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ACI STRUCTURAL JOURNAL TECHNICAL PAPER

Plastic Hinge Length of Reinforced Concrete Columns


by Sungjin Bae and Oguzhan Bayrak

As a column experiences earthquake-induced lateral displacements concrete column. The length of a plastic hinge depends on many
while supporting gravity loads, severe damage is observed in factors. The following is a list of important factors that influence
regions subjected to large moments. These regions are commonly the length of a plastic hinge: l) level of axial load; 2) moment
referred to as plastic hinges and they experience large inelastic gradient; 3) level of shear stress in the plastic hinge region; 4)
curvatures. The inelastic curvatures in plastic hinges are typically
mechanical properties of longitudinal and transverse reinforce-
assumed to be constant over the plastic hinge length, 'p' to simplify
the estimation of the tip displacement of a column. Therefore, if the
ment; 5) concrete strength; and 6) level of confinement and its
plastic hinge length is known, the tip displacement of a column can effectiveness in the potential hinge region.
easily be obtained by integrating curvatures, and vice versa. As In the 1950s and 1960s, researchersl-5 studied lp to estimate
part of the research reported in this paper, the effects of axial load the flexural deformation capacity of reinforced concrete
and shear span-depth ratio (Uh) on 'pare evaluated experimen- beams. To estimate the flexural deformation capacity, the
tally. Based on the experimental observations, a new analytical plastic rotation capacity and the lp are used
approach that can be used to estimate 'pis presented. Finally, the
research findings are synthesized into a simple expression that can
be used to estimate lp'

Park and Paulay II extended this concept to a cantilever


INTRODUCTION column. They simplified the curvature distribution along the
Numerous researchers 1-10 have suggested various length of a column using a plastic hinge (Fig. I). Using the
ex pressions that can be used to estimate the plastic hinge length second moment area theorem, they calculated the tip
lp of concrete members. Large differences exist among different displacement of a column (Eq. (2))
expressions, however, and the performance of different expres-
sions in estimating lp has not been evaluated systematically.
This paper presents test results from four full-scale
concrete columns. In addition, the effect of axial load and
shear span-depth ratio (Llh, where L is the height of a canti-
By further simplifying Eq. (2), Park and Paulay II obtained
lever column and h is the overall depth of a column) on the
the relationship between curvature and displacement ductilities
lp is investigated. A concrete compression strain method to
(Eq. (3))
estimate lp is proposed. Finally, a simple lp expression is
proposed and the influence of the estimated lp on the accuracy
of lateral load-drift predictions is studied.

RESEARCH SIGNIFICANCE
Research conducted over the past three decades has Equations (2) .and (3) have been commonly used to estimate
resulted in various constitutive relationships for concrete and the lp of concrete columns.6-9,12,13 It is interesting to note
reinforcing bars. As a result, the sectional behavior of that the curvature profile along the column is often related to
reinforced concrete columns can be reliably estimated. For a the tip displacement rather than flexural displacement. 6-9,12,13
given sectional performance, the member behavior of a
column can be estimated if lp is known. As such, estimating
the length of a plastic hinge establishes a key step in
predicting the lateral load-drift response of a column. In this
context, the work presented herein advances the state of
knowledge: 1) by providing experimental evidence on the
effects of axial load and Llh on lp; 2) by introducing a new
concrete compression strain-based method to estimate lp;
and 3) by synthesizing the research findings into a simple
expression that can be use to estimate lp'

DEFINITION OF PLASTIC HINGE LENGTH


Plastic hinges form at the maximum moment regions of
reinforced concrete columns. If lp is known, the tip displacement ACI Structural Jourllal, V. 105, No.3, May-June 2008.
MS No. S-2006-224.R3 received April 19, 2006, and reviewed under Institute
of a column can be easily obtamed by integrating curvatures. publication policies. Copyright 2008, American Concrete Institute. All rights reserved,
Therefore, accurate assessment of lp is important in relating including the making of copies unless pennission is obtained from the copylight proprietors.
Pertinent discussion including author's closure, if any, will be published in the March-
section-level response to member-level response of a April 2009 ACi Structural Jourllal if the discussion is received by November 1, 2008.
ACi member Sungjin Bae is a Structural Engineer at Bechtel Corporation, Frederick, Corley5
MD. He received his BS and MSfrom Hanyang University, Seoul, Korea, and his PhD To expand Mattock's3 work, Corleys tested 40 simply
from the University of Texas at Austin, Austin, TX. He is a Member of ACi Committee 209,
Creep and Shrinkage of Concrete, and Joint ACi-ASCE Committee 441, Reinforced
supported concrete beams subjected to single point loads.
Concrete Columns. His research interests include the behavior of concrete columns The confinement and size effects were the primary variables
subjected to combined axial load and flexure, testing of large-scale reinforced investigated. In addition, the effects of moment gradient and
concrete columns, and performancebased design of concrete columns.
amount of tension reinforcement were studied. CorleyS
ACI member Oguzhan Bayrak is an Associate Professor of civil, architectural, and reported that the length of the plastic hinge region was
environmental engineering at the University of Texas at Austin, Austin, TX. and a primarily a function of the geometry of a concrete beam and
Fellow of the Clyde E. Lee Endowed Professorship. He is Chair of Joint ACI-ASCE
Committee 441, Reinforced Concrete Columns; a member of ACI Committees 341,
that the size of a beam did not have a significant influence on
Earthquake-Resistant Concrete Bridges; E803, Faculty Network Coordinating the rotational capacity. Based on the scatter in the measured
Committee; and Joint A Cl-ASCE Committee 445, Shear and Torsion. values of the plastic hinges, he concluded that the effect
of (q - q')/% in Eq. (6) could be ignored. CorleyS suggested
In such a case, the lp in Eq. (2) and (3) can include the effects the use of a simple expression for calculating lp
of bar slip and shear displacements.
l = d- z
+0.2-
TECHNICAL LITERATURE: PLASTIC HINGE LENGTH p 2 Jd
Baker1
To investigate the moment-curvature relationship of
beams and columns, 94 beam/column tests were conducted
by six laboratories under the auspices of CEB in the 1960s. Mattock4
The main test variables included concrete strength, yield Mattock4 simplified Eq. (6) in 1967. He stated that even
strength or amount of tension reinforcement, amount of though there was considerable scatter, the trend in the
compression reinforcement, single or double concentrated observed lp could be represented reasonably well by the
loads, and axial load. Based on the test results, Bakerl following simple expression
proposed the following equation to calculate the lp
d
l = - + 0.05z
p 2

