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Article history: With increasing public concern about the environment, liveability and sustainability have become
Received 10 June 2016 important issues in minimal fuel consumption estimation for transportation systems. Microscopic fuel
Received in revised form planning and emission models use vehicle speed and acceleration as inputs and are suitable for pre-
8 November 2016
dicting the amount of fuel at the link level. However, the lack of microscopic trafc data limits the
Accepted 19 November 2016
Available online xxx
application of these models. A method is provided for acquiring microscopic information from macro-
scopic trafc data. The main approach is to reconstruct the state and vehicle group trajectories with an
Expectation Maximization algorithm with nice convergence properties and then to apply Dijkstras al-
Keywords:
Fuel consumption prediction and estimation
gorithm in order to nd a transport route with minimal fuel consumption. Validation of the method
Fuel minimization shows that the estimated fuel consumption reects the real fuel amount and hence, the route with
Optimal transport planning minimal fuel consumption determined by Dijkstras algorithm is actually suitable for optimal transport
planning.
2016 Elsevier Ltd. All rights reserved.
1. Introduction and literature review et al. proposed a model-based control algorithm to reduce emis-
sions and travel time [8]. Ahn and Rakha indicated that trafc
Because of the global challenge of climate change and air measures that reduce sharp acceleration behaviour can slash fuel
pollution, sustainability and liveability issues are of increasing in- consumption and emission rates [9]. Because it is expensive to
terest in road transport, and in a more general context, in trans- collect empirical fuel consumption and emission data, generalized
portation research. Considerable efforts have been devoted to energy models are often used for predicting respectively estimating
innovations maximizing fuel economy and reduce emissions the amount of fuel to diminish emissions. These models are either
through optimal fuel consumption estimation. Seid et al. [1] use a macroscopic or microscopic, according to the level of detail. Rakha
partial least squares regression (PLS-regression) and autoregressive et al. compare the macroscopic models MOBILE5a, MOBILE6 versus
integrated moving average methods (ARMA-models). Mathemat- the microscopic models VT-MICRO and CMEM for estimating hot-
ical remarks to PLS-regression can be found in Ref. [2]. As a refer- stabilized, light-duty vehicle emissions based on the two sources
ence for autoregressive integrated moving average methods of data ORNL and EPA with the result that the latter are superior
(ARMA-models) [3] can be used. Local eet conguration and [10]. Ntziachristos et al. present the main characteristics of COPERT
operating conditions are considered by Zhang et al. in Ref. [4], 4 software, a European tool to calculate emissions from road
followed by an empirical study of emission data obtained from a transport [11]. In Pollack et al. [12], the overall purpose was to
portable emission measurement system by Yu in Ref. [5]. In Ref. [6], conduct top-down assessments of MOBILE6 emission factors using
Martin et al. developed a Bayesian fuel consumption model. Gense real world-data, and to use available data on vehicle emissions
et al. found that lowering the speed limit to 81 mph on Dutch collected in a controlled manner such that the vehicle sources are
motorways can improve emission levels signicantly [7]. Zegeye well-characterized and can be attributed to a test eet that can be
reasonably duplicated using MOBILE6. Thereby, the macroscopic
models use average trip speed as input to estimate network-wide
* Corresponding author.
emission rates and are suitable for applications in large networks.
rz), heinz.bernhardt@wzw.tum.de
E-mail addresses: woerz@wzw.tum.de (S. Wo Microscopic models developed with regression or physical analysis
(H. Bernhardt). use instantaneous vehicle power demands or speed and
http://dx.doi.org/10.1016/j.energy.2016.11.110
0360-5442/ 2016 Elsevier Ltd. All rights reserved.
