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Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

www.elsevier.com/locate/calphad

Applications of computational thermodynamics — the extension from phase


equilibrium to phase transformations and other properties
André Costa e Silva a,∗ , John Ågren b , Maria Teresa Clavaguera-Mora c , D. Djurovic d , Tomas
Gomez-Acebo e , Byeong-Joo Lee f , Zi-Kui Liu g , Peter Miodownik h , Hans Juergen Seifert i
a EEIMVR-UFF, Volta Redonda and IBQN, Rio de Janeiro, Brazil
b Department of Materials Science and Engineering, KTH, Stockholm, Sweden
c Departament de Fı́sica, Universitat Autònoma de Barcelona, 08193-Bellaterra, Spain
d Max-Planck-Institut für Metallforschung, Stuttgart, Germany
e CEIT and TECNUN, University of Navarra, Spain
f Department of Materials Science and Engineering, Pohang University of Science and Technology, Pohang 790-784, Republic of Korea
g Department of Materials Science and Engineering, The Pennsylvania State University, 209 Steidle Building, University Park, PA 16803, USA
h ThermoTech and Sente Ltd, Surrey Technology Centre, 40 Occam Road, Guildford, GU2 7YG, UK
i University of Florida, Department of Materials Science and Engineering, PO Box 116400, Gainesville, FL 32611-6400, USA

Received 14 February 2006; accepted 17 February 2006


Available online 23 March 2006

Abstract

Complex equilibria and phase transformations involving diffusion can now be calculated quickly and efficiently. Detailed examples are
given for cases which involve varying degrees of non-equilibrium and therefore time-dependence. Despite very good agreement between such
calculations and experimental results, many potential end-users are still not convinced that such techniques could be usefully applied to their own
specific problems. Friendly graphic interface versions of calculating software are now generally available, so the authors conclude that the most
likely source of the reluctance to use such tools lies in the formulation of relevant questions and the interpretation of the results. Although the
potential impact of such tools was foreseen many years ago [M. Hillert, Calculation of phase equilibria, in: Conference on Phase Transformations,
1968], few changes in the relevant teaching curricula have taken into account the availability and power of such techniques.
This paper has therefore been designed not only as a collection of interesting problems, but also highlights the critical steps needed to
achieve a solution. Each example includes a presentation of the “real” problem, any simplifications that are needed for its solution, the adopted
thermodynamic formulation, and a critical evaluation of the results. The availability of such examples should facilitate changes in subject matter
that will both make it easier for the next generation of students to use these tools, and at the same time reduce the time and effort currently needed
to solve such problems by less efficient methods.
The first set of detailed examples includes the deoxidation of steel by aluminum; heat balance calculations associated with ladle additions to
steel; the determination of conditions that avoid undesirable inclusions; the role of methane in sintering atmospheres; interface control during the
physical vapour deposition of cemented carbide; oxidation of γ -TiAl materials; and simulation of the thermolysis of metallorganic precursors for
Si–C–N ceramics and interface reaction of yttrium silicates with SiC-coated C/C–SiC composites for heat shield applications.
A second set of examples, more dependent on competitive nucleation and growth, includes segregation and carburization in multicomponent
steels and features a series of sophisticated simulatons using DICTRA software.
Interfacial and strain energies become increasingly important in defining phase nucleation and morphology in such problems, but relatively
little information is available compared to free energy and diffusion databases. The final section therefore demonstrates how computational
thermodynamics, semi-empirical atomistic approaches and first-principles calculations are being used to aid filling this gap in our knowledge.
c 2006 Elsevier Ltd. All rights reserved.

∗ Corresponding author.
E-mail addresses: andre@metal.eeimvr.uff.br (A. Costa e Silva), john@mse.kth.se (J. Ågren), mtmora@vega.uab.es (M.T. Clavaguera-Mora),
djurovic@mf.mpg.de (D. Djurovic), tgacebo@ceit.es (T. Gomez-Acebo), calphad@postech.ac.kr (B.-J. Lee), zikui@psu.edu (Z.-K. Liu),
p.miodownik@btinternet.com (P. Miodownik), hseif@mse.ufl.edu (H.J. Seifert).

0364-5916/$ - see front matter 


c 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.calphad.2006.02.006
54 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

1. Introduction each problem are highlighted: (a) the definition of the “real”
problem; (b) when simplifications are needed, and the rationale
The last few years have seen a dramatic advance in behind the selection of the relevant part of the problem; and (c)
computer technology, yielding a tremendous increase in the thermodynamic formulation of the problem. The results are
the calculation power available to the PC user. Over the then presented and critically evaluated.
same period, CALPHAD (Computer Calculation of Phase It is hoped that this form of presenting problems may help
Diagrams) techniques have evolved from just performing in several different aspects; firstly, to help identify the basic
complex equilibrium calculations relevant to materials science knowledge necessary for the efficient use of these techniques;
to simulating phase transformations involving diffusion. Both secondly, to accelerate changes in curricula that will make it
tasks can now be performed quickly and efficiently and produce easier for the next generation of students to use these tools;
very good results. This has a large effect on the ability to solve and thirdly to appreciably reduce the time and effort presently
complex problems in several key areas: materials processing, used on teaching how such problems are solved by less efficient
the prediction of material behavior under industrial conditions, methods.
and supporting the design of new materials.
Since 1997, the series of Ringberg Workshops on 2. Selected application examples
Computational Thermodynamics have produced two reports
on the status and evolution of “Applications of Computational One of the important aspects when applying computational
Thermodynamics” [2,3]. The first report focused on reviewing thermodynamics to the solution of a real problem concerns
applications and highlighting the development needs in each the effect of time. As thermodynamics is concerned with
area of application, whereas the second report, while also equilibrium, one must decide how the information on
reviewing applications, attempted to formulate the review in equilibrium will be used. If one expects the system to come
the form of questions and answers in an attempt to improve sufficiently close to equilibrium in the time-frame relevant
the interface between the final user and the providers of to the problem, or if the interest is in evaluating what can
thermodynamic and allied property information. happen in a given system, then time-independent calculations
This reflects the observation that properly translating the are sufficient. If, however, the time available for the processes
conditions of a “practical” problem into a well-formulated to occur is not long enough for equilibrium to prevail, either a
thermodynamic or diffusion problem (within the limitations of time-dependent solution is used or the equilibrium information
the CALPHAD technique) is not a trivial question. One source has to be considered with additional care. For this reason, the
of difficulties in communication between users and providers examples are grouped, taking into consideration the effect of
has traditionally been ascribed to the user–software interface, time on their solution.
but it is the opinion of the authors that more fundamental
questions are probably just as relevant as, or more important 2.1. Time-independent problems
than, problems related to the user–software interface. This
has been confirmed in recent years, as much more user- 2.1.1. Aluminum deoxidation of steel [6]
friendly graphic interface versions of calculating software has Practical and experimental results indicate that the
become available. This has made it more evident that the real deoxidation of liquid steel using aluminum is a fast process,
difficulties experienced by end-users lie in formulating the where equilibrium is reached in a very short time. Thus,
correct questions, as well as interpreting the results of the time-independent equilibrium calculations are sufficient in this
calculations. case. Without taking into consideration aluminum losses, the
It is apparent that part of the problem is related to difficulties amount of aluminum required for steel deoxidation is defined
in understanding the thermodynamic concepts involved in the by the initial oxygen content of the steel to be deoxidized and
problems of interest. If that is true, the best route to achieving the acceptable oxygen content at the end of the deoxidation
more efficient utilization of the current generation of novel process. The classical solution to this problem is a two-
techniques lies in paying more attention to the education and step calculation: first, the aluminum dissolved in the steel
training of the potential users in the relevant areas. at the end of the deoxidation process is calculated, using
Computational thermodynamics has already been success- the oxide solubility product at the deoxidation temperature
fully introduced as an educational tool in several programs and (here, knowledge of the oxide to be formed is necessary);
schools [4,5]. In addition, user courses are offered by virtu- then the aluminum consumed in forming oxide is calculated
ally all the commercial software suppliers. However the avail- based on the oxide stoichiometry, as indicated in Fig. 1. The
ability of these advanced software tools has not yet produced strategy of breaking down the aluminum addition into two
much change in the way the thermodynamics, physical chem- parts is only necessary because of the information used for the
istry and diffusion courses are taught. Although the impact of calculation.
such tools on the relevant curricula was foreseen many years Unfortunately, this strategy does not help the understanding
ago [1], change in these curricula has been extremely slow. of the equilibrium issue. This is a consequence of the classical
The present account is aimed at providing examples from approach to the problem. A different approach can be proposed
the background experience of the participants of this group that if a tool that calculates equilibrium is available. In this case,
may help to rectify this situation. The critical steps in solving the main concepts involved are: (a) the system composed of the
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 55

Table 1
Calculation procedure to define the aluminum addition required for steel deoxidation [6]

