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a v a i l a b l e a t w w w. s c i e n c e d i r e c t . c o m

w w w. e l s e v i e r. c o m / l o c a t e / b r a i n r e s r e v

Review

Combining modules for movement

E. Bizzia,, V.C.K. Cheungb , A. d'Avellac , P. Saltiela , M. Treschd


a
Department of Brain and Cognitive Sciences and McGovern Institute for Brain Research, Massachusetts Institute of Technolgy 46-6189,
77 Massachusetts Avenue, Cambridge, MA 02139, USA
b
Division of Health Sciences and Technology, Harvard Medical School and Massachusetts Institute of Technology, USA
c
Department of Neuromotor Physiology, Instituto di Ricovero e Cura a Carattere Scientifico, Foundazione Santa Lucia, Italy
d
Department of Biomedical Engineering, Northwestern University and Rehabilitation Institute of Chicago, USA

A R T I C LE I N FO AB S T R A C T

Article history: We review experiments supporting the hypothesis that the vertebrate motor system
Accepted 4 August 2007 produces movements by combining a small number of units of motor output. Using a variety
Available online 5 September 2007 of approaches such as microstimulation of the spinal cord, NMDA iontophoresis, and an
examination of natural behaviors in intact and deafferented animals we have provided
Keywords: evidence for a modular organization of the spinal cord. A module is a functional unit in the
Modular organization spinal cord that generates a specific motor output by imposing a specific pattern of muscle
Spinal cord activation. Such an organization might help to simplify the production of movements by
Muscle synergies reducing the degrees of freedom that need to be specified.
Factorization algorithms 2007 Elsevier B.V. All rights reserved.

Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 125
2. The construction of movements with muscle synergies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127
3. Muscle synergies extracted from intact, freely moving frogs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128
4. Muscle synergies extracted from deafferented frogs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132

1. Introduction

In the natural world, some complex systems are discrete number of meaningful entities that are quite distinct from
combinatorial systemsthey utilize a finite number of discrete those of their elements. A question of considerable importance
elements to create larger structures. The genetic code, lan- is whether this fundamental characteristic of language and
guage and perceptual phenomena are examples of systems in genetics is also a feature of other biological systems. In par-
which discrete elements and a set of rules can generate a large ticular, whether the activity of the vertebrate motor system,

Corresponding author.
E-mail address: ebizzi@mit.edu (E. Bizzi).

