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CURRENT CONCEPTS

Therapeutic ModalitiesAn Updated Review for the


Hand Surgeon
Tristan L. Hartzell, MD, Roee Rubinstein, MD, Mojca Herman, MA

The number of therapeutic modalities available to the hand surgeon has greatly increased
over the past several decades. A field once predicated only on heat, massage, and cold
therapy now uses electrical stimulators, ultrasound, biofeedback, iontophoresis, phonopho-
resis, mirror therapy, lasers, and a number of other modalities. With this expansion in
choices, there has been a concurrent effort to better define which modalities are truly
effective. In this review, we aim to characterize the commonly used modalities and provide
the evidence available that supports their continued use. (J Hand Surg 2012;37A:597621.
Copyright 2012 by the American Society for Surgery of the Hand. All rights reserved.)
Key words Modalities, rehabilitation, therapy.

upper extremity disorders number of modalities available has greatly increased. A

T
HE MANAGEMENT OF
depends on the collaboration of patient, physi- field initially predicated on massage, heat, and cold now
cian, and therapist. Frequently, though, it is the employs ultrasound, phonophoresis, electrical stimula-
hand therapist who spends the most time with the pa- tion, iontophoresis, low-level laser treatment, biofeed-
tient, controlling edema, pain, and joint contractures back, compression pumps, and many others (Table 1)
while maximizing tendon gliding, strengthening, and a as part of a multimillion-dollar industry. With this rise
return to meaningful functional use. To achieve these in treatment choices, it is important to remain current on
goals, therapists may employ a number of therapeutic the science behind the hyperbole.
modalities. It is our goal to provide an update on the commonly
The use of therapeutic modalities to help strengthen, used therapeutic modalities in hand surgery, to allow
relax, and heal the injured part has been present for hand surgeons to decide how best to prescribe them for
centuries. Since Hippocrates began using hydrotherapy their patients.
and massage, natural therapeutic methods such as sun-
light, warm springs, and warm mud have given relief to THERAPEUTIC HEAT
millions of people. Only recently has an attempt been Overview
made to better understand therapeutic modalities and Heat therapy refers to the application of heat to the body
how to use them most effectively.1 for pain relief, decreased joint stiffness, muscle spasm
As we attempt to create a more exacting science, the relief, increased collagen extensibility, increased blood
flow, and improved healing, and to aid in the resolution
From the Department of Orthopedic Surgery, David Geffen School of Medicine at UCLA, Los Angeles;
and the Advanced Therapy Center, Torrance, CA. of inflammatory infiltrates, edema, and exudates.2 4 It
Received for publication April 20, 2011; accepted December 27, 2011.
is also called thermotherapy and can take the form of a
heating pad, heat lamp, whirlpool, paraffin bath, ultra-
Current Concepts

No benefits in any form have been received or will be received related directly or indirectly to the
subject of this article. sound, and many others. In humans, the range of ther-
Corresponding author: Tristan L. Hartzell, MD, Department of Orthopedic Surgery, Box apeutic tissue temperatures is 41 to 45 C.2 4
9569902, David Geffen School of Medicine at UCLA, Los Angeles, CA 90095-6902; e-mail: Heat is classified by its depth of penetration
tristanhartzell@gmail.com. superficial or deep. Superficial modalities include
0363-5023/12/37A03-0038$36.00/0 moist hot packs, sand bags (Fig. 1), heating pads,
doi:10.1016/j.jhsa.2011.12.042
paraffin baths, heated air with circulating solid

ASSH Published by Elsevier, Inc. All rights reserved. 597


598 THERAPEUTIC MODALITIES

particles, hydrotherapy, circulated moist air, and Whirlpool tanks work by convection and can si-
infrared radiation. These methods are not able to multaneously debride.
heat beyond a depth of 2 to 3 cm owing to patient
intolerance, tissue resistance to heating, and the Evidence
1 Evidence to support increased stretching and decreased
bodys response to local heating. The 3 deep
modalities of heat are ultrasound, shortwave dia- joint stiffness with heat therapy centers on the fact that
thermy, and microwave diathermy. Ultrasound is the viscoelastic properties of collagen change with ris-
by far the most commonly ing temperature. At human
employed because of its EDUCATIONAL OBJECTIVES body temperatures (37C),
ease of use, safety profile, Discuss the various modes of heat transfer. collagens length-tension
and greater depth of heat- State the evidence behind heat therapy with reference to changes in the curve displays elastic proper-
ing. viscoelastic properties of collagen. ties, but as it is heated to
Heat is also categorized Describe the Huntington response to cold application. therapeutic range tempera-
by its mode of heat trans- Discuss the differences between thermal and nonthermal ultrasound. tures (41 to 45C) it be-
ferconduction (hot packs, comes more viscous.2 As a
Summarize the evidence for the use of transcutaneous electrical nerve result, there is presumed in-
heating pads, and paraffin
stimulation (TENS) for acute and chronic pain in adults.
baths), convection (flu- creased collagen extensibil-
List the various types of biofeedback.
idotherapy, hydrotherapy, ity and improvement in
and circulated moist air Earn up to 2 hours of CME credit per JHS issue when you read the related stretching with therapeutic
heat), or radiation (infrared articles and take the online test. To pay the $20 fee and take this months heating.
radiation, ultrasound, and test, visit http://www.jhandsurg.org/CME/home. However, for superficial
microwave diathermy). heating modalities the hid-
Conduction is the direct exchange of kinetic energy den question is whether they
between objects in contact. Convection is the transfer are actually able to achieve these temperatures for the
of energy from 1 place to another by the movement target tissues collagen to become more viscous. To
of fluids. Moist heat is more effective at warming help answer this, Borrell et al5 measured the tempera-
tissues than dry heat because water transfers heat ture change in healthy male hands at a depth of 0.5 cm
more quickly than air. Finally, radiation is the trans- beneath the skin for joint capsule and muscle heated by
fer of energy by transmission of electromagnetic hydrotherapy, paraffin wax, and heated air with circu-
radiation. It has the advantage of directly targeting lating solid particles. They found that all resulted in a
the areas to be heated (muscle, joints, and nerves) minimum 6.0C and 4.3C temperature increase for
without relying on the transfer of heat through the joint capsule and muscle, respectively. The authors con-
overlying layer of skin. cluded that heating down to 1.2 cm is more effective
Several of the more commonly used heating with superficial modalities than diathermy and ultra-
modalities are moist hot packs, paraffin baths, sound. Other studies, however, have not demonstrated
heating pads, heat lamps, and whirlpool. Moist hot as impressive deep temperature elevations with super-
packs are commonly quilted canvas bags filled ficial heating modalities. Abramson et al6 found that
with sand that absorb hot water. They are wrapped 30-minute paraffin bath dipping treatments only elevated
in towels and can maintain useful temperatures for the subcutaneous tissue 3C and the muscle 1C. With the
20 to 40 minutes. Paraffin baths are a 1:7 mixture immersion methods, they were able to achieve 5C and
of mineral oil and paraffin heated to 53C. Patients 3C elevations, respectively. Similarly, using a hot pack or
can either dip their hands into the bath or use it as infrared heat lamp, Lehmann et al7 were able to increase
Current Concepts

a continuous immersion. Heating pads heat by the tissue temperature only 1.3C at 2 cm. Hence, it is
conduction and should only be used for 20-minute unclear whether superficial heating modalities are ef-
intervals. They do not gradually cool like hot fective for increasing collagen viscosity in the digits
packs and have the potential to burn the patient. and hand. Certainly, for heating the forearm, upper arm,
The newer types of pad combine a carbon fiber and shoulder (where needed depths of penetration often
heater with a battery and are built into a specific exceed 2 cm), one ought to consider deep heating
body wrap (eg, shoulder wrap) for targeted ther- modalities if trying to reach the viscous point of colla-
apy. Heat pads that provide moist heat are also gen.1
available. Heat lamps use infrared radiation to heat The other benefits of heat are vasodilatation, pain
and are usually placed 30 to 60 cm from the limb. relief, and muscle spasm reduction. It has been clearly