Conditions to calculate equilibrium Calculation result


Constituents of the system Fe–Al–O, C = 3 (a) Phases present: 998.7 kg of liquid steel containing O = 6 ppm
%Al = 0.02% 1.3 kg of alumina (Al2 O3 )
Conditions to be fixed (F = 5 = C + 2): Total size of the system = 106 g (1 ton of steel) (b) Total amount of aluminum in the system: 875 g
%O total = 600 ppm
%O in solution in steel = 6 ppm
T = 1873 K (1600 ◦ C)
P = 105 Pa (1 atm)

2.1.2. Heat balance — the effect of additions to the steel


ladle [6]
When alloying additions are made to liquid steel in the
ladle, not only composition changes occur, but there is also
an important thermal effect. These changes are due not only
to “sensible heat” needed to bring the alloy to the steel
temperature but also to enthalpy variation associated with the
dissolution of the alloying elements in steel. The traditional
solution requires the knowledge or estimation of the heat
capacities of the alloy to be added and of the liquid steel, as
well as information on the enthalpies of mixing. Furthermore,
if the elements present in the alloy form compounds (as in
the case of Fe–Si, for instance), the enthalpy change related
to the dissociation of the compounds must be considered. To
simplify the calculations, a dilute solution is assumed and a
thermal effect (in ◦ C/kg/t) is derived for any given ferro-
Fig. 1. Schematic presentation of the deoxidation process on the iron-rich alloy composition (e.g. [10]). Such an approximate value is
corner of the 1873 K isotherm of the Fe–O–Al system.
frequently adopted for all similar alloys due to calculation
difficulties.
steel in the ladle plus the aluminum to be added is assumed to Solving this problem involves two important observations:
be a closed system, (b) equilibrium will be reached, (c) the total (a) both the initial and the final states of the system (before and
oxygen content of the system is given by the oxygen content after alloying) are equilibrium states, and (b) if the heat losses
in the steel before deoxidation, and (d) the equilibrium amount occurring during the mixing process are negligible, the process
of oxygen in the liquid-steel phase should be the acceptable is adiabatic, i.e. heat is conserved. As the process occurs at
oxygen content at the end of the deoxidation process. constant pressure, this is expressed as constant enthalpy, i.e. the
Furthermore, one must consider that the system of equations total enthalpy is the same before and after mixing. Thus, if one
that must be solved to calculate any equilibrium is only considers, for instance, an addition of 70 wt.%Si ferro-silicon
mathematically determined when the number of equations is alloy to raise the silicon content of the steel to 0.3%, one needs
equal to the number of variables [7]. Thermodynamically, this to know at what temperature the final steel will have the same
is expressed in the form of the familiar Gibbs Phase Rule: enthalpy as the initial steel plus the room-temperature ferro-
alloy. Table 2 shows the steps in this calculation.
P + F =C +2 F =C − P +2
2.1.3. Equilibrium calculation for inclusions
where F is the number of degrees of freedom, C is the number
of system components, and P is the maximum number of stable Alumina and high-melting aluminate non-metallic inclu-
phases. If no stable phase is prescribed in a calculation, one sions can be detrimental to the fatigue resistance of steels.
has to fix C + 2 conditions to be able to solve the equilibrium Higher-plasticity inclusions are desirable in these cases. A typ-
ical example is steel for engine valve spring applications. In
problem [8].
this case, it is necessary to adjust the chemical composition of
This is sufficient to calculate the total amount of aluminum
the steel in order to guarantee that the desired inclusions will
in the system, as well as the aluminum in solution in the steel be formed. As the precipitation of oxide inclusions in steel oc-
and the oxide formed and its quantity, as presented in Table 1. curs close to equilibrium, this is a simple equilibrium problem.
Except for eventual losses associated with the process However, it is almost impossible to solve this with the classical
of adding the aluminum and reoxidation from the slag, the tools available. Although the classical dilute solution formalism
calculated values are in accordance with the results found in used in steel-making can handle the behavior of the solutes in
industry [9]. the steel well, there is no simple way to describe the complex
56 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

Table 2
Step-by-step calculation of the heat effect of silicon addition to liquid steel [6]

Conditions for calculating equilibrium constituents of the system: Fe–Si, C = 2 Calculation result
(a) First step: steel without silicon. Conditions to be fixed (F = 4 = C + 2): (a) Phases present: 1000 kg of liquid steel with enthalpy
= 1.34 × 109 J
Total size of the system = 106 g (1 ton of steel)
%Si in solution in steel = 0
T = 1873 K (1600 ◦ C)
P = 105 Pa (1 atm)
(b) Second step: Fe–Si alloy to add 3 kg of Si. Conditions to be fixed (F = 4): (b) Phases present: Solid Si (DIA) and FeSi enthalpy
= −1.46 × 106 J
Total size of the system = 4286 g, i.e., the weight of ferro-alloy, calculated as 3000 g
of Si/70 wt.% Si in the ferro-alloy.
T = 298 K (25 ◦ C)
P = 105 Pa (1 atm)
(c) Third step: Si containing steel. Conditions to be fixed (F = 4): (c) Phases present: 1.0043 × 106 g of liquid steel
containing %Si = 0, 3T = 1870.31 K (1597.16 ◦ C)
Total size of the system = 106 + 4286 g
%Si in steel = 0.3
Enthalpy = 1.34 × 109 J + (−1.46 × 106 J)
P = 105 Pa (1 atm)

the gas speciation can be deduced with a simple equilibrium


calculation using, as an input, the initial gas composition,
total pressure, and temperature. However, sometimes kinetics
play an important role on these reactions, and the equilibrium
calculations have to be taken into account with care.
Some examples of this fact are the CH4 decomposition used
in sintering atmospheres, or in CVD deposition.
During sintering of high-performance and close dimensional
steel components, nitrogen/hydrogen atmospheres are widely
used. Sometimes, small amounts of hydrocarbons are added
to these atmospheres. Among other functions, one of the
roles of the sintering atmospheres during sintering of ferrous
components is the reduction of metallic oxides and the control
of the chemical composition, particularly the carbon content.
However, small variations in atmosphere composition and
furnace temperature can lead to large differences in the
characteristics of the components.
In N2 –H2 atmospheres, the oxygen potential can be related
Fig. 2. Calculated equilibrium between steel (0.8% C, 0.6% Mn e 0.3% Si) and
to the pH2O / pH2 ratio, by means of the chemical equilibrium
oxide in the MnO–SiO2 –Al2 O3 system at 1823 K. The solid line indicates steel
H2 + 1/2O2 = H2 O.
Al content [11].
In industrial practice, it is common to express the water
behavior of the oxides, even in the simplest acceptable system
content of an atmosphere as its dew point, instead of the water
in this case: the MnO–SiO2 –Al2 O3 and the CaO–SiO2 –Al2 O3 partial pressure; in principle, the dew point can be calculated as
ternaries. This calculation can be performed using computa-
the temperature for a hypothetical equilibrium between the gas
tional thermodynamics as indicated in Fig. 2 [11]. The calcu-
phase and ice, at constant total pressure. However, it is more
lation indicates that the aluminum content in the steel is critical
common to use empirical correlations, such as that given by
for the achievement of the desired equilibrium, i.e. for the
German [12]:
avoidance of high melting point, undesirable inclusions (indi-
cated by silica and mullite in Fig. 2). By adjusting the ladle log10 (V%) = −0.237 + 0.0336 ∗ TDP − 1.74e
slag composition and controlling aluminum inputs in the refin- − 4 ∗ TDP2 + 5.05e − 7 ∗ TDP3
ing steps, the process can be adjusted to maintain the aluminum
content within these narrow limits. where TDP is the dew point in ◦ C, and V% is the volume
fraction of water as a percentage (which is equal to its partial
2.1.4. Role of methane in sintering atmospheres pressure). The set of lines plotted in Fig. 3(a) [13,14] shows
It is generally assumed that species in the gas phase are in the value of the oxygen activity in several N2 –H2 atmospheres
thermodynamic equilibrium; accordingly, their potentials and as a function of the water content. Auxiliary axes for the dew
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 57

Fig. 3. Oxygen activity for different N2 /H2 sintering atmospheres at 1100 ◦ C, (a) without and (b) with the addition of 0.1% CH4 , as a function of the dew point of
the initial atmospheres (before equilibrium is established) [13].

