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Quaternary International xxx (2017) 1e14

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Quaternary International
journal homepage: www.elsevier.com/locate/quaint

The Middle to Upper Paleolithic transition in La Güelga cave (Asturias,


Northern Spain)
Mario Mene 
ndez a, *, David Alvarez-Alonso a
, María de Andres-Herrero b, c, Pilar Carral d,
Eduardo García-Sa  Pardo a, Jose
nchez a, Jesús F. Jorda  M. Quesada a, Julio Rojo a
a
Department of Prehistory & Archaeology, Universidad Nacional de Educacio n a Distancia (UNED), Ciudad Universitaria, Paseo Senda del Rey 7, E-28040,
Madrid, Spain
b
Neanderthal Museum, Talstr. 300, 40822, Mettmann, Germany
c
University of Cologne, Institute of Prehistoric Archaeology, Albertus-Magnus-Platz, 50923, Cologne, Germany
d
Departament of Geology & Geochemistry, UAM, Campus de Cantoblanco, E-28049, Madrid, Spain

a r t i c l e i n f o a b s t r a c t

Article history: La Güelga cave is located at the bottom of a mountain valley in the Eastern part of Asturias (Northern
Received 22 December 2015 Spain), 186 m above sea level and 15 km far away from the coast. It currently comprises a group of caves
Received in revised form that were occupied during the Middle and Upper Paleolithic periods (MP and UP respectively). In recent
28 August 2017
years, we have studied the levels of La Güelga cave eD Zone-proposing a sequence for the MP/UP
Accepted 29 August 2017
transition: Mousterian-Aurignacian-Cha ^telperronian, which we review in this paper after a detailed
Available online xxx
analysis of the chronostratigraphy. We also provide new radiocarbon dates for the Mousterian, Auri-
gnacian and Cha ^telperronian levels. Finally, the geoarchaeology, taphonomy, archaeological data, and
Keywords:
Aurignacian
chronology suggest that the interstratification -initially identified on the basis of stratigraphic obser-
Cha^telperronian vations during excavation-cannot be maintained. In any case, the stratigraphy of the internal D Zone of La
Chronology Güelga cave is one of the most interesting from the Cantabrian region for analyzing the last phases of the
Geoarchaeology Mousterian and the rise of the Aurignacian in the North of the Peninsula.
Interstratification © 2017 Elsevier Ltd and INQUA. All rights reserved.
Mousterian

1. Introduction richness in the Paleolithic archaeological record and to the exis-


tence of Mousterian and Aurignacian evidence -dated in the 1980s
The end of the Neanderthal settling and the first human set- onwards within a very narrow chronological range (ca. 40 Ka)
tlements by anatomic modern human groups (HAM) has been the (Bischoff et al., 1989; Cabrera and Bischoff, 1989; Cabrera, 1993,
focus, in recent decades, of one of the greatest debates in European Cabrera et al., 2005)-, has been in recent decades one of the most
archaeology; and of the evolutionary process of our human species interesting seats for analyzing the process of transition between the
in this continent. The southernmost regions of Europe register the Middle and the Upper Paleolithic (Maroto et al., 2005, 2012).
last human settlements of Neanderthal groups (Higham et al., On the other hand, the identification of different evidences and
2014), for this reason, the identification of when and how the levels along the North of the Peninsula, which have been classified
process of substitution and replacement of a species for another as belonging to the Cha ^telperronian technocomplex -being the
took place has been one of the main challenges for researchers for most important ones Cueva Morín (level 10) or Labeko Koba (level
some decades (Cabrera, 1993; Maroto et al., 2005). The North of the IX) (Maíllo-Fern andez, 2005; Arrizabalaga and Altuna, 2000) and
Iberian Peninsula (specially the Cantabrian region), due to its more recently, Aranbaltza (Ríos-Garaizar et al., 2015)- have gener-
ated, for the last several years, an intense debate concerning the
cultural allocation, the chronological precision (radiometric) and
the chronostratigraphy of these Cantabrian transition sequences, in
* Corresponding author. the framework of the research of the Middle/Upper Paleolithic
E-mail addresses: mmenendez@geo.uned.es (M. Mene ndez), dalvarez@gijon.
 transition in this region (Andre s-Herrero, 2009; Andre s-Herrero
uned.es (D. Alvarez-Alonso), mdeandres@neanderthal.de (M. de Andres-Herrero),
pilar.carral@uam.es (P. Carral), egarciasmail@gmail.com (E. García-Sa nchez), and Arrizabalaga, 2014; Cabrera and Bernodo de Qurio  s, 1996,
jjorda@geo.uned.es (J.F. Jord a Pardo), jmquesada@geo.uned.es (J.M. Quesada), 2001, 2002, 2004; Camps, 2006; Maíllo-Ferna ndez, 2007; Maroto
juliorojo@juliorojo.jazztel.es (J. Rojo).

