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9 Innate and acquired immunity

J. Stewart

KEY POINTS

The cells of the immune system are divided into high-afnity receptors for the antigen are stimulated
lymphoid and myeloid lineages. The former include to divide. The expanded clones of antigen-specic cells
T lymphocytes and their subsets identied by CD are said to have resulted from clonal selection.
markers, B lymphocytes and natural killer (NK) cells. Lymphocytes are activated by antigen and the
The myeloid lineage includes the neutrophils, appropriate combination of cytokines, signalling
eosinophils and basophils as well as the monocyte/ molecules secreted by other lymphocytes and by
macrophage series and platelets. macrophages.
Innate immunity depends on physical, physiological Humoral acquired immunity leads to antigen-antibody
and chemical barriers to infection, on the response to complexes that neutralize key aspects of microbial
injury and on detection of pathogen-associated activity either directly or through the activation
molecular patterns (PAMPs) by pattern recognition of complement, opsonization and directed
receptors (PRRs). Phagocytic cells and the enzyme cytotoxicity.
cascade known as complement are key effectors Cell-mediated immunity generates cytotoxic
responding to PAMPs and components of acute T lymphocytes (CD8+), which directly kill cells
inammation. containing intracellular pathogens, and helper T cells
Acquired immunity depends on specic recognition of (CD4+), which secrete lymphokines that stimulate other
antigens either directly by antibodies on the surface of effector aspects of immunity.
B cells or through presentation of processed antigens Inherited and acquired defects in the immune system
in the context of MHC molecules by host cells to lead to immunodeciencies that make individuals more
T cells. In contrast to innate immunity, on susceptible to certain infections.
re-exposure the responses are faster, more Damage due to immune reactions may reect attempts
vigorous and more specic. to eliminate micro-organisms or self antigen-directed
Acquired immune responses are driven by the (autoimmune) reactions.
availability of antigen. As they mature, only cells with

The environment contains a vast number of poten- against infectious agents, and most potential patho-
tially infectious organisms viruses, bacteria, fungi, gens are checked before they establish an overt infec-
protozoa and worms. Any of these can cause damage tion. If these defences are breached, the acquired
if they multiply unchecked, and many could kill the immune system is called into play. Acquired immunity
host. However, the majority of infections in the produces a specic response to each infectious
normal individual are of limited duration and leave agent, and the effector mechanisms generated nor-
little permanent damage. This fortunate outcome is mally eradicate the offending material. Furthermore,
due largely to the immune system. the adaptive immune system remembers the particular
The immune system is split into two functional infectious agent and can prevent it causing disease
divisions. Innate immunity is the rst line of defence later. T1

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9 INFECTION AND IMMUNITY

referred to as large granular lymphocytes, contain the


THE IMMUNE SYSTEM population of NK cells. Cells within this population
are able to kill certain tumour and virally infected
The immune system consists of a number of organs cells (natural killing) and destroy cells coated with
and several different cell types. All cells of the immune immunoglobulin (antibody-dependent cell-mediated
system tissue cells and white blood cells or leucocytes cytotoxicity).
develop from pluripotent stem cells in the bone Morphologically it is quite difcult to distinguish
marrow. These haemopoietic stem cells also give rise between the different lymphoid cells and impossible
to the red blood cells or erythrocytes. The production to differentiate the subclasses of T cell. As these cells
of leucocytes is through two main pathways of dif- carry out different processes, they possess molecules
ferentiation (Fig. 9.1). The lymphoid lineage produces on their surface unique to that functional require-
T lymphocytes and B lymphocytes. Natural killer ment. These molecules, referred to as cell markers, can
(NK) cells, also known as large granular lymphocytes, be used to distinguish between different cell types and
also develop from lymphoid progenitors. The myeloid also to identify cells at different stages of differentia-
pathway gives rise to mononuclear phagocytes, mono- tion. The different cell surface molecules have been
cytes and macrophages, and granulocytes, basophils, systematically named by the CD (cluster of differen-
eosinophils and neutrophils, as well as platelets and tiation) system; some of those expressed by different
mast cells. Platelets are involved in blood clotting T cell populations are shown in Table 9.1. These CD
and inammation, whereas mast cells are similar to markers are identied using specic monoclonal anti-
basophils but are found in tissues. bodies (see p. ). The presence of these specic anti- 1
bodies on the cell surface is then visualized using
Lymphoid cells labelled antibodies that recognize the rst antibody.
Lymphocytes make up about 20% of the white blood
cells present in the adult circulation. Mature lym- Myeloid cells
phoid cells are long lived and may survive for many The second pathway of development gives rise to
years as memory cells. These mononuclear cells are a variety of cell types of different morphology and
heterogeneous in size and morphology. The typical function.
small lymphocytes comprise the T and B cell popula-
tions. The larger and less numerous cells, sometimes
Mononuclear phagocytes
The common myeloid progenitor in the bone marrow
Plasma cell gives rise to monocytes, which circulate in the blood
and migrate into organs and tissues to become
macrophages. The human blood monocyte is larger
CD8+ T lymphocyte B lymphocyte Natural killer cells than a lymphocyte and usually has a kidney-shaped
nucleus. This actively phagocytic cell has a rufed
CD4+ T lymphocyte membrane and many cytoplasmic granules. These
lysosomes contain enzymes and molecules that are
Lymphoid progenitor

Stem cell Table 9.1 Major T lymphocyte markers

Marker Distribution Proposed function

Myeloid progenitor CD2 All T cells Adherence to target cell


CD3 All T cells Part of T cell antigen-receptor
complex
CD4 Helper subset (TH) MHC class II-restricted
recognition
Mast cell Basophil Eosinophil Neutrophil Monocyte Megakaryocyte CD7 All T cells Unknown
CD8 Cytotoxic subset (TC) MHC class I-restricted recognition

Macrophage Platelets CD, cluster of differentiation; MHC, major histocompatibility


T1 complex.
Fig. 9.1 Cells of the immune system.

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INNATE AND ACQUIRED IMMUNITY 9

involved in the killing of microorganisms. Mononu-


Table 9.2 Characteristics and determinants of innate and
clear phagocytes adhere strongly to surfaces and have acquired immunity
various cell membrane receptors to aid the binding
and ingestion of foreign material. Their activities can Innate immunity Acquired immunity
be enhanced by molecules produced by T lymphocytes,
Broad specicity Specic
called lymphokines. Macrophages and monocytes are No change with repeat exposure Memory
capable of producing various complement compo- Mechanical barriers
nents, prostaglandins, interferons and monokines such Bactericidal substances
as interleukin (IL)-1 and tumour necrosis factor. Natural ora
Lymphokines and monokines are collectively known
Humoral
as cytokines. Acute-phase proteins Antibody
Interferons
Lysozyme
Granulocytes Complement
Granulocytes are short-lived cells, days, compared to
Cell-mediated
macrophages, which may survive for months or years. Natural killer cells T lymphocytes
They are classied as neutrophils, eosinophils and Phagocytes
basophils on the basis of their histochemical staining.
The mature forms have a multilobed nucleus and
many granules. Neutrophils constitute 6070% of the
leucocytes, but also migrate into tissues in response to INNATE IMMUNITY
injury or infection.
Neutrophils. These are the most abundant circu- The healthy individual is protected from potentially
lating granulocyte. Their granules contain numerous harmful micro-organisms in the environment by a
microbicidal molecules and the cells enter the tissues number of effective mechanisms, present from birth,
when a chemotactic factor is produced, as the result that do not depend upon prior exposure to any par-
of infection or injury. ticular microorganism. The innate defence mecha-
Eosinophils. Eosinophils are also phagocytic cells, nisms show broad specicity in the sense that they are
although they appear to be less efcient than neu- effective against a wide range of potentially infectious
trophils. They are present in low numbers in a healthy agents. The characteristics and constituents of innate
individual (12% of leucocytes), but their numbers and acquired immunity are shown in Table 9.2.
rise in certain allergic conditions. The granule con-
tents can be released by the appropriate signal, and
the cytotoxic molecules can then kill parasites that are FEATURES OF INNATE IMMUNITY
too large to be phagocytosed.
Basophils. These cells are found in extremely The components of the innate immune system recog-
small numbers in the circulation (<0.2%) and have nize structures that are unique to microbes. These
certain characteristics in common with tissue mast include complex lipids and carbohydrates such as pep-
cells. Both cell types have receptors on their surface tidoglycan of bacteria, lipopolysaccharides of Gram-
for the Fc portion of immunoglobulin (Ig) E, and negative bacteria, lipoteichoic acid in Gram-positive
cross-linking of this immunoglobulin by antigen leads bacteria and mannose-containing oligosaccharides
to the release of various pharmacological mediators. found in many microbial molecules. Other microbial
These molecules stimulate an inammatory response. specic molecules include double-stranded RNA
There are two types of mast cell: one is found in con- found in replicating viruses and unmethylated CpG
nective tissue and the other is mucosa associated. sequences in bacteria. Therefore, the innate immune
Mast cells and basophils are both derived from system is able to recognize non-self structures and
bone marrow, but their developmental relationship is react appropriately but does not recognize self struc-
not clear. ture, so the potential of autoimmunity is avoided. The
microbial products recognized by the innate immune
system, known as pathogen-associated molecular
Platelets
patterns (PAMPs), are essential for survival of the
Platelets are also derived from myeloid progenitors. micro-organisms and cannot easily be discarded or
In addition to their role in clotting, they are involved mutated. Different classes of micro-organism express
in inammation. different PAMPs that are recognized by different T1

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Table 9.3 Examples of pathogen-associated molecular patterns (PAMPs) and pattern recognition receptors (PRRs) in innate immunity

PAMP Source PRR Response

Sugars (mannose) Microbial glycoproteins and Mannose receptors Phagocytosis


glycolipids Mannose-binding protein Complement activation
Lectin-like receptors Phagocytosis
N-formylmethionyl peptides Bacterial protein synthesis N-formylmethionyl peptides receptors Chemotaxis and phagocyte
activation
Phosphorylcholine Microbial membranes C-reactive protein Complement activation
Lipoarabinomannan Yeast cell wall Toll-like receptor 2
Lipoteichoic acid
Lipopolysaccharide
Unmethylated CpG necleotides
Gram-positive bacterial cell wall
Gram-negative bacterial cell wall
Bacterial DNA
Toll-like receptor 2
Toll-like receptors 4 and 2
Toll-like receptor 9
} Macrophage activation
Cytokine production

dsRNA Replicating viruses Toll-like receptor 3 Type 1 interferon production

dsRNA, double-stranded ribonucleic acid.

pattern recognition receptors (PRRs) on host cells of resistance to disease caused by the micro-organism.
and circulating molecules (Table 9.3). One group of For example, although man is highly susceptible to
PRRs that are still being characterized are the Toll- the common cold, the infection is overcome within a
like receptors. Mammalian Toll-like receptors are few days. In some diseases, it may be difcult to initi-
expressed on different cell types that are components ate the infection, but once established the disease can
of the innate defences, including macrophages, den- progress rapidly, implying a lack of resistance. For
dritic cells, neutrophils, mucosal epithelial cells and example, rabies occurs in both human beings and
endothelial cells. Recognition of microbial compo- dogs but is not readily established as the virus does
nents by these receptors leads to a variety of out- not ordinarily penetrate healthy skin. Once infected,
comes, including cytokine release, inammation and however, both species are unable to overcome the
cell activation. disease. Marked variations in resistance to infection
Innate defences act as the initial response to micro- have been noted between different strains of mice, and
bial challenge and can eliminate the micro-organism it is possible to breed, by selection, rabbits of low,
from the host. However, many microbes have evolved intermediate and high resistance to experimental
strategies to overcome innate defences, and in this tuberculosis.
situation the more potent and specialized acquired
immune response is required to eliminate the patho-
Individual differences and inuence of age
gen. The innate immune system plays a critical role in
the generation of an efcient and effective acquired The role of heredity in determining resistance to infec-
immune response. Cytokines produced by the innate tion is well illustrated by studies on tuberculosis in
immune system signal that infectious agents are twins. If one homozygous twin develops tuberculosis,
present and inuence the type of acquired immune the other twin has a three in one chance of developing
response that develops. the disease, compared with a one in three chance
if the twins are heterozygous. Sometimes genetically
controlled abnormalities are an advantage to the indi-
vidual in resisting infection as, for example, in a
DETERMINANTS OF INNATE IMMUNITY
hereditary abnormality of the red blood cells (sick-
ling). These red blood cells cannot be parasitized by
Species and strains
Plasmodium falciparum, thus conferring a degree of
Marked differences exist in the susceptibility of differ- resistance to malaria in affected individuals.
ent species to infective agents. The rat is strikingly Infectious diseases are often more severe in early
resistant to diphtheria, whereas the guinea-pig and childhood and in young animals; this higher suscepti-
man are highly susceptible. The rabbit is particularly bility of the young appears to be associated with
susceptible to myxomatosis, and human beings to immaturity of the immunological mechanisms affect-
syphilis, leprosy and meningococcal meningitis. Sus- ing the ability of the lymphoid system to deal with and
T1 ceptibility to an infection does not always imply a lack react to foreign antigens. This is also the time when

