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Forensic Science International 282 (2018) 111–121

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Forensic Science International


journal homepage: www.elsevier.com/locate/forsciint

Individual human scent as a forensic identifier using mantrailing


Leif Woidtkea,b,* , Jan Dreßlera , Carsten Babiana
a
Leipzig University, Faculty of Medicine, Institute of Legal Medicine, Johannisallee 28, 04103 Leipzig, Germany
b
University of Applied Police Sciences, Friedensstraße 120, 02929 Rothenburg/O. L., Germany

A R T I C L E I N F O A B S T R A C T

Article history:
Received 2 February 2017 Specially trained dogs have long been used by law enforcement agencies to help in criminal
Received in revised form 22 October 2017 investigations and in searching for missing persons. Still, it is unclear which components of human scent
Accepted 13 November 2017 released into the environment contribute to successful searches of individuals. In this study, saliva and
Available online 21 November 2017 axillary sweat samples were taken from a total of 190 people. Additionally, DNA was extracted from
whole blood of seven different people and used as an odour sample as well. Overall 675 tests (trails) were
Keywords: performed during a period of 18 months. The ability to track individuals with the odour samples
Human scent evidence mentioned above was examined with seven dogs, four of which were specially-trained dogs (mantrailer)
Reliability mantrailing
from the Saxony Police. Results indicated that specially-trained police dogs can track a person with an
Mantrailer
average success rate of 82% and correctly identify the absence of an odour track with an average success
Forensic science
DNA rate of 97% under various conditions. Private rescue dogs were less successful with an average success
rate of 65% and 75% respectively. These data suggest that the potential error rate of a well-trained handler
team is low and can be a useful tool for law enforcement personnel. Saliva, as a reference odour source,
was found to be particularly suitable for the search. The results of the study suggest that the components
contained in axillary sweat, saliva and DNA extracted from whole blood are sufficient, serving as a key
stimulus for individualized searches.
© 2017 Elsevier B.V. All rights reserved.

1. Introduction matching odour, the mantrailer is expected to refuse to trail. The


same is expected if a scent is presented from an individual who is
In police investigations, it is often necessary to prove the known to have never been there. This aforementioned procedure
previous presence of a of a known suspect at the crime scene, or to or use a blank scent article is a so called “negative check” or
find evidence for this. Many suspects deny ever having been at the “negative”. In this “negative” case, the canine will typically try to
crime scene. This is particularly true in cases of severe criminal follow a trail in close vicinity of the starting point. Performing the
offenses, such as theft, gang violence, arson, or homicide. negative correctly requires the canine not to trail and show his
Furthermore, in some cases physical evidence, such as dactylo- handler a corresponding individual behaviour. Examples for
scopic traces or DNA traces, was not yet found nor was available. In individual behaviours are, that one dog may jump at his handler
such cases, the police (e.g. in Germany or USA) use special trained while another dog moves only a few steps around the starting
dogs — mantrailer. Mantrailing is the search for and the tracking of point, yet another remains in place and some check a larger area
(individual) human scent by using these specially-trained dogs. and stop or return to the starting point. Finally, only the dog
The mantrailing canine does not follow mandatorily precise the handler can interpret the dog’s behaviour correctly and is able to
footstep-to-footstep track of the individual. This distinguishes a testify the results in court. Thus, the district courts of Dresden,
trailing dog from a tracking dog [1]. Chemnitz (both in Saxony) and Lüneburg (in Lower Saxony) have
Rather, it is of interest whether the dog actually traces an odour already accepted the evidential value of Mantrailing evidence
trail of the absent person exclusively, which corresponds to the provided by the mantrailers of Saxony Police Force [2–4].
reference odour presented on a so-called scent article. If there is no In principle, a trailing canine can only find and follow a trail
from the starting point if a searched person was there and has
moved away from this location in a manner which allows an
exchange of the released human scent trace with the environment
* Corresponding author at: Leipzig University, Faculty of Medicine, Institute of
Legal Medicine, Johannisallee 28, 04103 Leipzig, Germany.
[5–9]. This is in accordance with the Locard’s exchange principle,
E-mail addresses: Leif.Woidtke@medizin.uni-leipzig.de, which states that a perpetrator cannot leave a crime scene without
leif.woidtke@polizei.sachsen.de (L. Woidtke). leaving numerous traces [10].

https://doi.org/10.1016/j.forsciint.2017.11.021
0379-0738/© 2017 Elsevier B.V. All rights reserved.
112 L. Woidtke et al. / Forensic Science International 282 (2018) 111–121

