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I. INTRODUCTION
Fig. 3. PC made using a square lattice. (Right-hand side: Brillouin zone of this square lattice). The irreducible zone is depicted in the dark shading.
In summary, when the Fourier transform of a function that is III. ELECTROMAGNETIC FIELDS IN PCS
periodic on a lattice is required, it is only necessary to include There is active investigation into efficient theoretical meth-
terms with wave vectors that are reciprocal lattice vectors. ods to evaluate dispersion relations in PCs and many the-
The WignerSeitz cell of the reciprocal lattice is called the oretical methods have been proposed based on numerical
first Brillouin zone. computations. The plane-wave method, a powerful and suc-
cessful method in the photonic band theory, generates various
C. The Brillouin Zone kinds of eigensystems readily compatible with commercial
The study of waves in periodic structures makes use of a or public eigensystem solution package routines. The matrix
single physical principle proposed by Floquet in 1884. The equations and eigensystems formulated here are entirely based
principle states that normal modes in periodic structures can in Cartesian coordinates and are readily extendible to describe
be expressed as a superposition of a set of plane waves whose more general PCs with conductive, absorptive, or active
wave vectors are related by: , where is media.
the initial arbitrary wave vector, is the wave vector of Macroscopic electromagnetism, including the propagation
the th mode, and is the reciprocal lattice vector. Later of light in a PC, is governed by the four Maxwell equations.
extension of the theorem by Bloch covered multidimensional In the medium in which the equation will be solved, we
periodic structures in his treatment of electrons in a crystal assume that the material is macroscopic and isotropic, thus,
and is referred to as the Bloch expansion. The modes can be and are related by a scalar dielectric constant
written in Bloch form as . With this definition, it is important to note that the
dependence of the dielectric constant with position has been
established. While a PC structure, such as a substrate with
(7)
holes, could be thought of as a nonisotropic medium, the
anisotropy is introduced into the equations through positional
Bloch states have a fundamentally important feature; dif- dependence of the dielectric constant. Frequency dependence
ferent values of do not necessarily lead to different modes. of the dielectric constant will be ignored, and will be
Specifically, a mode with wave vector and a mode with taken as real, indicating an ideal dielectric.
wave vector are the same mode if is a reciprocal Using the ratio and taking into account
lattice vector. that the relative magnetic permeability is very close to unity,
Consequently, there is redundancy in the label and we the Maxwells equations can be written as
can restrict our attention to a finite zone in reciprocal space.
Within this zone, it is not possible to translate from one part (8)
of the volume to another through the addition any reciprocal (9)
lattice vector . Values of that lie outside of this zone can be
reached from within the zone by adding and are, therefore, (10)
redundant labels. This zone is the Brillouin zone.
The smallest region within the Brillouin zone for which the (11)
directions are not related by symmetry is called the irre-
ducible Brillouin zone. For example, a PC with the symmetry The equations have been restricted to linear and lossless
of a simple square lattice has a square Brillouin zone centered material. PCs made from nonlinear dielectrics are certainly
at , as depicted in Fig. 3. The irreducible zone is a of great interest and deserve a separate investigation, but
triangular wedge with 1/8 the area of the full Brillouin zone are not covered in this paper. These equations can then be
defined by the , , points; the rest of the Brillouin zone used to formulate the equation system for eigenvalues and
contains redundant copies of the irreducible zone. eigenvectors in a PC.
2134 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 47, NO. 11, NOVEMBER 1999
(12)
This result leads to a standard matrix diagonalization prob- Section VI). Furthermore, a comparison between the genera-
lem for the eigenvectors and eigenvalues. Upon solution of tion of surface mode in both configurations will be performed.
(13), the dispersion relation for the PC is obtained. To analyze the performance of the antenna, the commercial
Using the equation , the electric finite-element software package HP-HFSS was used. Fig. 5
field can be obtained. shows the calculated return loss of the patch antenna.
It should be pointed out that this analysis assumes an The point of resonance corresponds to 2.14 GHz, so this
infinitely periodic structure. will be the working frequency. The far-field radiation patterns
obtained at 2.14 GHz are shown in Fig. 6. The maximum
directivity is 6.7 dB. It can be observed that the different cuts
IV. PATCH-ANTENNA DESIGN present a lot of ripple due to the addition of the fields from the
This section describes the patch-antenna configuration that surface waves originating at the edges of the substrate with
is selected to perform the comparison between using a normal the direct pattern from the patch antenna. In this case, this
substrate and a PBG substrate. The patch antenna is rectangular effect can probably be attributed to the surface mode
with 52-mm width and 25.96-mm length. The substrate has a since this mode has no cutoff. As a rule of thumb, surface-
dielectric constant of ten and a size of 420 mm 420 mm mode excitation becomes appreciable when for
10 mm. The antenna is placed in the middle of this substrate, as [15]; for this case, the value is 0.07, indicating that
shown in Fig. 4. The transmission line, designed to feed the surface-wave contributions will not be negligible.
patch antenna, is formed by a 50- line together a quarter- The definition of surface waves used is equivalent to the
wavelength transformer for impedance matching. one for modes that propagate along a dielectric sheetthese
The size of the substrate is relatively large compared to the are often called trapped modes [16].
patch-antenna size. This has been done to allow comparison Using the equation , where is
of the far-field radiation pattern between a conventional patch the substrate thickness, is the substrate dielectric constant,
antenna and the patch antenna on a PBG substrate (see and with , the cutoff frequency for the first
GONZALO et al.: ENHANCED PATCH-ANTENNA PERFORMANCE BY SUPPRESSING SURFACE WAVES 2135
Fig. 6. Far-field radiation pattern from the conventional patch antenna. Each
division corresponds to 10 dB. The blue line signifies the H -plane cut and
the green line signifies the E -plane. The red and pink lines are the 45 and Fig. 8. Two-dimensional PC formed by a square array of air columns
135 cuts. embedded in a dielectric substrate.
