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Digestive Diseases and Sciences, Vol. 48, No. 9 (September 2003), pp. 17231729 (
C 2003)

Gastroesophageal Reflux Disease


Review of Presenting Symptoms, Evaluation,
Management, and Outcome in Infants
VASUNDHARA TOLIA, MD, FAAP, ANNE WUERTH, RN, and RONALD THOMAS, PhD

We conducted a retrospective review of 342 infants presenting with symptoms suggestive of gastroe-
sophageal reflux disease (GERD) to assess their evaluation, management, and outcome. All infants
underwent extended pH monitoring (EPM) for one or more of the following symptoms: regurgita-
tion, choking, irritability, failure to thrive, apparent life-threatening event, or wheezing. EPM was
considered abnormal if distal reflux index was 5% and/or if the Euler and Byrne score was 50
and these patients were labeled as having GERD. Those with normal EPM parameters were controls.
All infants were <1 year of age (198 boys, 144 girls). Most received conservative treatment with
formula changes and/or thickening and positional management before EPM. Of 342 infants studied,
EPM was normal in 169 patients, ie, controls, and GERD was present in 173 children. GERD was
more prevalent in Caucasians compared to African Americans (P < 0.045). Although a prokinetic
or acid suppression medication or both were given more commonly in infants with GERD, almost
half of infants in the control group also needed pharmacotherapy because of persistent symptoms.
Mean time to resolution of symptoms in the control group infants with normal EPM was 3.5 months,
and in infants with GERD it was 5.4 months (P < 0.001). In conclusion, the Majority of infants with
symptoms suggestive of GERD resolve their symptoms within 36 months of initiating treatment.
Day-to-day variability of the spectrum of GERD may contribute towards normal results of EPM in
some infants who need pharmacotherapy.

KEY WORDS: gastroesophageal reflux disease; infants; pH monitoring; prokinetics; acid suppression; ethnicity.

Gastroesophageal reflux disease (GERD) is a ubiquitous with GERD based on the diagnostic codes from the In-
condition, and its incidence in infancy is estimated to be ternational Classification of Diseases increased in both
approximately 18% (1). Gastroesophageal reflux disease academic and community hospitals alike in this study.
is being increasingly diagnosed and implicated in a wide This suggests both an increased awareness of its preva-
range of pediatric problems. A 20-fold increase in the di- lence and/or over diagnosis due to the use of sophisti-
agnosis of GERD in hospitalized infants as assessed over cated diagnostic methods. However, available data on the
a 25-year period from 1971 to 1995 has been reported course and prognosis of infants diagnosed with GERD are
(2). The rate as well as total number of cases diagnosed sparse.
There is a paucity of data on the natural history and
Manuscript received October 20, 2002; revised manuscript received outcome of GERD in infants. The patients in the early re-
June 13, 2003; accepted June 15, 2003. ports by Carre did not receive any pharmacotherapy (3, 4).
From the Department of Pediatrics, Children s Hospital of Michigan,
Detroit, Michigan, USA. Subsequently, Shepherd et al published observations on
Presented in part at XXII International Congress of Pediatrics, August the clinical profile, course, and outcome with therapy in
14, 1998, Amsterdam, The Netherlands. 126 infants and children diagnosed with GERD by either
Address for reprint requests: Dr. Vasundhara Tolia, Childrens Hospi-
tal of Michigan, Wayne State University, 3901 Beaubien Blvd. Detroit, one or a combination of investigations that included bar-
Michigan 48201, USA. ium studies, endoscopy, scans, or pH monitoring (5). They