0165-0173/$ see front matter 2007 Elsevier B.V. All rights reserved.
doi:10.1016/j.brainresrev.2007.08.004
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with its impressive capacity to find original motor solutions to Our results have shown that not only the electrical but also
an infinite set of ever changing circumstances, results from the the chemical stimulation (NMDA) of the premotor neuronal
combinations of discrete elements. circuitry of the spinal cord imposes a specific balance of muscle
The ease with which we move hides the complexity activation leading to a convergent force field (CFF). In addition,
inherent in the execution of even the simplest tasks. Even in a series of control experiments, we have shown that this
movements we make effortlessly, such as reaching for an pattern of forces is not the result of current spread or random
object, involve the activation of many thousands of motor activation of the motor neurons. Neither can it result from
units in numerous muscles. Given this large number of degrees activating the fibers of passage of the descending fibers and
of freedom of the motor system we, as well as a number of those of the sensory systems. On the basis of these results
investigators, have put forward the hypothesis that the CNS (Giszter et al., 1993; Saltiel et al., 2001), we have concluded that
handles this large space with a hierarchical architecture based distinct interneuronal networks of the spinal cord must be the
upon the utilization of discrete building blocks whose combi- source of specific types of CFFs.
nations result in the construction of a variety of different Another observation derived from microstimulation of the
movements (Arbib, 1981; Tsetlin, 1973). In particular, investi- frog's and the rat's spinal cord is that the fields induced by
gators influenced by the AI perspective on the control of the focal activation of the cord follow the principle of vector
complex systems have argued for a hierarchical decomposi- summation. Bizzi et al. (1991), Mussa-Ivaldi et al. (1994), and
tion with modules, or building blocks, as the most effective more recently, Lemay et al. (2001) have shown that the si-
way to select a control signal from a large search space (Russell multaneous stimulation of two sites, each generating a
and Norvig, 1995). different force field, results in the vector sum of the two fields
In the last few years, my colleagues and I have asked a in most instances. When the pattern of forces recorded at the
specific question: are there simple units that can be flexibly ankle following co-stimulation were compared with those
combined to accomplish a variety of motor tasks? We have computed by summation of the two individual fields, Mussa-
addressed this fundamental and long-standing question in Ivaldi et al. (1994) found that the co-stimulation fields and the
experiments that utilize spinalized frogs (Bizzi et al., 1991; summation fields were equivalent in more than 87% of cases.
Giszter et al., 1993),freely moving frogs (d'Avella et al., 2003) Similar results have been obtained by Tresch and Bizzi (1999)
and rats (Tresch and Bizzi, 1999). With an array of approaches by stimulating the spinal cord of the rat. Recently, Kargo and
such as microstimulation of the spinal cord, NMDA iontopho- Giszter (2000) showed that force field summation underlies the
resis, and an examination of natural behaviors in intact and control of limb trajectories in the frog.
deafferented animals we have provided evidence for a mod- Vector summation of force fields implies that the complex
ular organization of the frog's and rat's spinal cord. A module non-linearities that characterize the interactions both among
is a functional unit in the spinal cord that generates a specific neurons and between neurons and muscles are in some
motor output by imposing a specific pattern of muscle ac- way eliminated. More importantly, this result has lead to a
tivation. Such patterns, in which a group of muscles are novel hypothesis for explaining movement and posture
activated in a fixed balance, have previously been considered based on combinations of few modules. These modules may
as muscle synergies. Other investigators have generated be viewed as representing an elementary alphabet from
corroborative evidence in cats (Lemay et al., 2001; Ting and which, through superimposition, a vast number of actions
Macpherson, 2005; Krouchev et al., 2006). A clear-cut example could be fashioned by impulses conveyed by supraspinal
of a recombination of synergies is from locomotion with the pathways, and/or by the reflex pathways. Through computa-
different limb CPGs. Each CPG can operate independently, but tional analysis, Mussa-Ivaldi and Giszter (1992) and Mussa-
the four limb CPG can also be combined in different patterns as Ivaldi (1997) verified that this view of generation of movement
in a walk, a trot or a gallop (Grillner, 1981, Handbook chapter). and posture has the competence for controlling a wide
Based on extensive indirect evidence, Grillner suggested that repertoire of movements.
each limb CPG can be further subdivided into unit CPGs Recently, our laboratory has developed a novel method
controlling synergist muscles acting at each joint (Grillner, to identify muscle synergies with help of a computational
1981, 1985). It has also been proposed that these different unit analysis. This approach was first used by Tresch et al.
CPGs synergies can be the independent target for the (1999) who described the muscle activation patterns evoked
supraspinal commands used to design different volitional from cutaneous stimulation of the hind limb in spinalized
movements involving a limited set of joints (Grillner, 1985, frogs.
2006; Grillner and Zangger, 1979). Tresch et al. (1999) showed that the motor response evoked
The output of a module can be characterized as a force field. from cutaneous stimulation of a particular site on the hindlimb
A force field is a mapping that associates each position of the resulted from the weighted combination of a few muscle
frog's hindlimb with a corresponding force generated by the synergies. By changing the relative weighting of each of the
neuromuscular system. Force-fields have been measured by synergies depending on the site of cutaneous stimulation, the
placing the frog's ankle in different locations in the leg's nervous system could produce a range of different motor
workspace and recording at each location the response to responses.
microstimulation of the same site in the spinal cord. The Also of particular interest is the fact that Tresch et al. (1999)
majority of force fields generated by stimulation of different compared the distinct muscle synergies derived from cutane-
areas of the lumbar gray were found to converge toward an ous stimulation with the patterns of muscle activation evoked
equilibrium point. In addition, the force fields could be grouped by microstimulation of the frog spinal cord (the force fields
into a few classes (Bizzi et al., 1991; Giszter et al., 1993). identified by our previous research). Tresch found that the two
B RA I N RE SE A R CH RE V I EW S 57 ( 20 0 8 ) 1 2 51 3 3 127