point and the pH2O / pH2 ratio have also been plotted in the same pressure of water in the atmosphere, one could get just the same
diagram. The calculations have been done using the SGTE pure set of lines as in Fig. 3(a), giving a false impression that CH4 is
substance database (SSUB) [15], at a temperature of 1100 ◦ C, not affecting the oxygen potential of the atmosphere.
which is a typical value of sintering temperature. Secondly, a breakdown point can be clearly seen in Fig. 3(b),
The abscissa of Fig. 3(a) (inlet pH2 O ) represents the at a water content that is the same as the CH4 content of
water content of the atmosphere before entering the furnace, the gas. For sintering atmospheres with water content higher
i.e. before it reaches equilibrium with the remaining species. than that value, this hydrocarbon has almost no effect on
However, for these N2 –H2 atmospheres, this value is almost the oxygen potential; hence the reduction capability of these
the same as the actual water partial pressure in the atmosphere atmospheres is controlled by the water content, as if no CH4
at the temperature of the calculation. were present. However, when the water content is lower than
The calculation of these curves has been performed using that of CH4 , the oxygen potential is sharply reduced by several
the following procedure: it is convenient first to redefine the orders of magnitude. For atmospheres with a low H2 content,
components; instead of H, O, N, we use H2 O, N2 , H2 . The saturation is produced due to the carbon activity reaching values
conditions for the calculation are a total pressure of 1 bar, higher than unity (labeled “sooting” in Fig. 3(b)); here, the gas
temperature, a total amount of 1 mole, N2 /H2 ratio (a different composition (the CO/CO2 ratio, and hence the oxygen activity)
constant value for each curve: 99/1, 95/5, 90/10, 60/40, 20/80 is controlled by the Boudouard reaction,
and 1/99), and a certain oxygen activity. The oxygen activity
C + CO2 = 2CO.
is varied and the calculation repeated several times, i.e. the
value is used as the “stepping” condition in the calculation. The lines plotted in Fig. 3(b) have been calculated following the
The abscissa (inlet pH2 O ) is the mole fraction of the component same approach as with Fig. 3(a): the components defined are
H2 O which, as mentioned above, is almost the same value as CH4 , H2 O, N2 and H2 , instead of C, H, O and N. The conditions
the actual mole fraction of the species H2 O in the gas mixture for the calculation are a total pressure of 1 bar, temperature, a
at equilibrium. total amount of 1 mole, N2 /H2 ratio (a different value for each
Additions of hydrocarbons such as CH4 to the sintering curve: 99/1, 95/5, 90/10, and so on), the CH4 quantity (mole
atmospheres are intended to control the carbon content of fraction 0.001), and a certain oxygen activity, whose value is
the sintered parts. However, even small quantities of CH4 used as the “stepping” condition in the calculation.
can change the oxygen potential of the atmosphere. This was In addition, several horizontal lines have been plotted in
illustrated by Ortiz et al. [13,16] and is shown in Fig. 3(b) Fig. 3(a) and (b). They represent the oxygen potential for
for several N2 –H2 sintering atmospheres with a small addition metal/oxide equilibria, of several metals used in sintering (Fe,
of CH4 (0.1%), compared to the same atmospheres without Cr, Mn and the powder Astalloy CrM), at the temperature of
methane (Fig. 3(a), and the dotted lines in Fig. 3(b)), at the the calculation. They give an indication of the atmosphere’s
same temperature of 1100 ◦ C. Several features can be stressed capability for the reduction of the metal oxides.
in this Fig. 3(b): first of all, the abscissa represents the water The carbon activity of these atmospheres is represented in
content of the gases entering the furnace, i.e. before reaching Fig. 4, showing the conditions for methane decomposition with
the equilibrium; if one represents the equilibrium partial carbon formation (sooting).
58 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

combined with the FEDAT database of TCAB [23]. As a first


approximation, the Gibbs energy, G fcc TiO , for the end-member
of TiO in the Ti–O fcc phase and the interaction parameter
between oxygen and vacancy were estimated from those of the
hcp phase in the Ti–O binary system [24].
The effects of individual processing parameters, i.e. gas flow
ratios, temperature, and pressure, and their combinations, on
the phase stability were investigated by systematically varying
their values. Equilibrium calculation resulted in three-phase
equilibrium of gas, fcc, and graphite, with the composition of
fcc being Ti(C0.016 N0.984) with little oxygen, typically called
the TiCNO phase in the literature, and the CH4 concentration in
the gas phase being 0.07%. It shows that over 98% of methane
has been consumed. If graphite is assumed to be difficult to
form, as one does usually, the formation of the fcc-TiCNO
phase would be observed, in agreement with the suggested
phase in the literature [19,25].
However, in the experimental investigations, it was found
that, under typical CVD processing conditions for the
bonding layer, four types of titanium oxides, i.e. TiO2 ,
Ti4 O7 , Ti3 O5 , and Ti2 O3 , were observed from the X-ray
Fig. 4. Calculated carbon activity for N2 –H2 atmospheres with 0.1% CH4 , at
diffraction (XRD) analysis by extending the deposition time
1100 ◦ C as a function of the water content, represented also as the dew point of
the atmosphere [13]. for the bonding layer instead of the fcc-TiCNO phase [20].
To understand the difference between the calculations and
Finally, this analysis can be done at different temperatures, experimental observations, the thermodynamic driving force
as is represented in Fig. 5 for two values of the dew point for the formation of graphite, defined as Dgra = − G RT with
(−45 and −15 ◦ C), and for different N2 /H2 ratios, expressed G being the Gibbs free energy change for the formation of
as N2 partial pressure. According to this, atmospheres that are graphite, was evaluated. It was found that only the flow ratios
supposed to be extremely dry (i.e. with a very low dew point, of CH4 and CO2 change the sign of Dgra , as shown in Fig. 6.
−45 ◦ C), are more likely to experience CH4 decomposition and If the flow ratio of CH4 is higher than 1.8%, the driving force
hence sooting. for the formation of graphite will be positive, which means that
Calculations such as those shown here allow the control the graphite will form from the gas phase. On the other hand,
of both the oxygen and the carbon potential in sintering graphite will not form if the CH4 flow ratio is lower than 1.8%.
atmospheres, thanks to changes in the gas composition. For CO2 , the zero driving force point is around 3.7% with the
higher CO2 flow ratio preventing the formation of graphite.
2.1.5. Interface control in PVD of cemented carbide Consequently, the phase diagram of the CH4 flow ratio and
Today, about 60% of cemented carbide cutting tools are temperature was calculated and plotted in Fig. 7. It should
CVD coated [17] including an Al2 O3 layer for excellent wear- be noted that there is no stable phase region for the Ti2 O3
resistance. There are typically two forms of Al2 O3 phases, compound in Fig. 7 to explain the formation of the Ti2 O3
i.e. the stable α- and meta-stable κ-Al2 O3 phases. Although compound in one of the samples at the top of the CVD chamber.
the α-Al2 O3 phase shows excellent high-temperature stability, This suggests that the formation of the mixtures of titanium
it is difficult to form and has relatively poor adhesion to the oxides is not only influenced by the flow ratio of CH4 but also
inner non-oxide layer compared with the κ-Al2 O3 phase. To by other factors, which are discussed in detail in Ref. [26].
promote the formation of α-Al2 O3 and improve its adhesion to To investigate the decomposition of CH4 , Fulcheri and
the inner non-oxide layer, a bonding layer was deposited before Schwob [27] considered the following chemical reaction
the deposition of the Al2 O3 [18,19]. In order to fully understand CH4 → C+2H2 . This reaction is endothermic and the standard
phase stability in this bonding layer in the CVD coating decomposition enthalpy is: H 0 = 74.6 kJ/mol. Fulcheri and
of cemented carbide cutting tools, detailed thermodynamic Schwob plotted the energy supply needed for the above reaction
calculations were carried out to investigate the effects of as a function of temperature and concluded that the temperature
various processing parameters [20]. Feeding gases flowed should be between 1000 ◦ C and 2000 ◦ C for the reaction to take
upwards in the chamber at 60 torr pressure with a temperature place. Moradov mentioned that the processing temperatures for
of 970 ◦ C at the bottom and 1000 ◦ C at the top of the this decomposition reaction is 1400 ◦ C or higher without a
chamber [20]. The input gas mixture consisted of H2 (86% metal catalyst [28].
volume), CH4 (4%), CO2 (1.7%), N2 (8%), and TiCl4 (0.3%).
These experimental conditions were used as initial conditions 2.1.6. Sintering of Si3 N4 –SiC ceramics
in the present thermodynamic calculations using the Thermo- Ceramics based on non-oxide compounds such as Si3 N4 and
Calc program [21] and the SGTE substance database [22] SiC are suitable candidates for high-temperature engineering
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 59

Fig. 5. Calculated carbon activity (ref. state: graphite) for N2 –H2 mixtures containing different quantities of CH4 ((a) 1%; (b) and (c) 0.1%) and H2 O (dew points
of (a) and (b) −45; (c) −15 ◦ C), as a function of temperature [16].

applications. SiC-reinforced Si3 N4 composites are fabricated extrapolation from the binary subsystems [32]. Fig. 8 shows
by addition of whiskers, fibers and platelets of SiC to Si3 N4 . the isothermal section in the Si–C–N system applicable for
Also, the use of precursor polymers has attracted wide attention temperatures 1757 K < T < 2114 K and a total pressure
as an alternative approach to produce Si3 N4 –SiC ceramics and of 1 bar. The composition of a precursor-derived Si–C–N
offers a number of advantages compared to classic powder ceramic (PHMS) is indicated for discussion in the following
technology [29]. With the synthesis of Si–C–N ceramics from sections. The isothermal section shows a silicon nitride–silicon
precursor polymers, one can control the materials composition, carbide–nitrogen gas (Si3 N4 –SiC–N2 ) phase field indicating
structures and properties on an atomic scale. To predict and the stability of Si3 N4 –SiC ceramics. At temperatures lower than
control the sintering conditions for all types of Si3 N4 –SiC 1757 K, SiC and nitrogen react to form Si3 N4 and graphite. At
ceramics, thermochemical calculations can be used. temperatures higher than 2114 K, silicon nitride decomposes
The stability and decomposition of silicon carbide–silicon and forms liquid silicon and nitrogen. A detailed analysis of
nitride (Si3 N4 –SiC) ceramics during the sintering process were the system thermodynamics shows that the nitrogen partial
investigated by thermodynamic calculations. Thermodynamic pressure has to be changed simultaneously with the heating or
descriptions for the Si–C and Si–N systems were accepted cooling of the furnace during the sintering process to stabilize
from the literature [30,31]. The data for C–N gas species were the microstructure of the ceramic materials. The calculated
taken from the database of the Scientific Group Thermodata “ pN2 -temperature” potential diagram in Fig. 9 provides general
Europe (SGTE) [15]. Isothermal sections were calculated by guidelines for the correct sintering conditions. The stability area
60 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

Fig. 8. Isothermal, isobaric (1 bar) section in the Si–C–N system valid for
1757 K < T < 2114 K. The composition of an amorphous PHMS precursor-
derived ceramic (see Fig. 9) is indicated.

