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Psychological Medicine (2015), 45, 985999.

Cambridge University Press 2014 OR I G I N A L A R T I C L E


doi:10.1017/S0033291714001998

Late preterm birth, post-term birth, and abnormal


fetal growth as risk factors for severe mental
disorders from early to late adulthood

M. Lahti1*, J. G. Eriksson2,3,4,5,6, K. Heinonen1, E. Kajantie2,7, J. Lahti1, K. Wahlbeck2,8, S. Tuovinen1,


A.-K. Pesonen1, M. Mikkonen2, C. Osmond9, D. J. P. Barker and K. Rikknen1
1
Institute of Behavioural Sciences, University of Helsinki, Finland
2
National Institute for Health and Welfare, Helsinki, Finland
3
Institute of Clinical Medicine, University of Helsinki, Finland
4
Vaasa Central Hospital, Vaasa, Finland
5
Unit of General Practice, Helsinki University Central Hospital, Helsinki, Finland
6
Folkhlsan Research Centre, Helsinki, Finland
7
Childrens Hospital, Helsinki University Central Hospital and University of Helsinki, Helsinki, Finland
8
The Finnish Association for Mental Health, Helsinki, Finland
9
MRC Lifecourse Epidemiology Unit, University of Southampton, UK

Background. Late preterm births constitute the majority of preterm births. However, most evidence suggesting that
preterm birth predicts the risk of mental disorders comes from studies on earlier preterm births. We examined if
late preterm birth predicts the risks of severe mental disorders from early to late adulthood. We also studied whether
adulthood mental disorders are associated with post-term birth or with being born small (SGA) or large (LGA) for
gestational age, which have been previously associated with psychopathology risk in younger ages.

Method. Of 12 597 Helsinki Birth Cohort Study participants, born 19341944, 664 were born late preterm, 1221
post-term, 287 SGA, and 301 LGA. The diagnoses of mental disorders were identied from national hospital discharge
and cause of death registers from 1969 to 2010. In total, 1660 (13.2%) participants had severe mental disorders.

Results. Individuals born late preterm did not differ from term-born individuals in their risk of any severe mental
disorder. However, men born late preterm had a signicantly increased risk of suicide. Post-term birth predicted
signicantly increased risks of any mental disorder in general and particularly of substance use and anxiety disorders.
Individuals born SGA had signicantly increased risks of any mental and substance use disorders. Women born LGA
had an increased risk of psychotic disorders.

Conclusions. Although men born late preterm had an increased suicide risk, late preterm birth did not exert widespread
effects on adult psychopathology. In contrast, the risks of severe mental disorders across adulthood were increased
among individuals born SGA and individuals born post-term.

Received 16 October 2013; Revised 13 June 2014; Accepted 25 July 2014; First published online 5 September 2014

Key words: Anxiety disorders, gestational age, longitudinal cohort study, mental disorders, mood disorders, personality
disorders, psychotic disorders, SGA and LGA birth, substance use disorders, suicides.

Introduction diagnostic boundaries (Abel et al. 2010; Fazel et al.


2012; DOnofrio et al. 2013). However, most of this evi-
Several studies have shown that preterm birth predicts
dence comes from studies comparing preterm indivi-
an increased risk of mental disorders in childhood,
duals born at the lowest end of gestational age or
adolescence, and young adulthood (Abel et al. 2010;
birth weight distributions with individuals born at
Loe et al. 2011; El Marroun et al. 2012; Fazel et al.
term and/or with normal weight. Nevertheless, late
2012; Nosarti et al. 2012; DOnofrio et al. 2013). This
preterm births, dened as birth from 34 + 0 to 36 + 6
risk extends to different mental disorders across
weeks+days of gestation, constitute over 70% of all pre-
term births (Davidoff et al. 2006; Moster et al. 2008).
Only a few studies to date have assessed the long-
* Address for correspondence: M. Lahti, Ph.D., Institute of
term consequences of late prematurity on mental dis-
Behavioural Sciences, University of Helsinki, Siltavuorenpenger 1 A,
PO Box 9, FI 00014 University of Helsinki, Finland.
orders. Previous evidence suggests that late preterm
(Email: marius.lahti@helsinki.) birth predicts an increased risk of any mental disorder
Deceased. and particularly of internalizing disorders in childhood
986 M. Lahti et al.