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infectious agents are encountered for the rst time In conditions where the skin is damaged, such as
(primary exposure), and a memory-acquired immune in patients with burns and after traumatic injury
response cannot be called upon to aid elimination. In or surgery, infection can be a serious problem. The
certain viral infections (e.g. polio and chickenpox), skin is a resistant barrier because of its outer horny
the clinical illness is more severe in adults than in layer consisting mainly of keratin, which is indigest-
children. This may be due to a more active immune ible by most micro-organisms, and thus shields the
response producing greater tissue damage. In the living cells of the epidermis from micro-organisms
elderly, besides a general waning of the activities and their toxins. The relatively dry condition of
of the immune system, physical abnormalities (e.g. the skin and the high concentration of salt in
prostatic enlargement leading to stasis of urine) or drying sweat are inhibitory or lethal to many
long-term exposure to environmental factors (e.g. microorganisms.
smoking) are common causes of increased susceptibil- The sebaceous secretions and sweat of the skin
ity to infection. contain bactericidal and fungicidal fatty acids, which
constitute an effective protective mechanism against
many potential pathogens. The protective ability of
Hormonal inuences and sex these secretions varies at different stages of life, and
There is decreased resistance to infection in those with some fungal ringworm infections of children disap-
diseases such as diabetes mellitus, hypothyroidism pear at puberty with the marked increase of sebaceous
and adrenal dysfunction. The reasons for this decrease secretions.
have not yet been claried but may be related to The sticky mucus covering the respiratory tract acts
enzyme or hormone activities. It is known that gluco- as a trapping mechanism for inhaled particles. The
corticoids are anti-inammatory agents, decreasing action of cilia sweeps the secretions, containing the
the ability of phagocytes to ingest material. They foreign material, towards the oropharynx so that they
also have benecial effects by interfering in some way are swallowed; in the stomach the acidic secretions
with the toxic effects of bacterial products such as destroy most of the micro-organisms present. Nasal
endotoxins. secretions and saliva contain mucopolysaccharides
There are no marked differences in susceptibility to capable of blocking some viruses.
infections between the sexes. Although the overall The washing action of tears and ushing of urine
incidence and death rate from infectious disease are are effective in stopping invasion by micro-organisms.
greater in males than in females, both infectious hepa- The commensal micro-organisms that make up the
titis and whooping cough have a higher morbidity and natural bacterial ora covering epithelial surfaces are
mortality in females. protective in a number of ways:
Their very presence uses up a niche that cannot be
Nutritional factors used by a pathogen.
They compete for nutrients.
The adverse effects of poor nutrition on susceptibility They produce byproducts that can inhibit the
to certain infectious agents are not now seriously growth of other organisms.
questioned. Experimental evidence in animals has
shown repeatedly that inadequate diet may be corre- It is important not to disturb the relationship between
lated with increased susceptibility to a variety of bac- the host and its indigenous ora.
terial diseases, associated with decreased phagocytic Commensal organisms from the gut or bacteria
activity and leucopenia. In the case of viruses, which normally present on the skin can cause problems if
are intracellular parasites, malnutrition may have an they gain access to an area that they do not normally
effect on virus production, but the usual outcome is populate. An example of this is urinary tract infec-
enhanced disease as a result of impaired immune tion resulting from the introduction of Escherichia
responses, especially the cytotoxic responses. coli, a gut commensal, by means of a urinary cathe-
ter. Some commensal organisms possessing low
virulence (see p. ) that are provided with the 2
circumstances by which to cause infections may
MECHANISMS OF INNATE IMMUNITY
be referred to as opportunistic pathogens. Infections
with these opportunists are quite widespread, often
Mechanical barriers and surface secretions
appearing as a result of medical or surgical treatment
The intact skin and mucous membranes of the body that breaches the innate defences or reduces the
afford a high degree of protection against pathogens. hosts ability to respond. T1

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Humoral defence mechanisms classical complement pathway. Also included in


this group of molecules are 1-antitrypsin, 2-
A number of microbicidal substances are present in macroglobulin, brinogen and serum amyloid A
the tissue and body uids. Some of these molecules protein, all of which act to limit the spread of the
are produced constitutively (e.g. lysozyme), and others infectious agent or stimulate the host response.
are produced in response to infection (e.g. acute-phase
proteins and interferon). These molecules all show the
characteristics of innate immunity: there is no recogni- Interferon
tion specic to the micro-organism beyond the distri- The observation that cell cultures infected with one
bution of the molecule(s) detected, and the response virus resist infection by a second virus (viral interfer-
is not enhanced on re-exposure to the same antigen. ence) led to the identication of the family of antiviral
agents known as interferons. A number of molecules
Lysozyme have been identied; - and -interferons (see Ch. 5)
are part of innate immunity, and -interferon is pro-
This is a basic protein of low molecular weight found duced by T cells as part of the acquired immune
in relatively high concentrations in neutrophils as well response (see Ch. 10).
as in most tissue uids, except cerebrospinal uid,
sweat and urine. It functions as a mucolytic enzyme,
splitting sugars off the structural peptidoglycan of the Complement
cell wall of many Gram-positive bacteria and thus The existence of a heat-labile serum component with
causing their lysis. It seems likely that lysozyme may the ability to lyse red blood cells and destroy Gram-
also play a role in the intracellular destruction of some negative bacteria has been known since the 1930s. The
Gram-negative bacteria. In many pathogenic bacteria chemical complexity of the phenomenon was not
the peptidoglycan of the cell wall appears to be pro- appreciated by early workers, who ascribed the activ-
tected from the access of lysozyme by other wall com- ity to a single component, called complement. Com-
ponents (e.g. lipopolysaccharide). The action of other plement is in fact composed of a large number of
enzymes from phagocytes or of complement may be different serum proteins present in low concentration
needed to remove this protection and expose the pep- in normal serum. These molecules are present in an
tidoglycan to the action of lysozyme. inactive form but can be activated to form an enzyme
cascade: the product of the rst reaction is the catalyst
Basic polypeptides of the next and so on.
Approximately 30 proteins are involved in the com-
A variety of basic proteins, derived from tissues and plement system, some of which are enzymes, some are
blood cells, have some antibacterial properties. This control molecules and others are structural proteins
group includes the basic proteins called spermine and with no enzymatic activity. A number of the mole-
spermidine, which can kill tubercle bacilli and some cules involved are split into two components (a and b
staphylococci. Other toxic compounds are the arginine- fragments) by the product of the previous step. There
and lysine-containing proteins protamine and histone. are two main pathways of complement activation, the
The bactericidal activity of basic polypeptides proba- alternative and classical, that lead to the same physi-
bly depends on their ability to react non-specically ological consequences:
with acid polysaccharides at the bacterial cell surface.
opsonization
cellular activation
Acute-phase proteins lysis.
The concentration of acute-phase proteins rises dra- The two pathways use different initiation processes.
matically during an infection. Microbial products Component C3 forms the connection between the two
such as endotoxin can stimulate macrophages to pathways, and the binding of this molecule to a
release IL-1, which stimulates the liver to produce surface is the key process in complement activation.
increased amounts of various acute-phase proteins,
the concentrations of which can rise over 1000-fold.
One of the best characterized acute-phase proteins is
Classical pathway
C-reactive protein, which binds to phosphorylcholine The classical pathway of activation leading to the
residues in the cell wall of certain micro-organisms. cleavage of C3 is initiated by the binding of two or
T1 This complex is very effective at activating the more of the globular domains of the C1q component

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INNATE AND ACQUIRED IMMUNITY 9

CLASSICAL ALTERNATIVE

C4 C3

C4a C3a

C1q
C1r + I.C. C4b C3b
C1s Activator
surface
C2 B

D
C2b Ba
C3
C3
convertase C4b2a C3bBb
C3a

C3b
Amplification
loop

C3 C4b2a3b C3bBb3b
convertase

C5

C5a

C5b

C6

C7

C5b67

C8

C9

Membrane attack
C5b6789 complex

Fig. 9.2 Complement activation: classical and alternative pathways. Enzymatic reactions are indicated by thick arrows. I.C., immune complex.

of C1 to its ligand: immune complexes containing IgG C4 to produce C4a and a reactive C4b (Fig. 9.2). C4a
or IgM and certain micro-organisms and their prod- is released and some of the C4b becomes attached to
ucts. This causes a conformational change in the C1 a surface. C2 binds to the surface-bound C4b, becomes
complex that leads to the auto-activation of C1r. The a substrate for the activated C1 complex, and is split
enzyme C1r then converts C1s into an active serine into C2a and C2b. The C2b is released, leaving C4b2a
esterase that acts on the thioester-containing molecule the classical pathway C3 convertase. This active T1

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9 INFECTION AND IMMUNITY

enzyme then generates C3a and the unstable C3b convertase will lead to more C3b deposition. Immune
from C3. A small amount of the C3b generated binds complexes composed of certain immunoglobulins
to the activating surface and acts as a focus for further (e.g. IgA and IgE) also function as protected sites
complement activation. Activation of the classical for C3b and activate complement by the alternative
pathway is regulated by C1 inhibitor and by a number pathway. Poor activation surfaces are made more sus-
of molecules that limit the production of the C3 ceptible to deposition by the presence of antibody that
convertase. generates C3b by the classical pathway.
The so-called lectin pathway is initiated by mannose-
binding lectin (a secreted PRR) attaching to the
Membrane attack complex
surface of a micro-organism. This leads to the produc-
tion of C4b2a and the generation of C3b on the acti- The next step after the formation of C3b is the cleav-
vating surface. age of C5 (Fig. 9.3). The C5 convertases are gener-
ated from C4b2a of the classical pathway and C3bBb
of the alternative pathway by the addition of another
Alternative pathway
C3b molecule. These membrane-bound trimolecular
Intrinsically, C3 undergoes a low level of hydrolysis complexes selectively bind C5 and cleave it to give
of an internal thioester bond to generate C3b. This uid-phase C5a and membrane-bound C5b. The for-
molecule complexes, in the presence of Mg2+ ions, with mation of the rest of the membrane attack complex
factor B, which is then acted on by factor D to produce is non-enzymatic. C6 binds to C5b, and this joint
C3bBb. This is a C3 convertase, which is capable of complex is released from the C5 convertase. The for-
splitting more C3 to C3b, some of which will become mation of C5b67 generates a hydrophobic complex
membrane bound. that inserts into the lipid bilayer in the vicinity of the
The initial binding of C3b generated by either the initial activation site. Usually this is on the same cell
classical or the alternative pathway leads to an ampli- surface as the initial trigger, but occasionally other
cation loop that results in the binding of many more cells may be involved. Therefore bystander lysis
C3b molecules to the same surface. Factor B binds to can take place, giving rise to damage to surrounding
the surface-bound C3b to form C3bB, the substrate tissue. There are a number of proteins present in body
for factor D a serine esterase which is present in uids to limit this potentially dangerous process by
very low concentrations in an already active form. binding to uid-phase C5b67. C8 and C9 bind to the
The cleavage of factor B results in the formation of membrane-inserted complex in sequence, resulting in
the C3 convertase, C3bBb, which dissociates rapidly the formation of a lytic polymeric complex containing
unless it is stabilized by the binding of properdin (P), up to 20 C9 monomers. A small amount of lysis can
forming the complex C3bBbP. This convertase can occur when C8 binds to C5b67, but it is the poly-
cleave many more C3 molecules, some of which merized C9 that causes the most damage.
become surface bound. This amplication loop is a
positive feedback system that will cycle until all the
Functions
C3 is used up unless it is regulated carefully.
The activation of complement by either pathway gives
rise to C3b and the generation of a number of factors
Regulation
that can aid in the elimination of foreign material.
The nature of the surface to which the C3b is bound The complete insertion of the membrane attack
regulates the outcome. Self cell membranes contain complex into a cell will lead to membrane damage
a number of regulatory molecules that promote the and lysis, probably by osmotic swelling. Some thin-
binding of factor H rather than factor B to C3b. This walled pathogens, such as trypanosomes and malaria
results in the inhibition of the activation process. On parasites, are killed by complement-mediated lysis.
non-self structures the C3b is protected, as regulatory Some Gram-negative bacteria can be killed by com-
proteins are not present, and factor B has a higher plement in conjunction with lysozyme. However,
afnity for C3b than factor H at these sites. complement-mediated lysis is of limited impor tance
Thus the surface of many micro-organisms can sta- as a bactericidal mechanism compared with phago-
bilize the C3bBb by protecting it from factor H. In cyte destruction of bacteria. Inherited deciencies of
addition, another molecule, properdin, stabilizes the the terminal components are associated with infection
complex. The deposition of a few molecules of C3b by gonococci and meningococci, which can survive
on to these surfaces is followed by the formation inside neutrophils and for which complement-
T1 of the relatively stable C3bBbP complex. This C3 mediated killing is important.

