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1531

Increasing Muscle Mass in Spinal Cord Injured Persons


With a FUnctional Electrical Stimulation Exercise Program
A.M. Erika Scremin, MD, Lyvia Kurta, PT, Amilcare Gentili, MD, Barbara Wiseman, BSc, Karen Perell, PhD,
Charles Kunkel, ~ID, Oscar U. Scremin, MD, PhD
ABSTRACT. Scremin AME, Kurta L, Gentili A, Wiseman B, UNCTIONAL ELECTRICAL stimulation (FES) is poten-
Perell K, Kunkel C, Scremin OU. Increasing muscle mass in
spinal cord injured persons with a functional electrical stimulation
F tially useful in the rehabilitation of patients with spinal cord
injury (SCI). Claimed benefits include improvement of contrac-
exercise program. Arch Phys Med Rehabil 1999;80:1531-6. tures, neurogenic osteoporosis, deep venous thrombosis, and
edema, as well as amelioration of spasticity.l-9 Another poten-
Objective: To determine the magnitude of changes in muscle tial use of FES is as an aid in standing and ambulation. L°-13
mass and lower extremity body composition that could be Many of these applications require development of adequate
induced with a regular regimen of functional electrical stimula- muscle power, which must be preceded by at least a partial
tion (FES)-induced lower-extremity cycling, as well as the reversal of the profound muscle atrophy that occurs at levels
distribution of changes in muscle mass among the thigh below the SCI lesion.
muscles in personslwith spinal cord injury (SCI). Resistive exercise increases muscle mass in human subjects
Study Design: Thirteen men with neurologically complete and experimental animals. 14-21 FES has been reported to
motor sensory SCI!underwent a 3-phase, FES-induced, ergom- prevent disuse atrophy of the quadriceps in able-bodied patients
etry exercise program: phase 1, quadriceps strengthening; phase after surgery. 22,2~ Baldi and colleagues 24 reported prevention of
2, progressive sequential stimulation to achieve a rhythmic muscle atrophy in SCI subjects by FES cycle ergometry when it
pedaling motion (sOrface electrodes placed over the quadriceps, was used within 3 months after injury. Information on effects of
hamstrings, and gl~teal muscles); phase 3, FES-induced cycling FES on muscle mass in long-term SCI subjects, however, is
for 30 minutes. Participants moved from one phase to the next fragmentaryfl 5,26 and the persistence of changes and the rela-
when they met the bbjectives for the current phase. tions of these changes to the duration of FES training have not
Measures: Computed tomography of legs to assess muscle been established.
cross-sectional arda and proportion of muscle and adipose This work was designed to test if a prolonged exercise
tissue. Scans were [done at baseline (before subjects started the regime of FES-induced lower-extremity cycling (FESILEC)
program), at first follow-up, typically after 6 5 . 4 _+ 5.6 (SD) could improve muscle mass, and to determine the magnitude
weekly sessions, and at second follow-up, typically after 98.1 _+ and distribution of the effect in the thigh and leg. We used
9.1 sessions. computed tomography (CT) of the lower extremity to evaluate
Results: Increases in cross-sectional areas were found in the muscle cross-sectional area and the proportion of muscle to
following musclesi rectus femoris (31%, p < .001), sartorius adipose tissue, a method validated against cadaver informa-
