Professional Documents
Culture Documents
Engineering of Dams
Engineering of Dams
Table of Contents:
1 GENERALITIES
3 IMPORTANT FACTORS
7 SPILLWAYS
7.1 CONCEPT – HYDRAULIC STRUCTURE DESIGNED TO RELEASE WATER IN EXCESS FROM A
RESERVOIR TO A RIVER STRETCH DOWNSTREAM OF A DAM
7.3 SPILLWAY TYPES
7.4 DATA FOR SPILLWAY DESIGN
7.5 DETAILED HYDROLOGIC DATA
7.6 DETAILED HYDRAULIC DATA – SUPPORT OF HYDRAULIC DESIGN
7.7 SELECTION CRITERIA AND PROCEDURE
7.8 DESIGN METHODOLOGY
7.9 HYDRAULIC PROBLEMS (SEE HYDRAULIC DESIGN CRITERIA)
7.10 CONTROL GATES
8 OUTLET WORKS
9 LAYOUTS
10 CONCRETE DAMS
10.1 CONCEPT
10.2 MATERIALS USED
10.3 LOADS
10.4 LOAD CASES
10.5 STRUCTURAL SAFETY REQUIREMENTS
10.6 STABILITY AND STRESS ANALYSIS
10.7 CONCRETE PROPERTIES
10.8 FOUNDATION TREATMENT
10.9 CONSTRUCTION METHODS – CONSTRUCTIVE DETAILS
1.2 Introduction
It is not necessary to give long introduction regarding importance of dams throughout the history and
today. Especially not to people involved, in one way or another, in engineering of dams, as most of
those who are going to read this are. However, it does not hurt to remind ourselves (and others) over
and over again, about general significant aspects of the subject.
Dams, in different forms, were built by humankind since the earliest days of known history, in order
to solve problems that could not be solved otherwise. Earliest purposes of dams were water supply
and irrigation. There could not be a developed civilization without water management, and if one
looks back, one can see that all major settled civilizations were using water supply systems and
irrigation. At first, small diversion dams were used, and gradually even larger storage dams were
introduced. There are remains of dams older than 2000 years in China, Egypt (there are reliable
records about dam built on the Nile River before 4000 B.C., which was to provide water for ancient city
of Memphis), Iran, Yemen, ancient Mesopotamia, Rome and other places where ancient civilizations
used to be. Soon afterwards even power generation, though in its immediate (straight forward) form,
by means of water-mills followed. Planning, construction methods and materials used have advanced
in time, mainly over the last century, but basic idea remained the same, introducing certain new goals
such as power generation and its transformation to other kind (electricity) easier to distribute and use.
As it would be explained in further text, other purposes of dams are common nowadays; such as
transportation by water (ships and boats), recreation, fish growth, etc. For a while during mid
twentieth century (especially in Europe) many large dams were built exclusively for power
generation. However, in most cases in modern practice most of them are built to form multipurpose
reservoirs.
Along with benefits generally brought through dam construction certain negative effects are usually
unavoidable. Considerable environmental impacts, affecting flow regime, sediment transportation,
humidity, eco-cycle, seismicity, even migration of people and displacement of monuments as well as
other impacts, generally are considered as undesirable. Things may go worse in case of accidents
(which are fortunately comparatively rare and possible to avoid or minimize by means of proper
management, investigation, studies, design and construction), such as inadequate reservoir operation
(flood control), or even worse in case of landslides, and partial or total dam failures. Fear of possible
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problems should not lead towards giving up, but should rather invoke desire to prepare oneself as
adequately as possible to cope with problems and contribute to minimize the negative effects while
maximizing the positive ones in other words to try optimize the solution. Building of dams is no
longer mare construction of the structures and forming the reservoir of desired volume. It involves
sophisticated detailed analyses in various fields, even those that at first sight may look unrelated,
many of which used to be ignored for decades, until recently their importance was realized and
widely accepted so that their studies became part of standard procedure in engineering of dams.
Need for dams and reservoirs in order to solve water management problems is still present, and it will
not be exhausted in foreseeable future if ever. Mistakes from the past, leading to environmental
disturbances and even disasters, should be avoided in the future. There are obvious examples of how
the engineering of the dams should be carried out, and those of how it should not be done. Whoever
has chosen to be involved in this field, should keep in mind both. Once the general decisions upon
location, magnitude and type of dam is determined, with respect to aim and said environmental
impacts, still detailed and extensive studies are required in order to determine proper lay-out, shapes
of dam as well as auxiliary structures, consider their stability and safety, construction method(s) and
schedule and even aesthetic appearance. When “everything is solved” still endless row of detailed
construction drawings is to follow, not to mention construction itself and its supervision. From very
beginning to the end engineering of dams is multidisciplinary set of activities to be carried out by
various numerous teams of expert groups under careful coordination. Anything less than that would
necessarily lead to failure with unforeseeable consequences.
These lecture notes will provide some references that may help in proper planning, investigation,
design and construction, in other words engineering of dams. It is not intended to provide a “recipe
cook book” but rather basic considerations of major aspects, giving the clue where and how to search
for answers to questions that may arise in practice – the key to open numerous doors of the rooms in
which some of the answers are stored. Even then all the answers will not be found. To try to find
some of them, at least in special non-standard cases, further research may be required.
