Professional Documents
Culture Documents
AMERICAN MANDIBLES
2013
Abstract
titioners agree that stability is a goal of treatment but there are many views on
which method of treatment will produce the most stable result. A change in arch
shape, or form, from the pre-treatment shape has been suggested as a reason
for instability. The literature reports many factors that play into how the shape of
race, intercanine width, and keeping teeth within basal bone. Purpose: This
study looks at the arch shape at occlusal plane versus the arch shape at basal
bone to determine if there is any difference between the two levels. Materials
and Methods: Using the CBCT of 150 black, white and Mexican American pa-
tients slices were taken at occlusal plane and basal bone levels. A canine ratio
was calculated for each level. Shape was classified into ovoid, tapered and
square based on the mean and standard deviation of the canine ratio. Results:
No significant difference was found between the arch shapes at the two levels.
Ovoid was the shape seen in a majority of patients at both levels. Conclusions:
tween males and females or among the black, white and Mexican Americans.
1
COMPARING OCCLUSAL ARCH FORM AND BASAL BONE ARCH
AMERICAN MANDIBLES
2013
COMMITTEE IN CHARGE OF CANDIDACY:
i
DEDICATION
nothing but encourage and support through this long road to change my career
Lastly, to the faculty of Saint Louis University, whose guidance and in-
struction have built a strong foundation for me to grow a fulfilling practice and fu-
ture.
ii
ACKNOWLEDGEMENTS
This project was not possible without the help and support of the following
individuals:
Dr. Ki Beom Kim. Thank you for your guidance during my thesis preparation
and for enriching my education with your help and guidance in the classroom as
Dr. Rolf Behrents. Thank you for your contributions to my thesis and allowing
Dr. Donald Oliver. Thank you for your attention to detail during my thesis
preparation and revisions. The value of your clinical guidance cannot be meas-
ured.
Dr. Nick Azar. Thank you for taking the time to assist in the thesis progres-
Dr. Peter Buschang. Thank you for helping me develop this thesis topic and
Dr. Derik Ure and Dr. Joe Mayes. Thank you for the use of your long-term
Dr. Heidi Israel. Thank you for your assistance with the statistical analysis for
this thesis.
iii
TABLE OF CONTENTS
List of tables ......................................................................................................... v
iv
LIST OF TABLES
Table 3.1 Calculation of the canine ratio for OP and BB level based on the
digitized landmarks from Dolphin Imaging .................................... 43
Table 3.2 Calculation of the mean and standard deviation for the
canine ratios at the occlusal and BB level. One STD above
and below was calculated in order to classify the shape as
ovoid, square or tapered ............................................................... 44
v
LIST OF FIGURES
vi
CHAPTER 1: INTRODUCTION
by Dr. Hawley states he was willing to give one half of his fee to whomever could
retain his patients.1 It has been shown in animal studies that relapse begins im-
mediately after teeth are left unrestrained.2 Practitioners agree that stability is a
goal of orthodontic treatment but there are many views on which method of
treatment will produce the most stable result. Tweed, Brodie and Nance all
agreed that stability relates to basal bone.3-5 Peck and Peck argued that if the
versus bucco-lingual width there would be relapse and suggested the need for
interproximal reduction in order to make the tooth shape more favorable. 6 Strang
argued that intercanine width was key to stability.7 The following paragraphs will
discuss several factors mentioned to attempt to define how an arch form devel-
There are perioral factors such as pressure from muscles, lips, cheeks or
habits such as musical instruments to describe how the arch form develops.
Many authors have stated the orbicularis oris, mentalis, buccinator, and tongue
dictate arch form and tooth position.8-12 One book discusses how the lower inci-
sor position can lead to remodeling of the bone but that is not the only tissue to
consider since the teeth may be in bone but be periodontally compromised or out
of equilibrium with the oral cavity muscles.12 Burstone and Marcotte continue by
stating the dual muscular components of the orbicularis oris could place pressure
1
on the lower incisors only, upper incisors only or both.12 The buccinator influ-
ences the posterior width and the canines can behave like posterior teeth if the
oral slit is mesial to the canine allowing the cheek to apply more pressure than
the lips to the canines.12 There is disagreement on whether or not playing an in-
strument affects the position of incisors as one study concluded that for an indi-
vidual patient the effect of an instrument is unpredictable and should not be sub-
stituted for orthodontic treatment13 while another study said playing an instrument
the highest pressures, swallowing and whistling produced the lowest, and in-
strument playing lay in between with brass instruments and the flute having some
influence.15
There are anatomical factors to describe the development of the arch such as
netic/racial influence. It has been shown that the attachment of periodontal fibers
is not determined by tooth anatomy but by the tooth position and orientation in
the arch16 and that a fibrotomy following orthodontic treatment may decrease the
amount of rotational relapse.17 Little et al. studied children in a rural Mexico vil-
lage over a 32-year period and showed the cranial complex remodeled to a
shorter head length and a narrower face.18 The study attributed these changes to
tion.18 Horner et al. built upon this research to study how mandibular plane angle
relates to bone development. The study described how mandibular cortical bone
2
thickness differs between hyperdivergent (patients that have a large facial diver-
gence and weaker muscle activity) and hypodivergent (patients that have a small
facial divergence and stronger muscle activity) individuals and concluded cortical
olar ridge thickness.19 It has been shown that arch length and mandibular inter-
canine width both decrease over time as part of the natural aging process. 20
Orthodontic factors that relate to arch form include pre-treatment arch form,
intercanine width, incisor irregularity and keeping teeth within basal bone. Main-
taining the pre-treatment arch form has been suggested by some practitioners as