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THERAPEUTIC MODALITIES 599

TABLE 1. Modalities Commonly Used in Hand Therapy


Modality Common Clinical Indicationsa Precautions/Contraindications

Therapeutic heat Muscle spasms, stiffness, pain, subacute and chronic Acute trauma, insensate tissue, ischemic
inflammatory conditions, edema/infiltrate tissue, burns, bleeding disorders
resolution, increase local circulation, reduce
muscle guarding
Cryotherapy Inflammation, edema, pain, muscle tone and Cold hypersensitivity, cold intolerance
spasticity, reduce: nerve conduction velocity, Raynaud disease or phenomenon, over
metabolic rate, intra-articular temperatures, regenerating peripheral nerves, circulatory
increase muscle strength, enhance burn healing compromise, peripheral vascular disease,
over an open wound, hypertension, poor
sensation, poor mentation, urticaria
Ultrasound Thermal: soft tissue shortening/increase collagen Thermal/nonthermal: over a malignant tumor,
extensibility, joint stiffness, pain control, scar thrombophlebitis, repaired tendons before 6
tissue, increase blood flow, tissue healing wk, areas of acute inflammation, over
Non-thermal: surgical skin incisions, wound healing, growing epiphyseal plates, over a fracture,
tendon injuries (tendonitis), resorption of calcium acute infections, over methylmethacrylate
deposits, bone fractures, carpal tunnel syndrome, cement or plastic, peripheral nerve lesions,
phonophoresis, herpes zoster infection, stimulation pacemakers, impaired circulation
of tissue regeneration
Electrical stimulation Acute or chronic pain, most postoperative Pacemakers, proximity to the carotid sinus or
conditions, fibromyalgia, edema reduction, heart, near catheters (eg, intravenous),
osteoarthritis, repetitive strain or cumulative inappropriately grounded machine, areas of
trauma injuries, strengthening exercises, muscle venous or arterial thrombosis or
re-education, tissue healing, nerve stimulation for thrombophlebitis, cardiac disease, impaired
muscle contraction, wound healing, reduction of sensation, impaired mentation, malignant
muscle spasm, increased blood flow, reduces tumor, skin irritation, open wounds
muscle guarding
Biofeedback Amputation, arthritis, arthroplasty, burns, crush Hypertension, seizures, diabetics, endocrine
injury, Dupuytren release, fracture, focal dystonia, disorders, severe psychosis
overuse disorders, pain disorders, peripheral nerve
injury, pollicization, complex regional pain
syndrome, replantation, tendon lacerations with
subsequent repair, tenolysis, tendon transfer, toe-
to-thumb transfer, disuse atrophy, scar adherence,
muscle substitution
C-TRAC Mild to moderate carpal tunnel syndrome Osteoporosis, gout, hypothyroidism,
osteoarthritis, septic or rheumatoid arthritis,
renal disease, wrist fracture, pregnancy,
contact allergy to rubber or plastics
Contrast baths Joint stiffness, pain, edema, inflammatory conditions Ice or heat sensitivity, or both; loss of
such as sprains, strains or tendonitis, subacute sensation; high blood pressure; circulatory
trauma, hyperalgesia or hypersensitivity problems; open wounds; acute injury;
ischemia risk; active infection
Intermittent Ideal for edema during the inflammatory phase of Infection, deep vein thrombosis, vascular
pneumatic healing, chronic edema requires higher pressure compromise, congestive heart failure,
compression and longer treatment times cardiac or renal insufficiency, pulmonary
pumps edema, difficulty with fluid load into
Current Concepts

circulatory system, entrapment


neuropathies, local or proximate
malignancy, anticoagulation
Kinesiotape Pain specific areas, muscle facilitation or inhibition, Allergy to adhesive, infection, active cancer, over
edema, ecchymosis radiation burns, congestive heart failure, renal
insufficiency, deep vein thrombosis, metabolic
disease, cellulites, fragile tissue

(Continued)

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600 THERAPEUTIC MODALITIES

TABLE 1. Modalities Commonly Used in Hand Therapy (Continued)


Modality Common Clinical Indicationsa Precautions/Contraindications

Iontophoresis Overuse and chronic tendinopathies, carpal tunnel Open wounds, inadequate vascular supply,
syndrome, bursitis, focal hyperhidrosis, edema, poor sensation, pacemakers, nearby
stenosing tenosynovitis (eg, de Quervain), indwelling catheters, poorly controlled
epicondylitis, nonspecific musculoskeletal pain diabetics, burns, infection, fragile skin,
proximity to the carotid sinus
Phonophoresis Overuse and chronic tendinopathies, carpal tunnel Open wounds, inadequate vascular supply,
syndrome, stenosing tenosynovitis (eg, de poor sensation, poorly controlled diabetics,
Quervain), epicondylitis, nonspecific burns, infection, fragile skin
musculoskeletal pain
Mirror therapy Phantom limb pain, paralysis, spatial neglect, chronic Conflicts with conventional therapy regimens,
regional pain syndrome and other pain syndromes psychological barriers such as
posttraumatic stress disorder
Low-level laser Carpal tunnel syndrome, enthesopathies (eg, lateral None
therapy epicondylitis), Raynaud disease, rheumatoid
arthritis, and osteoarthritis, and to enhance healing
of soft tissues and bone
a
Supporting data are not necessarily present for each indication.

Experience
As is the case in all rehabilitation facilities, heat therapy
is commonly used in our practice. Rarely does a patient
defer the option of heat treatment. We find it especially
useful before beginning arduous stretching exercises.
Although it is unclear whether superficial heating mo-
dalities provide a clinically relevant increase in collagen
viscosity, we have found that the lessening of pain,
vasodilatation, and reduction in muscle spasms makes
heat a valuable tool in our daily practice.

CRYOTHERAPY
Overview
FIGURE 1: A typical sandbag used for the delivery of
therapeutic heat. Cryotherapy (or cold therapy) refers to the therapeutic
use of cold to induce vasoconstriction, reduce spastic-
ity, decrease the metabolic rate, alter nerve thresholds,
demonstrated that heat vasodilates the tissue, leading to
facilitate muscle contraction, and lessen the pain and
an increase in blood flow that helps resolve inflamma-
edema associated with inflammation.1
tory infiltrates, exudates, and edema.8,9 Clinical application of cold therapy comes in various
Pain relief with heat occurs because of a variety of forms including cold or ice packs, ice water immersion,
reasons. It serves as a cutaneous counterirritant, alters
Current Concepts

ice cups, controlled cold compression units, frozen gel


cell membrane permeability, and leads to the release of wraps (Fig. 2), frozen towels, vapocoolant sprays, cold
endorphins. Also, the vasodilatation associated with whirlpools, and contrast baths. Cold packs are usually
heat decreases ischemia while flushing away pain me- filled with a gel composed of silica or a mixture of
diators.2 Studies have demonstrated an improvement in saline and gelatin, and are for the most part covered
pain tolerance with ultrasound, microwave diathermies, with vinyl. The gel is formulated to be semisolid be-
and infrared radiation in a number of conditions.10 tween 0 and 5C for the pack to conform to the
In addition, it has been shown that heat reduces contours of the upper extremity. Ice packs are made of
muscle spasms, although at a basic science level, it is crushed ice placed in plastic bags, through which they
not fully understood why.11,12 provide more vigorous cooling at the same temperature,

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receptors and stimulating the smooth muscles of


blood vessel walls to contract. Cooling of the tissue
further decreases the production and release of vaso-
dilator mediators, such as histamine and prostaglan-
dins, resulting in a reduction of blood flow.13 This
vasoconstriction continues as long as the duration of
the cold application is limited to less than 15 to 20
minutes.14 If cold is applied for longer periods of
time or when the tissue temperature reaches less than
10C, cold-induced vasodilatation may occur.
This phenomenon is known as the Huntington re-
sponse, whereby a digit exposed to constant cool tem-
peratures will display temperature cycling with
alternating vasoconstriction and vasodilatation. When an
individuals fingers are immersed in an ice bath, the
temperature initially decreases, reflecting vasocon-
striction. However, after 15 minutes the temperature
begins to cyclically increase and decrease, as the
vessels alternate dilating and constricting.15 It is pro-
posed that this vasodilatory response is mediated by
an axon reflex in response to the pain of prolonged
cold or very low temperatures or that it is caused by
inhibition of contraction of the smooth muscles of the
blood vessel walls by extreme cold.16 Maintained
FIGURE 2: A finger cold wrap. vasodilatation without cycling has also been ob-
served with cooling human forearms at 1C for 15
and require additional insulation when used. Ice water minutes.17 For these reasons, it is important to be
immersion is an alternative most often used by athletes, aware of the temperature being delivered during cold
whereby the water temperature ranges between 10 and therapy and the period of time.
15C. Ice cups refer to small paper or Styrofoam cups Cold therapy also has an effect on muscles. Two
of water that are frozen and used to apply a direct and mechanisms are proposed to act sequentially to tempo-
focal ice massage to the affected area. Controlled cold rarily decrease muscle spasticity. First, there is a de-
compression units alternately pump cold water and air crease in gamma motor neuron activity. This is fol-
into a sleeve that is wrapped around the affected area lowed by a decrease in afferent spindle and Golgi
and are more customarily used directly after surgery. tendon organ activity. Both mechanisms occur as a
The temperature of the water is routinely set between reflex reaction to stimulation of cutaneous cold recep-
10 and 25C. Frozen gel wraps are an excellent alter- tors and together work to limit muscle spasm.18,19 As a
native for wrapping single digits of the hand. Frozen result, it is recommended that to reduce spasm and
wet towels are no longer commonly used because they resistance of muscle to passive stretch, cryotherapy
are cumbersome and untidy. Vapocoolant sprays are should be applied before other interventions are em-
generally used for rapid cutaneous cooling to allow for ployed.19
the treatment of trigger points, myofascial pain, and Cold therapy decreases the rate of all metabolic
restricted motion. Cold whirlpool (temperatures range reactions. The activity of cartilage-degrading enzymes,
between 0 and 26C) is not commonly used; however, including collagenase, elastase, hyaluronidase, and pro-
Current Concepts

its effect and tolerance is similar to ice water immer- tease, is inhibited by decreases in joint temperature,
sion. almost stopping at joint temperatures of 30C or
lower.20 It has been speculated that cooling might re-
Evidence duce collagen destruction in inflammatory joint dis-
Physiologically, cryotherapy alters hemodynamics, eases such as osteoarthritis and rheumatoid arthritis,13
neuromuscular mechanisms, and metabolic pro- although this remains to be proven. Furthermore, su-
cesses. Cold causes an immediate constriction of perficial cooling therapy is unlikely to lower joint tem-
cutaneous blood vessels by activating cutaneous cold peratures to the necessary threshold.