Park et al.6
Park et al.6 tested four full-scale concrete columns with
where z is the distance between the critical section and the
square sections of 22 x 22 in.2 (550 x 550 mm2) and an Uh
point of contraflexure and d is effective depth of a beam.
of 2. The axial loads applied to the column s~eciI?ens were
Baker1 reported that the lp ranged from OAd to 2Ad for in the range of 0.2f; Ag to 0.6f; Ag. Park et al. estimated the
practical values of zJd. The zJd ratio is a similar parameter l of the test specimens using Eq. (2), They concluded that
to Uh and was used to re~resent the effect of moment gradient. fue experimentally obtained lp were comparatively insensitive to
Baker and Amarakone simplified Eq. (4) to obtam the the axial load level and had an average value of OA2h, where
following h is the overall depth of the column. They suggested using a
simple lp of OAh for concrete columns.
U sing a similar approach, Priestley and Park 7 proposed the
following equation for the calculation of lp in reinforced
concrete columns

Mattock3
The su gested'lp (Eq. (9 has two components. Priestley
Mattock3 conducted 37 beam tests and investigated the 9
and Park stated that the first term mainly accounted for
effect of various parameters on the behavior of reinforced column bending, while the second accounted for bar slip due
concrete beams. The parameters studied by Mattock3 were to the elongation of longitudinal bars beyond the theoretical
concrete strength (f; = 4000 to 6000 psi [28 to 41 MPa]), base (tensile strain penetration into the joint or foundation).
effective depth of beam (d = 10 to 20 in. [254 to 508 mm]), Paulay and Priestley8 revised Eq. (9) to account for
moment gradient (zld = 2,75 to ll), amount (PI = 1 to 3%), different grades of flexural reinforcement. The revised
and yield strength (fy = 47 to 60 ksi [324 to 414 MPa]) of expression is given in Eq. (10)
tension reinforcement. Based on the test results, Mattock3
concluded that the spread of plasticity along a beam length
increased as zJd increased, and as the net tension reinforcement lp = 0.08L + 0.15dbfy (fy in ksi)
(q - q')/% decreased. Mattock3 proposed the following lp = 0.08L + 0.022dbfy (fy in MPa)
empirical relationship to calculate lp'
Paulay and Priestley8 reported that Eq. (10) resulted in
lp "" 0.5h for typical columns.

Sakai and Sheikh 14


Based on an extensive review of the literature, Sakai and
Sheikh 14 reported that the lp increased as the aspect ratio (Uh or
LID), which is nearly equivalent to the Llh, increased. expressions proposed by Bakerl and Baker and Amarakone.2
Bilinear curves illustrating the relationship between the lp This is because the behavior of concrete beams was the
and the aspect ratio were reported as trend lines by the major focus in investi%ating the lp in early research. 1-5In the
authors. They concluded that the lp was affected by the more recent research, -9 the behavior of concrete columns
amount of transverse reinforcement, axial load level, and has been the focus of lp investigations.
aspect ratio. In addition, although the effect of axial load on the lp of
concrete columns has been reported by several researchers,
Sheikh and Khoury9 the reported results can be considered contradictory. As
Sheikh and Khoury,9 Sheikh et a1.,12 and Bayrak and discussed previously, Park et a1.6 and Mendis 10 concluded
Sheikh 13reported that the measured l were approximately that the lp were insensitive to axial load levels based on their
equal to 1.0h in their column tests. is important to note :if test results. In contrast, Atalay and Penzien 15 reported that
that most of their column tests were conducted under high the spread of plasticity or the length of the damaged region
axial loads. increased as the axial load level increased. Tanaka and
Parkl6 reported that the lp increased from 0.46h to 0.75h as
Mendis10 the applied axial load level increased from O.lf~ Ag to
Mendis 10conducted tests on 13 simply supported concrete 0.3f~ Ag. The test results of Thomson and Wallace17 and
beams subjected to single point loads and examined their lp' Legeron and Paultre 18indicated that the increase of lp with
He reported that the lp increased as the Llh or the longitu- the axial loads could also be observed for high-strength
dinal reinforcement ratio increased, but decreased as the concrete columns. Therefore, an investigation into the l of
amount of lateral reinforcement increased. Based on four reinforced concrete columns is needed to: 1) reconcile differ-
column tests where the axial load levels were low (P/f~ Ag = ences encountered in the previous research; and 2) develop
0.06 to 0.20), Mendis concluded that the lp was not sensitIve an expression that can be used to estimate lp more accurately
to the level of axial load. for various axial load levels.
As discussed previously, Eq. (2) and (3) have been
PREVIOUS RESEARCH INTO PLASTIC HINGE commonly used to estimate the lp of concrete columns.6-9,12,13
LENGTH: DISCUSSION Using these equations, the lp can be estimated from measured
Various expressions, recommended for use in l estimations, tip displacements and curvatures. Tip displacements of a
were briefly discussed in the previous section. comparison A concrete column include flexural, bar slip, and shear
of the previously reported lp expressions is provided in Fig. 2. displacement components. Therefore, the lp estimated using
This figure clearly illustrates that large variations exist Eq. (2) and (3) includes the effect of bar slip and shear
among the suggested llr displacements. As shear deformations can be ignored for
It is interesting to note that most of the lp expressions do columns with moderate Llh, the lp measured in this manner
not consider axial load as a parameter, except for the will be influenced mainly by flexural and bar slip displace-
ments. The influence of various displacement components
other than flexural displacements can be observed in E~. (9)
and (10), which were ~roposed by Priestley and Park and
Sheikh and Khoury 9 (#9 bar)}
(#7 bar)
.
Paulay & Priestley
R Paulay and Priestley. These equations have two separate
~
-"" I .. ' +(o.SP.)}
terms that take into account the effect of flexural and bar-slip
.c
e;,
c
~ 0.8
... ' . .
..
.'
'