a key to stable orthodontic results.21 Keeping the patients arch form while
straightening the teeth might make the end result less likely to relapse.22 There is
a limit to the change in posterior width, and particularly intercanine width, that
can be achieved and remain stable.12 Ball et al. argued there is a different inter-
canine width between dental and basal arches but that it was unlikely to affect
the arch form as it was only 0.8 mm.23 Incisor irregularity occurs in almost every-
one with roughly 50% of untreated adults having little to none and the remaining
50% having moderate to severe.24 Buschang and Shulman concluded that incisor
crowding was multifactorial and included ethnicity, number of first and second
molars, sex and age combined.24 Several studies have shown there is an ana-
tomical difference between whites, blacks and Mexicans. Garcia showed bimaxil-
lary prognathism was seen more in Mexicans than whites,25 Buschang and
Shulman showed Mexicans have more lower incisor irregularity than whites, 24
and Bishara et al. showed Mexicans have larger tooth sizes than whites.26 Stud-
3
ies have shown that blacks have arches with wider mandibular posterior seg-
ments than whites or Hispanics and Hispanics have larger anterior ratios than
blacks.27, 28 With anatomical differences such as these one may expect that the
underlying bone is different between the three groups as well which may lead to
Several authors believe that stability relates to keeping the original arch form
while maintaining the teeth over the underlying bone.3, 4, 7, 29 Basal bone has
been difficult to define4 so there is no one method of treatment that will ensure
stability. One could argue that arch form does not matter or that basal bone is not
definable.
If the arch shape is the same at the level of basal bone and occlusion then
maybe there is a simple way to determine the basal bone shape based on the
occlusal arch shape. Since basal bone is nebulous according to some,12 can one
even show that arch shape is the same at the two levels? If it is not, as long as
practitioners do not violate the bone and move teeth out of its parameters, stabil-
ity might not relate to a definition of basal bone. This study will look at the arch
form at the occlusal level and the basal bone level in black, white and Mexican
American patients to see if there is a difference in arch form between the two
4
CHAPTER 2: REVIEW OF THE LITERATURE
Basal Bone
Lundstrom was the first to describe apical base as the portion of the bone
where the teeth rest30 and apical base has become interchangeable with basal
bone over the years. In 2000 the Glossary of Orthodontic Terms defined apical
base as the bone of the jaw that supports the teeth.31 Brash described the devel-
opment of the arch form as following the underlying bone shape initially and then
being shaped by the eruption of the teeth and forces of the surrounding muscula-
ture.8 Proffit discusses alveolar bone being formed and shaped by the teeth with-
in it so orthodontically moved teeth bring bone with them but there are limits as
fenestrations are seen if teeth are expanded beyond the limits of the bone.10 Ba-
sal bone is often interchanged with alveolar bone so this may be a reason that
basal bone is ill-defined. For Downs, apical base was defined in relation to point
tion with Lundstroms to extend the apical base from the most constricted points
of the maxilla and mandible around the body of each parallel to the alveolar pro-
cesses.33 Howes said the basal arch was the apical portion of the alveolar bone
based on his work sectioning dental casts.34 It has been defined based on gingi-
val reference points,34-37 and tooth crown reference points.38 Bell demonstrated
that basal bone at the level of B point was very similar to basal bone at a level
below the root tips so it is not necessary to consider bone lower than B point in
order to have a continuous CBCT slice back to the 2nd molars.39 That study also
5
denied strongly held believes that basal bone, alveolar bone and teeth have a
strong relationship; the opposite was determined since there was a significant
correlation but it was too weak to be of any value.39 A different study showed a
significant correlation between the dental width and basal bone arch width based
on the WALA ridge.40 The WALA ridge was first described by Drs. Will and Larry
Andrews (the acronym derives from Will Andrews and Larry Andrews) as a band
of soft tissue coronal to the mucogingival junction of the mandible being near or
at the center of rotation of the teeth of which reflects the basal bone
underneath.41 Other works agreed that defining basal bone according to the WA-
LA ridge was a relatively simple clinical method of defining basal bone and that
the arch shape between this level and the crowns were not different.23, 42, 43 This
could indicate that keeping teeth in bone is the most important factor and that the
arch shape at the crown level is of sufficiency to base treatment archwires. It has
been suggested that basal bone does not change shape from mesial of mandibu-
lar 1st permanent molar to mesial of 1st permanent molar after age 5 years old34
and edgewise appliances do not alter the mandibular arch form 44 nor do they af-
fect the basal bone.45 Howes argued that if you compare the basal bone arch
in form or shape even though the form at the coronal level has changed to allow
for the eruption of permanent teeth.34 Fujita et al. concluded that the practical
significance of their finding that the dental arch width was associated with the
size of the adjacent skeletal unit but not the shape is that practitioners may use
the posterior basal arch width as a guide for choosing the archwire regardless of
6
the shape.46 Kim et al. suggested through their findings that the basal arch might
not be the principal factor in determining dental arch form and that the arch
shape variation is dental only.47 Brodie thought the description of apical base was
ambiguous due to the limits of contemporary methods to find and measure it. 4
Most of the studies mentioned here explored basal arch shape only looking at
cephs or models that can have error due to the accuracy of 2D representation in
the cephs or the method used in defining basal arch perimeter on the model.48
The advent of CBCT could help eliminate the ambiguity and standardize the re-
porting in the literature about the definition of basal bone to further support the
idea that the arch form at the crown level is no different from the bone level.