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concluded that GERD can cause significant morbidity in pramide) and/or acid suppression agent (ranitidine, cimetidine,
infants; however, therapy was considered effective. famotidine or omeprazole); and surgery. All nonpharmalacologic
Many investigations are utilized for diagnosing GERD, management options had been conducted prior to the referral to
gastrointestinal service.
of which extended pH monitoring (EPM) is considered the The ultimate outcomes at the time of review were determined
most reliable. We performed a retrospective review of the as: time to resolution of symptoms with discontinuation of med-
diagnosis, management, and ultimate outcome of infants ications in months, presence of ongoing disease requiring phar-
who underwent EPM at a tertiary care referral center. Our macotherapy, or as lost to follow-up if the parent failed to keep
aims were to define the course and outcome of pathologic the appointment and could not be contacted. Resolution was de-
fined as absence of presenting symptoms for four continuous
GERD as diagnosed by EPM in comparison to a control weeks during follow-up time as reported by the caretaker.
group in whom the pH evaluation had been normal. Statistical Analysis. For purposes of statistical analysis, the
data for each patient were recorded on a 83-point log sheet and
coded as numerical scores. All the infants evaluated for GERD
MATERIALS AND METHODS with normal EPM were considered the control group and those
with abnormal EPM as having GERD. For linear and continuous
Infants under 1 year of age presenting with spitting/vomiting, data, a t test was used to determine significant differences be-
choking, gagging, irritability with fussing and arching with or tween the control and GERD groups. Fishers exact test was used
without feeding, stridor, apparent life-threatening event (ALTE), to determine significance of ethnic prevalence. Cross-tabulation
and/or other respiratory symptoms who underwent EPM be- of discontinuous, categorical variables was performed to exam-
tween January 1994 and April 1997 were identified from the ine differences in proportions. Statistical significance between
database in the gastroenterology division at the Childrens Hos- groups was determined with Fishers exact text, with signifi-
pital of Michigan. Medical records of these infants were re- cance set at P 0.05, two-tailed. The effect of the ages of in-
viewed for the presenting symptoms, investigations, manage- fants in months between control and GERD groups upon time
ment, course, and outcome. Data on the presenting symptoms to resolution of symptoms was assessed by two-factor analysis
were recorded for one or more symptoms as applicable. Spitting/ of variance (ANOVA). Stepwise (forward conditional) binary
vomiting and irritability was specifically recorded into one of logistic regression was used o determine which symptoms and
four categories: none, 510 episodes/week, 5 episodes/day or associated conditions would predict an abnormal EPM, with sta-
>5 episodes/day. Respiratory symptoms included wheezing, ap- tistical significance at P 0.05. Binary logistic regression was
nea, aspiration pneumonia, ALTE, and/or cyanotic episodes. Ir- used to predict resolution of symptoms with different treatments
ritability was defined as fussing, crying, and arching that was for both the control and GERD groups, ie, position change, for-
not explainable by any other factors causing discomfort, such as mula change or thickening, or pharmacologic therapy). All anal-
hunger, dirty diaper, or naptime. Presence of associated condi- yses were performed using Statistical Software Sciences (SPSS),
tions such as tracheoesophageal fistula, malrotation, prematurity, version 10.0.
bronchopulmonary dysplasia, and neurologic compromise was
noted. A questionnaire was used by phone contact for the legal
guardians of patients with missing data from the medical records. RESULTS
The presence of GERD based on ethnicity was also recorded.
All the diagnostic studies performed on each infant were Demographics, baseline characteristics, presenting
noted. These included barium studies (BS), gastric scintiscans, symptoms, and outcome from the pH monitoring on a
and EPM. An esophagogastroduodenoscopy was performed in total sample of 342 infants are presented in Table 1. All
only 16 patients, so its findings are not considered relevant to
this review.
infants were under 1 year of age. Of these, 169 infants with
Each study was considered normal or abnormal based on the
following criteria: Barium study (BS) was considered abnormal TABLE 1. DATA DEMOGRAPHICS, PRESENTING SYMPTOMS, EPM, AND
if one or more of the following were noted: reflux, malrotation, RESOLUTION TIME
hiatal hernia, or stricture (6). No maneuvers were made to in-
duce reflux. Gastric scintigraphy was conducted as previously Control (N = 169) GERD (N = 173) P
described (7). Percent of the ingested formula emptying out of
the stomach at the end of 1 hr was calculated as gastric emptying. Mean age (months) 3.30 2.34 4.36 2.80 <.001
Male/female 106/63 92/81 NS
All EPM studies were performed as inpatients on formula Regurgitation 138 155 <.05
feedings only according to the standard protocol (8). They were Respiratory 106 85 <.01
considered abnormal or pathologic if either the reflux index, ie, Choking 78 76 NS
percent of time pH < 4.0 was 5.0% or if the Euler and Byrne Irritability 17 38 <.01
score was 50 calculated as x + 4y (9), where x = total number Failure to thrive 17 28 NS
of reflux episodes and y = number of reflux episodes >5 min ALTE 52 34 <.12
in duration). Those with normal pH monitoring criteria were Distal reflux 1.13 0.96 7.15 7.29 <.001
considered the control group. index (mean)
The management options for these infants were recorded as Euler and byrne 23.31 13.63 110.1 65.14 <.001
score (mean)
reassurance: conservative measures such as position change, Time to resolution 3.51 4.45 5.41 5.41 <.001
formula thickening, and/or formula changes; pharmacologic (months)
treatment with either a prokinetic agent (cisapride or metoclo-