From experience in the field, it is known that various body number of attempts. However, thereby the traces were solely laid
fluids, such as sweat, saliva or blood are suitable as scent articles on grass [28]. Moreover, this study tested for the first time
for trailing. Previously sterile gauze pads are used to collect whether saliva as well as DNA samples provide sufficient cues to
perpetrators’ individual scent. The suspect is required to open the trail an individual.
sterile package and to wipe himself, e.g. over the forehead or the
neck. Subsequently, this gauze pad is sealed by the suspect in an 2. Methods
airtight plastic bag, which in turn is stowed in a special jar. After
that the dog is confronted with this scent article at the crime scene. 2.1. Animals and dog handlers
Otherwise, the collection sets for DNA samples are especially
practical for police work. They include cotton swabs for a swab of The study was conducted over a period of 18 months,
the buccal mucosa. Considering this, the suitability of saliva as starting in November 2014 and included seven dogs of different
scent article is also of interest, since making a swab of the buccal breeds (Table 1). Four dogs are mantrailing police dogs from the
mucosa to get a suitable scent article can be carried out with Saxony Police and trained according to the method described in
comparatively little effort. a book written by Armin Schweda [29]. Three dogs are private
Studies have already indicated the ability of trained dogs (Canis rescue dogs, two of which were also trained according to the
familiaris) to differentiate humans by their individual scent [11– Schweda method. The dogs are either certified by the police or
19]. However, most of these studies do not focus on the pursuit of a rescue organisation. Those canine team certifications include
an odour trail. There are only few studies dealing with the a scent recognition assessment that evaluate the ability of the
question, whether the human individual scent is traceable in real canine to detect and use a specific person’s scent on a scent
life scenarios by canines [20–23]. For the use in court, it is therefore article to follow the matching scent trail to this specific person
of great importance whether the results of police operations are while discriminating from nonmatching scent trails. This trail is
sufficiently reliable in terms of evidence according to legal aged at least 24 h and approximately 2000–2500 m in length
standards. The Daubert standard provides a rule of evidence [30,31]. The dogs used in the experiments were trained solely
regarding on the admissibility of expert testimony during federal for human scent trailing. All canines, except for the blood-
legal proceedings in the United States [24]. These criteria include, hound/Hanover Hound mongrel, were handled by their
whether the method in question has been scientifically tested, handlers and work for the police or were used by rescue
whether it has been subjected to peer review and publication, its organisations. Among the dog handlers were five police officers
known or potential error rates, and finally, whether it is accepted and two civilian volunteers affiliated with rescue organisations.
within a relevant scientific community [25,26]. There are no All handlers have been working with the dogs for at least one
comparable regulations in Germany. The court is free to choose year. Everyone had already been deployed to search for missing
what to consider as evidence. However, the district court of persons before. Table 1 highlights the variation present among
Nuremberg has set up principles for the applicability of the results the participating teams which can be divided into eight broad
of the use of mantrailers as sole evidence in a pioneering judgment. categories, including: breed, sex, institution, canine age,
Firstly, the dogs must have the relevant certification level of the training method, number of years of specific training and
police. Secondly, the used scent article must be clearly assignable certification.
to a concrete person, therefore, only swabs directly from the body
of the person concerned should be used. In addition, the 2.2. Subjects
acquisition of the scent article must be documented in a protocol.
Thirdly, in each case, two dogs must search for the same trail The participation was voluntary, and the subjects were
independently of each other and without the involvement of the informed about the aims of the study. The appropriate institutional
other dog handler. Fourthly, each assignment has to be filmed boards, ethics boards and research boards have approved this
completely, in order to allow a posteriori analysis by the court and study (German Institutional Research Board: The Ethics Committee
an expert [27]. of the University of Leipzig — Faculty of Medicine, reference
However, this alone does not state the suitability of this number 402-14-15122014). Samples were collected from 190 indi-
investigation tool and the reliability of the results in principle. viduals, ages 7–86. Among them were 134 male and 56 female
This must be validated in a variety of tests. Therefore, this study participants (Table 3). Since the study was supposed to imitate real
was designed to investigate how reliable the results of mantrail- operating conditions, the subjects did not need to use any hygiene
ing are under real police operating conditions. This has only been articles for the scent collection beforehand. However, the
shown twice, so far. Once, each with five attempts of eight dogs. participants were interviewed whether they had consumed body
The terrain for each individual trail consisted of a combination of odour-influencing foods (e.g. garlic or onion) before the experi-
grass, asphalt, cement or dirt [20]. The other time with a large ments started.

Table 1
Canine team’s general information.

Team Breed Sex Institution Canine age (yy.mm) Training method Training (yy.mm) Certification
1 Bloodhound f Police 4.5 Schweda 4.2 Police
2 Bloodhound f Police 5.3 Schweda 4.7 Police
3 Beagle m Police 5 Schweda 4 Police
4 Goldendoodle m Private 1.7 N/Aa 1.2 DLRG
5 Brittany spaniel m Private 4 Schweda 2.5 DRK
6 Bloodhound m Police 6.9 Schweda 5 Police
7 Bloodhound/Hanover Hound mongrel f Privateb 4 N/Aa 2.1 DRK

The variation is presented among the participating dogs, including: breed, sex, institution, canine age, training method, number of years of specific training and certification.
a
The training was based on a separate training concept, taking different approaches into account, not one specific training method.
b
Handled by a police dog handler.
L. Woidtke et al. / Forensic Science International 282 (2018) 111–121 113

