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1152 | www.pidj.com The Pediatric Infectious Disease Journal • Volume 34, Number 11, November 2015
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The Pediatric Infectious Disease Journal • Volume 34, Number 11, November 2015 Seroprevalence of Immunity to Diphtheria
Two districts were chosen for the survey: Bangkalan on the island of World Health Organization guidelines15 at the East Java public
Madura, an area of high disease incidence during the epidemic and health microbiology laboratory. Cultures identified as C. diphthe-
where a recent catch-up vaccination campaign (November 2012) had riae were assessed for toxigenicity with a modified version of the
been undertaken, and Kediri on the mainland of East Java where no Elek immunoprecipitation test.16
laboratory confirmed diphtheria cases had been detected in 2012 and
where the catch-up vaccination had not been implemented. Serologic Testing
Sera were tested for reactivity to diphtheria toxin using an in
vitro Vero cell challenge neutralization assay17 at the East Java pub-
MATERIALS AND METHODS
lic health microbiology laboratory. Semiquantitative results were
Study Population interpreted according to previously established criteria: no immu-
The survey took place in the districts of Bangkalan and Kediri nity [<0.01 international unit (IU)/mL), basic level of protection
in the province of East Java, Indonesia. The population eligible for (0.01–0.09 IU/mL), full immunity (0.1–1.0 IU/mL) or long-term
sampling were those children registered with either a midwife (<5 protection (>1 IU/mL).18 Full or long-term levels of immunity were
years) or a school (5–15 years) within either of the 2 districts. considered to be protective against infection.
Copyright © 2015 Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.
Hughes et al The Pediatric Infectious Disease Journal • Volume 34, Number 11, November 2015
mean = 14.3, range 3–38 and Kediri: mean = 14.7, range 5–25). Despite significantly higher levels of DTP3 coverage, Kediri
Evidence of vaccine history was available for 62% (179/290) of had an overall significantly lower seroprevalence of protection to
children, with a slight reduction in this percentage in Bangkalan diphtheria (P = 0.039; Table 2), largely because of the lower levels
(56%, 80/143) compared with Kediri (67%, 99/147). for older children (11–15 years: P<0.001). Seroprevalence levels
for the 2 groups of younger children were not significantly differ-
Vaccine Coverage ent (1–5 years: P = 0.297; 6–10 years: P = 0.957). Analysis by age
As little difference was found between weighted and crude group showed a trend for increasing seroprevalence of immunity
estimates (results not shown), weighted estimates are presented with age in Bangkalan but not in Kediri.
throughout. Almost all children (98%) who received DTP1 and
DTP2 also received DTP3 (see Table, Supplemental Digital Con- Predictors of Immunity to Diphtheria
tent 2, http://links.lww.com/INF/C222), and as such vaccine cover- Age and the interaction between age and district (ie, the
age estimates for these 3 vaccines are almost identical. DTP3 cov- change in OR for each 1 year increase in age for children living in
erage was significantly lower in Bangkalan than in Kediri for all 3 Kediri) were the only statistically significant predictors of protec-
age groups (see Table, Supplemental Digital Content 2, http://links. tion against diphtheria (Table 3). The significance of these terms
lww.com/INF/C222); in Kediri this coverage was well above 90% remained after restricting the analysis to randomly selected chil-
for all age groups, whereas in Bangkalan the overall coverage was dren only (results not shown).
<60%, but with evidence of significantly increasing DTP3 coverage Given the differences in patterns of immunity levels between
with more recent birth cohorts [unadjusted odds ratio (ORUN) = 2.00; the 2 districts, a multivariable model was built to explore predictors
95% CI: 1.04–3.86; P = 0.041). Similar to DTP3, immunization with of reaching long-term immunity rather than full immunity (Table 4).
diphtheria-containing booster vaccines (DT and Td) was generally This model indicated a significantly higher OR for reaching long-
higher in Kediri than in Bangkalan, although this was only statisti- term immunity if a child had received both the diphtheria-contain-
cally significant with Td for children 1–5 years of age and with DT ing booster vaccines and a significantly reduced OR associated with
for children 11–15 years of age and for all ages (Table 2). having received DT in Kediri. Although both of these terms were no
Coverage of nondiphtheria-containing childhood vaccines longer significant when restricting the analysis to randomly selected
(BCG, HBV, polio and measles) reflected that of DTP3: close to children only, this may be due, in part, to the reduced power of the
complete coverage in Kediri (96–98%) with a statistically sig- subgroup analysis; point estimates of OR for both terms remained
nificant lower coverage in Bangkalan (57–69%; see Table, Sup- considerably above or below unity but with substantial loss of preci-
plemental Digital Content 1, http://links.lww.com/INF/C221). As sion because of the reduced sample size (results not shown).
with DTP3 coverage, coverage of the other childhood vaccines
in Bangkalan suggests an increasing coverage for more recent Carriage Status
birth cohorts, reaching statistical significance (P < 0.05) for HBV Five throat swabs were positive for C. diphtheriae (4 of
(ORUN = 2.22; 95% CI: 1.09–4.57), polio vaccine (ORUN = 2.21; which were variant mitis and 1 variant gravis), 2 were toxigenic.
