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Introduction
This something can be phenomenon or relationship. The word research derives from the
French word recherch, meaning to search. It is obvious that research is an activity, and
human activity for that matter. As human activity, research is bound for possible error. No
human is infallible. It is to avoid error, as much as possible, that systematic methods are used
The plurality of methodology has arisen because of the diversity of matter phenomena or
relationships that we investigate. The diversity may require different methods to be used on
the same thing or a particular method selected depending on the nature of the matter that we
investigate. For example, there is a considerable difference between natural phenomena and
social phenomena. The methods of social sciences thus differ from the methods of natural
sciences, e.g. in physics or chemistry. Again the different branches of social sciences or
natural sciences differ from one to the other in terms of the methods that they employ for
research or systematic investigation. However there are increasing areas where they overlap
and interbreed each other in terms of the usage of methodology. Although both humanities
and social sciences deal with the society and behavior of the people, the former relates more
to the spiritual or subjective sphere, while the latter deals more with the material or
Research methodology is in fact a generic term to cover a host of research methods and in
addition indicating the philosophy behind the various research methods that we now-a-days
use. This introduction to research methodology focuses mainly with the second part of the
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The rationale of the National Centre for Advanced Studies in Humanities and Social
Sciences (NCAS) preoccupation on research methodology derives from the fact that
methodology is crucial to successful research. We call it our Niche. There cannot be any
research, even bad ones, without a methodology. The methodology here denotes the use or
the process of the method. However, the selection of an appropriate methodology not any
methodology - is the key to success. The difference between bad research and good research
might depend on the researchers grasp of research methodology. The quality of research, the
derived would largely depend on the methodology that it pursues. Before the selection of any
The Genesis
Many accept that systematic or structured attempt to gain knowledge on various natural and
social phenomena dates back to the Greek period. It is apparent that rudiments of these
attempts existed in many civilizations before and after. In the case of the Ancient Greece,
Plato and Aristotle were two prominent figures in seeking knowledge through investigation
and contemplation. Plato (428-347 BC) was the founder of the Academy in Athens and the
author of the Republic among many other writings. He was a brilliant writer and a thinker.
However, he cannot be considered the founder of research methodology. It was his student
Aristotle (384-322 BC) who invented the first systematic method of investigation called
Syllogism. Perhaps Plato could be considered the founder of humanities but not social
sciences. The difference between Plato and Aristotle in a way is the difference between
humanities and social sciences. Platos approach did not stick to a particular method. It was
contemplative and imaginative. He was more concerned about normative matters than the
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actual ones. In his Republic, he was investigating the parameters for an ideal state/society
and argued that until philosophers rule as kings, the cities will have no rest from evils.
Aristotle was somewhat the opposite. He did contemplate and commented on normative
matters, but his primary concern was on actual institutions and processes when he wrote
Politics among other writings. Having considered the actual workings of political societies of
his time, he considered politics to be primary of all activities based on organic nature of
things. He called politics to be the master science. Concepts and ideas were not
uncommon to Aristotle but he focused more on empirical facts and relationships. When he
said man by nature is a political animal he was not talking about the future or the ideal but
the present and the actual. But Aristotle is important to our discussion not because of his
knowledge develops from the known to the unknown. His method is mostly explained as a
It is true that the deductive reasoning even today has the above linear character which at
times may prove to be untrue, unrealistic or defy even commonsense. The following is an
example.
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The reason for the erroneous conclusion in the second example is the incompatible
connection between the major premise and the minor premise. While hooting is a major
behavior of the Jackals, it is not fortunately the case of the university students! In deductive
reasoning, one cannot connect incompatible premises to deduct conclusions. Whatever the
conclusions or hypotheses might be attained or even theories might be built. However, those
should be further investigated, tested or verified through empirical research before making
When John Locke developed his theory of Social Contract he apparently used a form of
deductive reasoning. The state of nature was his major premise. The state of civil society
(built presumably on social contract) was his minor premise. From this connection between
the major premise and the minor premise he deducted rules and norms for a system of
government. This is only one example from history of research and scholarly writings to
elaborate on the above point. Even in todays research, the deductive reasoning is much used,
for example, in literature reviews. The whole purpose of literature review is to deduct
reasoning focusing on a particular problem, area of investigation or subject matter for further
investigation. The methodology however works only when the connection between the major
premises of the literature is compatible with the minor premises that the particular research is
It is not correct to say that all knowledge or methodology pertaining to research is of Western
origin. There are useful insights from the East and some of the philosophical propositions can
be considered useful basis for todays scientific investigation. One example is Kalama Sutta
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by the Buddha. He lived in fact before Aristotle and expressed concern over any major
experimenting the truth. The sermon was delivered to Kalamas of Kesaputta while he was on
Lord, some teachers come to Kesaputta, expounding and glorifying their own doctrines. But
as for the doctrine of others, they abuse them, disparage them, deprecate them, and pull them
to pieces. Other teachers, on coming to Kesaputta, do the same thing. When we listen to
them, we feel doubt and uncertainty as to which of these teachers are speaking truth and
Of course the question posed to the Buddha was not directly on research methodology or
today based on particular theories or ideologies are like the doctrines that Kalamas
confronted in the ancient times. However, the Buddhas answer to the question was based on
methodology or theory of knowledge of current circumstances. The following was what the
Buddha said.