Fig. 6. Effect of gas flow ratios on the driving force of graphite.

Fig. 9. Potential phase diagram for the Si–C–N system valid, for example, for
PHMS-derived ceramics with C:Si < 1.

2.1.7. Prediction of the high-temperature stability and decom-


position of Si–C–N ceramics derived from precursors
Precursor-derived Si–C–N ceramics are X-ray amorphous
up to temperatures of about 1773 K (1500 ◦ C). At
higher temperatures, the materials crystallize, decompose
Fig. 7. Calculated phase diagram using temperature and CH4 flow ratio. and cannot be used as an engineering material. Precursor-
derived amorphous Si–C–N ceramics of varying composition
of Si3 N4 –SiC ceramics is indicated in the diagram. It shows can be produced by polymer thermolysis. It is, however,
that, during temperature decrease from a sintering temperature too expensive and time consuming to investigate the high-
of, e.g., 2173 K (1900 ◦ C) to room temperature, the nitrogen temperature behavior of all possible ceramic compositions just
pressure has to be decreased in a well-defined and continuous by experimental methods. Thermodynamic simulations can
way to avoid any phase reactions. If the nitrogen pressure support efficient materials characterization. It is, for example,
is kept constant during cooling, silicon carbide and nitrogen possible to simulate the thermal gravimetrical analysis (TGA)
gas react to form free carbon, deteriorating the good materials of Si–C–N materials by means of calculated phase fraction
performance. The next step of such a thermochemical analysis diagrams, as shown in Fig. 10 [32]. This diagram shows
has to consider the influence of the most common sintering aids a Si–C–N precursor ceramic (PHMS) phase reaction at a
such as Al2 O3 and Y2 O3 on the phase reactions. Generally, the temperature of 1757 K, where silicon nitride reacts with
sinter process for technical ceramics and composites requires a carbon to form SiC accompanied by the formation of nitrogen
very careful analysis of the partial pressures of the gas species gas. A mass loss of 13.7 wt.% is expected. The simulation
and their interaction with condensed phases. Thermochemical shows an expected second mass loss of 15.1 wt.% at 2114 K
calculations efficiently support this approach. due to the decomposition of silicon nitride forming silicon
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 61

2.1.8. Simulation of the thermolysis of metallorganic precur-


sors for Si–C–N ceramics
The simulation of the thermolysis of metallorganic
precursors to produce amorphous Si–C–N ceramics requires
the calculation of the reaction paths in the Si–C–N–H system.
A database was developed for this quaternary system by
thermodynamic optimization [33]. Gas species descriptions
were accepted from the database of the Scientific Group
Thermodata Europe (SGTE) [15]. Various gas species form
during the thermolysis of Si–C–N–H precursor polymers, e.g.
Si, Si2 , Si3 , N2 , Si2 C, SiC2 , SiN, Si2 N, CN, (CN)2 , H2 ,
CH4 , and NH3 . The thermolysis is usually carried out in an
open system reactor and flowing gas atmosphere, whereas
the calculations are performed for a closed system and static
atmosphere conditions. Nevertheless, the composition of the
final amorphous ceramic Si–C–N reaction products could be
derived in good accordance with the experimental results. The
decomposition of metal-organic precursor polymers containing
50 wt.% of hydrogen was simulated. The calculated isothermal
Fig. 10. Calculated phase fraction diagram in the Si–C–N system for PHMS-
section for 573 K and 50 wt.% hydrogen is shown in Fig. 12.
derived ceramics (C:Si < 1). The polymer compositions are indicated. An extended gas
phase–silicon nitride field is detected. At this temperature, the
gas phase mainly consists of methane. The composition of the
gas phase forming with progressing precursor decomposition
and nitrogen gas. These simulated weight losses are in good
(increasing temperature) was simulated. During thermolysis, a
agreement with the results of the thermal gravimetrical analysis continuous change in the condensed material composition, as
Fig. 11. However, the TGA shows that the first reaction well as of the gas phase composition, occurs. The consequence
occurs at significantly higher temperatures than expected of these reactions are curved reaction paths due to the
from the simulation. The deviation can be explained by continuous change in the ratio of the gaseous species, starting
considering the amorphous microstructure of precursor-derived in the space of the Si–C–N–H concentration tetrahedron and
ceramics. However, no thermodynamic data is available for the ending on the tie-lines graphite–silicon nitride or the tie triangle
amorphous Si–C–N materials. Therefore, all thermodynamic carbon–silicon nitride–silicon carbide. For the given example,
calculations are performed for materials assuming crystallized the carbodiimide-based PHMS precursor, Fig. 13(a), shows
microstructures composed of silicon nitride, silicon carbide the fractions of the condensed phases. Fig. 13(b) presents
the corresponding gas phase composition. At temperatures
and graphite at temperatures below 1757 K. Nevertheless,
higher than 773 K, methane and, additionally, hydrogen are
important quantitative information on expected TGA results
formed. At a thermolysis temperature of 1323 K, hydrogen
can be derived from the calculations. Similar calculations were is the dominating gas species. The precursor materials with
also made for Si–B–C–N precursor-derived ceramics to analyze silicon deficits (with respect to the Si:N ratio of 0.75 for
their high-temperature stabilities [33]. Si3 N4 ) additionally form small amounts of nitrogen and

Fig. 11. TGA/DTA measurement of PHMS precursor-derived ceramic (BN crucible, nitrogen atmosphere, heating rates: RT–1000 K, 10 K/min; 1000–2000 K,
5 K/min).
62 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

Fig. 12. Isothermal section (573 K) at 50 at.% hydrogen in the Si–C–N–H system with compositions of different precursor materials indicated.

(a) Phase fractions of the solid products. (b) Gas phase composition.

Fig. 13. Results of thermodynamic calculations for the PHMS precursor (11.5 Si, 15.7 C, 10.5 N, 62.3 H; at.%): (a) phase fractions of the solid products; (b) gas
phase composition.

ammonia. All precursors completely lose hydrogen during the


thermolysis. The resulting amorphous materials compositions
are located in the Si–C–N subsystem, as indicated for the
decomposition of the PHMS precursor material Fig. 14. The
materials composition is located on the carbon–Si3 N4 tie line.
The experimentally derived ceramic thermolysis product is
X-ray amorphous, but the bulk composition is similar to the
calculated composition.

2.1.9. Oxidation of γ -TiAl materials


The oxidation of γ -TiAl based alloys in air and various
other atmospheres has been extensively studied experimentally
over the past few decades. The reaction kinetics and
character of the developing oxide layers and subscale zones
are influenced by many alloy properties such as grain Fig. 14. Compositions of solid products of PHMS precursor thermolysis
size and surface roughness. To clearly separate the effects calculated for temperatures 298–1323 K, displayed together with the phase
of the thermochemical conditions during oxidation from equilibria in the Si–C–N system for 1687 K < T < 1757 K.
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 63