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602 THERAPEUTIC MODALITIES

The mechanism by which cryotherapy increases the in electrophysiological measures and in clinical symp-
pain threshold is not fully understood. Many theories toms and function, peripheral cooling is recommended
have been proposed including counterirritation via the as an adjunct to treatment.3335
gate control mechanism, reduction of muscle spasm,
diminished sensory nerve conduction velocity, and de- Experience
creased post injury edema.21 Nevertheless, evidence Cold therapy is a universally accepted treatment mo-
reveals that to achieve an analgesic effect, the skin dality in the management of upper extremity injuries.
temperature must be approximately 10C.22 Owing to its ease of application and immediate effects,
Cryotherapy both increases and decreases muscle cryotherapy is a cornerstone modality in hand therapy.
strength, depending on its duration of application. Iso- The positive response noted with its use, particularly in
metric muscle strength has been found to increase di- pain relief, accounts for its frequent use in our therapy
rectly after the application of ice massage for 5 minutes practice.
or less.23 The proposed mechanisms for this response to
brief cooling include facilitation of motor nerve excit- ULTRASOUND
ability and an increased psychological motivation to Overview
perform.13 In contrast, after cooling 30 minutes or lon- Ultrasound refers to a popular physical agent modality
ger, isometric muscle strength has been found to de- widely used in therapy clinics for the management of
crease initially and then to increase an hour later, to various musculoskeletal injuries. It is used to increase
reach greater than pre-cooling strength for the following tissue extensibility; decrease pain; and improve healing
3 hours or longer.24 26 It is believed that reduced blood in wounds, tendons, and bone; and for a number of
flow to the muscles, slowed motor nerve conduction, other miscellaneous purposes.
increased muscle viscosity, and increased joint or soft Ultrasound is based on the use of a high-frequency
tissue stiffness are all contributors to reduced strength sound wave that can be described by its intensity, fre-
after the 30 minute-prolonged cooling. The mechanism quency, duty cycle, effective radiating area, and beam
behind the late increased strength remains to be eluci- non-uniformity ratio. The parameters chosen depend on
dated.13 the presenting condition and the therapists experience
For inflammation, it has been found that cryo- and goals. Generally, therapeutic ultrasound has a fre-
therapy reduces pain and edema, and shortens re- quency between 0.7 and 3.3 MHz to maximize energy
covery time, if applied within the first 2 days after absorption at a depth of 1 to 5 cm of soft tissue.36 It is
an injury. Decreasing tissue temperature slows the generated by applying high-frequency alternating elec-
rate of the chemical reactions that occur during the trical current, at 1 MHz for deeper structures (5 cm) or
acute inflammatory response and also reduces the 3 MHz for superficial tissues (12 cm), to a piezoelec-
heat, redness, edema, pain, and loss of function tric crystal that is inside an applicator/transducer or
associated with this phase of tissue healing.27 Two sound head. The crystal responds to the alternating
studies assert that cryotherapy in part prevents current by expanding and contracting at the same fre-
microvascular damage by decreasing the activity quency at which the current changes. Electrical energy
of leukocytes, which damage vessel walls and in- is converted to mechanical energy or sound and pres-
crease capillary permeability.28,29 This correlates sure waves are emitted from the transducer. This energy
with clinical evidence demonstrating that the ap- is coupled and transmitted to the patient to effect
plication of low-level cryotherapy continuously changes in tissue.37
for the first postoperative day after surgery reduces Ultrasound can be classified as either thermal (also
inflammation and pain for up to 3 weeks after known as continuous ultrasound) or nonthermal (also
Current Concepts

surgery.30,31 known as low-intensity or pulsed ultrasound). Thermal


Cryotherapy is effective for controlling the forma- ultrasound specifically refers to the use of ultrasound to
tion of edema, especially when the edema is associated increase the temperature of deep and superficial tissue.
with acute inflammation. Researchers have found that Thermal effects of ultrasound are particularly well
cooling reduces the intravascular fluid pressure and suited for heating tendons, ligaments, joint capsules,
decreases vascular permeability, thus reducing fluid and fascia while not overheating the overlying fat.36 As
flow into interstitial tissue.32 a heating agent, it is desirable because it reaches deeper
A newer arena that reports successful use of cryo- and heats smaller isolated areas than most superficial
therapy is in symptom management of patients with heating modalities. However, it is clinically recom-
multiple sclerosis. As demonstrated with improvements mended to use an intensity 3 to 4 times lower when

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applying 3 MHz ultrasound than when applying 1 MHz strating improved tendon healing despite the use of a
ultrasound.38 wide range of ultrasound parameters.69 73 However, a
Nonthermal ultrasound is not used for heating tis- lower intensity is recommended to minimize the risk of
sues, but for a variety of biological effects that are any potentially adverse effect from heating acutely in-
thought to accelerate tissue healing.39 52 Nonthermal flamed tissue postoperatively.36 It is unclear why ten-
effects can also occur with the use of continuous ultra- dontendon healing would be differentially facilitated
sound. over tendonsheath adhesions with nonthermal ultra-
sound.
Evidence Ultrasound may facilitate the resorption of calcium
Thermal ultrasound is an effective heating agent for deposits. Two published case studies, a randomized
increasing tissue extensibility of joint capsules, tendons, controlled trial, and a prospective study, have reported
and ligaments before being stretched. Several studies functional recovery, pain resolution, and elimination of
support this notion as long as sufficient intensity and a calcium deposit in the shoulder after application of
duration of ultrasound is used.5356 Merrick et al57 ultrasound; the mechanisms of this effect are un-
cautioned that it is difficult to predict accurate temper- known.74 77
ature increases that will be produced clinically when The use of nonthermal ultrasound for fracture heal-
ultrasound is applied owing to a number of unknown ing is gaining renewed interest.36 Recent studies dem-
variables, including the thickness of each tissue layer, onstrate that low-dose ultrasound can expedite fracture-
the amount of circulation, the distance to reflecting soft healing time in animals and humans. Malizos et al78
tissue bone interfaces, and variability among ultra- summarized the findings of 4 double-blinded, placebo-
sound machines. controlled trials. They found that the available data
Thermal ultrasound has also been considered effec- confirmed acceleration of fracture healing in human
tive for pain control. As an example, a Cochrane data- subjects with the application of ultrasound, although 1
base systematic review of 2 studies on therapeutic ul- study found no effect (with a small sample size). In
trasound for patients with rheumatoid arthritis found addition, a randomized, placebo-controlled trial found
that ultrasound reduced the number of painful joints, that ultrasound accelerated the healing of scaphoid non-
decreased the number of swollen joints, and decreased unions.79 In 1994, the FDA approved a prescription-
morning stiffness.58 only device designed for the application of ultrasound
Evidence to support nonthermal ultrasound for ul- for fracture healing for home use, and expanded ap-
cers and wound healing is mixed.36 A recent system- proval in 2000 for the treatment of nonunions.36 There
atic review of randomized controlled studies on the is also a transosseous ultrasound that is placed in close
treatment of venous ulcers and pressure ulcers with proximity to the fracture via a metal pin or with im-
therapeutic ultrasound concluded that there is no planted transducers. With it, studies have shown de-
solid evidence of a benefit of ultrasound ther- creased fracture healing time, increased bone mineral
apy.59 61 Conversely, in 2005 the US Food and Drug density, and improved lateral bending strength in the
Administration (FDA) cleared a non-contact ultra- healing fracture,80 82 although it is rarely used clini-
sound device for use in wound healing, although this cally.
approval does not necessarily equate with efficacy. Two randomized, controlled trials suggest that non-
The device applies 40-KHz frequency, 0.1 to 0.5 thermal ultrasound is helpful in mild to moderate carpal
W/cm2 intensity ultrasound when held 5 to 15 mm tunnel syndrome.83,84 The results indicate greater relief
from the wound. To date, 2 small, randomized, con- of symptoms and greater improvements in median
trolled trials with favorable outcomes have been re- nerve conduction velocity than for patients treated with
ported.62,63 Likewise, the use of ultrasound on the sham ultrasound, although larger, multi-institutional
healing of surgical skin incisions has long been stud- studies are needed to confirm this.
Current Concepts

ied in both animal and human subjects. The studies


indicate that ultrasound may accelerate the healing of Experience
surgical incisions, relieve the pain associated with Ultrasound is a commonly available therapeutic modal-
surgical procedures, and facilitate development of ity frequently used in hand rehabilitation settings. In our
stronger repair tissue.64 68 practice, ultrasound is carefully selected as an adjunct to
Animal models have been used to study the effect of an overall therapy program based on the presenting
nonthermal ultrasound on tendon healing after surgical pathology, target tissue, stage of healing, and desired
repair. The results have been mostly positive, demon- therapeutic effect. Although unified by the term ultra-

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604 THERAPEUTIC MODALITIES

FIGURE 3: Electrodes from a TENS device placed across the


wrist.