It is not correct to say that the Buddha wholesale rejected any authority of knowledge by
report, legend, tradition, scripture, logical conjecture, analogy, inference, consistency with
law, probability or thought. What he said was to be circumspect and not to take them on the
face value. This is extremely important in research and what he asked was to re-search or
reinvestigate the existing knowledge. One even might say that this is similar to what is
pronounced as deconstruction today with a difference. The difference perhaps is that the
Buddhas advocacy of methodology was constructive and not destructive. This is clear from
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his advocacy of four noble truths with optimism of resolving the worlds most pressing
problems. What he said was: dont give final authority to what is written in books or what is
advocated by philosophers. You have to test them through your own experience and
propositions.
Scientific Method
Research methodology took a dramatic turn beginning the modern era with the invention of
inductive reasoning in the West. Francis Bacon (1561-1624), an English thinker, was the
pioneer of this venture who in fact turned Aristotles syllogism upside down. Rather than
moving from the general to the specific, Bacon argued that human knowledge better proceeds
from the specific to the general. In comparison to deductive reasoning, the inductive
Specific Premise 2: David, Ram and Nirmala completed PhDs in three years
The inductive reasoning is the preferred method obviously in natural sciences today.
However as a scientific method it has inspired social sciences as well. It appears that only the
inductive method that would allow new premises to be established and new theories to be
constructed. If we follow only the deductive reasoning, our knowledge might suffer the
defect of circularity. It would only be within the existing major premises that the knowledge
would circulate. Deductive reasoning might be useful for practical purposes in life, but not
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Similarly, the inductive method may confront similar predicaments if it is applied in isolation
to what can be deducted from the exiting knowledge, theories or what can be called major
premises. There is no point in completely reinventing the wheel in seeking knowledge when
new knowledge can be at least partly be built on the basis of the existing knowledge. There is
a considerable unevenness in knowledge spread in the world today (between the West and
the East or the developed and the developing) due to incompatibility of conditions or
relations of power and therefore appropriate knowledge transfer may require testing and
retesting of the existing knowledge through research. Similarly important is to seek new
However what has emerged in recent times is a synthesis of the two major strands of logical
reasoning as the acceptable scientific method. This method is a broad combination of both
deductive and inductive reasoning. One might say, more than a synthesis of the two, this
method in fact attempts to use both methods as appropriate in the process of research. The
invention of this combined method or its advocacy goes along with the name of the
American psychologist, John Dewey (1859-1962). Dewey has had many hats and many
contributions to make to society like many others who were mentioned before. However
research, natural or social, with necessary and appropriate adjustments. He was a pragmatic
Pragmatism was his philosophy. However, he undoubtedly was bias towards empirical
research and also practical or operational research that could bring change in society and
beyond those theoretical premises. Research methodology in this sense is not a single
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instrument or method but a process with several steps to achieve the objective of knowledge
production as follows.
A research process combining the deductive and inductive reasoning can also be illustrated
Deweys scientific method is in fact reminds us what the Buddha said about the Four Noble
(1) Dukkha, meaning the existence of problems and issues, or the problem of life (suffering)
itself.
(3) Nirodha, meaning the possibility to uncover and resolve the problems.
(4) Magga, meaning the way leading to the understanding and resolution of problems.
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Todays research methods are based on the belief in rationality and the possibility of
Buddhism this is called Nirodha and the concept has a very clear positivist character to it.