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1.3.2 COMPONENTS OR MEMBERS OF THE FAMILY
1.3.4 DIVERSITY
Local conditions
Boundary conditions
1.3.5 IMPORTANCE
provision of flood control – regulation
provision of usable head control of physical processes (sediment transport for instance)
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control of sediment transport
Antiquity – several examples, for example, MARIB (Yemen), Romans, Egyptians, Mesopotamia, etc.
Middle age – ex. Ottoman empire – water supply of Istanbul (XVI century), Almanza Dam in Spain
from the same period is still in use.
Modern times – enormous multiplication, increase in size and importance, more uses of water, also
due to hydroelectric generation.
materials
construction techniques
innovative solutions
coping with local conditions
environmental issues of reservoirs
1.3.8 CLASSIFICATIONS
single purpose – hydropower, irrigation, flood control, etc.
multipurpose – more than one purpose
small
large
Often distinction also takes into account volume of dam and volume of reservoir
permanent – final structure
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temporary – e.g. cofferdam for construction purpose
concrete dams:
buttress
arch
earth compacted
hydraulic fill
earth – rockfill
other materials:
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1.3.10 TRENDS
Difficult tasks
A large variety of technical periodicals in a variety of languages with papers on storage dams
(English, German, Russian, Spanish, Portuguese, Japanese, etc.)
NOTE: Lists of good references can also be found in the appendices of several publications cited
above.
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2 General Objectives and Requirements.
Planning, design, construction and operation of dams should meet major objectives and requirements
such as fulfillment of pre-defined purpose(s), having near-optimal functionality, while maintaining
acceptable safety requirements and being economically justifiable. All that should be met with respect
to environmental, legal, social and other relevant requirements that may vary in different cases.
purposes: Dam/Reservoir for irrigation, hydropower, water supply, flood control, etc.
functions: provide adequate (pre-established) storage volumes, head, regulation capability.
2.2 Safety
Relative concept associated with acceptable risks
total and partial destruction of dams
attaining a state of excessive risk
loss of operation capability, loss of function
Construction: during construction of the dam and associated works, before final filling
(impoundment) of reservoir.
Operation: during economic or physical life-time of dam.
Safety of the dam itself (dam body)
Safety of the dam foundations (riverbed, flood plains, abutments, etc.)
Safety of associated structures such as spillways, intakes, outlets, etc.
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Safety of reservoir area (landslides, sedimentation, etc.)
Safety of the downstream valley as associated with the dam
Landslides, instability of lateral slopes which may (or not) endanger the dam itself
Excessive sedimentation with loss of live (useful) storage, obstruction of intakes, etc.
Excessive leakage from reservoir which may endanger (or not) the dam itself
Seismicity (earthquakes) in reservoir area – natural or induced.
Flooding due to dam operation or accidents
Cavitation, erosion, abrasion of water passages
Vibration and malfunction of gates
Hydrological, hydraulic – such as overtopping of dam by water, piping (regressive erosion),
excessive uplift, etc.
Geomechanical – sliding of dam slopes, settlements, sliding of abutments, liquefaction of
foundations, cracking of dam body, loss of filter zones (colmatation), etc.
Structural, technological – cracking of concrete structures, expansions, concentration of
stresses, corrosion of reinforcements bars (re-bars), creeping, etc.
In actual events – often the combination of several failure mechanisms. Statistics of failures.
Safety regulations and criteria – in most countries dam safety is object of specific regulations and
guidelines at least for the most significant potential failure mechanisms. Based on previous
experience, evaluation of potential damages, evaluation of acceptable risks, etc.
It is understood that such regulations and criteria (in most cases also associated with legal aspects –
liabilities) have to be complemented by additional specific criteria well adapted to each case considered.
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Overtopping of temporary dams (cofferdams) which may be destroyed by overtopping. Required
safety is to provide discharge capacity of diversion works for a flood with period of return of 10,
20, 50, 100 years or even higher depending on importance and duration of construction period,
etc.
Overtopping of permanent dams that may be destroyed by overtopping. Provision of discharge
capacities of spillway (or other outlets) for periods of return of 100, 1000, or up to PMF
(probable max. flood) depending on importance, assessment of potential damages, etc.
Earthquake effects and seismic risks. Adoption of a design earthquake (sometimes also an
ultimate check earthquake) for design and verification of dam structures. Natural seisms or
reservoir induced seisms values depend on regional seismicity (classification of areas according
to seismic risks exists in many countries)
Stability of slopes of embankments (earthfill, rockfill), stability of concrete structures (silting,
sliding, over-turning, floating).
Numerical criteria resulting from experience
2.3 Economy
Design and construction to achieve an economic solution, having efficient use of required resources
such as construction materials, construction equipment, labor, supporting infrastructure.
Importance of good, reliable cost estimates and economic evaluations at planning and design level.
Design should permit implementation (construction) in a practicable and reliable manner. Advantages
of simplicity of construction whenever possible. Importance of efficient construction schedules.