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Fig 1. Ethnic differences in the prevalence of GERD patients and controls.

normal EPM comprised the control group and 173 infants (19%) had positive barium studies for GERD, compared
with abnormal study were assigned to GERD group. The with 12 of 62 (19%) in the GERD group. Scintigraphy
study sample consisted of 106 boys and 63 girls in the con- was performed in 54 infants and showed abnormal gastric
trol group, and 92 boys and 81 girls in the GERD group. empyting in 43% of infants from control group and in 40%
Racial distribution in the control group showed that 115 with GERD.
infants were African American, 42 were Caucasians, with Treatment in the control and GERD groups consisted
the remaining 12 infants of other ethnicities. In the GERD of positional therapy in 24 and 26 cases, respectively,
group, 106 were African American, 63 were Caucasian, formula change in 18 and 21 cases, formula thicken-
and 4 were of other ethnic origin. We evaluated the preva- ing in 76 and 79 cases, and pharmacotherapy in 74 and
lence of GERD in relationship to ethnic background. Even 140 cases (P < 0.001 for the last comparison) as shown
though a majority of our patients were African Americans, in Figure 2. The medications used for pharmacother-
a higher proportion of Caucasian infants (60%) had apy were the prokinetic agents cisapride (0.20.3 mg/kg
GERD compared to African American infants (48%). This three or four times daily) and metoclopramide (0.1 mg/kg
12% difference in proportion was statistically significant four times daily) and/or the acid suppressants ranitidine
(P < 0.045) suggesting a higher prevalence of GERD in (23 mg/kg twice daily), famotidine (0.3 mg/kg twice
Caucasians (Figure 1). daily), cimetidine (8 mg/kg twice daily), and omeprazole
Infants with GERD had a higher mean distal reflux (0.6 mg/kg as a single dose). Since famotidine, cimetidine,
index (7.15% vs 1.13% in the control group) and Euler and omeprazole were used in only 4, 2, and 2 patients, re-
and Byrne score (110.1 vs 23.3). The control and GERD spectively, all these patients were analyzed together as
groups were comparable with respect to gender, racial dis- being in the acid suppression treatment group. Pharma-
tribution, and incidence of choking and failure to thrive. cotherapy was given to significantly more infants in the
However, infants in the GERD group were slightly older GERD group. Prokinetic drugs only were administered
(mean SD: 4.4 2.8 vs 3.3 2.3 months) and had a to 137 infants in the GERD group vs 76 in the control
higher incidence of regurgitation and irritability than con- group (62% of the total group) as shown in Figure 3. Acid
trol group (for all parameters P < 0.001). Moreover, the suppressants only were given to 39 and 8 infants, respec-
frequencies of regurgitation and irritability in the GERD tively (14%). Both classes of drugs were given to 27 and
group tended to be higher than in the control group. Infants 5 infants, respectively (9%).
in the control group had a higher incidence of respiratory Follow-up ranged from 1 to 39 months (mean duration
symptoms. Baseline characteristics of the two groups are 4.97 5.04 months). Of the 342 infants in the study, 319
shown in Table 1. Associated conditions found in the con- had resolution of their symptoms: 165 of 169 in the con-
trol and GERD groups were prematurity (2 and 1 cases, trol group (98%) and 154 of 173 in the abnormal group
respectively), bronchopulmonary dysplasia (l case in each (89%) (Figure 4). The remaining 23 infants had ongo-
group), neurologic compromise (16 and 22 cases), and res- ing symptoms of GERD at last follow-up (19 in the ab-
piratory distress (38 and 40 cases). normal group, 4 in the normal group; P < 0.001). Four
Many patients had radiologic studies performed prior of the 23 with ongoing symptoms underwent surgery.
to referral. Barium studies were performed on 101 of the The mean time to resolution was 3.5 4.4 months (range
342 infants. Eight of 43 infants studied in the control group 021 months) in the control group and 5.4 5.4 months

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Fig 2. Management intervention by groups (N = 342 infants). Figures represent the number of
infants in each group. *P < 0.05.