2.3. Scent collection Genetics. Thus, 1000 ml of buffer solutions were prepared for each
sample with a DNA content between 0.7245 ng/ml and 1.386 ng/ml
Previous studies as well as own experience have shown that determined using real-time polymerase chain reaction PCR with
various items are suitable for scent collection [17,32–35]. In this the PowerQuant1 System (Promega Corporation, Madison, WI)
study, two different materials were used — customary medical [37]. Nevertheless, due to the method, it is not excluded that some
gauze swabs and specially made foam blanks. These were either proteins, polysaccharides and RNA precipitate simultaneously
prepared with axillary sweat, saliva, DNA extracted from whole with the DNA and were therefore still present. In each case 100 ml
blood, or enzymatically decomposed DNA (as described below) of the DNA sample was dripped onto foam blanks under sterile
and then used as scent articles. conditions and dried afterwards. In order to check the essential
influence of the DNA as a key stimulus for the dogs, corresponding
2.3.1. Armpit sampling negative samples were prepared. As a negative sample, DNA was
A MaiMed1 10 cm  10 cm gauze swab, 8-ply-sterile, made of extracted from whole-blood samples as described above. Then, the
surgical gauze type was used to collect scent. The subjects were DNA precipitate was finally removed from the buffer solution and
required to wear a new pair of latex gloves, then open the sterile the absence of DNA in the samples was detected by means of real-
package and clamp the contained gauze pads for 10 min under time PCR with the PowerQuant1 System. The prepared foam
their left or right armpit. Subsequently, this gauze pad was sealed blanks were stored in air-tight sealed ziplock bags at 5  C. The
by the subject in an airtight 250  350 mm — 50 m ziplock bag and experiments were performed up to a maximum of six weeks after
stowed in another airtight 250  350 mm — 50 m ziplock bag. The sampling.
ziplock bag was provided by the experimenter and marked with a
number in lieu of names in order to carry out a double-blind study, 2.4. Experimental design
i.e., that neither the dog handler nor the accompanying persons
(escort, camera operator) nor the runners were aware of the target Tests were conducted in twelve different villages, towns and
scent article (A, B or a negative) presented to the dog. The cities throughout Saxony under operational conditions. Overall,
experiments were performed the same day about 30 min on there were 49 urban test locations. Each test was performed at a T-
average after the sampling. Overall the experiments on one day junction, i.e. the urban development had been selected so that the
takes an average time of about 4 h and a maximum of max. 7.5 h, dog could only move into three directions: to the left or to the right
depending on the number of dogs participating and the location of or backwards (Fig. 1). At the respective T-junction, at least two to
the trial. five runs were carried out in succession with different trail layers
Additionally, specially made foam blanks, PANAPOR filter foam (runners) for each dog. No dog carried out a search at the same
PPI 60T/PUR-ether foam, RG ca.25 kg/m3, 11 mm diameter  40 location one of the participating dogs had already used on the
mm, PANA Foamtec GmbH, were used to collect scent. The same day. One location was used only once for one dog a day.
experimenter handed the subjects airtight ziplock bags — 50 m, Runner A and Runner B walked a split trail for the experiments
250  350 mm with foam blanks. The subjects were required to absolutely simultaneously to avoid minute differences in “fresh-
wear a new pair of latex gloves, then open the ziplock bag and ness” of the trail, that could be a cue for dogs and were sent along
clamp the contained foam blanks for 10 min under the left and/or the pavement either 100 m to the left or 100 m to the right, waiting
right armpit. Then, the foam blanks were sealed by the subject. The there behind a wall or in a doorway. This was to avoid a visual
stowing procedure thereafter that was the same as the one with incentive for the dog. The test area was not closed off so
the gauze swabs. The experiments were performed the same day pedestrians walking by and traffic occurred.
after the sampling. At each run, the dog handler randomly chose one out of three
identically looking ziplock bags, containing either the scent article
2.3.2. Saliva sampling of runner A or runner B, or the scent article of an absent person
The same PANAPOR filter foam blanks used for the armpit (negative). The plastic bags were marked arbitrarily with a
sampling were used for saliva scent sampling. The experimenter coloured dot (red, green, blue), so they could be distinguished
handed the subjects an airtight ziplock bag — 50 m, 250  350 mm by the experimenter. In order to mimic real-live police scenarios,
with a number of foam blanks and ziplock bags. The subjects were there was no prior performance test for any of the dogs. This was
required to wear a new pair of latex gloves, then open the ziplock different than, for example, what was conducted by Schoon, in
bag and take the foam blanks in their mouth and moisten them relation to the interest of the dog for the odour of the target person
with saliva afterwards for about five seconds. Thereafter, each [38] or what Harvey et al. described [20,28], in relation to the
moistened foam blank was sealed by the subject in an airtight correct identification of a negative. Each experiment was taken
250  350 mm — 50 m ziplock bag and then put in another airtight into account. Five minutes after the trail was laid, the search was
250  350 mm — 50 m ziplock bag. This ziplock bag was provided performed. The start was carried out in a starting area in front of or
by the experimenter with a number in lieu of names in order to in the T-junction, in a right angle to the runner’s running direction
carry out a double-blind study. The experiments were performed (Fig. 1). To begin the experiment, the handler and the dog were
the same day on average about 30 min after the sampling. Overall taken to the starting corridor. The handler presented the scent
the experiments on one day takes an average time of about 4 h and article, which was randomly chosen, to the dog, that was then
a maximum of max. 5 h, depending on the number of dogs given the command to trail. During the testing, the handlers were
participating and the location of the trial. asked to judge whether their dog presented them with a negative
The number of gauze pads or foam blanks that were provided or positive trail. The result of a trail was noted after the dog handler
varied, pending on the number of dogs participating in the had stated that their dog displays a negative or after the dog had
experiment on each of the days. left the decision area on its way to the runner. The decision-making
area extended from the T-junction 50 m to the left and 50 m to the
2.3.3. DNA sampling right. After leaving the decision area, the dog handler was informed
From seven subjects blood samples of 100 ml were taken by a via walkie-talkie whether the decision of their dog was correct or
physician through venepuncture. The DNA was isolated by means wrong. Indicating the target person was not an evaluation
of isopropanol precipitation [36] in the Institute for Legal Medicine criterion, so the dogs were not expected to complete the trail to
of the University of Leipzig, Department of Forensic Molecular the runner. Nevertheless, if the decision with a target present was
114 L. Woidtke et al. / Forensic Science International 282 (2018) 111–121