sets of EMG responses were very similar to one another. In synergy question. The recent introduction of novel computa-
addition, the synergies evoked by NMDA were found by Saltiel tional procedures has opened a different way to approach the
et al. (2001) to be qualitatively similar to those described by issue of synergies. In 1999, Tresch and collaborators developed
Tresch. a variety of essentially similar computational methods to
extract synergies from the recorded muscle activations. In
general, these methods try to decompose the observed muscle
2. The construction of movements with patterns as simultaneous combinations of a number of
muscle synergies synergies. This decomposition is obtained using iterative
algorithms that are initialized with a set of arbitrary synergies.
For a long time, investigators have recognized that one of the The non-negative weighting coefficients of these arbitrary
basic questions in motor performance is whether the cortical synergies that best predict each response are then found. The
motor areas control individual muscles or make use of synergies are then updated by minimizing the error between
synergistically linked group of muscles (Lee, 1984; Macpher- the observed response and the predicted response. This
son, 1991). Given that no natural movement involves just one process is then iterated until the algorithm converges on a
muscle, any motor act, a fortiori, involves a muscle synergy, particular set of synergies. The algorithm extracts both a set of
the question then has been whether the synergistic activation synergies and the weighting coefficients of each synergy used
of muscles derives from a fixed common neural drive or to reconstruct the EMG responses.
is merely a phenomenological event of a given motor To explain why the computational method provides a
coordination. different perspective from the one afforded by the correlation
Despite the history of this issue, the vast literature on this method, let us assume that a given muscle belongs to more
question indicates little consensus either for fixed synergies or than one synergy. According to the correlation method, two
for individual control of muscles. For instance, Howard et al. muscles, say, X and Y, are considered part of a same syn-
(1986) showed that the synergists around the elbow joint do not ergy, A, if they both scale in amplitude when more force
co-vary under all conditions because the relationship between output is required during a task. A potential problem with
the muscles varies with the nature of the task. Buchanan et al. this approach may surface if, for example, muscle Y is
(1986) reached the same conclusion in experiments in which also found in synergy, B. Then, when synergies A and B
subjects moved their arm in different directions. Along similar are recruited together in different contexts, the amplitude
lines (Hepp-Reymond et al., 1983) in an investigation of scaling for X and Y might be different, and then the false
isometric precision grip in the monkey found that muscles conclusion could be reached that no synergy between X and
that appeared correlated at one level of force were not nec- Y exists.
essarily so at higher force levels. This observation was in- Note that there are a number of factorization algorithms to
terpreted as a lack of amplitude scaling and not in keeping with assess the hypothesis that motor behavior might be produced
idea of synergies. through a combination of a small number of synergies. Tresch
The studies mentioned above as well as many others (see et al. (2006) have compared different algorithms and found
Macpherson, 1991) are not in agreement with other reports that in general, most of the algorithms used to identify muscle
claiming that human postural responses are indeed organized synergies perform comparably. In particular, non-negative
synergistically (Nashner, 1977; Crenna et al., 1987; McCollum matrix factorization, independent component analysis, and
et al., 1984; Nashner and McCollum, 1985). However, the factor analysis performed at similar levels to one another.
synergies described by these investigators were present only When Tresch et al. (2006) applied these methods to experi-
in restricted set of movements such as postural sways in the mentally obtained data set, the best performing algorithms
sagittal plane, and further examination by others of more identified synergies very similar to one another. These results
complex postural responses showed different and richer suggest that the muscle synergies found by a particular
combinations of muscle activations. algorithm are not an artifact of that algorithm, but reflect
Even though most investigators doubt the existence of fixed basic aspects of muscle activation.
synergies, they are nevertheless reluctant to accept the idea Finally, the synergistic link in a group of muscles might be
that a separate control signal must be computed for each more general than the specific amplitude ratios among the
muscle to achieve the appropriate movement. Various alter- instantaneous activations of the muscles expressed by the
native mechanisms have been suggested such as hierarchical components extracted by factorization algorithms such FA,
control (Saltzman, 1979; Bullock and Grossberg, 1988; Das and ICA, and NMF. The coordination among muscle recruitments
McCollum, 1988). According to these investigators, there is a expressed by a synergy might also be extended to the temporal
hierarchy of parameters or strategies that are controlled in any domain. This idea has led to the introduction of a novel
motor act. Once the strategy is chosen a coordinated pattern of factorization algorithm (d'Avella and Tresch, 2002) to extract
muscle activity is selected, but the muscle groupings are not time-varying synergies, i.e. the coordinated activations of
considered to be fixedthey are formed and reformed each groups of muscles with specific time-varying profiles. Time-
time. varying synergies can naturally capture specific asynchronous
Summing up, there is little doubt that the issue of muscle activations of groups of muscles and provide a parsimonious
synergies has remained unsettled. However, there is a reason model for the generation of muscle patterns. In fact, once the
for this predicamentthe approaches that have been used to synergies are specified, one amplitude scaling coefficient and
investigate this issue have been based on correlation methods, one time delay coefficient per synergies are sufficient for
which in this case are less than ideal for settling the muscle generating a muscle pattern. In contrast, the entire time-
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course of the weighting coefficients is required with synchro- and delay of each synergy that minimize the reconstruction
nous synergies. error for the entire dataset.
In Fig. 1 we show the five time-varying synergies extracted
from all the rectified, low-pass filtered, and integrated (10 ms)
3. Muscle synergies extracted from intact, EMGs recorded during a total of 2174 jumps, walking cycles, and
freely moving frogs swimming cycles in 3 frogs. The five extracted synergies include
all 13 muscles. The first 3 synergies (W1, W2, and W3) recruit
The above experiments suggest that motor behavior might be mainly extensors while W4 and W5 recruit mainly flexors. The
produced through the flexible combination of muscle syner- most active muscles of synergy W1 are the hip extensors rectus
gies. However, to more directly assess the utility of this internus (RI), adductor magnus (AD), and semimembranosus
hypothesis, it is necessary to test its applicability to natural (SM), the knee extensor vastus internus (VI), and the ankle
behaviors. In recent experiments we have evaluated this issue extensors peroneus (PE) and gastrocnemius (GA). The most
by examining several motor behaviors in intact, freely moving active muscles of the synergy W2 are SM, vastus externus (VE),
frogs. We recorded simultaneously from a large number of and GA. In W3, RI, SM, and VI are the most active. The flexors
hindlimb muscles during locomotion, swimming, jumping and dominate synergy W4 with rectus anterior (RA), biceps (BI) and
defensive reflexes (d'Avella et al., 2003; d'Avella and Bizzi, 2005). ilio-psoas (IP). Synergy W5 mainly semitendinosus (ST) and IP.
We extracted synergies from the pooled, rectified and Note that some of the muscles are present in more than one
integrated EMGs records of thirteen leg muscles in 3 intact synergylack of recognition of this fact has affected the inter-
frogs during swimming, jumping, and walking using a pretation of amplitude scaling (Hepp-Reymond et al., 1983).
computational analysis. An iterative algorithm was used to The R2 for the five synergies extracted from the entire data
decompose the muscle patterns as combination of time- set was 0.78. Thus a large fraction of the total variation of the
varying muscle synergies independently scaled in amplitude data was described by a model that has just 10 parameters (5
and shifted in time. This iterative algorithm finds a set of amplitude and 5 timing coefficients) once the synergies are
muscle synergies and, for each muscle pattern, the amplitude determined.