(Talge et al. 2010; Rogers et al. 2013). Signicant as- counterparts in their risks of severe mental disorders
sociations to attention decit hyperactive disorder across adult ages. As a second study question, we stud-
have also been reported (Linnet et al. 2006; Talge ied if the effects of SGA birth across the gestational age
et al. 2010), but the ndings are inconsistent (Rogers distribution, from late preterm to post-term birth, on
et al. 2013). In a study with a follow-up to young adult- mental disorders persist across adult ages. We also
hood, individuals born late preterm had increased add to the literature by examining whether post-term
risks of schizophrenia and of disorders of psychologi- or LGA births increase the risk of severe mental dis-
cal development, behaviour, and emotion (Moster orders in adulthood. Based on previous ndings in
et al. 2008). Another register study showed that a com- younger cohorts, we hypothesized that late preterm
bined group of individuals born moderately (at 32 + 0 and post-term births and SGA and LGA births each
to 33 + 6 weeks+days of gestation) or late preterm had set forth predisposing effects on the risks of severe
increased risks of any severe mental disorder, mood, mental disorders.
non-affective psychotic, organic, and stress-related
disorders, substance dependence, and of suicide and
suicide attempts in adolescence and young adulthood Method
(Lindstrm et al. 2009; Nosarti et al. 2012). However,
The study sample
to our knowledge, no previous study has offered a life-
course perspective examining whether the possible ef- Our study cohort was the Helsinki Birth Cohort Study
fects of late preterm birth on mental disorders extend (HBCS). The HBCS comprises 13 345 singleton live
across adult ages from young to old adulthood. births [6975 men (52.3%) and 6370 women (47.7%)]
Some studies suggest that the increased risk for men- at the two public maternity hospitals in Helsinki,
tal disorders associated with preterm birth may charac- Finland, between 1934 and 1944. The HBCS, described
terize especially those preterm individuals who were in detail elsewhere (Osmond et al. 2007), has been
born small for gestational age [SGA; dened as birth approved by the Ethics Committee of the National
size at 42 standard deviations (S.D.s) or below the Public Health Institute. For the current study, we
5th or 10th percentile of that predicted by their gesta- excluded all individuals with biologically implausible
tional age; Laursen et al. 2007; Rikknen et al. 2008; values for gestational age, both as absolute values
Strang-Karlsson et al. 2008; Monls Gustafsson et al. and compared to their birth weight. Namely, we
2009]. In fact, previous studies have shown that at excluded individuals with gestational age below
least until young adulthood, individuals born SGA 26 weeks or above 44 weeks, and preterm individuals
are at increased risk of severe mental disorders inde- with disproportionally large birth weight for gesta-
pendently of their gestational age (Abel et al. 2010; tional age (> + 2 S.D.; Kajantie et al. 2010). These criteria
Niederkrotenthaler et al. 2012; Nosarti et al. 2012). led to the exclusion of 535 (4.0%) individuals. Further-
However, we know of no studies that would have more, since we focused on late preterm births, and our
examined whether the effects of SGA birth on mental study sample did not provide sufcient statistical
disorders persist from early to late adulthood. power to study the risks of mental disorders among
Finally, scarce evidence suggests that post-term individuals born very or moderately preterm, we
(542 weeks of gestation; Lindstrm et al. 2005; excluded 128 (1.0%) participants born before
El Marroun et al. 2012) and large for gestational age 34 weeks of gestation. From the current study, we
(LGA; 5+2 S.D.s or above 90th or 95th percentile; also excluded 54 (0.4%) cohort members with missing
van Lieshout & Boyle, 2011) births may also predict or imprecise data in the Finnish Hospital Discharge
increased risk of psychopathology in childhood and Register (HDR) or the Causes of Death Register
in adolescence. However, to our knowledge, no studies (CDR) or who had died with missing data on year of
have systematically assessed the effects of post-term death or moved abroad with missing data on year of
birth on mental health in adulthood. Moreover, for moving abroad, and 31 (0.2%) individuals who had
LGA birth, such studies are scarce, and the existing been hospitalized for or who had died from injuries
studies have yielded inconsistent ndings (Moilanen of undetermined intent.
et al. 2010; Keskinen et al. 2013). The current study sample thus comprised 12 597
Hence, in the current study, we examine whether individuals, 6563 (52.1%) men and 6034 (47.9%)
each of these prenatal risk factors contribute to the women. Compared to the included participants,
risks of mental disorders severe enough to lead to hos- the excluded cohort members came more often from
pitalization or contribute to death from early to late families where the father was a manual worker (63.4
adulthood. More specically, our rst study objective v. 56.7%, p = 0.001) or where the mother was unmarried
was to examine from a life-course perspective if indivi- (7.4% v. 4.7%, p = 0.002). In comparison to the included
duals born late preterm differ from their term-born participants, the excluded cohort members with
Risk factors for severe mental disorders across adulthood 987