sound, thermal ultrasound is an entirely different con- FIGURE 4: High-voltage pulsed galvanic stimulation, with
cept from nonthermal ultrasound. The goals of each are electrode and battery-powered generator.
often vastly different, and require diverse settings and
applications. in the skin (A beta fibers) that block the transmission of
the pain-carrying fiber input at the level of the dorsal
ELECTRICAL STIMULATION
horn of the spinal cord.85 Acupuncture-like TENS is
Overview intended to generate a muscle twitch that is thought to
Electrical stimulation is a nonpharmacologic treatment increase activity in small-diameter afferent nerve fibers
based on delivering low-voltage electrical currents to in muscles, leading to the activation of descending
the skin. It can be broadly characterized into 2 catego- pain-inhibitory pathways.86 Nevertheless, evidence
ries: (1) electrical stimulation for pain modulation, and supporting the different afferent fibers in TENS is in-
(2) electrical stimulation for neuromuscular stimulation. conclusive.86 88
The electrotherapeutic devices now available to deliver A number of new devices use technology similar to
electrical stimulation come in a variety of forms, with a TENS to modify pain. Infrared stimulation delivers
dizzying array of names. These include transcutaneous electrical pulses at typically at 4,000 Hz (compared
electrical nerve stimulation (TENS), interferential stim- with 2 to 150 Hz for traditional TENS devices), with 2
ulation (IF) or IF current, microcurrent stimulation or more currents. One current has a fixed frequency and
(MC) or microcurrent electrical neuromuscular stimu- the other currents frequency varies by up to 400 Hz.
lator, high-voltage pulsed galvanic stimulation or high- When the currents intersect, the combined currents pro-
voltage pulsed current, and neuromuscular electrical duce an interference frequency, also called a beat. The
stimulation (NMES) or functional electrical stimula- intent is that the higher frequency allows the infrared
tion. They all share the common feature of delivering therapy to penetrate into deeper tissues, while the beat
electrical current to the surface of the body to affect the (which is at a TENS-like frequency of about 100 Hz)
tissue beneath. Electrical stimulation for transcutaneous provides the pain modification at this deeper site. Mi-
ionic movement (iontophoresis) will be discussed in a crocurrent stimulation therapy uses extremely low lev-
later section. els of electrical current (microamperes) to relieve pain
When electrical stimulation is used for pain modu- (compared with the milliamperes used in TENS). It is
lation, it is called TENS (Fig. 3). It is a relatively safe, speculated that the bodys natural electrical current is
inexpensive modality that is noninvasive and has few disrupted with injury and MC, which works at levels
side effects. There is a wide array of stimulators avail- close to our bodys own current, helps to realign this
Current Concepts

able on the market, many of which have the ability to natural flow.
modify the characteristics of the stimulation (such as High-voltage pulsed galvanic stimulation is also
frequency, pulse duration, pulse amplitude, and elec- used to modify pain but applies constant direct current
trode location) based on clinician and patient prefer- (Fig. 4). It employs high voltage but low current with
ence. Generally speaking, TENS can be divided into short pulse durations (of constant intensity). In addition
high-frequency, low-intensity (conventional TENS [C- to its pain applications, it is being used to reduce edema,
TENS]) and low-frequency, high-intensity (acupunc- heal wounds, and stimulate blood flow.
ture-like TENS [AL-TENS]). When electrical stimulation is used to cause muscle
Conventional TENS is postulated to work in pain contraction, it is called NMES. It can be used for
control by activating non-noxious afferent nerve fibers muscle strengthening, edema control, and muscle reed-

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ucation. Different parameters of the electrical current cebo, whereas C-TENS demonstrated no such benefit.
have unique effects on the neuromuscular junction. The However, on patient assessment of change in disease,
stimulators have thus been classified as low frequency C-TENS reportedly demonstrated a greater clinical ben-
(1 to 1,000 pulses per s), medium frequency (1,000 to efit than AL-TENS.97 The review was unable to draw a
10,000 pulses per s), and high frequency (greater than conclusion about the benefits of TENS for phantom
10,000 pulses per s). Smooth titanic muscle contraction pain because there are no randomized controlled studies
occurs at a frequency of 50 pulses per second.89 and those studies that are published have major report-
Neuromuscular electrical stimulation may strengthen ing flaws.98
muscles by activating a greater proportion of type 2 Neuromuscular electrical stimulation has been exten-
(fast twitch muscle fibers) than occurs with voluntary sively studied for muscle strengthening and for edema
contraction.90,91 Nevertheless, much debate remains in reduction. With both healthy and impaired muscles, it
the literature regarding the mechanism by which NMES has been reported that NMES is an efficient modality
affects muscle fiber recruitment for strengthening.92 For for increasing muscle mass, maximum voluntary
edema reduction, the muscular contraction works by strength, and exercise capacity.99 102 It has been used
enhancing blood and lymph flow. Electrical stimulation to complement voluntary exercise in athletes, as well as
used to cause muscle contraction works in muscle re- for patients who cannot exercise owing to health con-
education by overcoming the patients conscious or ditions such as heart failure or chronic obstructive pul-
subconscious attempts not to move the injured limb, monary disease.101,102 Histological studies have also
when it would benefit from active movement.1 confirmed this. Eight healthy male subjects underwent
25 sessions of NMES and had needle muscle biopsies
Evidence before and after intervention. The researchers found
The most thoroughly studied modes of electrical stim- that muscle fibers showed hypertrophy (both type 1 and
ulation are TENS and NMES. For sake of brevity, we 2 fibers), myofibrillar proteins had phenotypic changes
will focus on the evidence to support these applications. consistent with a strengthening of the cytoskeleton,
Many of the more recent applications of electrical stim- energy production systems improved, and antioxidant
ulation have been reported only in the form of case defense systems were enhanced.103
series and much of the evidence is anecdotal. In addition, NMES has demonstrated improved
A Cochrane database review was undertaken to as- edema reduction in humans104 and animals.105 A sys-
sess the analgesic effectiveness of TENS for acute pain tematic review of 11 studies using electrical stimulation
in adults. It included 12 randomized controlled studies for edema control in acute injury generally demon-
involving 919 patients. The acute pain conditions in- strated its beneficial effects. The authors also examined
cluded procedural and nonprocedural pain.93 Whereas the effects of various parameters on edema control,
past studies suggested TENS to be beneficial for pain such as mode of stimulation, polarity, frequency, dura-
control,94 96 the Cochrane review was unable to make tion of treatment, voltage, intensity, number of treat-
conclusions about the effectiveness of TENS for acute
ments, and overall time of treatments. From their re-
pain owing to insufficient data.93 Many of the included
view, negative polarity, a pulse frequency of 120
studies lacked appropriate controls (it is impossible to
pulses/s, and an intensity of 90% visual motor contrac-
blind a patient to sham TENS), inappropriately assessed
tion seemed to perform best at curbing edema forma-
outcomes, and used statistical analysis incorrectly.
tion. They suggested that treatment be administered in
Similar Cochrane database reviews have been per-
either 4 30-minute sessions (30-minute treatment, 30-
formed for TENS treatment in chronic pain, rheumatoid
minute rest cycle for 4 hours) or a single, continuous
arthritis, and phantom limb pain after amputation.96 98
180-minute session.106
For chronic pain, 13 of 22 studies included in the
review suggested a positive analgesic effect of TENS,
Current Concepts

whereas 9 studies showed no difference. The review Experience


concluded that there was a lack of data to support TENS Electrical stimulation is inexpensive and noninvasive,
use for chronic pain treatment.96 Three randomized and has high patient satisfaction in our practice. Despite
controlled studies were included in the Cochrane re- the lack of rigorous scientific data, we often use it in
view of TENS for the treatment of rheumatoid arthritis patients with any painful condition (either related to a
of the hand; the results were conflicting. Acupuncture- surgical procedure or not), to help reduce edema, and
like TENS was found to be beneficial for reducing pain for muscle reeducation. Stimulator settings are adjusted
intensity and improving muscle power scores over pla- based on clinician goals and patient tolerance.

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606 THERAPEUTIC MODALITIES

BIOFEEDBACK EMG biofeedback in 5 patients who had repairs of


Overview lacerated extensor pollicis longus tendons. Extension
Biofeedback is a technique that uses electronic equip- lag of the thumb, functional use, strength, and range of
ment to illustrate internal physiological activity in the movement were all improved. Deepak and Behari114
form of immediate visual and auditory signals. It en- reported considerable success in using EMG biofeed-
ables one to influence otherwise involuntary events by back for patients with hand dystonia. Of 10 patients
manipulating the displayed signals and is used for mus- who completed the program of down-training hyperac-
cle reeducation, muscle facilitation, and relaxation. It tive muscle responses, 9 improved their pain rating by
provides a unique opportunity to increase patient moti- 50%. Furthermore, handwriting samples demonstrated
vation during performance by the nature of its imme- profound improvement. Barthel et al115 reported on 24
diate feedback. Furthermore, it provides the clinician patients who were resistant to conventional treatment
with empirical data to objectively measure treatment for repetitive use syndrome. With EMG biofeedback to
effectiveness. teach muscle use with less effort, the patients were able
There are 3 types of biofeedback that can be used for to have considerable improvement in pain symptoms
upper extremity injuries: electromyographic (EMG), and hand use. Dogan-Aslan et al116 recently studied the
thermal, and electrokinesiologic biofeedback. Electro- effect of EMG biofeedback on 40 patients with hemi-
myographic biofeedback monitors activity in skeletal plegia after stroke. Their findings indicate a positive
musculature via outputs from the peripheral nerves effect of treatment on muscle spasticity, upper extrem-
across the neuromuscular junction to the motor endplate ity motor function, and ability to perform activities of
in the muscle. The electrical changes from ionic mem- daily living.
brane activity are detected through surface electrodes Dzwierzynski and Sanger117 and Grunert et al118
and relayed to an EMG amplifier. This is then translated reported success with thermal biofeedback in treating
into visual and auditory signals and displayed to give patients with complex regional pain syndrome, or reflex
the patient increased awareness of skeletal muscle func- sympathetic dystrophy. By using it as an adjunct to a
tion.107109 comprehensive program (including stellate ganglion
Thermal biofeedback monitors vasomotor activity. blocks, relaxation training, and range of motion exer-
Peripheral vasoconstriction signals sympathetic arousal cises), Grunerts group demonstrated that 20 patients
and results in lower skin temperature. Conversely, va- with longstanding symptoms were able to increase hand
sodilatation indicates sympathetic relaxation and results temperature and reduce pain intensity after an average
in higher skin temperature.110 It is essentially temper- of 23 treatments. These changes persisted for at least a
ature training with a focus on increasing peripheral 1-year follow-up period, with 14 of the 20 patients
temperature, resulting in relaxation of the sympathetic returning to work.
system. Brown et al119 completed a 4-year study to deter-
Electrokinesiologic biofeedback monitors joint an- mine the value of feedback goniometers in hand trauma
gles through the use of feedback goniometers. Through both before and after surgery. They concluded that
a simple open-closed circuit system, joint movement is these electrokinesiologic devices proved to be useful for
monitored. The goniometric device is easily adjusted in increasing range through properly controlled motion.
postoperative cases and can be attached over a dressing. Unfortunately, biofeedback has not revealed en-
couraging outcomes for all hand-related condi-
Evidence tions. Kohlmeyer et al120 were unable to demonstrate
Biofeedback dates back to the 1920s, when EMG was a noteworthy improvement in strength or activities of
established as an accurate diagnostic test for determin- daily living among 45 patients with tetraplegia
Current Concepts