http://dx.doi.org/10.1016/j.quaint.2017.08.061
1040-6182/© 2017 Elsevier Ltd and INQUA. All rights reserved.

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
2 M. Menendez et al. / Quaternary International xxx (2017) 1e14

et al., 1996). This technocomplex was conventionally related to the 2 of the Interior D-Zone, it is clear the importance of the
Neanderthals (Hublin et al., 2012), a further reason why it repre- Mousterian-Aurignacian transitional sequence of La Güelga cave, as
sents an even more controversial and contested context; even one of the most interesting from the North of the Peninsula,
though, in the Cantabrian region no human remains related to any especially with respect to the Final Mousterian (Menendez et al.,
of the aforementioned discussed levels have been recorded. 2014).
This debate has only started to be exceeded following the recent
implementation of new radiometric analyses (Higham, 2011; 2. The site and its archaeological context
Higham et al., 2014; Wood et al., 2014, 2016) and the geo-
archaeological revision of some of the archaeological sequences La Güelga cave is located in close proximity to Cangas de Onís
which have been at the center of the debate during the last decade. (Asturias, Northern Spain), in the eastern part of the Asturian
This is the point where La Güelga cave -a site with a rich Massif or central zone of the Cantabrian Cordillera that corresponds
sequence from the Middle and Upper Paleolithic-has played an with the Cantabrian zone of the Iberian Massif (Vera et al., 2004)
important role on the debate about the transition from the Middle (Fig. 1). The karstic complex of La Güelga is developed within the
to the Upper Paleolithic in the North of the Peninsula. It is due to the pre-Stephanian (Namurian) Upper Carboniferous Barcaliente for-
existence of Mousterian levels in this site -infrajacent to the Auri- mation. This formation is comprised of grey and black fetid lime-
gnacian levels-which were also sealed by remains that were stone (micrites, microsparites and dolomicrites) (I.G.M.E, 1986). The
assigned to the Cha ^telperronian following the identification of cave mouth is located at the base of a cliff with a strong relief, at
some guiding fossils highly characteristic from this period 182 m asl and at the bottom of a blind valley in which La Güelga or
(Cha^telperron points) (Mene ndez et al., 2005, 2006a, b; Quesada La Brava stream disappears into a subterranean karstic complex
and Mene ndez, 2009). These pieces have been documented not (Fig. 2).
only at other Cantabrian sites such as La Vin ~ a, where they appear in The entrance of La Güelga cave morphologically resembles a
a Mousterian context without discussion (Fortea, 1999; Santamaría large stony rock shelter in which the river incised its course. Suc-