Fig. 1. Experimental design of a T-junction. Model overview of a T-junction with dog’s starting area, decision-making area and position of the target persons. During each test
trail layer A and B was asked to walk along the pavement either 100 m to the left or 100 m to the right and to hide. The dog was presented with a randomly chosen scent of one
of the two persons in the pair or of a negative trail and asked to differentiate. Illustration using material from ClkerFreeVectorImages, provided on Pixabay https://pixabay.
com/, licensed under Creative-Commons-Lizenz CC0 1.0 Universal https://creativecommons.org/publicdomain/zero/1.0/legalcode.

stated as correct all dogs made a correct tag of the target person in between 933 to 1033 hPa. The effect of weather on the overall
100% of the cases. Since the police dogs were still used in criminal performance of the dogs is subject for further examination.
proceedings during the time period when the experiments took
place, negative effects of field operations should be avoided. This 2.5. Statistical analysis
means that regardless of whether the test was considered wrong,
the handler was allowed to finish the correct trail, so the dog could The following constellations were used for analysis.
find and tagging the target person for motivation and training Test series 1–4
purposes. If the dog was successful in finding and tagging the “CORRECT” — The dog leaves the decision area in direction of
target person, it received a reward, for example, it received a treat the target person from whom the presented scent article originates
like cheese spread or liver sausage or was being pet. — a true positive.
A time limit used to make the decision was not set because the “CORRECT” — The dog shows a negative indication within the
tests should simulate real operational scenarios. After a short decision area in case of a presented scent article from an absent
break, another round followed with two other runners: C and D, E person — a true negative. “CORRECT” is also stated, if the dog shows
and F, etc. a negative indication within the decision area in case of a presented
Test series 1 was performed with axillary odour on gauze pads scent article from blood extracts without DNA.
as scent articles, test series 2 with axillary odour on foam blanks as “WRONG” — The dog leaves the decision area in the direction of
scent articles, test series 3 with saliva on foam blanks as scent the person from whom the presented scent article does not
articles and test series 4 with DNA on foam blanks as scent articles originate — a false positive.
or saliva on foam blanks as scent articles. The dog handlers were “WRONG” — The dog does not show a negative indication
not informed about the DNA samples; they have still assumed the within the decision area in case of a presented scent article from an
use of saliva samples. All tests were performed blindly, meaning absent person — a false positive.
that neither the dog handler nor the accompanying people (escort, “WRONG” — The dog shows a negative indication within the
camera operator) nor the runners were aware of the target scent decision area in case of a presented scent article from a present
article (A, B or a negative). The dogs performing the trails were person — a false negative. “WRONG” is also stated, if the dog does
videotaped and tracked by Global Positioning System (GPS). For not show a negative indication within the decision area in case of a
this purpose, a Garmin Astro1 320 handheld GPS device and a DC presented scent article from blood extracts without DNA — a false
TM
50 dog tracking collar (Garmin International Inc., Olathe, KS) negative.
were used. A binomial test was used to demonstrate the abilities of the
canines to use a specific person’s scent on a scent article to detect
2.4.1. Weather and to follow the matching scent trail of this specific person while
The weather data, including the wind direction and speed, were discriminating from nonmatching scent trails and to demonstrate
recorded on site with the weather station Davis Vantage Pro 2 the absence of a matching scent trail better than chance.
6152EU that combines rain collector, temperature and humidity Percentages for “CORRECT” and “WRONG” findings were calculat-
sensors and anemometer (Davis Instruments, Vernon Hills, IL). ed. A goodness of fit test was used to test for differences between
Since the tests were supposed to simulate real operations, a special experimental groups. A test of independence was used to test for
alignment of the T-junction depending on the daily wind direction differences between the used scent articles, to test the influence of
was not implemented. The weather conditions varied throughout the position (left or right) in the T-junction of the target person/
the 57 test days. The temperature readings were between 4,9  C runner and to test the influence of the sex of the subjects on the
and 36.8  C. On average, the wind speed was between 1.6 km/h and success rate. A probability of p < 0.05 was assumed to be
16 km/h, with some winds gusting up to 33.8 km/h. The humidity statistically significant, a value of p < 0.01 as highly statistically
reached values between 16% and 90% and the air pressure was significant.
L. Woidtke et al. / Forensic Science International 282 (2018) 111–121 115

3. Results odour of the target person from 58% up to 85%. These results are
also highly significant. The only dog with just significant results
3.1. Test series 1 was dog H6 (Fig. 3).

