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UNRESTRICTED CHANNELS
by
Michael J. Briggs
Coastal and Hydraulics Laboratory
U.S. Army Engineer Research and Development Center
3909 Halls Ferry Rd, CEERD-HN-HH
Vicksburg, MS 39180
United States of America
michael.j.briggs@usace.army.mil
KEY WORDS
Ship squat, PIANC empirical formulas, underkeel clearance, deep draft navigation,
sensitivity study, unrestricted entrance channels
1. INTRODUCTION
PIANC has many empirical formulas for predicting ship squat in entrance channels.
Some of the most widely used are by Barrass (2004), Eryuzlu et al. (1994), Huuska
(1976), Rmisch (1989), and Yoshimura (1986). These formulas are based on limited
laboratory and field measurements, but are used for the newer generation of larger
tankers, containerships, and bulk carriers. Most are functions of a limited number of
ship and channel parameters in an effort to minimize the number of free parameters
and increase the ease of use. Typical ship parameters include ship speed Vk in
knots, block coefficient CB, and ship dimensions of length between perpendiculars
Lpp, beam B, and draught T. Ship speed is speed relative to the water and is one of
the most important parameters as one can usually slow down to reduce squat. Chan-
nel parameters include water depth h, type of channel cross-section Ac, side slope n,
and bottom channel width W. Channel types are unrestricted (U) or open channels,
restricted (R) or dredged with a trench, and canal (C) with sides that extend to the
surface. No one formula works best for all types of vessels in all types of channels.
Thus, it is necessary to examine the squat predictions with more than one formula
and compare the results based on the type of ship, channel, and formula constraints.
When performing a design analysis for ship squat, many ship and channel parame-
ters are not known with certainty. Channel cross-sections and dimensions can vary
considerably along the length of the channel and are usually not as simple as the
three idealized shapes. The CB is often just a best estimate based on the ship dis-
placement and dimensions since ship builders do not usually release this proprietary
information.
In this paper, a sensitivity analysis for the five PIANC squat formulas listed above is
performed on the effect of ship speed, draught, block coefficient, and water depth for
an unrestricted or open channel cross-section. These squat results are presented for
full load conditions for the Post-Panamax Susan Maersk containership in an entrance
channel similar to the Port of Savannah. Additional sensitivity comparisons for re-
stricted and canal channel types were presented by Briggs (2009).
Historically, maximum squat SMax occurred at the bow Sb, especially for full-form
ships such as tankers. For newer, more slender fine-form ships such as container-
ships and passenger liners, SMax sometimes occurs at the stern Ss. All of the PIANC
formulas give predictions of SMax at the bow or stern, but only the Rmisch method
gives predictions for Ss for all channel types. Barrass gives Ss for unrestricted chan-
nels, and for canals and restricted channels depending on the value of CB. According
to Barrass, the value of CB determines whether the maximum squat is at the bow or
stern. Barrass notes that full-form ships with CB >0.7 tend to squat by the bow and
fine-form ships with CB <0.7 tend to squat by the stern. The CB =0.7 is an even keel
situation with maximum squat the same at both bow and stern. Rmisch has an
equivalent rule of thumb on the location of maximum squat since he proposes that a
ship will squat by the bow if CB>0.1Lpp/B. For the Susan Maersk, this would occur for
CB>0.77. Therefore, one might expect the Susan Maersk to squat by the stern since
her CB is less than 0.70 to 0.77 in these sensitivity comparisons. Of course, for chan-
nel design, one is mainly interested in the maximum squat and not necessarily
whether it is at the bow or stern.
4. SENSITIVITY ANALYSIS
The goal of the sensitivity analysis was to quantify the effect of significant input pa-
rameters on the squat predictions for the PIANC empirical formulas in an unrestricted
channel. Table 1 lists the ship and channel parameters that are in the PIANC formu-
las. An interesting observation is what is not explicitly included in some of the formu-
las even though they are used for all ship and channel types. For instance, (a) B3
has no dependence on Lpp, (b) E2 on Lpp or CB, (c) R1 on CB for stern squat, and (d)
Y2 on B. All but B3 are functions of gravity g.
Based on ship, channel, and squat formulas, three sensitivity analysis parameters
were selected for study. Table 2 lists these parameters and ranges for each channel
type. The U channel is one of the simplest and is applicable for all of the PIANC for-
mulas. A channel can be modelled as a U channel even if it is not ideally an unre-
stricted channel. If trench height hT is small enough (i.e., hT/h~0.0) and channel width
W (i.e., W/B>8 to 10) and side slope n (i.e., n>20 to 50) are large enough; then a U
channel is appropriate for this channel reach. The Base Case values are used as the
standard for comparison since they match many of the ship and channel characteris-
tics.
Value
Parameter Minimum Base Maximum
CB 0.60 0.65 0.70
h/T 1.10 1.20 1.30
Vk 5 10 15
Table 2: Sensitivity analysis parameters for Unrestricted channels
The range of CB was selected to match typical standard deviations of CB for contain-
erships (Ohtsu et al. 2006). The CB =0.05 is equivalent to an 8% change in CB.