ing motor neuron function.111 Smith112 further clarified treated with EMG biofeedback. Thomas et al121 were
EMG signal precision through evidence that there is equally unsuccessful with the use of biofeedback for
little inherent EMG signal in motor units. He concluded patients with carpal tunnel syndrome. They found
that the signal monitored would be related to either that the feedback group did not show meaningful
muscle facilitation or relaxation and not to background changes in the physiological nerve conduction veloc-
EMG signal noise. ity measure, performance grip strength, or subjective
Many studies with small sample sizes support the discomfort levels.
use of all 3 types of biofeedback in hand and upper Supporters of biofeedback have suggested that the
extremity diagnoses; EMG biofeedback remains the variable results are due to improper technique and a
best studied. Hirasawa et al113 reported success with lack of dedication. Furthermore, Middaugh et al,122

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THERAPEUTIC MODALITIES 607

who performed the Raynauds Treatment Study, con-


cluded that attention to the emotional and cognitive
aspects of biofeedback training and a degree of success
in the initial biofeedback sessions are critically impor-
tant to success.

Experience
Despite some evidence suggesting that biofeedback
helps patients manage certain hand and upper extremity
conditions, its prevalence in hand therapy centers has
diminished over the past several decades. There is a
high learning curve and it is labor intensive. Its setup
can take extended amounts of time as a result of skin
preparation, electrode placement, and multiple adjust-
ments to isolate specific responses. With the insurance FIGURE 5: A C-TRAC device, demonstrating placement over
climate changing, there is unpredictable reimbursement the carpal tunnel and pneumatic pump.
for home biofeedback units.
release surgery that results in an increase of 1.5 to 2.7
C-TRAC mm in the diameter of the carpal tunnel postopera-
Overview tively.125,126
C-TRAC refers to a new hand traction device used for Only 1 study to date reports the efficacy and
patients that have failed conservative therapy for carpal patient satisfaction of the C-TRAC device. The
tunnel syndrome. Owing to increasing societal costs of inventors of C-TRAC performed the case series
carpal tunnel syndrome, ranging from lost work time and evaluated its effectiveness in decreasing pain,
and medical fees, to legal expenses and postoperative tingling, numbness, and number of times woken up
recurrence,123 C-TRAC was invented in an attempt to at night in 19 patients who tried and failed at least
curtail these costs and avoid surgery when possible. It is 4 months of conservative therapy for carpal tunnel
designed as a custom pneumatic and dynamic hand syndrome. The authors reported marked improve-
traction device that provides a controlled amount of ment in all symptoms at 4 weeks and results were
stretching force, or traction force, to the transverse maintained at 7 months follow-up.124
carpal ligament. It is purported to increase the area of
Experience
the carpal tunnel through a noninvasive progressive
stretching program.124 Although the C-TRAC is a newer modality to the field
C-TRAC consists of a C-shaped semirigid frame of hand therapy and there is a lack of established
contoured around the dorsum of the wrist and hand long-term evidence, we offer the C-TRAC as an adjunct
extending from the wrist crease to the metacarpopha- to our therapy interventions for patients with mild car-
langeal joint area (Fig. 5). Volarly, 2 plates cover the pal tunnel syndrome. It is easy to use, time efficient, and
thenar and hypothenar eminences. Attached to the in- inexpensive. In our clinical practice we have found that
side of the frame is an air bladder that inflates into a patients are generally satisfied and report decreased
tubular shape parallel to the metacarpals. When the symptoms of pain, tingling, and numbness after its use.
device is inflated, a 3-point force is exerted on the hand: We do not use the C-TRAC in patients with severe
air bladder on the dorsum of the hand along with the 2 carpal tunnel syndrome requiring surgery or who re-
plates on the thenar and hypothenar areas. The resulting spond to other traditional treatments.
force produces a stretching force along the transverse
Current Concepts

carpal ligament.124 CONTRAST BATHS


Overview
Evidence Contrast baths refer to immersion of the hand in hot and
Measurements on x-ray show that the application of cold water in an alternating manner for a defined length
C-TRAC increases the distance between the trapezium of time at a predetermined temperature (Fig. 6). It is
and the hook of hamate and between the scaphoid and believed that contrast baths help decrease edema, in-
the pisiform bones approximately 1 to 3 mm.124 This crease blood flow, and reduce pain and joint stiffness
finding is comparable to a transverse carpal ligament via alternating vasoconstriction and vasodilatation of

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608 THERAPEUTIC MODALITIES

alone, whereas Fiscus et al139 noted the opposite find-


ing. Fiscus and colleagues also concluded that there was
no notable physiological effect on intramuscular tem-
perature after the contrast bath procedure, nor did the
contrast baths affect the lymphatic system. Another
study demonstrated that contrast baths best augmented
blood flow when the subjects were exposed to a warm
room before the procedure.140
There has been 1 published randomized, controlled
study evaluating the effects of specific contrast bath
FIGURE 6: Contrast baths.
protocols on hand volume in patients diagnosed with
carpal tunnel syndrome. Their results indicate that the
blood vessels.127,128 Essentially, a vascular pumping
use of contrast bath treatment had no significant effect
effect is created, allowing for edema reduction and
on hand volume in carpal tunnel patients, both preop-
increased mobility.129
eratively and postoperatively.141
Treatment protocols vary tremendously in the rec-
ommended use of contrast baths. These range from a Experience
variety of instructional exercises in the water, starting or
Although the research data on the efficacy of contrast
ending in cold versus warm water, the length of time in
baths is weak, its use in hand therapy clinics is wide-
each temperature, the suggested ratio of time in hot
spread. Despite inconsistent protocols, many clinicians
relative to cold water, the suggested water temperature
report positive results for managing pain, stiffness, or
of each, and the overall duration of treatment time. For
edema. Contrast baths are infrequently used in our
example, several authors advocate the immersion of the
setting, but are offered as an option when patients ask
hand into hot water initially for 10 minutes, cold for 1
for an alternative treatment modality.
minute, hot water for 4 minutes, and then into cold
water for 1 minute for a maximum of 30 minutes.2,3,130
INTERMITTENT PNEUMATIC
Other authors recommend a shorter immersion time
COMPRESSION PUMPS
such as 3 minutes each, and others suggest even less
time, such as 30 seconds each for a total of 15 minutes. Overview
The most commonly suggested ratio of time in hot Intermittent pneumatic compression pumps are devices
water to cold water is a 4:1 to 3:1 ratio.131133 The that provide alternating extremity compression and re-
suggested temperature of the hot and cold water is also laxation. An electric pneumatic pump pushes com-
variable, ranging from 37 to 45C for hot and from pressed room air into an inflatable garment or sleeve
7.22 to 22C for cold.2,3,128,130 136 that is placed around the involved upper extremity. A
single-chamber pump refers to 1 chamber inflating to
Evidence the maximum pressure and then deflating. A multi-
Contrast baths are commonly used in clinical practice. chamber pump refers to sequential compression
However, the evidence to support its use is not well whereby the distal segment inflates first to the maxi-
validated. Breger Stanton et al137 performed a system- mum pressure and then, as it deflates, the more proxi-
atic review to determine the extent and quality of the mal segment inflates. Intermittent pneumatic compres-
evidence regarding efficacy of contrast baths. They sion pumps have long been considered an effective tool
discovered only a small number of prospective studies for reducing acute and chronic edema, although there
and the diagnoses were limited to subjects with rheu- are varying treatment protocols with regard to pressure,
Current Concepts

matoid arthritis, diabetes, or foot or ankle sprain. They duration, frequency, and type of model.142147 Intermit-
concluded that there is insufficient evidence to support tent compression therapy has also been suggested as an
or refute the use of contrast baths for relief of pain and option for wound healing, pain control, and mobilizing
management of fluid volume, and no study provides stiff fingers.
evidence of improved functional outcomes. In addition to physically sweeping edema proxi-
There is clear evidence that warm water immersion mally, intermittent compression is thought to facilitate
alone increases blood flow. However, it remains to be the lymphatic systems ability to reabsorb byprod-
seen whether contrast baths augment this. Petrofsky et ucts.148 The intermittent pressure provided by the pneu-
al138 reported that contrast baths are more effective for matic pump increases tissue hydrostatic pressure, driv-
increasing blood flow compared with warm water ing lymphatic fluid into lymphatic channels and into the