Please cite this article in press as: Worz S, Bernhardt H, A novel method for optimal fuel consumption estimation and planning for
transportation systems, Energy (2016), http://dx.doi.org/10.1016/j.energy.2016.11.110
2 rz, H. Bernhardt / Energy xxx (2016) 1e8
S. Wo
Please cite this article in press as: Worz S, Bernhardt H, A novel method for optimal fuel consumption estimation and planning for
transportation systems, Energy (2016), http://dx.doi.org/10.1016/j.energy.2016.11.110
rz, H. Bernhardt / Energy xxx (2016) 1e8
S. Wo 3
2.1. Use of an Expectation Maximization (EM) algorithm to estimate Now, the Gaussian Mixture
the trafc state
NGM x; p1 ; ; pn ; m1 ; S1 ; ; mn ; Sn :
Let n2. Without loss of generality let the discrete values p1 Nx; m1 ; S1 pn Nx; mn ; Sn (10)
Xi ; i 1; ; n; (4) (12)
Using the expectation operator EZi , indicator functions
whereby the zi ; i 1; ; n represent the observed stationary fuel
IfZi zi jXi xi g; i 1; ; n; j 1; ; n; and Bayes theorem we get
consumption of the macroscopic trafc data rounded to a certain
number of digits and the xi ; i 1; ; n the observed trafc data as
terrain, vehicle and other inuencing parameters. Next, we
EZi IfZi zi jXi xi g PZi zi jXi xi
consider the conditional probabilities
pi Nxi ; mi ; Si
(13)
PXi xi jZi zi ; i 1; ; n; (5) NGM xi ; p1 ; ; pn ; m1 ; S1 ; ; mn ; Sn
with
Please cite this article in press as: Worz S, Bernhardt H, A novel method for optimal fuel consumption estimation and planning for
transportation systems, Energy (2016), http://dx.doi.org/10.1016/j.energy.2016.11.110
4 rz, H. Bernhardt / Energy xxx (2016) 1e8
S. Wo
LC q : p1 ; ; pn ; m1 ; ; mn ; S1 ; ; Sn ; x x1 ; xm ; z : z1 ; ; zn
P
n X
n
: IfZi zi jX1 x1 gNx1 ; mi ; Si pi ,, IfZi zi jXn xn gN xj ; mi ; Si pi
i1 i1 (14)
" #!
Pn P n
1 1 T X1 d
exp I Zi zi Xj xj ,, logpi logdetSi xj mi i
xj mi log2p
j1 i1 2 2 2
Q q : EZ logLC q; x; z
2 33
Xn X n
1 1 T X1 d
EZ logexp 4
I Zi zi Xj xj ,, logpi logdetSi xj mi xj mi log2p55
2 2 i 2
j1 i1
2 2 33
Xn X n
1 1 T X1 d
EZ 4 4
I Zi zi Xj xj ,, logpi logdetSi xj mi xj mi log2p55
2 2 i 2
j1 i1 (15)
" 2 33
P
n Xn
1 1 T X1 d
EZ I Zi zi Xj xj ,,4logpi logdetSi xj mi i
xj mi log2p55
j1 i1
2 2 2
2 3
P
n P
n 1 1 T X1 d
PZi zi Xj xj ,4logpi logdetSi xj mi i
xj mi log2p5
j1 i1 2 2 2
17: p11 ;;p1n
is calculated. Now, an arbitrary 0 1
Pn
B Pn P Z1 z1 X x
P Zn zn Xj xj C
B j1 j
j
;;Pn j1 C
BPn Pn P C;
@ i1 j1 P Zi zi Xj xj n
j1 P Zi zi Xj xj
A
i1
q0 : p01 ; ; p0n ; m01 ; ; m0n ; S01 ; ; S0n (16)
(19)
is chosen and the following two maximization problems
Pn
P Zi zi Xj xj xj 1
j1
18 : m1i Pn
; Si
j1 P Zi zi Xj xj
2 Pn
1 x m1 T
Xn i j1 P Zi zi Xj xj xj mi j i
arg max 4 P Z1 z1 Xj xj log p11 Pn : (20)
p11 ;;p1n 0 j1 P Zi zi Xj xj
j1
2 (17)
In general formulas dependent on the time t,
Xn i
4 P Zn zn Xj xj log p1n ; Pn
j1 P t Zi zi Xj xj
j1
pt1
i Pn Pn
; (21)
j1 P Zi zi Xj xj
t
i1
and for i 1; ; n
Pn
j1 P t Zi zi Xj xj xj
mt1
i Pn
; (22)
j1 P Zi zi Xj xj
t
X
n 1
arg max P Zi zi Xj xj log det S1i
m1i ;S1i 2 Pn T
j1 (18) P t Zi zi Xj xj xj mt1 xj mt1
T X11 St1
j1
Pn i i
: (23)
1 i
j1 P Zi zi Xj xj
t
xj m1i i
x j m1
i
2
Next, it is shown that our algorithm converges for an arbitrary q0
are considered. The solution of (17) and (18) is given by, within one iteration.