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C5

C8
C5a
C7

C6

C5b C9

C3b C6 C5b

C3 C6 C5b C6 C5b C6 C5b


convertase
C7 C7 C7

C8 C8

Cell membrane Poly C9

Fig. 9.3 Membrane attack complex.

Phagocytic cells have receptors for certain comple- The essential features of these cells are that they:
ment components that facilitate the adherence of
are actively phagocytic
complement-coated particles. Therefore, complement
contain digestive enzymes to degrade ingested
is an opsonin, and in certain circumstances this attach-
material
ment may lead to phagocytosis.
are an important link between the innate and
Two of the molecules released during the comple-
acquired immune mechanisms.
ment cascade, C3a and C5a, have potent biological
activities. These molecules, known as anaphylatoxins, Part of their role in regard to acquired immunity
trigger mast cells and basophils to release mediators is that they can process and present antigens, and
of inammation (see below). They also stimulate neu- produce molecules that stimulate lymphocyte differ-
trophils to produce reactive oxygen intermediates, entiation into effector cells.
whereas C5a on its own is a chemo-attractant and acts The role of the phagocyte in innate immunity is to
directly on vascular endothelium to cause vasodilata- engulf particles (phagocytosis) or soluble material
tion and increased vascular permeability. (pinocytosis), and digest them intracellularly within
specialized vacuoles. The macrophages present in the
walls of capillaries and vascular sinuses in spleen,
Cells liver, lungs and bone marrow serve an important role
in clearing the bloodstream of foreign particulate
Phagocytes material such as bacteria. So efcient is this process
Micro-organisms entering the tissue uids or blood- that the repeated nding, generally by sensitive broth
stream are rapidly engulfed by neutrophils and mono- culture, of a few bacteria or yeasts in the bloodstream
nuclear phagocytes. In the blood the latter are known usually indicates that there is a continuing release of
as monocytes, whereas in the tissues they differentiate micro-organisms from an active focus such as an
into macrophages. In connective tissue they are known abscess or the heart valve vegetations found in bacte-
as histiocytes, in kidney as mesangial cells, in liver as rial endocarditis.
Kupffer cells, in bone as osteoclasts, in brain as micro- The ability of macrophages to ingest and destroy
glia, and in the spleen, lymph node and thymus as the micro-organisms can be impaired or enhanced by
sinus-lining macrophages. depression or stimulation of the phagocyte system. T1

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9 INFECTION AND IMMUNITY

Some microorganisms, such as mycobacteria and


Lysosome
brucellae, can resist intracellular digestion by normal
macrophages, though they may be digested by acti-
vated ones.

Chemotaxis Binding
For phagocytic cells to be effective, they must be
attracted to the site of infection. Once they have
passed through the capillary walls they move through
the tissues in response to a concentration gradient of
molecules produced at the site of damage. These Ingestion
chemotactic factors include:
products of injured tissue
factors from the blood (C5a)
substances produced by neutrophils and mast cells
(leukotrienes and histamine)
bacterial products (formyl-methionine peptides). Phagolysosome
Neutrophils respond rst and move faster than
monocytes. Digestion

Fig. 9.4 Stages in phagocytosis.


Phagocytosis
Phagocytosis involves:
fuse to form a phagolysosome in which the ingested
recognition and binding
material is killed and digested by various enzyme
ingestion
systems.
digestion.
Ingestion is accompanied by enhanced glycolysis
Phagocytosis may occur in the absence of antibody, and an increase in the synthesis of proteins and mem-
especially on surfaces such as those of the lung alveoli brane phospholipids in the phagocyte. After phagocy-
and when inert particles are involved. Cell membranes tosis there is a respiratory burst consisting of a steep
carry a net negative charge that keeps them apart and rise in oxygen consumption. This is accompanied by
stops autophagocytosis. The hydrophilic nature of an increase in the activity of a number of enzymes and
certain bacterial cell wall components stops them leads to the reduction of molecular oxygen to various
passing through the hydrophobic membrane. To highly reactive intermediates, such as the superoxide
overcome these difculties the phagocytes have recep- anion (O2), hydrogen peroxide (H2O2), singlet oxygen
tors on their surface that mediate the attachment of (O) and the hydroxyl radical (OH). All of these
particles coated with the correct ligand. Phagocytes chemical species have microbicidal activity and are
have receptors for the Fc portion of certain immu- termed oxygen-dependent killing mechanisms. The
noglobulin isotypes and for some components of the superoxide anion is a free radical produced by the
complement cascade. The presence of these molecules, one-electron reduction of molecular oxygen; it is very
or opsonins, on the particle surface markedly enhances reactive and highly damaging to animal cells, as well
the ingestion process and, in some cases, digestion. as to micro-organisms. It is also the substrate for
Whether mediated by specic receptors or not, the superoxide dismutase, which generates hydrogen per-
foreign particle is surrounded by the cell membrane, oxide for subsequent use in microbial killing. Mye-
which then invaginates and produces an endosome or loperoxidase uses hydrogen peroxide and halide ions,
phagosome within the cell (Fig. 9.4). such as iodide or chloride, to produce at least two
The microbicidal machinery of the phagocyte is bactericidal systems. In one, halogenation (incorpora-
contained within organelles known as lysosomes. This tion of iodine or chlorine) of the bacterial cell wall
compartmentalization of potentially toxic molecules leads to death of the organism. In the second mecha-
is necessary to protect the cell from self-destruction nism, myeloperoxidase and hydrogen peroxide
and produce an environment where the molecules damage the cell wall by converting amino acids into
T1 can function efciently. The phagosome and lysosome aldehydes that have antimicrobial activity.

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INNATE AND ACQUIRED IMMUNITY 9

Within phagocytes there are several oxygen- the immune system. Natural killing is present without
independent mechanisms that can destroy ingested previous exposure to the infectious agent and shows
material. Some of these enzymes can damage mem- all the characteristics of an innate defence mechanism.
branes. For example, lysozyme and elastase attack NK cells have also been implicated in host defence
peptidoglycan of the bacterial cell wall, and then against cancers by a mechanism similar to that used
hydrolases are responsible for the complete digestion to combat virus infection. Natural killing is enhanced
of the killed organism. The cationic proteins of lyso- by interferons that appear to stimulate the production
somes bind to and damage bacterial cell walls and of NK cells and also increase the rate at which they
enveloped viruses, such as herpes simplex virus. The kill the target cells.
iron-binding protein lactoferrin has antimicrobial
properties. It complexes with iron, rendering it una-
vailable to bacteria that require iron for growth. The Eosinophils
high acidity within phagolysosomes (pH 3.54.0) may Eosinophils are granulocytes with a characteristic
have bactericidal effects, probably resulting from bi-lobed nucleus and cytoplasmic granules. They are
lactic acid production in glycolysis. In addition, many present in the blood of normal individuals at very low
lysosomal enzymes, such as acid hydrolases, have acid levels (<1%), but their numbers increase in patients
pH optima. There are signicant differences between with parasitic infections and allergies. They are not
macrophages and neutrophils in the killing of micro- efcient phagocytic cells, although their granules
organisms. Although macrophage lysosomes contain contain molecules that are toxic to parasites. Large
a variety of enzymes, including lysozyme, they lack parasites such as helminths cannot be internalized by
cationic proteins and lactoferrin. Tissue macrophages phagocytes and therefore must be killed extracellu-
do not have myeloperoxidase but probably use cata- larly. Eosinophil granules contain an array of enzymes
lase to generate the hydrogen peroxide system. Normal and toxic molecules active against parasitic worms.
macrophages are less efcient killers of certain patho- The release of these molecules must be controlled so
gens, such as fungi, than neutrophils. The microbi- that tissue damage is avoided. The eosinophils have
cidal activity of macrophages can, however, be greatly specic receptors, including Fc and complement
improved after contact with products of lymphocytes, receptors, that bind the labelled target (i.e. antibody
known as lymphokines. or complement-coated parasites). The granule con-
Once killed, most micro-organisms are digested and tents are then released into the space between the cell
solubilized by lysosomal enzymes. The degradation and the parasite, thus targeting the toxic molecules
products are then released to the exterior. onto the parasite membrane.

Natural killer (NK) cells


Temperature
NK cells recognize changes on virus-infected cells and
destroy them by an extracellular killing mechanism. The temperature preference of many micro-organisms
They recognize changes in the level of MHC class I is well known, and it is therefore apparent that tem-
molecules on cell membranes of cells infected with perature is an important factor in determining the
certain viruses. If the NK cell binds to an uninfected innate immunity of an animal to some infectious
host cell, the presence of normal levels of MHC class agents. It seems likely that the pyrexia that follows
I molecules leads to inhibition of the killing mecha- so many different types of infection can function as
nisms. However, certain viruses, such as herpesvi- a protective response against the infecting micro-
ruses, evade the adaptive immune system by interfering organism. The febrile response in many cases is con-
with the production of MHC class I molecules. This trolled by IL-1 produced by macrophages as part of
leads to a reduced level of MHC class I molecules on the immune response.
the infected cell membrane and no inhibition of the
killing mechanisms which involve the NK cell produc-
Inammation
ing molecules that damage the membrane of the
infected cell leading to its destruction. A number of the above factors are responsible for the
Natural killing is a function of several different cell process of acute inammation. This is the reaction of
types. This activity is performed by cells described as the body to injury, such as invasion by an infectious
large granular lymphocytes and also by cells with T agent, exposure to a noxious chemical or physical
cell markers, macrophage markers and others that do trauma. The signs of inammation are redness, heat,
not have the characteristics of any of the main cells of swelling, pain and loss of function. The molecular and T1

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9 INFECTION AND IMMUNITY

Table 9.4 Mediators of inammation

Mediator Main source Function

Histaminea Mast cells, basophils Vasodilatation, increased vascular permeability, contraction of


smooth muscle

Kinins (e.g. bradykinin) Plasma Vasodilatation, increased vascular permeability, contraction of


smooth muscle, pain

Prostaglandins Neutrophils, eosinophils, monocytes, Vasodilatation, increased vascular permeability, pain


platelets

Leukotrienes Neutrophils, mast cells, basophils Vasodilatation, increased vascular permeability, contraction of
smooth muscle, induction of cell adherence and chemotaxis

Complement components Plasma Cause mast cells to release inammatory mediators; C5a is a
(e.g. C3a, C5a) chemotactic factor

Plasmin Plasma Breaks down brin, kinin formation

Cytokines Lymphocytes, macrophages Chemotactic factors, colony-stimulating factors, macrophage


activation

a
In rodents, 5-hydroxytryptamine (serotonin) is present in mast cells and basophils.

