Professional Documents
Culture Documents
The Setting
Constitution is a product of its times and circumstances. The rule of law, the
landmark of a liberal democracy, was the cherished ideal of the world after
the Second World War. This principle had long sustained in England by the
strong tradition of liberty which was not threatened by the supremacy of
Parliament. Liberties of the people suffered owing to unjust legislation
which had to be accepted as law in the 18th century in the United States and
in the 20 th century in Nazi Germany, Fascist Italy and always in colonial
countries as also in British India. Need was, therefore felt that the liberties
of the people must be secured with some permanency. An early model of
constitution making to achieve this end was the Constitution of the United
States. World opinion was reflected in the mid-20tl1 century in the Universal
Declaration of Human Rights soon after the formation of the United
Nations Organizations. This declaration served, however, only as a pious
declaration of sentiment. When the question of providing machinery for the
enforcement of these human rights arose, it was found that what were called
political and civil rights only were readily enforceable through courts of law.
These rights belong to the individual and all that the state had to do was to
promise not to interfere with them without reason and to limit the
interference to a reasonable justification. But there were rights which were
economic, social and cultural which required to be brought into existence by
positive state action. The difference between the two may be illustrated by
the concept of liberty. The political and civil liberty of an individual was a
political and civil right which the individual could exercise if the state would
not unduly restrict it. But what may be called economic liberty was not the
right possessed by every individual. It is only a welfare state which would
guarantee equality of opportunity and would take steps to bring about
economic equality which would create such a right of economic liberty in
the individual. The United Nations, therefore, divided the rights which were
included in the Declaration of Human rights into two parts. Each of these
two parts was made the subject-matter of a covenant. The covenant of
political and civil rights embodied those rights which were enforceable by
the individual through a court of law. The state had only to refrain from
infringing these rights. The state could impose only reasonable restrictions
on them. The covenant of social, economic and cultural rights, on the other
hand, embodied such rights as would have to be created for the benefit of
the citizens by a welfare state. The positive assistance of the state, not only
its negative abstention from interference, was required to help the individual
to enjoy these rights.
Constitution-making in India
The only reason why the original fundamental rights had to be divided into
two parts was that some of them were enforceable through a court of law
while others had to be brought into existence by appropriate legislation and
state action. Otherwise, the Constitution attached equal importance to both
these kinds of rights. This equality of the two would be apparent by the
following considerations. Firstly, the preamble of the Constitution is the key
to its understanding. It sets out not only the enforceable rights of liberty of
t h o u g h t , expression, belief, faith and worship and the equality of
opportunity, but also the non-enforceable rights of equality of status and
justice in the social, economic and political field—the last two depending
upon appropriate legislation to be undertaken by the state to give effect to
the directive principles embodied in Part IV. Secondly, the fundamental
rights embodied in Part III of the Constitution are subject to reasonable
restrictions. For instance, the right of equality before the law guaranteed by
article 14 is subject to the restriction of reasonable classification. Similarly,
the civil freedom of free speech, assembly, association, m o v e m e n t ,
24 INDIAN LEGAL SYSTEM
1. By the Constitution (44th Amendment) Act, 1978, Sub Cl. (f) has been omitted from
article 19 (1). As a result, a citizen of India shall have no constitutionally guaranteed
right to acquire, hold and dispose off property (except that under article 300 A which
is not fundamental right) and the courts shall have no power to strike down any law
as unconstitutional owing to violation of any fundamental right to property.
2. 1974 ECR 1337: 1975 Ch. 358.