Fig. 1 Time-varying muscle synergies extracted from jumping, swimming, and walking muscle patterns in three frogs. Each
synergy (columns W1 to W5 ) represents the activation time-course (in color code) of 13 muscles over 30 samples (300 ms
total duration) normalized to the maximum sample of each muscle. (RI = rectus internus, AD = adductor magnus
SM = semimembranosus, VI = the knee extensor vastus internus, VE = vastus externus, RA = rectus anterior, PE = the ankle
extensors peroneus, GA = gastrocnemius, ST = mainly semitendinosus, SA = semitendinosus, BI = biceps, IP = ilio-psoas,
TA = tibialis anterior).
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Fig. 2 Examples of reconstruction of EMG patterns as combinations of time-varying muscle synergies. The three columns are
examples of a jump, a walking cycle, and a swimming cycle. Upper section (EMGs): the thick line shows the reconstruction of
muscle patterns and the shaded area represents the rectified, filtered and integrated EMGs. Lower section (synergies): the
coefficients of the five synergies as the horizontal position (onset delay, ti) and the height (amplitude, ci) of a rectangle whose
width corresponds to the synergy duration. The shaded profile in each rectangle illustrates the averaged time-course of the
muscle activation waveforms of the corresponding synergy. Note the different amplitude scaling used in the three columns.