(range 039 months) in the GERD group (P < 0.001). the prediction of a resolved outcome. For the control
There was no difference in time to resolution by ethnicity group, position change and formula thickening were pre-
using an independent samples test. dictors of a resolved outcome. Utilizing a position change
A two-factor ANOVA procedure revealed a significant would increase the chance of a resolved outcome by
interaction between the age (in months) of the infants 0.185 (P = 0.106) in combination with formula thicken-
and the group to which they belonged, ie, GERD versus ing (odds ratio = 0.338; P = 0.161).
control (F = 3.44; P = 0.005). Examination of pairwise
comparisons revealed that the mean time to resolution for
DISCUSSION
infants with GERD at 3 months of age was 8.25 4.45
months (95% CI of 6.07 to 10.43 months), which is sig- Gastroesophageal reflux disease includes a wide spec-
nificantly greater than that for infants in the control group trum with truly physiologic reflux at one end to compli-
(3.22 .2.89 months, 95% CI of 1.35 to 5.10 months, cated esophagitis at the other, with a majority of patients
P = 0.02). Symptoms of regurgitation, respiratory, irri- belonging between these two extremes (10). Clinical judg-
tability, choking, failure to thrive, and ALTE were loaded ment and radiologic investigations are the usual criteria
into a binary logistic regression equation to attempt pre- on which empiric diagnosis of GERD is made by practi-
diction of having GERD. Of these, only irritability and tioners. Our results demonstrate limited utility of imaging
regurgitation were significant predictors for the presence modalities in making an accurate diagnosis of GERD. A
of GERD on EPM. recent study also recommended EPM over barium exam
Interventions of position change, formula change, for- as the first line investigation for diagnosing GERD (11).
mula thickening, cisapride, and reglan were also analyzed Determination of gastric emptying on scintigraphy
using a binary logistic regression procedure to explore does not usually add in the diagnostic evaluation of

Fig 3. Medications used by groups (N = 342 infants). Figures represent the number of infants in each group.

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Fig 4. Outcome results in the two groups (N = 342 infants). Figures represent the number of infants in each
group. *P < 0.05.

uncomplicated GERD in infancy (7, 8). The data incrimi- provide a placebo effect that extends beyond the use of
nating delayed gastric emptying in GERD were reported in medications to the comforting elements of the parent
children with complicated GERD associated with failure physician interview. A normal study without occurrence
to thrive and pulmonary symptoms (12). Infants and chil- of a complicating situation may also allay parental anxi-
dren with mild reflux without associated symptoms had ety considerably. Many conservative measures commonly
normal gastric emptying in the same study as well (12). used to treat GERD in infants have no proven efficacy,
Over the last two decades, EPM has emerged as the as shown in a recent systematic review of nonpharma-
apparent winner in the GERD diagnosis sweepstakes cologic therapies (22). It was not unusual to see formu-
(13, 14). It has particular implications with correlation las being changed up to five times without much effect.
of atypical manifestations involving upper and lower Dietary management of infants with GERD is an impor-
respiratory tracts (15, 16), although such an association tant component of conservative treatment and was a fac-
is controversial (17, 18). We have observed that infants tor predicting earlier resolution in control group. Smaller,
tolerate EPM much better than older children and that it more frequent feedings, avoidance of overfeeding, whey-
is less invasive than an endoscopy. The diagnostic cutoff hydrolysate formulas, hypoallergenic formulas, and thick-
criteria for EPM to distinguish between a normal and ab- ening of formulas have all been attempted (10, 22). Of
normal amount of reflux vary at different institutions. We these, only thickened formulas appear to be associated
use a reflux index cut off of 5% or a Euler and Byrne with a decreased number of reflux episodes and the level of
score of 50 to define the presence of GERD with formula refluxate (23). Position changes were also associated with
feeding and classified those with normal acid exposure as earlier resolution. This and dietary interventions possibly
controls (19). allow time in infants with mild reflux for spontaneous res-
While the incidence of irritability was significantly olution, as in our control group, and early resolution in
higher in our patients with GERD, the incidence of ALTE 23 months is likely to occur in these patients.
or questionable apnea was significantly higher in the con- Pharmacologic therapy worked well in most infants
trol group of infants, again suggesting lack of correlation with a prokinetic agent alone or in combination with an
between GERD and respiratory symptoms on a consistent acid suppression agent. In infants, our usual policy is to use
basis (20, 21). None of the infants had an incidence of a prokinetic medication initially and add the acid suppres-
ALTE or apnea during the duration of their EPM study. sant for ongoing symptoms of suspected or documented
Such an affect in symptom variability may be secondary esophagitis later on, if necessary (24). Our data also sug-
to the dynamic nature of the GERD spectrum and its day- gest that a combination of drugs, ie, acid suppression and
to-day variability (19). a prokinetic is needed more frequently in infants with
The management of GERD in infants is usually un- GERD than in the control group.
dertaken in a sequential fashion (10). Simple reassurance The prevalence of symptoms of GERD during infancy
suffices in an otherwise healthy, growing infant with spit- was solicited by a parental questionnaire filled in the pe-
ting and/or occasional choking or gagging without color diatricians office (25). Regurgitation was commonly re-
change if the EPM study is normal. This by itself may ported in the first year of life, peaking at 4 months and