Since it is known that most containerships squat by the stern, the maximum value of
CB =0.70 was selected to stay within the Barrass threshold. The depth-to-draught ra-
tios h/T represent typical values of UKC for entrance channels, with h/T=1.20 an ac-
cepted value for efficient navigation. Note that the h/T=1.1, 1.2, and 1.3 correspond
with UKC=1.5, 2.9, and 4.3 m, respectively. The h/T=0.10 is equivalent to an 8%
change in h/T. The range of ship speeds Vk includes typical containership speeds in
entrance channels. The Vk=5 kts represents a 50% change in ship speed.
As stated previously according to Barrass and Rmisch, ships with CB<0.7 to 0.77
will tend to squat by the stern. Therefore, the stern Ss squat predictions of B3 and R1
were always larger than the bow predictions and were used in this study in compari-
son with the other three formulas.
5. RESULTS
The results section is divided into presentations and discussions of predicted maxi-
mum squat SMax for each of the five PIANC formulas. Results in this section are for
analysis of CB, h/T, and Vk in a U channel. Figure 2 shows the range of SMax for each
E
H
1.2
B Barrass B
E Eryuzlu Y
H Huuska E
SMax, m
R Romisch H
0.8 Y Yoshimura B R
Y
E
H
Y R
B
E
0.4 H
Y R
B
H R
E
Y
B R
H
Y
E
R
0.0
5 10 15
Vk, knots
Figure 2: Base Case maximum squat for Susan Maersk containership in Unrestricted
channel, CB=0.65, h/T=1.2
1.6
Effect of CB on Barrass Squat, All h/T
1.2
SB3, m
0.8
CB=0.60
0.4 CB=0.65
CB=0.70
0.0
5 10 15
Vk, knots
Figure 3: Effect of CB on Barrass stern squat in Unrestricted channel, all h/T
1.2
SE2, m
0.8
0.4 h/T=1.1
h/T=1.2
h/T=1.3
0.0
5 10 15
Vk, knots
Figure 4: Effect of h/T on Eryuzlu squat in Unrestricted channel, all CB
1.6
Effect of CB and h/T on Huuska Squat
1.2
SHG, m
0.8
5.4 Rmisch
Rmisch stern squat Ss,R1 is a function of h/T only and is shown in Figure 6. This fig-
ure is similar to Figure 4 for Eryuzlu, with three curves shown for CB=0.65. The per-
centage variation in Ss,R1 predictions for all ship speeds relative to the Base Case
values at CB=0.65 are listed in Table 3.
1.6
Effect of h/T on Romisch Squat, All CB
1.2
h/T=1.1
h/T=1.2
h/T=1.3
SR1, m
0.8
0.4
0.0
5 10 15
Vk, knots
Figure 6: Effect of h/T on Rmisch stern squat in Unrestricted channel, all CB
1.6
Effect of CB and h/T on Yoshimura Squat
1.2
SY2, m
0.8
The Eryuzlu squat predictions are not dependent on CB. The effect of 8% changes in
h/T (i.e., h/T=0.1) is approximately 1 to 1 on the squat predictions. A decrease of
8% in h/T results in an increase in squat of approximately 8% and a similar decrease
in squat for an increase in h/T.
The Huuska/Guliev squat predictions are functions of CB and h/T. Again, changes in
CB result in near 1 to 1 changes in predictions. An 8% decrease or increase in CB de-
creases or increases squat predictions by approximately 8% for all three ship speeds.
Changes in h/T are slightly larger for fixed CB=0.65. A decrease in h/T to 1.1 for shal-
lower depths causes an increase in predicted squat of 8 to 12% for the three ship
speeds. Similarly, an increase in h/T to 1.3 for deeper channels gives a decrease in
squat of 8 to 10% as a function of ship speed.
The Rmisch stern squat predictions are not affected by CB since CB is not included
in his stern formula. Decreases in channel depth to h/T=1.1 results in 0 to 14% in-
The Yoshimura squat predictions are affected by both CB and h/T. Again, changes in
CB produce nearly identical changes (i.e., 1:1) in squat predictions. A decrease of 8%
in CB from 0.65 to 0.60 results in decreases of 8 to 9%. Similarly, an increase of 8%
to CB =0.70, causes an increase in predicted squat of 8 to 9%. Decreasing the chan-
nel depth by 8% to h/T=1.1 causes an increase in squat predictions of approximately
7% for the three ship speeds. Likewise, increases in depth to h/T=1.3 leads to reduc-
tions of 4 to 8% for all ship speeds.
7. ACKNOWLEDGEMENTS
The author wishes to acknowledge the Headquarters, US Army Corps of Engineers,
for authorizing publication of this paper. The squat formulas in this paper are updates
from the PIANC WG30 report that will be reported and documented in the new WG49
report. Particular thanks go to Wilbur Wiggins (CESAW) and Capt Steven Carmel
(Maersk Shipping) for supplying information on the Savannah entrance channel and
Susan Maersk containership.