Please cite this article in press as: Worz S, Bernhardt H, A novel method for optimal fuel consumption estimation and planning for
transportation systems, Energy (2016), http://dx.doi.org/10.1016/j.energy.2016.11.110
rz, H. Bernhardt / Energy xxx (2016) 1e8
S. Wo 5
0 1
Pn P
B n
P Zn zn Xj xj C
j1 P Z1 z1 Xj xj
p11 ; ; p1n B
BPn Pn ; ; Pn j1P C
C: (24)
@ i1 j1 P Zi zi Xj xj i1
n
j1 P Zi zi Xj xj
A
Please cite this article in press as: Worz S, Bernhardt H, A novel method for optimal fuel consumption estimation and planning for
transportation systems, Energy (2016), http://dx.doi.org/10.1016/j.energy.2016.11.110
6 rz, H. Bernhardt / Energy xxx (2016) 1e8
S. Wo
Fig. 4. Conditional probability for fuel consumption dependent on the average speed and acceleration.
In an experimental study, both algorithms in chapter 2 are Mixing proportion: p12 0:490512.
applied to macroscopic agricultural trafc data. To be precise, data 24:9252 15:7271 0:5761
Mean: m12 Sigma: S12 .
from a certain number of agricultural transport vehicles with and 4:1873 0:5761 15:3074
without trailers from different power classes were recorded, Using the conditional probability formula from (28) in combi-
whereby the trailer variants were selected carefully according to nation with ve components, we have estimated the fuel con-
the trafc regulations. For every transport vehicle, the fuel con- sumption of the two representative transport vehicles dependent
sumption, the macroscopic time-space data have been recorded on their macroscopic trafc data. Comparing our method with
with a frequency of 1 Hz, using a ow-meter and a D-GPS receiver other fuel consumption estimation methods e. g. linear, non-linear
resulting in an average speed and acceleration. In addition, regression or neural networks, we would obtain a poor accuracy
macroscopic trafc inuencing data as type of vehicle, engine po- and precision applying them, since these methods do not use a
wer, tyre equipment, curvature of street, arithmetical mean slope of level set decomposition what makes our method superior to all
the prole, average capacity and number of counted transport ve- other methods. A glance on Fig. 3 shows that to a xed average
hicles per hour were acquired. Using Theorem 2.1 and Algorithm speed value several average acceleration values do exist. Such a
2.1.1, the fuel consumption was estimated for two representative correlation cannot be described accurately and precisely by a
agricultural transport vehicles, a tractor and a truck, on different function i. e. a linear and non-linear regression or be learned by a
terrains. In order to obtain an imagination, how Algorithm 2.1.1, neural network, however by an appropriate level set decomposi-
which decomposes the domain of macroscopic data inputs into tion which is capable to model an arbitrary data relation. This
suitable level sets and thus allows an accurate and precise data exactly causes the poor accuracy and precision when using other
mining, works, we consider the following univariate fuel con- estimation algorithms being based on a function approximation
sumption average speed and acceleration data dependency what is mostly the case. In a second step, we the estimated fuel
evaluation of the tractor, which is often used in agriculture and has values are used in order to obtain optimal routes with respect to
the propensity to consume a lot of fuel [38], see Fig. 4: fuel consumption. Considering two fuel consumption planning
Gaussian mixture distribution with 2 components in 2 scenarios which were mapped for sake of simplicity into a boxcar
dimensions. window without units 3; 32 respectively 2:5; 2:52 with
different sources 3 and 6 (origin spatial points) and different sinks 8
and 8 (destination spatial points), our optimal fuel consumption
3.1. Component 1 planning algorithm (Algorithm 2.2.1) yields the following transport
plans with respect to minimal fuel consumption costs:
Mixing proportion: p11 0:509488. Thereby, the computation time for executing both algorithms
39:7250 20:6981 1:3424 can be neglected using a i7-4790 processor with 4 cores and 8
Mean: m11 Sigma: S11 .
5:7516 1:3424 19:8732
Please cite this article in press as: Worz S, Bernhardt H, A novel method for optimal fuel consumption estimation and planning for
transportation systems, Energy (2016), http://dx.doi.org/10.1016/j.energy.2016.11.110
rz, H. Bernhardt / Energy xxx (2016) 1e8
S. Wo 7
Please cite this article in press as: Worz S, Bernhardt H, A novel method for optimal fuel consumption estimation and planning for
transportation systems, Energy (2016), http://dx.doi.org/10.1016/j.energy.2016.11.110
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Please cite this article in press as: Worz S, Bernhardt H, A novel method for optimal fuel consumption estimation and planning for
transportation systems, Energy (2016), http://dx.doi.org/10.1016/j.energy.2016.11.110