(22%, p < .025), adductor magnus-hamstrings (26%, p < .001), tion 27 and the standard against which other techniques are
vastus lateralis (39%, p = .001), vastus medialis-intermedius evaluated. 28
(31%, p = .025). Gross-sectional area of adductor longus and
gracilis muscles di~t not change. The ratio of muscle to adipose MATERIAL AND METHODS
tissue increased significantly in thighs and calves. There was no
correlation among the total number of exercise sessions and the Subjects
magnitude of musdle hypertrophy.
Conclusions: Muscle cross-sectional area and the muscle to Admission criteria for the study included a neurologically
adipose tissue ratio of the lower extremities increased during a complete SCI lesion (American Spinal Injury Association
regular regimen of 2.3 FES-induced lower extremity cycling [ASIA] Impairment Scale A29), presence of spasticity, and
sessions weekly. The distribution of changes was related to the range of motion of hip, knee, and ankle within limits compat-
proximity of muscles to the stimulating electrodes. ible with safe operation of the Regys ergometer, a Characteris-
© 1999 by the American Congress of Rehabilitation Medi- tics of the 13 men admitted to the study are summarized in table
cine and the Am&ican Academy of Physical Medicine and 1. All subjects gave informed consent on a protocol approved
Rehabilitation by the Human Subjects Committee of the West Los Angeles VA
Medical Center.
Exclusion criteria were: implanted pacemaker, unhealed
i
i
lower extremity fracture, history of hip or knee dislocation or
From the Department o~ Physical Medicine and Rehabilitation (Dr. A. Scremin, Ms.
/ subluxation, presence of plates, screws, or pins in femurs,
Kurta.Ms. Wiseman,Dr. Perell)and ResearchDepartment(Dr.O. Scremin),WestLos poorly controlled autonomic dysreflexia, active heterotopic
AngelesVeteransAffairsMedicalCenter, and the Departmentof Medicine(Dr. A.
Scremin)and Departmen~of Physiology(Dr.O. Scremin),Universityof Californiaat ossification, extreme osteoporosis with positive history of
Los AngelesSchoolof Medicine,Los Angeles,CA; and the AlbuquerqueVeterans fracture, severe uncontrollable spasticity in lower extremities,
AffairsMedicalCenter.Albuquerque,NM(Dr.Kunkel). presence of pressure sores in areas of treatment, acute medical
Submittedfor publicationJanuary5, 1999.Acceptedin revisedformMay 20, 1999. intercurrence, recent history of alcohol abuse for which treat-
No commercialpartyhavinga directfinancialinterestin the resultsof the research
supporting this articlehas or will confer a benefit upon the authors or upon any ment was recommended, cardiovascular disease, and moderate
organizationwithwhichthe authorsare associated, to severe puhnonary disease. Twelve potential subjects were
Reprintrequeststo A.rv~.ErikaScremin,MD, WestLosAngelesVAMedicalCenter, excluded from the study on the basis of these criteria.
Building115,Room319,11301 WilshireBoulevard,Los Angeles,CA90073. At admission to the study, subjects received a complete
© 1999 by the AmericanCongressof RehabilitationMedicineand the American
Academyof PhysicalMedicineand Rehabilitation physical examination and, after informed consent, the follow-
0003-9993/99/8012-538753.00/0 ing evaluations: x-rays of spine, hip, femur, tibia, fibula, and