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THERAPEUTIC MODALITIES 609

venous system.149 To be effective, it is purported that


the pump pressure must be greater than the 25-mm Hg
mean capillary pressure and should not exceed the
diastolic blood pressure of the patient.150 For most
upper extremity indications, inflation pressure is gener-
ally advocated to be between 30 and 60 mm Hg.
Anecdotally, intermittent compression therapy has
been suggested as an option for mobilizing stiff inter-
phalangeal joints by alternating finger extension with
finger flexion under pressure. Because the extracellular
fluid is pressed out and the tight capsular ligaments are
stretched into extension and then flexion, it is possible
to mobilize some joints where splinting and other meth-
ods of treatment have failed.151

Evidence FIGURE 7: Kinesiotape applied to an edematous, postoperative


Historically, most research on compression therapy for hand.
upper limb edema is found in the management of
lymphedema after breast cancer treatment. Several con- lated. As the pumps continue to squeeze, the fragile
trolled studies have documented their usefulness in this lymphatic vessels in the dermis may be physically
setting.152158 Other studies have mixed results, dem- damaged by the pumps or the remaining proteins.169
onstrating no difference compared with elastic com-
pression159 or showing that it is most effective when a Experience
pump and garment are used in combination.160,161
Despite a lack of evidence, we occasionally use inter-
In addition, the evidence is unclear on optimum pump-
mittent compression pumps for edema control. We find
ing pressures, inflationdeflation cycles, the length and
them especially useful in patients with severe,
frequency of individual pumping sessions, and the need
recalcitrant edema after axillary lymphadenectomy
for continuation of pumping after initial reduction
and radiation for breast cancer treatment. The
has been attained.143,162,163 It appears that pressure
downsides are that the machines are often bulky and
recommendations and treatment protocols are device
expensive, and require diligent use. As a result, we
dependent.
have found fairly high rates of noncompliance.
There is some support for the use of intermittent
compression pumps for nonhealing wounds and pain
control. Montori et al164 performed a retrospective KINESIOTAPE
study on patients with critical limb ischemia and non- Overview
healing wounds. They reported that patients who were Kinesiotape refers to a variety of lightweight, econom-
at high risk of amputation were able to achieve wound ical elastic tapes that appear to be the latest trend in the
healing and limb preservation by using an intermittent treatment of a myriad of conditions. Kinesiotape is
pneumatic compression device. Similarly, Pfizenmaier made of a comfortable fabric that is latex free, air
et al165 reported an improvement in wound pain, avoid- permeable, water resistant, and heat activated, and
ance of digital amputation, and a high rate of healing in comes in various colors (Fig. 7). Its elastic property
upper extremity ischemic vascular ulcers after intense allows it to be stretched to 140% of its original length
intermittent compression pump use. However, they rec- before it is applied to the skin.
ognized the limits in their data and stated that a prospec- Kinesiotape differs from traditional taping in its
Current Concepts

tive, randomized, sham-controlled study was needed to properties, the method of application, and its goals.170
determine whether intermittent pneumatic compression Its use incorporates a systems approach to the evalua-
treatment was truly better than standard medical care. tion of soft tissue pathology and directs treatment to-
Some authors have expressed concern that the pumps ward the underlying cause of pathology.171 Its applica-
may actually injure superficial lymphatics.166 168 tion in the clinic is noninvasive and it has a variety of
The compression removes the fluid component of applications, including muscle facilitation or inhibition,
lymphedema from the swollen interstitial spaces joint support, pain management, correction of body
while leaving behind the proteins that have accumu- mechanics, and assistance of lymphatic drainage.

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610 THERAPEUTIC MODALITIES

The theoretical rationale for Kinesiotape stems from the authors questioned the lasting effects on motor skills
observing peripheral somatosensory receptors located and functional performance once the tape is removed.
in the superficial skin layers and identifying their rela- Similarly, Fu et al181 studied the possible immediate
tionship to pain, proprioception, and motor control. and delayed effects of Kinesiotaping on muscles
Coopee171 offered a simplified summary for the intel- strength of healthy young athletes. They surmised that
lectual rationale behind each major goal of application. Kinesiotape does little to improve muscle strength im-
For pain reduction, it is hypothesized that Kinesiotape mediately after application or delayed 12 hours later.
may stimulate the mechanoreceptors, thereby activating Their pilot study results indicate that effects of Kine-
the endogenous analgesic system. For lymphatic and siotape are small and, for the most part, short lived.
vascular motility, it is speculated that Kinesiotape lifts Furthermore, Chang et al182 performed a single group
the skin and facilitates drainage while decreasing con- study to determine the immediate effect of forearm
gestion directly under the skin. For muscle function, the Kinesiotaping on maximal grip strength and force sense
notion is that Kinesiotape facilitates or inhibits contrac- in 21 healthy collegiate athletes. Their results revealed
tion by input through somatosensory stimulation. For no significant differences in maximal grip strength, but
joint function, it is hypothesized that Kinesiotape assists reported that Kinesiotape may enhance either related or
in adjusting structural alignment by balancing muscle absolute force sense.
tone and normalizing fascia involved in the agonist Finally, Tsai et al183 proposed using Kinesiotape to
antagonist relationship. decongest lymphedema resulting from breast cancer
The positive effects of Kinesiotape (compared with treatment. They suggested that short-term Kinesiotape
other tapes) are purported to result from its unique tape could be an alternative choice, but long-term data are
properties combined with the skilled technique of ap- lacking.
plication. Improper application can increase pain and
create adverse reactions prompting proper training and Experience
education. It is believed that a clinician should have a Although the current research is still weak in providing
thorough understanding of the conceptual framework
solid scientific evidence to support its use, Kinesiotape
underlying the mechanisms that are intrinsic to its ef-
appears widely accepted by patients and physicians as a
fectiveness.171 The success of the technique directly
treatment modality. In our practice, we occasionally use
correlates to the clinicians ability to evaluate the patho-
Kinesiotape as an adjunct to a well-established rehabil-
mechanics behind the diagnosis, and then to apply the
itation program. Patients report reduced edema and
tape correctly to affect skin, lymph, muscle, and joint.
resolution of ecchymosis, in addition to some pain
relief, although they have no control to compare with
Evidence their personal results.
Various authors have reported improvements in func-
tion, pain, and range of motion through the use of
IONTOPHORESIS
Kinesiotape.131,172178 Unfortunately, the proclaimed
effects are supported by low levels of scientific evi- Overview
dence. Iontophoresis (also known as electromotive drug ad-
Thelan et al179 performed a prospective, random- ministration) refers to the use of a small electrical
ized, double-blinded, clinical trial to determine the charge gradient to propel a medication, bioactive agent,
short-term clinical efficacy of Kinesiotape on 42 indi- or other chemical across the skin. It is also sometimes
viduals with shoulder pain, compared with a sham tape colloquialized as needleless injection.
application. They found that the Kinesiotape group had An iontophoresis unit consists of a chamber contain-
Current Concepts

immediate improvement in pain-free shoulder abduc- ing a positively or negatively charged solution of an
tion after tape application. However, there were no active ingredient and its solvent, as well as polarized
differences between the treatment and sham group re- electrodes capable of applying a similar charge polarity
garding range of motion, pain, and disability scores.179 to the chamber. The electrodes charge is typically
Yasukawa et al180 investigated the use of Kinesio- established using low-voltage, low-amplitude (3- to
tape for the upper extremity in enhancing functional 5-mA) direct (galvanic) current. This configuration es-
motor skills in an acute pediatric rehabilitation setting. tablishes a repulsive electromotive force that can
They found the functional improvement from pretaping achieve noninvasive delivery of a substance transder-
to posttaping to be statistically significant, although mally. In contrast to transdermal patches that rely on
they had a small sample size of 15 children. However, passive diffusion, this modality uses active transport