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3 Important Factors
In order to achieve general objectives and requirements design and construction of dams have to take into
account a large variety of important factors. They are:
Hydrological conditions: distribution of rainfall, run-off, streamflows and their variation, floods,
sediments
Ecosystems
Water quality
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Land ownership, institutional framework, other regional plans and projects
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4 Engineering Activities For The Planning, Design, Construction
And Operation of Dams (Phases, Scopes, Methodology)
In execution of each dam project various parties are involved, such as owner, consultant, contractor(s) of
different investigation and construction activities, equipment manufacturers, laboratories… Dam
engineering is multidisciplinary activity and in large dam projects – on consultant side alone – at least
dozen different specialized groups of expert teams are involved, under coordination of competent project
manager. With regard to great importance of such kind of projects, usually both the government and local
authorities are interested and even involved in various stages of planning and control. There are even more
“passive” parties – whose voice must be heard, respected and be taken into account – that are affected by,
or in other way interested in, the outcome of the project. Those include different organizations (like those
taking care of environmental impacts, ecological considerations, flora & fauna, historical monuments
etc…), public and private companies (that are exploiting water and other resources in the area to various
extents), and inhabitants (people that would be affected in one way or another). Some of those might benefit
from the project, the others may suffer damages that must be carefully analyzed and – if they are not
disqualifying for the project – taken into account in economic analysis and evaluation.
Prior to construction, each dam project has to pass multiple planning and consulting/design phases (or
stages). Further phases have to be carried out during construction and also after that during operation.
Each of those phases may require many steps in order to be fulfilled.
Major parties involved, phases and steps in dam engineering are listed below.
Provision of financial resources, other resources
Establishment of general objectives
General supervision of activities, administration
In most cases, operation of the dam
Planning and design
Construction supervision
Inspection of manufactures
Other technical advisory tasks
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Contractor for civil works (C) – Public or private organization(s), responsible for:
Construction of required infrastructure
Construction of civil works
In most cases assembly of equipment, transportation
Manufacture of equipment
Supervision of assembly
Carrying out laboratory tests (Hydraulics, Water quality, Structures, Concrete technology, etc.)
Surveys, geological investigations, soils, etc.
In the sequence activities are focused on a particular dam that is part of the proposed development.
Collection and evaluation of existing data
Field trips – reconnaissance of dam site and reservoir area; downstream area
Campaign for obtaining complimentary data using fast procedures (quick surveys, geological surface
mapping, preliminary classification of rock and soil formations, fast measurements of river stages and
discharges in the area of interest, etc.)
Preliminary dam design including selection of type, main dimensions, approximate site, costs, etc.
Feasibility studies
Detailed investigations of site conditions
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Final selection of site
Detailed surveys
Final selection of dam type, main dimensions, layout
Cost and benefit evaluations
Demonstration of feasibility – FEASIBILITY REPORT
Basic design
Completion of detailed site investigations
Essential Laboratory testing (Hydraulics, soils, concrete, etc.)
Detail of design, cost estimates, construction schedule.
Development of:
Basic report
Tender documents for construction of civil works (drawings, specifications, general and special
contract conditions)
Step-wise detail of dam design ahead of construction
Site investigations oriented towards construction
Optimization of components
Construction activities
Preliminary installation of contractor at site
Construction of required infrastructure (road, camp, plant, water and energy supply, etc.)
River diversion
Construction of dam and associated structures
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Construction and assembly supervision
As built design
Register of as-constructed details
Preparation of consisted register
Preparation of manuals for testing, monitoring and operation of equipment. Maintenance
Preparation of manuals for monitoring and safety of civil works. Maintenance.
Reading of instruments, evaluation of results
Planning of operation
Execution of operation activities
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Infrastructure for construction. Availability of access roads to the site, nearby urban areas, energy
supply, etc.
Environmental considerations – site dependent impacts due to dam and reservoir. This includes also the
need for resettlements and relocation of population and infrastructure as well as other physical and
biological impacts.
Other factors such as geopolitical, social.
The relative disposition of structures has also to take into account the local conditions such as topography,
geology, construction materials, available infrastructure as well as the different phases and sequences of
construction.
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5 Collection and Evaluation of Basic Data
In order to carry out reliable dam engineering activities there are major aspects that could be regarded as
basic “INPUT” data that must be carefully studied. Topography and geomorphology, geology and
hydrogeology, meteorology and climate, hydrology and hydraulics are among those. “Raw” data must be
collected, analyzed or investigated, tested and processed in other ways to obtain suitable and reliable data
for further activities. Extent of data collection and processing usually depends upon current stage of the
project.
Configuration of the dam site
Configuration of reservoir area
Accessibility to dam site
Accessibility to construction material sources and deposits
Reasons
Importance in dam type selection
Importance in the selection of appurtenant structures
Methods
Aerial surveying (used both for preparation of maps and for different analysis of the area such as:
geological, geo-morphological, topographical, etc.)
Ground surveying (scale maps, ground profiles – sections…)
Different scale maps are used in the course of different phases in dam engineering. They depend upon the
phase (of planning, design or construction), and sometimes upon the importance of the structure. In some
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cases there may be limitations in time or in site accessibility (related to technological availability of
sophisticated – laser beam based – surveying instruments in “inaccessible” gorges). Generally, the
following are the minimum requirements for scale maps:
Masterplan 1:100000, 1:50000, 1:25000, 1:20000, 1:10000 (for presentation purposes even
1:250000 or more can be used)
5.2 Geology
Apart from terrain shape, its geological and geomechanical characteristics should be known and described
in order to determine appropriate foundations and to study available natural construction materials. In
addition, relation of water and geological formations must be studied as well as possible seismo-tectonic
activities.