fighting the tendency of the teeth to return to the pre-treatment position. The re-
search available today looks for valid treatment methods to prevent relapse and
to define a reason for relapse such as arch form, wire selection, incisor irregulari-
ty or even race. Although the two are related, instead of focusing on relapse po-
Basal bone
For Tweed, stability occurred when the mandibular incisors were upright over ba-
sal bone and arch form was maintained.3 Brodie also believed that basal bone
7
was the key to stability and moving roots outside of it would result in relapse.4
Nance shared the same view as Tweed that altering arch form was unstable.5
Orthodontic forces
Some authors study the forces applied during orthodontic treatment. One article
found no effect on relapse from force magnitude but continuous forces resulted in
forces.2
Mandibular incisors
this area seems to be at high-risk for relapse. An exhaustive review of the litera-
ture on mandibular incisor irregularity is beyond the scope of this work but a few
tists view incisor irregularity. In 1972 Peck and Peck built on the idea that tooth
lingual retainers would only postpone the relapse if the index was too large and
suggested the need for interproximal reduction in order to make the tooth shape
more favorable.6 Littles 1975 article described a new index to categorize incisor
irregularity based on the linear displacement of the anatomic contact points of the
mandibular incisors mesial of the right canine to mesial of the left canine. He
suggested that the crowding of the mandibular incisors was the 1st evidence of a
8
progressive instability leading to maxillary crowding, bite deepening and loss of
thickness of the alveolar bone in the symphysis determines the distance that or-
thodontics can move the incisors.50 A study by Chaison et al. attempted to show
a way to predict relapse based on the alveolar volume, tooth volume and total
volume. While the study showed the lower incisor irregularity at appliance re-
moval and pre-treatment was a significant predictor for relapse the alveolar bone
volume was not shown to be a predictor.51 Another study showed that there was
form but 69% of Class I patients and 64% of Class II patients had a tendency for
their arch form to relapse to the pre-treatment shape after appliance removal.22
The notion that lower incisor irregularity post-retention is relapse may be burden-
ing the orthodontist with more blame than is warranted. The literature reports that
intercanine width decreases and lower incisors crowd the farther out from treat-
ment52-55 but this decrease is also a natural part of the dentition aging56-59, similar
to wrinkles on the face. Maybe orthodontists should not be willing to take the
Intercanine width
As mentioned before, the literature reports that intercanine width decreases post-
this distance was only stable if it was because of moving the canine into a pre-
9
molar extraction site.7 Is it just a matter of altering the shape by moving the
crowns or if the change happens at the basal bone level will it be more stable i.e.
upright roots? In an article by McNamara et al. it was shown that most orthodon-
tists who responded to the questionnaire agreed that conserving the pre-
treatment canine to canine width was important in later stages of treatment but
there was no clear consensus how to do this. Pre-treatment study models, sym-
buccal surfaces to adapt the archwires were all suggested as ways to preserve
the arch form for stability.21 If stability is related to intercanine width Mutinelli et
al. showed it is possible to keep the intercanine width but change the arch form.
For that study, no matter what the mathematical equation used to describe the
arch form, arch form can be changed by changing the length of the arch through
There is little research into Hispanic oral health issues but, since it is the fastest
growing and largest minority in the United States, orthodontists need more re-
search into the differences, if any, of this population.61 One study by Vela et al.
concluded that European norms should not be used for Mexican-Americans be-
ing on norms for stability could be flawed due to the biased sample group of
which some of our traditional norms are based. Smith et al. compared whites,
blacks and Hispanics and demonstrated that the Bolton ratios, a ratio of the
10
combined tooth mass of the mesio-distal size of mandibular teeth to maxillary
teeth, should not be used in males of any race, Hispanic or black females be-
cause the only group that adhered to the norms was the white female group. 27
Genetics may account for an average of 50% of arch size and 39% of arch shape
more than genetics.9 This could be why a majority of arch forms tend to return to
bonethat dictates stability. De La Cruz et al. pointed out in their findings that
changes to arch width/length and arch form and that maybe the small magnitude
of post-retention changes was associated with the sample being premolar extrac-
tion space closure.22 This suggests that even though we may change the arch
form considerably, especially in extraction cases, it can still be stable if the teeth
are in equilibrium with the oral cavity. This idea was supported in another article
that concluded that there was an association between dental arch width and ad-
Aging
We know that growth continues throughout our entire lifetime 63 but it has been
suggested that the arch form does not change from kids to adults 35 therefore the
11
arch form seen in a typical age group for orthodontic treatment should be stable
into adulthood.
