2012

,
: (,
), , ( ,
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, copyright,

copyright .

2



.

1.

2.

3.

- Abstract ..................................................................................................... 6

...................................................................................................................... 7

1. ................ 8

1.1 ........ 8

1.2 ...................................................................... 11

1.3 ................................................................... 13

1.4 ............................... 16

1.5 , .......................................17

1.6 .........................................................................19

2. ......... 23

I. -
.................................................................................................... 23

II.
(International Safety Management Code ISMC) ................................................... 27

.
(ISPS) .................................................. 28

IV
(International Load Line Convention. ..................................................... 29

V MARPOL 73/78 ............ 30

VI IMDG IBC ... 36

VII (International
Sewage Pollution Prevention Certificate ISPPC)................................................... 38

VIII STCW/78 .................. 39

IX .......................................................................... 40

.................................................................. 44

4
3. IMO ...... 51

4. - .................................................................................... 72

5. ........................................................................................................... 75

6. .............................................................................................................. 77

, ,
.
, ,

. ,
.
,
.

.

ABSTRACT

This dissertation examines the enactment and application of vessels documents and
certificates, required and optional, which must be carried on board every vessel and
especially tankers. These maritime documents have been dictated throughout several
international conventions, where security, quality and effective operation of sea
transport and trading were the main points of interest. By examining this interesting
topic, I clarify the importance of these documents and the background of their issuance.
Data used have been collected by maritime law books, maritime organizations reports
and shipping companies. This dissertation contains a detailed presentation of these
documents and certificates, as well as investigates simultaneously the available margins
for improvement of the procedures in accordance with the technological progress of our
days.

, ,
.
,

(International Maritime Organisation IMO)
(Maritime Safety Committee),
(Facilitation Committee)
(Marine Environment Protection Committee).

.
,

. ,
.

, ( )

.
,
,
, ,
. ,

,
.

7
 - 1 -

1.1.

90%

, , ,
/
.
US $380 .
5% 2.
, 3-5%
1 , 5
, 27 ..,
204.000.

H 90 % 40 %
2.
50,000 , .
150
. , 1992
2007, 18,235 3 32,932
, 80%, 2009 8,2

1
http://ec.europa.eu/maritimeaffairs/pdf/facts_fig_en_bat_060523.pdf
2
http://ec.europa.eu/maritimeaffairs/pdf/thematic_factsheets/shipping_el.pdf
3

.

8
 4.
.

: UNCTAD Maritime Transport Review 2009

4
http://www.unctad.org/en/docs/rmt2010_en.pdf. . 6

9

. 15

,
.
,
.
,

CO2.

: NTM (Swedish Network for Transport and the Environment)

10
1.2.

.

(.. ),
. , (United
Nations) (.. UN Convention on the Law Of
the Sea - UNCLOS), , UNCTAD
(United Nations Conference on Trade and Development).
UNCTAD . (ILO
International Labour Organisation) , 1920, 30
(
ILO) 25 -
. ,
(IMO International
Maritime Organisation)
,

, ,
,
. -
166. 30
63 -
5
( ) . ,

,
,

5
Pallis, A.A. (2007), Regulating Maritime Transportation in Europe, in: Theodoropoulos S. (ed)
Regulatory Policies: Special Issues, Gutenberg: Athens, pp. 33-54, (in Greek).

11
 (
)

.

. ,
,
.
.


, .
International Maritime Organization ( International Labour
Organization) . ,

( OPA 90, E.U. regulations).
:

S.O.L.A.S. (International Convention for the Safety of Life at Sea, 1974)

standards
(.. , , ,
, ) . SOLAS
( - ship
surveys)

MAR.POL. (International Convention for the Prevention of Pollution from Ships,
1973/1978 Marine Pollution)
, , .
MARPOL ,
, , , ,
(.. )

12
 CO.L.R.EG (Convention on the International Regulations for Preventing
Collisions at Sea, 1972).
.
LOADLINE (International Convention on Loadlines, 1966)

.
I.S.P.S. (The International Ship and Port Facility Security Code, 2002)


I.S.M. (The International Safety Management Code, 1993)

,
.