Alvarez, 2012) but also in several contexts defined as Cha ^telperro- cessive phases of incision during karst phases have left traces on
nian, such as Morín, Aranbaltza or Labeko Koba (Arrizabalaga, the walls of the cliff and the rock shelter, the uppermost of which is
2000, 2005; Arrizabalaga and Altuna, 2000; Arrizabalaga and some 13 m above the present river bed. The Upper Pleistocene
Iriarte-Chiapusso, 2006; Maíllo-Ferna ndez, 2005, 2007, 2008; archaeological contents of the deposits in these terraces are vari-
Ríos-Garaizar, 2008, 2012; Rios-Garaizar et al., 2012); this is one of able (Mene ndez et al., 2006a,b). The most significant of these is
the reasons why we have been talking more about a Mousterian situated at 11 m above the current river level, lying on top of a
with Ch^ atelperron points -placed at the final moments of the chaotic deposit of large limestone blocks detached from the
Middle Paleolithic-than about a Cha ^telperronian (Maroto et al., outcrop, and consisting of 2 m of sediment. At this level, there was
2005). This latter remark can be interesting for assessing the an ancient entrance to the cave where the stream once flowed. The
context to which levels 1 and 2 of La Güelga could be connected. sediments that fill the cavity (Interior D-Zone) are presently con-
On the other hand, this type of interstratifications between in- nected to the ones located to the outside and on top of the terrace
dustries belonging to the Aurignacian and Cha ^telperronian tech- (Exterior D-Zone).
nocomplexes have served during the last decades to support the Around the current cave entrance, located in the lower terrace of
notion of a presumed cohabitation or coexistence between Nean- the system (A and C Zones), were identified Solutrean and
derthals and Anatomically Modern Humans (Gravina et al., 2005; Magdalenian occupations (Fig. 3B); These two areas were excavated
Mellars et al., 2007), a reason for the debate to gain further interest. from 1989 to 2000 (García et al., 2004; Mene ndez and Martínez
In the case of La Güelga, even though at first -just as it is shown Villa, 1992; Mene ndez et al., 2004, 2006b).
in previous publications (Mene ndez et al., 2005, 2006a, b; Quesada In the 11 m terrace, the D-Zone contains archaeological levels
and Mene ndez, 2009)- an interstratification was identified in the defined as Early Aurignacian, Cha ^telperronian and Mousterian
cultural sequence excavated in the Interior D-Zone (Cha ^telperro- (Fig. 3A). Archaeological research in this area of the site began in
nian-Aurignacian-Mousterian) bringing about the debate on the 2000 and it was developed along 8 campaigns, until 2008; in 2012
coexistence of both human species in the same space and at close the archaeological studies were completed with the performance of
chronologies. Recent geoarchaeological research -with a detailed new datings and micromorphological analyses from the D-Zone
and exhaustive revision of the sequence which was the subject of sequence.
the discussion-together with new datings have dismissed this side
of the issue and have finally closed the debate in what pertains to La 2.1. D-zone. Middle to upper palaeolithic transition archaeological
Güelga cave (Jord a et al., 2013; Kehl et al., 2017; Mene ndez et al., sequence
2013, 2014).
On the other hand, this revision coincides with similar ones The D-Zone is composed by two adjacent spaces, but dissimilar
from sites such as Le Piage and Roc-de-Combe (Bordes, 2003) or El and with a different stratigraphic sequence. The first one is located
Pendo (Montes and Sanguino, 2001; Montes et al., 2005), which outdoors (Exterior D-Zone) and the second one (Interior D-Zone)
have rejected the proposal of interstratification for these transi- within a small cavity (ancient valley drain), which was completely
tional technocomplexes, already put into question years ago. colmated with sediments ranging the ceiling of the cavity, at the
In this work, we present a synthesis on the different studies and beginning of the fieldworks in 2000 (Fig. 4). As the research pro-
works performed in the sequence of the D-Zone at La Güelga cave, gressed, the excavation surface expanded, reaching until 6 m2, and
which serves to put closure on the existing debate around the established a sequence of 9 archaeological levels ranging 2 m deep
chronographic position of the Cha ^telperronian remains as identi- with a still wider sequence pending for digging. At the top of the
fied in this site. In the following lines, there is a detailed exposition sequence a thick surface layer was removed and bioturbed (Layers
of the analyzed problematics, as well as the research that our team S1 and S2), containing a large number of organic remains mixed
has developed in coordination with the Neanderthal Museum and with a heterogeneous lithic assemblage and some handmade
the University of Cologne, which have finally refuted the inter- ceramic fragments.
stratification initially posed for this site. In any case, and despite Under this surface layers, a not-bioturbed archaeological level is
deeming secondary the chronostratigraphic position of levels 1 and preserved (N1). The survey in this and subsequent levels identified

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
M. Menendez et al. / Quaternary International xxx (2017) 1e14 3

Fig. 1. La Güelga cave location (A); Excavation Areas plane (B); La Brava stream schematic profile, with the excavated area location in the fluvial terraces (C).

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
4 M. Menendez et al. / Quaternary International xxx (2017) 1e14

Fig. 2. La Güelga cave location, in the small valley of La Brava stream.