General – regional geological conditions (both plan view – maps, and elevation – profiles to be presented)
Geological formations, surface and bedrock
Geological age
Stratigraphy
Tectonic formations and interactions
Regional faults
Local conditions
Same as above but more into detail +
Foundation considerations
Rock foundations
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Mineral Identification: Hardness: from 1 – talc or mica, to 10 – diamond, cleavage
(smoothness of the broken plains), fracture, luster – light reflection, colour, streak –
mineral powder color
Soil foundations
Clay foundations
Construction materials
Availability
Quantities
Quality (types – gradation and mineral content, properties and characteristics – shear
strength, permeability, workability, compressibility, penetration resistance). Suitability
for:
Embankment
Concrete aggregate
Exploration and Investigation methods (both for foundation and construction materials)
Surface explorations
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Geophysical (surface) explorations
Seismic refraction
Seismic reflection
Shear-wave surveys
Surface waves
Vibration surveys
Electrical resistivity profiling
Electrical resistivity soundings
Electrical resistivity dipole-dipole surveying
Electromagnetic-conductivity profiling surveys
Electromagnetic-conductivity sounding surveys
Ground probing radar
Self-potential surveying
Subsurface explorations
Identification of bore-holes
Log forms: Drilling; Type and size; Core recovery; RQD; Percolation; Lithologic
information; Samples for testing; Classification and physical condition; Description
of rock forms
Probe grouting
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Flat-jack and plate tests
Dilatometer
5.2.2 Hydrogeology
Special branch of geology that deals with interaction of water and rock/soil.
Determines:
Explorations:
Piezometric measurements
Marking and tracing ground water seepage paths (coloring – chemical Na-fluorescein, geo-seismic
methods…)
5.2.3 Seismology
In areas with higher seismological risk, special design and construction techniques must be applied in
order to meet required safety. First of all, possible earthquake effect on dam stability should be determined
(predicted). For preliminary studies regional data, if any, can be used. However, for feasibility study and
onwards much more detailed seismic studies must be carried out to provide reliable data for design.
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Impact of earthquakes on dam safety
Earthquake sources
Studies
Structural geological map of tectonic movements
Compilation of active faults
Electrical resistivity perpendicular to the faults, with regard to water table influence
Landslides, settlements…
Ground water barriers’ effect on soil response to earthquake shaking
Earthquake history (locations, magnitudes, recurrence curves…), and review of former damages
Determination of max. earthquake intensities (modified Mercalli scale)
Definition of the design earthquake (Richter magnitude, specific faults and displacements,
raptures…)
Soil properties (sand layers – liquefaction)
Soil density, water content, shear strength, cyclic loading behavior…
Attenuation values and wave speeds in overburden layers
Duration of shaking
Amplitude
Time-history
Variability of parameters
Seiches random oscillations of the water of a lake, caused by (wind or) earthquake
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5.3 Meteorology and Climatology
General type of climate in the area
Temperatures
Precipitation
Rainfall
Snow
Humidity
Solar radiation
One is backing up of the hydrological data analysis. Studying precipitation distributions, snow pack and
melting, temperature distributions, humidity and moisture content (of air and soil) can help a great
deal in determining flow regimes, supporting necessary considerations to obtain reliable hydrological
data. In some cases it may be useful to “fill in the blanks”, i.e., restoring missing data in conjunction
with run-off characteristics of the catchment area. In other cases it is essential for determination of
PMF through determination and application of PMP.
Other is to help in making decisions upon construction schedules and methods by analysis of temperature
distributions, air-humidity, precipitations, winds, solar radiation, etc. With those data carefully studied
scheduling of special phases can be determined, e.g., storing aggregates for pre-cooling purpose for
concrete placement, placing materials during periods without (or not intensive) precipitations or
during appropriate (acceptable) air temperatures.
Meteorological gauging stations
Triangular interpolation
Statistical correlation
Other methods of prediction in remote sites
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5.4 Hydrological Aspects And Related Hydraulic Aspects
Water is “raw material” in dam engineering and hydrology is a science that deals with its quantities (and
qualities in some cases), distribution and other aspects usually referred to as regime. In this chapter, major
hydrological and related hydraulic aspects are listed.
Study of discharge regulation by use of reservoir
Determination of production capabilities for different purposes (hydropower, irrigation, supply, etc.)
Time period – Good evaluations require good records (consistent, continuous, accurate, preferably 50
years or more)
Monthly averages
Seasonal averages
Averages during shorter periods
Long term averages
Flood hydrographs
Hydrographs during dry periods
Deviations, statistical distributions
Basic data – Streamflow records at various locations along the river (preferably at section of interest).
Area correlations
Record of precipitations (snowmelt) at different locations of basin.
Rainfall-runoff models; transformation of precipitation in run-off + routing (SSAR, HEC)
Snowmelt – runoff models; transformation of (Snow + ice) in run-off + routing (DAD, etc.)