such alloy characteristics, thermodynamic calculations were


carried out. These calculations serve as a reference for a
deeper understanding of the reaction kinetics and phase
development [34].
Using the thermodynamic database for the Ti–Al–O system
developed by [35,36], it is possible to calculate potential
phase diagrams and compare them with results from TEM
investigations of the surface of oxidized γ -TiAl materials.
As known from experiments, oxygen and aluminum are the
main diffusing components during the formation of a sub-scale
zone below an oxide layer on the alloy surface. Therefore, the
chemical potentials of the diffusing components Al and O were
used as axes for the calculated potential diagram at 1173 K.
Phase equilibria are composed of γ -TiAl, α2 -Ti3 Al, Al2 O3 and
the ternary X-phase. Based on this diagram, the qualitative
oxidation behavior of γ -TiAl in air can be derived. The
formation of the sub-scale zone can be described by assuming
time-dependent changing μAl /μO ratios. The nitrogen effect
was neglected as a first approximation (Fig. 15). This approach
can be used as a first step in the analysis of the phase evolution
of the diffusion-controlled process of γ -TiAl oxidation for two
reasons: (1) chemical potential gradients are the driving forces
for diffusion, and (2) local equilibrium at the interfaces of the
phases can be assumed. For the sake of simplicity, a linear
variation in the chemical potentials along the diffusion zone can
be assumed. The change in the chemical potentials of aluminum
and oxygen through the diffusion zone can then be described by Fig. 15. Light optical images of the γ -TiAl oxidation zone and the Ti–Al–O
the iterative formulae μi+1 (Al)(t) = μi (Al) + μ(Al)(t) and potential diagram (1173 K, p = 1 bar) with indicated diffusion paths.
μi+1 (O)(t) = μi (O) + μ(O), respectively, with μ(O) > 0
and μ(Al) < 0, where the index i is equivalent to a distance Y-silicate coatings. To simulate the phase reactions, a
within the alloy. Oxygen is a fast-diffusing component, and quaternary Y–Si–C–O database was developed and used
the time dependence of the step value μ(O) was neglected. for application orientated calculations [37]. The isothermal
The step value for aluminum can then be related to μ(O) potential diagram in the Y–Si–C–O system was calculated
by a time-dependent model parameter q(t): μ(O)/μ(Al)(t) using CO- and SiO-partial pressures as axes Fig. 16.
= q(t) with ∞ < q(t) < 0. The parameter q(t) defines the Preliminary calculations had shown that CO and SiO are
paths indicated in the potential phase diagram in Fig. 8 at a the main gas species formed from interfacial reactions. The
time t. It defines the slope of a straight line which starts at three-phase equilibrium field for gas, SiC and Y2 SiO5 was
ref
μ, assuming very small oxygen impurities in γ -TiAl. With calculated (by fixing them as stable phases). This three-phase
these assumptions, the oxidation process of γ -TiAl can be field exists between lines of four-phase equilibria: (a) gas, SiC,
described as a series of successive local equilibrium states t1 Y2 SiO5 , Y2 Si2 O7 ; and (b) gas, SiC, Y2 SiO5 and graphite. At
to t4 . Path t4 defines the start of the oxidation with γ -TiAl(O) the intersection point of these four phase lines, the five-phase
and Al2 O3 in equilibrium. Path t2 predicts the evolution of the equilibrium of gas, SiC, Y2 SiO5 , Y2 Si2 O7 and graphite exists,
interfaces Al2 O3 /X and γ -TiAl(O)/X in good accordance with representing the heat shield coating system under investigation.
the surface layers found after 100 h of oxidation. The oxidation The gas phase consists mainly of carbon monoxide, and its
experiments show that, after 250 h, α2 –Ti3 Al has additionally pressure increases significantly with temperature, as shown in
formed, which is simulated by path t3 . Path t4 predicts the final Fig. 17. Blister formation and spallation of the coating can be
state of oxidation at which the X-phase disappeared completely explained by the interface reactions and the accompanied gas
after extended time periods of oxidation. phase formation and pressure increase.

2.1.10. Interface reaction of yttrium silicates with SiC-coated 2.2. Time-dependent problems
C/C–SiC composites in heat shield applications
Yttrium silicate coatings are potential candidates for When the time available for the processes to occur is not
the oxidation protection of SiC-pre-coated C/C–SiC heat long enough for equilibrium to occur, either a time-dependent
shields for space shuttle systems. Plasma wind tunnel tests solution is used or the equilibrium information has to be
showed that they can withstand temperatures of 1650 ◦ C, considered with additional care. This section discusses some
but at temperatures higher than 1750 ◦ C the coatings fail examples of the application of computational thermodynamics
because of blister formations and subsequent spallation of the to time-dependent problems.
64 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

Fig. 16. Potential diagrams in the Y–Si–C–O system for 1853 K, 1903 K, and Fig. 18(a). Solidification modeling of M2 high-speed steel using different
2000 K. techniques. Experimental values of T solidus  are indicated [38].

the option of assuming that interstitial elements are completely


homogenized in both liquid and solid while substitutional
elements follow the Scheil model (i.e. only complete
homogenization in the liquid) has also been also implemented
as the “partial equilibrium” model [38]. These three models can
be implemented in computational thermodynamics software
without explicitly considering time as a variable. These models
are useful in several cases, depending on what information is
necessary. Non-equilibrium phases and the effective solidus
temperature in the industrial solidification of high-alloy steels,
for instance, can be estimated with reasonable precision using
these simplifications [38].
Fig. 18(a) presents the results of the calculations performed
by Chen and Sundman [38] for M2 tool steel using these
three models. It is evident that the partial equilibrium model
predicts correctly the phase sequence as well as the solidus
temperature. These models, however, are not always accurate
enough when dealing with structural steels solidified under
continuous casting conditions or in the predicition of the actual
profiles of chemical composition in the segregated solid. In this
Fig. 17. Temperature-dependent vapor pressure in equilibrium with SiC, case, it is essential to consider mass transfer by diffusion, in
Y2 SiO5 , Y2 Si2 O7 and carbon. both the solid and the liquid phase during solidification. The
results of this type of calculation using software that couples
2.2.1. Segregation in steel computational thermodynamics with the solution of diffusion
Solidification rarely occurs in equilibrium conditions in equations (DICTRA) [21] are presented in Fig. 18(b). The
industrial processes. The way that solute redistributes during agreement with the experimental data of Ueshima et al. [39]
this process is very important in defining the properties of is evident.
steels. The first kind of information that can be obtained,
using computational thermodynamics, is the equilibrium phase 2.2.2. DICTRA simulation of carburizing of stainless steel
and phase fraction. Actual industrial results frequently deviate (a) Definition of the problem. Carbon is usually considered as
from this, due to non-equilibrium solidification. Algorithms a harmful impurity in austenitic stainless steels because it may
for the calculation of segregation, assuming that complete react with chromium to form Cr-rich carbides and eventually
homogenization occurs in the liquid (Scheil model) and no cause a loss in corrosion resistance. It is thus necessary to keep
diffusion occurs in the solid, have been implemented in the carbon level very low by metallurgical processing in the
computational thermodynamic software (e.g. [21]). Recently, steel plant or by adding strong carbide formers like Ti and Nb
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 65

Fig. 19. Carbon content profiles at the times indicated during carburizing of
Fig. 18(b). Calculated Mn distribution in cast steel containing %C = 0.13, pure iron at 800 ◦ C.
%Si = 0.35, %Mn = 1.52, considering diffusion in both liquid and solid
phases (DICTRA) [6]. Experimental data from [39].

Table 3
Composition of stainless steel (mass%)

Cr Ni Ti Fe
18 10 1 bal

to the steel. These will react with C to form very stable MC


carbides, and the residual carbon content in solution will be so
low that no Cr-carbides form.
If stainless steel is welded to low-alloy steel, it may be
carburized by the low-alloy steel and gain much increased
carbon content and, as a result, there will be unwanted
carbide formation. That problem was considered by Helander
and Ågren [40]. Exposure of stainless steel in a carbon-rich
atmosphere, e.g. a gas containing hydrocarbons, may also
lead to carburizing. This situation will be considered in the
present example. We shall consider a stainless-steel plate, with
a thickness of 6 mm, with the initial composition given in
Table 3. The initial carbon content is assumed to be very low. Fig. 20. Carbon content profiles at the times indicated during carburizing of
stainless steel at 800 ◦ C. Single-phase austenite is assumed.
We consider an atmosphere having a carbon activity of
unity relative to graphite, i.e. the gas is on the soot limit. The
temperature is 800 ◦ C (1073 K) and we consider an exposure The assumed maximum distance (3 mm) is treated as the
time of 1000 h, i.e. 6 weeks. The question is: what will happen boundary condition defining a closed system. As can be seen,
to the steel? there is a massive carburization and the carbon content after
(b) Simplifications. We first rephrase the question into a 1000 h has almost leveled out at the level corresponding to
thermodynamic/kinetic question. How will the amount of equilibrium with the atmosphere.
carbon and carbides vary with time and distance from the steel In the next simulation, we shall take into account the
surface? We shall make three different simulations with the alloying, but still assume that we have a single-phase austenitic
DICTRA code [41]. structure. We then use mixed boundary conditions on the left-
(c) Thermodynamic formulation of the problem. In the first hand side with the carbon activity unity relative to graphite and
simulation, we consider carburizing of pure Fe in the austenitic zero flux for the other elements. The result is shown in Fig. 20.
state. A fixed carbon activity of unity relative graphite is taken The carbon content at the surface is now much higher due
as the boundary condition, and the size of the system is taken to the presence of the alloy elements Cr and Ti, which lower
as 3 mm. The result is shown in Fig. 19. the carbon activity for a given carbon content, and the profiles
66 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

Fig. 21. Carbon content profiles at the times indicated during carburizing of Fig. 22. Weight fraction of carbides at the same time as in Fig. 21 during
stainless steel at 800 ◦ C. Carbide formation is taken into account. carburizing of stainless steel at 800 ◦ C.