CONSTITUTIONAL LAW-I 25
stated that the measures taken on public policy or public security shall be
based exclusively on the personal conduct of the individual concerned. The
question, therefore, directly arose whether a directive which was authorized
by the treaty could prevail over the national laws of a member country. This
situation was similar to the directive principles of state policy embodied in
Part IV of the Constitution of India or a law made thereunder vis-a-vis other
parts of the Constitution including the fundamental rights embodied in Part
III of the Constitution. The Court of the European Communities held that
it would be incompatible with the binding effect attributed to a directive by
article 189 of the treaty if the petitioner were to be prevented from relying
upon it in the court of a member country and if the court were prevented
from taking the directive into consideration as an element of community
law.3
Thirdly, even Part III contains certain fundamental rights which are
non-enforceable and in that respect, are more analogous to the directive
principles contained in Part rV rather than the other fundamental rights in
Part III. Examples are abolition of untouchability by article 17, prohibition
of traffic in human beings and forced labor by article 23 and prohibition of
employment of children in factories by article 24. The existence of such
provisions in Part III shows that there was no intention to draw a sharp
distinction between Part III and Part IV of the Constitution and that they
remained two parts of one whole not only in the original intention but also
in their actual formulation.
A constitution lives not only by the words written into it but also by the
spirit which animates those words. The object p r o c l a i m e d by the
Constitution was two-fold, namely, (a) democracy and (b) socialism. The
rights of the individual are the essence of democracy. These are stated in
Pan III. But the Indian democracy like the western democracies was initially
elite democracy. The intellectuals and the more affluent classes were the
leaders of democratic thought and action. Though the participation of the
people was secured by giving them adult franchise, such participation was
restricted only to the periodical elections when the people could exercise
their right to elect members of the legislatures. But the preamble of the
Constitution was a reminder that it is the people who have given the
Constitution to themselves and Part IV of the Constitution set out the
objects of uplifting the people and gradually transforming an elite
democracy into a mass democracy. The judiciary is not only a product of its
times but is also an upholder of the tradition inherited by it. The Indian
judiciary was trained in the British legal tradition and also had known only
elite democracy. The judges were recruited from the elite of the society.
They were, therefore, imbued more with the spirit of liberal democracy than
with that of socialism. In the first flush of the interpretation of the
Constitution by the Supreme Court, therefore, the view prevailed that the
fundamental rights would prevail over the directive principles whenever the
two would conflict. The first example was provided by the decision of the
Supreme Court in State of Madras v. Champakam."' Article 46 of the directive
principles requires the state to promote with special care the educational and
economic interests of the weaker sections of the people and, in particular, of
the scheduled castes and the scheduled tribes. The Communal Government
O r d e r issued by the Government of Madras reserved certain seats in
educational institutions for backward classes classified according to caste
and religion apparently to give effect to the policy underlying article 46.
Such reservation, however, would result in the denial of admission to such
educational institutions of their candidates on grounds only of religion and
caste-contrary to the fundamental right guaranteed by article 29(2) of the
Constitution. The solution of the apparent conflict was to strike an equitable
balance between the two considerations and to evolve a workable formula
w h i c h w o u l d reconcile the policy of admission to the educational
institutions on merit with suitable reservation for the backward classes. The
Advocate-General in support of the Communal Government Order pointed
out that article 37 of the Constitution required the state to apply the
directive principles in making laws and Communal Government Order was
a law made under article 46. He even contented that the provisions of article
46 would override the provisions of article 29(2). The Supreme Court,
however, held that
The Chapter of Fundamental Rights is sacrosanct and not liable
to be abridged by any Legislative or Executive act or order,
except to the extent provided in the appropriate article in Part
III. The Directive Principles of State Policy have to conform to
and run as subsidiary to the Chapter of Fundamental Rights. In
our opinion, that is the correct way in which the provisions
found in Parts III and IV have to be understood.
The durability of a judicial decision depends on its general acceptance
by the people. The meaning of the C o n s t i t u t i o n itself reflects the
overwhelming popular opinion of an abiding nature as distinguished from
mob psychology which is transient. The overwhelming majority of the
Indian population consists of backward classes. The Constitution is made by
the people for the people. Its meaning in this respect would, therefore, be
such as would be in consonance with the sentiments of the vast majority of
the population. The view of the Supreme Court expressed in the decision of
State of Madras v. Champakam was apparently not in accordance with the
overwhelming popular opinion. The Constitution had, therefore, to be
amended by the addition of clause (4) to article 15 by the Constitution (First
Amendment) Act, 1951 to make it clear that nothing in articles 15 and 29 (2)
shall p r e v e n t the state from making any special provision for the
advancement of any socially and educationally backward classes of citizens.