Basin transposition techniques; correlations between adjacent basins.
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Regression models; statistical correlation
Stochastic models, stochastic hydrology
Basic equations
Energy equation
y v 2 1 v
S f = S0 - - -
x x 2g g t
Continuity equation
v y y
A + vB +B =q
x x t
Methods
Full hydraulic method – complete equations
Diffusion method
y
S f = S0 -
x
Kinematic Wave
Sf = So
Storage routing
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S(t)
I(t)
O(t)
O = f1(S) or S = f2(O)
Muskingum
O2 = O1 + C1 ( I 1 - O1 )+ C 2 ( I 2 - I 1 )
2( t 2 - t 1 )
C1 =
2K( 1 - X)+ ( t 2 - t 1 )
2( t 2 - t 1 ) 2 KX
C2 =
2K( 1 - X) + ( t 2 - t 1 )
5.4.3 Floods
Risks
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diversion – N = 1, 2, 3, years
R = 1 - (1 - 1/ TR)N
1 - Design dams and spillways large enough to ensure that the dam will not be overtopped by floods up to
probable maximum categories
2 - Design the dam and associated structures so that they can be overtopped without destruction or if possible
without serious damage.
3 - Design the dam and associated structures so to ensure a slow breaching to protect downstream reaches;
design in such a way that repairs may be carried out most economically.
4 - Keep the dam low enough and impoundment small enough to avoid serious hazards downstream
Envelope curves for river basins – Myers, Creager, Crippen Qmax = CAn
Observation of floods – flood hydrographs
Statistical distribution – Gummbel, Log. Pearson, other distributions
Empirical methods based on runoff, precipitations, basin characteristics.
Unit hydrographs techniques
Storm patterns, PMP/PMF techniques.
Antecedent conditions – moisture of ground, previous precipitations, base flow
Sources of runoff; rainfall, snowmelt
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Intensity, duration, geographic distribution of rainfall
Storm patterns, hydro-meteorological condition
Routing through channel system.
Usual design procedure – application of several methods. More and more widespread use of PMP/PMF
approach; checked against statistical methods.
PMP/PMF methodology
Divide drainage basin in meteorologically homogeneous sub-basins.
Study applicable maximum moisture content of atmosphere
Evaluate worst antecedent condition (soil, moisture, base flow, etc..)
Define most possible storm pattern
Route storm in each sub-basin with probable max. precipitation
Route through main channel system
Analyze response sensitivity to different data and parameters
Compare with statistical methods
Concept: Vertical distance between maximum water level (still water) and dam crest. Provision of a
freeboard is required to avoid overtopping (damages, destruction) of a dam due to wind set-up and wind
generated waves. The freeboard may have several components:
Rise in reservoir level due to flood routing (flood surcharge)
Seiche effects
Wind set-up of the water surface
Wave action
Run-up of waves on the dam
Seiche effects, although in big reservoirs can reach up to 0.5m (Thomas 1976), are usually neglected.
Current criteria:
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Obs. Approx. 13% of waves of a spectrum splash over crest of dam
Wind data – obtained by direct anemometric measurements – Usually max. short duration values (< 2 min
duration). Sometimes also time averages.
Corrections for land to water measurements
Corrections for short duration wind speed to averages for any duration.
Intensive winds may be associated with high floods.
Empirical relation based on observation of wave growth
U = 0.589 U1.23
Fetch – continuous area of water over which the wind blows in a constant direction
Determination of fetch length in a reservoir
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F = fetch = Fi / q
U 2 .F U 2 . F
S= or in SI metric units: S =
1400D 63200D
Wave characteristics
Hs - significant wave height (m)
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Hs 0.032 U F 0.76 0.24 4 F
(after Davis & Sorensen 1969), for F 20 km, last two terms can be neglected.
T - spectral period (peak) (s)
Dmin. - minimum wind duration (hour) are determined knowing U and F from Fig. 3.21 – Advanced
Dam Engineering
Run up
Rs 1
=
Hs Hs
0.4+ cot
Lo
where:
Rs - run-up, (feet)
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6 River Diversion During Construction
In order to build a dam, one major temporary – or semi-temporary (but essential and hardly avoidable)
activity is required. That is river diversion during construction. It may largely vary in type, scale and cost,
but it is always there as one of the major steps in dam engineering. As it may contribute in overall cost a
considerable part (ca. 10%), it should be carefully studied and optimized.
embankments: earth, earth-rockfill, sand
concrete: conventional, roller-compacted
metallic: sheet piles, cells
channels (free surface); natural, artificial, lined, unlined, controlled, uncontrolled flow
conduits (free surface flow, pressure flow)
metallic pipes
concrete conduits
tunnels – lined, unlined, controlled,
uncontrolled flow
High costs – often represent 5 - 10% of total cost when large discharges have to be handled
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In many cases the construction of a dam will require more than 1 phase of handling the river flows. The
complete sequence of phases is important.
Considerations of:
Available space
Hydraulic conditions, geological conditions
Possibility to incorporate temporary structures in permanent structures – economy.
Feasibility of construction of diversion structures.