.
S.T.C.W. (International Convention on Standards of Training, Certification and
Watchkeeping for Seafarers, 1978/1995)
.
ILO 147 (The ILO Merchant Shipping (Minimum Standards) Convention, 1976)
( ,
)
MLC, 2006 (The ILO Maritime Labour Convention, 2006).

1.3.

,
,
, , ,
, , (NAT .),

, ,

13
 , ,
( - .)
.
.

.. SOLAS, LOAD-LINE, MARPOL

'
'
.
,
.
,
, ,
,
, ( - ,
) , ,
.

,

6. -
/
, (Surveyors).

,
/ .

)
( ) )
( , ,

) )

6
. , , , , 1999, . 37

14
 '
7. ,
,
/ 8:

.
" , , -
, , -
, , ,
(, , ), .

.
, , .

.
, , .

/ , . ....
(
),
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.... ( 46-53) ,
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, ,

7
. , , , , 1999, . 38
8
. . , , ,
1997, . 26

15

.

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. 86
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.

.

1.4. .

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(
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(
).
, 13 .3

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16
 9.


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( )

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1.5. , .

114 , . 1
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9
.. . 39.

17
 ,

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(..
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MARPOL ,

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10.

..... ,
, 24 , ,
,
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10
.. . 41.

18

, .
, ,
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. ,
(2) . 235 . 1

, (6) .
, ,

(6) .

1.6.

, ,

. , IMO document
FAL.2/Circ.87 MEPC/Circ.426 MSC/Circ.1151 (17/12/2004)
("Revised
List of Certificates and Documents Required to be Carried On Board Ships"),
67
.

,
.

( , Port state, ,
, )

19
 , . ,
,

( , ,
.).
.

, ,
,
,
.
2000,

,
, .


,
.
, ,
, , 11, .
portals , Bimco,
. ,
.

32 (22/04/2005).

1.1.1 FAL Convention

11
http://www.axiaplus.gr/Default.aspx?id=134949&nt=108&lang=1
http://www.safety4sea.com/page/1895/9/maritime-companies-move-to-e-documents

20

.
.
,
,
/ IMO number
.

on line
. ,

12.

,
IMO 35
(16/01/2009),
FAL Convention


.

. ,
,

.
, ,
.

, 24/09/200813

12
http://www.pepen.gr/pagesgr/IMO%20FAL%2032%20ICS%20submission%20on%20ship%20certificates.pdf
13
http://www.liscr.com/liscr/Portals/0/Deputy%20Commissioner.pdf

21
 SOLAS, MARPOL
,
ISM ISPS, ,
, ,
.
.

.


. ,

.

22
 - 2 -

,

MARPOL 73/75, SOLAS 79, ISPS,
.
IMDG
IBC Codes.

.
.

1. 14 (certificate of registry)

( ).
(, ,
, , ,
...),
. . 402/95,
,
.
,
, ,

14
, .., , & , Mg
Books, J&J Hellas, 2007, . 45-50.

23
, .
.

( 53 ).
, ,
(, .),
50%.
, .

H 15:

.
.
.

,

.

2. (certificate of measurement).

( 46 1 ....).
(, , ),
(, ) ,
(, , ,
, .), ..

15
. . , ,
, 1997, . 26.

24
 .
.

3. (International Tonnage Certificate 1969).

7

.
.

,
.

4. ,
(certificate of sea worthiness)

,
.

.
, . SOLAS
, , , ,
,
( 9 103/99)
( 542/68) :

- / (Cargo Ship Safety

Construction Certificate).

500 (),

25
 . -1, -2 (
)
.
,
.

- / (Cargo Ship Safety

Equipment Certificate)

500 , . -1, -2,
III V (. 12 a-iii )..

, .
(Total number) ( - ),
.

- (Gargo Ship Safety Radio

Certificate).

SOLAS
GMDSS .

/ . IV
{. 12 ()-()}.