Dukkha of course is the existence of problems, issues, dilemmas and enigmas in nature,
society and life and the clear identification and definition of these problems, in Deweys
view, is the starting point of any scientific research process. Samudaya in the Buddhist
philosophy are the causes and reasons for the existence of problems and as Dewey stipulated
they need the determination of hypothesis or tentative theory to proceed with the intended
investigation and particularly the collection and analysis of data in order that scientific
conclusions are made. This is also the process of drawing of conclusions and the application
of them into the original hypothesis or theoretical premises similar to what Dewey said and
Concluding Remarks
The above presentation was only a brief introduction to Research Methodology focusing on
some of the philosophical aspects. The objective was to stimulate initial ideas among the
participants of a two day workshop (6-7 May, 2008) organized on the same topic by the
NCAS and attended by young academics in Sri Lankas university system. It is only on a
chosen direction that the genesis and the development of research methodology were
discussed in this introduction. A particular attempt, however, was made to draw inspiration
from both the Western and one of the most enlightened Eastern traditions, namely Buddhism,
without counter posing one against the other. It is obvious that many of the important
landmarks or particular methods were not at all touched upon in this brief introduction and
some of these were discussed in other sessions of the workshop. Research methodology is
task which might require a lifetime commitment. It is this commitment and further self-study
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that were required from the participating young academics to make their experience at the
Footnotes:
Colombo, and Director (Acting) of the National Centre for Advanced Studies in Humanities
2.Ancient China, India and Mesopotamia are some examples where mathematics and
3.Jacques Derrida coined the term deconstruction in the 1960s (Of Grammatology, 1967)
and since then the term has been much misused than used.
The text of presentation made by Prof. Laksiri Fernando at the NCAS workshop on
Research Methodology held on 6-7 May, 2008. Any kind of use of contents should be duly
acknowledged.
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Research methodology in Tibetan Buddhist studies:
Abstract
The realm of Buddhist studies has expanded from textual analysis to include a wide array of
nature, methodology explores the what, why and how of phenomena deemed
studies based on the philosophical underpinnings of the Vajrayna path. I demonstrate how
theory to the exposition of Tibetan scripture. This presentation suggests that the maala as
structure and philosophy supports the objectivity of the researcher, fosters phenomenological
interpretation from the perspective of the researched and preserves the integrity of scholarly
Introduction
Along with the globalisation of Buddhist thought, the realm of Buddhist studies continues to
medicine and art. Each discipline adopts investigative strategies appropriate to its objectives.
Qualitative in nature, the overall paradigm seeks to answer the what, why and how of
the matter.
In this paper I explore research in Buddhist studies, with specific emphasis on a Buddhist
methodological frameworks intended for the study of human cultures, then what would be
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the nature of a Buddhist study of phenomena characterised as Buddhist? Could such an
approach be applied to any aspect of this type of study? Is there a way to apply the Buddhist
worldview to the interpretation of Buddhist experience and still maintain scholarly integrity?
These are complex questions. I maintain that the scholarly exploration of a phenomenon is
that same phenomenon as a means to express the viewpoint of the researched. I therefore
explore a Buddhist approach to methodology based on Buddhist theory that could apply to
the investigation of a phenomenon deemed Buddhist. Buddhist thought is nuanced across its
many traditions. My approach assumes the Tibetan Buddhist worldview, also understood as
the Vajrayna path, which, because of its soteriological objective, is included within the
Mahyna path.
I first define the basic philosophical underpinnings I include from the Vajrayna as they
relate to this discussion. An important part of the Tibetan Buddhist narrative is its reliance on
soteriological path. I then illustrate how I implemented a maalic approach in the exposition
of a particular type of Tibetan scripture known as a Treasure text, or terma. At first glance,
the terma with which I was working seemed like a conglomeration of unrelated topics. In a
thematic organisation corresponding to the maalic levels of outer, inner, innermost and
secret, a certain logic in the madness revealed itself. The composer of the terma
demonstrated intuitive skill in presenting the organised chaos inherent to the journey to
Buddhahood. The maala methodology accentuated this creativity and the message from a
Vajrayna perspective. I conclude with a brief discussion of how the maala approach is
Fernando (2008: 1) points out, the plurality of methodology has arisen because of the
depending on the nature of the matter that we investigate. In qualitative research, this
paradigm encompasses an ontology and epistemology appropriate to the study. For the
based on the Buddhist worldview. In this instance I condense this paradigm to that of the
Vajrayna.
Tibetan Buddhist ontology is founded on the theory of the Two Truths. Reality is
phenomena. The distinction between these two forms has to do with momentary change. The
first of the Two Truths addresses impermanent phenomena, which are said to arise from
causes and conditions, are affected by other phenomena, change from moment to moment
and produce results. The second truth addresses static phenomena, or ultimate truths, which
function differently in that they do not arise from causes and conditions, are not affected by
other phenomena, do not change from moment to moment and produce no effects (Berzin
2001: 1). Ultimate truth is in effect nyat, which is the lack of any inherent existence in
impermanent phenomena. All phenomena fall into one of these two categories (Tashi and
McDougall 2001: 47). The Two Truths constitute the duality of all knowable phenomena.