cellular events that occur during an inammatory The same molecules, vasoactive amines, prostag-
reaction are: landins and kinins, increase vascular permeability,
allowing plasma and plasma proteins to traverse
vasodilatation
the endothelial lining. The plasma proteins include
increased vascular permeability
immunoglobulins and molecules of the clotting and
cellular inltration.
complement cascades. This leaking of uid causes
These changes are brought about mainly by chemical swelling (oedema), which in turn leads to increased
mediators (Table 9.4), which are widely distributed in tissue tension and pain. Some of the molecules them-
a sequestered or inactive form throughout the body selves, for example prostaglandins and histamine,
and are released or activated locally at the site of stimulate the pain responses directly. The inamma-
inammation. After release they tend to be inacti- tory exudate has several important functions. Bacteria
vated rapidly, to ensure control of the inammatory often produce tissue-damaging toxins that are diluted
process. by the exudate. The presence of clotting factors results
There is increased blood supply to the affected area in the deposition of brin, creating a physical obstruc-
owing to the action of vasoactive amines, such as tion to the spread of bacteria. The exudate is drained
histamine and 5-hydroxytryptamine, and other medi- continuously by the lymphatic vessels, and antigens,
ators stored within mast cells. These molecules are such as bacteria and their toxins, are carried to the
released: draining lymph node where immune responses can be
generated.
as a consequence of the production of the
The production of chemotactic factors, including
anaphylatoxins (C3a and C5a) that trigger specic
C5a, histamine, leukotrienes and molecules specic
receptors on mast cells
for certain cell types, attracts phagocytic cells to the
following interaction of antigen with IgE on the
site. The increased vascular permeability allows easier
surface of mast cells
access for neutrophils and monocytes, and the vasodil-
by direct physical damage to the cells.
atation means that more cells are in the vicinity. The
Other mediators, such as bradykinins and pro- neutrophils arrive rst and begin to destroy or remove
staglandins, are produced locally or released by plate- the offending agent. Most are successful but a few die,
lets. The vasodilatation causes increased blood supply releasing their tissue-damaging contents to increase
to the area, giving rise to redness and heat. The result the inammatory process. Mononuclear phagocytes
is an increased supply of the molecules and cells that arrive on the scene to nish off the removal of the
T1 can combat the agent responsible for the initial trigger. residual debris and stimulate tissue repair.

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INNATE AND ACQUIRED IMMUNITY 9

When the swelling is severe there may be loss of Actively acquired immunity is long lasting, although
function to the affected area. If the offending agent it may be circumvented by antigenic change in the
is quickly removed, the tissue will soon be repaired. infecting micro-organism. Passively acquired immu-
The inammatory process continues until the nity provides only temporary protection. Passive
conditions responsible for its initiation have been immunity may be transferred to the fetus by the
resolved. In most circumstances this occurs fairly passage of maternal antibodies across the placenta.
rapidly, with an acute inammatory reaction lasting
for a matter of hours or days. If, however, the causa-
tive agent is not easily removed or is reintroduced TISSUES INVOLVED IN IMMUNE REACTIONS
continuously, chronic inammation will ensue with
the possibility of tissue destruction and complete loss For the generation of an immune response, antigen
of function. must interact with and activate a number of different
cells. In addition, these cells must interact with one
another. The cells involved in immune responses are
ACQUIRED IMMUNITY organized into tissues and organs in order that these
complex cellular interactions can occur most effec-
Micro-organisms that overcome or circumvent the tively. These structures are collectively referred to as
innate non-specic defence mechanisms or are admin- the lymphoid system, which comprises lymphocytes,
istered deliberately (i.e. active immunization) come up epithelial and stromal cells arranged into discrete
against the hosts second line of defence: acquired capsulated organs or accumulations of diffuse lym-
immunity. To give expression to this acquired form phoid tissue. Lymphoid organs contain lymphocytes
of immunity it is necessary that the antigens of the at various stages of development and are classied
invading microorganism come into contact with cells into primary and secondary lymphoid organs.
of the immune system (macrophages and lymphocytes) The primary lymphoid organs are the major sites
and thereby initiate an immune response specic for of lymphopoiesis. Here, lymphoid progenitor cells
the foreign material. The cells that respond are pre- develop into mature lymphocytes by a process of
committed, because of their surface receptors, to proliferation and differentiation. In mammals, T lym-
respond to a particular epitope on the antigen. This phocytes develop in the thymus, and B lymphocytes
response takes two forms, humoral and cell mediated, in the bone marrow and fetal liver. It is within the
which usually develop in parallel. The part played by primary lymphoid organs that the lymphocytes
each depends on a number of factors, including the acquire their repertoire of specic antigen receptors in
nature of the antigen, the route of entry and the indi- order to cope with the antigenic challenges that the
vidual who is infected. individual receives during its life. It is also within these
Humoral immunity depends on the appearance in tissues that self-reactive lymphocytes are eliminated
the blood of antibodies produced by plasma cells. to protect against autoimmune disease.
The term cell-mediated immunity was originally The secondary lymphoid organs create the environ-
coined to describe localized reactions to organisms ment in which lymphocytes can interact with one
mediated by T lymphocytes and phagocytes rather another and with antigen, and then disseminate the
than by antibody. It is now used to describe any effector cells and molecules generated. Secondary
response in which antibody plays a subordinate role. lymphoid organs include lymph nodes, spleen and
Cell-mediated immunity depends mainly on the devel- mucosa-associated lymphoid tissue (e.g. tonsils and
opment of T cells that are specically responsive to Peyers patches of the gut). These organs have a char-
the inducing agent, and is generally active against acteristic structure that relates to the function they
intracellular organisms. carry out, with areas composed of mainly B cells or
Specic immunity may be acquired in two main T cells.
ways:
1. induced by overt clinical infection or inapparent
DEVELOPMENT OF THE IMMUNE SYSTEM
clinical infection
2. deliberate articial immunization.
In man, lymphoid tissue appears rst in the thymus at
This is active acquired immunity, and contrasts with about 8 weeks of gestation. Peyers patches are distin-
passive acquired immunity, which is the transfer of guishable by the fth month, and immunoglobulin-
preformed antibodies to a non-immune individual by secreting cells appear in the spleen and lymph nodes at
means of blood, serum components or lymphoid cells. about 20 weeks. From this time onwards, IgM and T1

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9 INFECTION AND IMMUNITY

16 Thoracic
15 duct
Internal Splenic
14 jugular vein vein
13 Birth
12
IgG Splenic
11 artery
Efferent
10 lymphatics
Antibody level (mg/ml)

9
8
Spleen
7
6 Capillaries
5
4
Tissue spaces
3 IgA
2 MALT
1 IgM
Lymph
node Afferent
Adult
0 2 4 6 80 2 4 6 8 10 12 level lymphatics
Time (months)
Fig. 9.6 Lymphocyte recirculation. MALT, mucosa-associated lymphoid
Maternal IgG tissue.
Infant IgG
IgM mature there before proceeding via the circulation
IgA to the secondary lymphoid organs. T cell precursors
leave the bone marrow and mature in the thymus
Fig. 9.5 Immunoglobulin levels in the fetus and neonate. Adult levels before migrating to the secondary lymphoid organs.
of the major isotypes are shown as normal ranges with mean serum
Once in the secondary lymphoid tissues, the lym-
levels.
phocytes do not remain there but move from one
lymphoid organ to another through the blood and
IgD are synthesized by the fetus (Fig. 9.5). At birth the lymphatics (Fig. 9.6). One of the main advantages of
infant has a blood concentration of IgG comparable this lymphocyte recirculation is that during the course
to that of the maternal circulation, having received of a natural infection the continual trafcking of lym-
IgG but not IgM via the placenta. The rate of synthesis phocytes enables many different lymphocytes to have
of IgM in the infant increases rapidly within the rst access to the antigen.
few days of life but does not reach adult levels until Only a very small number of the lymphocytes will
about a year. Serum IgG does not reach adult levels recognize a particular antigen. Pathogens can enter
until after the second year, and IgA takes even longer. the body by many routes, but must be carried from
There is an actual drop in the level of IgG from birth the site of infection to the secondary lymphoid tissues
due to the decay of maternal antibody, with the lowest where they are localized and concentrated on the
levels of total IgG at around 3 months of age. This dendritic processes of macrophages or on the surface
corresponds to an age of marked susceptibility to a of antigen-presenting cells. If the infection is in the
number of infections. Cell-mediated immunity can be tissues, antigen is carried in the lymphatics to the
stimulated at birth, but these reactions may not be as draining lymph node. Under normal conditions there
powerful as in the adult. is a continuous active ow of lymphocytes through
lymph nodes, but when antigen and antigen-reactive
cells enter there is a temporary shut-down of the exit.
LYMPHOCYTE TRAFFICKING Thus, antigen-specic cells are preferentially retained
in the node draining the source of the antigen. This is
Lymphocytes differentiate and mature in the primary partly responsible for the swollen glands (lymph
lymphoid organs and then enter the blood lymphocyte nodes) that can sometimes be found during an infec-
T1 pool. B cells are produced in the bone marrow and tion. Microbes present on mucosal surfaces are taken

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INNATE AND ACQUIRED IMMUNITY 9

up by specialized cells known as M cells, and are then there is no reason why some could not recognize self
delivered to the mucosa-associated lymphoid tissues molecules. An obviously important attribute of the
such as the tonsils and Peyers patches. Blood-borne immune system is that it is able to discriminate
antigens are trapped in the spleen. The passage of between self and non-self . During development,
lymphocytes through an area where antigen has been any lymphocyte with a receptor that binds strongly to
localized facilitates the induction of an immune self molecules is eliminated.
response. Lymphocytes with appropriate receptors
bind to the antigen and become activated. Once acti-
vated, the lymphocytes mature into effector cells. In
CELLULAR ACTIVATION
the case of B lymphocytes they become plasma cells
and secrete antibody. T lymphocytes leave the second-
When an individual is exposed to foreign material,
ary lymphoid tissue and return to the site of infection
selected lymphocytes respond. B lymphocytes pro-
to destroy the infectious agent.
liferate and differentiate into antibody-producing
There is evidence for non-random migration of
plasma cells and memory cells. T lymphocytes are
lympho cytes to particular lymphoid compartments.
stimulated to become effector cells that can directly
For example, lymphocytes that home to the gut are
eliminate the foreign material or produce molecules
selectively transported across endothelial cells of
that help other cells to destroy the pathogen. The
venules in the intestine. It appears that lymphocytes
type (immunity or tolerance) and magnitude of the
have specic molecules on their surface that pre-
response, if generated, depends on a number of
ferentially interact with endothelial cells in different
factors, including the nature, dose and route of entry
anatomical sites. A lymphocyte that was initially stim-
of the antigen, and the individuals genetic make-up
ulated by antigen in a Peyers patch will migrate to
and previous exposure to the antigen.
the draining lymph node, respond, and memory cells
The rst stage in the production of effector cells
will be produced. It is important that these memory
and molecules is activation of the resting cells. This
cells migrate back to the area where the same patho-
involves various cellular interactions with maturation
gen might be encountered again. Therefore, they are
of the response, leading to a co-ordinated, efcient
found preferentially in the mucosa-associated lym-
production of effector T cells, immunoglobulin and
phoid tissue.
memory cells.
Cross-linking of the B cell antigen receptor, surface
immunoglobulin, is the initial trigger for activation.
CLONAL SELECTION
When this happens, a number of biochemical changes
are instigated. These changes probably act through
During their development in the primary lymphoid
protein kinases that cause the synthesis of RNA and
tissues both T and B lymphocytes acquire specic cell
ultimately immunoglobulin production. In some cases
surface receptors that commit them to a single anti-
this is all that is required to stimulate antibody pro-
genic specicity. For T cells this receptor remains the
duction. However, for the majority of antigens this
same for its life, but the surface immunoglobulin on
initial cross-linking is not enough, and molecules
B cells can be modied as a result of somatic muta-
produced by T cells are also required.
tions. In the B cell this is mirrored in the modication
of the antibody produced by the cell on exposure to
its specic antigen. The lymphocytes are activated
Thymus-independent antigens
when they bind specic antigen and then proliferate,
differentiate and mature into effector cells. A number of antigens will stimulate specic immu-
The lymphocytes reactive to any particular antigen noglobulin production directly. These T-independent
are only a small proportion of the total pool. There- antigens are of two types: mitogens and certain large
fore, antigen binds to the small number of cells that molecules.
can recognize it and selects them to proliferate and Mitogens are substances that cause cells, particu-
mature so that sufcient cells are formed to mount an larly lymphocytes, to undergo cell division (i.e. prolif-
adequate immune response. A cell that responds to an eration). Certain glycoproteins, called lectins, have
antigenic trigger and proliferates will give rise to cells mitogenic activity. These molecules have specicity
with a genetically identical makeup (i.e. clones). This for sugars; they bind to the cell surface and activate
phenomenon is therefore known as clonal selection. all responsive cells. The response to the mitogens
Lymphocyte receptors, generated in the primary is therefore polyclonal, as lymphocytes of many
lymphoid tissues, are created in a random fashion, so different specicities are activated. However, at low T1