Components of river diversion schemes often have to be constructed in the river bed, with flowing water. To
obtain more favorable (or feasible) conditions – dry period (low discharges)
Example:
Cofferdams built in flowing water
River closure
Example: Let
D - estimation of damages resulting from a failure of the diversion scheme (for instance overtopping and
destruction of a cofferdam). Includes damages downstream and at site.
R - risk of occurrence of a flood larger than diversion capacity during diversion period (N years)
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R = 1 - (1 - 1/Tr)N
50000
40000
30000 C
E
20000 C+E
10000
0 Tr (years)
Excessive Risk Range of Excessively
1 2 3 4 5 safety 6
costly
Decision
Normal procedure: End dumping of rockfill forming 1 or 2 dikes: dredging of loose material from foundation
area; dumping of soil material upstream or in core zone. See sketch. Use of rockfill material that is stable. See
Hydraulic Design Criteria.
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Obs. Hydraulic model testing is important.
Size of blocks depending on H – difference of water level upstream – downstream of breach. Roughly D
required = 30%H (See Hydraulic Design Criteria)
Use of artificial blocks. Division of H when closure is done simultaneously in upstream and downstream
cofferdam.
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6.5.3 Floods Overtopping Cofferdams And Construction Site
Protection of cofferdams
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6.6 General Methodology For The Planning Of Diversion Schemes And Design
Of Their Component Works
a. On the base of the specific requirements of the dam project identify the possible diversion schemes with their
respective phases and sequences.
b. Determine required discharge capacities (for each phase) by a cost risk analysis or other equivalent criterion.
c. Conceive type and main characteristics of component works of each alternative scheme. Preliminary design.
Cost evaluations. Optimize each alternative.
d. Compare alternatives and select the most interesting (cost, constructive feasibility, schedule, reliability).
Detail the selected alternative and its components
f. Carry out hydraulic model studies for specific purposes (flow conditions, construction conditions, etc.)
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7 Spillways
One of the major aspects of dam safety during the operation of the dam is safe release (evacuation) of
excess water (mainly floods) from the reservoir behind the dam itself. The structures that are specially
designed and built to meet this goal are called spillways, and here they are referred to as complete set of
structures needed to convey the excess water from head water to tail water in safest possible way, having in
mind economical and other aspects such as optimized fitting in general lay-out of the dam with its other
auxiliary structures.
Service spillways – frequent use, no damages
Auxiliary spillways – infrequent use, some damages
Emergency spillways – reserve protection, damages
Control structure – component of spillway providing partial or complete control of discharges – gated or
ungated control structures
Terminal structures – structure at end of spillway providing adequate back flow of discharges to
downstream river channel
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39
Table (and sketch) above represents only major representatives of each group and it allows to make 375
combinations out of which 190 are possible and “only” ca. 65 MEANINGFUL. Considering, say, different
types of stilling basins as separate groups, then D1 could be split into more groups allowing for more
combinations.
Control structures
Straight, curved – B1
Side channel, double side channel – B2
Morning glory (shaft spillway) – B3
Drop
Labyrinth crest, orifice – B1, B5
Siphon, Stepped spillway – B4
Conveyance structure
Chute – C3
Conduit
Tunnel – C4, C5
Free fall – C1
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Reservoir flood detention capacity
Downstream developments
Flood studies
Upstream backwater
High operation reliability
Structural safety
Control of releases – dam safety
Adequate evaluation of downstream hazard
Adequate design flood
Function:
Adequate release capacity
Compatibility with type of dam
Satisfy project requirements
Compatibility with site topography and geology
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Economic considerations
Frequency and magnitude of releases
Selection procedure
a. Determine outflow and surcharge (elevation of storage level) to accommodate design flood
b. Select alternatives
c. Combine components
d. Flood routing through reservoir, for different spillway alternative dimensions and types
Geometry of crest
Geometry of gates
Energy dissipation
Hydraulic pressures
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Cavitation index:
hv 2
pa / - pv / + h cos +
gr
=
v 2 / 2g
where:
pa = atmospheric pressure
pv = vapor pressure
g = acceleration of gravity
r = radius of curvature
aeration
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Buckingham theorem:
/geometry \
= surface tension
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7.10 Control Gates
Plane:
Slide - low pressure
Roller - medium pressure - high pressure
Caterpillar - very high pressure (outlets)
Radial:
Tainter
Sector
Flap gates
Operation mechanisms
Cable
Chains
Pressurized hydraulic hoist (oil driven piston)
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8 Outlet Works
As the spillways convey excess water from the reservoir in order to maintain safety of the dam, outlet
works convey required water to fulfill demand(s) downstream such as water supply, irrigation, hydropower,
etc… In other words, outlet works are “responsible for safe delivery of the project’s product” which is, in
case of dam engineering, water that should meet demand(s) in terms of both quantity and quality.