adequate data on gestational age were more often born In addition to assessing the associations of late
SGA (7.0% v. 2.3%, p < 0.001), and the excluded cohort preterm, post-term, SGA, and LGA birth with severe
members with adequate diagnostic data had a higher mental disorders as one broad diagnostic category,
risk of severe mood disorders [hazard ratio (HR) = we assessed associations to seven specic diagnostic
1.45, p = 0.01]. categories; substance use, (non-affective) psychotic,
mood, anxiety, and personality disorders and suicides
and suicide attempts. The diagnostic codes correspond-
Gestational age and fetal growth
ing to the different diagnostic categories are shown in
We extracted data on the date of mothers last men- Table 1, together with the number and the percentage
strual period and on infants date of birth and birth of participants with each diagnosis and the median age
weight from hospital birth records. Gestational age at and the age range of rst diagnosis. Between 1969
was calculated by subtracting the date of birth from and 2010, there were 1660 participants (13.2%; 1058
mothers self-reported date of last menstrual period. men and 602 women) who had been hospitalized
The participants were divided into three groups with a diagnosis of mental disorder as a hospital dis-
by their gestational age: late preterm (3436 weeks), charge diagnosis or had died with a diagnosis of sev-
term (3741 weeks), and post-term (4243 weeks) ere mental disorder included in the death certicate.
birth. We dened SGA birth in sex-stratied models The median age at rst diagnosis of any severe mental
as birth weight at or below 2 S.D. of that predicted disorder was 43.4 years (range 19.076.6 years).
by gestational age, appropriate for gestational age Suicide is often under-diagnosed (Kapusta et al.
(AGA) birth as birth weight between 2 and +2 S.D. 2011), and it is uncertain if the diagnoses of injuries
of that predicted by gestational age, and LGA birth of undetermined intent represent suicide in individual
as birth weight at or above +2 S.D. that predicted by cases. Hence, to maximize the reliability of our suicide
gestational age (Lee et al. 2003). Since there are assessment and to minimize the amount of false nega-
no ofcial growth charts available in Finland for tive diagnosis, individuals with a diagnosis of injuries
19341944, we dened these indices of fetal growth of undetermined intent or of poisonings of usually self-
based on the distributions of birth weight and gesta- inicted intent with no history of psychopathology
tional age in our own study cohort. were excluded from the study. We identied these
exclusion diagnoses with the diagnostic codes E98
from ICD-8, E97 from ICD-9, and Y10Y34, T39 and
Diagnoses of mental disorders
T42T43 from ICD-10.
We identied the diagnoses of mental disorders from Furthermore, for the analyses on the specic
the HDR and CDR. Our diagnostic follow-up extended diagnostic categories, we excluded from the control
across 42 years of adult life, from 1969 to 2010. At the outcome group all participants with other mental dis-
end of the follow-up, the participants were aged be- orders. Thus, the comparison outcome group for all
tween 66 and 76 years. The HDR carries the primary the analyses included 10 937 individuals (5505 men
and up to three subsidiary discharge diagnoses of all and 5432 women) with no diagnosis of severe mental
hospitalizations and the CDR carries the primary, disorder or of injuries of undetermined intent at
underlying, and contributory causes of death for all any time point. On the other hand, all individuals
deaths in Finland. Both registers have been in use since with a particular diagnosis were included as diag-
1969 when a personal identication number was nostic cases for that diagnosis, independently of
given to each Finnish citizen. In Finland, International whether or not they had other types of comorbid
Classication of Diseases, eighth revision (ICD-8) was psychopathology.
in use in clinical practice between 1969 and 1986;
ICD-9, the Diagnostic and Statistical Manual of Mental
Disorders, Third Revision was used between 1987
Confounders and covariates
and 1995; and ICD-10 has been in use since 1996.
The HDR (Sund, 2012) and the CDR (Lahti & Penttil, The potential confounders of the associations between
2001) are valid and reliable research tools. Of mental the prenatal risk factors and mental disorders that
disorders, the HDR diagnoses of schizophrenia were used in the analyses were sex, year of birth, socio-
(Pihlajamaa et al. 2008), bipolar disorder (Kiesepp economic position in childhood, and mothers marital
et al. 2000), and any psychotic disorder (Perl et al. status at childbirth. The latter two were used since
2007) each demonstrate high specicity levels. Also they have frequently been associated with preterm
the validity of the HDR ICD-8 diagnoses of alcohol de- birth and with fetal growth (Zeitlin et al. 2002;
pendence and psychosis has gained research support Blumenshine et al. 2010; El-Sayed et al. 2012) and
(Poikolainen, 1983). with an increased risk of mental disorders (Mkikyr
988
M. Lahti et al.
Table 1. International classication of disease diagnostic codes on mental disorders severe enough to warrant or contribute to hospital treatment (HDR) or to be the underlying, intermediate or contributing
cause of death (CDR). The prevalence and percentage of subjects with each diagnosis, and median age at rst diagnosis for each diagnostic category

Diagnostic codes Prevalence (%)


Median age (in years) at
Diagnostic category ICD diagnostic codes All subjects Men Women rst diagnosis (range)

Any mental disordera ICD-8: 291, 295, 296305, 306.4306.5, 306.8, 306.98, 307; E95 1660 (13.2%) 1058 (16.1%) 602 (10.0%) 43.4 (19.076.6)
ICD-9: 291292, 295298, 300304, 305, 3071A, 3074,
3075A3075B, 3078A, 3079X, 3090A, 3092C3099X, 312; E95
ICD-10: F1F6, R45.8, X60X84; Y87.0
Substance use disordersb ICD-8: 291, 303304 872 (6.9%) 694 (10.6%) 178 (2.9%) 45.9 (25.576.6)
(ICD-10: Mental and behavioural disorders ICD-9: 291292, 303305
due to psychoactive substance use) ICD-10: F10F19
Psychotic disorders ICD-8: 295, 297, 298.10299.99 331 (2.6%) 175 (2.7%) 156 (2.6%) 38.4 (19.073.6)
(ICD-10: Schizophrenia, schizotypal, and ICD-9: 295, 297298
delusional disorders) ICD-10: F20F29
Mood disorders ICD-8: 296, 298.00, 300.40, 300.41, 301.10 577 (4.6%) 283 (4.3%) 294 (4.9%) 48.0 (24.575.2)
[ICD-10: Mood (affective) disorders] ICD-9: 296, 3004A, 3011D
ICD-10: F30F39
Anxiety disorders ICD-8: 300.00300.30, 300.50300.99, 305, 306.80, 307.99 318 (2.5%) 159 (2.4%) 159 (2.6%) 40.1 (25.671.0)
(ICD-10: Neurotic, stress-related and ICD-9: 3000A3003A, 3006A3009X, 3078A, 309
somatoform disorders) ICD-10: F40F48
Personality disorders ICD-8: 301.00, 301.20301.99 195 (1.5%) 109 (1.7%) 86 (1.4%) 41.3 (24.866.6)
(ICD-10: Specic and mixed
personality disorders) ICD-9: 3010A, 3012A3015A, 3016A3018X
ICD-10: F60F61
Suicides ICD-8 & ICD-9: E95 126 (1.0%) 98 (1.5%) 28 (0.5%) 48.8 (29.070.5)
(ICD-10: Intentional self-harm) ICD-10: R45.8, X60X84; Y87.0
Suicide attempts ICD-8: E95 83 (0.7%) 39 (0.6%) 44 (0.7%) 38.4 (19.649.4)
(ICD-8: Intentional self-harm)

HDR, Finnish Hospital Discharge Register; CDR, Cause of Death Register.


a
The diagnoses (corresponding to codes F50F59 or F62F69 in ICD-10) were included in the Any mental disorder category, but were not assessed as a separate category.
b
For the diagnoses of substance intoxications (ICD-9; 305ICD-10: F1x.0, only the primary diagnoses from the HDR and the CDR were included in the diagnostic categories. All
other diagnostic entities include primary and up to three subsidiary hospital discharge diagnoses, and primary, underlying and contributory causes of death.
Risk factors for severe mental disorders across adulthood 989