.. '
---. +(O.3P.)

. +-(O.OP.)
Baker I displacements. By relating the curvature distribution along
the column shown in Fig. 1 to the tip displacement rather
Q)
than flexural deformations, the lp in Eq. (2) and (3) includes
g 0.6
I the effects of bar slip and shear displacements. Conversely,
~ 0.4 the displacements calculated through the use of the lp expression
0:'" derived in this manner implicitly account for dIsplacement
components other.than the flexural displacements.
As flexural displacements are directly related to curvatures,
it is more appropriate to relate the lp to the flexural displacement
component only. Bar slip and shear displacements have to be
estimated independently. Subsequently, the tip displacement
can be estimated by summing these displacement compo-
nents. Following this logic, a new lp expression is proposed
in this study.

PLASTIC HINGE LENGTHS: COLUMN TESTS


To investigate the effect of Llh and axial load (P/Po)' four
full-scale concrete columns were tested under moderate to
high axial load levels and reversed cyclic displacement
excursions. Figure 3 illustrates the test setup used in this
research. The test frame, shown in Fig. 3, can be used to
apply and maintain an axial load up to 2000 kips (8900 kN)
and reversed cyclic moments as large as 4000 ftkips
(5400 kNm). White arrows in Fig. 3 illustrate the axial force
applied by the hydraulic ram and the loads applied by two
actuators that were used to impart reversed cyclic base
. (1)
~
Loading Direction

Longitudinal steel Transverse steel


b x h, f;, f,/, J;'h'
Specimen in. x in. (mm x mm) ksi (MPa) Size p/,% ksi (MPa) Size 511' in. (111m) P.,., % ksi (MPa) As//Ash.ACI P/P'/
S24-2UT 24 x 24 (610 x 61 0) 63 (43.4) No. 7-1 (22M-I) 1.25 73 (50.3) NO.4-I (13M-I) 3-3/4 (95) 2.04 62 (42.7) 1.09 0.5
SI7-3UT 17.25 x 17.25 (440 x 440) 6.3 (43.4) NO.5 (16M) 1.25 72 (49.6) No.3-I (10M-I) 3-3/8 (86) 1.76 72 (49.6) 1.12 0.5
24-4UT 24 x 24 (610 x 610) 5.3 (36.5) No. 7-2 (22M-2) 1.25 58 (40.0) No. 3-2 (I OM-2) 6 (152) 0.72 66 (45.5) 0.44 0.2
S24-5UT 24 x 24 (610 x 610) 6.0 (41.4) No. 7-2 (22M-2) 1.25 58 (40.0) No. 4-2 (13M-7) 6 (152) 1.30 63 (43.4) 0.74 0.2
Ps = volumetric ratio of transverse reinforcement to concrete core.