8. REFERENCES
BARRASS, C. B. Ship Squat A Guide for Masters, Private report, www.ship-
squat.com, 2002.
BARRASS, C.B., Thirty-Two Years of Research into Ship Squat, Squat Workshop
2004, Elsfleth/Oldenburg, Germany, 2004.
BARRASS, C. B., Ship Squat and Interaction for Masters, Private Report, www.ship-
squat.com, 2007.
BRIGGS, M.J., Ship Squat Predictions for Ship/Tow Simulator, Coastal and Hydrau-
lics Engineering Technical Note CHETN-I-72, U.S. Army Engineer Research and De-
velopment Center, Vicksburg, MS, http://chl.wes.army.mil/library/publications/chetn/,
2006.
Briggs, M.J. 2009. Sensitivity Study of PIANC Ship Squat Formulas, International
Conference on Ship Manoeuvring in Shallow and Confined Water: Bank Effects,
Antwerp, Belgium, May 13-15, 57-67.
BRIGGS, M.J., VANTORRE, M., ULICZKA, K., and DEBAILLON, P., Chapter 26:
Prediction of Squat for Underkeel Clearance, Handbook of Coastal and Ocean Engi-
neering, World Scientific Publishers, Singapore, 2010, 723-774.
CANADIAN COAST GUARD, Safe Waterways (A Users Guide to the Design, Main-
tenance and Safe Use of Waterways), Part 1(a) Guidelines for the Safe Design of
Commercial Shipping Channels, Software User Manual Version 3.0, Waterways De-
velopment Division, Fisheries and Oceans Canada, December 2001.
FMA (Finnish Maritime Administration), The Channel Depth Practice in Finland, Bul-
letin, Waterways Division, Helsinki, Finland, July 12, 2005.
GULIEV, U.M., On Squat Calculations for Vessels Going in Shallow Water and
Through Channels, PIANC Bulletin 1971, Vol. 1, No. 7, 17-20, 1971.
PIANC, Approach Channels: A Guide for Design, Final Report of the Joint PIANC-
IAPH Working Group II-30 in cooperation with IMPA and IALA, Supplement to Bulle-
tin No. 95, June 1997.
PUERTOS DEL ESTADO, Recommendations for Maritime Works (Spain) ROM 3.1-
99: Designing Maritime Configuration of Ports, Approach Channels and Floatation
Areas, CEDEX, Spain, 1999.
ULICZKA, K., and KONDZIELLA, B., Dynamic Response of Very Large Container-
ships in Extremely Shallow Water, Proceedings 31st PIANC Congress, Estoril,
Spain, 2006.
YOSHIMURA, Y., Mathematical Model for the Manoeuvring Ship Motion in Shallow
Water Journal of the Kansai Society of Naval Architects, Japan, No. 200, 1986.
This appendix describes the five PIANC empirical squat formulas of Barrass, Eryuzlu,
Huuska/Guliev, Rmisch, and Yoshimura. More detailed descriptions with constraints
for channel and ship parameters are described in PIANC (1997), Briggs (2006),
Briggs (2009), and Briggs et al. (2010). The new PIANC WG49 report is planned for
publication in 2011.
If CB>0.7, it is equal to the bow squat Sb,B3. If CB0.7, it is equal to the stern squat
Ss,B3. His channel coefficient K is based on analysis of over 600 laboratory and proto-
type measurements for all three channel types (Barrass 2007) and is defined as
The limits on K are designed so that K=1 for U channels. The blockage factor S is a
measure of the cross-sectional areas of the ship As and channel Ac and is defined as
=
As
S =
( 0.98T ) CB0.85 (3)
Ac 7.04h
If S<0.1 for U channels, the value of K is set to 1.0. This insures the limits required
above for K.
Finally, Barrass defined the squat at the other end of the ship for unrestricted chan-
nels when the ship is initially at even keel at zero speed as
2.289 2.972
h2 V h
SE 2 = 0.298 s T Kb (5)
T gT
The value of the channel width correction factor Kb=1 for unrestricted channels.
2.4CBBT Fnh2
SHG = Ks (6)
Lpp 1 Fnh2
The dimensionless correction factor Ks is used for restricted channels and canals to
quantify ship blockage. It goes to Ks=1 for unrestricted channels. Thus, the
Huuska/Guliev formula is identical to the ICORELS (1980) formula for unrestricted
channels.
The factors in this equation are correction factors for ship speed CV, ship shape CF,
and squat at critical speed KT defined as
V V
2 4
=
CV 8 0.5 + 0.0625 (8)
Vcr Vcr
10BC 2
B
Bow
CF = Lpp (9)
1.0 Stern
K T = 0.155 h T (10)
hLpp
0.125
Vcr = gh 0.58 (11)
BT
3
V 2
0.7 +
1.5T BCB 15T BCB
s
SY 2 = L + h (12)
h pp Lpp g