Pure meritocracy which is cherished by liberal democratic sentiment had,
thus, to yield to protective discrimination in favour of the weaker sections
of the people, a principle favoured by socialism. The constitutional
interpretation of the Supreme Court could be said to be democratic, but the
amendment of the Constitution may be said to be a modification of
democracy by socialism in case of conflict. The development of the
Constitution is tending to show that the balance between democracy and
socialism which was perhaps in favour of democracy at the beginning of the
Constitution gradually tended to tilt towards socialism as the policies of the
directive principles came to be implemented by the state. This is why the
Supreme Court later showed a better appreciation of the principle of
protective discrimination and held that even the concept of caste explained
to a great extent the backwardness of some classes of people even though
discrimination on the ground of caste alone was forbidden. 5 The welcome
broadening of the view of the court on this subject was also reflected in
their decision in the State ofAndhra Pradesh v. Bahrain1* in which the Report
of the Backward Classes Commission was referred to. The facts stated in the
report were in the nature of legislative facts on which the law of protective
discrimination was based. The court took notice of these facts in upholding
the law of protective discrimination to a certain extent. The new approach
of the court was in marked contrast to its approach in the past in the State of
Madras v. Champakam.
Negative protection to the right of equality before law is given by the first
part of article 14 which says that the state shall not deny to any person
equality before law as also by clauses (1) and (2) of article 15 and clauses (1)
and (2) of article 16. But the preamble to the Constitution proclaims its
object t o be "equality of status and of o p p o r t u n i t y " showing that
opportunity is incomplete without the necessary status. The state was,
therefore, given a positive role to bring about affirmative equality by the
second part of article 14 stating that the state shall not deny the equal
5. Rajendran v. State ofMadras (1968) 2 SCR 786 and Peería Karuppan v. State of Tamil
Nadu (1971) 2 SCR 430.
6. AIR 1972 SC 1375.
28 INDIAN LEGAL SYSTEM
protection of the laws within the territory of India. 7 N o less a person than
Earn Warren, former Chief Justice of the U n i t e d States has made a
distinction between equality before law which merely prevents the state
from practicing discrimination and equal protection of the laws which
requires the state to legislate affirmatively to equalize the protection of law
given to every one. 8 As the equal treatment to unequals would be anything
but inequality and violative of article 14 the Constitution. 9 Clause (4) of
article 15 and clause (4) of article 16 served the purpose of enabling the state
to bring about equality of results and status by practicing protective
discrimination in favour of backward classes of citizens and the scheduled
castes and tribes. Since the first parts of articles 15 and 16 expressly prohibit
discrimination based on caste, the fourth clauses of each of these articles
deliberately excluded caste as the basis for protective discrimination by the
reservation of admissions to educational institutions and of jobs under the
state. The concept of backwardness of a class is difficult to work out in
India because of the existence of castes. Social mobility is prevented by
caste which is based on heredity. In the lower strata of society castes as a
whole tend to be backward and, therefore, overlap the concept of backward
class. But backwardness is comparative. In the higher strata of society also
there are classes backward—socially and educationally—but not equally so
economically. Reservations made for the benefit of backward classes tend to
benefit mainly the elite among the backward classes leaving large masses of
others untouched and encourage such elite to refuse to merge in the more
advanced classes of society thereby putting a premium on belonging to a
backward class.10 Hence in Indira Sawhney v. Union qflndia,n it was held that
the 'creamy layer' in the backward class is to be treated 'on par' with the
forward classes and is not entitled to benefits of reservation. If the 'creamy
layer' is not excluded, it will result in discrimination and violation of articles
14 and 16(1) in as much as equals (forwards and creamy layer of backward
classes) cannot be treated unequally.
