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35,1/2 Transcending organisational
autism in the UN system response
to HIV/AIDS in Africa
10
John G.I. Clarke
Icosindaba Development Associates, Pinegowrie, Johannesburg, South Africa
Abstract
Purpose To encourage the ongoing transformation of the UN system by conceptualising leadership
challenges within a cybernetics/systems paradigm.
Design/methodology/approach A grounded theory methodology was used to explore the
paradox of plenty within the UN system in Southern Africa how the system can more effectively
metabolise the considerable latent creative synergic potential within it, to respond to the challenges of
HIV/AIDS in Africa.
Findings Statements from UN leaders call for a new paradigm of humanitarian assistance if the
challenges of HIV and AIDS are to be met. However, conversations with a wide range of people both
within the UN system and closely connected to it suggest a disconnect between what the system does
and what the system espouses a bias toward doing things right rather than doing the right
thing. Drawing on the writings of Berry (eco-spirituality), Beer (VSM), Argyris and Schon (double
loop learning), Hock (chaordic organisation) and Ackoff (corporate planning) the sub-optimal
organisational performance is interpreted as an autistic condition, whereby organisations become
so locked up inside themselves that nothing and no one can get in. Interactive dialogue with primary
health care workers in Swaziland generated five interconnected principles for developing a systemic
response to HIV and AIDS. These are proposed as antidotes to counteract autistic tendencies within
the UN system.
Research limitations/implications The principles are offered for discussion and refinement
through further research by cyberneticians and systems thinkers.
Originality/value If internalised by UN leadership the perplexing challenges that HIV/AIDS is
posing could be met with renewed confidence and hope.
Keywords Cybernetics, Leadership, International organizations, Acquired immune deficiency syndrome
Paper type Conceptual paper
HIV/AIDS is a huge problem. Its gender aspects are manifold. It demands novel responses.
Right now the academic community, the policy community and the donor community are not
thinking these novel thoughts or identifying novel responses. To do this, recognition of the
longer-term nature of the problem is essential. Gender and mainstreaming in any
conventional sense will not be enough (Seeley and Barnett, 2004, p. 97).
Introduction
In Southern Africa rampant HIV infection, deepening food insecurity and the erosion of
governance capacity (collectively dubbed the triple threat), is challenging the United
Kybernetes
Nations to develop a new response paradigm that more effectively addresses the
Vol. 35 No. 1/2, 2006
pp. 10-24 This paper does not necessarily represent the views of the World Health Organisation or the
q Emerald Group Publishing Limited
0368-492X
United Nations Regional Interagency Coordination Support Office, and is the sole responsibility
DOI 10.1108/03684920610640191 of the author.
chronic systemic vulnerability of millions of people in the region. Not only does the Transcending
triple threat make the targets for most of the eight UN Millennium Development
Goals[1] (MDGs) unattainable for the countries in the region, but also it is causing
organisational
many of the indicators of progress to, in fact, show reversals (infant and under five autism
mortality rates, life expectancy, nutritional status, etc.).
The United Nations system has prioritised internal reform, led by the UN Secretary
General Kofi Annan (2002). He states: 11
Increasingly, the world looks to the United Nations to address social problems that assume
global importance above all the eradication of extreme poverty and to help to articulate a
global consensus on how to deal with them. The Organization played this role notably in 2001
by raising the profile of HIV/AIDS as a global issue, through the convening of a special
session of the General Assembly and the preparatory and follow-up activities associated
with it.
There is obviously no room for complacency on this issue, and I will continue to make it
one of my personal priorities. However, the ability of the United Nations to make a vital
contribution in such areas is, I believe, no longer in question.
This paper takes its cue from his statements, and is informed by the insights of
management cybernetics the applied systems science Beer (1979) defines as the
science of organisational effectiveness. It probes the contradictions and ambiguities
that the UN system in Southern Africa faces in its institutional response to the
perceived triple threat, offers an interpretation, and proposes five working principles
and a collective proposition for UN leaders to consider in their efforts to change the
way the UN does its business in the Southern African region.
