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DOI: 10.1111/1365-2664.

13039

EDITORIAL

Functional traits in agroecology: Advancing description and


prediction in agroecosystems

Adam R. Martin1|Marney E. Isaac1,2


1
Department of Physical and Environmental Sciences,and the Centre for Critical Development of Toronto Scarborough, Toronto, Ontario, Canada
2
Department of Geography,University of Toronto, Toronto, Ontario, Canada

Correspondence
Marney E. Isaac
Email: marney.isaac@utoronto.ca

1| THE IMPACTS AND PARADOXES OF 2012). But while agroecology is well positioned to address many of
MO DERN AGRICULTURE these pressing global issues, the science of agroecology lacks a theo-
retical framework that allows for the development and testing of gen-
Agricultural expansion and intensification are contributing to the worlds eralizable hypotheses; especially those that are broadly relevant for
most pressing environmental issues including global climatic change, farm-scale agricultural management, regional-level land-use planning
widespread depletion and contamination of soil and water resources, or international environmental policy. Agroecological research based
major disruptions in the Earths biogeochemical cycles and rates of spe- on a plant functional trait approach may provide such a generalizable
cies extinctions that are conspicuous on geological time-scales (Burney, framework.
Davis, & Lobell, 2010; Foley etal., 2005, 2011; Vitousek etal., 1997).
Additionally, dominant models of agricultural productionlargely envi-
sioned as intensively managed monocultureshave resulted in wide- 3|TRAIT-B ASED ECOLOGY FROM THEORY
spread financial indebtedness of farmers, declining farmer autonomy in TO APPLICATION
management decision-making, and the loss of crop genetic resources
(Olson, Morris, & Mendez, 2012; Tomich etal., 2011). Paradoxically as In the late 1970s through the 1990s, ecologists began to argue that
well, while intensive industrial agriculture has increased food produc- differences in ecological strategies among plants represent the basis
tion rates to levels that are unprecedented in human history, they have for explaining and predicting individual-, species-and ecosystem-level
ultimately resulted in pervasive reductions in global food security and responses to environmental change (Bazzaz, 1979; Bazzaz & Carlson,
sovereignty (Altieri & Toledo, 2011) to the extent that issues of food 1982; Givnish, 1988; Grime, 1977, 1979, 1988; Lambers & Poorter,
production, distribution and nutrition occupy a central role in the United 1992; Reich, Walters, & Ellsworth, 1992; Westoby, 1998; Westoby,
Nations Sustainable Development Goals (SDGs; Prez-Escamilla, 2017). Falster, Moles, Vesk, & Wright, 2002). While such studies took a num-
ber of different approachese.g. the competition, stress, disturbance
(CSR) theory (Grime, 1977, 1988), or early-, mid-and late-successional
2| FRAMING THE FIELD OF species classification schemes (e.g. Bazzaz, 1979)such studies were
AGROECOLOGY broadly similar in that they focused on identifying a small number of
functional types that could be used to categorize the ecological dif-
Agroecology as a scientific discipline, an on-farm practice, and a social ferences among a large number of plant species. In the 2000s, plant
or political movement is gaining momentum as a contemporary lens to ecologists began to refine these ideas, by evaluating the ecologically
critique, evaluate and manage the myriad of global socio-economic and meaningful characteristics of plants and plant partsor the functional
environmental issues surrounding food production (Mendez, Bacon, & traitswhich both (1) quantitatively differentiate species from one an-
Cohen, 2013). As a biophysical science, agroecology merges ecology, other along axes of ecological differences and/or functional biology
global change science, plant biology and soil science in order to address (Reich etal., 1999; Westoby, 1998; Westoby etal., 2002; Wright etal.,
many of the most pressing issues of our time including food security, 2004, 2005), and (2) are most important in mechanistically predicting
biodiversity loss and climate change (Altieri, 1999; Altieri, Nicholls, plant responses to, and impacts on, surrounding environments (Lavorel
Henao, & Lana, 2015; Lin, 2011; Tomich etal., 2011; Tscharntke etal., & Garnier, 2002).