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THERAPEUTIC MODALITIES 611

within an electric field and is thus considered more support the use of NSAID-gel iontophoresis for short-
efficient and versatile. term pain control. However, systematic reviews have
Iontophoresis is most commonly used for the deliv- found no difference in long-term treatment outcomes.
ery of anti-inflammatory medications to treat conditions Alternative diagnoses, such as partial tendon tear or
such as epicondylitis, overuse syndrome, carpal tunnel inflammatory arthropathy, should be ruled out.188
sydrome, bursitis, and focal hyperhidrosis. It has also In cases of conservatively managed biceps tendi-
been used for control of edema, stimulation of healing nopathy, tendonitis of the flexor hallucis longus, and
in chronic skin ulcers, and treatment of herpetic whit- mild rotator cuff tendinopathy, some authors have
low, and for various other skin and musculoskeletal found anecdotal benefit from iontophoresis of NSAIDs
conditions. In addition, it has been used to deliver local or glucocorticoids in addition to immobilization and
anesthetic solutions subcutaneously in children and in- activity modification,189 but no definitive evidence ex-
tolerant adults without the use of needles. It can be ists in the literature to support these applications. As is
easily administered at home in carefully selected pa- the case for many applications of iontophoresis, it is
tients. unclear whether therapeutic drug levels actually reach
the intended target, or if they are swept away by sub-
Evidence dermal vasculature.
In mild and moderate cases, carpal tunnel syndrome is Palmar and plantar focal hyperhidrosis can be
known to respond transiently to a steroid injection into treated effectively with iontophoresis, and a spe-
(or just proximal to) the carpal canal, but this requires a cial axillary electrode can be used as well, but
blind technique and imposes a risk to the patients treatments can be time consuming.190,191 The pu-
median nerve with each treatment. Several authors have tative mechanism of action involves the temporary
thus compared the clinical and electrophysiologic effi- blockade of sweat glands.192194 Iontophoresis for
cacy of steroid iontophoresis with steroid injection in hyperhidrosis is typically performed with tap wa-
treatment of median nerve entrapment at the carpal ter, and equipment is available for home use, but
tunnel. In all cases, investigators demonstrated clear better results may be obtained using glycopyrro-
superiority of needle injection, and electrophysiologic nium bromide, a cholinergic inhibitor.195 Data are
improvement at 2- and 4-month follow-up was unim- sparse from randomized trials; nevertheless, small
pressive in hands treated with iontophoresis.184,185 studies suggest that iontophoresis is safe and can
Anti-inflammatory medications have been a main- alleviate symptoms of palmar or plantar hyperhi-
stay of treatment for epicondylitis for many years, al- drosis in approximately 85% of patients.196 199
though studies consist mainly of small groups and an- Side effects include primarily dry, cracked hands
ecdotal experience. In addition, some controversy has (treated with moisturizers); the primary concern
arisen surrounding the use of anti-inflammatory medi- for patients, however, is the time required to per-
cations as the scientific understanding of chronic form the treatments. In most studies, the initial
degenerative tendinopathies, and the minimal role treatment was 20 to 30 minutes per day.199 Non-
of inflammation, has developed. Nevertheless, in 1 responders are commonly referred for local injec-
randomized, controlled trial, patients treated with tion of botulinum toxin. In a study of 20 patients
dexamethasone by iontophoresis noted improvement with palmar hyperhidrosis who had not responded
of symptoms after 2 days compared with placebo, but to iontophoresis therapy, all developed anhidrosis
this benefit was lost at 1 month.186 Iontophoresis by 2 weeks after botulinum toxin injection, with
with topical naproxen showed similar benefits in pain persistent results 12 months after therapy in all
and function scores in patients with epicondylitis.187 patients.200
Of note, no studies have compared topical nonsteroi- Iontophoresis is a novel technique for needleless
dal anti-inflammatory drugs (NSAIDs) with topical administration of lidocaine across the stratum corneum
Current Concepts

steroids in epicondylitis. barrier to the dermis. It is thus useful for delivering local
Overuse syndrome is a nonspecific diagnosis related anesthesia before minor procedures in children, partic-
to generalized tendinopathies from repetitive strain. As ularly in the palms and soles, where the stratum cor-
such, anti-inflammatory medications (NSAIDs, acet- neum barrier is most impervious to passive diffu-
aminophen, etc.) have been used for pain relief, and sion.201,202 Some practitioners have used lidocaine
there has been some interest in mitigating the adverse iontophoresis before venipuncture in both children and
systemic effects of long-term use by favoring local adults. Reports suggest that iontophoresis provides ef-
administration. The results of a small, randomized trial fective pain relief for venous catheter placement or

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612 THERAPEUTIC MODALITIES

venipuncture within 10 to 20 minutes.201,203206 The tensile strength.44,216218 However, there is little evidence
drug is administered in a volume of 0.6 to 1.0 mL of 2% to support the use of NSAID phonophoresis in these con-
lidocaine with epinephrine, and should not be used in ditions. In fact, the use of NSAIDs for acute tendinopathy
patients with sensitivity to amide anesthetics, with pace- remains controversial, because blocking the inflammatory
makers, or with lesions near the eye, and over metal response is thought by some to inhibit healing. In the
indwelling catheters.206 The demand on provider time treatment of chronic tendinopathy, it is unclear what ben-
relative to other techniques, major local skin reactions efit NSAIDs provide without evidence of an inflammatory
(including burns), and the emergence of topical lido- process. A review of 32 studies addressing the benefit of
caine creams that have an onset of action similar to NSAIDs in tendinopathy identified only 9 prospective,
iontophoresis have limited the use of this technique in placebo-controlled trials.219 Of these 9 studies, 5 found
clinical practice.207 some analgesic effect from NSAIDs; none looked at ten-
don healing.
Experience In cases of stenosing tenosynovitis, especially de Quer-
Iontophoresis is available in most rehabilitation vain and intersection syndrome, hydrocortisone phono-
facilities and is used in selected patients in our phoresis over the radial styloid or the point of maximal
practice. Despite justified controversy regarding tenderness daily has been noted anecdotally to relieve pain
whether clinically relevant doses of the medication in minor cases. However, there is a lack of clinical evi-
reach the target tissue, we have experienced posi- dence to support this modality in these conditions.220
tive outcomes in patients who have undergone In cases of epicondylitis, studies of phonophoresis
glucocorticoid and NSAID iontophoresis as sec- are small and preliminary, but the technique may pro-
ond-line treatments for inflammatory conditions. vide some short-term benefit. In 1 randomized study of
We believe that it is a useful addition to the 60 patients with lateral epicondylitis, phonophoresis
therapists tool set in carefully selected patients. and iontophoresis with topical 10% naproxen showed
similar benefits in pain and function scores.186,187
PHONOPHORESIS In overuse syndromes, rest, ice, stretching, and activity
Overview modification are mainstays of therapy. Although formal
Phonophoresis is a form of transdermal (needleless) drug studies are lacking, NSAID phonophoresis has been used
delivery that requires the therapeutic application of ultra- with anecdotal success. There is no empiric evidence to
sound to enhance the permeability of skin and facilitate the support the use of this modality, however.221
delivery of topically applied drugs to subcutaneous tis- In patients with nonspecific musculoskeletal pain, hy-
sues.208,209 The advantages of transdermal delivery are drocortisone phonophoresis has demonstrated symptom-
well-recognized: easy titration and dose adjustment, lack atic benefit in the literature, although it is unclear whether
of painful injections, and avoidance of hepatic first-pass there is a publication bias for only positive results. In a
metabolism. Electron microscopy and controlled animal randomized, double-blinded, placebo-controlled trial of
studies have demonstrated the ability of ultrasound energy hydrocortisone phonophoresis in such patients, Griffin et
to enhance the permeability of the skins stratum corneum al222 found that 68% improved with treatment versus only
barrier.210215 Commonly used medications include cor- 28% after placebo phonophoresis. Other small studies
ticosteroids, NSAIDs, and local anesthetics, and it has have demonstrated similar findings in patients with shin
been used for carpal tunnel syndrome, chronic tendinopa- splints and generic inflammatory musculoskeletal condi-
thy, stenosing tenosynovitis, epicondylitis, overuse syn- tions.223,224 Several authors have supported the relative
drome, nonspecific musculoskeletal pain, and a number of safety of this modality, reporting absence of detectable
other miscellaneous conditions. systemic levels of agents such as dexamethasone, hydro-
cortisone, and salicylates after phonophoresis.225227
Current Concepts

Evidence Dexamethasone phonophoresis is believed to reduce


Corticosteroid phonophoresis has been investigated as a subcutaneous collagen deposition, and is thus avoided
safe alternative to injection for mild to moderate carpal around weakened or unstable joints. It may prove benefi-
tunnel syndrome, with results disappointingly similar to cial, therefore, in cases of keloid or exuberant scar forma-
those of iontophoresis.184,185 tion,211 but there is no supporting evidence at present.
Whereas the initial conservative therapy for rotator cuff
tendinopathy and other chronic tendinopathies consists of Experience
ice, rest, and NSAIDs, ultrasound theoretically stimulates Phonophoresis is a commonly available therapeutic mo-
tendon healing via collagen production, thereby increasing dality frequently used in hand rehabilitation settings de-

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THERAPEUTIC MODALITIES 613

viduals arm was present but paralyzed, and remained


even when the limb was no longer present.
Given that individuals report that a phantom limb is
painful because they often feel as if it is stuck in an
uncomfortable position, Ramachandran et al228 further
hypothesized that allowing the patient to see the miss-
ing limb move would break this cycle. By having the
individual look into the mirror on the intact side and
make mirror symmetric movements, it appears to the
subject that the phantom limb is moving. With this
artificial feedback, the brain is retrained and the learned
paralysis eliminated. Patients can then begin to move
the missing or paralyzed limb and unclench it from
painful positions.