Fig. 3. D Zone location (left); A and B Zones location (right).

some removed areas, and a possible Cha ^telperrronian-Aurignacian- 3. Methods


Mousterian interstratification was also determined (Mene ndez
et al., 2005). The chronostratigraphic revision of La Güelga D-Zone has been
In 2005 a new excavation area was open on the same terrace, focused on the performance of comprehensive geoarchaeological,
adjacent to the Interior D-Zone, after a previous survey in 2003 chronometric and taphonomic analyses. The main levels have been
which determined the existence of lithic and osseous remains: an dated radiometrically, and geomorphological and stratigraphic
open air area outside the cave entrance called Exterior D-Zone. In studies have been undertaken in addition with traditional archae-
this new area, well preserved archaeological levels were found ological and zooarchaeological analyses. In the same manner, we
under a huge gravitational landslide of limestone blocks from the have studied in detail and from a taphonomic perspective, both the
cave shelter. As we will see, D Interior Zone and D Exterior Zone remains of the lithic industry and fauna from the Interior sequence,
show slightly different stratigraphic sequences, for in the Exterior with special attention to levels 1 and 2.
Zone the sequence from the Upper Paleolithic is absent, but pre-
served in the Interior Zone; although there is a great coherence and 3.1. Chronology
probably a stratigraphic correlation between the Mousterian se-
quences from both zones. Across the D Interior and the D Exterior One of the main goals of this project was to obtain a detailed
zones, the excavated surface is about 17 m2 (Quesada and chronostratigraphy and with a high chronometric resolution. Due
Mene ndez, 2009; Jorda et al., 2013). to this fact, up to 15 samples from the levels of the Interior Zone
were dated, reaching a total amount of 20 datings in this sector of

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
M. Menendez et al. / Quaternary International xxx (2017) 1e14 5

Fig. 4. Detail of interior and exterior zones.

the site. Because the previously published datings for the Cha ^tel- 3.2. Geoarchaeology
perronian did not conform with current reliability protocols
(Quesada and Mene ndez, 2009) -in the same way that occurred Geoarchaeological research at La Güelga included initial field
with the first published datings for the Mousterian (Mene ndez work in which the geological context of the site was investigated
et al., 2005) 4 datings in Beta and 1 dating in Groningen (GrN) along with a sampling of the deposits and a study of the lithos-
(Table 1: no 16e20)- in eleven of the new datings of AMS that were tratigraphy. This was followed by the laboratory analysis. Study of
performed since 2008 the method of ultrafiltration was applied; the lithostratigraphic sequence and sampling of the profiles in the
although definitely it does not seem to be a determining protocol D-Zone was carried out during four field seasons (2005e2008).
(Fülo€p et al., 2013). These datings were mainly performed at the Laboratory work included sampling and analysis of sedimentology
Oxford Radiocarbon Accelerator Unit (ORAU) and the Cologne (texture, insoluble residue and mineralogical analysis e XRD),
laboratories, besides sending a sample from level 5 to the Beta which was carried out at the laboratories of the department of
Analytic laboratory. As a peculiarity, it could be highlighted that six Geology of the National Museum of Natural Sciences in Madrid. The
of the datings from level 5 come from two bones that were edaphological analyses (colour, pH, total carbonates eCaCO3e,
analyzed with and without the pretreatment of ultrafiltration at the organic matter and organic carbon) were carried out at the Soil
Oxford (ORAU) and Cologne laboratories. Thus, the datings Testing Laboratory of the Universidad Auto noma de Madrid.
COL2579.1.1, COL 2579.2.1 and OxA-30809 come from the same The results of the granulometry analyses were investigated us-
osseous sample, as it happens with datings COL2578.1.1, ing the GRADISTAT 4.0 software (Blott and Pye, 2001), which allows
COL2578.2.1 and OxA-30810. The two datings from level 2 were statistical analysis and the creation of triangular diagrams and
obtained from the same osseous fragment, and each one dated at granulometry curves. The X-Ray diffraction analyses (XRD) of
the laboratory, but without applying the ultrafiltration protocol. fractions less than 0.063 mm, previously ground to unify grain size,
The result of these datings (Mene ndez et al., 2009, 2014; Kehl were carried out to assess the mineralogical character of the sam-
et al., 2017) has supposed the aging of the chronology with ples. All samples were analyzed following the dust method for the
respect to the first results (Mene ndez et al., 2005), besides identification and quantification of the predominant mineral
obtaining a very coherent and homogeneous sequence from a phases.
chronological point of view (Mene ndez et al., 2009, 2014; Maroto On the other hand, the micromorphological analysis was un-
et al., 2012; Kehl et al., 2017). dertaken by Martin Kehl, Ph.D. from the Institute of Geography at

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
6 M. Menendez et al. / Quaternary International xxx (2017) 1e14

Table 1
Table with all 14C available dates from Güelga Cave.