Other factors
In their article De La Cruz et al. stated that those patients that had the most
change during treatment were not necessarily the patients that had the most re-
lapse post-retention. They concluded it was erroneous to infer that if the original
arch form was maintained there would be no relapse.22 In 2011 Lee et al. con-
cluded that the arch form was influenced by tooth size, arch width, basal bone
width and inclination of the posterior teeth so if the arch shape was changed at
the occlusal level by tipping the teeth but the basal bone shape was different and
unchanged, this could lead to instability and relapse.64 Some authors argue that
this could relate to the use of pre-formed wires and suggest that commercial
wires are significantly different in shape than the ideal arch form.65 Some have
even shown that there is a correlation between tooth size and relapse.66-68 Ka-
naan failed to show a correlation between basal bone discrepancy and relapse or
between tooth size and relapse.69 Case was at odds with Angle because he be-
lieved that extractions were necessary for stability in some patients to harmonize
It is frequently proposed that arch shape falls into three broad categories:
ovoid, square or tapered.70-72 The classic descriptions used for arch shape have
12
included ellipse,22, 73-76 a parabolic curve,73, 75 straight segments joined to half a
Commercial wires
For a company to sell wires there has to be a starting point of some kind but cau-
tion should be used in applying one shape to all patients. Camporesi et al. com-
pared their ideal arch form and 10 wires. They found a significant shape differ-
ence for all the wires compared to the ideal with one particular manufacturers
ovoid shape showing the greatest shape difference in the mandibular arch.65
Weaver et al. showed significant changes to the dental arch with preformed wires
compared to the controls but no change with the use of custom wires formed to
the WALA ridge.40 Several templates follow the form of incisal edges and buccal
cusp tips to form a wire since it has been suggested this is elliptical75 but more
recently the facial axis has gained support since that is where the archwire will be
Racial differences in anatomy and physiology have been studied but the litera-
ture is lacking in material to suggest whether or not race is a factor for orthodon-
tists in choosing arch form. As mentioned previously, there is little research into
the health needs of Hispanics61 but studies between the developmental differ-
ences of whites and Mexicans are available. For skeletal differences Garcia
showed that bimaxillary prognathism was seen more in Mexicans than whites25
13
and Phelan determined that Class II Mexicans had greater protrusion and greater
and Shulman showed Mexicans have more lower incisor irregularity than whites24
and Bishara et al. showed Mexicans have larger tooth sizes than whites.26 Blacks
have been shown to have wide palates and large jaws.83 The Mongoloid race
that was a precursor to Mexican-Indians, tended to have arches that were para-
bolic in form.83 It has been shown repeatedly that whites have predominantly ta-
pered or ovoid arches.71, 84, 85 One study of Brazilian adolescents showed 23 dif-
ferent arch forms present in the mandible alone.86 Previous studies have shown
that blacks on average have arches with wider mandibular posterior segments
than whites or Hispanics and Hispanics have larger anterior ratios than blacks.27,
28
Other studies showed that blacks had larger teeth, larger arches and more
square form than whites.28, 87, 88 Gimlen showed that overall Hispanics had a 70%
distribution of square form followed by tapered and ovoid being equal while
whites had 80% tapered equaling ovoid and the remaining 20% being square. 84
Comparing just Class I patients tapered and ovoid was over 90% in whites while
Hispanics was square, Class II was tapered for whites while Hispanics was
square and Class III was the only subset where square predominated in both
groups.84 Lins findings state there was no significant difference found between
the arch parameters of whites, Hispanics and blacks89 but this may be due to
small sample size since the whites were N=16, Hispanics N=8 and blacks N=0.
Ferrario et al. studied Chilean mestizos against Italian whites and found that
overall the white arches were smaller than the mestizo arches.90
14
Frequency of form
The mandibular arch form is often the focus of studies rather than the maxilla due
arch forms Felton et al. showed that no one arch form is seen more often than
tition but the closest commercial arch form was the Par and Vari-Simplex shapes
at about 50% of all three groups combined.70 That study also concluded that
60% of the treated cases in Class I and Class II patients had a different arch form
post-treatment and 70% had relapse long-term.70 Tajik et al., on the other hand,
concluded that 49.2% of pre-treatment Class I, II and III subjects had a tapered
arch form.11 Nojima et al. showed 42% ovoid in the Japanese sample and 38%
ovoid in the Caucasian sample that is similar but there was a great difference in
the division of the remaining patients as 46% square in the Japanese and only
18% square in the Caucasian.71 Paranhos et al. showed only 20% of the subjects
in the study had tapered form and oval was the most prevalent at 41% but the
authors did point out that this was a subjective choice of people looking at the
arches and comparing to one of the three standard forms.92 Dr. McLaughlin rec-
ommends in his textbook that for a Caucasian practice the ratio of wire shapes
Intercanine width
Ball et al. concluded that their sample of Class II subjects did have a different in-
tercanine width between dental and basal arches but that it was unlikely to affect
15
the arch form as it was only 0.8 mm.23 Although it seems logical that moving any
one tooth should be as stable as moving any other tooth orthodontists tend to
value the width of the canines above other arch measurements. 21 This may relate
to the idea that the surrounding musculature and oral environment dictate arch
form most and that the canines are positioned at the corners of the mouth where
pressure can be great due to the circumoral muscles.8-11 This is at odds with
what White concluded that the arrangement of the teeth into an arc was predom-
inantly dictated by the osseous bases of the jaws.93 In a 1999 study Braun et al.
determined that the natural mandibular form of molar to canine ratio was 2.38:1
where the nickel-titanium (NiTi) wires of three different manufacturers had a ratio
of 1.87:1 and that the wires changed the mandibular intercanine width an aver-
age of 5.95 mm and intermolar width 0.84 mm.94 Another study by Bhowmik et al.