7. The equality clause enshrined in article 14 is of wide import and guarantees equality
before law or the equal protection of laws within the territory of India. The
restriction imposed by reason of a statute, however, can be upheld in the event it be
held that the person to whom the same applies, forms a separate and distinct class
and such classification is a reasonable one based on intelligible differentia having
nexus with the object sought to be achieved. See, John Vallamattun v. Union ofIndia
AIR 2003 SC 2902.
8. B. Schwartz (ed.), The Fourteenth Amendment, pp. 221-22.
9. Onkar Lai Bajaj v. Union ofIndia AIR 2003 SC 2562.
10. Per V. K. Krishna Iyer, J , in State ofKerala v. N.M. Thomas AIR 1979 SC 490 at 531
referring to the research conducted by A. N. Sinha, Institute of Social Studies, Patna,
on the effects of such reservations.
11. AIR 2000 SC 498.
CONSTITUTIONAL LAW-I 29
Liberty or equality?
Why are these rights fundamental? For, they are based on certain permanent
values which are put beyond the day to day controversies by the
C o n s t i t u t i o n . But the weight to be attached to each of the values is
constantly in question when competing values assert themselves. Even
though, therefore, all the fundamental rights guaranteed in Part III of the
Constitution are equally enforceable by article 13 of the Constitution against
any inconsistent law or administrative action, all these rights cannot be said
to be equal, because the values on which they are based cannot be regarded
as being always of the same weight. The United States Supreme Court had
to recognize the difference in the weight to be attached to property and
economic rights, on the one hand, and liberty and cultural rights, on the
other hand, when from 1937 onwards the court retreated from activism in
the protection of property and business and concentrated on the protection
of liberties and cultural rights. For, the regulation of the vested rights in
property and business is a question of policy for the state in which judiciary
cannot have much role to play. On the contrary, freedom of expression and
other cultural freedoms are essential for the development of personality of
each individual and in the sphere of public life there can be little occasion
for the state to impose controls on these liberties. This is called the doctrine
of "preferred freedoms" or "double standard".
In a rare reference to this subject, Hidayatullah, J., observed that the
doctrine of "preferred freedom" was not known to our Constitution. 3 1
28. See, Minerva Mills v. Union ofIndia AIR 1980 SC 173. Also see, State of Tamil Nadu v.
L. Abu KavurBai AIR 1984 SC 326.
29. AIR 1993 SC 2178.
30. See also, Bandhva Mukti Morcba v. Union ofIndia AIR 1984 SC 802; Subhash Kumar v.
State ofBihar AIR 1991 SC 420; Consumer Education and Research Centre v. Unionoflndia
AIR 1995 SC 922 and Chameli Singh v. State of Uttar Pradesh AIR 1996 SC 1051.
31. Madhu Limaye v. Sub-Divisional Magistrate, Monghyr AIR 1971 SC 2486.
CONSTITUTIONAL LAW-I 33
While it is true that the Supreme Court has not expressly adopted this
doctrine it would appear that there is a definite scale of graded values
underlying the different fundamental rights in our Constitution. In order of
the degree of protection received by them, the fundamental rights may be
graded into two classes in a descending order. The first grade would consist
of the right to equality guaranteed by article 14 and the first three freedoms
guaranteed by article 19(1), namely, freedom of speech and expression, right
to assemble peacefully and without arms, and the right to form associations
or unions. The right to equality is worded absolutely though reasonable
classification is implied in it. The primacy given to the first three freedoms
in article 19 (1) is shown by the strictly limited nature of the restrictions
which can be imposed on them under clauses (2), (3) and (4) of article 19.
The right to freedom of religion and the cultural and educational rights
guaranteed by articles 25 to 30 may also be placed in the first grade because
they are mostly invoked by the minorities and the legislatures as well as the
courts act on the theory that the test of a civilization is its solicitude for their
welfare.
The second grade would comprise the last three freedoms guaranteed
by article 19 (1), namely, right to move freely throughout the territory of
India, the right to reside and settle in any part of the territory of India, and
the right to practice any profession, or to carry on any occupation, trade or
business. The reason why they are less protected is that "reasonable
restrictions in the interest of the general public" may be placed on them
under clauses (5) and (6) of article 19. The word "reasonable" is flexible. In
construing it, the legislators and the courts would be entitled to vary the
degree of restrictions of these rights in accordance with the importance to
be attached to competing values which require these rights to be restricted.