Problem statement
Within the UN system the conventional response is geared to intervene with
humanitarian relief in a sudden shock turn of events where acute conditions cause
rising mortality and a situation of abnormality. Through interventions of material
relief in the short term, prescriptions of technical improvements in the medium term,
and economic structural adjustment in the long term, the implicit assumption is that
normality will return. New coping strategies are to be developed that reduce the
susceptibility of affected populations to whatever hazard happened to have stretched
their tolerance limits to give rise to an emergency.
In crisis situations across the world, the usual response has been for international agencies to
bring in emergency relief along with new implementing teams largely as a separate process to
long-term development projects that were in place beforehand. Calls for a better integration
between these processes have a long history in development literature (Buchanan Smith and
Maxwell, 1994 cited in Harvey, c2003), which reflects the recognition that the linear concept of
a continuum between relief and development has been inadequate. A simultaneous approach
has, therefore, been suggested as a better concept, although with the understanding that there
is a powerful argument for a distinctiveness of humanitarian aid (Drimie, c2004).
It is the advent of HIV/AIDS that has most challenged the conventional paradigm
because HIV/AIDS is producing a slow-onset, deeply rooted, compound/complex
systemic phenomena that can only be managed by recognising the complex systemic
nature of the phenomena as it infects the body and spreads through society via the
most vulnerable members. Because HIV attacks the younger, sexually active
population, upon whom the future development of society depends, and given that
K the prevalence rate among 20-30 years old adults is so high in the region (estimated at
35,1/2 46 per cent in Swaziland) it is no exaggeration to suggest that Southern African
societies are in a state of incipient systemic collapse. This makes the parable of the
boiled frog an appropriate albeit disturbing metaphor to convey both the gravity
of the Southern African humanitarian crisis, and the need to characterise it in complex
living systems terms.
12 If you place a frog in a pot of boiling water, it will immediately try to scramble out. But if you
place the frog in room temperature water, and dont scare him, hell stay put. Now, if the pot
sits on a heat source, and if you gradually turn up the temperature, something very
interesting happens. As the temperature rises from 70 to 908F, the frog will do nothing. In
fact, he will show every sign of enjoying himself. As the temperature gradually increases, the
frog will become groggier and groggier, until he is unable to climb out of the pot. Although
there is nothing restraining him, the frog will sit there and boil. Why? Because the frogs
internal apparatus for sensing threats to survival is geared to sudden changes in his
environment, not to slow, gradual changes (Senge, 1990).
Drimie (c2004) concurs:
The advent of AIDS in particular underscores the fact that business as usual is no longer
applicable, as this creeping disaster has steadily eroded the livelihood base of millions of
people. Increasingly the challenge should be for the development component of the response
to go beyond rehabilitation and to be built centrally into projects. This raises an imperative
for agencies to seriously consider their medium and long-term assistance priorities as
silo-oriented fragmented development support (Drimie, 2004).
This call echoes the challenge that donor agencies and government leaders have issued
for the UN to become more than a collection of discrete agencies, preoccupied by
narrow interpretations of their various mandates and constrained by a structure that
discourages innovation and experimentation.
Impatient with the slow pace of UN reform, donors are in many countries now
choosing to by-pass the UN in determining aid and development assistance to poorer
nations through what is called direct budgetary assistance.
Recognising this and other challenges facing the UN system, UN Secretary General
Kofi Annan (2002) has called for a very different way of doing business. In particular,
he has called for:
Doing what matters by prioritising advocacy for human rights and ensuring the UN brings
its influence to bear to champion the rights of those most marginalized and exploited, girls
and women.
Working together better, entailing the development of joint programmes, building
common databases, and pooling resources, between UN agencies as well as between the UN
and NGOs.