During test series 1, the gauze swab scent article with a sample 3.3. Test series 3
from the armpit was used. Runner A and B walked along the
pavement on a road with normal traffic and hid behind an object or During the 3rd test series, the foam blank scent article with a
in a doorway (Fig. 1). The dogs were required to differentiate sample from saliva was used. The experimental setup corresponds
between the scent of the correct person and a negative among the to that of test series 1 (Fig. 1). All dogs performed better than
scents of all present people, like for example, camera operator, chance. The overall group performance in finding the “CORRECT”
attendants and pedestrians. runner was 78%. The police dogs identified the target person with a
All dogs performed significantly better than expected. The success rate of 85%, the private rescue dogs with a success rate of
overall performance of the group was 76%. The police dogs scored 65%. As in test series 1 and 2 the results for test series 3 group
“CORRECT” with a percentage of 86%, the private rescue dogs with results were highly significant (p < 0.01; pAll = 3.78  1067, pPol =
a percentage of 66%. Both, the results for the groups as a whole as 2.91 1059, pRes = 4.15  1013). The individual dogs successfully
well as the results for the two subgroups (police dogs and private identified the odour of the target person from 64% up to 89%. These
rescue dogs), were highly significant (p < 0.01; pAll = 1.71 1016, results are highly significant (Fig. 4).
pPol = 9.14  1013, pRes = 3.86  106). The individual dogs success-
fully identified the odour of the target person from 64% up to 92%. 3.4. Trails with negative-samples
These results are also highly significant. The only dog with only
significant results was dog H4. There are no results for dog H6, as it As stated above, the dog handler randomly chose one of
was not able to participate in test series 1 (Fig. 2). three scent articles. Hence every selection of a negative was
possible. If only the tests with a chosen negative are considered,
3.2. Test series 2 individually, all dogs performed better than chance, with the
police dogs having highly significant results. One of them, H6,
During test series 2, the foam blank scent article with a sample had a success rate of 100% and for the three others (H1, H2, H3),
from the armpit was used. The experimental setup corresponds to only one wrong decision per dog was recorded in these tests.
that of test series 1 (Fig. 1). Due to the pregnancy and maternity This corresponds to a hit ratio of 100%, 96%, 95% and 96%,
protection of the dog handler, dog H4 could not participate in the respectively. One of the private dogs (H5) committed an error
trials. All dogs performed better than expected. The overall three times. This still corresponds to a hit ratio of 87%. It is
performance of the group in finding the “CORRECT” runner was important to keep in mind that the scent article, which was a
only 66%. The police dogs identified the target person successfully negative, actually contained an odour and was sampled in the
71% of the times, the private rescue dogs have a success rate of 62%. same way as the scent articles of the present trail layers. In
Both, the results for the groups as a whole as well as the results for about a fourth of all trials a negative was chosen (x = 23.40%,
the two subgroups (police dogs and private rescue dogs), were SD = 3.12). In these tests group results were also highly significant
highly significant (p < 0.01; pAll = 2.88  1020, pPol = 3.37  1013, (p < 0.01; pAll = 4.15  1049, pPol = 3.32  1043, pRes = 6.61 1011,
pRes = 6.05  109). The individual dogs successfully identified the Table 2).

Fig. 2. Comparison of trails during test series 1. Dogs’ individual performance and p-values with the gauze swab scent article with a sample from the armpit. None of the dogs
indicated a false negative.
116 L. Woidtke et al. / Forensic Science International 282 (2018) 111–121

Fig. 3. Comparison of trails during test series 2. Dogs’ individual performance and p-values with the foam blank scent article with a sample from the armpit. Dog H5 indicated
one and dog H7 two false negatives.

Fig. 4. Comparison of trails during test series 3. Dogs’ individual performance and p-values with the foam blank scent article with a sample from saliva. Dog H1 indicated
three and dog H4 two false negatives.

3.5. Test series 4 positive trail had to be identified. (Practical) experience has
shown that dogs are able to track an individual person using scent
Test series 1 to 3 were evaluated to determine whether scent articles with a variety of substances (including blood). An
articles with sweat or saliva as a source of individual odour are individualised assignment of traces is essential in criminal
suitable for identification. Furthermore, a negative versus a proceedings. In police preliminary proceedings, the DNA analysis

Table 2
Number and proportion of the scent article that was a negative.

Dog Total Number of negatives % of all Tests Number of negatives CORRECT Number of negatives WRONG % CORRECT p-value
H1 103 25 24% 24 1 96% 4.75E-11
H2 100 21 21% 20 1 95% 3.38E-09
H3 102 26 25% 25 1 96% 1.63E-11
H4 77 17 22% 11 6 65% 7.36E-03
H5 100 24 24% 21 3 87% 5.04E-08
H6 100 29 29% 29 0 100% 1.09E-14
H7 93 16 17% 11 5 69% 3.70E-03
L. Woidtke et al. / Forensic Science International 282 (2018) 111–121 117

Table 3 effect. When the runner was placed at the left side of the T-
Runner, distribution of age and sex.
junction, the success rate was 72%, when the runner was placed at
Age n Male Female Age n Male Female the right side of the T-junction a success rate of 70% was observed
<14 6 0 6 41–45 12 7 5 (xleft = 70,98%, s2left = 0,12%, SDleft = 3,45, xright = 69,51%, s2right =
14–19 11 6 5 46–50 13 10 3 0,93%, SDright = 9,66). Altogether, the success rate of the police dogs
20–25 15 8 7 51–55 16 14 2 was significantly much better than that of the private rescue dogs
26–30 18 17 1 56–60 18 15 3
(X2 = 27,2269, p = 0,00001).
31–35 24 21 3 61–65 3 2 1
36–40 37 26 11 <65 7 3 4
n.a. 10 5 5 3.6. Subjects