Fig. 2 shows the reconstruction of muscle patterns (recti- constructed by combining the same synergies with different
fied, filtered, and integrated EMGs, thin line and shaded area) for timing and amplitude.
a jump, a cycle of walking, and one of swimming as Fig. 3 (upper row, A, B, and C) illustrates the coefficient of
combinations of the five synergies of Fig. 1 (thick line). The synergies displayed in Fig. 1. In C note jumps of different
synergy's amplitude is shown as the height of the rectangles amplitude and the amplitude modulation of synergy W1. In the
below the EMGs, and the delay coefficients by their horizontal second row, walking over a flat (D) surface is shown . In E, F,
position. The essential features of the three patterns are well and G, walking on a progressively steeper surface is displayed
captured by scaling in amplitude and shifting in time the five (20%, 30%, and 40 % incline). This figure demonstrates
time-varying synergies. In jumping (first column) two of the amplitude scaling of the synergies W1, W2, W3, and W4. The
three extension synergies are active (W1 and W3) together with third row (H and I) demonstrates two examples of swimming at
the two flexion synergies (W4 and W5). In walking (second different speeds. In i, the higher speed is reached by adding
column) synergies, one, three, and four appear again but their synergies W1 and W3 to fortify extension and W4 for flexion.
amplitude balance and recruitment order are radically differ- The examples illustrated in Figs. 2 and 3 address the
ent from jumpingW4 dominates in amplitude, while W1 and important question of whether the synergies extracted by our
W3 are relatively small, and the timing between W3 and W4 is computational procedure have biological standing. Clearly, a
reversed. Swimming (third column), in contrast, is dominated certain number of criteria must be satisfied in order to validate
by W2 and to a lesser extent by W5. the extracted synergies. Chief among them, is the evidence of
The examples illustrated by Fig. 2 demonstrate two im- amplitude scaling of a given synergy which is illustrated in Fig. 3
portant points: (1) that the same synergies are found in dif- by the frog's walk on a progressively inclined surface (E, F, and G)
ferent behaviors; and (2) that different behaviors may be and the jumps in b and c. Along the same lines, deletion of a
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Fig. 3 Scaling of synergy recruitment in different frog behaviors. Each panel represents the recruitment of the five synergies of
Fig. 1 to generate either a jump (AC), or a walking cycle (D to G), or a swimming cycle (H and I).