t Po = 0.85f: Ac + f,'IAr

rotations. The shear forces at hinges are shown with black (438.15 in.) square section (Uh = 7). Figure 4 shows that the
arrows. Table 1 shows the details of the specimens tested in severely damaged regions of Specimens S24-2UT and
this research program and the magnitude of the axial load S l7-3UT are longer than those of Specimens S24-4UT and
that was applied to each specimen during testing. A S24-5UT. The tie strains measured along the column specimens
detailed discussion of this experimental research can be at the 20th loading cycle in Fig. 4 also illustrate that
found elsewhere 19 and is considered to be beyond the scope Specimens S24-2UT and S17-3UT experienced inelastic tie
of this paper. strains over a longer length than Specimens S24-4UT and
The damage observed within the plastic hinge region of S24-5UT. Many ties in Specimens S24-2UT and S 17-3UT
each test specimen and the corresponding tie strains along experienced larger inelastic strains after the 20th loading
the columns are shown in Fig. 4. Specimens S24-2UT and cycle than the measurement limits of strain gauges. Therefore, it
S24-3UT were tested under an axial load level of 0.5P 0' can be concluded that, for the specimens tested in this study,
while Specimens S24-4UT and S24-5UT were tested under lp increased as the level of axial load increased.
a lower axial load level of 0.2P O' Specimens S24-2UT, Figure 5 illustrates the sectional and member performances of
S24-4UT, and S24-5UT had 24 in. (609.6 mm) square Specimens S24-2UT and S24-4UT. Specimen S24-2UT and
sections (Uh = 5), whereas Specimen S17-3UT had a 17.25 in. S24-4UT have the same section size (h = 24 in. [610 mm)) and
Uh = 5. These specimens were tested under different axial load gravity loads, plastic hinges form within the core concrete.
levels (P/Po = 0.5 for Specimen S24-2UT and P/Po = 0.2 for The magnitude of damage in concrete members is closely
Specimen S24-4UT). Figure 5(a) illustrates that the sectional related to the intensity of concrete compressive strains
performance of Specimen S24-4UT is somewhat better than measured at critical sections. Under increasing curvatures,
that of Specimen S24-2UT with respect to deformation concrete strains on the compression side of the member
capacity. The opposite trend can be observed from the member increase. As the concrete compressive strains increase and
performances, however, as shown in Fig. 5(b). The reversal in reach a critical value, the cover concrete spalls off. Subse-
the trends is attributed to the difference observed in the lp of quently, yielding of longitudinal bars on the compression
Specimens S24-2UT and S24-4UT. side occurs. This is followed by crushing of the core
concrete. With accumulation of damage under increasing
PLASTIC HINGE LENGTH: CONCRETE compressive strains, plastic hinges form. Experimental
COMPRESSION STRAIN METHOD observations6,19 indicate that the plastic hinges start to form
Estimating the length of a plastic hinge that forms in a after the maximum moment capacity is reached. Therefore,
reinforced concrete column through the use of a sophisti- the magnitude of concrete compressive strains experienced
cated computer program is complicated. Because of this by the core concrete when the maximum moment capacity is
difficulty, the estimation of lp has typically been based on reached at the critical section of a column can give a good
experimental data. A plastic hinge is defined as the zone indication on the formation of a plastic hinge. To estimate the
where severe damage of concrete sections occurs. By length of a plastic hinge that may form at the base of a reinforced
observing that large cracks typically occur at curvatures concrete column, the following procedure is proposed:
greater than the yield curvature, some researchers20,21 1. The moment-curvature response of a typical column
attempted to relate the yield moment to the lpo This approach section within the potential plastic hinge region is obtained
is practical when the curvature increases With moment (that from a sectional analysis (Fig. 6(a)). In the sectional analysis,
is, in the ascending branch of the response), but the application core concrete is modeled as confined concrete, while cover
of this approach to members that experience post-peak concrete is modeled as unconfmed concrete. Bar buckling
strength degradation is questionable. behavior in compression reinforcement is not considered
In this section, a concrete compression strain method that because the ascending branch of the moment-curvature
can be used to estimate the lp of concrete columns is introduced. relationship is of concern. Reinforcing bar buckling is not
Following the description of this concrete compression strain experienced within the ascending branch of the response;
method, the key factors that influence the length of plastic 2. Neglecting the second order effects, the bending moment
hinges are identified by conducting sensitivity analyses. diagram is drawn along the column height (Fig. 7(c)). The
Based on the results of the sensitivity analyses, a simple moment value at the center of the potential plastic hinge
expression that can be used to estimate the length of the (-0.5h away from the base) is assumed to be equal to the
plastic hinges is proposed. Finally, the influence of the lp maximum moment capacity of the section obtained from the
estimations on the lateral load-displacement response sectional analysis in Step 1. This assumption would imply that
predictions is discussed. the sections between the center of the plastic hinge and the
base of the column have a larger flexural capacity than
Compressive strain profile of core concrete predicted using the sectional analysis. The shift in the location
As reinforced concrete columns are subjected to earth- of the critical section (Fig. 7(d)) is due to the confinement
quake-induced lateral displacements while supporting provided by the concrete stub to the neighboring sections. This
effect, commonly referred to as the stub confinement effect,
(a)
1.2
has been observed in previous experimental research6,9,13,18,22;
0.8
3. Using the bending moment diagram from Step 2 and the
sectional analysis' results (Fig. 6(b)) from Step 1, the
i !
~ 0 ::: 0 compressive strain experienced by the outer fiber of core
>
" concrete can be determined for a sufficient number of
sections along the length of a column. If these compressive
strains are plotted along the length of a column, the compressive
concrete strain profile along the length of a column can be
"" obtained (Fig. 7(d));
Normalized lateral Load-Displacement
Backbone Curves 4. The compressive strains at the outer fiber of the core
concrete are equal to the reinforcing bar strains. In effect, the
compressive strain profile obtained in Step 3 represents the
Curvature ()(10~ Imm) variation of compressive longitudinal bar strain along the
20 40 60 length of a column. By examining the compressive strain
profile, such as the one shown in Fig. 7(d), the length of the
1200 _ 1200
0: 1500 E 0.
Layer of concrete used
1500 E region in which longitudinal bars are yielding in compression
~
'" 900 ~ ':"E 900 ~ can be estimated. The identification of this length establishes a
! 5l
Iii
c 1000 1000 ~

0
~ 600
0
~ 600
~ key step in estimating the lp of a column; and
" 300
500
" " 500 " 5. As indicated in Step 2, the critical section shifts away
o 0 o 0 from the face of the stub due to additional confinement
o 500 1000 1500 2000 o 0.005 0.Q1 0.015 0.02
effects provided by the stub. Because of the additional
Curvature ()(10~fin.) Strain at Outer Layer of Core Concrete
confinement provided by the stub to adjacent sections,
sections within a distance of approximately 0.25h from the
stub remain nearly undamaged. Therefore, to estimate the
M""" from sectional
analysis (Fig. 6)

\
center of plastic hinge

__
i +

"O.25h "O.5h
o o 500 1000 1500 o 400 800

)
M (Itkip) $ (x10"/in.)
,
! I , ,

o 1000 2000 o 20 40
M (kNm) $ (x10"/mm)
Damage on Moment Diagram Compressive Curvature Profile
Column Strain Profile