showed that the mathematical beta function with the least squares method ex-
pressed the normal occlusal shape with a correlation coefficient of 0.97 in their
control group and they showed a natural mandibular molar to canine ratio of
2.11:1 while the wires were 1.78:1.95 This study used 0.019x0.025 rectangular
NiTi wires of several different manufactures, a size of wire considered past the
initial leveling and aligning stage of treatment, and had an intercanine width on
average 6.667 mm larger in females and 5.337 mm larger in males than the con-
trol group.95 These studies imply the greater change in the area that most ortho-
dontists say should be conserved. Arai and Will argued that measuring a canine-
canine width of 22.96-29.0 mm might be all that is needed clinically to classify the
arch as ovoid.96
16
Mathematical representation of arch form
the natural human arch form.97 However, an alternative function has been sug-
gested to describe tapered, ovoid and square dental arch forms.98 Arai and Will
canine/molar ratio and 4th order polynomial equation and a significant negative
correlation between subjective rankings of arch form, canine/molar ratio and 2nd
al. argued that although higher order polynomials may be more precise in fit, be-
cause of the inherent asymmetries in all arches the form may become inaccurate
along the curve so they suggest 3rd order polynomial is sufficient to get the gen-
eral idea of the curve.64 Alvaran et al. discussed that the bigonial width was the
most important determinant of posterior arch width while the size of the incisors
was the most important for anterior arch width.99 This agrees with Gimlens re-
sults of a more square arch form in Hispanics84 since their lower anterior teeth
phy (CT) developed by Hounsfield in 1967. The main difference being that the
CBCT allows for a single rotation versus a CT using multiple passes and stacking
17
the slices into one image.100 There is much research on the validity of using
CBCT as well as the accuracy of the measurements derived from it. Tarazona et
al. compared tooth sizes, intercanine width, intermolar width and arch lengths us-
ing CBCT against digitized study models and found significant differences for
lar arch length but the differences were less than 1% therefore clinically irrele-
Leung et al. said that alveolar bone height can be accurately measured to
0.6 mm when using a voxel size of 0.38 mm at 2 mA and that root fenestrations
could be identified with greater accuracy than dehiscence.103 Damstra et al. de-
termined that an increase in voxel resolution from 0.40 mm to 0.25 mm did not
that alveolar bone height measurements using a 0.4 mm voxel size might overes-
timate the loss associated with RPE.105 Periago et al. used human skulls to com-
pare CBCT to direct measurements and although there were statistical differ-
ences between the two they were considered clinically equal.106 Hassan et al.
findings agreed with the 3D versus physical measurements and added a compar-
ison with 2D images and determined that the 3D images were closer to the phys-
ical measurements than 2D images or 2D slices even when the patient position
was rotated.107 Wang et al. imaged teeth with CBCT scanning before extraction
to compare to Micro-CT scanning after extraction and found that the volumetric
18
indicating that CBCT can be a valuable way to examine root resorption during
urements and found the CBCT to be highly reliable at a correlation greater than
0.90 but the CBCT tended to underestimate slightly the anatomic truth. 109 Zamo-
showed that CBCT was more sensitive than panoramic x-rays for canine localiza-
tion and the identification of root resorption on adjacent teeth. 111 Bell compared
CBCT slices to plaster model measurements and found hard tissue measure-
ments were obtained with relative ease.39 He could standardize the orientation
and filter out the soft tissue to allow for an accurate and reproducible method to
make bony measurements.39 Schlicher et al. found that since point B lies along a
curve without clear anatomic boundaries there was error in the y-axis plane but
that the error was no more in the 3D CBCT scans than in the 2D ceph identifica-
tion.112 There is a need for caution when working with CBCT images as Molen
argued that protocols are needed in the reporting of CBCT research to ensure
distinguish two objects and it does not equal voxel size because of noise, arti-
facts and partial volume averaging.113 Despite this caution it is suggested that
CBCT offers an undistorted view of the dentition that shows details of individual
dental morphology, features of roots and spatial orientation of teeth and roots
without any magnification error since CBCT images are recreated using a math-
ematical algorithm.114
19
Statement of Thesis
This study will be a retrospective look at the natural arch form of black, white
and Mexican American patients before treatment and determine if there is any
difference in overall shape at basal bone level and occlusal level. Since pre-
formed wires tend to be the same shape and not designed to follow the natural
dental arch form94 a difference in arch shape between the two levels may con-
ined looking at the mandibular basal arch shape compared to the occlusal arch
shape. Reorientation of the CBCT to orient the mandible along the functional oc-
clusal plane in order to make image slices that show basal bone in the anterior
as well as the posterior would be the first step. Basal bone will be defined ac-
drawn from B point and a perpendicular line from FOP at mesial contact of man-
dibular 1st molars.69 The dependent variable measured will be slices taken at ba-
sal bone level and slices taken at occlusal level, the mandible only, and placing a
point midway between the cortical plates to give us the arch shape at basal bone
while using the Noroozi method for arch shape at the occlusal level.98 This shape
will be compared to the three prominent arch shapes to classify as ovoid, tapered
or square. The millimetric difference in the arch will not be considered, only the
square, ovoid and tapered.98 The alternative hypothesis is: there is a difference in
basal bone arch shape vs. functional occlusal arch shape. The null hypothesis is:
20
there is no difference between the functional occlusal and basal arch shapes.