Formerly, the right to life and personal liberty guaranteed by article 21 had
a somewhat precarious protection because it depended on "the procedure
established by law". 32
Motilal Setalvad, the then Attorney-General, who appeared for the
Government in Gopalan's case before the Supreme Court, referred to the
substitution of the expression "according to the procedure established by
law" in place of the expression "due process of law" in article 21 by B. N .
Rau on the advice of Justice Frankfurter of the United States Supreme Court
as an argument in favour of the narrow construction of these words as
contrasted with the wide construction of the due process of law in the
United States Constitution. But the learned counsel noted that the sharp
intellect of Justice Patanjali Shastri did not fail to perceive the fallacy
underlying the argument advanced by the counsel. If 'law' was to mean law
enacted by the legislature, how was the citizen's personal liberty to be
field of private law had come to the framers of the Indian Constitution
much earlier in the field of public law. The entry of the United Kingdom
into the European Economic Community and ratification by her of the
European Convention of Human Rights confronted the British Judges with
the task of construing the Treaty of Rome and the European Convention of
Human Rights in the same way as the judges in India were to construe the
Constitution of India. This approach envisaging a broad construction of
constitutional provisions was emphasized by Lord Denning, M. R. in the
following words:
They must follow the European pattern. N o longer must they
examine the words in meticulous detail. N o longer must they
argue about the precise grammatical sense. They must look to
the purpose or intent. To quote the words of the European
Court...they must deduce "from the wording and the spirit of
the Treaty the meaning of the community rules".... They must
divine the spirit of the Treaty and gain inspiration from it. If they
find a gap, they must fill it as best they can. They must do what
the framers of the instrument would have done if they had
t h o u g h t about it. So we must do the same. Those are the
principles, as I understand it, on which the European court
acts. 39
This approach at times results in the development of what has been
called "Constitutional Common Law" drawing inspiration from but not
'required' by the Constitution. 40
Just as the United States Supreme Court invokes the general and wide
words of the American Declaration of Independence and of the Fourteenth
Amendment and the French Conseil Constitutionnel invoked the Declaration of
the Rights of Man and Citizen (1789) in a decision given on 16 July 1971 to
uphold democracy, liberty and equality 41 the Supreme Court of India was
inspired to base its decisions on the so-called non-enforceable provisions of
the Contitutiton in Bharati v. State ofKerah*2 and Smt. Indira Nehru Gandhi
v. Raj Narain.n The decision of the majority in the former case that there
are certain basic features or the structure of the Constitution which are
necessary to preserve the identity of the Constitution and which are not
amenable to amendment under article 368 of the C o n s t i t u t i o n was
supported by reference, inter alia, to the preamble of the Constitution. The
preamble and certain other parts of the Constitution embodied the basic
features of the essential structure of the Constitution. The majority holding
that these basic features or the basic structure cannot be changed by
resorting to constitutional amendment virtually means that an amendment
contrary to these basic features would be unconstitutional. If so, a fortiori an
ordinary law contrary to these basic features ought to be unconstitutional. If
these basic features of the Constitution can be relied upon to invalidate even
a constitutional amendment and certainly an ordinarily law, it is no longer
open to say that unlike the fundamental rights the preamble of the
Constitutional is not enforceable. Similarly, clause (4) of the article 329 A
introduced by the Constitution (Forty second Amendment) Act, 1976 was
also held t o be u n c o n s t i t u t i o n a l by the unanimous decision of the
Constitution Bench in the latter case. Only one learned judge, H . R.
Khanna, supported this holding by reference to the basic features of the
Constitution. The other learned judges having been averse to the doctrine of
basic structure or basic features did not give that reason for that holding.