A total of 190 subjects were involved in the trials. See Table 3 for
of found traces can provide valuable indications for the identifica- the distribution of age and sex. The subjects’ sex had no statistically
tion of the perpetrator. In addition to test series 1–3, a “proof-of- significant effect on the success ratio of the dogs (X2 = 0.2242,
concept” approach, with only a small number of subjects, tested p = 0.635881). Of the subjects involved, 58 subjects stated that they
whether DNA extracted from whole blood is sufficient as an had consumed foods that could have an intense effect on the body
individual odour source. The individual dogs successfully identi- odour (e.g. garlic) within the last 48 h before the test. However, a
fied the target person from 60% up to 89%. With the exception of statistically detectable effect on the success or failure ratio could
dogs H5 and H7, the results were highly significant (p < 0.001). The not be observed (X2 = 0.0129, p = 0.909658).
success rate corresponds to that of the previous scent articles. The
overall performance of the group identifying the trail of the target 4. Discussion
person was 76%. This corresponds approximately to the dog’s
success rate with sweat or saliva. The uneven number of attempts Our work shows success rates (correctly identified trails)
resulted from the random choice and from the fact that not all dogs between 50% and 92%. The success rates for studies with a
were available on each day. Dog H4 could not participate due to comparable experimental design, but with other scent articles
personal circumstances of the dog handler. Out of the 61 test (STU-100 gauze pads), are between 70% [21], or 54.5% and 91.7%
rounds using DNA samples as odour source, 17 were performed [22].
using blood extracts without DNA. These were, except in one case, In our study, the police dogs performed more successfully with
indicated by the dogs as “negative”. In addition, two other rounds a success rate of 82%, compared with the private rescue dogs,
with DNA were tested as “negative”, since the corresponding whose average success rate was 65%. There may be some various
people were not on site. Both cases were reported as “negative” reasons why the police dogs performed better. On the one hand,
(Fig. 5). the police dogs were trained in the same way over a period of two
Significant differences in the success rate with respect to the and a half years, according to the training method of Armin
scent articles used were observed. The dogs were significantly Schweda, starting when they were puppies [29]. On the other
more successful with saliva than with axillary sweat (X2 = 6.6412, hand, these dogs already had some years of experience and had to
p = 0.009965). It was observed that three dogs, especially with the undertake a regular, weekly training, alongside a variety of other
foam blank armpit sampling material, had lower success rates than tasks. Furthermore, the dog handlers have been experienced police
with the other scent articles. However, statistical significance was dog handlers for many years. Three out of four of the participating
only found in two dogs (H3, 2 = 9.71 p = 0.007789, H6, police dogs were those of the Bloodhound breed. These dogs also
X2 = 9.71 p = 0.02353). Across all attempts, it was found that the had the highest success rates in the overall performance. The
position of the target person in the T-junction (left, right) had no exceptional scenting ability of the bloodhound had been shown in

Fig. 5. Comparison of trails during test series 4. Dogs’ individual performance and p-values with the foam blank scent article with a sample from DNA. Dogs H2 and
H5 indicated one false negative.
118 L. Woidtke et al. / Forensic Science International 282 (2018) 111–121