have a different shape due to the alloying effect on carbon


diffusion. Finally, in the third simulation, we allow the MC
carbide, M23 C6 and M7 C3 to form. We have used the disperse
model in DICTRA and enter these phases as spheroidal phases.
We have used a so-called labyrinth factor that is f 2 , where f is
the volume fraction of austenite. As can be seen in Fig. 21, the
carbon profile again looks quite different. The corresponding
profiles showing the fraction of phases are shown in Fig. 22.
Close to the surface, the carbon content is highest, we have
M7 C3 and then, at lower C content, we have M23 C6 . The
MC carbide is formed in addition to the other two carbides,
but not in very high amounts. It may also be interesting to
investigate the residual Cr content in austenite in order to see
if the corrosion resistance is sufficient. As a rule of thumb,
one requires 11–12 mass% Cr dissolved in austenite to have
satisfactory corrosion resistance. These series of curves are
shown in Fig. 23.
The disperse model in DICTRA is based on the assumption
that the disperse phases, i.e. the carbides, occur with a
composition and amount that are given by equilibrium for
the local composition. The model does not take into account
Fig. 23. Cr content in austenite at the times indicated. Cr content lower than
any microstructural features, but only thermodynamics and dashed line corresponds to insufficient corrosion resistant.
diffusional mobilities. In the present simulation, the Thermo-
Calc databases TCFE3 and MOB2 were used [21]. It should
be emphasized that, in reality, it would take some time sizes range between 5 nm and 50 nm embedded in an amor-
for the carbides to form and, moreover, one often observes phous matrix with nanocrystal volume fractions of 30–80%
that they appear preferentially at grain boundaries. A more (particle densities of 1022–1028 m−3 ). The precipitation of the
detailed simulation, e.g. by phase-field techniques, would
primary phase occurs in a supersaturated/undercooled liquid
require much additional input information and need much
solution, where growth is usually limited by the diffusion of so-
longer computation times.
lute atoms. The driving force is the determining factor needed
2.2.3. Describing crystallization kinetics — the influence of to evaluate the rate of the transformation and can be calcu-
interfacial energy and diffusion data lated by CALPHAD methods. To model the time evolution of
Very interesting properties can be obtained with the the structure, other quantities such as diffusion coefficients and
nanocrystallization of metallic glasses obtained by controlled interfacial energies are necessary. In the present example, these
heat treatment. Typically, in these nanostructures, precipitate are estimated indirectly from experimental kinetic data.
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 67

At the onset of primary crystal precipitation, the nucleation


frequency, I (T ) (assumed homogeneous), is given by [42]:
 
16πσ 3
I (T ) = Io (T ) · exp − (1)
3RT (G T )2
8Nv D(T )  σ 1/2
Io (T ) = (2)
(a)2 RT
where D is the diffusion coefficient, σ is the molar
crystal–liquid interfacial energy, Nv is the number of nucleation
sites per unit volume in the liquid, a is the mean atomic radius,
 is the mean interfacial thickness in units of the mean atomic
radius [43], and G T , for primary precipitation, is calculated
by [44–46]:
Fig. 24. Establishment of local equilibrium at the interface of the primary
liq
G T = Σ x ixt (μixt − μi ) (3) grains.

φ
where x i (i = 1, 2, . . . , c) denote the atomic fractions of each From the point of view of growth, a still supersaturated matrix
component i in phase φ (φ = xt → crystal; liq → liquid) surrounds the nuclei just formed. That is, there is an initial
φ
and μi denote their chemical potential at temperature T . Nuclei growth transient, for each individual grain, in which the local
form with a critical radius r ∗ given by equilibrium between the emerging crystal and the liquid ahead
of the crystal–liquid interface is established (with composition
2σ a
r∗ = . (4) c∗ ), as shown schematically in Fig. 24. Afterwards, diffusion
G T becomes the controlling mechanism. During the growth
Interface controlled growth will lead to a growth rate u(T ) transient, the interplay between interface- and diffusion-limited
given by growth acts in a way to increase the importance of the
   latter mechanism until it becomes preponderant. The simplest
2λD(T ) G T
u(T ) = 1 − exp − . (5) approach is to assume that the transient is interface-controlled,
2 a RT
whereas the second stage of individual grain growth, in the
Here, λ is the product of the fraction of surface sites where extended view, i.e. neglecting spatial impingement between
atoms are preferentially added and the length of the interface grains, is diffusion-controlled [51].
in units of the mean atomic radius. Since both D and G T in Eq. (5) change in the course of the
The kinetics of the process can be viewed in the following transformation, the interface-controlled growth rate is evaluated
manner. At any time, t, the transformation proceeded up by multiplying the growth rate obtained from Eq. (5) by the
to a fraction, ξ · f 1 , of the total volume, V , where f 1 is factor ϕ[x(t)] from Eq. (8).
the total volume fraction available for primary crystallisation When solute fluxes through the interface are driven by
and ξ is the actual degree of advancement of the process. steady-state diffusion, the growth rate of an isolated growing
The Kolmogorov–Johnson–Mehl–Avrami formalism [47–50] grain with radius R under spherical symmetry in this steady-
allows the evaluation of the rate of the transformation, since state regime is given, for a binary system, by [43],
it has been shown [43] that the Avrami equation
dR Ds f 1
ξ = 1 − exp(−ξex ) (6) = {ϕ[x(t)]}2 (9)
dt R
where ξex is the extended degree of advancement of the where ϕ 2 accounts for soft impingement (overlapping of
transformation, remains valid for a primary crystallisation diffusion fields).
process, provided that the temperature dependence of f 1 may be In a multicomponent system, each of the elements has
neglected in the transformation temperature interval. The mean its own diffusion coefficient, and consequently the different
concentration of the matrix is then given by elements will generate different concentration gradients. The
cio − cixt general solution in this case has been reported [3]. In the
cit = cixt + (7) following, Ds will be considered as an effective diffusion
1 − ξ f1
coefficient to deal with multicomponent systems.
where cio is the initial composition of the parent phase. As an example the primary nanocrystallization of a
That is, the nucleation frequency depends on the degree FINEMET alloy glass with composition Fe73.5 Cu1 Nb3 Si17.5 B5
of advancement of the process. In a first-order approach [43], is discussed in terms of these considerations. The goal is to
the expected decrease in the actual nucleation frequency establish the limits inherent to the approach to get estimated
is evaluated by multiplying the homogeneous nucleation values of both the interfacial energy and the apparent diffusion
frequency I (T ) from Eq. (3) by the factor ϕ[x(t)] given by coefficients, D and Ds , from experimental kinetic data.
1 − x(t) The details of alloy preparation and characterization of the
ϕ(x) = . (8) nucleation and growth processes are given elsewhere [43].
1 − ξ x(t)
68 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

Fig. 26. Comparison of the calculated and experimental temperature


dependence of the transformation rate, assuming that σs = 0.131 J m−2 and
adjusting D and Ds values accordingly.

Fig. 25. Selected values of the nucleation frequency (I ), interface controlled


growth rate (u), and effective diffusion coefficient (Ds ) that fit experimental
DSC data.

To describe the kinetics of the overall nanocrystallization


process, the temperature dependence of D(T ) or, equivalently,
Ds (T ), is given by an Vogel–Fulcher relationship [52,53],
namely
D(T ) = Do · T · exp{−B/(T − To )}. (10)
Here, Do , B and To are empirical fitting parameters used to
describe the sharp increase of diffusivity above glass transition.
The ratio B/To is often used to differentiate between strong
(B/To ∼ 100) and fragile (B/To ∼ 5) glasses.
Fig. 27. Comparison of the calculated and experimental temperature
The adjustment of the general trend in the calorimetric dependence of the transformation rate, assuming that σs = 0.136 J m−2 and
curves depends mostly on the mechanisms involved in the adjusting D and Ds values accordingly.
transformation. The problem is that neither the values of
σ nor those of B and To (or, equivalently, the apparent inherent in the measurements of I and u at a given temperature
activation energy of D) are well known, and the temperatures by transmission electron microscopy (TEM). In that respect,
at which transformation occurs, and their shift with changing continuous heating DSC curves constitute a unique set of
heating rate, are very dependent on the precise values of these kinetic data exploring a wide temperature range that, even with
quantities. some uncertainty, are accurate enough to fix the respective
The modelling and calculation of the transformation rate values of σ , B and To required to get agreement of the modelled
as a function of temperature at various heating rates has kinetic process.
been performed to determine the optimum range of values for Figs. 26 and 27 show the calculated transformation rate for
interfacial energy, D, and Ds , to get reasonable agreement with the two limiting values of σs = σ · [Vm2 · N A ]−1/3 , where Vm is
the experimental continuous heating DSC curves. All other the molar volume and N A is Avogadro’s number. In each figure,
values used in the calculation have been maintained constant the experimental transformation rate obtained by DSC is also
at the values already published [43]. included to allow easy comparison with calculated values for
Fig. 25 shows the calculated nucleation frequency, interface heating rates varying from 1.25 K min−1 to 80 K min−1 .
controlled growth rate and effective diffusion coefficient as a As can be deduced from inspection of Fig. 26, when the
function of temperature for the two limiting values considered interfacial energy changes from 0.131 J m−2 to 0.136 J m−2 ,
for the interfacial energy. Agreement with experimental points, the homogeneous nucleation rate decreases substantially and,
also shown in this figure, may lead to a quite substantial wider consequently, the values of u and Ds (or D) have to increase to
range of values than those quoted, because of the uncertainty compensate such a decrease. At the same time, the apparent
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 69