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9 INFECTION AND IMMUNITY

Table 9.5 Antigen-presenting cells in the lymph nodes

Area Antigen-presenting cell Antigen

Subcapsular marginal sinus Marginal zone macrophage T-independent antigens


Follicles and B cell areas Follicular dendritic cells Antigen-antibody complexes
Medulla Classical macrophages Most antigens
T cell areas Interdigitating dendritic cells Most antigens

concentrations these mitogens do not cause poly- Antigen processing and presentation
clonal activation but can lead to the stimulation of
specic B cells. Lipopolysaccharide is an example of The development of an antibody response to a T-
a B cell mitogen. dependent antigen requires that the antigen becomes
Some large molecules with regularly repeating associated with MHC class II molecules (i.e. proc-
epitopes, for instance polymers of D-amino acids and essed) and expressed on the cell surface (i.e. presented)
simple sugars such as pneumococcal polysaccharide in a form that helper T cells can recognize.
and dextran, can interact directly with the B cell All cells express MHC class I molecules, but class
surface immunoglobulin. They may also be held on II molecules are conned to cells of the immune
the surface of specialized macrophages in secondary system the antigen-presenting cells. These cells
lymphoid tissues, and the B cells interact with them present antigen to MHC class II-restricted T cells (the
there. The multiple repeats of the epitope interact with CD4-positive [CD4+] population) and therefore play
a large number of surface immunoglobulin molecules; a key role in the induction and development of
the signal that is generated is sufcient to stimulate immune responses. Within lymph nodes, different
antibody production. antigen-presenting cells are found in each of the main
The immune response generated to these antigens areas (Table 9.5).
tends to be similar on each exposure, that is, IgM is There are a large number of antigen-presenting cells
the main antibody and the response shows little in the body, most of which constitutively express
memory. This suggests that class switch and memory MHC class II molecules. Other cells, such as T lym-
production require additional factors (products of phocytes and endothelium, can be induced to express
T lymphocytes). MHC class II molecules by suitable stimuli such as
lymphokines. The relative importance of each type
depends on whether a primary or secondary response
is being stimulated and on the location. The most
Thymusdependent antigens studied antigen-presenting cells are the macrophages
Many antigens do not stimulate antibody production and dendritic cells. However, it is now apparent that
without the help of T lymphocytes. These antigens in certain situations B cells may be important antigen-
rst bind to the B cell, which must then be exposed to presenting cells. The relative importance of B cells
T cell-derived lymphokines (helper factors) before becomes greatest during secondary responses, espe-
antibody can be produced. For the second activation cially when the antigen concentration is low. Here the
signal (i.e. help) to be targeted effectively at the B B cells can specically engulf antigen via their surface
cell, the T and B cells must be in direct contact. For immunoglobulin. In a primary response, specic B
this to happen, the B and T cell epitopes must be cells are at a low frequency and their receptors are of
linked physically. However, T cells only recognize low afnity; in this situation macrophages and den-
antigen that has been processed and presented in dritic cells are probably most important.
association with products of the major histocompat- The key feature of all antigen-presenting cells is
ibility complex (MHC), so it is impossible for native that they can ingest antigen, degrade it and present it,
antigen to form a bridge between surface immu- in the context of MHC class II molecules, to T cells.
noglobulin and the T cell receptor. The B cell binds The antigen is taken into the antigen-presenting
to its epitope on free antigen, but there is no site on cells and enters the endocytic pathway. Before it is
this molecule to which the T cell can bind, because it destroyed completely, peptide fragments are taken to
requires antigen associated with MHC products. The a structure called the compartment for peptide loading.
answer to this problem can be seen when the require- MHC class II molecules are synthesized within the
ments for antigen presentation in T cell recognition endoplasmic reticulum and are also transported to
T1 are considered. the compartment for peptide loading, where they

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INNATE AND ACQUIRED IMMUNITY 9

associate with the processed antigen. The MHC class products to control the antibody class, afnity and
II molecule with the bound peptide is then transported memory. The rst cells to be activated are CD4+ T
to the cell surface. cells that recognize the antigen in association with
MHC class II molecules (see above). These cells
T cell activation respond to the signal of the antigen fragmentMHC
complex, and produce a variety of lymphokines that
The activation of resting CD4+ T cells requires two
act on B cells.
signals. The rst is antigen in association with MHC
As far as B cell development is concerned, the
class II molecules, and the second is the co-stimulatory
antigen-stimulated cells develop under the inuence
signal. The generation of the rst of these signals
of IL-4 (previously known as B cell stimulation
has just been discussed (i.e. antigen presentation).
factor), which is produced by closely adherent T
The second signal is delivered by the same antigen-
cells. IL-5 and IL-6 then bring the cells to a state
presenting cell that gave the rst signal. The co-
of full activation with terminal differentiation into
stimulatory signal is mediated by the interaction of a
an immunoglobulin-producing plasma cell. All this
molecule on the antigen-presenting cell engaging with
happens within a germinal centre of a lymph node
its receptor on the T cell. The best characterized
secondary follicle that has evolved to facilitate the
pairing is B7 on the antigen-presenting cell and CD28
necessary cellular and molecular interactions.
on the T cell.
Therefore, for both B and T cell activation, two
When both of these signals are generated, biochem-
stimuli are required:
ical changes occur within the T cell, leading to RNA
and protein synthesis. The responsive cells progress 1. The recognition of antigen makes sure that only
through the cell cycle from the G0 to the G1 phase. those cells that will be effective against the
The cells start to express IL-2 receptors and produce foreign material are recruited.
IL-2, a T cell growth factor that causes the expansion 2. The provision of the co-stimulatory signal has
of the responsive T cell population. IL-2 was origi- evolved to control the process and aid
nally thought to be the only T cell growth factor, but discrimination of self and non-self .
it is now known that IL-4 and IL-1 can support T cell
growth, although they are not as potent. After about
2 days, IL-2 synthesis stops, whereas IL-2 receptors HUMORAL IMMUNITY
remain for up to a week if the cell is not reactivated.
Therefore, there is a built-in limitation on T cell Synthesis of antibody
growth and clonal expansion. When stimulated, T
On exposure to antigen, antibody production follows
cells secrete IL-2, which interacts with IL-2 receptors
a characteristic pattern (Fig. 9.7). There is a lag phase
to mediate growth. This can be in an autocrine
during which antibody cannot be detected. This is the
fashion if the same cell that released the IL-2 is stimu-
time taken for the interactions described above to take
lated. If the responding cell is in the vicinity of the
place and for antibody to reach a level that can be
producer, the stimulation is in a paracrine manner.
measured. There is then an exponential rise in the
IL-2 is not present at detectable levels in the blood;
antibody level or titre. This log phase is followed by
therefore no endocrine activity is involved (i.e. action
at a distant site). The end-result is the production of
a large number of activated CD4+ T lymphocytes.
The other main type of T lymphocyte is the CD8+
T cell. Antigen recognition by these cells is restricted Plateau
by MHC class I molecules. Again, these cells require Log Decline
two signals to be activated: (1) antigen fragment in
association with MHC class I and (2) the co-stimulatory
Antibody titre

signal. A cell that sees both of these signals responds


by clonal expansion and differentiation into a fully
active effector T cell. Lag

B cell activation
Time
Mitogens and T-independent antigens have an inher-
Antigen
ent ability to drive B cells into division and differentia-
tion. T-dependent responses rely on T cells and their Fig. 9.7 Pattern of antibody production following antigen exposure.
T1

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9 INFECTION AND IMMUNITY

play to turn off the response when it is no longer


needed (see below). The simplest is the removal of
Log antibody titre

the stimulant (antigen). Thus the production of


antibody is stopped and there is a natural decline in
antibody levels.
On subsequent exposure the responding cells (i.e.
memory cells) are at a different level of activation and
are present at an increased frequency. Therefore, there
0 10 20 300 310 320 330 is a shorter lag before antibody can be detected; the
Time (days)
main isotype is IgG. The level of antibody produced
IgG is ten or more times greater than during the primary
IgM response. The antibody is present for an extended
period and has a higher afnity for antigen due to
Fig. 9.8 Primary and secondary antibody response. The level of serum afnity maturation. As is seen in Figure 9.8, some
IgM and IgG detected with time after primary immunization (day 0) and IgM is also produced during a secondary response.
challenge (day 300) with the same antigen.
This immunoglobulin is produced by the activation
of B cells that were not present in the lymphocyte
pool on the previous exposure but have developed
a plateau with a constant level of antibody, when the since. The development of these cells follows the char-
amount produced equals the amount removed. The acteristics of a primary response, and they will give
amount of antibody then declines, owing to the clear- rise to a secondary response if the antigen is encoun-
ing of antigenantibody complexes and the natural tered again.
catabolism of the immunoglobulin.
If the response is to a T-dependent antigen, the B
Monoclonal antibodies
cells can switch to the production of another isotype;
for example, in a primary response IgM gives way to When an antigen is introduced into the lymphoid
IgG production. This process is under the control of system of a mouse, all the B cells that recognize
T cells, as the class of antibody produced depends on epitopes on the antigen are stimulated to produce
signals from the T cell. At some point, again under antibody. The serum of the immunized animal is
the control of T cells, a proportion of the antigen- known as a polyclonal antiserum, as it is the product
reactive cells develop into memory cells. These cells of many clonally derived B cells. Even when highly
react if the epitope is encountered again. puried antigen is used, the antiserum produced will
There are a number of differences in the reaction contain a number of antibodies that react to the
prole on second and subsequent exposures to an antigen and others that interact with antigens encoun-
antigen compared with the primary response (Fig. tered naturally by the animal during this time. It is
9.8). There is a shortened lag and an extended plateau extremely difcult to purify the antibodies of interest
and decline. The level and afnity of antibody pro- from this complex mixture, but it is possible to fuse
duced are much increased, and antibody is mostly of single plasma cells with a myeloma (a tumour) cell line
the IgG isotype. Some IgM is generated, but it will to form a hybridoma that will grow in tissue culture.
follow the same pattern as in the primary response. These cells will all be identical and therefore secrete
When rst introduced, the antigen selects the cells the same antibody, a monoclonal antibody.
that can react with it. However, before antibody is Human monoclonal antibodies are potentially of
produced the B cell must differentiate into a plasma value in patient treatment. As starting material,
cell, involving the interactions already described. The peripheral blood or secondary lymphoid tissue such
B cells that are stimulated in the primary response as tonsils have been used. It is impossible, for ethical
synthesize IgM. With time, class switch will occur in reasons, to expose human subjects to most of the anti-
some of the B cells, leading to the production of genic material that would be required to induce useful
other isotypes. Somatic mutations occur, giving rise antibodies. Therefore, cells are only available from
to afnity maturation through selection of cells bearing patients with certain diseases, such as tumours, infec-
high-afnity receptors as the amount of antigen in the tions and autoimmune diseases, or from individuals
system falls. Memory cells are also produced. An who have received immunizations.
equilibrium is reached whereby there is a balance All the molecules in a monoclonal antibody prepa-
between the amount of antibody synthesized and the ration have the same isotype, specicity and afnity,
T1 amount used. Various mechanisms then come into in contrast to the polyclonal antiserum produced by

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INNATE AND ACQUIRED IMMUNITY 9

the inoculation of antigen into an experimental MHC-unrestricted cytotoxic cells


animal. In addition, the same polyclonal antiserum
can never be reproduced, not even when using the A number of partially overlapping cell populations
same animal. However, monoclonal antibodies are are able to carry out MHC-unrestricted killing. These
dened reagents that can be produced indenitely and include NK cells, lymphokine-activated killer (LAK)
on a large scale. They provide a standard material that cells and killer (K) cells.
can be used in studies ranging from the identication Most cells that have the capacity to perform natural
and enumeration of different cell types to blood typing killing have the morphology of large granular lym-
and diagnosis of disease. They are also used increas- phocytes and a broad target range. Receptors on the
ingly in attempts to treat and prevent disease. NK cell recognise structures on host cells and will kill
the host cell unless inhibitory receptors are engaged
by MHC class I molecules. Therefore NK cells are
CELL-MEDIATED IMMUNITY involved in the destruction of host cells with low levels
of MHC class I molecules, e.g. cells infected with
Specic cell-mediated responses are mediated by two certain viruses and some cancer cells. NK cells have
different types of T lymphocyte. T cells that have the been shown to produce a number of cytokines, includ-
CD8 molecule on their surface recognize antigen frag- ing -interferon.
ments in association with MHC class I molecules on Several types of cell are able to destroy foreign
a target cell and cause cell lysis. MHC class II-restricted material by antibody-dependent cell-mediated cyto-
recognition is seen with T cells that have the CD4 toxicity. The cells that carry out this activity have
marker. These cells secrete lymphokines when stimu- a receptor for the Fc portion of immunoglobulin
lated by the antigenMHC class II complex. CD4+ T and are therefore able to bind to antibody-coated
cells are involved in two main activities: targets.