Buddhist epistemology is based on descriptions of the mind and its functions. This theory of
mind describes the knowing power of the mind, its composition and processes of
knowing agent with coarse and subtle characteristics. Cognitive events can know because
of the fundamental clarity underlying them. In Tibetan Buddhism, this is also known as the
clear light nature of mind (Gyatso, Goleman and Thurman 1991: 21).
One may logically understand that impermanent or compounded phenomena do not exist as a
experientially recognise this characteristic that distorts human perception (Tashi and
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McDougall 2001: 47). The result of adjusting perception towards an accurate understanding
samyaksambuddha.
2. Mandalic theory
evident in the transformative capacity of the Indo-Tibetan maala. The maala represented
an organising principle in ancient India and Tibet, and remains an interpretive tool of the
Buddhist soteriological path (Raghu and Lokesh 1995: 9; Simmer-Brown 2001: 117). In
As Huber (1999: 26) states, the maala is one of the most important Indo-Tibetan
organising principles. As a tantric Buddhist icon, the maala represents the realm of a
particular deity who serves as the focus of a certain set of practices, with the featured tantric
The maala also provides the practitioner an overview and guide to mental transformation,
proceeding from the coarsest mode of subjective experience to the subtlest view of
through the stages of outer, inner and innermost, the practitioner ultimately arrives at the
most profound, secret level. The maalas basic principle is that reality has its own
structure different from the ordinary, unenlightened minds vision thereof. This reality is not
something fixed or unchanging; rather it exists as spontaneous fluidity, with the central deity
representing the state of awakening towards which one is striving. The surrounding retinue
awareness of the pervasive transience of phenomena. The centre and its environs are
considered interdependent and therefore empty of any inherent existence. The practitioner
recognises that all facets of perception and existence are in fact intricately interconnected
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(Simmer-Brown 2001: 119). In this way, the maala functions as an interdependent totality
so that physical surroundings, practices and perception become part of the entire experience
Tweed (2011: 21) subsumes his definition of religion to the analogy of a flowing together of
currents. The structure and theory behind maala accentuates the currents of impermanence
and interdependence, solidity and fluidity, the density of ignorance and the expansiveness of
realisation. I apply this method to the organisation and exposition of a Tibetan Buddhist text
entitled Self-liberation upon hearing: A guidebook to the joyful Pemak (Dorj c. 1615-
1672).
Self-liberation upon hearing is a Tibetan Buddhist Treasure text, or terma. In the Tibetan
Buddhist narrative, terma are teachings first composed by the Indian guru Padmasambhava in
the 8th century. These texts were then hidden in the natural environment or in the minds of
his contemporaries, and in accordance with his predictions, revealed hundreds of years later
by future adepts. The said purpose of this entire process was to provide direct guidance to
Hundreds of terma have been discovered over the years. The first Treasure revealer, or
tertn, was Sangye Lama, who is thought to have lived at some point between 990 and 1070
C.E. (Dudjom and Gyurme 1991: 751). Self-liberation upon hearing was revealed by the
tertn Rigdzin Ddl Dorj (16151672), believed to be the rebirth of Drokben Khyeuchung
2007: 1). Structurally, the text commences with the traditional introductory homage to
primordial Buddhist figures and a promise to explain. In the colophon, after sealing the
revelation by dedicating his efforts to the happiness of all sentient beings, Ddl Dorj
divulges his name as the revealer. The main body of Selfliberation upon hearing then
introduces a wide variety of seemingly arbitrary discussions about the Pemak rendering it
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quite difficult to extract any meaning from the text. I therefore organised the contents
Pemak were classified as outer; inner and innermost levels related to less easily perceived
objects and events, and designation as secret pertained to phenomena in the text that were so
In the outer category, I included textual depictions of the Pemaks geographical layout; it
was portrayed as a lotus flower. The text indicated regions surrounding its outstretched
petals, the land areas that its petals represent and the innermost geography of its core. Self-
liberation upon hearing also emphasised the regions dramatic topography, particularly the
mountains. Traditionally, mountains act as focal points of pilgrimage and represent the abode
of a deity, known as a n. The text also describes the regions plant life for its qualities that
may accelerate the quest for enlightenment, or at the very least sustain one with its bounty.