Arch Phys Med Rehabil Vol 80, December 1999


1532 FES-INDUCED CYCLING TO INCREASE MUSCLE MASS, Scremin

Table 1: Patient Characteristics exercise continued until the total of 30min was accomplished.
Maximum Two subjects could only cycle without load and are listed with a
"time Since Injury Age Body Mass Training maximum training workload of 0 in table 1. In phase 3b, the
Subject Injury (yrs) Level (yrs) (kg) Workload (W) protocol was similar to 3a, except that simultaneous arm
1 14 T8 31 72.7 0
ergometry was performed. This phase was initiated after
2 3 T5 24 82.7 12.2 completion of phase 3a with at least 24 sessions of 30-minute
3 14 T6 31 64.1 12.2 cycling completed. Average durations (in weeks) of each phase
4 2 T10 36 68.2 6.1 were: phase 1, 7.5; phase 2, 8.9; phase 3a, 14.4; Phase 3b, 21.9.
5 12 T4 33 72.6 12.2 The average protocol duration (sum of all phases' average
6 4 T5-6 46 91.4 12.2 durations listed above) was 52.8 weeks.
7 8 T4-5 45 95.5 6.1
Analysis of CT Scans
8 10 T12-L1 28 63.6 24.4
9 8 T6-7 42 79.2 18.3 CT scans were performed before phase 1 began and then as
10 15 C5-6 33 63.3 6.1 close as possible to the end of phase 3a (on average, after 65
11 12 T8 25 65.6 12.2 sessions) and at midpoint within phase 3b (on average, after 98
12 19 C6-7 36 106.3 0 sessions) of FESILEC (fig 1): the first CT was done to obtain a
13 9 T6 32 61.1 12.2 baseline (pre-FESILEC) measurement before the exercise pro-
tocol started; the second CT was done when workload reached a
Mean (SD) 10.0 (5.0) 34.0 (6.9) 75.9 (14.3) 10.3 (6.8) stable level (first follow-up CT); and the third CT was done
during the maintenance regime of phase 3b (second follow-up
CT). Three CT planes perpendicular to the limb major axis were
feet; blood tests, including complete blood count, chemistry defined in the thigh. One (midthigh) was at the midpoint
panel, and hematocrit and hemoglobin levels, routine urinaly- between the anterior superior iliac spine and the knee joint line.
sis; and a resting 12-lead electrocardiogram and cardiopulmo- Two other planes were 5cm above (proximal thigh) and 5cm
nary exercise stress test by arm crank ergometry. below (distal thigh) the first plane (midthigh). Two planes were
defined in the leg. One (proximal leg) was at the point of
FESILEC Protocol maximal circumferential distance, and another (distal leg) 2cm
Patients were treated with muscle stimulation in sessions of below. Three methods quantified these images. (1) Tracing of
30 minutes' duration, performed 2.32 _+ .26 (SD) times per areas with density levels of muscle tissue in digitized CT scans
week in a Regys 1 System? Stimulation was applied with with subtraction of intramuscular areas with density levels of
carbon-filled silastic surface electrodes taped to the skin. A adipose tissue (adipose tissue-free muscle area). In this
conducting jelly was applied between the skin and the elec- analysis, the three levels in the thigh (defined above) were
trode. Stimulation parameters were as follows: pulse frequency, studied; (2) A tracing of areas with density levels of muscle
30Hz; pulse duration, 300~sec; on/off ramp duration, lsec; train tissue was done without subtraction of intramuscular fat
duration, 10sec. These parameters were controlled by a micro- (anatomical muscle area). Individual muscles were identified
processor modulating six channels of stimulation. A set of with anatomic data from Eycleshymer and Schoemaker. 3° This
sensors provided feedback on leg position to the control unit. analysis was limited to the midthigh level. (3) Semiautomatic
FESILEC was implemented in three phases. In phase 1 (muscle calculation of area occupied by muscle tissue, adipose tissue,
strengthening), stimulation was applied to the quadriceps only. and bone was done using standard software available on the GE
Three electrodes were placed across the skin surface over the Highlight Advantage CT scanner, b The range of densities used
quadriceps: a reference electrode was placed in the center; the to differentiate tissues were: adipose tissue, - 1 9 0 to - 2 0 ;
other two electrodes were active. Stimulation was applied muscle tissue, +20 to + 100; bone, +200 to +2,000. In this
sequentially between the reference and one of the active analysis three levels in the thigh and two levels in the leg
electrodes to produce 45 ° of active extension followed, during (defined above) were studied. The first two analyses were
relaxation, by passive flexion. Treatment began without load. performed after CT scan films were digitized in a Hewlett-
After completion of 45 extension/flexion sequences in two Packard Scanjet 4C/T scanner5 Images were analyzed using
consecutive sessions, l lb of external weight was added and SigmaScan Pro 4 software, d Only one operator performed each
stimulation continued until the subject was able to reproduce 45
successful extension/flexion sequences.
This procedure was repeated until the patient could lift 3 to
51bs. In phase 2 (pedaling progression to 30 minutes), stimula- Phase 0 Phase 1 Phase 2 Phase 3
tion was applied sequentially to the quadriceps, the gluteus
maximus, and the semitendinosus, long head of the biceps, and Screening Strengthening Cycling
Progression
semimembranosus, to achieve a rhythmical pedaling motion. L
Initially, subjects pedalled against 0 kilopond (kp) resistive load
for 5 minutes or as long as the subject could tolerate (up to a X-ray Quadriceps ;tart 30 minutes
30-minute maximum). This was followed until the schedule Lab Tests Strengthening Cycling Continuous
Physical Exam Cycling
was completed and then each succeeding session increased bStressTest
progressively until the subject was able to pedal for 30min in
two consecutive sessions. In phase 3a (training protocol),
subjects performed three 30-minute of FESILEC per week,
initially unloaded (0 kp). Once the patient could complete two
First
f
Second Third
CT 65.4 _+5.6 (SE) Training Sessions CT CT
consecutive 30-minute sessions at a given workload, the load
I 98.1 +-9.1 (SE) Trainiug Sessions
I I|
was increased by 6.1W (l/8kp). If during the training session
the patient fatigued (ie, revolutions per minutes decreased to
<35), then the workload was reduced to the previous level and Fig 1. FESILEC training protocol and timing of CT measurements.