In Southern Africa, serious effort has been made, led by the special envoy for
Humanitarian needs in Southern Africa, James Morris, to model a new way of doing
business. A body has been formed of UN Regional Directors in Africa to endorse a
more joined up approach to addressing the HIV/AIDS crisis. Structures and processes
are evolving to intensify action at the country level to restore confidence in the UN
system, while it proves it able to counteract the triple threat through doing what
matters and working together better. This paper seeks to critically explore what this
means in terms of a managerial cybernetics paradigm.
Response and methodology Transcending
Given my interests and background described below, my recruitment into the UN organisational
system provided an opportunity to reflect upon this deep learning question: given the
overwhelming threats of HIV/AIDS, food insecurity and weakening governance, how autism
can the UN system in Southern Africa become an extra-extra-ordinary organisation?
The enquiry took the form of a participant observation study roughly following the
techniques of grounded theory methodology to explore the above question, but in a 13
natural conversational mode rather than structured interviews or focus groups. Given
the inter-subjective process of making meaning, it is appropriate my own subjective
interest be explained and the process of learning outlined.
A yearning phrase from Beers book Beyond Dispute: The Invention of Team
Syntegrity, was held tacitly in mind as I proceeded in the enquiry/advocacy process.
We need to metabolise the creative and the synergetic resources of the enterprise
(Beer, 1993).
This thought was connected to Druckers observation that organizations exist to
enable ordinary people to achieve extraordinary things (OReilly and Pfeffer, 2000), as
an incentive to bring to the surface latent energy in the United Nations Southern
African humanitarian response system. Employed by the World Health Organisation
specifically, I have over the past three years worked in an UN inter-agency
coordination and support office as an advocacy and communications officer. Having a
background in social work and an interest in promoting organisational development
that achieves Druckers ideal, especially in organisations with an avowedly human
service intent, I discovered the work of Stafford Beer a decade ago. Since then I have
sought to penetrate the mysteries of organisational behaviour in complex systems
aided by Beers (1979, 1989) Viable Systems Model, together with the insights of other
systems thinkers and practitioners Ackoff (2003), Checkland (1981), Hoebeke (1994),
Hock (1997) and Senge (1990).
The professional mandate of social work is to instil hope, and promote an attitude
that recognises the self-fulfilling nature of human fears and anxieties. Thus I sought to
test out in my conversations the aphorism that says hope is believing, in spite
of the evidence, and then watching the evidence change (Harrison, 1996), to inspire
perseverance.
However, as intellectually convinced as I was of the need for managers to shift from
mechanistic to systems thinking if they were to achieve the extraordinary performance
promised by Drucker, practical experience was needed to produce the changing
evidence that hope sought. The testimony of Dee Hock (1997), founder and CEO
emeritus of visa, provided tremendous encouragement that there was indeed
changing evidence to justify hope. His riveting autobiographical account of the
remarkable organisational innovation that came to be known as visa was grist to
the mill. Visa has indeed changed the face of international banking by modelling a
unique chaordic organisational form that was able to match and transform the chaos
in the banking system that prevailed at the time. However, Hock is under no illusions
about the daunting challenge still to be faced, if chaordic, systemically managed,
flexible, adaptive, creative, empowering and transforming organisations are to become
the norm in twenty-first century human civilisation and society. Many (including
Stafford Beer), would consider the United Nations to be the last organisation to shed
what Hock (1997) characterises as:
K . . . an anachronistic, 19th Century, Newtonian command and control management orthodoxy
that was inimical to the human spirit and destructive of the natural environment.
35,1/2
I suggested in the conversations that, given the extra-ordinary people at its disposal,
the UN ought, according to Druckers logic be a superlative organisation, and bring the
MDGs within reach despite the triple threat. How could this paradox of plenty be
resolved? Mindful of Argyris and Schons (1978) work on double loop learning and the
14 tendency toward learned incompetence in large bureaucratic organisations,
conversations were held with a wide range of people both within the UN system
and closely connected to it, to gain an understanding of how they interpreted the
apparent disconnect between the espoused theory and the actual theory in use.