The sample size will be 50 for each group (black, white and Mexican American)
and come from an existing set of patient records located at Saint Louis University
CADE that include pre-treatment CBCT images. The selection criteria will in-
clude: permanent lower dentition that includes the second molars, no previous
and mild crowding without any tooth blocked out of the arch.
21
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27
85. Kook YA, Nojima K, Moon HB, McLaughlin RP, Sinclair PM. Comparison of
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29
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30
CHAPTER 3: JOURNAL ARTICLE
Abstract
titioners agree that stability is a goal of treatment but there are many views on
which method of treatment will produce the most stable result. A change in arch
shape, or form, from the pre-treatment shape has been suggested as a reason
for instability. The literature reports many factors that play into how the shape of
race, intercanine width, and keeping teeth within basal bone. Purpose: This
study looks at the arch shape at occlusal plane versus the arch shape at basal
bone to determine if there is any difference between the two levels. Materials
and Methods: Using the CBCT of 150 black, white and Mexican American pa-
tients slices were taken at occlusal plane and basal bone levels. A canine ratio
was calculated for each level. Shape was classified into ovoid, tapered and
square based on the mean and standard deviation of the canine ratio. Results:
No significant difference was found between the arch shapes at the two levels.
Ovoid was the shape seen in a majority of patients at both levels. Conclusions:
tween males and females or among the black, white and Mexican Americans.
31
Introduction
Practitioners agree that stability is a goal of orthodontic treatment but there are
many views on which method of treatment will produce the most stable result.
Tweed, Brodie and Nance all agreed that stability relates to basal bone.1-3 Peck
and Peck argued that if the shape of the anterior teeth was disproportional based
suggested the need for interproximal reduction in order to make the tooth shape
more favorable.4 Strang argued that intercanine width was key to stability.5 The
There are perioral factors such as pressure from muscles, lips, cheeks or
habits to describe how the arch form develops. Many authors have stated the or-
bicularis oris, mentalis, buccinator, and tongue dictate arch form and tooth posi-
tion.6-10 Burstone and Marcotte continue by stating the dual muscular compo-
nents of the orbicularis oris could place pressure on the lower incisors only, up-
per incisors only or both.10 The buccinator influences the posterior width and the
canines can behave like posterior teeth if the oral slit is mesial to the canine al-
lowing the cheek to apply more pressure than the lips to the canines.10 Engelman
produced the highest pressures, swallowing and whistling produced the lowest,
and instrument playing lay in between with brass instruments and the flute having
some influence.11
32
There are anatomical factors to describe the development of the arch such as
netic/racial influence. It has been shown that the attachment of periodontal fibers
is not determined by tooth anatomy but by the tooth position and orientation in
the arch12 and that a fibrotomy following orthodontic treatment may decrease the
amount of rotational relapse.13 Little et al. studied children in a rural Mexico vil-
lage over a 32-year period and showed the cranial complex remodeled to a
shorter head length and a narrower face.14 The study attributed these changes to
tion.14 Horner et al. built upon this research to study how mandibular plane angle
relates to bone development. The study described how mandibular cortical bone
thickness differs between hyperdivergent (patients that have a large facial diver-
gence and weaker muscle activity) and hypodivergent (patients that have a small
facial divergence and stronger muscle activity) individuals and concluded cortical
olar ridge thickness.15 It has been shown that arch length and mandibular inter-
canine width both decrease over time as part of the natural aging process.16
Orthodontic factors that relate to arch form include pre-treatment arch form,
intercanine width, incisor irregularity and keeping teeth within basal bone. Main-
taining the pre-treatment arch form has been suggested by some practitioners as
a key to stable orthodontic results.17 Keeping the patients arch form while
straightening the teeth might make the end result less likely to relapse.18 There is
a limit to the change in posterior width, and particularly intercanine width, that
33
can be achieved and remain stable.10 Ball et al. argued that there is a different
intercanine width between dental and basal arches but that it was unlikely to af-
fect the arch form as it was only 0.8 mm.19 Incisor irregularity occurs in almost
everyone with roughly 50% of untreated adults having little to none and the re-
that incisor crowding was multifactorial and included ethnicity, number of first and
second molars, sex and age combined.20 Several studies have shown there is an
anatomical difference between whites, blacks and Mexicans. Garcia showed bi-
maxillary prognathism was seen more in Mexicans than whites,21 Buschang and
Shulman showed Mexicans have more lower incisor irregularity than whites, 20
and Bishara et al. showed Mexicans have larger tooth sizes than whites.22 Stud-
ies have shown that blacks have arches with wider mandibular posterior seg-
ments than whites or Hispanics and Hispanics have larger anterior ratios than
blacks.23, 24 With anatomical differences such as these one may expect that the
underlying bone is different between the three groups as well which may lead to
Several authors believe that stability relates to keeping the original arch form
while maintaining the teeth over the underlying bone.1, 2, 5, 25 Basal bone has
been difficult to define2 so there is no one method of treatment that will ensure
stability. One could argue that arch form does not matter or that basal bone is not
definable.