Irrigation
Municipal (potable), industrial water
Flood control
Power generation
River flows
Emergency drawdown
Combination of functions
Additional spillway capacity
Diversion during construction
Type of flow
Pressure flow
Free surface (gravity) flow
Combination
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Components – all or some of the following:
2 3 4
1
Gate Cham ber
Intake or Conduit
or
Inlet Channel Intake W aterway
Downstream Gate
Structure Tunnel
Structure
5 6 7
Energy
Chute Outlet Channel
Dissipator
Conveyance - (1), (3), (5), (7)
Control - (2), (4)
Energy dissipation - (6)
Adequate location
Stabilization of slopes
Adequate operation
Channel lining
Channel stabilization
Traps
8.4 Intakes
Important points
Special functions (for instance, selective withdrawal – multiple level intakes for water supply)
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Provision of trashracks (in most cases)
Plane gates:
Slide
Roller
Variations
Radial gates:
Tainter
Top-seal radial
Valves:
Hollow jet
Butterfly
Howell-Bunger (Cone)
Gate valves
Spherical valves
Structure:
Intake structure
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Gate chamber
Lining
Energy dissipation
Stilling basin (special case impact structure)
Dispersion of jet
Plunge pool, flip bucket
No energy dissipation
Improvement of shape of water passages
Increase of pressure in affected areas
Aeration
Abrasion:
Special lining (concrete, steel)
Particular problem in stilling basins
Scouring:
Lining
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Rockfill protection
Structural vibration:
Influence on supports of elements
Elastic properties
Masses (Ex. trashracks)
Vortices:
Design modifications of intakes
Anti-vortex devices
Other problems
Back current
Hydrodynamic loads
Uplift
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9 Layouts
As layout is 3-D arrangement of “main” dam and all other associated structures that are often closely
interactive, its optimization requires optimization of each of its components with regards to others. That
means that sometimes certain “sacrifices” have to be done with regard to one or more of the components in
order to meet overall optimization requirements. The whole process in almost always iterative in a sense
that after optimization of each structure the entire system must be tested that may lead to necessary
alternations of that structure (and/or other structures) in order to fit better into whole.
The engineering concept for the dam and associated structures (type of dam, type of spillway, type of
outlets, etc.); main characteristics and dimensions of these structures
9.2 Importance
After selection of the dam site, the definition of layout may be considered the most important step in the design
of a dam. It has a strong bearing on the total cost and successful implementation of the project.
C. Conception of alternative solutions for the dam and associated structures. Alternatives are:
With respect to type of structures
With respect to relative disposition of structures in plan view and elevation
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D. Preliminary design of all components of each alternative – costs, construction schedule, etc.
E. Evaluation of each alternative from the point of view of costs, safety, construction feasibility, operation
conditions.
Typically during the phases of preliminary studies (pre-feasibility) and feasibility studies. Have to be verified
and reconfirmed during later stages of the project
Although past experience and specific conditions at site often indicate preferential choices, it is not wise to
abandon alternatives without testing them out on the specific case.
A proper consideration of river diversion phases and requirements is very important for the definition of a
layout.
This includes:
Phases, sequence, possibilities of diversion
Phases, sequence, schedule of construction of permanent works.
Possibilities of integrating diversion works and permanent structures
An adequate layout should take best advantage of local conditions of infrastructure and logistics such as access
to site, river transposition, etc.
Much of the potential economies may be achieved by means of an optimal use of natural construction materials
such as rock, sand, gravel, soil resulting from required or desirable excavations.
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10 Concrete Dams
10.1 Concept
Concrete dams may be classified according to their way of providing resistance to external loads, i.e., their
structural system providing stability.
b. Buttress dams (B): Resistance by weight of the structure and weight of water over the upstream face
c. Arch dams (A): Resistance by arch action; to some extent associated to cantilever action as well
There is a large variety of possible types often obtained by combining weight, buttress, arch and cantilever
actions. Typical representatives are:
a. Buttresses
b. Arch family
thin arches
arch gravity
Buttress dams
Reinforced concrete
Arch dams
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Conventional concrete, reinforcements are local exception
10.3 Loads
Loads commonly considered in the design and analysis of dams are:
a. Dead load: weight of the concrete mass and other appurtenances such as gates, bridges, etc.
ice
wind
d. Other actions
external temperatures
internal temperatures
a. Construction period
Case I – Dam completed; no water in reservoir; no tailwater; wind load on downstream face
Other Cases – May be necessary at different stages of construction in particular for the study of
thermal stresses.
b. Normal operation
Case III – Reservoir full at normal max. water level; minimum tailwater; dead load, uplift, earth
and silt loads; ice; temperature loads
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Other cases – According to needs
c. Exceptional operation
Case IV – Flood condition; max. reservoir and tailwater levels; dead load, uplift, earth, silt,
temperature; gate malfunction
Other cases
Fs = Strength / Action
a. Safety against overturning at any horizontal plane within the dam. At the base or at any plane below
the base
b. Safety against sliding along any possible surface within the dam, at the base or in the foundation
c. Safety against excessive stresses (or strains) within the dam or in the foundation
Economic reasons
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Over-stressing: Fs = 1.5 to 2 under normal loading, some tolerance for over-stressing in the
case of exceptional dynamic loading of localized consequences
Non-reinforced concrete and rock are considered to be brittle materials having little tensile strength; usually
a tensile strength of 5% - 10% of the compressive strength can be adopted.
Methods of analysis:
Finite elements, for the determination of 2-D or 3-D states of stress and strain
Trial-load method
Cementitious materials:
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Aggregates
Fine sand
Roller compacted concrete can be designed to satisfy most structural requirements and results in a material
with the same properties as conventional concrete. The main difference is a 100x higher horizontal
permeability due to the construction and compaction procedure used.