J Appl Ecol. 2018;55:511. 2017 The Authors. Journal of Applied Ecology | 5


wileyonlinelibrary.com/journal/jpe
2017 British Ecological Society
| Journal of Applied Ecology
6 EDITORIAL

Thanks in part to the immense amount of species trait data that This lack of research requires some qualification. Plant breeders, crop
emerged in the early 2000s (e.g. Wright etal., 2004), which has since biologists, agronomists, ecophysiologists and farmers have certainly al-
been consolidated into massive trait databases (e.g. Kattge etal., located considerable attention to understanding and selecting for crops
2011), studies differentiating trait-based ecological strategies have that express certain reproductive, leaf, root, phenological and chemical
now come to encapsulate thousands of plant species (Diaz etal., traits (e.g. Meister, Rajani, Ruzicka, & Schachtman, 2014; Meyer, DuVal,
2016), and a global understanding of relationships between ecosys- & Jensen, 2012). However, this vast amount of scientific and informal
tem processes and plant functional biology is being defined and re- on-farm research tends to focus on understanding and managing link-
fined (Diaz etal., 2004). On the basis of this rich history of theoretical ages between only certain functional traitsthose forming part of a crop
and empirical research, over the past 30 years, trait-based ecology has domestication syndrome (Meyer etal., 2012)and yield.
emerged as one of the dominant paradigms in terrestrial ecology, and In comparison, trait-based agroecology as envisioned by applied
the theory and principles of trait-based ecology are now widely used ecologists (Garnier & Navas, 2012; Martin & Isaac, 2015; Milla etal.,
to evaluate a remarkable range of questions and hypotheses in global 2015; Wood etal., 2015), and expanded upon by the research in this
change biology (e.g. Garnier, Navas, & Grigulis, 2016). Special Feature, seeks to understand how knowledge of the variation
From an applied perspective, trait-
based ecology has more in the functional traits and trait diversity of both crop and non-crop
recently been embraced as a critical means by which scientists can species can be used to predict, manage and enhance multiple critical
test hypotheses on, and recommend management of, managed ter- ecosystems functions other than yield alone. Discussing the value and
restrial ecosystems (e.g. Cadotte, 2011 and references therein). The potential application of trait-based agroecology must deal with issues
transition of trait-based ecology into resource management fields was of yield to some degree, as it is the key ecosystem service upon which
facilitated by clear empirical evidence that plant functional traits, and many livelihoods are predicated. But this Special Feature has a broader
functional trait diversity are strong mechanistic predictors of ecosys- goal, in seeking to significantly advance a trait-based understanding of
tem functioning (Cadotte, Cavender-Bares, Tilman, & Oakley, 2009; how a wider range of above-and below-ground agroecosystem func-
reviewed by Garnier etal., 2016). Scientists are now adopting trait- tions are linked to functional trait diversity among and within both crop
based approaches to research in many applied fields including resto- and non-crop species.
ration ecology (e.g. Funk, Cleland, Suding, & Zavaleta, 2008; Laughlin, This Special Feature includes seven studies that employ functional
2014), urban ecology (Duncan etal., 2011) and more recently, agro- trait-
based approaches, to frame, test and interpret management-
ecology (Garnier & Navas, 2012; Martin & Isaac, 2015; Milla, Osborne, relevant hypotheses in agroecosystems. In doing so, cumulatively
Turcotte, & Violle, 2015; Wood etal., 2015). these studies provide arguably the single largest empirical and con-
ceptual contribution to a trait-based understanding of agroecological
structure and function. Specifically, these studies provide novel in-
4| TRAIT-B ASED AGROECOLOGY sights and evaluations into a wide range of agroecological questions,
including how functional trait diversity is driving agricultural nutrient
Opinions that trait-based ecology might be efficacious in addressing cycles and below-
ground processes (Blesh, 2017; Pommier etal.,
major questions in agricultural systems first emerged over 5years ago 2017); how knowledge of functional traits can inform the restoration
in a review by Garnier and Navas (2012) that summarized the con- of degraded agricultural land (Lohbeck, Winowiecki, Aynekulu, Okia, &
cepts, tools and applications of functional ecology within agroecology. Vgen, 2017); how functional traits can be used to infer the ecological
Then in 2015, three review papers published near-simultaneously consequences of crop domestication (Roucou etal., 2017); how func-
(Martin & Isaac, 2015; Milla etal., 2015; Wood etal., 2015) summa- tional diversity-based approaches can be used to assess nutritional
rized in greater detail the types of broad agroecological questions, diversity in agricultural systems (Wood, 2017); and lastly, how farm-
hypotheses and management decisions that might be informed by ers value, and make management decisions based on, functional traits
trait-based research. Specifically, these papers reviewed how trait- of crop and non-crop species (Damour, Navas, & Garnier, 2017; Isaac
based ecology could address questions and hypotheses surrounding etal., 2017).
the ecological consequences of crop breeding (Milla, Morente-Lopez,
Alonso-Rodrigo, Martin-Robles, & Chapin, 2014; Milla etal., 2015);
how functional traits underpin crop yield and yield models (Gagliardi, 5|WHAT DO WE KNOW ABOUT
Martin, Virginio, Rapidel, & Isaac, 2015); how functional traits influ- FUNCTIONAL TRAITS IN CROPS AND
ence agricultural nutrient cycling (Garcia-Palacios etal., 2013); and AGROECOSYSTEMS?
how functional diversity inform an understanding of agricultural con-
tributions to global net primary productivity (Monfreda, Ramankutty, In this Special Feature, Damour etal. (2017) make a major concep-
& Foley, 2008). But while these and other examples were drawn from tual contribution to a broader understanding of the potential applica-
the literature, these review papers (Martin & Isaac, 2015; Milla etal., tions of trait-based agroecology, though a revised response/effect
2015; Wood etal., 2015) also highlighted the lack of research employ- framework that aids researchers in hypothesizing linkages and feed-
ing trait-based approaches to test hypotheses on linkages between backs between plant functional diversity and ecosystem processes
on-farm diversity and agroecosystem functioning. (Lavorel & Garnier, 2002). In their revised trait-
based response
EDITORIAL Journal of Applied Ecology |
7