Table 2. Birth and sociodemographic characteristics of the study sample

All subjects Men Women


Characteristic N (%) N (%) N (%)

Gestation length
3436 weeks 664 (6.2%) 369 (5.6%) 295 (4.9%)
3741 weeks 10 712 (84.2%) 5579 (85.0%) 5133 (85.1%)
5 42 weeks 1221 (9.6%) 615 (9.4%) 606 (10.0%)
Birth weight adjusted for length of gestation
SGA (42 S.D.) 287 (2.3%) 140 (2.1%) 147 (2.4%)
AGA (< 2 to <2 S.D.) 12 009 (95.3%) 6261 (95.4%) 5748 (95.3%)
LGA (52 S.D.) 301 (2.4%) 162 (2.5%) 139 (2.3%)
Year of birth
19341938 2866 (22.8%) 1479 (22.5%) 1387 (23.0%)
19391944 9731 (77.2%) 5084 (77.5%) 4647 (77.0%)
Mothers marital status at childbirth
Married 11 956 (94.9%) 6227 (94.8%) 5729 (94.9%)
Unmarried 588 (4.7%) 301 (4.6%) 287 (4.8%)
Widowed, divorced or unknown 53 (0.4%) 35 (0.5%) 18 (0.3%)
Fathers highest attained occupational status
Manual worker 7146 (56.7%) 3704 (56.4%) 3442 (57.0%)
Clerical worker 5122 (40.7%) 2708 (41.3%) 2414 (40.0%)
Unknown 329 (2.6%) 151 (2.3%) 178 (2.9%)

SGA, Small for gestational age; AGA, appropriate for gestational age; LGA, large for gestational age.

et al. 1998; Fergusson et al. 2007; Rikknen et al. 2011; Hazards models. The subjects were followed up
Bjrngaard et al. 2013). either until their death, migration, rst hospitalization
Data on socioeconomic position in childhood, for mental disorders, or until 31 December 2010.
dened as fathers highest attained occupational status Since suicide attempts were encoded to the HDR
[manual worker, (lower or upper) clerical worker, or only during the use of ICD-8, the analyses on suicide
unknown] was extracted from birth, child welfare, attempts comprised a follow-up extending until
and school records. Data on year of birth, on sex and 31 December 1986.
on mothers marital status at childbirth (married, un- First we examined the effects of late preterm and
married, or divorced, widowed, or unknown) were post-term birth and of SGA and LGA birth with severe
extracted from birth records. Most (87.3%) of the par- mental disorders in separate models, which were stra-
ticipants with fathers occupation unknown were tied for year of birth and sex, and adjusted for socio-
born to unmarried mothers, suggesting that the miss- economic position in childhood and marital status at
ing paternal occupation data was mostly due to the childbirth. Thereafter, we ran multivariate models
lack of fathers presence in early family life. Therefore where all the independent variables were entered sim-
we decided to treat them as an own socioeconomic ultaneously, in order to examine whether their effects
category and include them in the analyses. occurred independently of each other. Since previous
studies have shown that there are sex differences in
the prevalence of certain mental disorders (Kessler
Statistical analyses
et al. 2005; de Graaf et al. 2012: Steel et al. 2014), and
The associations of the sociodemographic covariates in the early life risk factors for mental disorders
(sex, year of birth, socioeconomic position in (Monls Gustafsson et al. 2009), sex was used as a po-
childhood, and marital status at childbirth) with late tential confounder, and all the analyses were also re-
preterm and post-term birth, with SGA and peated separately for men and women.
LGA birth, and with severe mental disorders were
examined with 2 and Cox Proportional Hazards
Results
models analyses. Next, we examined the associations
of late preterm, post-term, SGA and LGA births with Table 2 shows the birth and the sociodemographic
severe mental disorders with Cox Proportional characteristics of the sample. Compared to individuals
990 M. Lahti et al.

