 185 patients were excluded from the
were considered. No improvements in overall survival were final analysis because of violations in the randomization
observed in stage II patients. procedure. After a median follow-up of almost 5 years,
No significant differences in disease-free or overall sur- subgroup analysis of patients with Dukes B colon cancer
vival in stage II patients were reported in the study by demonstrated no significant difference in overall survival
Scheithauer et al,34 despite an observed benefit for treat- (P .721) or disease-free survival (P .296) for adjuvant
ment in overall survival when all patients were considered. chemotherapy compared with surgery alone. This meta-
Regional chemotherapy: hepatic arterial infusion. Sada- analysis has been updated in abstract form to include 9,819
hiro et al36 reported on a trial of 286 stage II and III colon patients with colorectal cancer from six trials.48 It is not
cancer patients randomized to a control arm consisting of clear from the abstract which trials were included. Overall,
observation only following surgery, or to chemotherapy the results for the six trials detected an advantage in disease-
consisting of FU delivered by a 21-day hepatic arterial infu- free survival (RR, 0.84; 95% CI, 0.79 to 0.91; P .0001) and
sion beginning on postoperative day 7. Three-year disease- overall survival (RR, 0.91; 95% CI, 0.84 to 0.99; P .022)
free (86% v 76%; P .002) and overall survival (91% v for oral agents versus surgery alone. This benefit was also
83%; P .03) were significantly improved in the patients detected for stage II patients for disease-free (RR, 0.78; 95%

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Figueredo et al

Table 7. Randomized Trials in Stage II Colon Cancer: Oral FU Therapy


Number of Patients
Randomly Assigned
Months Colon Median All Trial Patients Stage II Patients
Receiving Follow-Up
Trial Treatment Allocation Therapy Rectal II III (years) DFS% OS% DFS% OS%
37
Ito et al, 1996 Obs 40 (NR) 45 (NR) NR 63 NR NR NR
HCFU 12.0 37 (NR) 51 (NR) 77 P NS
38
Watanabe et al, 2000 Obs NR NR (405) NR 72 78 NR NR
(abstr) MIFU HCFU NR (579) 78 82
P NS
39
CCCSG-Japan, 1995 Obs 335 (293) 315 (279) NR 76 80 88 90
MIFU-1 6.0 323 (297) 354 (327) 81 82 89 88
MIFU-2 6.0 346 (316) 328 (293) 77 80 84 84
P NS P NS P NS P NS

Abbreviations: FU, fluorouracil; DFS, disease-free survival; OS, overall survival; Obs, observation; HCFU, 1-hexylcarbamoyl-fluorouracil; NR, not reported; NS,
not significant; MIFU, mitomycin fluorouracil; CCCSG, Colorectal Cancer Chemotherapy Study Group of Japan.

A statistically significant difference (P .05).
Includes patients with stage I, II, and III disease.