Excavation of overburden and altered surface rock until sound rock is encountered
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Provision of grout curtains by injection of grout material through rotary drill-holes. As a rule-of-thumb
grout curtains extend to depths about equal to the local dam height. Grouting is normally done from
gallery located at a low-level in the structure.
Provision of contact grouting – to seal the contact between the concrete structure and its foundation.
Provision of tubular drains extending into the rock mass. Usually vertical drains in the foundation zone,
inclined in the abutment zones.
Provision of horizontal contact drains in the zone of contact between the concrete structure and its
foundation.
In conventional concrete, typical lift height is about 2.0-2.5 m. The constructive sequence includes:
Curing.
Removal of formwork.
For reasons of technological behavior (heat generation, shrinkage and cracks) as well as concrete
production requirements, conventional concrete dams are constructed by independent blocks separated by
joints from the neighboring blocks (joints are transversal to the dam axis). Such joints may be grouted at
the end of construction. This is necessarily the case of arch dams where a monolithic behavior is required.
Typical block sizes range from 15 to 25 m.
For roller compacted concrete, in principle a continuous construction procedure is possible. No formwork
is needed since the concrete has low water content (zero slump). Fresh concrete transported by conveyor
belt or trucks is spread over the construction area and compacted by roller in layers of about 30 cm
thickness. Joints separating blocks are simply cut in the fresh concrete mass. Treatment of concrete surface
when construction is interrupted.
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11. Embankment Dams
The oldest dams in the World were embankments (Sadd-el-Katara, Egypt 2800 BC; Ceylon 500 BC;
Madduk Masur 1500 AD, etc.). Many of the largest and highest dams in the World are embankments.
There is a continuous strain towards new developments in the knowledge of material properties,
construction techniques and innovative uses. Recent examples reinforced earth, hydraulic fills, soil-
cement…
Reinforced earth a special class is represented by earth dams with reinforcement (by steel bars or
geo-synthetics).
B) Rockfill dams using mainly rock material such as quarry rock of different grain size or coarse gravel
found in river-beds.
Rockfill is comparatively pervious and therefore a sealing element has to be provided. A common
classification of rockfill dams is based on this sealing element:
In practice mixed type solutions using earth and rockfill material are not uncommon. They receive the name
of earth-rockfill dams.
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60
61
Advantages of Embankments:
Deformability
Main Problems
Stability
Permeability, seepage
Deformations, settlements
Applicable safety requirements postulate embankment dams and their foundations should:
a) be stable under all reasonably possible loading including flood and earthquake.
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hydrodynamic pressures due to waves and earthquake.
For stability analysis limit equilibrium methods are traditionally used. Main stability problem in
embankments of earthfill type are related to sliding. Slide surfaces: arc of choice, polygonals, logarithmic
spiral. Principle:
It is common practice to consider a combination of such loads representing possible conditions at the end of
construction, normal operation condition, exceptional operation condition. The following table summarizes
commonly analyzed conditions and minimal requirements on safety as far as slope stability is concerned:
Methods of analysis:
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finite element method usually 2D
b. For seepage
flow-net analogues
finite differences
finite elements
finite elements
boundary elements
Rockfill, requires a moderately sound to sound rock foundation depending on its height.
In many cases foundations require improvements to provide seepage control and drainage infiltration. Usual
devices to provide such control are:
Grouting.
Upstream blanket.
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11.6 Constructive Details
A number of constructive features of embankment dam bodies deserve special attention. They are:
Upstream slope protection: rip-rap, concrete face, soil-cement blocks at upstream face.
Downstream slope protection: rip-rap, grass, rock-fill at downstream slope, drainage, berms.
Rip-Rap Size:
Soil-cement protection:
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Insert drawing of that protection (p.6)!!!
Processing
Humidity control
Compaction
An exception is provided by the hydraulic fill construction in which material is dredged from the bottom of
a river and conveyed to the dam body by hydraulic means. Excess water is eliminated by overflow and
seepage. Mechanical compaction is not always a requirement.
Settlement
Seepage
Potential problems:
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Sufficiently impervious to prevent excessive water loss which could affect
economy or safety
Laminar
Turbulent
dh
v k i k isotropy, anisotropy
ds
h h
vx k x v z k z 1
x z
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vx k x (h z )
x
vz k z (h z ) hz
z
v x k x
x
vz k z
x
Continuity
v z v x
v x dz v z dx v z dz dx v x dx dz
z x
v x v z
0
x z
2 2
kx kz 0
x 2 z 2
Control of Seepage
Foundations: Injections
Drainage
Cut-off
Slurry trench
Sheet piles
k varying by 10
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D15 ( filter )
Prevention of piping 45
D85 ( soil )
D15 ( filter )
Permeability 45
D85 ( soil )
Piping in foundations:
In usual practice:
H
i < 1 to 2 traditional
L
< 3 to 4 recently
< 5 exceptionally
Settlement
Foundations
Dam body
Adequate compaction
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Proctor tests; oedometer tests
S - crest settlement in m
H - height of dam in m
breaking of angles
filling voids
S H2
Empirical E during construction
70