However, I was also keenly aware of the danger of promoting a self-fulfilling prophecy
of doom, and inspired by Bohms (1965) work on dialogue sought to balance enquiry
into the underlying dynamics that robbed the UN of its latent potential, with advocacy
for an attitude of hope in spite of the evidence.
It was with this frame of mind that I engaged in the conversations that inform this
study.
Conclusion
Whether or not the rural health motivator project receives the required funding to
move from concept to practice, it is hoped that the principles and concluding
proposition articulated above will indeed serve as antidotes to autism, wherever the
condition threatens to manifest itself.
The golden thread that I have sought to weave through the discussion is about
learning to lead, and learning for leadership. I hope I have managed to do so with due
respect for the multiple sensitivities that a deeply contextualised, action research
approach will inevitably touch upon. To have resorted to anonymous abstraction
rather than practical reflection would have denatured the system. Stafford Beer, while
always seeking to define invariances that could be abstractly formulated in positivist
scientific logic, was equally concerned that learners understood the self-referential
nature of viable systems. The purpose of the system is what it does, is one of his most
famous observations. The ambiguity and paradox of the statement is an invitation for
any person with influence in a system to ask what the system in which they
participate, is in fact doing. This should (but often does not) lead to other questions,
what am I doing in the system to contribute to its viability or its vulnerability?
Perhaps, this second question is not asked or answered sufficiently because it becomes
tinged with judgement, blame and consequently fear. Defensive routines are activated,
and enquiry is shut down, and autism prevails. This study has sought to offer a
different way of thinking about the challenges that the UN system faces in its response
to HIV/AIDS in Africa, which at its simplest says the epidemic will continue to control
us if we seek to control it with old style management thinking. Leonard (2000)
observes:
Some of the new control problems lie more in what is not there than what is. Blind spots,
unfortunately, dont show up as dark patches. Our eyes and our minds fill in the blanks and
we do not see that we are not seeing. The missed opportunity, the emerging threat, the
unacknowledged stakeholder, and the ham handed response to a crisis are all possibilities
that old style control thinking may not register. The new challenge is to anticipate risks from
many directions and prepare to meet them. Understanding the contexts and thinking behind Transcending
old style control is a valuable precondition to examining existing control assumptions and
practices in the light of current needs and values. organisational
The UN system globally has prioritised change and reform of itself. The extent to
autism
which the UN system will become a more viable system is inextricably bound up with
the extent to which double loop (perhaps even triple loop) learning processes and
leadership processes reinforce each other, to metabolise the considerable latent, 23
synergetic potential of the people within to exercise their creativity, generate variety
and inspire change in the midst of a very serious human tragedy in Southern Africa.
Note
1. Adopted by Member States of the UN in 2000 as part of the Millennium Declaration, as
follows: eradicate extreme poverty and hunger; achieve universal primary education;
promote gender equality and empower women; reduce child mortality; improve maternal
and reproductive health; combat HIV/AIDS, malaria and other diseases; ensure
environmental sustainability; develop a global partnership for development.
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35,1/2 London, No. 47, p. 23.
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Extraordinary Results with Ordinary People, Harvard Business School Press, Boston, MA.
Seeley, G. and Barnett (2004), Gender and HIV/AIDS impact mitigation in sub-Saharan Africa
24 recognising the constraints, Journal of Social Aspects of HIV/AIDS, Vol. 1 No. 2, available
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Further reading
Argyris, C. (1993), On Organizational Learning, Blackwell, Cambridge, MA.
Scott, D. (2004), The underlying causes of the food crisis in the Southern Africa region Malawi,
Mozambique, Zambia and Zimbabwe, Oxfam-Gb Policy Research Paper, HSRC, available
at: www.sarpn.co.za (accessed May 2005).
World Health Organisation (2002), Epidemiological Update, World Health Organisation,
Swaziland.