born in the later years (between 1939 and 1944), indivi- birth predicted the risks of severe mental disorders
duals born in the earlier years (between 1934 and 1938) especially among men, such that men born
had signicantly more often been born late preterm post-term had a 1.2-fold risk of any severe mental dis-
(6.3% v. 5.0%, p = 0.01) and less often post-term (8.4% order (Table 3, p = 0.02), a 1.3-fold risk of substance
v. 10.1, p = 0.01). The offspring of unmarried mothers use disorders (p = 0.02), and a 1.6-fold risk of anxiety
were more often born late preterm (8.8% v. 5.1%, p < disorders (p = 0.04). Further adjustments for fetal
0.001) and SGA (4.1% v. 2.2%, p = 0.003) and less growth did not lead to noticeable changes in the
often LGA (0.5% v. 2.5%, p = 0.002) than the offspring previously signicant ndings (all p values 40.05).
of married mothers. Our indicators of fetal growth Post-term birth had no signicant effects on mental
and gestational age were also signicantly associated disorders among women (p values 50.32).
with each other [2(4) = 58.7, p < 0.001]. Compared to
individuals born at term, individuals born late preterm SGA and LGA status at birth
were more often born SGA (3.6% v. 1.9%, p = 0.002) and
less often born LGA (0.8% v. 2.5%, p = 0.004). Also indi- Table 4 shows that compared to individuals born
viduals born post-term were more often born SGA AGA, individuals born SGA had a 1.4-fold increased
than individuals born at term (4.9% v. 1.9%, p < 0.001). risk of any severe mental disorder (p = 0.02) and a
On the other hand, men had higher risks of any 1.7-fold increased risk of substance use disorders
severe mental disorder, substance use disorders, (p = 0.01). The association between SGA birth and
and suicides than women (Table 1, p values <0.001). substance use disorders was more evident and statisti-
Individuals born between 1939 and 1944 had higher cally signicant among women, for whom SGA
risks of any mental (HR = 1.18, p = 0.01), substance use birth predicted a 2.4-fold increased risk of substance
(HR = 1.24, p = 0.01), personality (HR = 1.95, p = 0.002), use disorders (p = 0.01). These effects of SGA birth on
anxiety (HR = 1.44, p = 0.01), and mood (HR = 1.28, p = mental disorders remained signicant after adjust-
0.02) disorders than the individuals born in the earlier ments for gestational age (Table 4, all p values
years. The offspring of manual worker fathers had 40.01). In contrast, SGA birth had no signicant
higher risks of any severe mental disorder (HR = 1.15, effects on severe mental disorders among men
p = 0.005) and of substance use disorders (HR = 1.23, (p values 50.07). LGA birth was not signicantly asso-
p = 0.003) than the offspring of clerical workers. ciated with the risks of severe mental disorders in the
Marital status at childbirth was not signicantly asso- analyses of all participants (p values 50.19, Table 4)
ciated with the risks of severe mental disorders or among men (p values 50.17). However, women
(p values 50.13). born LGA had at a 2.4-fold, signicantly increased
risk of psychotic disorders (p = 0.02), compared to
women born AGA. Also this association remained
Late preterm and post-term birth signicant after adjustment for gestational age (p =
Table 3 shows that stratifying for year of birth and 0.01).
adjusting for socioeconomic position in childhood
and marital status at childbirth, late preterm birth Interactions by sex
was not signicantly associated with the risks of any
severe mental disorder or of the specic mental dis- Since some of the ndings were more evident among
orders in the analyses of all participants (Table 3, one or the other sex, we examined in separate Cox
p values 50.09) or among women (p values 50.23). models whether there were signicant interactions
However, compared to men born at term, men born of late preterm or post-term birth and/or of SGA or
late preterm had a signicantly increased, twofold LGA births with sex in predicting the risks of severe
risk of suicides (p = 0.03), Fig. 1 shows the survival mental disorders. We found a signicant interaction
function to committed suicides for men born late pre- between LGA status at birth and sex in predicting
term, term, and post-term. As shown in Table 3, this the risk of psychotic disorders (p = 0.04), but there
association remained signicant after further adjust- were no other signicant interactions by sex (all
ment for SGA/AGA/LGA status as an indicator of p values 50.21).
fetal growth (p = 0.04).
Conversely, compared to term-born participants,
Discussion
individuals born post-term had 1.2-, 1.3-, and 1.4-fold
signicantly increased risks of any severe mental In this longitudinal cohort study from birth to late
disorder (p = 0.04), substance use disorders (p = 0.01), adulthood, late preterm birth was not associated with
and anxiety disorders (p = 0.03) disorders, respectively the risk of any severe mental disorder, but it predicted
(Table 3). Sex-specic analyses showed that post-term a signicantly increased risk of suicides among men.
Risk factors for severe mental disorders across adulthood 991

Table 3. Gestational age and severe mental disorders. Hazard ratios (HR) and 95% condence intervals (CI) for the associations between late
preterm and post-term birth with severe mental disorders. Term-born subjects are the reference group.

All subjects Men Women

Gestational age . . . 3436 weeks 542 weeks 3436 weeks 542 weeks 3436 weeks 542 weeks
Diagnostic category HR (95% CI) HR (95% CI) HR (95% CI) HR (95% CI) HR (95% CI) HR (95% CI)

Any mental disorder


Model 1a 1.06 (0.861.31) 1.17 (1.011.37) 1.09 (0.841.41) 1.25 (1.031.51) 1.03 (0.711.50) 1.06 (0.821.38)
Model 2b 1.06 (0.861.31) 1.16 (1.001.36) 1.09 (0.841.41) 1.24 (1.021.51) 1.02 (0.701.47) 1.04 (0.801.35)
Substance use disorders
Model 1a 1.14 (0.861.51) 1.31 (1.071.61) 1.22 (0.901.65) 1.33 (1.051.67) 0.84 (0.391.79) 1.25 (0.801.95)
Model 2b 1.13 (0.851.50) 1.30 (1.061.60) 1.21 (0.891.64) 1.32 (1.051.67) 0.81 (0.381.73) 1.19 (0.761.87)
Psychotic disorders
Model 1a 1.34 (0.872.05) 1.03 (0.721.49) 1.17 (0.632.17) 1.10 (0.671.82) 1.54 (0.852.80) 0.97 (0.571.66)
Model 2b 1.33 (0.872.04) 1.03 (0.711.48) 1.15 (0.622.12) 1.10 (0.661.82) 1.55 (0.862.82) 0.99 (0.581.69)
Mood disorders
Model 1a 0.82 (0.541.23) 1.17 (0.901.52) 0.65 (0.341.22) 1.18 (0.811.73) 1.02 (0.591.75) 1.16 (0.811.66)
Model 2b 0.81 (0.541.23) 1.16 (0.901.51) 0.65 (0.341.22) 1.18 (0.811.73) 1.01 (0.591.73) 1.15 (0.801.64)
Anxiety disorders
Model 1a 0.89 (0.521.53) 1.42 (1.031.97) 0.59 (0.241.45) 1.61 (1.022.52) 1.24 (0.632.44) 1.27 (0.792.03)
Model 2b 0.89 (0.521.52) 1.41 (1.021.96) 0.59 (0.241.45) 1.60 (1.022.52) 1.24 (0.632.44) 1.27 (0.792.04)
Personality disorders
Model 1a 0.85 (0.441.67) 0.84 (0.501.40) 0.83 (0.342.04) 0.89 (0.451.77) 0.92 (0.332.52) 0.77 (0.351.67)
Model 2b 0.85 (0.431.67) 0.84 (0.501.40) 0.82 (0.332.02) 0.89 (0.451.76) 0.93 (0.342.56) 0.78 (0.361.69)
Suicides
Model 1a 1.67 (0.893.12) 1.18 (0.662.10) 2.00 (1.033.88) 1.36 (0.722.56) 0.63 (0.084.66) 0.67 (0.162.82)
Model 2b 1.70 (0.913.17) 1.18 (0.662.11) 2.01 (1.033.90) 1.36 (0.722.56) 0.66 (0.094.93) 0.69 (0.162.90)
Suicide attempts
Model 1a 0.71 (0.222.25) 1.59 (0.862.94) 1.56 (0.475.14) 2.27 (0.995.19) 0 (N.A.) 1.10 (0.432.81)
Model 2b 0.69 (0.222.21) 1.56 (0.842.89) 1.50 (0.454.94) 2.28 (1.005.21) 0 (N.A.) 1.10 (0.432.81)