Intact area due to confinement


effects of the stub
I :. L == O.95h
p 1.2h O.25h I

length of the plastic hinge region, where columns are


:Jl
expected to dissipate large amounts of inelastic energy by d1l
undergoing large inelastic deformations, 0.25h is subtracted ~ 1.3h

from the overall length in which compressive reinforcing bar g


strains greater than the yield strain are calculated. g
.!!2
o
The curvature profile depicted in Fig. 7(e) also shows a
similar trend in the compressive strain profile shown in o 0.002
Compressive Strain
Fig. 7(d). Hence, the use of curvature distribution along the
height of a column can be considered as an alternative for
identifying the zone in which inelastic curvatures are localized.
:Jl :Jl
While this curvature profile has been used by some
researchers,20,21 the use of the compressive strain profile ',g""E ',g""E
facilitates a clearer observation of the effect of axial loads on l'l l'l
the lp' In addition, because the damage in concrete is more lij 0.5h lij 0.5h
in in
closely related to the magnitude of the concrete strains than o o
the curvatures, compressive strains were used in the method
described previously.
In this approach, it is assumed that plastic hinges start to
form when the maximum moment capacity is reached and,
therefore, important information on the plastic hinge formation
can be obtained by analyzing the compressive strain profile effect of axial load level (PIPo)' L/h, and the amount of
when the maximum moment is reached. It is important to longitudinal reinforcement (PI = AsIAg) are investigated.
note that the lp predicted in this manner can be used to
estimate flexural deformations only because sectional Axial load level
analysis is used as the basis of calculations. To calculate To study the effect of axial load on the lp" a s~uare
the tip deformation of columns, deformations due to bar slip column (24 x 24 x 120 in.3 [610 x 610 x 3048 mm ]) is
and shear deformations need to be calculated separately and studied. The percentage of longitudinal reinforcement is kept
added to the flexural deformations. constant at 1% (PI = 0.01) and the ratio of the center-to-center
The lengths of the potential plastic hinge regions of distance of extreme reinforcement layers to the overall column
Specimens S24-2UT through S24-5UT are estimated by depth (y) is assumed to be 0.8. A concrete strength of 6000 psi
using the analysis procedure described previously. By using (41.4 MPa) is used. The yield and ultimate strength of
the compressive strain profiles along heights of the test reinforcing bars are assumed to be 60 and 90 ksi (414 and
specimens, the lp were estimated and the results of these 621 MPa), respectively. The curvature and compressive
analyses are shown in Fig. 8. This figure illustrates that the concrete strain profiles along the length of the columns are
proposed method provides good estimations for the lp of the investigated for various axial load levels. Figure 9 illustrates
column specimens tested in this study. a summary of the results of the analyses. As can be observed
in this figure, the curvature profiles do not effectively show
PARAMETRIC STUDY ON PLASTIC HINGE LENGTH the effect of axial load level. Unlike moment-curvature
It was shown that the proposed concrete compression relationships, the curvature profiles in Fig. 9(a) show curvature
strain method provided good estimations for the lp of the profiles along the column height. In moment-curvature
columns tested in this study. Using the proposed method, the relationships, the effect of axial load influences the strength
influence of various parameters on the lp is studied. The and stiffness. As these curvature profiles provide only
Curvature(~, xl0"'mm) 1.5
o 5 10 15
'2
1.25
2"
5 ~Q

~ 4 0.5P. e;,

C
~ OAPo OJ
aJ
g
3 0.3P.
02P.
-'
OJ
0.75
OJ
.:= 2 c
0.5
g i'
u
'" 1
u; t; 0.25
<5 ro
o 0::
o 100 200 300 400 500 0 0.001 0.002 0.003 0

Curvature(~, x10"'in.) CompressiveStrain(",,) 2 4 6 8 10

Fig. 9-Effect of axial load on curvature and compressive Fig. ii-Relationship between plastic hinge length and
strain profiles. shear span-depth ratio.