given synergy (i.e. coefficient equal to zero) like in the example number of muscle synergies. But the precise role of sensory
(H) in which W1 is absent during low power swimming makes feedback in organizing and activating these synergies has
the same point. Another compelling criterion is the presence of remained an open question. It is possible that each synergy is
the same synergy, with its own internal temporal structure, in completely specified by spinal and/or supraspinal networks.
different behaviors as illustrated several times in Figs. 2 and 3. Alternatively, synergies might arise as emergent properties of
In conclusion, the examples shown here indicate that the entire neuronal network comprising both central circuits
combining muscle synergies is a strategy that the CNS utilizes and feedback loops.
for the construction of movements in the frog. Recent results We have recently attempted to address the above question
from the study of the muscle patterns during reaching in humans by simultaneously recording EMGs from 13 hindlimb muscles
(d'Avella et al., 2006) suggest that this is a general strategy used by of the frog during locomotor behaviors before and after
all vertebrates for simplifying the control of limb movements. ipsilateral deafferentation, the procedure of removing sensory
inflow into the CNS by severing dorsal roots (Cheung et al.,
2005). In this study, as an initial assessment of afferent roles in
4. Muscle synergies extracted from synergy organization, we extracted synchronous muscle
deafferented frogs synergies from the intact and deafferented data sets. More-
over, to rigorously compare intact and deafferented synergies,
The results described in the previous section suggest that the we developed a novel NMF-based procedure that searches for
CNS generates diverse motor outputs by combining a small synergies by minimizing the reconstruction error for the data
B RA I N RE SE A R CH RE V I EW S 57 ( 20 0 8 ) 1 2 51 3 3
Fig. 4 Muscle synergies underlying intact and deafferented locomotor behaviors. (A) Synchronous muscle synergies extracted from the pooled intact and deafferented jumping
data of one frog. Four of the five synergies (Sh1Sh4) were found to be shared between the intact and deafferented data sets, and one (Desp), specific to the deafferented data set.
The fact that most of the synergies were extracted as shared synergies suggest that, many locomotor synergies are centrally organized. Modified from Cheung et al. (2005).
(B, C) Reconstructing intact and deafferented jumping EMGs with synergies and their corresponding activation coefficients. The original EMG data (rectified, filtered, and
integrated) are shown in black lines, and the time-varying coefficients activating the synchronous synergies are shown below the EMGs. The reconstruction of the motor pattern
is superimposed onto the original EMGs. The colors composing the reconstruction match the colors of the coefficients such that the colors reflect the respective contribution of
each synergy to the reconstruction at each time point. Modified from Cheung et al. (2005).

131
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Fig. 4A shows five synchronous synergies extracted from
sensory contributions to the activation and organization of
the intact and deafferented data of one frog during jumping. muscle synergies during natural motor behaviors. J. Neurosci.
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Neuroscience 25, 10231034.
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d'Avella, A., Tresch, M.C., 2002. Modularity in the motor system:
with R2 values of 90.6% and 90%, respectively. The fact that in decomposition of muscle patterns as combinations of
both data sets, a similarly large amount of data variation is time-varying synergies. In: Dietterich, T.G., Becker, S.,
captured by these synergies indicates that the finding of shared Ghahramani, Z. (Eds.), Advances in Neural Information
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to reconstruct the EMG data, we show two examples of EMG
d'Avella, A., Saltiel, P., Bizzi, E., 2003. Combinations of muscle
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Grillner, S., 1981. Control of locomotion in bipeds, tetrapods, and
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(green), both of which are shared between the intact and Grillner, S., 1985. Neurobiological bases of rhythmic motor acts in
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The examples in Fig. 4 together demonstrate two important Grillner, S., Zangger, P., 1979. On the central generation of
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Giszter, S.F., Mussa-Ivaldi, F.A., Bizzi, E., 1993. Convergent force
behaviors are robust neural structures encoded within spinal
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changes observed after deafferentation can be characterized as
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revealed by cluster analysis and direct decomposition.
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