N.A.,Not applicable.
a
The analyses are stratied for sex and year of birth and adjusted for socioeconomic position in childhood and mothers
marital status at childbirth.
b
The analyses are stratied for sex and year of birth and adjusted for fetal growth, socioeconomic position in childhood
and mothers marital status at childbirth.
Bold font indicates signicant effects.

On the other hand, both birth as SGA and as post-term Late preterm birth predicted an increased risk of sui-
emerged as signicant risk factors for any severe men- cides among men. Correspondingly, a previous study
tal disorder and for substance use disorders across showed that moderate or late preterm birth predicted
adult life. Of other mental disorders, post-term birth an increased risk of suicides and/or suicide attempts
also predicted the risk of anxiety disorders. LGA in young adulthood (Lindstrm et al. 2009) but
birth predicted an increased risk of psychotic disorders whether this effect was more pronounced on commit-
among women. These effects of late preterm and post- ted or attempted suicide was not specied. However,
term birth and of SGA and LGA status at birth on in contrast to studies in younger cohorts showing pre-
severe mental disorders occurred independently of disposing effects of late preterm birth on any mental
each other. Our study with its long diagnostic follow- disorder and on internalizing disorders in childhood
up adds signicantly to the previous literature by (Talge et al. 2010; Rogers et al. 2013), or of moderate
suggesting that these prenatal risk factors exert long- or late preterm birth on severe mental disorders across
lasting effects on severe mental disorders throughout diagnostic boundaries in young adulthood (Moster
adult ages. et al. 2008; Lindstrm et al. 2009; Nosarti et al. 2012),
992 M. Lahti et al.

Fig. 1. Gestational age and survival function to committed suicide among men. This gure shows the KaplanMeier survival
function plots to committed suicide for men born late preterm, term, and post-term.

here late preterm birth was not associated with other and 75 years of age, while Abel et al. (2010) followed
types of severe psychopathology from early to late up the subjects only until young adulthood. In
adulthood. contrast, in our study, among women, LGA birth pre-
As a novel contribution, we demonstrated that indi- dicted an increased risk of psychotic disorders.
viduals born post-term had increased risks of any Previous studies have shown that LGA birth may
severe mental disorder and particularly of substance predict psychopathology risk in childhood and
use and anxiety disorders in adulthood. Correspond- adolescence (van Lieshout & Boyle, 2011), but ndings
ing effects have been reported previously on psycho- on adulthood effects are scarce and inconsistent
pathology risk in childhood. Namely, El Marroun (Moilanen et al. 2010; Keskinen et al. 2013).
et al. (2012) found that children born post-term had We also examined whether the associations varied
more emotional and behavioural disorders at the by sex. The effects of SGA and LGA birth on severe
ages of 1.5 and 3 years, and another study found that mental disorders were more evident among women,
children born post-term have an increased risk of while late preterm and post-term birth had stronger ef-
neurodevelopmental disorders (Lindstrm et al. 2005). fects on psychopathology risk among men. Previous
Collectively these ndings highlight the importance ndings on the sex-specicity of the effects of these
of assessing post-term birth as a possible independent prenatal risk factors on mental disorders are inconsist-
risk factor for mental disorders. Nevertheless, studies ent (Monls Gustafsson et al. 2009; Abel et al. 2010).
on psychopathology risk among individuals born Importantly, however, here signicant interactions
post-term are still scarce and the ndings warrant with sex emerged only for LGA birth in predicting
replication. psychotic disorders, not for the other examined risk
In agreement with a representative study with a factors. Hence, the potential sex-specicity of our
follow-up extending to young adulthood (Abel et al. ndings must be interpreted with much caution.
2010), SGA birth predicted increased risks of any Potential contributing factors to our signicant nd-
severe mental disorder and of substance use disorders ings may include exposure to prenatal malnutrition,
throughout adulthood in our study. However, in the to substance use during pregnancy, and to perinatal
study by Abel et al. (2010), SGA birth also predicted complications, overexposure to glucocorticoids as a
increased risks of schizophrenia and of anxiety dis- consequence of maternal psychosocial stress during
orders while we found no signicant effects of SGA pregnancy, and exposure to pregnancy disorders
birth on non-affective psychotic disorders or on anxi- such as pre-eclampsia and gestational diabetes. Of
ety disorders. The differences in the ndings may be pregnancy disorders, gestational diabetes predicts
due to the different ages covered in the diagnostic increased risks of preterm (Hedderson et al. 2003;
follow-ups; our follow-up extended to between 65 Fadl et al. 2010; Zhang et al. 2012) and LGA
Risk factors for severe mental disorders across adulthood 993

Table 4. Fetal growth and severe mental disorders. Hazard ratios (HR) and 95% condence intervals (95% CI) for individuals born with birth
weight for gestational age at below 2 S.D.: [small for gestational age (SGA)] or above >2 S.D. (large for gestational age (LGA)]. Individuals born
with birth weight appropriate for gestational age (AGA; between 2 and 2 S.D.) are used as the reference group