(14)
(15)
Fig. 7. Surface plot of the electric field of the patch-antenna configuration.
Red signifies maximum power while dark blue signifies minimum power.
The irreducible Brillouin zone is the triangular wedge in
surface mode is 2.5 GHz. This value is safely away from the the upper right-hand-side corner of Fig. 3; the rest of the
working frequency, thus, the assumption that only the Brillouin zone can be related to this wedge by rotational
mode is propagating is justified. Further demonstration of the symmetry. There are three special points: , , and , which
existence of the substrate mode is given in Fig. 7, which shows are corresponded, respectively, to
the magnitude of the electric field in a transverse cut of the , which completely describe the irreducible
patch antenna at the frequency of operation of 2.14 GHz. The Brillouin zone that is also shown in Fig. 3. Sweeping over this
existence of the substrate mode is clearly visible. zone, all directions in the -space of the propagating incident
waves will have been taken into account, fully characterizing
the dispersion relation for the PC.
V. PBG DESIGN After defining the PBG structure, the dispersion relation for
While the previous section has defined the patch-antenna this structure was calculated. The so-called gap map [1] for
configuration for which the effect of surface mode generation the structure is obtained by fixing the dielectric constant and
has to be minimized, we now present the design of the PBG sweeping the ratio. The gap map then allows us to choose
substrate. Different kinds of PBG structures can be used as the value to maximize the available PBG for the desired
substrates, but for simplicity, the proposed structure is a square frequency of operation. Fig. 9(a) and (b) shows the TE and TM
lattice of air columns embedded in a dielectric medium (see polarization gap maps, respectively, with a dielectric constant
Fig. 8) [17][19]. The dielectric material is again taken as of ten. Along the horizontal axis of the gap map is the ratio
having a dielectric constant . of the columns and along the vertical axis is the normalized
Before embarking upon the electromagnetic study of this PC frequency .
structure, the primitive lattice vectors, the reciprocal lattice Using these maps and taking a working frequency of
vectors, and the Brillouin zone will be defined. The direct 2.14 GHz, the lattice size can be obtained. There are
2136 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 47, NO. 11, NOVEMBER 1999
(a) (b)
Fig. 9. (a) Gap map for TE and (b) TM polarizations in the case of air columns in a dielectric substrate with "r = 10.
Fig. 11. Patch antenna on a PBG substrate formed by four holes in a square
Fig. 10. Dispersion diagram for TM polarization of the PBG configuration lattice with dielectric constant of ten.
under study as a function of kz together with the dispersion diagram for the
surface-wave modes of the dielectric sheet.
Superimposed to this figure, the discrete curves for
different possibilities, but the selection criteria will be and surface-wave modes in the dielectric slab are plotted.
governed by minimizing the total device size. It was already It is observed that for the normalized working frequency
stated that the only surface mode in propagation is the , 0.27, the surface-wave mode is again the only mode in
propagation. It should also be clear that the limitation in upper
thus, one only has to consider the TM polarization map. With
frequency will be determined by the cutoff frequency of the
these two premises, the selected value was 0.48 together
surface-wave mode because this specific PBG structure
with a normalized frequency 0.27, giving a lattice period of
is not designed to suppress TE polarized surface modes.
38 mm.
It is clear that the surface mode in the host material
has a discrete normalized component for each frequency.
The previous gap maps were obtained assuming that the VI. PATCH ANTENNA ON A PBG SUBSTRATE
propagation was in the -plane with . However, Now that the PBG structure that will be used as substrate
out-of-plane propagation of electromagnetic waves must be of the patch antenna has been defined, the properties of this
taken into account as is nonzero [1], [20]. Fig. 10 shows configuration will be studied. The configuration dimensions
the gap map for TM polarization of the PBG structure with were defined in Section IV and the software used to simulate
and a dielectric constant of ten as a function of the behavior of this structure was HP-HFSS. Convergence and
the value. The coordinate system used has been defined in minimization of errors were obtained by ensuring that enough
Fig. 8. iterations were used.
GONZALO et al.: ENHANCED PATCH-ANTENNA PERFORMANCE BY SUPPRESSING SURFACE WAVES 2137
Fig. 12. Input return loss (S11 ) for the antenna patch on a PBG substrate.
Fig. 14. Surface plot of the electric field in the PBG patch-antenna config-
uration. Red signifies maximum power while dark blue signifies minimum
power.
Fig. 13. Far-field radiation pattern from the patch antenna on a PBG
substrate. Each division corresponds to 10 dB.
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