and effect framework, Damour etal. (2017) outline hypotheses on surrounding how complementary functional trait syndromes can
how, and at which stages of management, knowledge of plant func- contribute to the ecologically based selection of genotypes for inter-
tional traits enters into agroecological management prescriptions. cropped agroecosystems.
Damour etal. (2017) outline a key differentiation that functional
diversity in agroecosystems (and in turn rates of agroecosystem
service provisioning) is comprised of both planned and spontane- 7|FUNCTIONAL TRAIT ECOLOGY FOR
ous plant diversity, drawn from a pool of available crop cultivars, MULTI-F UNCTIONALITY IN
and non-crop species (such as weeds) drawn from regional species AGROECOSYSTEMS
pool respectively. The processes that result in these different func-
tional diversity components are governed by a set of longer term In the applied ecology literature, studies that evaluate the complex
strategic management decisions, shorter term on-farm tactical deci- linkages between functional traits, functional diversity and ecosys-
sions, as well as multiple interacting socio-economic and biophysi- tem functioning have recently begun to explore concepts surround-
cal constraints operating in different farms, regions or landscapes. ing multi-functionality: the idea that multiple ecosystem functions
Damour etal. (2017) then discuss how all of these factors lead to should be considered as a management goal, vs. one or a narrow set
prospective differences in the functional profiles of the targeted of functions (Gamfeldt, Hillebrand, & Jonsson, 2008). The concept of
agroecological plant communities (i.e. plant assemblages envisioned multi-functionality has clear implications for trait-based agroecology,
by farmers when making management decisions) vs. the realized where managers may manipulate on-farm diversity to enhance certain
plant communities (i.e. plant communities actually emerging follow- ecosystem services beyond yield alone, or alternatively, minimize the
ing interactions between management decisions and the biophysical net-negative trade-offs that might occur among ecosystem functions
environment). In hypothesizing a sequence under which these dif- (Finney & Kaye, 2017; Schipanski etal., 2014).
ferent process occur, as well as the factors governing each stage, Research by Blesh (2017) addresses this theme by evaluating hy-
Damour etal. (2017) contribute a theoretical framework that can be potheses on how functional diversity in temperate North American
employed to evaluate multiple linkages between different stages of organic polyculture systems influences multiple agroecosystem func-
management, on-farm environmental change, functional trait diver- tions. Blesh (2017) contributes novel empirical evidence on how the
sity, and the structure and functioning of agroecosystems. on-
farm selection of crops with complementary functional traits,
across a gradient of management-relevant environmental conditions,
enhances the multi-functionality of agroecosystems including biologi-
6|FUNCTIONAL TRAIT ECOLOGY AND cal nitrogen (N) fixation (BNF), soil N retention and weed suppression.
CROP DOMESTICATION Blesh (2017) also contributes an important conceptual advancement
to applied trait-based ecology, through a more detailed discussion
Prior reviews and research in the field of trait-based agroecology on BNF in functional ecology. On the one hand, trait-based studies
have highlighted how intense artificial selection has resulted in major commonly view the ability to fix atmospheric N as a binary functional
shifts in functional trait syndromes of crops (Martin etal., 2017; trait, most widely observed in plants in the Fabaceae family (Perez-
Milla etal., 2014, 2015), and how this variation then governs rates Harguindeguy etal., 2013); however, Blesh (2017) points to the fact
of agroecosystem functioning (e.g. Garcia-Palacios etal., 2013). Of all that in agroecosystems, quantitative rates of BNF should be viewed
themes addressed in the trait-based agroecology literature to date, as a key ecosystem function. The work of Blesh (2017) therefore in-
this area has arguably the strongest empirical support from stud- dicates that certain conventions in trait-based ecology surrounding
ies comparing functional trait syndromes in crops vs. wild ancestors how plant functional traits are defined need to be revisited when
(e.g. Milla etal., 2014). In this Special Feature, Roucou etal. (2017) applied in agroecological contexts. From a management perspective,
make a major contribution to the theme of understanding the traits Blesh (2017) makes an important contribution to understanding how
other than those strictly related to yield that have also been selected inter-and intraspecific trait variation across environmental gradients
for during the process of crop domestication. Through a compara- and management systems plays a key role in mediating relationships
tive evaluation of above-and below-ground functional trait variation between functional diversity on agroecosystem functioning.
among 40 different accessions of wheat (Triticum turgidum), Roucou Of all the potential applications of trait-
based agroecology,
etal. (2017) provide strong empirical support for the hypothesis that understanding how traits mediate multiple ecological interactions
due to evolutionary constraints in functional trait trade-offs, crop that impact different aspects of nutrient cycles is arguably of the
breeding has (likely inadvertently) also selected for suites of traits highest importance to farmers and land managers. At the same time,
that favour high rates of resource acquisition. Their contribution is a key theme at the leading edge of trait-based ecology is better un-
essential in defining a more comprehensive understanding of the eco- derstanding how to characterize the diversity and role of functional
logical consequences of an expanded crop domestication syndrome traits in microbial species (Green, Bohannan, & Whitaker, 2008).
(cf. Meyer etal., 2012), and presents lines of evidence that support Pommier etal. (2017) address both of these themes, by offering a
the concept of functional trait-based screening for future crops (Milla robust example of how a functional trait-based approach provides
etal., 2015). More practically, their research presents novel ideas new insights into our understanding and prediction of linkages
| Journal of Applied Ecology
8 EDITORIAL