Arch Phys Med Rehabil Vol 80, December 1999


FES-INDUCED CYCLING TO INCREASE MUSCLE MASS, Scremin 1533

methodology, and this person was blind to the treatment and to


subject identity. Not all the subjects were included in all three
analysis methods because some of the software was not
available in the initial stages of the study and some of the CT
scans had characteristics that did not permit anatomic delinea-
tion of the individual muscles.

Statistical Analysis
Ratios of cross4sectional area of the first and second fol-
low-up CT scans and that of baseline (pre-FESILEC) were
calculated to cancel out the variance between subjects. Statisti-
cal significance of[ these ratios against l were calculated from
the t distribution. A Bonferroni correction for two simultaneous
contrasts (first arid second intervals against baseline) was
applied to the perbentage increases in anterior and posterior
muscle mass. Sta[istical significance of differences was as-
sumed for probapilities <.05. Results were presented as
percentage of baseline (ratio × 100).

RESULTS
100%
Initial analysis !indicated that there were no statistically
significant side to :side differences within individual subjects;
therefore, cross-sectional areas from both sides were averaged
for each subject.
Cross-sectional ~cans of the thigh (fig 2) showed that adipose
tissue-free skeletal muscle increased significantly in anterior
(fig 3) and posteric~r (fig 4) compartments when measured at the
first follow-up interval. No further increase was observed at the
second follow-up ihterval.
Analysis of individual muscles' cross-sectional areas (ana-
tomic skeletal muscle) is shown in figure 5. The percent
increases over baseline (before FESILEC started) were: rectus
femoris, 31% (p <~ .001); sartorius, 22% (p < .025); adductor
magnus-hamstringS, 26% (p < .00l); vastus lateralis, 39%
(p = .001); vastus medialis-intermedius, 31% (p = .025). Cross-
sectional area of adductor longus and gracilis muscles did not
change. There were no correlations among the total number of
FESILEC sessions! and the magnitude of muscle hypertrophy.
Evaluation of the areas occupied by different tissues (fig 6) 178%
indicated statistically significant increases in muscle tissue in
thigh and leg, no Changes in adipose tissue, and a significant
increase in the ratio of muscle to adipose tissue.

DISCUSSION
This study found a generalized increase in skeletal muscle
cross-sectional arqa, with no change in adipose tissue, and a
consequent increase in the ratio of muscle to adipose tissue.
This phenomenon iwas present in both the thigh and the leg.
Although no electi1odes were applied over the leg, proximity of
the posterior eleqtrodes to the sciatic nerve activated leg
muscles. The greater effect observed in the anterior compart-
ment may relate tO the fact that only the quadriceps muscles
were stimulated in the strengthening period in phase 1. In
addition, the post{rior compartment included the gracilis and
adductor longus muscles, which did not increase in mass,
probably because ~otor points for these muscles were not close
to the stimulating electrodes.
Increased muscle mass was observed at the first follow-up
evaluation, after completion of the resistive part of the training.
159%
This type of exercise has been shown to induce greater muscle Fig 2. Midthigh CT scans of one SCI subject taken before and during
hypertrophy in animals and humans than aerobic exercise. 3~ FESILEC training: the top is a pre-FESILEC scan, the middle is at 83
The lack of further increase in muscle mass beyond the first days, and the scan on the bottom is at 395 days within the FESILEC
follow-up CT is p{obably related to the fact that workload was program. Cross-sectional area data are expressed as percentages of
pre-FESILEC (ie, pre-FESILEC = 100%). The vertical bar to the right of
not incremented after that time. each image represents 5cm.
FES has been shown previously to prevent decreases in leg

Arch Phys Med Rehabil Vol 80, December 1999


1534 FES-INDUCED CYCLING TO INCREASE MUSCLE MASS, Scremin

160 ** 160
,.'X--X,.