If the arch shape is the same at the level of basal bone and occlusion then
maybe there is a simple way to determine the basal bone shape based on the
34
occlusal arch shape. Since basal bone is nebulous according to some,10 can one
even show that arch shape is the same at the two levels? If it is not, as long as
practitioners do not violate the bone and move teeth out of its parameters, stabil-
ity might not relate to a definition of basal bone. This study will look at the arch
form at the occlusal level and the basal bone level in black, white and Mexican
American patients to see if there is a difference in arch form between the two
Sample
private practice, Dr. Derid Ure and Dr. Joe Mayes (Lubbock, Texas) and at Saint
Louis University Center for Advanced Dental Education (St. Louis, Missouri). Pa-
and the records were taken as part of the initial diagnostic protocol. Patient rec-
ords were collected based on the criteria that the lower dentition was permanent
and included the second molars with the exception of a retained primary second
mandible and mild crowding that did not have any teeth blocked out of the arch.
An a priori power analysis indicated a sample size of fifty samples per group for a
total of 150 samples. It was as close as possible split evenly male and female.
35
Cone Beam Computed Tomography (CBCT) Technique
All CBCT files were imported into Dolphin 11.5 3D Imaging software (Dol-
phin Imaging Systems LLC, Chatsworth, CA). Using Dolphin the CBCT was reor-
iented so Y axis was at midline from frontal view and through the incisive fora-
men and vertebra C1 from the coronal view. X axis was along the functional oc-
clusal plane (FOP) from the right sagittal view and along the buccal cusps of 1st
molars from the frontal view. Z axis was along sella point from the right sagittal
view cut to reveal sella turcica. For occlusal plane arch level the points were
placed at midcontact of central incisors, cusp tip of right and left canines and
cusp tip of distobuccal cusp of right and left 2nd molars starting on the left side of
36
Figure 3.1 Example of plotted points for occlusal plane slice in Mexican male.
Lines were created within the CBCT slice for intercanine width, canine
depth, intermolar width and molar depth (Figure 3.2). The Cartesian coordinates
were exported into Microsoft Office Excel 2010 (Microsoft Corp., Seattle, WA).
37
Figure 3.2 Example of Mexican male occlusal plane measurements.
For basal bone (BB) level B point was located on a right sagittal view (Fig-
38
Figure 3.3 Example of B point landmark in Mexican female.
Points were placed midway between the cortical plates of the mandible at
the midway of central incisors, right and left canines and right and left distal root
of 2nd molars starting on the left side of the mandible and going around the arch
(Figures 3.4).
39
Figure 3.4 Example of plotted points for BB slice in white female.
Lines were created within the CBCT slice for intercanine width, canine
depth, intermolar width and molar depth (Figure 3.5). The Cartesian coordinates
were exported into Microsoft Office Excel 2010 (Microsoft Corp., Seattle, WA).
40
Figure 3.5 Example of Mexican male BB measurements.
Error Study
ured again and the canine ratio was re-calculated. As a general rule, intra-class
41
Statistical Analysis
This study tested the null hypothesis that there is no difference in arch
shape between functional occlusal plane level and basal bone level. Excel plot-
ted the X axis and Z axis coordinates of each level and used a best-fit curved line
42
In accordance with Noroozis ratio to describe arch form27 formulas were
designed within Excel to calculate the ratio at the occlusal plane and basal bone
Table 3.1 Calculation of the canine ratio of OP and BB level based on the digitized land-
marks from Dolphin Imaging.
Digitized Measurement Name Value
intercanine width OP 25.2 canine ratio OP
canine depth OP 5.4 3.8
intermolar width OP 48.2
molar depth OP 38.9
The organized data in Excel was analyzed in order to classify the arch
form into ovoid, square and tapered using Noroozis description.27 Statistical
analysis using SPSS statistical analysis software (PASW Statistics Version 18.0,
SPSS, Inc.) was performed and means and standard deviations were calculated
43
Table 3.2 Calculation of the mean and standard deviation for the canine ratios at the oc-
clusal and BB level. One STD above and below was calculated in order to classify the shape as
ovoid, square or tapered.
Occlusal plane shape
1 Ovoid =mean +/- 1 STD
2 Square >mean +/- 1 STD
3 Tapered <mean +/- 1 STD
Min/max 1 STD Mean STD
3.12 5.25 4.19 1.06
BB shape
1 Ovoid =mean +/- 1 STD
2 Square >mean +/- 1 STD
3 Tapered <mean +/- 1 STD
Min/max 1 STD Mean STD
2.74 4.46 3.60 0.86
Since the overall shape was the focus of this study and not the millimeter
and Mann Whitney U analyses were used to interpret the data. Type I error was
set to alpha=0.05.
Results
Cronbachs alpha intra-class correlations were 0.89 for the occlusal plane
level and 0.87 for the basal bone level indicating adequate reliability of meas-
the arch shape at the two levels for each group independently, male versus fe-
male or the three groups as a whole. The Kruskal-Wallis test found no significant
difference in the distribution of shape across the three groups. This study failed
44
to reject the null hypothesis. The ovoid shape was the majority shape displayed
in all three groups and no difference between genders (Table 3.3). The shapes
were 73.3% ovoid, 12.7% square and 14.0% tapered at the OP level and 72.0%
Table 3.3 Distribution of shape across N=300. Ovoid is the majority shape.