other studies [20,21,28]. Due to the small number of participating foam blank with the sample from an armpit was used. Previous
dogs, it is not possible to say whether the breed-specific suitability studies considered that besides axillary sweat, saliva is also
of bloodhounds influenced the results of this study. In general, suitable for the distinction between individuals for the chemical
bloodhounds have a comparatively large olfactory epithelium with analytical examination [51–54]. To our knowledge, there are no
the corresponding number of olfactory receptor cells [39,40]. studies using saliva samples as scent articles to determine an
Overall, the private rescue dogs involved in the study were not as individual human odour trail. Therefore, in test series 3 a foam
extensively trained and do not have as much experience in field blank contaminated saliva was used as a scent article. All dogs
operations as the police dogs. The most successful private rescue performed statistically highly significant (p < 0.001), using the
dog, with a total success rate of 72%, was trained, as the police dogs, saliva sample. A statistical analysis of the success rate as a function
by the method of Armin Schweda. The least successful dog usually of scent articles shows, that for three dogs the success rate for the
works with another handler than the one who participated in the saliva sample on foam as scent articles was slightly above and for
tests. Therefore, this team did not have extensive training and two dogs slightly below the success rate of the armpit sweat
operational experience together. This dog scored a total success sample on gauze pad as scent articles. However, dog H1 had a
rate of 57%. These results are consistent with findings of other better success rate for the sampling from the armpit on gauze pad
studies, which state that experienced dogs or dogs undergoing as scent articles (success rate 92%) in contrast to the sample from
intensive training are more successful [19,20]. saliva on a foam blank (success rate 76%). Nevertheless, these
Some studies showed that dogs (C. familiaris) are able to match results were not statistically significant for the individual dogs. All
items touched by a person to this individual person or to another dogs, except dog H1 as mentioned above, were more successful
item touched by individual in the so called line-up [12– with the saliva sample on a foam blank as scent article than with
19,38,41,42]. Brisbin and Austad described that dogs were not the axillary sweat sample on a foam blank. For two dogs, the
able to distinguish their handler’s elbow scent from scent samples difference in performance between the two scent articles was
taken of the hand of other persons [42]. Subsequent studies show statistically significant. For one of the dogs the success rate
that dogs are able to distinguish odours from different body parts increased by 31% from 58% to 89%, when using the saliva sample.
[13,14,18]. In addition to the methodical characteristic that the The success rate for the second dog was 64% for the axillary sweat
dogs that Brisbin and Austad used were (only) trained to recognize sample and 88% for the saliva sample (pH3 = 0.002366, pH6 =
the hand scent of the dog handler, Brisbin and Austad themselves 0.02353, p < 0.05). Taking all results into account, the dogs
point out that scent discrimination tests and tracking experiments achieved better results using the saliva scent articles than using
are two types of scent-matching tasks [43]. Also, there is scientific the axillary sweat scent articles. Saliva consists mainly of water
evidence that dogs can distinguish individual humans by odour and, in addition to proteins and trace substances, also contains
[11,44–48]. Possibly, this includes the ability to generalize odours epithelial cells, as well as erythrocytes and leukocytes [55–58].
from different body parts to the human odour trail. A few studies Likewise, saliva contains sufficient DNA for a genome analysis,
showed the ability of dogs to track the odour trail of a person, even allowing the identification of a specific person [59–61]. For a
under real conditions [11,20–23,28]. In these studies, handker- review comparing saliva-derived genomic DNA to blood-derived
chiefs [11], gauze pads contaminated using a special vacuum DNA with regards to quality, quantity and convenience, see Sun and
device — the scent transfer unit STU-100 [20–22,28] and, sterile Reichenberger [62]. These findings underline the approach in
gauze compresses wiped at various body sites [23] were used as police investigations, in which buccal swabs are used for
scent articles. In addition, it is important to note that it is still comparison specimen [63].
unclear which components of the human scent are used by the Significant results were observed in test series 1–3. In test series
dogs for individual trailing. A terminology of three components for 4, scent articles with samples of DNA, extracted from whole blood
factors of human scent has been described. First, the “primary for a feasibility trial were used. Also in these tests, the results of the
odour”, which contains constituents that are stable over time police dogs were statistically highly significant. For the private
regardless of diet or environmental factors. The “secondary odour” rescue dogs no significant results could be achieved with these
contains constituents which are present due to diet and scent articles. Due to the low number of samples, the results are to
environmental factors and the “tertiary odour” contains constit- be considered critically. However, the following effects were
uents which are present because of the influence of outside observed. Using wet samples (buffer solution), the overall success
sources. These factors are described as either stable over time rate was 81% (26 out of 32) and thus statistically significant
(genetic factors) or vary with environmental or internal conditions (p < 0.001, p = 2.78  108). Taking the results of the individual
[33,49,50]. Independently, it is unclear whether the dog’s olfactory dogs, only the results of the four police dogs were statistically
perception of individual human scent traces in tracking or trailing significant (p < 0.05, pH1,H6 = 0.012, pH2,H3 = 0.008, pH5 = 0.2548,
tasks is really based on the classification of primary, secondary and pH7 = 0.33). After letting the samples dry for 24 h, a dramatic drop
tertiary odours. According to our understanding, the primary in performance was observed with only 5 out of 12 correct
odour can be considered as a key stimulus for individual scent identifications. The other seven samples were reported as a
tracing. It is known from personal experience, that several items, “negative”. This also occurred in 16 out of 17 cases using the blood
like clothing, saliva, cigarette butts, breathing air, etc. can be used extracts without DNA as scent article.
as scent articles for well trained dogs. From these experiences and The reliability of the dogs used in searching for missing persons
considering studies carried out so far, the question arises as to or in the reconstruction of criminal offences is essential. Above all,
whether and which similarities scent articles have and which when this is offered as evidence in court, the question arises as to
components allow an individual discrimination. For the individual the validity of the method. Schoon described a method for
trailing of scent traces, it is very probable that there must be a determining a diagnostic ratio for positive and negative identifi-
common feature in the scent articles but in particular amongst the cation (ID). This is expressed as the quotient of the percentage of
scent articles and the traces left behind. This can possibly be DNA. correct ID in suspect = perpetrator cases divided by percentage of
Test series 1 has shown that using a gauze pad with a sample false ID in suspect 6¼ perpetrator cases or percentage correct non-
from the armpit as a scent article dogs can follow individual human ID in suspect 6¼ perpetrator cases divided by misses in suspect =
scent trails and determine the direction of this trail statistically perpetrator cases [17]. In the present study, however suspect =
significant (p < 0.05) or highly statistically significant (p < 0.01) perpetrator cases were used in the positive experiments and
within a range of 50m. This also applies to test series 2, where a suspect 6¼ perpetrator cases in the negative experiments.
L. Woidtke et al. / Forensic Science International 282 (2018) 111–121 119