140

120

1--100 71oo -- . . . . . . . . . . . .
Z
ILl
(O 80
n'-
ILl
m_ 6O
o. oo i
4O 4o }
2O

0 I

PROXIMAL MIDDLE DISTAL Rect.F. Sart. Add.L. Grac. Add-Hams. Vast&. Vast.M.

Fig 3. Thigh anterior compartment: percentage change in cross- Fig 5. Individual skeletal muscles (thigh): percent change in cross-
sectional area of adipose tissue-free skeletal muscle in 8 subjects. sectional area between baseline and first follow-up CT in 9 subjects.
Left and right sides were averaged because no side differences were Results are expressed as percent of baseline (pre-FESILEC, 100%).
present. Results are expressed as percentage of baseline (c], pre- *p < .025; * * p < .001.
FESILEC [100%]). The first follow-up CT measurement (1~) was taken
after 65 -+ 5 sessions. The second follow-up CT measurement (11)
was taken after 98 - 9 sessions. * p < .025; * * p < .001. those of our subjects, after 6 months of weight training on
alternate days with six series of eight unilateral leg extensions
at 80% of one repetition maximum, cross-sectional area in-
lean body mass in SCI subjects when it is applied within 3 creased by 13% to 19.3% at different sectors of the quadriceps
months after injury; Baldi and associates24 observed a decrease muscle. 14 In subjects over the age of 55 years, 6 months of
of 21% in lean lower limb mass after a 6-months postinjury isometric quadriceps strength training induced a 4% to 4.9%
period in untreated patients, whereas patients treated with increase in thigh circumferenceJ 5 In the upper arm, cross-
FESILEC (three times a week) showed a small but statistically sectional areas of biceps and triceps increased by 12.6% and
significant increase compared with pretreatment mass. The 25.1%, respectively, after 12 weeks of intensified resistance
smaller increase (9%) found by Baldi than found in the present training in college men. 16 The cross-sectional area of medial
study (about 30% increase in the thigh) may be attributable to and lateral knee extensors of bodybuilders has been reported to
differences in time after injury or underestimations in the Baldi be 29% and 49% greater, respectively, than that of nontrained
study because of the indirect estimates of muscle mass recorded controls of comparable ages. 32
by x-ray absorptiometry. The ability of the presently reported FES exercise program to
In our study, muscle cross-sectional area increases were increase muscle mass in men with SCI may be related to the
comparable to those described with resistance exercise in strength training characteristics of phases 1 and 3a, in which
able-bodied subjects. In healthy men of ages comparable to
160
160
140 ** * * **
140
120
120
Z~100 . . . . . . . . . . .
1--100
Z
w
0 80
rr
W ~ 6o
a. 60
40
40
20
20
0
0 T1 T2 T3 L1 L2
PROXIMAL MIDDLE DISTAL
Fig 6. Cross-sectional area occupied by muscle (R) and by adipose
Fig 4. Thigh posterior compartment: percentage change in cross- tissue ([]), and the ratio of muscle to adipose tissue (11): percent
sectional area of adipose tissue-free skeletal muscle in 8 subjects. changes between baseline and first follow-up CT in 6 subjects.
Left and right sides were averaged because no side differences were ~ssue components were calculated by segmenting image density
present. Results are expressed as percentage of baseline (rT, pre- levels into Hounsfield unit ranges: adipose tissue, -190 to -20;
FESILEC [100%]), The first follow-up CT measurement (~]) was taken muscle tissue, - 1 9 to +150. T1, proximal thigh; T2, midthigh; T3,
after 65 +- 5 sessions. The second follow-up CT measurement (11) distal thigh; L1, proximal leg; L2, distal leg. Results are expressed as
was taken after 98 -+ 9 sessions. * p < .025; * * p < .001. percentage of baseline (pre-FESlLEC, 100%). * p < .025.