' ,

26
.
(International Safety Management Code - I.S.M.C.).

SOLAS 1974 (. 4 . IX, ISM Code 13)

()
-
(...)
:

1). (Document of Compliance).

.
.
2). (n.A.A.)-(Safety Management Certificate-
S.M.C.) .

, : )
(Document of Compliance)
) Safety Management Certificate
.

.
/

/
.

27
.
(I.S.P.S)

1) (International or Interim Interna-

tional Ship Security Certificate). .

To
.
, ,
, ,
"
,
, .

.

2) (Ship Security Plan and

associated records)

Solas 1974, 2002 XI-2/9, ISPS

Code 9 10,
,
.
:
,
,

,
,

,

28
 ,
,
,
, .

IV.
(International Load Line Convention)

1) (International Load Line

Certificate).

,

.

.
,
.

2. (International Load
Line Exemption Certificate).

6 .
6 ,
.

.

29
V. MARPOL 73/78

1. . (International Oil
Pollution Prevention Certificate - I.O.P.P.C.).

5 I . MARPOL
73/78, / 400 /
150 ,

, .O.P.P.C.
(SUPPLEMENT), .
, /
/.
. -
SOLAS .
., I.O.P.P.C. OF COMPLIANCE (),
-
.

2. (Oil Pollution Prevention

Certificate-O.P.P.C.)

4 479/84, 400
/ 150 , ,
100-400 / 150 ,
,
O.P.P.C.,
.
.
(150) ...16,

16
(register ton)
. 100 2,83 .

30
 ,
5,6,7 ..,
(...) .

3.
(Shipboard Oil Pollution Emergency Plan-S.O.P.E.P.)

150 -
, -
.

. :


, 8 I ,
,

,




.

,
, ... .
, SOPEP, Vessel Respond Plan V.R.P.,
P.C. SOPEP.

31
4.
(International Pollution Prevention Certificate For the
Carriage of Noxious Liquid Substance in Bulk).

.. MARPOL 73/78 Annex II, 11 12

,
(N.L.S.C.). ,

.
.

5. -
(Certificate of Fitness for the Carriage of Dangerous Chemicals in Bulk
International Certificate of Fitness for the Carriage of Dangerous Chemicals in
Bulk).

/
. /


(Bulk Chemical Code)
(International Bulk Chemical Code) ,

.
.

32
6.
(International Certificate for Carriage of Liquefied Gases,in Bulk).

.
5 ,
. ,
.

7.
(Shipboard Marine Pollution Emergency plan for noxious liquid
Substances).

MARPOL 73/78 (Annex II, regulation 16), 150

.

8.
- Certificate of insurance or other financial security in respect of
civil liability for oil pollution damage (C.L.C.).

I MARPOL 73/78 /,
2000 (
, , ...) ,
.
,
. ,
, , ,

33
 '
.

9.
.

1000 ,

1000
. '
(
)
.
.
, ,
.
,
, .

.

10. .

400 ,

6 MARPOL
78.
.

34


.

11.
.

,
.
.

12.
(International Certificate for Carriage of Liquefied Gases in Bulk).

.
, ,
.
,
.

13.
(Shipboard Marine Pollution Emergency plan for noxious liquid
Substances).

MARPOL 73/78, Annex II, regulation 16, 150

.

35
VI. IMDG IBC
Codes.

1. (Multimodal Dangerous Goods

Form IMDG Code, BLG Product Data Reporting Form IBC Code).

3 MEPC.156(55)
(MEPC) IMO, 13
2006, 1
2010. ,

, .1269/82
.. MARPOL 73/78 -

. , , (shipper),
,
(signed certificate or declaration),
17.

IBC Code.

68/2005 - 101/'/27.4.2005,
,
( ). ,
,

. ,

.

17
http://www.naftikachronika.gr/index.asp?pid=1&ArticleID=3639&lang=gr&cat=23

36
 , ,
.
IBC Code,
.

, , ,

,
. ,
,
. ,
, , ,
,

24 . ( )

24
.