All subjects Men Women

SGA LGA SGA LGA SGA LGA


Diagnostic category HR (95% CI) HR (95% CI) HR (95% CI) HR (95% CI) HR (95% CI) HR (95% CI)

Any mental disorder


Model 1a 1.41 (1.071.87) 1.02 (0.741.41) 1.34 (0.931.94) 1.03 (0.691.53) 1.54 (0.992.38) 1.01 (0.601.73)
Model 2b 1.39 (1.051.85) 1.03 (0.751.41) 1.32 (0.911.91) 1.03 (0.691.53) 1.53 (0.992.37) 1.02 (0.601.73)
Substance use disorders
Model 1a 1.67 (1.162.41) 1.01 (0.651.57) 1.50 (0.972.32) 0.95 (0.571.59) 2.40 (1.224.70) 1.31 (0.543.19)
Model 2b 1.64 (1.142.37) 1.01 (0.651.58) 1.48 (0.962.28) 0.95 (0.571.59) 2.35 (1.194.64) 1.32 (0.543.22)
Psychotic disorders
Model 1a 1.41 (0.752.66) 1.21 (0.622.36) 1.67 (0.743.77) 0.25 (0.041.79) 1.15 (0.433.12) 2.41 (1.184.93)
Model 2b 1.39 (0.742.62) 1.23 (0.632.39) 1.66 (0.733.75) 0.25 (0.041.80) 1.12 (0.413.03) 2.43 (1.194.96)
Mood disorders
Model 1a 1.42 (0.872.30) 1.38 (0.862.20) 1.25 (0.592.65) 1.12 (0.532.38) 1.59 (0.853.00) 1.59 (0.872.92)
Model 2b 1.41 (0.872.29) 1.37 (0.862.20) 1.26 (0.592.66) 1.10 (0.522.34) 1.56 (0.832.95) 1.61 (0.872.95)
Anxiety disorders
Model 1a 1.50 (0.802.83) 1.38 (0.732.59) 1.88 (0.834.25) 1.33 (0.543.25) 1.15 (0.423.10) 1.36 (0.553.35)
Model 2b 1.47 (0.782.76) 1.39 (0.742.61) 1.88 (0.834.26) 1.30 (0.533.17) 1.09 (0.402.96) 1.39 (0.563.41)
Personality disorders
Model 1a 0.94 (0.352.53) 0.68 (0.222.12) 1.36 (0.434.30) 0.80 (0.203.26) 0.49 (0.073.56) 0.52 (0.073.73)
Model 2b 0.96 (0.352.58) 0.67 (0.212.10) 1.37 (0.444.34) 0.79 (0.203.23) 0.51 (0.073.70) 0.51 (0.073.69)
Suicides
Model 1a 0.38 (0.052.73) 1.35 (0.503.66) 0.50 (0.073.62) 0.88 (0.223.58) 0 (N.A.) 3.25 (0.7713.73)
Model 2b 0.37 (0.052.65) 1.39 (0.513.77) 0.49 (0.073.51) 0.92 (0.233.75) 0 (N.A.) 3.21 (0.7613.60)
Suicide attempts
Model 1a 1.67 (0.535.31) 0.52 (0.073.78) 2.56 (0.6110.63) 0 (N.A.) 1.05 (0.147.69) 1.08 (0.157.85)
Model 2b 1.60 (0.505.11) 0.52 (0.073.75) 2.47 (0.5910.30) 0 (N.A.) 1.09 (0.158.05) 1.07 (0.157.79)

N.A.,Not applicable.
a
The analyses are stratied for sex and year of birth and adjusted for socioeconomic position in childhood and mothers
marital status at childbirth.
b
The analyses are stratied for sex and year of birth and adjusted for gestational age, socioeconomic position in childhood
and mothers marital status at childbirth.
Bold font indicates signicant effects.

(Hedderson et al. 2003; Fadl et al. 2010) births, while (Zhang et al. 2012; Leventakou et al. 2014) births.
hypertensive disorders during pregnancy are asso- On the other hand, compared to term-born indivi-
ciated with an increased likelihood of preterm duals, certain perinatal complications (e.g. asphyxia)
(Clausson et al. 1998; Hedderson et al. 2003; Kajantie are more common both among individuals born post-
et al. 2009; Ferrazzani et al. 2011; Zhang et al. 2012) term (Thorngren-Jerneck & Herbst, 2001; Olesen et al.
and SGA (Clausson et al. 1998; Ferrazzani et al. 2011; 2003) and among individuals born preterm (Gouyon
Leviton et al. 2013) births. Also maternal smoking et al. 2010). All these factors have also been associated
(Clausson et al. 1998; Heaman et al. 2013) and psycho- with increased risks of certain mental disorders
social stress (Zhang et al. 2012; Heaman et al. 2013) (Dalman et al. 2001; Gardener et al. 2009; Rikknen
during pregnancy are both associated with increased et al. 2009; Ekblad et al.2010; Rice et al. 2010;
risks of preterm and SGA deliveries. Particular types Tuovinen et al. 2010; Bao et al. 2012; Fazel et al. 2012).
of malnutrition during pregnancy have been shown Previous studies have found that neurological im-
to contribute to the risks of SGA (Dwarkanath et al. pairments are more common among individuals
2013), LGA (Knudsen et al. 2013) and preterm born late preterm (Petrini et al. 2009) post-term
994 M. Lahti et al.