The terma mentions esoteric beings that inhabit the region. Because of their subtle form and
identify geographical locations with different types of otherworldly creatures (Allison 2009:
169). The Tibetan categorisation of these entities roughly corresponds to dwellers located
above, at the level of and below the earth (Diemberger 1998: 108). In Self-liberation upon
hearing, the Pemak is deemed an extraordinary location because of the benevolent power of
many of the resident deities, and the menace of those deities with destructive intentions
(Thinley and Dudjoms 2006: 275). Most importantly is the mention of the kin. Often at
the final goal of tantric practice (261). She also embodies the tantric practitioners inner
wisdom. A yogis encounter with the kin is the experience of the ultimate nature of the
mind, as well as the means through which that nature is realised (Simmer-Brown 2001: 42).
The philosophical purpose of the maalic framework is to guide a practitioner through the
stages on the path to enlightenment, which includes specific meditative processes. I qualify
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the innermost level of the terma to be its descriptions of Buddhist practice. There are various
understood to be the highest tenet, the text describes the methods to realise this as thekchd,
or Cutting Through, and thgl, Direct Crossing Over. The objective of thekchd is to see
through the false appearances generated by the deluded aspect of mind in order to perceive
its primordially pure aspect. In thgl, meditative exploration facilitates the understanding of
Finally, the most secret and subtle aspects of Selfliberation upon hearing are its reference to
the resultant characteristics of liberation. In the tantric tradition, there are three phases of
meditative training which reinforce each other: the basis, which is the correct view, is the
understanding that all compounded phenomena lack an inherent existence. The second phase
is called path, where the practitioner focuses on cultivation of the unity of compassion and
wisdom. The last phase is fruition, which is the result of this cultivation and the goal of
meditative practice. According to Self-liberation upon hearing, this is possible even through
mere association with the Pemak. It is said that the basic, infinite nature of mind is that
which is pure, clear and knowing; any experience is like an ocean ripple on its surface.
Defilements or afflictions are adventitious, and can therefore be removed through cultivation
of the path. At the final level of practice, as reflected in thekchd and thgl, the meditator
experientially understands that all phenomena are simply emanations of mind (Powers 2007:
291).
The text ties this essence neatly to its innermost, inner and outer elements in reliance on
ordinary topographical features into the sacred geography of the maala, which is actually a
whereby the landscape itself is seen to reveal this inner essence. By doing so, the relationship
between the practitioners inner microcosm and the outer macrocosm becomes evident. The
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environment and all that inhabits it are regarded as pure, along with the mental continuum
that perceives them. All have always been and remain in a state of awakening and pristine
upon hearing reflects the essence of Tibetan Buddhist sacred geography and their spiritual
phenomena
Cabezn (1995: 254) reminds Buddhist scholars that true research . . . is creative. I propose
that the means to express this creativity should also be practical. Accordingly, I have
presented the Indo-Tibetan maala as a means to organise and interpret the dynamics of a
for the variety of themes a scholar may encounter in a single study. As a philosophical
paradigm, maalic theory illustrates the progressive stages of the tantric enlightenment
process.
In Tibetan Buddhist studies, this approach is useful because of its portrayal of the researched
integrating scholarly rigour. For example, from the Vajrayna perspective, tantric theory is
embedded within any Tibetan Buddhist artistic creation. A depiction of a wrathful deity, such
painting reflects the culture, society and history that gave rise to the idea being replicated on
the canvas. What differentiates the depiction of Hayagrva from its non-Buddhist or Buddhist
manifestation of many complex ideas, which to the initial observer unfamiliar with the theory
behind this deity, can be confusing. Using a maala approach that progressively
differentiates the overt from the discrete, it is possible to present a complex depiction of
hypotheses about the object of research, organise the approach to its analysis according to
Tibetan Buddhist theory, iteratively establish working theories against the background of
research findings, interpret these through the Tibetan Buddhist paradigm and then present
these findings in a manner that honours the viewpoint of the ideas that the phenomenon
represents.
I also maintain, however, that maalic theory as I have defined in this paper, is flexible
enough to be applied to studies in other Buddhist traditions. Each path has as its
soteriological aim the arrival at, revelation or experience of the innate nature of mind. This
impermanence, interdependence and nyat. The maalic format can act as a means to
explore and analyse Buddhist ritual, artistry, meditation, social interaction and language. It
offers the researcher a technique through which to articulate a deeper understanding of the
Conclusion
The maala principle represents a type of orderly chaos: it is orderly, because it comes in a
pattern; it is chaos, because it is confusing to work with that particular pattern (Trungpa and
Chdzin 1991: 15). This circular reality illustrates objectivity and connectivity between the
the theory behind the object of research and integrating its perspective. Similar to the realm
of Buddhist studies, there are so many different aspects to consider within any type of
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organisational framework and interpretive philosophy is also applicable to other traditions of
Buddhism.
A maala for the exposition of the Tibetan Buddhist Treasure Text Self-liberation upon
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