1.4S.
/

.

,
(Marine Pollutants),
.
,

(IMDG Code)
. (Certificate or

37
Declaration), ,
.
BLG Product Data
Reporting Form18 Multimodal Dangerous Goods form19
GESAMP20.

,



, .
.


, (UN), ,
... .M.D.G., I.B.C. I.G.C.,
,
, .

VII. (International
Sewage Pollution Prevention Certificate-I.S.P.P.C).
.

, ,
.
().
SOLAS , (. 4 5).
,

18
http://www.imo.org/OurWork/Environment/PollutionPrevention/ChemicalPollution/Pages/IBCCode.aspx
19
http://www.imo.org/Publications/IMDGCode/Pages/Default.aspx
20
GESAMP (IMO/FAO/UNESCO-IOC/WMO/WHO/IAEA/UN/UNEP Joint Group of Experts on the Scientific Aspects of
Marine Environmental Protection), 2002. Revised GESAMP Hazard Evaluation Procedure for Chemical Substances
Carried by Ships. Rep. Stud. GESAMP No. 64, 126 pp

38
, ,
.
.

VIII. . STCW/78.

,
/ (STCW/78).

19. (Minimum safe manning document).

481 ,
.. STCW/78 ,
(, ).

13 . V .. SOLAS 74/78
(2000 amendments) II-2/15.2.3,
.

20. (deratting exemption

certificate)

,
,
.
,'
, ( ),
, '
.

39
 .
,
.

IX.

49, ...., 24
( ),

. 41
:

- ,

- ,

- .

1. (deck log).

(, 46 . 1),

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( 48 ). :

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40
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,

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)
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,

)
.

( 41 ). ,
' ,

. ...
400 .
, .
, 800 , .. 806/1970
( 275/), 19 . 2, " "
.
.

,
() ,
.
, .
,
, . 53 ,

41
 ,
,
.

2. (engineer's log book).

,
,

, ( 49
...). . 800 ...,
.. 806/70 ( 275/), 78, " "
,
.
.
... 100 .
- ,
.
.
10 (),

( 1 ../11-2/ 31-3 1923, . 31 /12
1930).

3. (. )

G.M.D.S.S. (Global Maritime Distress & Safety System),
,
.

,

42

.
, .

) :

...., 41 ....,
46 50. -
, .
. '

(/) , ..
, , -
, .. ,
,
.
- , .
... ,
, .

)
:

... 1218.86/16-11996 ( 19/), 1,

GMDSS,
,
.
. ...,
.... -
. ,

43
, (,
) , :
) ,
,

)
,

) .

) 15 ,

15 ) ,
.
-

.
,
.
,
. 100 /. 1 /.
200.

1. .

( 46 1 ...),

.

44
/ (100)
(300) ,
( 3 . 64572/'2/179/124-79).
,
.

,
,
. '
:
.


.
, , , ,
, , .
.

, .

.

2. (oil record book).

46 ....,
,
. 400 .
( )
150 .
( ) ( I / 20 MARPOL 73/78).
I, (/ )
,

45
 II / -
.
(3), , ,
.
, .
,

. '
.

- I:

400
150 ...
I. ,
/ ,
:
- ,
-
,
- ,
-
, -
, .
- /. -

, (09) ,
(code letters)
:
() ,
()
(),
(C) ,

46
(D)
,
,
()
, ,
(F) -
,
(G) ,
() ,
(I) .

,
. (1,2,3..) (item numbers).

- II.
150 ..
II.
I.

, , ,
,
:
- ,
- ,
- ,
-
,
- ,
,
- , -
(segregated ballast tanks),

47
- (slop tanks), -

,
,
,
-
, - .

3. (Garbage Record Book).

400
15 ,

MARPOL 73/78
,
.

MARPOL 73/78.
(, , ) '
,
:
,
,
,
.
,
, ,
' .

48
4.

800 , .. 806/1970 ( 275/, 101),
.

, .

, ,
,
, .
,
. ,
,
.

5.