(Lindstrm et al. 2005; Moster et al. 2010) and SGA from circulating maternal glucocorticoids is found
(Leviton et al. 2013). Altered neurodevelopment as a among individuals born SGA (Shams et al. 1998; Dy
consequence of prenatal adversity and contributing et al. 2008; Brzsnyi et al. 2012) and among indivi-
to the risk of mental disorders may hence have contrib- duals born preterm (Demendi et al. 2012). Evidence
uted to our ndings (Loe et al. 2011). from animal studies and from epigenetic and ob-
More specically, neurobiological explanations servational studies in humans suggest that lower
underlying our ndings may involve possibly epi- placental 11-HSD2 activity is also associated with
genetic changes in the functioning of the brains stress poorer neurobehavioural development in the offspring
system, as a consequence of prenatal adversity, and (Welberg et al. 2000; Rikknen et al. 2009; Marsit et al.
contributing to an increased risk of mental disorders 2012). Hence, epigenetic changes in gene expression
(Lupien et al. 2009; Bock et al. 2014). The brains stress as a consequence of prenatal adversity, inuencing
system includes the hypothalamus-pituitary-adrenal neurodevelopment and thereby affecting the risk of
(HPA) axis and the interconnected brain regions amyg- mental disorders may possibly have played an under-
dala, hippocampus, and the prefrontal cortex (Lupien lying role in our ndings. Furthermore, there is
et al. 2009; Bock et al. 2014). SGA (De Bie et al. 2011; evidence of differential prenatal epigenetic program-
Parikh et al. 2013) and preterm (Parikh et al. 2013; ming effects for boys and girls (Liu et al. 2012), which
Thompson et al. 2013) births, individual differences may help in explaining the potential sex-specicity of
in birth size (De Bie et al. 2011; Reynolds et al. 2005), the ndings. However, since there is a hereditary com-
and particular prenatal adversities (Entringer et al. ponent affecting gestation length and prenatal growth
2009; Buss et al. 2012; OConnor et al. 2013; Rifkin- (Clausson et al. 2000; Silventoinen et al. 2008; Oberg
Graboi et al. 2013; Bock et al. 2014) have each been asso- et al. 2013) and the risk of mental disorders (Kendler
ciated with long-lasting structural and functional et al. 2011), genetic predispositions may also have con-
changes in the brain regions implicated in the stress tributed to our ndings.
system. Furthermore, maternal cortisol levels during The strengths of our study include the hospital birth
pregnancy have been shown to predict psychiatric record-based data on gestational age and on birth size
symptoms in the offspring (Buss et al. 2012), and this and the long diagnostic follow-up period enabling us
effect was partially mediated by changes in childs to examine effects on psychopathology throughout a
amygdala volume. In addition, altered functioning wide age interval in adulthood. However, there are
of the brains stress system has been found among also limitations. Since we extracted data on mental dis-
patients with different mental disorders, for example orders diagnoses only from the HDR and CDR, our
among patients with depression (Vreeburg et al. 2010; ndings generalize best to severe mental disorders re-
Stetler & Miller, 2011; Carvalho Fernando et al. 2012), quiring hospitalization or contributing to death. Using
anxiety disorders (Ipser et al. 2013), post-traumatic only these registers misses the outpatient diagnosis,
stress disorder (Morris et al. 2012; Patel et al. 2012), and the generalizability of our ndings to less severe
and borderline personality disorder (Carrasco et al. psychopathology is limited. The use of only hospital
2007; Carvalho Fernando et al. 2012; Ruocco et al. 2012). discharge and causes of death registers for diagnosis
On a cellular level, the effects may be mediated identication also accounts for the rather low preva-
by epigenetic changes affecting gene expression. lence of anxiety and mood disorders in our sample.
Epigenetic DNA methylation changes are found It is also of note that we did not nd the sex-difference
among patients with mental disorders (Dempster in the prevalence of mood or anxiety disorders that is
et al. 2011; Sabunciyan et al. 2012). Such methylation usually consistently observed in population-based epi-
changes are also associated with individual differences demiological studies (Kessler et al. 2005; Steel et al.
in birth size (Shams et al. 1998; Dy et al. 2008; Michels 2014).
et al. 2011; Brzsnyi et al. 2012; Liu et al. 2012; Marsit Furthermore, since we had diagnostic data available
et al. 2012) and gestation length (Demendi et al. 2012; only from 1969 onwards, we were unable to identify
Marsit et al. 2012) and with specic prenatal or neo- those individuals who were hospitalized or who had
natal adversities (Oberlander et al. 2008; Liu et al. died with mental disorders before this year, before
2012; Wehkalampi et al. 2013), possibly particularly they reached the ages 2435 years and were not hos-
in genes regulating HPA axis function (Shams et al. pitalized again thereafter. Many mental disorders
1998; Dy et al. 2008; Oberlander et al. 2008; Brzsnyi have their onset in childhood, adolescence, or early
et al. 2012; Demendi et al. 2012; Liu et al. 2012; adulthood, and we lack information from those age
Marsit et al. 2012; Wehkalampi et al. 2013). For periods in our sample. Our ndings hence best gen-
example, reduced expression of the placental 11- eralize to mental disorders that lead to hospitalization
hydroxysteroid dehydrogenase 2 (11-HSD2) gene reg- or contribute to death between the ages 2435 and
ulating the 11-HSD2 enzyme that protects the fetus 6576 years. There are hence some false negatives in
Risk factors for severe mental disorders across adulthood 995

our sample: participants who had severe mental dis- Foundation, the Emil Aaltonen Foundation, the
orders early but not later in adulthood. A bias intro- Finnish Ministry of Education and the Finnish
duced to the ndings by this lack of information is Foundation for Paediatric Research. The funders were
possible. However, considering that a major aim of not involved in the conduct of the study or in the
the current study was to study if corresponding effects collection, management, analysis or interpretation of the
to those found previously in younger cohorts are also data.
found on mental disorders later in life, then for this
purpose the age range for the diagnostic follow-up is
Declaration of Interest
well-justied. Corresponding effects to younger ages
were indeed found, especially for SGA and post-term None.
births. On the other hand, the number of individuals
in the prenatal risk conditions was too small to References
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