Therefore, another way, test sensitivity and specificity, for dogs. Jezierski et al. found that 1.1% of the subjects had a high
evaluating the results is applied. The sensitivity results from the attractiveness (50–75% false alarms) and 76,3% of the subjects had
quotient of true positive results and the sum of the true positive a low attractiveness (0–25% false alarms) to the dogs [68]. In this
and false negative results. The specificity results from the quotient context, the influence of the sex on the scent attractiveness to dogs
of true negative results and the sum of the true negative and false may be seen. According to Jezierski et al. dogs identified women
positive results. The sensitivity in the police dogs was 0.98 (median significantly better than men in lineups [69]. Neither the sex nor
0.99), the specificity 0.97 (median 0.96). In the private rescue dogs, the age of the target person had a significant effect on the search
the sensitivity was 0.95 (median 0.95) and the specificity was 0.75 results. This is in line with the findings of Rogowski [70].
(median 0.68). For the identification of a perpetrator in forensic To our knowledge, this is the first study demonstrating that
investigations a high specificity is particularly important. There- saliva and DNA samples provides enough information for the dog
fore, the practical meaning of the results observed can be seen to search for an individual. In a proof of concept approach, the
especially from the error rate at the “negatives”, max. 5% in the search was also performed with scent articles from samples made
police dogs, max. 31% in the private rescue dogs. In the police dogs of DNA, which has been extracted from whole blood. It turned out
were de facto three misses in 101 attempts, i.e. a success rate of that all odour samples, containing no DNA at all, indicated as
97%. This is also underlined by the fact that among all the trials, the “negative” except for one, thus no trailing of the corresponding
dogs performed only ten times a “false negative”, four times in the person was possible. It requires a larger number of experiments to
police dogs (<1%) and six times (<2.3%) in the private rescue dogs. verify this approach. For further research, trailing dogs ability to
In criminal proceedings, especially the correct response of a follow aged trails under real-life scenarios is of interest, especially
“negative” is particularly important. The faulty indication may lead for the use in criminal proceedings. Harvey showed trailing dogs
to false suspicions. In each and every case, the dog handlers have to ability to follow aged trails for 48 h old trails [20], Wolf describes
decide whether their dog presented them with a negative or aged trails after 24 h, one week and one month [23]. However, in
positive trail and whether this is reliable. In this study, especially these cases, the person, who had laid the trail, returned to the
the police dogs presented a negative trail with high reliability. One location. There are only a few reports about aged trails where the
dog always performed accurately and the other three dogs were person, who had laid the trail did not return after the track had
observed to have made only one mistake. This may result from a been laid [1,48,71]. Here, further investigation is needed to
misinterpretation of the dog handler, external influences, or the determine the dogs’ ability to follow older trails left by people
temperament of the dog [64]. According to the German legal who either were never found or never returned after they left a
system, the public prosecutor determines which means and trail. This would also correspond to the scenarios described in the
methods are applied in criminal proceedings. Therefore, private introduction of this work. Such findings could be an additional
dog handlers are also used in investigations in Germany. basis for the courts to assess and determine the reliability of the
Appropriate certification or verification prior utilizing is not use of mantrailers.
required. In this study, the police mantrailer dogs tested under
operating conditions had a success rate of up to 92% (median: 83%). 5. Conclusion
Furthermore, they differentiate highly significantly between the
presence and the absence of an odour trace using a scent article Test series are often carried out under laboratory conditions. In
containing human scent with a success rate up to 100% (median this study mantrailer dogs were tested under real police operating
96%). In contrast, private rescue dogs had an error rate between conditions. With a scent article from a person, they could follow
13% and 35% for this particular task. Therefore, only well-trained the individual human scent trail of that person statistically highly
and appropriately tested or certified dogs should be used to significantly. Furthermore, they differentiate highly significantly
support law enforcement authorities. Indeed it should always be between the presence and the absence of an odour trace using a
taken into account that both, dog and handler, are living beings, scent article containing human scent. The best results were
and therefore cannot be expected to perform like a machine, both achieved with scent articles using saliva and sweat as an odour
dog and man can make mistakes. In criminal proceedings, this source. Additionally, highly significant results were obtained with
must be compensated by the use of at least two dogs and video scent articles from wet DNA samples. These findings may provide
recordings for a posteriori analysis [27]. valuable information for the practical work of dog handlers for
Wells and Hepper state that the trails being run from left to selecting suitable scent articles. The study shows that the success
right could be identified more easily by the dogs than those from rate was higher depending on training method and operational
right to left [65]. These preferences could not be confirmed in this experience level of the teams and for this reason only well-trained
study (X2 = 0.3352 p = 0.562643). Nevertheless, a dog successfully and certificated teams should be used in criminal proceedings. It
performed in 92% of the cases where the target person walked to has been shown that well-trained mantrailing-dogs can be in
the right side of the T-junction (X2 = 5.6064, p = 0.017895), whereas principle a reliable and useful tool for law enforcement authorities.
this was only the case in 71% of the cases in which the runner
walked to the left. For another dog, there was observed an error Acknowledgements
rate of 63% in the cases when the target person walked to the right
side of the T-junction as opposed to the error rate in the cases of The authors wish to thank the participating dog handlers and
left-handed trails which have a score of 28% (X2 = 9.4839, their dogs, especially the private rescue dog handlers for driving on
p = 0.002073). The findings here coincide with the findings of various occasions and in all kinds of weather without compensa-
Mackenzie and Schultz [66], who state that there is no side tion, to participate in this study. Furthermore, special thanks go to
preference. It is noteworthy that in almost all experiments none of Gerald Spindler and Achim Grüner of the Institute for Tropospheric
the dogs choose the third possibility, to go back to the starting area, Research Leipzig for supplying a weather station and the staff of
instead of turning to the right or to the left. If at all, they just walked the Department of Forensic Molecular Genetics of the Institute for
back a few metres. Dogs have the ability to determine the direction Legal Medicine of the University of Leipzig for the processing of
of an odour trail left by a human, in other words, dogs can blood samples. We would like to thank Kai-Uwe Goss of the
determine the time-dependent course of a trail — five steps are Department Analytical Environmental Chemistry, Helmholtz-
sufficient [67]. This allows the dog to differentiate the direction. Centre for Environmental Research — UFZ, Dirk Labudde and
Another aspect is the scent attractiveness of the target person to Hanna Siewerts, Forensic Science Investigation Lab, University of
120 L. Woidtke et al. / Forensic Science International 282 (2018) 111–121

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