They relied, inter alia, on the abstract conceptions such as democracy, rule of
law, and separation of powers to support their holding. If such broad
interpretation of non-enforceable provisions and the abstract concepts
underlying the Constitution could help the upholding of the basic features,
the essential liberties or other rights and liberties, it would not be surprising
if the fundamental rights themselves which are enforceable are construed
broadly with a view to expanding the scope of the enumerated rights and to
spell out from them other liberties even though they may not be apparent in
the language in which the rights are defined but may still emanate from the
spirit with which these rights are invested.
Article 21 is more general in its terms than the articles, relating to other
fundamental rights in Part III. It, however, suffers from the lacuna that the
protection given by it varies according to the procedure established by law.
T h e Supreme C o u r t decisions have, therefore, expanded and
strengthened 'personal liberty' in article 21 in two ways—firstly, by spelling
out un-enumerated liberties from it and secondly, by giving it the support of
other articles such as articles 19 and 14.
In K. K. Kochuni v. State ofMadras and Kerala^ Subba Rao, J., observed that
the views of the learned judges in A. K. Gopalan's case may be broadly
summarized under three heads, namely:
(1) To invoke article 19(1) a law shall be made directly infringing that
right,
these views has now culminated in the majority decision of the seven-judge
Bench of the Supreme Court in Maneka Gandhi's** case. This view is best
summarized in Satwant Singh Sawhney's case in para (28) in the following
words: 49
[L]iberty in our Constitution bears the same comprehensive
meaning as is given to the expression 'liberty' by the 5 th and 14th
A m e n d m e n t s to the U.S. Constitution and the expression
'personal liberty' in Art. 21 only excludes the ingredients of
liberty enshrined in Art. 19 of the Constitution. In other words,
the expression 'personal liberty' in Art. 21 takes in the right of
l o c o m o t i o n and t o travel abroad, but the right to move
throughout the territories of India is not covered by it inasmuch
as it is specially provided in Art. 19.
Since Maneka Gandhi's case, article 21 has been on its way to emerge as
the Indian version of the American concept of due process. Article 21 has
now become a repository of many substantive rights and procedural
safeguards. Both "life" and "personal liberty" have been given a very
expansive interpretation. In P. Rathinam v. Union of India50 the Supreme
Court has interpreted "life" as follows:
"The right to live with human dignity and the same does not
connote continued drudgery. It takes within its fold some of the
fine graces of civilization which makes life worth living and that
the expanded concept of life would mean the tradition, culture
and heritage of the person concerned".
The expression "personal liberty" has also been given expansive
interpretation and does not refer merely to the liberty of body, i.e., freedom
from physical restraint or freedom from confinement within the bounds of
a prison but is used as a compendious term to include within it a variety of
rights of a person which go to make u p the personal liberty of an
individual.51
decisions in Haradhan Saha v. The State of West Bengal, Shambhu Nath Sarkar v.
State of West Bengal,57 and R. C. Cooper v. Union of India to show that even
though a law prescribing a procedure for depriving a person of "personal
liberty" may not infringe article 21, it will have to stand the challenge of
article 19 insofar as it abridges or affects any of the fundamental rights
guaranteed by article 19. Bhagwati, J., also points out that the Supreme
Court also applied Article 14 to test the validity of a law which affected
personal liberty by prescribing a special procedure for the trial of specified
offences. In the State of West Bengal v. Anwar Ali Sarkar?% the law was struck
down while in Kathi Raning Rawat v. The State ofSaurashtra,59 the law was
upheld. But in both the cases it was held that the procedure established by
the special law must not be violative of the equality clause.