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resolving by 7 months of age in most (25). However, none 5. Shepherd R, Wren J, Evans S, Landex M, Ong TH: Gastroe-
of these infants was referred for any studies, and the mild sophageal reflux in childrenclinical profile, course and outcome
nature of symptoms in this series is also evident by lack with active therapy in 126 cases. Clin Pediatr 26:5560, 1987
6. Leonidas JC: Gastroesophageal reflux in infants: role of the upper
of even conservative interventions in >95% of patients. A gastrointestinal series. AJR 143:13501351, 1984
prospective study on infants with spitting from Australia 7. Tolia V, Lin CH, Kuhns L: Evaluation of gastric emptying with 3
reports that the symptom resolves in the vast majority by different formulas in infants with gastroesophageal reflux. J Pediatr
13 months of age (26). The majority of infants in both Gastroenterol Nutr 15:297391, 1992
these studies were Caucasians. Our findings of a higher 8. Tolia V, Calhoun J, Kuhns L, Kauffman RE: Lack of correlation
between extended pH monitoring and scitigraphy in the evalua-
proportion of Caucasian infants having GERD in compar- tion of ingants with gastroesophageal reflux. J Lab Clin Investi
ison to African American infants is new and interesting. 115:559563, 1990
This suggests that racial differences in the nature of GERD 9. Euler A, Byrne W: Twenty-four hur esophageal intraluminal
symptoms, as previously reported in adults (27, 28), also pH probe testing: A comparative analysis. Gastroenterology
80:957961, 1981
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10. Tolia V: Evaluation and management of pediatric gastroesphageal
ural course of reflux symptoms in Thai infants suggested reflux. Fam Pract Recert 19:3557, 1997
that these infants had earlier resolution of regurgitation in 11. Al-Khawari HA, Sinan TS, Seymour H: Diagnosis of gastr-
comparison to their Western cohort (29). This difference oesophageal reflux in children. Comparison between oesophageal
was not related to the type of feedings, ie, formula versus pH and barium examinations. Pediatr Radiol 32:765770, 2002
12. Hillemeier AC, Lange R, McCallum R, Seashore J, Grybowski J:
breast or intake of solid foods.
Delayed gastric emptying in infants with gastroesophageal reflux.
Our study differs from the study by Shepherd et al in J Pediatr 98:190193, 1981
having uniform diagnostic criteria to distinguish between 13. Arasu TS, Wyllie R, Fitzgerald JF, Franken EA, Siddiqui AR,
normals and abnormals on EPM, rather than relying Lehman GA, Eigen H, Grosfeld JA: Gastroesophageal reflux in
on a multitude of tests (5). Although the median age of infants and childrencomparative accuracy of diagnostic methods.
J Pediatr 96:798803, 1980
their group was 2.5 months, 17% were over 1 year of age.
14. Working Group of the European Society of Pediatric Gastroenterol-
At the time of their review, availability of therapy was ogy and Nutrition: A standardized protocol for the methodology
limited. A major difference in the surgical outcome (1.1% of esophageal pH monitoring and interpretation of the data for the
vs 17%) is noted between the current and previous series diagnosis of gastroesophageal reflux. J Pediatr Gastroenterol Nutr
and may reflect limited access to effective pharmacologic 14:467471, 1992
15. Contencin P, Maurage C, Ployet MJ, Seid AB, Sinaasapel M:
agents at that time. Esophagitis was a major determinant of
Gastroesophageal reflux and ENT disorders in childhood. Int J
ongoing symptoms in their series, whereas the presence of Pediatr Otolaryngol. 32(suppl):S135S144, 1995
frequent regurgitation, and irritability were noted to con- 16. Colleti, RB, Christie DL, Orenstein SR: Indications for pedi-
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No single test can always reliably distinguish between 21:253262, 1195
17. Vijayaratnam V, Lin CHL, Simpson P, Tolia V: Lack of correlation
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has to use judgment in deciding the sequence of investi- infants. Pediatr Pulmonol 27(4):231235, 1999
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