...., 42, ,

. .. 3899/1958 ( 195/)
, 15 17
( 500 ),
.

. :
) ,
) ,

49
) ,
) ,

)
.

6.

...., 46 51
. ,
. '

. 268 ....,

..
.. 167/1976 ( 61/)
. 1
.. : 1)
100 , 2)
.
100 ... ..

.
..., (50)
.

50
 - 3 -

, 21

(International
Maritime Organization IMO) (Maritime Safety
Committee), (Facilitation Committee)
(Marine Environment Protection
Committee),
- 22. , SOLAS
(1974) 01/01/2002, 01/07/ 2002, 01/01/2004 01/07/
2004 , MARPOL 73/78, 01/08/ 2002,
IV (27/08/ 2003),

. , ,

. ,



.

,
, (
), , .

21
I:\CIRC\FAL\02\87.doc, FAL.2/Circ.87 MEPC/Circ.426 MSC/Circ.1151

22
FAL.2/Circ.35-MEPC/Circ.207-MSC/Circ.593,FAL.2/Circ.42-MEPC/Circ.303,
MSC/Circ.704 (21/09/1995) FAL/Circ.90-MEPC/Circ.368-MSC/Circ.946 (03/07/2000).

51

, .
, (
)
:

International Tonnage Certificate (1969) Tonnage Convention,

7

(1969)


7 .

,

International Load Line Certificate LL Convention,

16;
1988 LL Protocol,
18


,
.


.
5

52
 .

International Load Line Exemption Certificate LL Convention,

6;
1988 LL Protocol,
18

( )
,
6 of the Load Line Convention
1988 LL.


.

Intact stability booklet SOLAS 1974,

II-1/22
and II-1/25-8; 1988
24 LL Protocol,
10


.

Damage control plans and booklets SOLAS 1974,

II-1/23,
23-1, 25-8;
MSC/Circ.919

,
,

53

.

.

Minimum safe manning document SOLAS 1974

(
2000),
V/14.2
1 SOLAS,
,

( ).

Fire safety training manual SOLAS 1974

(
2000),
II-
2/15.2.3


.

II-
2/15.2.3.4.

Fire Control plan/booklet SOLAS 1974

(
2000),
II-2/15.2.4

,

54
 ,
,
. ,

,


,

.
.

/

,

(
).

On board training and drills record SOLAS 1974

(
2000),
II-2/15.2.2.5


III/19.3 and III/19.5.

Fire safety operational booklet SOLAS 1974

(
2000),
II-2/16.2

55
 ,
.



.

II-
2/15.2.3.

Certificates for masters, officers or ratings STCW 1978,

, VI,
I/2;
STCW Code,
, section A-I/2
,
, ,
,
, ,
STCW 1978.


.

International Oil Pollution Prevention Certificate MARPOL 73/78,

I,
5

MARPOL 73/78 (
4 I), 150

56
 (gross tonnage)
400
(gross tonnage)

(offshore terminals)
MARPOL 73/78.

(Form
A)
, .

.

Oil Record Book MARPOL 73/78,

() I,
20
(gross
tonnage) 150 400
(gross tonnage)
, Part I
( ).
150

, Part II ( ,
).

Shipboard Oil Pollution Emergency Plan MARPOL 73/78,

I,
26

150
(gross tonnage)

57
 400 (gross
tonnage)

,
.

,

.

International Sewage Pollution Prevention MARPOL 73/78,

Certificate IV,
5;
MEPC/Circ.408

4
IV MARPOL 73/78. 5
.

Garbage Management Plan MARPOL 73/78,

V,
9
400 (gross
tonnage)
15 ,


.

58
Voyage data recorder system-certificate of SOLAS 1974,
compliance V/18.8

,

.

,
.

Document of Compliance SOLAS 1974,

IX/4;
ISM Code,
13
,
(ISM Code).

.
5
.

Safety Management Certificate SOLAS 1974,

IX/4;
ISM Code,
13
()

59


. 5

.

.