1. Cell-mediated reactions, as the lymphokines can


aid in the elimination of foreign material by Lytic mechanism
recruiting and activating other leucocytes and
Three distinct phases have been described in cell-
promoting an inammatory response.
mediated cytotoxicity (Fig. 9.9):
2. The generation and control of an immune
response, as some of the lymphokines produced binding to target
are growth and differentiation factors for T and rearrangement of cytoplasmic granules and release
B cells. of their contents
target cell death.
The other cell types, NK cells and phagocytes, that
can participate in cell-mediated defence mechanisms Once the effectortarget conjugate has been formed,
have been described. the cytoplasmic granules appear to become rear-
ranged and concentrated at the side of the cell adja-
cent to the target. The granule contents are then
Cell-mediated cytotoxicity released into the space between the two cells. There
Certain subpopulations of lymphoid and myeloid cells are at least three different types of molecule stored
can destroy target cells to which they are closely within the granules that can cause cell death. T cells
bound. The stages and processes involved are similar and NK cells contain perforin, which is a monomeric
for the different cell types, although the molecules protein related to the complement component C9. In
that mediate the recognition of the target by the effec- the presence of Ca2+ ions the monomers bind to the
tor differ. target cell membrane and polymerize to form a trans-
membrane pore. This upsets the osmotic balance of
the cell and leads to cell death. The granules also
Cytotoxic T lymphocytes contain at least two serine esterases that may play a
Cytotoxic T cells (Tc cells) are small T lymphocytes role in destroying the target cell. Several other toxic
derived from stem cells in the bone marrow. These molecules are produced by cytotoxic cells, including
cells mature in the thymus. Most cells that mediate tumour necrosis factor (TNF)-, lymphotoxin (TNF-
MHC-restricted cytotoxicity are CD8+, and therefore ), -interferon and NK cytotoxic factor. The process
recognize antigen in association with MHC class I is unidirectional, with only the target cell being
antigens. Some are CD4+, and therefore MHC class II destroyed. The effector cell can then move on and
restricted. eliminate another target cell. T1

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9 INFECTION AND IMMUNITY

Target helper activities and so-called delayed hypersensitivity


reactions by producing lymphokines. Although the
term delayed hypersensitivity suggests a disease
process, the production of lymphokines has a physi-
ological function, and only in some situations do
pathological consequences occur.
Cytokines are biologically active molecules released
by specic cells that elicit a particular response from
other cells on which they act. A number of these regu-
latory molecules produced by lymphocytes (lym-
phokines) and monocytes (monokines) are shown in
Effector
Table 9.6. The responses caused by these substances
are varied and interrelated. In general, cytokines
control the growth, mobility and differentiation of
lymphocytes, but they also exert a similar effect on
other leucocytes and some non-immune cells.
The exact signals and mechanisms controlling the
activation of T cells and the release of lymphokines
are not known. The balance between the different
lymphokines produced determines the response gen-
erated. CD4+ T cells can be divided into two main
types depending on the prole of lymphokines
they secrete. The TH2 subset produces IL-4 and IL-5,
which act on responsive B cells with antibody produc-
tion as the main feature of the response. The TH1
Fig. 9.9 Mechanism of cell-mediated cytotoxicity. The effector cell
subset secretes mainly IL-2 and -interferon. The pro-
has a receptor that is able to bind to a target cell that possesses the duction of IL-2 stimulates T cell growth, whereas
appropriate ligand (). -interferon has multiple effects, including macro-
phage activation.

Lymphokine production Role of macrophages


The other arm of cell-mediated immunity is depend- Macrophages are able to carry out a remarkable array
ent on the production of lymphokines from antigen- of different functions (Fig. 9.10). They play a key role
activated T lymphocytes. These molecules, produced in several aspects of cell-mediated immunity, being
in an antigen-specic fashion, can act in an antigen- involved at the initiation of the response, as antigen-
non-specic manner to recruit, activate and regulate presenting cells, and as effector cells having microbi-
effector cells with the potential to combat infectious cidal and tumoricidal activities. They also produce a
agents. number of cytokines (or more precisely monokines)
The rst documented reference to the production that function as regulatory molecules. These monok-
of lymphokines is credited to Robert Koch in 1880. ines contribute to inammation and fever, and affect
Injection of puried antigen (tuberculin) into the skin the functioning of other cells. Macrophages can also
of immune individuals produced a reaction that produce various enzymes and factors that are involved
peaked within 2472 h. The response was character- in reorganization and repair following tissue damage.
ized by reddening and swelling, and accompanied by However, as they contain many important biological
the accumulation of lymphocytes, monocytes and molecules, they can themselves cause damage if these
basophils. Because of the time course of the reaction, enzymes and factors are released inappropriately.
this response has become known as delayed-type Many of these activities are enhanced in macro-
hypersensitivity (DTH), and the cells responsible were phages that have been activated by exposure to
called delayed-type hypersensitivity T lymphocytes lymphokines, such as -interferon produced by T
(TDTH or TD cells). These cells are identical to the cells. Macrophage activation is a complex process
helper T (TH) cell subset as far as antigen recognition that probably occurs in stages, with different effector
is concerned. CD4+ T cells, usually still referred to as functions being expressed at different stages. Macro-
T1 TH cells, are therefore capable of mediating both phages from different sites in the body show different

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INNATE AND ACQUIRED IMMUNITY 9

Table 9.6 Examples of some cytokines that are of importance in the immune system

Cytokine Main source Target Main effects

IL-1 Macrophages T lymphocytes Fever


Endothelial cells Tissue cells Inammation
Some epithelial cells T cell activation
Macrophage activation
Stimulates acute-phase protein production

IL-2 T lymphocytes T lymphocytes T cell proliferation


NK cells
B lymphocytes

IL-4 TH2 cells B lymphocytes Stimulates proliferation, differentiation and class


Mast cells T lymphocytes switch in B cells
Mast cells Differentiation and proliferation of TH2 cells
Mast cell growth

IL-8 Macrophages Neutrophils Chemotaxis


Endothelial cells

IL-13 TH2 cells Macrophages Inhibits macrophage activation and activities

TNF- Macrophages Macrophages Fever


T lymphocytes Tissue cells Inammation
Macrophage activation
Stimulates acute-phase protein production
Kills certain tumour cells

Type I IFN ( and ) Virus-infected cells Tissue cells Antiviral effect


Induction of MHC class I
Antiproliferative effects
Activation of NK cells

IFN- T lymphocytes (TH1 and Tc) Leucocytes and tissue cells Macrophage activation
NK cells Induction of MHC class I and II
Antibody class switch
Antiviral effect

GM-CSF T lymphocytes Immature and committed progenitor Stimulates growth and differentiation of
Macrophages cells in bone marrow myelomonocytic cells
Endothelial cells Macrophage activation
Fibroblasts

Many of the molecules detailed above act synergistically to produce their biological effects.
GM-CSF, granulocytemacrophage colony-stimulating factor; IL, interleukin; IFN, interferon; MHC, major histocompatibility complex; NK, natural
killer; TNF, tumour necrosis factor.

characteristics; they are heterogeneous and have dif- CD4+ T cells secrete the lymphokines that activate
ferent activation requirements. macrophages. Therefore, the presentation of antigen
-Interferon is a powerful macrophage-activating by an antigen-presenting cell leads to the production
molecule that increases the uptake of antigens by of lymphokines by TH1 cells specic for the antigen
an enhanced expression of Fc and complement recep- involved. The lymphokines produced then activate
tors; the activities of intracellular enzymes involved any responsive macrophage in the vicinity of the
in killing are also raised. As -interferon causes an responding cells. The activation process appears to
increase in MHC class II expression, there will be depend on the presence of a number of lymphokines
an enhanced presentation of antigen to CD4+ T cells. that act synergistically to induce activation. For
This leads to the production of more lymphokines and example, pure IL-2, IL-4 or -interferon is unable to
more effective elimination of the offending material. induce resistance to infection, but if -interferon is T1

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9 INFECTION AND IMMUNITY

Fig. 9.10 The central role of macrophages.


INDUCTION OF IMMUNE RESPONSE
Lymphocyte activation through:
antigen processing
antigen presentation
interleukin-1 production

INFLAMMATION
Pyrogens TISSUE REPAIR
Prostaglandins MACROPHAGE Enzymes and
Complement components growth factors
Clotting factors

EFFECTOR CELL AGAINST INFECTIOUS AGENTS AND TUMOURS


Oxygen-dependent and oxygen-independent killing systems

combined with any of the others then resistance is be able to process the antigen. MHC class I- and class
observed. II-restricted recognition by CD8+ and CD4+ T cells
Macrophages and monocytes themselves are requires antigen processing. The pathways that lead
capable of producing a number of important cytokines. to association of an antigen fragment with a particular
These monokines include: restriction element are not fully understood.
Immune responses are generated in secondary lym-
IL-1
phoid tissues, such as lymph nodes. As a number of
IL-6
cells and molecules must all interact, the architecture
various colony-stimulating factors
of the secondary lymphoid tissue has evolved for the
TNF-.
efcient induction of an immune response. In a sec-
TNF- and IL-1, acting independently and together, ondary immune response the cells involved are at a
have effects on many leucocytes and tissues. TNF- different stage of activation: they are memory cells,
is responsible for the tumoricidal activity of macro- having already been exposed to antigen. Therefore,
phages but is also implicated in the elimination of the growth factor signals may not be so critical,
certain bacteria and parasites. It has a synergistic although antigen in association with MHC class II
effect with -interferon on resistance to a number of molecules is still required. In this situation B cells are
viral infections. important as antigen-presenting cells.
CD8+ T cells, as we have seen, recognize antigen
fragments associated with MHC class I molecules. All
GENERATION OF IMMUNE RESPONSES cells have MHC class I molecules on their surface and
are therefore expected to be capable of presenting
As discussed above, the generation of humoral and antigen fragments to cytotoxic T cells, which are, for
cell-mediated responses requires the recognition of the most part, MHC class I restricted. The antigen
antigen, by the responding cell, as the rst signal and fragments derived from endogenously synthesized
a co-stimulation second signal. TH cells, as has been molecules, for instance from a virus, are produced at
emphasized, recognize antigen fragments only when a site distinct from the endocytic vesicles where exog-
in association with MHC class II molecules. The dis- enous antigens are processed.
tribution of MHC class II molecules is limited, in At or around the site of protein synthesis, endog-
normal situations, to certain cells of the immune enously produced antigen fragments become associ-
system: the antigen-presenting cells. In certain circum- ated with the newly produced MHC class I molecules.
stances non-lymphoid cells can present antigens if The MHC class II molecule picks up internalized
they are induced to express MHC class II molecules. antigen within the compartment for peptide loading
To stimulate a TH cell the antigen must be taken into (CPL), as it moves to the cell surface. In this compart-
the cell and re-expressed on the surface in association ment, antigen fragments cannot bind to the MHC
with MHC class II molecules. As the T cell antigen class I molecules because these molecules have already
receptor recognizes antigen fragments bound to the associated with endogenously produced antigenic
T1 MHC molecules, the antigen-presenting cell must also fragments within the endoplasmic reticulum and