CI, 0.68 to 0.88; P .001) and overall survival (RR, 0.84; [vaccine] v 71% [observation]) for stage II patients. Similar
95% CI, 0.72 to 0.97; P .017). results were obtained in the overall analysis of all patients.
Immunotherapy. Passive immunotherapy with BCG, In a trial reported in abstract form, Dencausse et al50
with or without chemotherapy, has been tested in early randomly assigned 377 stage II colon cancer patients to
trials,10,11 although no benefit compared with chemother- treatment with edrecolomab, a murine monoclonal anti-
apy alone has been observed (Table 2). More recently, body, or observation following surgery. After a median
Isenberg et al49 tested preoperative immunostimulation follow-up of 1.1 years, the overall disease-free rate was 93%
with bacterial products compared with a no-treatment con- in the edrecolomab and 92% with observation (P .50).
trol in 101 patients with colon and rectal cancer. At 6.3 years No difference in overall survival was observed.
of follow-up for all patients, immunostimulation was asso-
ciated with improved overall survival (54% v 34%), includ- Other Literature
ing 22 stage II patients (90% v 45%). Formal significance Since the publication of the Buyse et al6 meta-
tests were not reported, and the sample size was small. analysis, several meta-analyses of adjuvant therapy (all
Three trials compared vaccination with autologous tu- types of chemotherapy),51-55 and one evidence-based
mor cells and BCG with observation.40-42 Hoover et al40 practice guideline including a meta-analysis of adjuvant
included 80 patients with high-risk stage II and III colon therapy4 have been published. These publications are
and rectal cancer; only a subanalysis of colon cancer pa- described below.
tients (all stages) yielded a survival benefit in favor of treat- Meta-analyses of adjuvant therapy (all types). In addi-
ment (83% v 52%; P .02). Vermorken et al41 included 254 tion to the therapy-specific meta-analyses of FU plus folinic
patients with stage II and III colon cancer. Analysis by stage acid,43,44 chemotherapy by PVI,45,46 and oral FU47 dis-
at a median follow-up of 5.3 years detected a significant cussed in previous sections of the systematic review, there
recurrence-free survival benefit for patients with stage II have been other meta-analyses reported which combined
colon cancer favoring immunotherapy (42% risk reduction results of trials using several different adjuvant chemo-
for recurrence or death; 95% CI, 0% to 68%; P .023). therapy regimens compared with observation. Three of
There was no significant difference in overall survival in the meta-analyses did not report on stage II colon cancer
stage II patients (P .15). The Eastern Cooperative Oncol- patient outcomes51-53 and will not be discussed further.
ogy Group trial randomly assigned 412 patients with colon Two meta-analyses referred specifically to stage II colon
cancer (297 stage II, 115 stage III) to adjuvant immunother- cancer patients.54,55
apy consisting of an autologous tumor cell and BCG vaccine Mamounas et al54 pooled data from four trials (proto-
(n 205; 148 stage II) or no adjuvant treatment (n 207; cols C-01, C-02, C-03, and C-04) by the NSABP that com-
149 stage II) after surgery.42 After a median follow-up of 7.6 pared different adjuvant chemotherapy regimens with each
years, there were no statistically significant differences be- other or with no adjuvant therapy for patients with Dukes
tween the two treatment arms in disease-free (64% [vac- B and C colorectal cancer. The pooled groups were formed
cine] v 66% [observation]) or overall survival (69% by combining the study arms with the inferior overall and

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Adjuvant Therapy for Stage II Colon Cancer