International Ship Security Certificate (ISSC) or SOLAS 1974 (2002

Interim International Ship Security Certificate ),
XI-
23
( ) 2/9.1.1;
ISPS Code part A,
section 19 and
appendices.
()
.

-2 SOLAS
A ISPS Code.
,

Ship Security Plan and associated records SOLAS 1974 (2002

),
XI-2/9;
ISPS Code part A,
sections 9 and 10

23
: .. , & , MG

Books , 2 , , 2007.

60
 .
.
:
- ,
-
- ,
-

-

- ,
-
- ,
,
.

3
ISPS.

61
Continuous Synopsis Record (CSR) SOLAS 1974 (2002
),
XI-1/5

1 SOLAS 1974,
,

.

Certificate of insurance or other financial security CLC 1969,

in respect of civil liability for oil pollution damage VII

2.000
.

VII,
1,
the (CLC Convention).

Certificate of insurance or other financial security CLC 1992,

in respect of civil liability for oil pollution damage VII

,
CLC Convention 1992,
2.000

62
 .

VII,
1, .
Enhanced survey report file SOLAS 1974
( 2002),
XI-1/2;
A.744(18)

6.2
6.3 A B A.744
(18)

.

Record of oil discharge monitoring and control MARPOL 73/78,

system for the last ballast voyage I,
15(3)(a)

.

(4), (5), (6) (7)

15 I
MARPOL 73/78,
150
,
.



,
.

63

3
.

Dedicated Clean Ballast Tank Operation Manual MARPOL 73/78,

I,
13A

,
13(10) I
MARPOL 73/78

,
2,
13A I MARPOL
73/78.

Crude Oil Washing Operation and Equipment MARPOL 73/78,

Manual (COW Manual) I,
13B

,
2,
13 I MARPOL 73/78.

Condition Assessment Scheme (CAS) Statement of MARPOL 73/78,

Compliance, CAS Final Report and Review Record I

64
 , ( 2001
(
MEPC.95(46)),
13G;
MEPC.94(
46)


( MEPC.94(46) ). ,
CAS,



,
.

Hydrostatically Balanced Loading (HBL) MARPOL 73/78,

Operational Manual I
(2001

(MEPC.95
(46)),
13G(6)(b), 13G

( MEPC.64-36).

Oil Discharge Monitoring and Control (ODMC) MARPOL 73/78,

Operational Manual I,
15(3)(c)

65

,

,
.

Subdivision and stability information MARPOL 73/78,

I,
25

25 - I MARPOL 73/




().

4
1 3,
,

:

International Pollution Prevention Certificate for MARPOL 73/78,

the Carriage of Noxious Liquid Substances in Bulk II,
(NLS Certificate) 11 and
12A

.. MARPOL 73/78 Annex II,

66
 11 12



,
(N.L.S.C.).


. /




(Bulk Chemical Code)
(International
Bulk Chemical Code)


.

67
Cargo record book MARPOL 73/78,
II,
9
II
MARPOL 73/78

(ship's official log book )
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68
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Certificate of Fitness for the Carriage of Dangerous BCH Code, section

Chemicals in Bulk / international Certificate of 1.6;
Fitness for the Carriage of Dangerous Chemicals in BCH Code
Bulk
()
MSC.18(58),
section 1.6IBC

Code, section 1.5;
.
IBC Code
,

,

. ,
MSC.16(58)

MEPC.40(29),
.
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,

.

.

6
1 3,

69
 :

Certificate of Fitness for the Carriage of Liquefied GC Code, section

Gases in Bulk 1.6

-
.
,
,
. ,

.
,
.

.

International Certificate of Fitness for the Carriage IGC Code, section

of Liquefied Gases in Bulk 1.5;
IGC Code


MSC.17(58),
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,
,
. ,

.

70
 ,

.

.

8
1, 2 3,

:

Document of compliance with the special SOLAS 1974,

requirements for ships carrying dangerous goods (
2000),
II-2/19.4

6.2 7

( ).

71
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, ,

24
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.

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.

.
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.

,

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