Chapter 21 of the ACI Building Code23 requires closely-


'2
~ 1.25 spaced transverse reinforcement be provided over a length
(10) from a joint face where flexural yielding is likely to
0,
c occur as a result of large inelastic lateral displacement of
OJ
~ 0.75 columns. The required length (10) of the ACI Code is the
OJ largest of the overall depth of a column, 1/6 of the clear
0.5
height of a column, or 18 in. (457 mm). Figure 10 shows that
u
~ 0.25 the estimated lp approaches 0.8h at an axial load ofO.52Po
ro
0:: (= <j>Pn,max= <j> x 0.8Po = 0.65 x 0.8Po)' which is the
maximum axial load permitted in the ACI Building Code.23
It is important to note that in the process of estimating the lp'
a distance of 0.25h from the face of the stub is subtracted, as
discussed in the procedure of concrete compression strain
Fig. iO-Relationship between plastic hinge length and method. Therefore, the total length from a joint face has to
axial load. be considered as the sum of the 17 and a distance of 0.25h
from the joint face. Accordingly, t~e total length from a joint
curvatures but not corresponding moments, however, the face is 1.05h at an axial load of 0.52Po' which is close to the
effect of axial load is not reflected in these curvature profiles. ACI required length (10) of 1,0h. An examination of Fig. 1,
In contrast, the compressive strain profiles clearly illustrate however, shows that the length of the region where large
the influence of axial load. inelastic curvatures develop will be longer than the equivalent
For each case studied in Fig. 9, the length of the plastic plastic hinge region. Therefore, the required length of
hinge is estimated using the procedure described previously. closely-spaced transverse reinforcement needs to be larger
In other words, the spread of reinforcing bar yielding in than the estimated plastic hinge region of 1.0h from the joint
compression is examined to establish the length of the plastic face. In summary, the potential I specified by ACI 318-0523
hinges. Figure 10 summarizes the results of this analysis, is likely to be unsatisfactory for columns supporting high
shown in Fig. 9(b). As can be seen in this figure, the length axial loads.
of the plastic hinge is nearly constant for low axial loads
(P ~ 0.2Po)' For low axial loads, the lp is approximately
Shear span-depth ratio (U h)
equal to 0.25h. Starting at an axial load of approximately
Researchers 1-5,7,8,10recognized that the length of a plastic
0.2Po' the lp increases with increasing axial loads. It is
interesting to note that Mendis 10 reported that the lp hinge is influenced by the L/h. To investigate the influence
measured in the columns tested in his research were not of the Uh on the lp' a series of analyses were conducted. At this
sensitive to the axial load level. Considering the fact that all stage of the parametric study, a 24 x 24 in.2 (610 x 610 mm2)
square column with varying Uh is considered. The longitudinal
of the columns studied by Mendis10 were tested under low
axial load levels (P ~ 0.2P 0) and bearing in mind the findings reinforcement is kept constant (PI = 0.01) and a y value of 0.8
of this parameuic studa' (summarized in Fig. 10), the conclusion is used. The results of the analyses are summarized in Fig. II.
reported by Mendis I can be better appreciated. As can be observed in the figure, the lp increases with
The lp estimate of 0.25h (Fig. 10) can be compared with increasing L/h for a given axial load level. For low axial
O.4h recommended by Park et al.6 and 0.5h recommended by loads (~ 0.2P 0)' however, the increases observed in lp with
Paulay and Priestley. 8 The differences observed in the lp increasing L/h are insignificant.
estimates can be attributed to the displacement components For a given L/h, the lp increases with increasing axial
used to estimate the lp' Only flexural displacements are loads. The increases in lp observed at small L/h (2 < L/h < 3)
considered in the proposed analysis, as the strains experienced are less pronounced than those observed at a large L/h. It is
by compression bars are obtained from the moment-curvature interesting to note that Park et a\.6 tested a series of columns
relationships. On the other hand, the tip displacements are with an L/h of 2.2. Based on the test results, they concluded
used in estimating the lp by Park et al.6 and Paulay and that the lp was not affected by the axial loads and recommended
Priestley.8 As discussed previously, tip displacements a lp of O.4h. Figure 11 clearly illustrates that for an L/h of2.2,
include bar slip and shear deformation components in addition the effect of axial load on the lp is relatively small in comparison
to the flexural deformations. with the effects seen at high L/h.
Amount of longitudinal reinforcement (PI = AsIAg) various displacement components and summing them
Mattock3 reported that the Ip increased with a decrease in together. Those displacement components considered in
the net tension reinforcement As -A; )IAb, where As is the calculating the tip displacement of a column are: 1) flexural
area of tension reinforcement, A; is the area of compression displacements; 2) fixed-end rotations resulting from the slip
reinforcement, and Ab is the area of balanced reinforcement). of longitudinal bars out of joints; and 3) shear displacements.
The effect of net tension reinforcement was further studied The additional displacements due to secondary moments
by Corley.5 In contrast, recently, MendislO reported that the
generated by the P-I'o. effect are also included.
~ increased with an increasing amount of tension reinforcement.
It is important to note that these conclusions3.5.10 were primarily The Ip estimated by using Eq. (11) are used in calculating
based on the results from tests conducted on reinforced flexural displacements to approximate the descending part of
concrete beams. the lateral load response of concrete columns. A detailed
Due to the lack of consensus among various researchers, description of Eq. (11) can be found elsewhere. 19
the amount of longitudinal reinforcement has been ignored
in most previous proposals for estimating the Ip' To study the Curvature (x10"'mm)
effect of longitudinal reinforcement on Ip' a 24 x 24 in.2 (a) 0 0.3 06 09
(610 x 610 mm2) square column with a column height of 2500

120 in. (3048 mm), a Uh of 5, and a y value of 0.8 is studied. _ 2000


The results of the parametric study conducted on a 24 x 24 in.2 ""a.
;g. 1500
(610 x 610 mm2) square column are summarized in Fig. 12 C
and 13. As can be observed in Fig. 12(a), the post-cracking ~ 1000
o
stiffness and strength of the column sections increase with ::;;;

increasing reinforcement ratios.


The curvatures and reinforcing bar strains on the compression o
o 5 10 15 20 25
side are evaluated at maximum lateral load capacity and Curvature (x10"'in.)
plotted along the height of the column (Fig. 12(c) and (d.
An examination of the curvature and compressive strain
profiles along the height of the column indicates that with
P=0.3Po
increasing longitudinal reinforcement ratio (PI), the length of
the plastic hinge increases. Figure 13 also indicates this trend
V"
for various axial load levels. For all of the axial load levels,
Ip increases with increasing PII values.