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INNATE AND ACQUIRED IMMUNITY 9

never go to the CPL. Thus the site where the antigen or not formed, no immune response will be generated
is processed determines whether it will associate with to that antigen. There is what is known as a hole in
MHC class I or class II molecules. This separation of the T cell repertoire.
processing pathways explains why CD4+ and CD8+ T
cells are involved in the destruction of exogenous and
endogenous antigens, respectively. CONTROL OF IMMUNE RESPONSES
If a particular antigen does not become associated
with either MHC class I or class II molecules, no An antigen can induce two types of response: immu-
T-dependent immune response will be directed against nity or tolerance. Tolerance is the acquisition of
that antigen. As MHC class II molecules are involved non-reactivity towards a particular antigen. The gen-
in the initiation of immune responses by presenting eration of immunity or tolerance depends largely on
antigen fragments to TH cells, they can control whether the way in which the immune system rst encounters
or not a response takes place. It has been clearly the antigen. Once the immune system has been stimu-
shown that the level of an immune response to a par- lated, the cells involved proliferate and produce a
ticular antigen is controlled by the MHC class II mol- response that eliminates the offending agent. It is then
ecules. The genes that code for these molecules (MHC important to dampen down the reacting cells; various
class II genes) have therefore been referred to as feedback mechanisms operate to bring this about.
immune response genes.
It should be obvious that if an antigen cannot asso-
Role of antigen
ciate with the MHC class II molecules of an individual
then no immune response will be generated. As the The primary regulator of an immune response is the
MHC molecules are polymorphic, the cells of some antigen itself. This makes sense, as it is important to
individuals will present, and therefore respond to, initiate a response when antigen enters the host and
certain antigen fragments, whereas cells from other once it has been eliminated it is wasteful, and in some
individuals will not. Fortunately, more than one anti- cases dangerous, to continue to produce effector
genic fragment can be generated from each pathogen; mechanisms.
otherwise individuals who did not respond to the
particular sequence would be vulnerable to that
Role of antibody
micro-organism. In addition, individuals have at least
six different MHC class II genes and therefore an Many biological systems are controlled by the product
increased chance that some fragments will bind to at inhibiting the reaction once a certain level has been
least one of their MHC class II molecules. Variations reached. This type of negative feedback is seen with
in the levels and specicity of response occur in indi- antibody, which may act by blocking the epitopes on
viduals who have different MHC class II molecules the antigen so that it can no longer stimulate the cell
and have therefore produced different MHCantigen through its receptor.
complexes on their cells. As antibody levels rise there is competition between
Immune response gene effects can also be control- free antibody and the B cell receptor. Consequently,
led at the level of the T cell receptor. If an individual only those B cells that have a receptor with a high
does not have a T cell with a receptor that recognizes afnity for antigen will be stimulated and therefore
a particular antigenMHC complex, no response will produce high-afnity antibody. For this reason anti-
be generated. The T cell receptor repertoire is gener- body feedback is thought to be an important driving
ated in the thymus, where the genes of the immature force in afnity maturation.
T cells are rearranged to give rise to a functioning
receptor. T cells that cross-react too strongly with self
Regulatory T cells
molecules are deleted, as are cells whose receptors do
not interact with self MHC molecules. Therefore, T TH cells control the generation of effector cells by
cells that interact weakly with MHC molecules are producing helper factors. However, the factors that
selected to mature and leave the thymus. When these stimulate the expansion of B and T cell numbers do
cells later come across an antigenMHC complex, the not work indenitely. Maturation factors are also
presence of antigen strengthens the weak T cell produced that control terminal differentiation into
receptorMHC interaction, leading to a stimulatory effector cells. Under the inuence of these latter lym-
signal being transmitted to the T cell. If, for some phokines, the action of the proliferation factors is
reason, T cells that respond to a particular MHC inhibited mainly by making the effector cell unrespon-
antigen conguration have been deleted, suppressed sive to their effects. T1

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9 INFECTION AND IMMUNITY

Other T lymphocytes have been described that for the rst time are particularly susceptible to toleri-
provide negative signals to the immune system. zation in the presence of low doses of antigen. The
Certain regulatory T cells limit the development of requirement for two signals in the stimulation of B
antibody-producing cells and effector T cells. The cells and the generation of effector T cells can give rise
activity of these cells can involve both the production to tolerance. Both cell types require stimulation via
of soluble factors and direct cellcell interactions. the antigen receptor and help from a specic T cell.
If the helper factors are not produced, the responding
cells will be functionally deleted. Therefore, the elimi-
TOLERANCE nation of self-reactive T cells in the thymus during T
cell maturation is an important step in maintaining a
Two forms of tolerance can be identied: natural and state of tolerance. Tolerance can also be induced by
acquired tolerance. The non-response to self molecules active suppression. Some T cells are capable of induc-
is due to natural tolerance. If this tolerance breaks ing unresponsiveness by acting directly on B cells or
down and the body responds to self molecules, an other T cells. These regulatory T cells can be antigen-
autoimmune disease will develop. Natural tolerance specic and probably produce signals that actively
appears during fetal development when the immune suppress cells capable of responding to a particular
system is being formed. In experimental animals the antigen.
introduction of foreign material at the time of birth It was originally thought that unresponsiveness
leads to tolerance. Acquired tolerance arises when a to self was controlled by the elimination of all self-
potential immunogen induces a state of unresponsive- reactive cells before they matured. This cannot be
ness to itself. This has consequences for host defences, true, as self-reactive B cells are found in normal adult
as the presence of a tolerogenic epitope on a pathogen animals. It is thought that these B cells are controlled
may compromise the ability of the body to resist by a lack of T cell help, that is, TH cells have been
infection. eliminated.
An antigen can induce different effects on the two
arms of the immune system. During an infection the
host is exposed to a variety of antigenic determinants IMMUNODEFICIENCY
on a micro-organism. These epitopes are present
at differing concentrations and possibly at different The immunologically competent cells of the lymphoid
times during the infection. The epitopes can act as tissues derived from, renewed by and inuenced
either immunogens or tolerogens. Therefore, it is pos- by the activities of the thymus, bone marrow and
sible that the antibody response to a particular antigen other lymphoid tissues can be the subject of disease
may be quite pronounced while the cell-mediated processes. The deciency states seen are either due
response may be lacking, or vice versa. Alternatively, to defects in one of the components of the system
both arms of the immune response may be stimulated itself, or secondary to some other disease process
or tolerized. affecting the normal functioning of some part of the
Generally, high doses of antigen tolerize B cells, lymphoid tissues. Deciency of one or more of the
whereas minute doses given repeatedly tolerize T cells. defence mechanisms can be inherited, developmental
For acquired tolerance to be maintained, the tolero- or acquired. The types of infections and diseases seen
gen must persist or be administered repeatedly. This in patients with immunodeciencies relate to the role
is probably necessary because of the continuous the affected component plays in the normal situation.
production of new T and B cells that must be made An individual whose immune system has been
tolerant. depressed in any of these ways is said to be immuno-
Several mechanisms play a role in the selective lack compromised. The compromised host is prone to
of response to specic antigens. As each lymphocyte infectious diseases that the normal individual would
has a receptor with a single specicity, the elimination easily eradicate or not succumb to in the rst place.
of a specic cell will render the individual tolerant to Some examples of predisposing factors are given in
the epitope it recognizes and leave the rest of the rep- Table 9.7.
ertoire untouched. This mechanism relies on self mol-
ecules interacting with the receptor and causing their Defective innate defence mechanisms
elimination. It is proposed that during lymphocyte
Defects in phagocyte function take two forms:
development the cell goes through a phase in which
contact with antigen leads to death or permanent 1. Where there is a quantitative deciency of
T1 inactivation. Immature B cells encountering antigen neutrophils that may be congenital (e.g. infantile

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INNATE AND ACQUIRED IMMUNITY 9

Table 9.7 The compromised host

Predisposing factor Effect on immune system Type of infection

Immunosuppression for transplant or Diminished cell-mediated and humoral Lung infections, bacteraemia, fungal infections,
cancer immunity urinary tract infections

Viral immunosuppression (e.g. measles, Impaired function of infected cells Secondary bacterial infections, opportunistic
human immunodeciency virus, pathogens
EpsteinBarr virus)

Tumour of immune cells Replacement of cells of the immune system Bacteraemia, pneumonia, urinary tract infections

Malnutrition Lymphoid hypoplasia Measles, tuberculosis, respiratory infections,


Decreased lymphocytes and phagocyte activity gastro-intestinal infections

Breakdown of tissue barriers (e.g. Breach innate defence mechanisms Bacterial infections, opportunistic pathogens
surgery, burns, catheterization)

Inhalation of particles due to Damage to cilia, destruction of alveolar Chronic respiratory infections, hypersensitivity
employment or smoking macrophages reactions

agranulocytosis) or acquired as a result of intractable infections. Defects in the development of


replacement of bone marrow by tumour cells or the common lymphoid stem cell give rise to severe
the toxic effects of drugs or chemicals. combined immunodeciency. Both T and B lym-
2. Where there is a qualitative deciency in the phocytes fail to develop, but functional phagocytes
functioning of neutrophils which, while ingesting are present.
bacteria normally, fail to digest them because of There are several types of B cell defect that give
an enzymatic defect. rise to hypogammaglobulinaemias, that is, low levels
of -globulins (antibodies) in the blood. Deciency
Characteristic of these diseases is a susceptibility
of immunoglobulin synthesis is almost complete in
to bacterial and fungal, but not viral or protozoan,
X-linked infantile hypogammaglobulinaemia (Bru-
infections. Among the enzyme deciency disorders
tons disease). Male infants suffer from severe, chronic,
are chronic granulomatous disease and the Chdiak
bacterial infections once maternal antibody has dis-
Higashi syndrome.
appeared. There is an absence, or deciency, of all
The complement system can also suffer from certain
ve classes of serum immunoglobulin. Therefore, the
defects in function leading to increased susceptibility
defect is thought to be caused by the absence of B cell
to infection. The most severe abnormalities of host
precursors or their arrest at a pre-B cell stage. Cell-
defences occur, as would be expected, when there is a
mediated immune mechanisms function normally and
defect in the functioning of C3. Severe deciency or
the patients seem to be able to handle viral infections
absence of C3 is associated with increased susceptibil-
relatively well.
ity to infection, particularly septicaemia, pneumonia,
Partial defects in immunoglobulin synthesis have
meningitis, otitis and pharyngitis.
been described affecting one or more of the immu-
noglobulin classes. In the WiskottAldrich syndrome,
Defective acquired immune which is inherited as an X-linked recessive character,
defence mechanisms there are low levels of IgM but IgA and IgE levels are
raised. Patients are susceptible to pyogenic infections,
Primary immunodeciencies
along with recurrent bleeding and eczema. The bleed-
Primary deciencies in immunological function can ing is due to reduced platelet production (thrombocy-
arise through failure of any of the developmental topenia), and the allergy-related eczema is linked to
processes from stem cell to functional end cell. A com- the increased IgE levels. In patients with dysgamma-
plete lack of all leucocytes is seen in reticular dysgen- globulinaemia there is a deciency in only one anti-
esis due to a defect in the development of bone marrow body class. Some patients have reduced levels of IgA
stem cells in the fetus. A baby born with this defect whereas the other isotypes are normal. These patients
usually dies within the rst year of life from recurrent, have an increased incidence of infections in the upper T1

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9 INFECTION AND IMMUNITY

and lower respiratory tracts, where IgA is normally These are known as hypersensitivity reactions and
protective. result from an excessive or inappropriate response to
Individuals with T cell defects tend to have more an antigenic stimulus. The mechanisms underlying
severe and persistent infections than those with anti- these deleterious reactions are those that normally
body deciencies. A lack of T lymphocytes is often eradicate foreign material, but for various reasons the
associated with abnormal antibody levels, as TH cells response leads to a disease state. When considering
are involved in the generation and control of humoral each of the four hypersensitivity states it is important
immunity. Patients with T cell defects suffer from to remember this fact and consider the underlying
viral, intracellular bacterial, fungal and protozoan defence mechanism and how it has given rise to the
infections rather than acute bacterial infections. In the observed immunopathology.
DiGeorge syndrome (congenital thymic aplasia) the Various classications of hypersensitivity reactions
person is born with little or no thymus. Individuals have been proposed; probably the most widely
who survive develop recurrent and chronic infections, accepted is that of Coombs and Gell. This recognizes
including pneumonia, diarrhoea and yeast infections, four types of hypersensitivity that are considered
once passive maternal immunity has waned. in turn.