between microbial diversity and nutrient cycles. Pommier etal. Isaac, 2015). But here, Isaac etal. (2017) tackle this challenging theme
(2017) distil trait-mediated interactions among plant and microbial directly by analysing farmer perceptions on how variation in the leaf
species that affect nitrogen (N) dynamics in European-
managed economics traits of coffee (Coffea arabica) influence the management
grasslands agroecosystems, showing that variation in nitrate and and understanding of agroecosystem functions. Through in-depth in-
ammonium leaching and soil organic matter content is largely ex- terviews and surveys, coupled with a visual elicitation tool dubbed the
plained by microbial traits including the maximum rate of nitrifica- leaf book, Isaac etal. (2017) show that farmers diagnose major man-
tion and fungi: bacteria ratios. To date, this contribution by Pommier agement concerns based on, and adjust their practices at least in part
etal. (2017) is among very few studies that incorporate diversity according to, intraspecific variation in leaf economics traits. This research
of microbial traits with soil and plant metrics, representing an im- represents a major contribution to the literature on how farmers em-
portant advancement in the understanding of microbial-controlled ploy an understanding of plant functional traits other than yield alone
ecosystem services in agroecosystems. to manage agroecological systems. From a wider ecological perspective,
this research stands as the first to extend a major theme in the functional
ecology literaturethe concept of trait trade-offs and spectra (Wright
8| FUNCTIONAL TRAIT ECOLOGY FOR etal., 2004)into the sphere of local ecological knowledge. In theoriz-
LAND MANAGEMENT AFTER THE CROPS ing the presence of a Farmer Economics Spectrum, Isaac etal. (2017)
HAVE GONE contribute a conceptual advancement through their hypothesis that land
managers acknowledge and make decisions based on the trait trade-offs
Agricultural abandonment has also emerged as a major global socio- that underpin inter-and intraspecific variation in plant functional biology.
economic and land-
use trend, with major implications for human Wood (2017) also addresses the policy relevance of functional
well-being, global economic systems and the Earths biophysical en- trait-based agroecology, through a novel empirical analysis that ex-
vironment. In turn, restoration of agricultural lands is now emerging tends methods in functional ecologynamely functional diversity met-
as both a challenge and opportunity for conservation biology (e.g. ricsinto the realm of human nutrition. Broadly, Wood (2017) presents
Queiroz, Beilin, Folke, & Lindborg, 2014), climate change mitigation arguments that trait-based agroecology must focus beyond the traits
(e.g. Pan etal., 2011) and the revitalization of other ecological pro- that mediate biophysical interactions, and instead also consider traits
cesses such as nutrient cycling (e.g. Knops & Tilman, 2000). Trait- that are empirically linked with human well-being or other social as-
based approaches to the planning and managing of biodiversity and pects of agroecosystems. Wood (2017) then illustrates the value of
ecosystem functioning in abandoned agricultural lands represent a this concept, by employing principles of functional trait diversity to de-
major emerging vanguard for policymakers and practitioners. rive a new nutritional diversity metric: potential nutritional adequacy
In this Special Feature, Lohbeck etal. (2017) provide empirical ev- (PNA). This metric represents a major advance in how plant functional
idence on how plant functional traits and trait diversity is linked with trait diversity can be empirically linked with the nutritional outcomes
the restoration of ecosystem functions in degraded agricultural lands. associated with enhancing on-farm diversity. In his application of this
Lohbeck etal. (2017) show that enhancement of functional diversity new metric using data from Senegal, Wood (2017) shows that nei-
in degraded East African agroecosystems is positively associated with ther intensification nor diversification represent a singular approach
key parameters of soil remediation including increased organic carbon to increasing PNA in small-holder agroecosystems; this represents a
stocks and decreased soil erosion, while the abundance of invasive more measured and policy-realistic approach to addressing questions
species is negatively associated with these parameters. Lohbeck etal. of food security, as compared to arguments that fall on one side of the
(2017) then suggest that strategies for restoring degraded agricultural intensification vs. extensification debate (Foley etal., 2011). Wood
land should be informed by principles of functional ecology, with con- (2017) then proposes that PNA could be paired with other indicators
crete policy-and practice-relevant suggestions that include farmer- of environmental outcomes as a means to assess the joint benefits
lead tree selection during restoration processes. of, or prospective trade-offs among, the provisioning of food security,
food sovereignty and other ecosystem services in agroecosystems.