recurrence-free survival versus the study arms with the II colon cancer, the CCOPEBC practice guideline in-
superior results for each of these outcomes. The inferior cluded a pooled analysis of stage II patients where data
treatment group included the surgery group in C-01 and were available.4 The meta-analysis did not indicate a
C-02, the MOF group in C-03, and the FU plus levamisole significant reduction in the odds of death for adjuvant
group in C-04. The superior treatment group included the treatment compared with observation (OR, 0.83; 95%
MOF group in C-01, perioperative PVI of FU in C-02, and CI, 0.62 to 1.10). The OR for patients receiving PVI was
FU plus leucovorin in C-03 and C-04. Among 1,565 pa- 0.62 (95% CI, 0.35 to 1.11).
tients with Dukes B colon cancer, there was a 30% RR Updated meta-analysis. An update of the 1997
reduction in mortality for the superior treatment group CCOPEBC meta-analysis of trials comparing adjuvant
compared with the inferior treatment group. A graph of the therapy to observation is shown in Figure 1. Survival data
pooled ORs indicated that the reduction in the odds of were available for 4,187 patients with stage II disease across
death, recurrence, and disease-free survival events was sta- 18 trials.10,11,13-15,19-21,24,29,39,41,42,44 Using the more con-
tistically significant for Dukes B patients. There was a sta- servative random effects model,9 the mortality RR across
tistically significant reduction in mortality for patients with the trials was 0.87 (95% CI, 0.75 to 1.01; P .07). This
Dukes B colon cancer who presented without adverse clin- overall result must be interpreted cautiously because this
ical prognostic factors, but the survival benefit was not was a selected group of trials using a variety of adjuvant
statistically significant for Dukes B patients with high-risk therapies. Of more interest are the pooled results of studies
prognostic factors. of commonly used adjuvant treatments. Pooling the results
A pooled analysis of trials comparing adjuvant therapy of three trials investigating FU plus levamisole led to a
with FU combined with levamisole13,14 or folinic acid16,17,43 mortality RR of 0.90 (95% CI, 0.71 to 1.13; P .35).
compared with observation for patients with stage II and III Combining these results with those of the five trials of FU
colon cancer was recently published in abstract form.55 plus folinic acid included in the IMPACT B2 analysis re-
Using the database developed by Sargent et al53 with indi- sulted in an RR of 0.86 (95% CI, 0.73 to 1.01; P .07). A
vidual patient data from 3,341 patients with stage II and III pooled analysis of five trials investigating adjuvant therapy
colon cancer in seven RCTs, these investigators performed by PVI resulted in an RR of 0.70 (95% CI, 0.44 to 1.11; P
an analysis based on a Cox proportional hazards model. .13). It should be noted that significant heterogeneity was
Prognostic factors considered were adjuvant treatment, age, detected in the pooled analysis of the PVI trials (Fig 1).
sex, tumor location, T stage, nodal status, and tumor grade.
In a multivariate analysis adjusted for T stage, nodal status,
and grade, adjuvant therapy was associated with a signifi- DISCUSSION
cant beneficial treatment effect for recurrence (35% reduc-
tion in risk of recurrence; HR, 0.65; 95% CI, 0.58 to 0.73) In 1988, Buyse et al6 conducted a meta-analysis of clinical
and mortality (30% reduction in risk of death; HR, 0.73; trials of adjuvant therapy for colorectal cancer. A significant
95% CI, 0.63 to 0.79). The authors reported that these difference in the odds of death was not detected between
benefits associated with adjuvant therapy occurred across adjuvant therapy and observation. In the subgroup of pa-
all subsets. The authors tabulated the estimates of 5-year tients treated with FU for 1 year, a small but significant
disease-free survival for subgroups according to T stage, benefit for adjuvant therapy was detected. Additional sub-
nodal status, and tumor histologic grade, demonstrating group analyses were impossible due to the lack of standard-
that patients attain similar proportional benefit from adju- ization of surgery, staging, and distinction between rectum
vant therapy regardless of T stage, nodal status, or grade. and colon, and due to the poor description of treatment
However, neither the total number of patients in each sub- compliance. The authors of the meta-analysis stressed the
group, nor the P values of the differences in 5-year disease- need for larger clinical trials with improved methodology to
free survival were provided in the abstract. However, the provide definitive answers regarding the benefits of adju-
trend is quite striking and the fully published results of this vant therapy.
analysis are awaited. In 1990, the National Institutes of Health reviewed the
Evidence-based practice guidelines. In 1997, the available evidence on adjuvant therapy for colon and rectal
CCOPEBC published an evidence-based practice guideline cancer.3 Adjuvant therapy with FU and levamisole was rec-
on adjuvant therapy in stage II colon cancer based on a ommended for patients with stage III colon cancer because
systematic review of 25 randomized controlled trials and clinical trials had shown disease relapse and mortality de-
one meta-analysis.4 The group did not recommend adju- creased by 30% to 40% at 5 years. The panel did not recom-
vant therapy for patients with stage II colon cancer, but mend any specific therapy outside of a clinical trial for
encouraged the enrollment of stage II patients onto clinical patients with stage II disease.
trials comparing adjuvant therapy with observation. In view Since the publication of the meta-analysis by Buyse et
of uncertainty about the role of adjuvant therapy in stage al6 and the National Institutes of Health Consensus Confer-