PLASTIC HINGE LENGTH: NEW EXPRESSION


The previous discussion using the proposed concrete
compression strain method shows that axial load, Uh, and
the amount of longitudinal reinforcement are main parameters
for estimating the length of a plastic hinge. Based on this Curvature, '" Strain, &,

observation, a linear relationship between these parameters Curvature Profile Compressive Strain
(PIP0' Uh, andA/Ag) is assumed in developing the Ipexpression Profile

for simplicity. Least squares analyses were conducted to


identify a coefficient for each parameter using the UW /PEER Fig. 12-M oment and curvature curves with various amount
column database. Key features of the column database used of longitudinal reinforcement (P = O.3P0)'
for this purpose can be found elsewhere. 19 A new Ip expression
of Eq. (11) is proposed from a series of least squares analyses 2
'2
~
=e;,
.r: 1.5
c
Q)
-..J
Q)
0>
C
I
In the process developing the proposed Ip expression, a Ll 0.5
~
computer program is used to estimate the response of column
a::'"
specimens. The drift capacities of columns are estimated and 0

compared with experimentally measured drift capacities. 0 2 4 6 8 10

The computational algorithm used in this computer program


is illustrated in Fig. 14. As seen in Fig. 14, the tip
displacements of columns are calculated by estimating

Specimen Baker! Codey5 Mattock4 Park et al.6 Paulay and Priestley8 Sheikh and Khoury9 Measured Eq. (II)
S24-2UT O.60h O.49h O.70h OAOh O.80h l.OOh O.66h O.69h
SI7-3UT O.65h O.52h O.80h OAOh O.96h I.OOh O.91h O.86h
S24-4UT O.62h OA9h O.70h O.40h O.12h l.OOk OA9h O.25h
S24-5UT O.56h OA9h O.70h OAOh O.12h I.OOh OA7h O.25h

ACI Structural Journal/May-June 2008 297


PLASTIC HINGLE LENGTH:
ESTIMATIONS AND EXPERIMENTS
To examine the accuracy of Eq. (11), the Ip of four full-
scale concrete column specimens are estimated using
various expressions and compared with the measured ip' as
shown in Table 2. This table illustrates that the use of Eq. (11)
results in good estimates for all test specimens. For specimens
tested under low axial loads (Specimens S24-4UT and
S24-5UT), Eq. (11) gives somewhat smaller ip than the
measured values. This is due to the fact that only flexural
displacements are considered in deriving Eq. (11). The
comparison of damaged specimens after tests (Fig. 8) shows
Flexural
Establish
displacement:
M-diagram and +-diagram
that the estimated ip by Eq. (11) are similar to sizes of
Calculate ~ from +-diagram
severely damaged regions.
Displacement due to bar srp
Calculate the extension of bars, u. altha base
Calculate 6...., from AlslWal & SaalClO lu2-l
For further evaluation, responses of test specimens are
estimated by using a computer program, which is described
in Fig. 14. The sectional and member responses of the test
specimens are used as bases of comparison. The Ip estimated
Secondary
Calculate
moment due
the secondary
to P-A effect"
moment due to PA
by various expressions including Eq. (11) are used in
effect
generating the member responses. The measured ip are also
use.d for this purpose. It is important to note that only the
flexural displacements and the magnified displacements
due to the P-!.l effect are used to get member responses
when Ip expressions other than the proposed are used (as
these ip expressions include the effect of other displacement
components and these displacements should not be
accounted for twice).
The estimated moment-curvature and lateral load-drift
plots of Specimens S24-2UT and S17-3UT (tested under
high axial loads) are illustrated in Fig. 15. As can be seen in

Curvature (x10~ /mm)


-60 -40 -20 0 20 40 60
2000 120 500

1500 400
1000 80
300
'ii: 1000 'ii: Z
:i 500 ~ ;g. 40 200 :!!.
500 Z 'tl 100 'tl
~ :!!. III III

C 0 0 C ...J0 0 0 ...J0
Ql Ql

E -500 E ~ -100 ~
0
::E
500 0
::E
$ -40 -200 ~
-1000 ...J
III
...JIII
-300
1000 -1500 -80
-400

-1500 -2000 120 -500


2000 -1000 0 1000 2000 -4 -2 0 2 4
Curvature (x106/in) Drift (%)

(a) S242UT

Curvature (x10-6/mm)
-60 -40 -20 0 20 40 60
500 40
400
30 1: Parl<elal.
2: Paulay & Priestley
I
.: MatChingpoint from les 150

300 3: Sheikh & Khoury 100


'ii: 'ii: 20 Z
:i
200 E ;g. 4: Measured plastic hi
:!!.
200 5: Eq. (11)
100 Z 'tl 10 'tl
~ :!!. III 3& III

C 0 0 c ...J0 ...J0
Ql Ql

E -100
200 E ~ -50
~
0
::E -200
0
::E ~ $
...JIII -20 ...JIII
-300 -400 -100
-400 -30
-600 -150
-500 -40
2000 -1000 0 1000 2000 -4 -2 0 2 4
Curvature (x106/in) Drift (%)
Curvature (x10-ll/mm)
-200 -100 0 100 200
1000 100
1200 400
800 80
300
600 800 60
c: c:
;g, 200 Z
:i:
400
400
E 40
~
200 Z "tl 20 100 "tl
~ ~ III
0
III
0
C
G>
0 0 c
G>
...J 0 0 ...J
E -200
-400 E ~ -20 -100 ~
0
-400
0 2 -40 2
:! :! III
...J -200 III
...J
-600 -800 -60
-300
-800 -80
-1200 -400
-1000 -100
-6000 -4000 -2000 0 2000 4000 6000 -8 -2 0 4 8
Curvature (x10-6/in) Drift (%)
(a) S24-4UT

Curvature (x10-ll/mm)
200 -100 0 100 200
1000 100
.: Matching point from test
800
1200
80 1: Park etal.
2: Paulay & Priestley
I 400
300
600 800 60
c: c: 3: Sheikh & KhOUry
200 Z
:i:
400
400
E ~ 40 4: Measuredplastic hi
5: Eq. (11) ~
200 Z "tl 20 100 "tl
~ ~ III
0
III
0
...J
C
G>
0 0 c
G>
...J 0 0