Shape distribution
Variable_grouping Total
OP BB
Shape Shape
Count 110 108 218
ovoid % within Variable_grouping 73.3% 72.0% 72.7%
% of Total 36.7% 36.0% 72.7%
Count 19 22 41
shape square % within Variable_grouping 12.7% 14.7% 13.7%
% of Total 6.3% 7.3% 13.7%
Count 21 20 41
tapered % within Variable_grouping 14.0% 13.3% 13.7%
% of Total 7.0% 6.7% 13.7%
Count 150 150 300
Total % within Variable_grouping 100.0% 100.0% 100.0%
% of Total 50.0% 50.0% 100.0%
Discussion
This study showed no significance between the arch shapes at the two
levels and might suggest when the millimetric measurement is removed the oc-
clusal plane and basal bone follow each other. This agrees with the findings that
the dental arch form is shaped by the supporting bone, the peri-oral muscles, and
45
functional forces of the teeth.6-8, 10, 28 As Burstone and Marcotte mentioned the
anterior mandible remodels with the position of the incisors10 it is logical that the
shape of the bone is similar to the occlusal shape since the bone will remodel to
support the function of the teeth. The results of this study support the findings
that defining basal bone according to the WALA ridge can be a simple clinical
method to use19, 29-31 since this study did not find a difference between the overall
Ovoid was the predominant arch seen in this study for blacks, whites and
Mexicans. This supports Lins findings32 but disagrees with previous findings that
suggest Mexicans are descended from a parabolic arch form 33 or that Hispanics
have a 70% distribution of square form.34 It also disagrees with the findings that
blacks have more square form than whites.24, 35, 36 Tajik et al. determined tapered
as the predominant arch form at 49.2% but the classification of arch form was a
best fit against existing commercial templates.9 Felton et al. showed no pre-
dominance of arch form37 which suggests the classification of ovoid, tapered and
square is subjective. What one person sees as a square arch form may be an-
other persons definition of a large ovoid form. When considering how the arches
were classified the shape distribution is logical. Arches were considered ovoid
within one standard deviation of the mean and in a normally distributed popula-
tion one would expect about 68% to fall within one standard deviation. Describing
distribution of arch form may therefore be an academic exercise since what one
further strengthens the idea that arch form is individually unique and requires
46
customized consideration during treatment. The difference between ovoid, ta-
pered and square is really a difference of millimeters. Since size was not a con-
sideration in this study it is not surprising that shape is similar across gender and
across the groups since function dictates a shape that is relatively similar.
ethnic differences for arch form but the results of this study contradict this idea.
Again, this relates to the fact that this study looked at shape and not the millimet-
ric measurements of the different components. If the canine width and depth re-
mains unchanged and you expand the molar width or decrease the molar depth
(as in a premolar extraction case) it will change a tapered arch form to a more
ovoid arch form. The reverse holds true too that if you expand the canine width or
increase the molar depth without changing the molar width or canine depth the
arch form will become more tapered. A follow-up to this study could examine how
much change in millimeters in the canine or molar region would change the arch
form from one classification to another and if relapse happens in the cases that
the millimetric changes were enough to change the arch form classification.
Using the single arch form for treatment of any arch shape, or in the dif-
ferent groups, should not alone increase the potential for relapse. Using the
ovoid template will be in line with almost 75% of patients according to the results
of this study. Care should be taken to consider the millimetric dimension as using
a wire that is too big could cause other areas of instability i.e. the muscles, perio-
dontal issues, etc.38-40 The ovoid shape was seen in this study as the shape most
often seen but varying definitions of ovoid9, 37, 40 can make this statement clinical-
47
ly irrelevant. In reality, there may never be a generalized arch shape or form that
can be used as a template for in vivo arches. The fact that it is not described
consistently in literature available today may indicate that we need to stop look-
ing and focus on other areas of study to enlighten the search for reducing the risk
Conclusions
1. No significant difference was apparent between the arch shapes at FOP ver-
sus BB levels.
3. Ovoid was the majority of the shape observed in all three groups and at both
levels.
48
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15. Horner KA, Behrents RG, Kim KB, Buschang PH. Cortical bone and ridge
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posttreatment occlusal and arch changes. Angle Orthod. 2010;80:247-53.
17. McNamara C, Drage KJ, Sandy JR, Ireland AJ. An evaluation of clinicians'
choices when selecting archwires. Eur J Orthod. 2010;32:54-9.
19. Ball RL, Miner RM, Will LA, Arai K. Comparison of dental and apical base
arch forms in Class II Division 1 and Class I malocclusions. Am J Orthod
Dentofacial Orthop. 2010;138:41-50.
20. Buschang PH, Shulman JD. Incisor crowding in untreated persons 15-50
years of age: United States, 1988-1994. Angle Orthod. 2003;73:502-8.
21. Garcia CJ. Cephalometric evaluation of Mexican Americans using the Downs
and Steiner analyses. Am J Orthod. 1975;68:67-74.
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VITA AUCTORIS
Angela Williams was born in Poplar Bluff, MO on April 11, 1978. She has an
older brother and a younger sister and she has lived in Missouri and South Caro-
lina. She graduated from Scott City High School in 1996 and attended College of
Angela worked in the accounting field until continuing her education at Uni-
Doctor of Dental Surgery degree in May 2011. She began her orthodontic train-
Angela has been married to her husband, Donnie, since August 1996. She
Upon graduation, Dr. Williams and her husband plan to remain in Kansas City,
52