95% CI: 1.05–4.68) and measles vaccine (ORUN = 1.97; 95% CI: All 5 positive throat swabs were from children living in Bangkalan,
1.05–3.68), but not for BCG (ORUN = 2.08; 95% CI: 0.99–4.40). giving a weighed prevalence for C. diphtheriae carriage of 3% (95%
CI: 0–7) and 1% (95% CI: 0–4) for carriage of toxigenic strains.
Seroprevalence
The percentage of children fully susceptible to diphtheria was
higher in Bangkalan than in Kediri (Table 1), albeit not significantly, DISCUSSION
for all ages (P = 0.287) and for each age group (1–5: P = 0.069; The recent outbreak of diphtheria in Indonesia was focused
6–10: P = 0.639; and 11–15: P = 0.190). Although the OR for being in the province of East Java. Within the province, there was a dis-
fully susceptible to diphtheria increased significantly in Bangkalan tinct clustering of cases; infection rates were clearly not uniform
with younger age groups (ORUN = 3.87; 95% CI: 3.00–4.99), no across the province. This survey has shown that there are signifi-
such trend was evident in Kediri (ORUN = 1.09; 95% CI: 0.39–3.04). cant differences in both vaccine coverage and the seroprevalence of
In Kediri, there were similar percentages of children with immunity for children between districts. Moreover, different mech-
full or long-term immunity to diphtheria, whereas in Bangkalan, anisms appear to be determining a quantitatively different level of
children had largely long-term immunity (Table 1). This is reflected immunity in regions of high and low incidence. Despite high DTP3
in a significantly higher weighted seroprevalence of long-term coverage in the low incidence district surveyed, our results support
immunity in Bangkalan than in Kediri (70%, 95% CI: 58–82 vs. the need for booster vaccines to achieve high protective levels of
35%, 95% CI: 25–44; P<0.001) and a significantly higher weighted immunity. In the district of high incidence, in the absence of suf-
seroprevalence of full immunity in Kediri than in Bangkalan (37%, ficient vaccine coverage, younger children are at risk of infection
95% CI: 25–48 vs. 13%, 95% CI: 5–22; P = 0.004; Table 1). before the development of natural immunity. Children living in low
TABLE 1. Seroprevalence of Immunity to Diphtheria According to Level of Immunity and Age Group From a Survey
of Children 1–15 Years of Age in 2 Districts of East Java, Indonesia, March 2012
Age Group Susceptible Basic Full Long Term Susceptible Basic Full Long Term Susceptible Basic Full Long Term
1–5 yr 12 (12) 20 (24) 28 (31) 37 (33) 9 (20) 4 (9) 4 (8) 29 (63) 3 (7) 16 (34) 24 (46) 8 (14)
6–10 yr 8 (9) 9 (9) 18 (19) 63 (63) 5 (10) 4 (8) 7 (15) 34 (67) 3 (8) 5 (10) 11 (22) 29 (61)
11–15 yr 3 (4) 11 (14) 29 (33) 52 (49) 0 (0) 1 (2) 7 (17) 39 (81) 3 (6) 10 (22) 22 (44) 12 (28)
All ages 23 (8) 40 (16) 75 (27) 152 (49) 14 (10) 9 (7) 18 (13) 102 (70) 9 (7) 31 (22) 57 (37) 50 (35)
Copyright © 2015 Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.
The Pediatric Infectious Disease Journal • Volume 34, Number 11, November 2015 Seroprevalence of Immunity to Diphtheria
TABLE 2. Weighted Estimates of Seroprevalence of Immunity to Diphtheria According to Minimum Level of
Immunity and Age Group From a Survey of Children 1–15 Years of Age in 2 Districts of East Java, Indonesia,
March 2012
Weighted Percentage Seroprevalence by District and Minimum Level of Immunity (95% CI)
1–5 yr 12 88 64 33 20 80 71 63 7 93 59 14
(6–18) (82–94) (51–76) (21–45) (12–28) (72–88) (74–90) (47–79) (0–15) (85–100) (41–78) (5–22)
6–10 yr 9 91 82 63 10 90 82 67 8 92 82 60
(3–14) (86–97) (75–89) (51–76) (5–15) (85–95) (74–90) (48–86) (0–16) (84–100) (72–93) (44–77)
11–15 yr 4 96 82 49 0 100 98 81 6 94 72 28
(0–8) (92–100) (75–89) (35–63) (93–100) (68–94) (0–13) (87–100) (61–83) (12–45)
All ages 8 92 76 49 10 90 83 70 7 93 71 35
(5–11) (89–94) (70–82) (39–58) (6–14) (86–94) (76–90) (58–82) (3–11) (89–97) (63–80) (25–44)
incidence areas with subprotective levels are potentially at risk of have been determined by the receipt of both diphtheria-containing
infection should exposure to the organism occur through incursion boosters, and modified by a reduced likelihood if one of those
from areas of higher prevalence of carriage. boosters (DT) was received in the low incidence district. At the
In the district with a high incidence of diphtheria, we found time of the survey the high incidence district had very recently
higher levels of antibody but in the absence of full immunization. It been included in a supplementary immunization activity as a pub-
is likely that protection is arising through natural immunity because lic health response to the outbreak—children had received a diph-
of repeat exposure to C. diphtheriae, probably through contact with theria booster just 5 months before sampling. In addition, the use
skin infections, as occurred in the prevaccination era.3 Our carriage of a second booster for older children in the low incidence district
data support the surveillance data: children living in the area of had recently been suspended, partially explaining the lower sero-
relative high incidence are more likely to be exposed to toxigenic prevalence of immunity for the older age group in this district.