Arch Phys Med Rehabil Vol 80, December 1999


FES-INDUCED CYCLING TO INCREASE MUSCLE MASS, Scremin 1535

progressive loads are used. The fact that the gain in muscle 11. Moynahan M, Mullin C, Cohn J, Bums CA, Halden EE, Triolo RJ,
cross-sectional area was recorded at the end of phase 3a, with et al. Home use of a functional electrical stimulation system for
no further gain at a later follow up seems to support this standing and mobility in adolescents with spinal cord injury. Arch
interpretation. The anaerobic nature of FESILEC training may Phys Med Rehabil 1996;77:1005-13.
12. Hirokawa S, Solomonow M, Baratta R, D'Ambrosia R. Energy
also contribute to its effect on muscle mass. In young subjects,
expenditure and fatiguability in paraplegic ambulation using
when the quadriceps performs long, fatiguing contractions, a reciprocating gait orthosis and electric stimulation. Disabil Rehabil
significantly greater increase in cross-sectional area is observed 1996;18:115-22.
than when short contractions are performed followed by longer 13. KraljA, Acimovic R, Stanic U. Enhancement of hemiplegic patient
intervals--a difference that has been attributed to a greater rehabilitation by means of functional electrical stimulation. Pros-
metabolite accumulation during the first type of exercise. 33 thet Orthot Int 1993;17:107-14.
FESILEC inducesa large increase in blood lactate. 34 Moreover, 14. Narici MV, Hoppeler H, Kayser B, Landoni L, Claassen H,
our previous studids of muscle blood flow in SCI subjects on Gavardi C, et al. Human quadriceps cross-sectional area, torque
FES-induced exercise showed a larger increase in blood flow and neural activation during 6 months strength training. Acta
and a slower return lto preexercise blood flow levels than in able Physiol Scand 1996;157:175-86.
bodied subjects performing a mechanically equivalent volun- 15. WelshL, Rutherford OM. Effects of isometric strength training on
tary exercise. 35 Th~se findings suggest a greater accumulation quadriceps muscle properties in over 55 year olds. Eur J Appl
Physiol 1996;72:219-23.
and slower washout of metabolites in this type of FES exercise.
16. Mccall GE, Bymes WC, Dickinson A, Pattany PM, Fleck SJ.
The phenomenon may relate to the tetanic and synchronous Muscle fiber hypertrophy, hyperplasia, and capillary density in
nature of FESILEC!muscle contraction that interferes with local college men after resistancetraining.J Appl Physiol 1996;81:2004-12.
circulation. 17. Taaffe DR, Pruitt L, Pyka G, Guido D, Marcus R. Comparative
Our results in the present study showed no change in adipose effects of high- and low-intensity resistance training on thigh
tissue cross-sectional area in the legs after FESILEC. Only one muscle strength, fiber area, and tissue composition in elderly
study has examined this issue before and it claimed that adipose women. Clin Physiol 1996;16:381-92.
tissue area decreased in one of the studied FES regimens.36 This 18. Abemethy PJ, Jurimae J, Logan PA, Taylor AW, Thayer RE. Acute
conclusion was based on the analysis of a small group of and chronic response of skeletal muscle to resistance exercise.
patients (n = 4) ahd use of nonadjusted multiple contrast Sports Med 1994;17:22-38.
statistics. In the presence of an increase in muscle cross- 19. Degens H, Turek Z, Hoofd L, van't Hof MA, Binkhorst RA.
sectional area, the ~nuscle to adipose tissue ratio of the lower Capillarisation and fibre types in hypertrophied m. plantaris in rats
of various ages. Respir Physiol 1993;94:217-26.
extremities in our ekperiments was enhanced by FESILEC. 20. Bell DG, Jacobs I. Muscle fibre area, fibre type and capillarization
in male and female body builders. Can J Sport Sci 1990;15:115-19.
CONCLUSION 21. Yarasheski KE, Lemon PW, Gilloteanx J. Effect of heavy-
FESILEC increased muscle mass of thighs and legs, and resistance exercise training on muscle fiber composition in young
rats. J Appl Physiol 1990;69:434-37.
enhanced the muscle to adipose tissue ratio of SCI subjects.
22. Gould N, Donnermeyer D, Gammon GG, Pope M, Ashikaga T.
These effects were Sustained by continuous training over 1 year. Transcutaneous muscle stimulation to retard disuse atrophy after
open meniscectomy. Clin Orthop 1983;(178):190-97.
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Arch Phys Med Rehabil Vol 80, December 1999

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