9| FUNCTIONAL TRAIT ECOLOGY FOR


AGRICULTURAL LIVELIHOODS AND POLICY 10|FUNCTIONAL TRAIT ECOLOGY
FOR THE FUTURE OF SUSTAINABLE
While the conceptual (Damour etal., 2017) and empirical (Blesh, 2017; AGRICULTURE
Lohbeck etal., 2017; Pommier etal., 2017; Roucou etal., 2017) studies
in this Special Feature address major gaps in the scientific literature of The research in this Special Feature demonstrates how a functional
agroecology, there remains an major elephant in the trait-based agro- trait-based approach represents meaningful advances in integrating
ecology room: do farmers and policymakers base their decisions on leading edge ecological sciences into an understanding of the link-
the same traits that ecologists consider vital to ecosystem functioning? ages between agricultural diversity and agroecosystem functioning.
Earlier papers have summarized the scant evidence that farmers The papers here address themes in agriculture that span from genetic
make decisions based on functional ecology prioritized traits (Martin & to regional scales of investigation. Taken as a whole, we hope that
EDITORIAL Journal of Applied Ecology
9|
they represent at least a small step in having trait-based agroecology organizing this Special Feature. The authors also thank all authors
contribute to the sustainable management of agricultural systems, the for their contributions (and patience), and also extend their grati-
restoration of degraded agricultural lands, the understanding of the tude to the participants of the special session on Functional traits in
crop nutrition-food security nexus and the overall enhancement of tropical agroecology at the 2016 Annual Meeting of the Association
agroecosystem functioning. Based on the empirical and conceptual of Tropical Biology and Conservation, where earlier discussions on
advances put forth in this Special Feature, clearly there is a role for a trait-based agroecology were held. M.E.I. is supported by a Natural
trait-based approach to agroecology in guiding the composition and Sciences and Engineering Research Council of Canada (NSERC)
function of sustainable agroecosystems. Discovery Grant, as well the Canada Research Chairs program.
Contemporary sustainable agriculture is more relevant than ever,
particularly under the United Nations SDGs launched in 2015: 17 global
DATA ACC ES S I B I L I T Y
goals with 169 total targets, designed to frame a global sustainable de-
velopment agenda through the year 2030. Generally, the SDGs fall into Data have not been archived because this article does not contain
the two primary realms: socio-economic development such as human data.
health, education, social justice and inequality, and environmental sus-
tainability including clean water provisioning, climate change mitiga-
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10 EDITORIAL

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