E -200
-400 E ~ -20 -100 ~
0
-400 0 2 -40 2
:! ~ III
...J 200 III
...J
-600 -800 -60
-300
-800 -80
-1200 -400
-1000 -100
-6000 -4000 -2000 0 2000 4000 6000 -8 -2 0 4 8
Curvature (x10-ll/in) Drift (%)
(b) S245UT

Fig. IS, the use of the lp expression proposed by Park et a1.6 1. In light of the experimental data on four full-scale
(lp = OAh) results in considerable underestimation of the drift concrete column tests, ACI 318-0S23 provisions for the
capacity. In contrast, the expressions proposed by Paulay length of the potential plastic hinge regions were found to be
and PriestleyS (lp = 0.8h) and Sheikh and Khoury9 (lp = 1.0h) slightly unconservative for columns supporting high axial
result in satisfactory predictions. The same trends can be loads. Although the experimental evidence is not exhaustive,
observed for Specimen S17-3UT, as shown in Fig. IS. it may be prudent to increase the length of the region in
Results of the analyses conducted on Specimens S24-4UT which closely-spaced ties are used from 1.0h to l.Sh from
and S24-SUT are included in Fig. 16. These specimens were the joint face until further experimental evidence is gathered;
tested under low axial load levels. Figure 16 shows that the 2. The level of axial load influenced the length of the
use of the lp expression proposed by Park et a1.6 (lp = OAh) plastic hinges that formed in the full-scale column specimens
results in a reasonably good estimation for the drift cajacity. tested in this research. Specimens tested under high axial
The expressions proposed by Paulay and Priestley (lp = loads developed longer plastic hinges than those tested under
O.12h) and Sheikh and Khoury9 (lp = 1.0h), however, result low axial loads; and
in overestimated predictions of the drift capacity. Therefore, 3. The following equation, developed in this research, can
it can be concluded that the use of some lp expressions work be used to estimate the length of the plastic hinges forming
for high axial loads, whereas they fail to provide satisfactory in columns supporting a wide range of axial loads.
estimates for low axialloads and vice versa. The use ofEg. (11),
however, results in satisfactory predictions both for high and
low axial load levels. In performance-based design, prediction
of the deformation capacity of reinforced concrete columns
~ [0.3(:) + 3(~) - 0.1 J(~ + 0.2S ~ 0.2S
is important. An analysis of Fig. IS and 16 clearly shows the
influence of the lp estimations on the drift capacity predictions. NOTATION
This analysis indicates the value of an expression that can Ab area of balanced reinforcement
provide reasonable estimations for lp forming in columns Ag gross area of concrete section
supporting high or low axial loads. As area of tension reinforcement
A; area of compression reinforcement
b width of compression face of member
SUMMARY AND CONCLUSIONS c distance from extreme compression fiber to neutral axis
Based on the experimental and analytical research into the d effective depth of beam
seismic behavior of concrete columns reported in this study, db diameter of longitudinal reinforcement
the following conclusions can be drawn: f~ compressive strength of concrete
yield stress of reinforcement II. Park, R., and Paulay, T, Reinforced Concrete Structures, John Wiley
overall depth of column and Sons, New York, 1975,769 pp.
0.7 for mild steel
0.9 for cold worked steel 12. Sheikh, S. A.; Shah, D. v.; and Khoury, S. S., "Confinement of High-
I + 0.5(P!Pu) Strength Concrete Columns," ACI Structural Journal, V. 91, No. I,
0.9 - (0.3123.5)(f~ - 11.7) (f~ in MPa) Jan.-Feb. 1994, pp. 100-111.
distance from critical section to point of contraflexure 13. Bayrak, 0., and Sheikh, S. A., "Confinement Reinforcement Design
plastic hinge length Considerations for Ductile HSC Colunms," Journal of SlnlclUral Engineering,
applied axial force ASCE, V. 124, No.9, Sept. 1998, pp. 999-1010.
0.85f~ (Ag -As) + fyAs
14. Sakai, K., and Sheikh, S. A., "What Do We Know about Confinement in
nominal axjalload capacity as per ACI 318-0523
tension reinforcement index (= A/bd xfylf~) Reinforced Concrete Columns? (A Critical Review of Previous Work and
compressive reinforcement index (= A; !bd xf/f~) Code Provisions)," ACI Structural Journal, V. 86, No.2, Mar.-Apr. 1989,
balanced tension reinforcement index (= AtJbd xf!f~) pp. 192-207.
distance of critical section to point of contraflexure 15. Atalay, M. B., and Penzien, J., "The Seismic Behavior of Critical
plastic djsplacement Regions of Reinforced Concrete Components as Influenced by Moment,
yield displacement
Shear and Axial Force," Report No. EERC 75-19, University of Cabfornia
elastic concrete compressive strain
at Berkeley, Berkeley, CA, Dec. 1975,226 pp.
maximum concrete compressive strain
curvature (Eq. (2)) 16. Tanaka, H., and Rark, R., "Effect of Lateral Confining Reinforcement on
yield curvature the Ductile Behavior of Reinforced Concrete Columns," Research Report
plastic rotation 90-2, Department of Civil Engineering, University of Canterbury,
A/All Christchurch, New Zealand, June 1990,458 pp.
longitudinal reinforcement ratio
17. Thomson, J. H., and Wallace, J. W., "Lateral Load Behavior of
Reinforced Concrete Columns Constructed using High-Strength Materials,"
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