activation energy of the overall primary nanocrystallization (1) a classical thermodynamic approach;
has to be maintained. This is the main reason for the narrow (2) a first-principles calculation; and
range of deduced values for σ that are consistent with the (3) a semi-empirical atomistic approach based on the modified
experimental transformation rates. Consequently, the indicated embedded atom method (MEAM) interatomic potential.
modelling procedure is quite suitable for obtaining indirect
evaluation of the interfacial energy between the nanocrystals of 3.1.1. Thermodynamic method for the calculation of interfacial
α-(Fe,Si) with DO3 structure embedded in a disordered matrix energies for γ /γ  phases in binary and multi-component nickel-
with global Fe73.5 Cu1 Nb3 Si17.5 B5 composition. base alloys
It is worth mentioning that there is a spread in the The overall value of any interfacial energy contains many
experimental values obtained, clearly seen in Figs. 26 and 27 contributory factors, including:
when several curves are shown for the kinetic transformation
(a) a chemical contribution;
at a fixed heating rate. However, it is clear that the modelling
(b) a strain energy contribution;
is better at reproducing the earlier part of the transformation
(c) the presence of dislocation arrays;
than its end. To obtain better results in the later stages probably
(d) the presence of chemical segregation.
requires a more refined analysis of the impinging stage for
diffusion-controlled growth. To improve the analysis, reliable The γ /γ  phase transformation in nickel alloys exhibits
values of the supersaturation in the remaining matrix are also a small lattice misfit, which minimises any strain energy
needed. Furthermore, it is important to notice the limitation contribution. This, in turn, also minimises the presence of
in the coupled derivation of parameters from the kinetic data; interface dislocations, which reduces the potential degree of
clearly, the ability to make predictions would greatly benefit segregation to the boundary. We can therefore expect that the
from an independent determination of values for interfacial interfacial energy for this transformation in such systems will
energies as well as diffusion data. be dominated by the chemical term.
The simplest thermodynamic approach for the calculation of
3. Limitations to current applications — evaluating interface energies follows the work of [42], who assumed that,
interfacial energies in the case of liquid–solid interfaces, the value of σ for pure
metals scales with the difference in enthalpy:
The examples above show that progress in computational
thermodynamics is making it possible to solve materials- σ = αHm . (11)
related problems with a complexity that could only be tackled
This approach has also been used successfully in studies
conceptually a decade ago. However, as one proceeds to
related to the relative nucleation of competing phases from the
formulate and solve these problems, the limited extent of the
liquid [56].
data that is available becomes evident. The last few decades
A theoretical justification for such an approach has been
have seen a dramatic evolution in the amount and quality of
given by [57], which relates α to z ∗ (the number of atoms
assessed thermodynamic data that is included in the available
per unit area of the interface), N ∗ (the number of cross bonds
databases [21,54]. More recently, the same has happened with
per atom at the interface), and z (the co-ordination number
diffusion data needed to address transformations in alloys [21,
of nearest neighbours in the lattice, which equals 12 in FCC
55]. Bulk thermodynamic and diffusion data are insufficient,
structures). Eq. (11) then becomes:
however, to properly predict important microstructure features,
as well as their evolution. In particular, interfacial and z∗ N ∗
strain energies are important in defining phase nucleation σ = Hm (12)
z No
and morphology. The following section demonstrates how
where No is Avogadro’s number and Hm is the molar enthalpy
tools currently available in computational thermodynamics and
of solution of one mole of γ  in the γ matrix in equilibrium at
related fields can contribute to the quantification of these
the coarsening temperature. A similar approach has been used
important variables.
more recently by [58].
3.1. Computation of interfacial energies using thermodynamic, Eq. (12) should be considered only a first approximation,
first-principles and semi-empirical atomistic approaches with the following limitations. Firstly the derivation uses only
first-nearest-neighbour energies, and secondly it considers that
Nucleation kinetics is one of the key issues in the theory of the particle is only bounded by {111} interfaces. The potential
phase transformations where a proper quantitative approach is importance of second-nearest-neighbour interactions has been
limited by the lack of data for interfacial energy between the stressed by [59], and related studies on anti-phase boundary
matrix and precipitating phases. Recent progress in atomistic energies have shown that third-neighbour energies may also
approaches shows some feasibility of providing the necessary be needed [60]. However, first-principles calculations indicate
information. In the present review, an attempt will be made that, for Ni3 Al and Ni3 Ti, the third-nearest-neighbour energy is
to compute the interfacial energy between γ (Ni-rich fcc) and about 1/8th of the value of the magnitude of the first-nearest-
γ  (L12 Ni3 Al) phases in the Ni–Al binary system using three neighbour energy. When combined with the relative number
different approaches, and then to compare the results. The of such neighbours, this much reduces the difference that
methods used in the present work are: might be expected from taking extra neighbours into account.
70 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

Table 4 these have been obtained by back-calculation from coarsening


Comparison of calculated and experimental values for the {100} interfacial rate experiments and it is therefore necessary to look in more
energy of binary Al–Ni alloys
detail at the equations used to relate coarsening to the interfacial
Temperature Orientation Surface energy Method Reference energy. A general form of the coarsening equation is given
(K) (hkl) (mJ m−2 ) by [64]:
– 17–20 [70]  1/3
– 42–80 [64] 8Deff Vm σ
k=  (13)
– 16 Nucleation [71] 9G αm (Nβ − Nα )2
– 6–8 Coarsening [66]
900/1000 {100} 14 Coarsening [72] where k is the rate constant, D is the effective diffusion
1073 20–24 Calculated [62]
constant, Vm is the molar volume, Nα,β is the mole fractions

of the relevant phases, and G αm is the second differential of
Table 5 the free energy versus composition curve. For an ideal binary
Coherent interface energy calculations for γ –gamma prime phases in nickel- solution, this can be simplified to:
base superalloys at 1073 K [62]  
8Deff σ Nα (1 − Nα )Vm 1/3
Alloy Temperature (K) Energy (mJ m−2 ) k= . (14)
9(Nβ − Nα )2 RT
Nimonic 105 1073 58
Udimet 700 1073 71 If it is assumed that the solubility limit is very low, the equation
IN 738 1073 76 can be simplified further:
Nimonic PK 33 1073 75
Nimonic 80A 1073 61  
8Deff σ Nα Vm 1/3
Nimonic 90 1073 72 k= . (15)
Nimonic PE 16 1073 91 9RT
Many authors have used Eq. (15) despite the fact that a system
Table 6 such as Ni–Al exhibits appreciable solid solubility and is far
Calculated effect of temperature on the interfacial energy of nickel base from ideal. The use of Eq. (15) has been justified by [64]

superalloys [62] on the grounds that initial calculations of G αm in the Ni–Al
Alloy Temperature (K) Energy (mJ m−2 ) system (based on the thermodynamic data of [65]) appeared
to indicate a low deviation from ideal behaviour in nickel-rich
Nimonic 115 1073 65
Nimonic 115 1173 63
Ni–Al alloys. It was also considered that error bars in the values
Nimonic 115 1273 61 of the other input parameters did not justify being over-precise
Nimonic 115 1373 58 as far as phase diagram data is concerned. This was possibly
Nimonic 115 1473 55 justified at that time, but more accurate free energies are now
available. It is therefore interesting to note that calculated
Objections can also be raised concerning the approximations values of G αm using current characterizations of this system
involved in calculating the relevant values of H from the indicate appreciable deviations from ideality, so it is preferable
available thermodynamic data, especially in multi-component to use Eq. (13).
systems [61]. The method used to derive the calculated values Values of G αm for binary alloys of Ni–Al and Ni–Ti that have
quoted in this section [62] involves perturbing the temperature been derived [62] using the Thermotech Nickel database are
by T and calculating the driving force that now exists indicated in Fig. 28. It is obvious that values of σ calculated
between the phases of the same composition that were in by Eq. (14) or Eq. (15) will be reduced in proportion to the
equilibrium at temperature T . The relevant H is then obtained value of G αm , which could be one of the reasons for the wide
from (dG/dT ) × T , which can be considered a reasonable spread of values obtained in the literature (especially the very
approximation if T is small and should be at least as valid low values quoted by [66]). For further self-consistency, the
as the methods used by [57] and [58]. calculated values of Nα and Nβ should come from the same
Using Eq. (12) yields values for σ of 20–24 mJ m−2 for data set used for the determination of Hm .
Ni–Al binary alloys and 91 mJ m−2 for the multi-component For multi-component alloys, it is not so easy to calculate
superalloy Nimonic PE16. These are consistent with the general G αm , and so the compromise procedure adopted here is to use
magnitude of the values previous reported in the literature (see an average value of G αm from Fig. 28, assuming that the sum of
Tables 4 and 5). For further details regarding the superalloys (Al + Ti) in the alloy is the most important controlling factor.
listed in Table 5 see [62], and for PE16, in particular, see [63]. Clearly, the accuracy of any calculated value of σ will also
Note that it is one of the advantages of the the thermodynamic depend on using a self-consistent set of diffusion coefficients
method that it can also calculate the expected magnitude of the and molar volumes for the other parameters in Eqs. (13)–(15).
effect of temperature on the interfacial energy in such systems As a further exercise in self-consistency, it is possible to
(Table 6). plot the derived values of σ against the lattice mismatch at
It should be noted that the literature values for σ in binary the appropriate temperature, as programmes such as JMatPro
Ni–Al alloys cover a surprising range (Tables 4–6). Most of can provide integrated access to all the required properties,
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 71