N. Zone/Area Level Adscription Raw material Method Code/Ref. Date BP Desviation Calibrated dates 95% probab

CalPal 2007 Hulu INTCAL13

1 D Interior 5 Aurignacian Bone with marks AMS þ ultr Beta-377233 33,610 220 41,730 -35,570 calBP 38,720 -37,200 calBP
2 D Interior 5 Aurignacian Bone AMS COL2579.1.1 34,121 266 41,470 - 37,750 calBP 39,170 -38,090 calBP
3 D Interior 5 Aurignacian Bone AMS þ ultr COL2579.2.1 34,500 763 41,820 - 37,420 cal BP 40,750 -37,070 calBP
4 D Interior 5 Aurignacian Bone AMS þ ultr OxA-30809 34,750 600 41,800 - 38,000 calBP 40,590 -38,030 calBP
5 D Interior 5 Aurignacian Bone AMS COL2578.1.1 34,164 273 41470- 37,790 calBP 39,250 -38,130 calBP
6 D Interior 5 Aurignacian Bone AMS þ ultr COL2578.2.1 34,355 751 41,800 - 37,160 calBP 40,600 -36,840 calBP
7 D Interior 5 Aurignacian Bone AMS þ ultr OxA-30810 33,900 550 41,860 - 36,140 calBP 39,670 -36,630 calBP

8 D Interior 2 ¿Chatelperronian? Bone with marks AMS COL2014 37,429 302 42,780 -41,460 calBP 42,320 -41,400 calBP
9 D Interior 2 ¿Chatelperronian? Bone with marks AMS OxA-27958 40,300 1200 45,910 -42,070 calBP 45,890 -42,090 calBP

10 D Interior 9 Mousterian Bone with marks AMS þ ultr OxA-19244 43,700 800 49,020 -44,540 calBP 48,740 -45,300 calBP
11 D Interior 9 Mousterian Bone with marks AMS þ ultr OxA-19245 44,300 1200 50,660 -44,380 calBP Out of calibration range
12 D Exterior 4B Mousterian Bone with marks AMS þ ultr OxA-20122 47,400 2700 Out of calibration range Out of calibration range
13 D Exterior 4B Mousterian Bone with marks AMS þ ultr OxA-20123 >43,200
14 D Exterior 4B Mousterian Bone with marks AMS þ ultr OxA-20124 48,500 3500 Out of calibration range Out of calibration range
15 D Exterior 4B Mousterian Bone with marks AMS þ ultr OxA-20125 >43,600

16 D Interior cone Mousterian Bone Conven. GrN-18256 32,000 1600/1350 40,660 -32980 calBP 39,770 -32850 calBP
17 D Interior 1 ¿Chatelperronian? Bone AMS Beta-172343 32,460 440 38,680 -35,080 calBP 37,740 -35,340 calBP
18 D Interior 2 ¿Chatelperronian? Bone AMS Beta-172344 30,210 340 34,950 -33,910 calBP 34,820 -33,700 calBP
19 D Exterior 4A Mousterian Bone AMS Beta-172345 29,550 310 34,540 -33,220 calBP 34,240 -33,120 calBP
20 D Exterior 4B Mousterian Bone AMS Beta-186766 29,020 260 34,200 -32,800 calBP 33,840 -32,520 calBP