C. diphtheriae. This is further supported by an increasing seroprev- Certainly, more recent diphtheria vaccination is a strong predic-
alence of immunity with age (both crudely and after adjustment) in tor of immunity in adults7 and children,21 where booster vaccines
the district with relatively high incidence. coincide with increasing antibody titre.22 The combination of
In the absence of full immunization, a quantitatively greater immunization (complete or partial) and natural challenge through
level of immunity in the high incidence district is predicted to exposure may also contribute to a quantitatively different level
of response in areas where the reservoir of bacteria is relatively
larger. We were unable to include in our analysis the time since
TABLE 3. Associations With Immunity to Diphtheria immunization with specific vaccines, the inclusion of which would
From a Survey of Children 1–15 Years of Age in have helped to explore this further.
2 Districts of East Java, Indonesia, March 2012 Despite a larger proportion of children living in Bangkalan
with protective levels of immunity to diphtheria, the number of
ORUN ORAD cases remains much higher. Given vaccine coverage, and the lack
Variable Category (95% CI) P value (95% CI) P value of an association between immunization status and protective levels
District Kediri 0.50 0.041* 1.46 0.495
of antibody, the contrasting epidemiology between districts must
(0.25–0.97)* (0.46–4.62) equate to a higher effective contact rate within the high incidence
Age Increase 1.11 <0.001* 1.33 <0.0001* district, reflecting the rate at which the susceptible population are
of 1 yr (1.06–1.17)* (1.17–1.50)* exposed to the organism (carriers, cutaneous and infections). Given
Sex Male 0.58 0.137 0.51 0.073 that natural immunity accumulates with age, the high incidence is
(0.28–1.21) (0.24–1.07)
DTP3† Received 0.95 0.875 2.00 0.316 likely linked to the subprotective immune levels in younger chil-
(0.45–1.99) (0.49–8.21) dren (before the development of natural immunity) and contact
DT Received 1.56 0.143 1.77 0.189 with a reservoir of toxigenic C. diphtheriae. Although there were a
(0.85–2.85) (0.73–4.29) small number of confirmed diphtheria cases in adults from Bang-
Td Received 1.41 0.374 1.11 0.791
(0.64–3.09) (0.49–2.53)
kalan in 2012, 79% (22/28) were in children ≤15 years (East Java
BMI Each SD 1.68 0.109 – – Provincial Health Office, unpublished data), reflecting the immu-
below mean (0.88–3.21) nity gaps in under-immunized children suggested by the vaccine
Each above 0.91 0.689 – – coverage and seroprevalence data.
mean (0.56–1.48)
Given the high vaccine coverage, seroprevalence in Kediri
Household ≥3 2.01 0.073 – –
≤15 yr (0.93–4.32) would be expected to show a corresponding high proportion of chil-
Household ≥4 1.46 0.348 – – dren with protective antibody levels. However, our seroprevalence
>15 yr (0.64–3.31) data suggest that the proportion of children protected against diph-
District × Kediri × 1 yr – – 0.81 0.003* theria in Kediri could be below that required for herd immunity.
age increase (0.71–0.92)*
The low titres of antibody despite excellent coverage of DTP3 and
*Significant at 5% level. diphtheria-containing boosters may require further investigation;
†Because of colinearity of prediction for DTP1, DTP2 and DTP3 coverage, only
DTP3 was considered in the model.
the immunogenicity of the vaccine may have been compromised
× indicates interaction; BMI, body mass index; ORAD, adjusted odds ratio; and SD, before administering and an audit of the stability of the cold chain
standard deviation. and compliance with good vaccine delivery practices is necessary
Copyright © 2015 Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.
Hughes et al The Pediatric Infectious Disease Journal • Volume 34, Number 11, November 2015
Copyright © 2015 Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.