Evidence
FIGURE 8: Mirror therapy. Chan et al230 performed a randomized, sham-controlled
trial of mirror therapy versus imagery therapy in patients
spite the lack of clear evidence demonstrating therapeutic with phantom limb pain. The authors created 3 groups: (1)
drug levels at the target tissue. In our practice, phonopho- The mirror group viewed a reflected image of their absent
resis is carefully selected as an adjunct therapy based on limb and performed mirror therapy; (2) the covered mirror
the presenting pathology, the target tissue, the stage of group performed the same tasks as group 1 but the mirror
healing, and the desired therapeutic effect. We avoid cer- was covered with a drape; and (3) the imagery group was
tain ultrasound parameters that may be more likely to trained in mental visualization to perform tasks with the
cause epidermal injury, such as high frequencies and sta- absent limb. The researchers found that after 4 weeks of
tionary positioning of the sound head. We often recom- treatment, 100% of patients in the mirror group reported a
mend moisturizing with mild lotion to ensure hydrated decrease in pain. In the covered-mirror group, only 17%
skin, and consider leaving the drug on the skin with an reported a decrease in pain, whereas 50% reported wors-
occlusive dressing for several hours after therapy to im- ening pain. In the imagery group, 33% reported a decrease
prove absorption. Hair-bearing areas are often shaven to in pain, whereas 67% reported worsening pain. The criti-
limit impedance to drug transmission. cisms of this report have noted the small numbers; there
were only 6 subjects in each group. In addition, there have
MIRROR THERAPY been several other reports with mixed results of mirror
Overview therapy in phantom limb pain231233; many of the reports
Mirror therapy is used for patients with phantom limb have small numbers and lack of proper controls.
pain or pain from a paralyzed extremity, or patients Mirror therapy has also been used in patients who have
with pain syndromes such as chronic regional pain experienced a stroke and have a paretic hand or spatial
syndrome. The patient places the normal limb in 1 side neglect. A randomized crossover study of 9 chronic stroke
of a box. The amputated limb is rested into the other patients found that mirror therapy improved range of mo-
side. A mirror reflects the normal limb so that it appears tion, speed, and accuracy of movement.234 Sathian et al235
to the patient that there is a normal hand in place of the also found that 2 weeks of mirror therapy improved
missing limb (Fig. 8). When the good hand moves, the strength and movement in stroke patients with a paretic
artificial visual feedback suggests to the patient that she arm. Similarly, Stevens and Stoykov236 reported an in-
is moving the missing or paralyzed limb. crease in range of motion, Fugl-Meyer assessment score,
Current Concepts

The development of mirror therapy was based on the movement speed, and hand dexterity in paretic arms after
observation that patients who had a paralyzed limb, and mirror therapy. One of the better studies was a random-
then underwent an amputation, were much more likely ized, controlled trial of mirror therapy in subacute stroke
to report phantom pain. Ramachandran et al228,229 pro- patients with limb dysfunction. A total of 40 patients were
posed that when the patient tried to move the paralyzed enrolled, 20 of whom underwent mirror therapy plus a
limb (before amputation), he received visual and pro- conventional stroke rehabilitation program. The control
prioception feedback that the limb did not move. This group consisted of 20 patients who were part of a sham
feedback then imprinted into the brain when the indi- mirror therapy plus conventional stroke rehabilitation. The

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614 THERAPEUTIC MODALITIES

conventional stroke rehabilitation was intensive: 5 days a Low-level laser therapy is appealing because it is a
week, 2 to 5 hours a day, for 4 weeks. The mirror therapy noninvasive, painless, office-based modality. Since
consisted of an additional 30 minutes per day. The re- 2002, the FDA has allowed several companies to mar-
searchers found that the mirror therapy group performed ket LLLT (as above, it is important to note that FDA
much better in outcome measures that assessed motor approval does not necessarily indicate effectiveness)
recovery and self-care items. It did not affect spasticity.237 and its indications have expanded over the years. Cur-
Finally, the successful use of mirror therapy has been rently, it is being used for a variety of soft tissue
reported in patients with pain syndromes such as com- ailments.
plex regional pain syndrome238,239 and in sensory re-
education of severe hyperesthesia after hand injuries.240 Evidence
Cacchio et al241 performed a randomized, sham-con- From a basic science perspective, there is some research
trolled study involving 24 patients with complex re- that LLLT stimulates the cytochrome c oxidase path-
gional pain syndrome of a paretic arm. As in the phan- way and other mitochondrial pathways243 and activates
tom limb study mentioned previously, the patients were the tyrosine protein kinase receptors.243,244 The net
assigned to 1 of 3 groups: (1) the active-mirror group, result of the complex interplay is the release of growth
who viewed a reflected imaged of their unaffected arm factors with the proliferation of cell lines that heal and
in a mirror; (2) the covered mirror group; and (3) the regenerate tissue.242246
mental imagery group. The authors found that 88% of Nevertheless, the clinical translation of this basic
patients in the active-mirror group reported reduced science evidence remains to be seen. Low-level laser
pain, whereas only 12% reported reduced pain in the therapy has been studied for carpal tunnel syndrome,
covered-mirror group, and 25% in the mental imagery enthesopathies, de Quervain tenosynovitis, Raynaud
group. Interestingly, after the randomization period was phenomenon, rheumatoid arthritis, and osteoarthritis.242
completed, 12 patients crossed over to active mirror The results have generally demonstrated that LLLT has
therapy. Of the 12 patients who switched to mirror no benefits over a sham laser.
therapy, 11 then had a significant reduction in pain (P Carpal tunnel syndrome has been the best-studied
.002).241 pathology. The studies that have demonstrated LLLT to
be an effective therapy have had major limitations;
Experience
most notably, they were done without controls.247,248
We have found phantom limb pain, pain associated Fortunately, several randomized, controlled trials of
with paralysis after stroke, and pain syndromes such as LLLT versus sham laser have been performed.249 253
chronic regional pain syndrome extremely difficult to Irvine et al249 performed a double-blind, randomized,
treat with traditional therapy modalities. However, we controlled trial of LLLT versus sham and found no
have been impressed with the results of mirror therapy significant difference in any of the outcome measures
and frequently offer this modality to these pain groups. (Levine Carpal Tunnel Syndrome Questionnaire, elec-
One downside is that the therapy is intensive, with a trophysiological data, and the Purdue pegboard test).
strong commitment required from patient and therapist, Naesar et al250 also published a double-blind, random-
and requires an excellent understanding of the tech- ized, controlled trial on patients with mildly to moder-
nique to be effective. In addition, mirror therapy proto- ately severe carpal tunnel syndrome. In that study, a
cols are still in their infancy. significant treatment effect was only found after those
patients who had demonstrated a response to sham were
LOW-LEVEL LASER THERAPY excluded. Evcik et al251 reported no difference in the
Overview primary outcomes of pain and function in their random-
Current Concepts

Low-level laser therapy (LLLT) refers to the use of low ized controlled trial. Similarly, Shooshtari et al252 found
intensity or low levels of laser light to alter cellular no difference in improvement in clinical symptoms
function. It implies that little heat is transferred when between LLLT and sham laser, although they did report
tissue is irradiated. Other common names include low- an improvement in electrophysiology findings.
power laser therapy, cold laser, soft laser, biostimula- Three systematic reviews have been published, with
tion laser, therapeutic laser, and laser acupuncture. By conflicting results. One group concluded that the evi-
setting the laser to the appropriate wavelength, laser dence to support LLLT in carpal tunnel syndrome is
light can penetrate the skin and activate the appropriate unsubstantial,253 whereas another summarized the same
photoreceptor target. Once activated, the stimulated tis- studies by suggesting that the negative studies had not
sue theoretically can induce biological healing.242 used the appropriate dose of LLLT for carpal tunnel

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THERAPEUTIC MODALITIES 615

syndrome.254 The last review concluded that the basic 7. Lehmann JF, Silverman DR, Baum BA, Kirk NL, Johnston VC.
Temperature distributions in the human thigh, produced by infra-
science evidence in support of LLLT is poor, the clin- red, hot pack and microwave applications. Arch Phys Med Rehabil
ical data are lacking, and overall, the available scientific 1966;47:291299.
data do not support a role for LLLT in the treatment of 8. Abramson DI, Burnett C, Bell Y, Tuck S Jr, Rejal H, Fleischer CJ.
carpal tunnel syndrome.242 Changes in blood flow, oxygen uptake and tissue temperatures
produced by therapeutic physical agents. Am J Phys Med 1960;39:
With regard to other diseases treated by LLLT, 51 62.
Tumilty et al255 performed a meta-analysis of LLLT for 9. Abramson DI, Chu LS, Tuck S Jr, Lee SW, Richardson G, Levin
enthesopathies and de Quervain tenosynovitis. A total M. Effect of tissue temperatures and blood flow on motor nerve
conduction velocity. JAMA 1966;198:10821088.
of 12 randomized, controlled trials reported positive 10. Lehmann JF, Brunner GD, Stow RW. Pain threshold measurements
outcomes, whereas 13 had negative outcomes. They after therapeutic application of ultrasound, microwaves and infra-
suggested, however, that the studies reporting negative red. Arch Phys Med Rehabil 1958;39:560 565.
11. Eldred E, Lindsley DF, Buchwald JS. The effect of cooling on
outcomes had not used the appropriate wavelength. A mammalian muscle spindles. Exp Neurol 1960;2:144 157.
Cochrane review of 5 placebo-controlled trials of LLLT 12. Mense S. Effects of temperature on the discharges of muscle
in rheumatoid arthritis concluded that LLLT may have spindles and tendon organs. Pflugers Arch 1978;374:159 166.
some benefit for short-term pain relief and morning 13. Cameron M. Thermal Agents: Cold and heat. In: Physical agents in
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Similarly, a randomized, controlled trial found no dif- blood volume during cold gel pack application to traumatized
ankles. J Orthop Sports Phys Ther 1994;19:197199.
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16. Keatinge WR. Survival in cold water. Oxford: Blackwell 1978.
Experience 17. Clarke RS, Hellon RF, Lind AR. Vascular reactions of the human
forearm to cold. Clin Sci (Lond) 1958;17:165179.
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JOURNAL CME QUESTIONS

Therapeutic ModalitiesAn Updated Review In patients with rheumatoid arthritis, thermal


for the Hand Surgeon ultrasound has been shown to have what
positive effect?
What factor leads to pain relief with heat therapy?
a. Reduce the number of painful joints
a. Cutaneous counterirritant
b. Decrease the number of swollen joints
b. Changes in cell membrane permeability
c. Decrease morning stiffness
c. Endorphin release
d. All of the above
d. Vasodilatation
e. All of the above

To take the online test and receive CME credit, go to http://www.jhandsurg.org/CME/home.

Current Concepts

JHS Vol A, March

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