The actual infringement of the fundamental right and not the object
of the legislation causing it to be considered
REPRESENTATIVE D E M O C R A C Y
which recognized that the amendment under article 368 is not a "law"
within the meanings of article 13 but the question was approached from a
different viewpoint. Right to property being a vested interest could be
abridged or even abrogated if it stood in the way of effect being given to the
directive principles of the state policy contained in Part IV of the
Constitution. The statutes, the validity of which was under consideration
both in Golak Nath and Kesavananda related to the right to property. In that
context the right to property was held not to be a basic feature of the
Constitution. Six judges of the thirteen-judge Bench in Kesavananda held that
the fundamental rights being part of the essential elements or basic features
of the Constitution could not be abrogated or emasculated by the exercise
of the power of amendment under article 368. Six other judges on the other
hand held that there was no limitation or restriction of a substantive nature
on the power to amend the fundamental rights. Khanna, J., took up a middle
position and his judgment, therefore, became decisive on this question. He
held that the right to property could be abrogated by amendment. Since only
the right to property was in question in that case it is Khanna, J.'s opinion of
that particular fundamental right which constitutes the majority decision in
that case. The other fundamental rights were not directly the subject matter
for decision in that case. The observation of Khanna, J., that no part of a
fundamental right can claim immunity from the amending process in respect
of other fundamental rights would have, therefore, to be regarded as obiter.
In a subsequent decision Smt. Indira Nehru Gandhi v. Raj Narain^ Khanna, J.,
has further explained himself and in the light of his subsequent observations
it would appear that he did not mean to hold that fundamental rights other
than the right to property were not a part of the basic structure of the
C o n s t i t u t i o n . It would appear, therefore, that the amending p o w e r
exercisable under article 368 is not such a threat as to endanger the
continuance of the fundamental rights other than the right to property in the
Constitution subject to such reasonable restrictions as may be placed upon
them under the existing provisions of Part III of the Constitution. 67
The other potential threat to the operation of the fundamental rights is
the emergency provisions contained in Part XVIII of the Constitution.
Under article 352 as originally enacted a state of emergency could be
declared by the President if he was satisfied that (1) the security of India or
of any part of its territory is threatened, whether by war or external
aggression or (2) it is so threatened by internal disturbance. The provision in
(2) above was in contrast with the concept of emergency in the United
73. See Sakal Newspapers Pvt. Ltd. v. U.O.I (1962) 2 SCR 842 and Bennett Coleman & Co.
Ltd. v. Union of India AIR 1973 SC 106 already referred to above.
74. See, Kesavananda v. State o/KeraL· (1973) 4 SCC 225; State ofBihar v. Bal Mukund Shah
AIR 2000 SC 1296: (2000) 4 SCC 640; Raghunath Rao v. Union ofIndia AIR 1993 SC
1267; AIR 1973 SC at 1535,1603,1628 and 1860; Jilubhai Nanbhai Khachar v. State of
Gujarat AIR 1995 SC 154; Waman Rao v. Union ofIndia AIR 1981 SC 271; Kihoto
Holiobon v. lachillu AIR 1993 SC 412; Indira Gandhi v. RajNarain AIR 1975 SC
2299; Minerva Mills v. Union of India AIR 1980 SC 1789 and S. P. Sampatb Kumar v.
Union of India (1987) 1 SCC 124: AIR 1987 SC 386 etc.
50 INDIAN LEGAL SYSTEM
set out in the preamble. It is well known that the preamble is the key to the
interpretation of the Constitution. If so, the whole of the Constitution must
be read to mean that the ultimate power of amending the Constitution
beyond the power given to Parliament by article 368 is with the people.
Shanti Bhushan (the former Minister for Law and Justice), had perhaps this
in m i n d w h e n he had suggested the following happy c o m p r o m i s e .
According to him, amendment which does not affect the basic structure or
basic features of the Constitution could be made under Article 368 by
Parliament. If, however, the amendment is to go further and affect the basic
structure of the Constitution, then it should be effected only be means of a
referendum to the people. 7 5 Shanti Bhushan's interpretation that the
absolute sovereignty to change the basic structure of the Constitution rests
only with the people and that this is to be distinguished from the amending
power given to Parliament by article 368 can be supported by the preamble
which makes the people of India the ultimate repository of the power to
make and unmake the Constitution. The power of amendment given to
Parliament by article 368 is only a part and not the whole of this power.