Secondary immunodeciencies Type I: anaphylactic


Acquired deciencies can occur secondarily to a If a guinea-pig is injected with a small dose of an
number of disease states or after exposure to drugs antigen such as egg albumin, no adverse effects are
and chemicals. noted. If a second injection of the same antigen is
Deciency of immunoglobulins can be brought given intravenously after an interval of about 2 weeks,
about by excessive loss of protein through diseased a condition known as anaphylactic shock is likely to
kidneys or via the intestine in protein-losing enteropa- develop. The animal becomes restless, starts chewing
thy. Mal nutrition and iron deciency can lead to and rubbing its nose, begins to wheeze, and may
depressed immune responsiveness, particularly in cell- develop convulsions and die. The initial injection of
mediated immunity. Medical and surgical treatments antigen is termed the sensitizing dose, whereas the
such as irradiation, cytotoxic drugs and steroids often second injection causes anaphylactic shock. Such a
have undesirable effects on the immune system. Viral reaction is seen in human beings after a bee-sting or
infections are often immunosuppressive. For example, injection of penicillin in sensitized individuals. Local-
measles, human immunodeciency and other viruses ized reactions are seen in patients with hay fever and
infect cells of the immune system. asthma. In all of these situations the host responds to
In contrast to the deciency states just described, the rst injection by producing IgE, and it is the level
raised immunoglobulin levels are found in certain dis- of IgE produced to a particular antigen that deter-
orders of plasma cells due to malignant proliferation mines whether an anaphylactic reaction will occur on
of a particular clone or group of plasma cells. In these re-exposure to the same antigen. Asthma results from
conditions, such as chronic lymphocytic leukaemia a similar response in the respiratory tract.
and multiple myeloma, malignant clones each produce The biologically active molecules that are responsi-
one particular type of antibody. There is usually a ble for the manifestations of type I hypersensitivity
decreased synthesis of normal immunoglobulins and are stored within mast cell and basophil granules or
an associated deciency in the immune response to are synthesized after cell triggering. The signal for the
acute bacterial infections. These B lymphoprolifera- release or production of these molecules is the cross-
tive disorders contrast with the situation in Hodgkins linking of surface-bound IgE by antigen. The release
disease, a reticular cell neoplasm in which the patients of these molecules, vasoactive amines and chemotac-
show defective cell-mediated immunity and are sus- tic factors, is responsible for the symptoms of type I
ceptible to viruses and intracellular bacteria. hypersensitivity. IgE has been implicated in the
control of parasitic worms; the importance of this is
discussed in Chapter 11.
HYPERSENSITIVITY
Immunity was rst recognized as a resistant state that
Type II: cytotoxic
followed infection. However, some forms of immune Type II reactions are initiated by the binding of an
reaction, rather than providing exemption or safety, antibody to an antigenic component on a cell surface.
T1 can produce severe and occasionally fatal results. The antibody is directed against an epitope, which can

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INNATE AND ACQUIRED IMMUNITY 9

be a self molecule or a drug or microbial product swellings can occur. In some cases of tuberculosis,
passively adsorbed on to a cell surface. The cell sarcoidosis, leprosy and streptococcal infections, vas-
that is covered with antibody is then destroyed by cular inammatory lesions are seen mainly in the legs.
the immune system. A variety of infectious diseases These are variously referred to as erythema nodosum,
caused by salmonellae and mycobacteria are associ- nodular vasculitis and erythema induratum, and may
ated with haemolytic anaemia. There is evidence, be due to the deposition of immune complexes and
particularly in studies of salmonella infection, that the development of an Arthus reaction.
the haemolysis is due to an immune reaction against In systemic disease the clinical manifestations
bacterial endotoxin that becomes coated on to the depend on where the immune complexes form or
erythrocytes of the patient. lodge skin, joints, kidney and heart being particu-
larly affected.
Drugs such as penicillin and sulphonamides can
Type III: immune complex
cause type III reactions. The most susceptible patients
As discussed above, when a soluble antigen combines develop rashes (urticarial, morbilliform or scarlatini-
with antibody the size and physical form of the form), pyrexia, arthralgia, lymphadenopathy and
immune complex formed depends on the relative perhaps nephritis some 812 days after being given the
proportions of the participating molecules and is drug. It is likely that similar events occur in many
affected by the class of antibody. Monocytes and mac- bacterial and viral infections (see Chs 12 and 10,
rophages are very efcient at binding and removing respectively).
large complexes. These same cell types can also elimi-
nate the smaller complexes made in antibody excess,
Type IV: cell-mediated or delayed
but are relatively inefcient at removing those formed
in antigen excess. Type III hypersensitivity reactions This form of hypersensitivity can be dened as a spe-
appear when there is a defect in the systems involving cically provoked, slowly evolving (2448 h), mixed
phagocytes and complement that remove immune cellular reaction involving lymphocytes and macro-
complexes, or when the system is overloaded and the phages. The reaction is not brought about by circulat-
complexes are deposited in tissues. This latter situa- ing antibody but by sensitized lymphoid cells. This
tion occurs when antigens are never completely elimi- type of response is seen in a number of allergic reac-
nated, as with persistent infection with an organism, tions to bacteria, viruses and fungi, in contact derma-
autoimmunity and repeated contact with environmen- titis and in graft rejection. The classical example of
tal factors. this type of reaction is the tuberculin response that is
The tissue damage that results from the deposition seen following an intradermal injection of a puried
of immune complexes is caused by the activation of protein derivative (see p. ) from tubercle bacilli 3
complement, platelets and phagocytes in essence, an in immune individuals. An indurated inammatory
acute inammatory response. In general, the degree reaction in the skin appears about 24 h later and per-
and site of damage depend on the ratio of antigen to sists for a few weeks. In humans the injection site
antibody. At equivalence or slight excess of either is inltrated with large numbers of mononuclear
component, the complexes precipitate at the site of cells, mainly lymphocytes, with about 1020% macro-
antigen injection or production and a mild, local type phages. Most of these cells are in or around small
III hypersensitivity reaction occurs (e.g. the Arthus blood vessels. The type IV hypersensitivity state arises
reaction). In contrast, the complexes formed in large when an inappropriate or exaggerated cell-mediated
antigen excess become soluble and circulate, causing response occurs.
more serious systemic reactions (e.g. serum sickness), Cell-mediated hypersensitivity reactions are seen
or eventually deposit in organs, such as skin, kidneys in a number of chronic infectious diseases caused by
and joints. The type of disease and its time course myco-bacteria, protozoa and fungi. Because the host
depends on the immune status of the individual. is unable to eliminate the micro-organism, the anti-
The local release of antigens from an infectious gens persist and give rise to a chronic antigenic stimu-
organism can cause a type III reaction. A number of lus. Thus, continual release of lymphokines from
parasitic worms, although undesirable, cause little or sensitized T cells results in the accumulation of
no damage. However, if the worm is killed it can large numbers of activated macrophages that can
become lodged in the lymphatics, and the inamma- become epithelioid cells. These cells can fuse together
tory response initiated by antigenantibody com- to form giant cells. Macrophages express antigen
plexes causes a blockage of lymph ow. This leads fragments on their surface in association with MHC
to the condition of elephantiasis in which enormous class I and II molecules, and are therefore the targets T1

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9 INFECTION AND IMMUNITY

of TC cells and stimulate more lymphokine produc- specicities, suggesting that immune response gene
tion. This whole process leads to tissue damage with effects may be involved.
the formation of a chronic granuloma and resultant There are a number of examples where potential
cell death. auto-antigenic determinants are present in exogenous
Penicillin sensitization is a common clinical compli- material. These preparations may provide a new
cation following topical application of the antibiotic carrier, a T cell-stimulating determinant that provokes
in ointments or creams. This and other substances autoantibody formation. The encephalitis sometimes
that cause contact sensitivity are not themselves anti- seen after rabies vaccination with the older vaccines is
genic and become so only in combination with pro- thought to result from a response directed against the
teins in the skin. The Langerhans cells of the epidermis brain that is stimulated by heterologous brain tissues
are efcient antigen-presenting cells favouring the present in the vaccine.
development of a T cell response. These cells pick up Micro-organisms are a source of cross-reacting anti
the newly formed antigen in the skin and transport it gens, sharing antigenic determinants with tissue com-
to the draining lymph node where a T cell response is ponents. This may be an important way of inducing
stimulated. Here, the specic T cells are stimulated to autoimmunity. The group A streptococcus, which is
mature, and then return to the site of entry of the closely associated with rheumatic fever, shares an
offending material and release their lymphokines. In antigen with the human heart. Heart lesions are a
a normal situation these would help to eliminate a common nding in rheumatic fever, and anti-heart
pathogen, but in this case the continual or subsequent antibody is found in just over 50% of patients with
exposure to the foreign material leads to an inappro- this condition. Nephritogenic strains of type 12 group
priate response. The reaction site is characterized by A streptococci carry surface antigens similar to those
a mononuclear cell inltrate peaking at 48 h. The found in human glomeruli, and infection with these
clinical symptoms in these contact dermatitis lesions organisms has been associated with the development
include redness, swelling, vesicles, scaling and exuda- of acute nephritis. Some of the immunopathology
tion of uid (i.e. eczema). seen in Chagas disease has been attributed to a cross-
reaction between Trypanosoma cruzi and cardiac
muscle.
AUTOIMMUNITY Autoimmunity can be induced by bypassing T cells.
Self-reactive cells can be stimulated by polyclonal
A fundamental characteristic of the immune system activators that directly activate B cells. A number of
of an animal is that it does not, under normal circum- micro-organisms or their products are potent polyclo-
stances, react against its own body constituents. nal activators; however, the response that is generated
Mechanisms, as we have seen, exist that allow the tends to be IgM and to wane when the pathogen is
immune system to tolerate self and destroy non-self. eliminated. Bacterial endotoxin, the lipopolysaccha-
Occasionally these mechanisms break down and ride of Gram-negative bacteria, provides a non-
autoantibodies are produced. specic inductive signal to B cells, bypassing the need
Genetic factors appear to play a role in the develop- for T cell help. A variety of antibodies are present in
ment of autoimmune diseases and there is a strong infectious mononucleosis, including autoantibodies,
association between several autoimmune diseases as a result of the polyclonal activation of B cells by
and particular HLA (human leucocyte group A) EpsteinBarr virus.

RECOMMENDED READING

Abbas AK, Janeway CA: Immunology: improving on nature in the Websites


twenty-rst century, Cell 100:129138, 2000.
Abbas AK, Lichtman AH, Pillai S: Cellular and Molecular Immunology, CELLS alive! http://www.cellsalive.com/
ed 6, Philadelphia, 2007, Saunders. Cytokines & Cells Online Pathnder Encyclopaedia (COPE).
Murphy K, Travers P, Walport M: Janeways Immunobiology, ed 6, http://www.copewithcytokines.de/
London, 2008, Garland Science. Microbiology and Immunology On-line. University of South
Staros EB: Innate immunity: new approaches to understanding its Carolina School of Medicine. http://pathmicro.med.sc.edu/book/
clinical signicance, American Journal of Clinical Pathology immunol-sta.htm
123:305312, 2005.

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