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Figueredo et al

Fig 1. The Netherlands Central Cancer Treatment Group (NACCP), North Central Cancer Treatment Group (NCCTG), Large Bowel Cancer Project (LBCP) -UK,
NCCTG (protal vein infusion [PVI]), and Swiss Group for Clinical Cancer Research (SAKK) trials include rectal cancer patients. Data for the LBCP-UK, NCCTG (PVI),
and National Surgical Adjuvant Breast and Bowel Project (NSABP) C-01 and C-02 were estimated from survival curves or tables. Data on stage II patients for
the NSABP C-01 and C-02 trials were located in the pooled analysis by Mamounas et al,54 and the numbers of patients are slightly different from the original
publications detailed in Tables 2 and 5. IMPACT, International Multicenter Pooled Analysis of Colon Cancer Trials; FU, fluorouracil; SWOG, Southwest Oncology
Group; ECOG, Eastern Cooperative Oncology Group; CCCSG, Colorectal Cancer Chemotherapy Study Group of Japan.

ence recommendations,3 a significant number of trials have abandoned an observation arm in favor of FU plus levami-
investigated varied forms of adjuvant therapy. Unfortu- sole as the control treatment. Many trials also have included
nately, a large number of recently published trials have both stage II and III patients in the same trial, and not all

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Adjuvant Therapy for Stage II Colon Cancer

have provided a separate subgroup analysis of stage II pa- III colon cancer. A second approach, which we have fol-
tients. The backbone of adjuvant therapy has been FU. Its lowed in this overview, is to estimate the treatment benefits
administration has been mainly by the peripheral IV route, in a meta-analysis of stage II patients. The problem with this
but perioperative PVI, intraperitoneal, and oral prepara- approach is the lack of significant data in the publications
tions have been evaluated. IV FU has been tested rarely as a and the relative inefficiency of the procedure because it
single-agent, but has been added with other drugs including eliminates patients with other stages of the disease in the
semustine, mitomycin, immune stimulants such as levami- analysis. A third approach compares the RR reduction of
sole and monoclonal antibody 17A, and folinic acid, a bio- patients with different stages of the disease. Mamounas et
chemical modulator of FU. al54 used this approach comparing the results of four con-
Many of these trials have continued to show benefits secutive NSABP trials of adjuvant therapy. Their analysis
for adjuvant therapy in patients with stage III disease, showed similar relative risk reductions for stage II and III
whereas its value has remained doubtful for stage II pa- colon cancer. Finally, a fourth approach is to perform tests
tients. None of the individual trials reviewed has shown a of interaction between treatment effect and stage of the
significant benefit in overall survival for stage II colon can- disease. This procedure is the most sensitive and efficient
cer for adjuvant treatment compared with observation. The because it uses the information from all stages of the disease.
Netherlands Adjuvant Colorectal Cancer Project trial did The investigators of two NSABP trials, C-0111 and C-02,24
demonstrate a benefit for stage II colon and rectal cancer have reported lack of significant interaction between
combined and showed survival curves for stage II and III treatment effect and stage, suggesting similar relative risk
colon cancer depicting the benefit of adjuvant therapy, but reduction in different stages of the disease. Buyse and
neither the number of patients nor P values for the differ- Piedbois56 conclude their article by outlining the number
ences were given.15 The pooling of data of five trials using of patients required to detect a significant treatment
adjuvant FU plus folinic acid detected a small 2% absolute benefit in stage II colon cancer.
survival benefit (P .057, one sided) for stage II patients.44 So far, no trial has enrolled the 4,000 assessable patients
Similar lack of benefit was noted in meta-analyses of oral required. An alternative approach will be to perform a
fluoropyrimidines.47 However, three other meta-analyses meta-analysis of trials including stage II colon cancer pa-
demonstrated beneficial effects of adjuvant therapy in stage tients. We have attempted this task; unfortunately the pub-
II patients. A meta-analysis of individual patient data in- lished data are incomplete for this subgroup of patients.
cluding trials of FU by PVI showed an 18% reduction in the Certainly, such an investigation can be done with updated
annual odds of death (P .006), translating into a 5% individual patient data provided by the trialists. Gill et al55
absolute 5-year survival for stage II patients.46 An analysis of have done this analysis on a database originally developed
four consecutive trials by NSABP showed similar rates of by Sargent et al.53 The analysis of seven trials using systemic
RR reduction of 18% to 20% for patients with stage II and FU plus levamisole or folinic acid has demonstrated similar
III disease.54 More recently, Gill et al55 reported on an relative risk reductions in recurrences and deaths for stage II
analysis of patients with stage II and III colon cancer and III disease. This is the most direct evidence that adju-
participating in seven trials of FU combined with either vant therapy is effective in stage II colon cancer. This anal-
levamisole or folinic acid compared with observation. ysis has not been published in full and details on the number
The investigators observed disease-free survival benefits of patients in each subgroup, as well as the P values, were
for all subsets of curatively resected colon cancer. How- not provided in the abstract. The absolute risk difference
ever, the data are currently only available in abstract for disease-free survival ranged from 5% for T3N0 stage
form, and the number of patients in each subset and the to 15% for T3-4N2 stage. Overall survival differences are
P values were not provided. likely to be smaller, as indicated by results of the individ-
In a recent article, Buyse and Piedbois56 provide a ual trials analyzed.
statistical perspective to the question, Should Dukes B A question that should be posed is how large does a
patients receive adjuvant chemotherapy? The authors at- benefit in overall survival (or disease-free survival) have to
tribute the lack of survival benefit in the individual trials to be to become not only statistically significant, but most
the insufficient number of patients, to the relatively good importantly, clinically relevant? If adjuvant treatment were
prognosis of this group of patients (80% survival at 5 years), completely nontoxic and nondemanding, then a minimal
and to the competing noncancer deaths in this population. benefit would be sufficient to recommend such treatment.
They also add statistical approaches that can be used to Most adjuvant effective treatments such as systemic FU plus
investigate the benefits of adjuvant therapy. The first ap- levamisole or folinic acid, however, are associated not only
proach is to consider that the overall effect of the treatment with measurable side effects, but often with nonmeasured
should be similar for all stages of the disease. This consid- symptoms such as fatigue, anorexia, loss of taste, and med-
eration is possible because there are no a priori biologic ical dependence, which affect quality of life. Measurement
reasons for the treatment effect to be different in stage II and of these subtle changes should be a priority for future clin-