Secondly, a written Constitution like ours, postulates a separation of
powers. This implies that Parliament is not sovereign in the same sense as
the people are sovereign. It also implies that not only Parliament but also
the executive meaning the President and the independent civil service as also
the independent judiciary are all different kinds of representative institutions
inasmuch as t h e y represent the will of the people in framing the
Constitution and in giving them separate powers and functions. The three
great branches of the government, namely, the legislature, the executive, and
the judiciary, are not to quarrel with each other but are to co-operate
conscientiously performing their separate functions without encroaching on
each other's functions. As observed by Edward H . Levi, former Attorney-
General of the U.S.A., "each branch, in its own way, is the people's agent,
its fiduciary for certain purpose." 76
77. Joseph M. Steiner. "Judicial Discretion and the Concept of Law," 35 Cambridge Law
Journal, 1976, p. 135 at 139.
CONSTITUTIONAL L A W - I 53
They enable the judges to consider materials other than rules which alone
are valid according to the positivists. Judges do justice, apart from
administering law, by the application of these principles or policies. For
instance, the principle that no man can benefit himself by his own wrong,
would enable the judges to refuse to grant relief to a person who has
murdered another person from claiming to inherit the property of the
person whom he has murdered, even though according to the letter of the
law, he may be entitled to inherit such property.
In "Is Law a System of Rules)" by Ronald M. Dworkin 78 concept of the
judicial function has been explained. Perhaps it can be urged to explain how
the majority of the thirteen-judge Bench in Kesavananda's case came to
advance the view that the amending p o w e r given by article 368 to
Parliament does not extend to the destruction of the basic structure of the
Constitution. 79
In one sense, the doctrines which envisage judicial function as being not
restricted to the literal interpretation of the Constitution or legislation but
requiring the judges to give effect to the objectives of the Constitution or
law have been the reason for re-thinking by the jurists. Many of them
formerly believed that it is not for the judges to go beyond the language of
the Constitution or the law as questions of policy inhering them must be left
to the legislators. But with a decline of the power of Parliament, the
Executive at a particular point of time is able to bring about a constitutional
or legal change which may not reflect lasting public opinion. Gustav
Radbruch was formerly a positivist, but the perversion of parliamentary
sovereignty under the Nazi regime in Germany made him change his views.
He has at the end of his life driven to embrace a natural law philosophy after
abandoning positivism. 80
H. M. Seervai who supported the power of plenary amendment under
article 368 when he argued for the government in Kesavananda Bharati v. State
of Kerala, had subsequently to change his view when he realized the danger
to the Constitution arising form the argument for the appellant in Smt. Indira
Nehru Gandhi v. Raj Narain*1 that the power of amendment conferred by
article 368 was a constituent power which was an amalgam of legislative,
executive and judicial powers. Seervai could not subscribe to the view that a
judicial dispute could be decided in the garb of amending the Constitution.
When this kind of amendment contained in clause (4) of article 329A of the
Constitution was held invalid by the unanimous decision of the Supreme
78. R. M. Dworkin, "Is Law a System of Rules?" in R. S. Summers (ed.) Essays in Legal
Philosophy, pp. 25-60.
79. Hughes, "Rules, Policy and Decision-Making," 77 Yale Law Journal, 1968, p. 411.
80. Lon Fuller has translated this revised thinking of Radbruch in his Supplementary
Readings in Jurisprudence, 1951-52.
81. AIR 1975 SC 2299.
54 INDIAN LEGAL SYSTEM
Court in Smt. Indira Nehru Gandhi's case, the reasoning of the court could not
have been supportable according to the positivist view of law. It is only
when law is viewed not only as rules but also principles and policies which
have to be developed by the judges to do justice that the decision can be
understood. Seervai has come round also to the view that the doctrine
propounded by the majority of the thirteen-judge Bench in Kesavananda's
case that the amending power cannot extend to the destruction of the basic
structure of the Constitution is after all supportable. 82 As I have indicated
above, such support can be found in the wider view of the concept of law
which is particularly suitable in the interpretation of a Constitution because
the Constitution is not merely a legal document but is also a charter of
social, economic, cultural and political values and rights of the people.