polarization calculation adopted in the present work means that


the magnetization is considered.
Two types of interfaces were considered: (001) with contains
4 cubic L12 γ  -Ni3 Al unit cells and 4 cubic fcc γ -Ni cell
(Fig. 29), and (011) with 4 L12 γ  -Ni3 Al unit cells and 4 fcc
γ -Ni cell cut in the [011] direction (Fig. 30). The 12 × 12 × 6
and 8 × 12 × 8 Monkhost k points are used for (001) and
(011) interfaces, respectively, to provide a higher accuracy in
the [001] direction.
There are two steps in calculating the interfacial energies as
follows:

(1) Calculate the total energy of the supercell with full atomic
relaxations, E tot(a, b, c), with a, b, and c representing the
 
Fig. 28. Ratio of calculated non-ideal value of G αm to ideal value of G αm , for
relaxed lattice parameters and the interface is coincident
Ni–Al and Ni–Ti binary alloys. with b and c.
(2) Using a supercell with the same size as step 1, calculate the
including their temperature dependence. For a more detailed total energies for the single γ  or γ phase using the fixed
analysis, see [62]. lattice parameters b and c derived in step 1 but allowing a
The above results should be set in the context of to be relaxed. Their total energies are denoted by E γ  (a)
other interfacial energies, especially for interfaces involving
and E γ (a), respectively.
carbides in steels, which exhibit considerably higher values
(250–550 mJ m−1 ) [67,68]. This is not surprising, as these The interface energy then can be calculated as:
values also contain contributions from a higher misfit energy 
as well as grain-boundary dislocations. As a general approach 1

σ = E tot (a, b, c) − E γ  (a) + E γ (a) 2S (16)


to calculating the energy of complex interfaces is still in its 2
infancy, such energies tend to have large error bars and are still where S represents the area of the interface.
mostly obtained by fitting procedure [69].
The calculated energies are summarized in Table 7. Our
3.1.2. First-principles calculations for the interfacial energies calculated interfacial energies are 39.6 mJ m−2 for the (001)
between γ  -Ni3 Al and pure Ni interface and 63.8 mJ m−2 for the (011) interface. Wolverton
The interfacial energies between γ  -Ni3 Al and γ -Ni at zero and Zunger [77] calculated the formation energy of Ni7 Al in the
Kelvin have been calculated recently [73,74]. These authors D7 structure that can be viewed as alternating planes of Ni3 Al
used the Vienna ab initio simulation package (VASP) [75] and Ni4 in the [111] direction. By this calculation, they gave an
with ultrasoft pseudopotentials and the generalized gradient estimated energy of 33 mJ m−2 that is considerably lower than
approximation (GGA) [76]. Energy cutoff was determined the value of 63 mJ m−2 for the (100) direction by Price and
by the choice of “high accuracy” in the VASP. The spin Cooper [78] calculated using the LMTO method.

Fig. 29. Supercell used to model the 100 interfacial boundary between γ  -Ni3 Al and γ -Ni.

Fig. 30. Supercell used to model the 110 interfacial boundary between γ  -Ni3 Al and γ -Ni.
72 A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74

Table 7 Table 9
The calculated interfacial energy between γ  -Ni3 Al and γ -Ni (mJ m−2 ) Calculated (100) interfacial energy at 0 K between Ni3 Al and γ -Ni with various
Al contents (mJ m−2 )
Source {100} {110}
at.% Al in γ -Ni (100) interfacial energy
This work 39.6 63.8
Price and Cooper [78] 63 0 −43
5 −2
10 34
Table 8 15 57
Calculated enthalpy of formation, H f (J/mol), lattice parameter, a (Å), bulk
modulus, B (GPa) and elastic constants, C11, C12, C44 etc. (GPa) of L12 Ni3 Al
For the calculation of interfacial energy, a supercell
and B2 NiAl compounds using the present MEAM interatomic potential, in
comparison with experimental data composed of equal amounts of γ -Ni and Ni3 Al and involving
an interface between the two phases at a given orientation
Property Ni3 Al NiAl
is prepared, as has been shown in Figs. 29 and 30. When
MEAM Experimental MEAM Experimental
the γ -Ni is not pure Ni, in order to minimize the statistical
H f 42 100 42 100a * 65 300 64 000–66 100a error, a large size of supercell (40 × 20 × 20 unit cells) is
*
a 3.567 3.567b * 2.866 2.886b used. Then, the internal energy of the supercell is calculated
B 181 177c 160 158c allowing atomic relaxation. This energy is compared with the
C11 254 230c 200 199c * average energies of γ -Ni and Ni3 Al samples of the same size,
C12 145 150c 140 137c * calculated by maintaining the same lattice parameters with
C44 136 131c 117 116c
the supercell in the two directions parallel to the interface
The property values that were used for parameter optimization are marked with but allowing relaxation into the direction perpendicular to the
“*”.
a [82]. interface. To remove any surface effects, a three-dimensional
b [83]. periodic boundary condition is applied in all calculations. Due
c [84]. to the periodic boundary condition, it should be regarded that
the supercell shown in Figs. 29 and 30 involves two interfaces.
3.1.3. Calculation of interfacial energies between γ  -Ni3 Al and The interfacial energy can then be obtained by the following
γ -Ni solid solutions equation:
An attempt to compute the interfacial energy between 
γ  -Ni3 Al and γ -Ni has now been made using an atomistic 1

σ = E supercell − E Ni + E Ni3 Al 2A (17)


approach (molecular statics) based on a semi-empirical 2
interatomic potential. The interatomic potential used was where A represents the area of the interface. It was found
the second-nearest-neighbor modified embedded atom method that the interfacial energy of the (100) interface calculated in
(2NN MEAM) potential [79,80]. The MEAM for an alloy this way strongly depends on the composition of γ -Ni (see
system is based on the MEAM potentials for composing Table 9). The individual calculated values in this Table are
elements. In the present work, the (2NN) MEAM parameters average values of ten calculations using differently generated
for Al and Ni were taken from Lee et al. [81] without any random solutions of the fcc γ -Ni phase. The negative value
modification. In the MEAM [81], the values of nine model calculated for the interfacial energy between pure nickel and
parameters should be determined to describe a binary alloy Ni3 Al is another way of expressing that, in the presence of
system. Out of the nine model parameters, the following pure nickel, Ni3 Al would dissolve to form a solid solution of
three, E c , re , B, are the most decisive. The E c , re and lower energy than the two-phase mixture. The Al content of
B parameters give effect to enthalpies of formation, lattice γ -Ni in equilibrium with Ni3 Al at 1073 K is about 15 at.%.
parameters and bulk modulii of individual phases in the relevant Therefore, if the temperature dependence of the interfacial
alloy system, respectively. Ideally, it is expected that this enthalpy can be assumed to be small, then the calculated value
method should reproduce all the known physical properties for the Ni–15%Al can be regarded to be close to the interfacial
of individual phases using one set of model parameters. In enthalpy between Ni3 Al and γ -Ni at 1073 K. It should be noted
practice, some phases with relatively simple atomic structures here that the quantity computed in this study is the interfacial
are selected, and the parameter values are determined by fitting enthalpy not the free energy. Because the interfacial entropy
to the known physical properties of the selected phases. In would have positive values, the calculated values in Table 9
the present study, for the Al–Ni alloys system, the B2-ordered should be regarded as upper limits of interfacial energies at
NiAl compound and the L12 -ordered Ni3 Al compound were individual temperatures where the equilibrium Al contents
selected, and experimental data on the enthalpies of formation, in γ -Ni with Ni3 Al correspond to the given Al percentage
lattice parameters, and elastic constants for the two phases were values.
used to determine the model parameter values. In Table 8, the
property values for NiAl and Ni3 Al phases calculated using the 3.1.4. Concluding remarks on calculation of interfacial
present MEAM potential are compared with experimental data. energies
The property values that were used for parameter optimization All three approaches described here yield low interfacial
are marked with a “*”. energy values (<100 mJ m−2 ) for the interfaces between
A. Costa e Silva et al. / Computer Coupling of Phase Diagrams and Thermochemistry 31 (2007) 53–74 73

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