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Figueredo et al

ical trials. Present improvements in disease-free and, per- stage II resected colon cancer. There is probably a small
haps, in overall survival are modest: at best, only one of survival benefit for adjuvant treatment that present trials
eight to 20 treated patients will benefit, whereas the remain- have not detected as significant. The important question is
der will receive treatment with no benefit. Additional trials whether this small benefit might prove to be clinically sig-
are required to improve treatment, testing either potentially nificant for recommendation as standard therapy. Addi-
more effective therapies such as combinations of FU with tional investigation of newer therapies and more mature
folinic acid and oxaliplatin, or those with lesser toxicity data from the presently available trials should be pursued.
such as the use of FU by continuous infusion or the mono-

clonal antibody. In the meantime, the advice for adjuvant
therapy in stage II colon cancer should be cautious. Patients Acknowledgment
should be given objective facts of benefit and harm, so that The acknowledgment is included in the full-text ver-
the decision for or against treatment is arrived at mutually. sion of this article, available online at www.jco.org. It is not
Patients should also be offered the participation in clinical included in the PDF (via Adobe Acrobat Reader) version.
trials that test potentially more effective and/or less toxic
treatments and measure quality of life. Authors Disclosures of Potential
In summary, there is no compelling evidence to advise Conflicts of Interest
standard use of systemic adjuvant therapy for patients with The authors indicated no potential conflicts of interest.

13. Laurie JA, Moertel CG, Fleming TR, et al: randomized clinical trial (colorectal adenocarci-
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Adjuvant Therapy for Stage II Colon Cancer

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