the University of Cologne, and it consisted on the retrieval of nine therefore, we will not enter further into details at this point in what
blocks of sediment at the southern profile of the D Interior Zone pertains the results of this work.
(Tables 1e2), taken from the central part of each of the levels
(Fig. 5), besides other two samples in the Exterior Zone (levels 3 and
3.3. Archaeological data
4), in order to determine whether the archaeological levels of D-
Zone are in situ (Kehl et al., 2017). From each of these blocks we
The analysis of lithic and faunal remains from the D Zone ex-
obtained a thin layer, which were analyzed under the microscope
cavations are not concluded yet; due to this reason, we will only
according to standard protocols to determine the composition of
expose in this work the most relevant aspects related with the
the organic and inorganic elements present in the thin sections, as
chronocultural characterization of the levels, as well as the taph-
well as the orientation of the elongated fragments and varying
onomic evidences which contribute to the chronographic revision
compaction of sediments (Stoops, 2003).
of the D Interior Zone. With respect to the zooarchaeological and
The results of the archaeological studies have been presented
taphonomic data of the remains of micromammals from the D
most comprehensively in (Jorda  et al., 2013; Kehl et al., 2017);
Interior Zone, we only present data based on the MNI (Minimum
Number of Individuals), and a preliminary analysis of the docu-
mented taphonomic alterations in the faunistic remains. With
respect to the lithic industry, it has already been preliminarly
presented in previous works, thus, there is no doubt about the
chronocultural characterization of the Aurignacian and Mousterian
levels (Menendez et al., 2005, 2009).

4. Results

4.1. Chronology for the middle to the upper paleolithic transition in


La Güelga cave

Twenty 14C dates have been obtained from the D Zone of La


Güelga cave, although they are of variable quality (Fig. 6). In this
paper, we only consider the last fifteen (Table 1, no 1e15), which
were obtained on bone fragments with anthropic markings, and
eleven of them on purified collagen with ultrafiltration protocols at
three laboratories (Beta, Cologne and Oxford). The first five datings
on collagen taken before 2005 are anomalously young, suggesting
that young contaminants remained in the dated material as often
found in bones of this age (Higham, 2011).
The D Interior Zone Level 5, attributed to the Aurignacian
(Table 1, no 1e7.), contains a consistent group of seven dates (from 3
bone samples). They place this layer between 40.750 and 36.630 cal
Fig. 5. Micromorphology samples location in D Interior Zone archaeological profile. BP (INTCAL 13). This set of data places this level in the chronological

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
M. Menendez et al. / Quaternary International xxx (2017) 1e14 7

Fig. 6. D Interior Zone Archaeological profile.

range established by similar radiometric methods for the Early attention, the levels of human occupation identified at the D Inte-
Aurignacian in Northern Iberia (Cabrera et al., 2005; Wood et al., rior Zone (Fig. 6). In this respect, we only make reference to the
2014). main levels with Cha ^telperronian, Aurignacian and Mousterian
The radiocarbon dates from levels 1 and 2 of the D Interior Zone materials. For more detailed information concerning the rest of the
are equally consistent with their alleged cultural attribution. They sequence or the levels without archaeological content see Jorda 
have a chronological range comprised in a time lapse between ndez et al., 2014 and Kehl et al., 2017.
et al., 2013, Mene
45.890 and 41.500 cal BP. These are obviously older than the
radiometric results for Level 5, despite being stratigraphically 4.2.1. Levels 1 and 2: with cha^telperronian points
higher in the sequence. These C14 dates are also in the same range These levels only have a useful archaeological area of 3 m2. The
for other Cha ^telperronian attributed occupations in Northern Ibe- presumed cultural attribution was based on a few but very diag-
ria, obtained by the same protocols and methods, from the Basque nostic archaeological items, mainly two Cha ^telperronian points
site of Labeko Koba (Wood et al., 2014). (Fig. 7, no 1e3), and any kind of bone industry.
Finally, the D Zone Mousterian radiometric dates should be Level 1 is formed by 10e20 cm of pale brown clays with
considered with some caution, as they are on the edge of the cali- autochthonous angular pebbles (percentile 5 cm, mean 1 cm) and
bration range (Table 1, no 10e15). Looking at the uncalibrated dates, rounded cobbles originating from the outside (percentile 12 cm). It
samples taken for the D Interior Level 9 appear younger than some presents a light depositional gradient towards the interior of the
from the D Exterior Unit 4 (levels 4a and 4b). However, as it is not cave. Level 2 its composed by 5e10 cm of light brown clays and silt
possible to calibrate many of these dates, more rigorous compari- with autochthonous limestone gravel in continuation with the
son is not possible and firm conclusions cannot be reached and it is overlaying level. There is no clear discontinuity from the overlaying
not possible to use the dates to confirm or refute our proposal that level which is very similar (Jorda et al., 2013).
the two stratigraphic units are correlated. In any case, the Mous- The thin sections obtained from levels 1 and 2 (Kehl et al., 2017)
terian of La Güelga cave ranges in the final stretch of the Mousterian show micromorphological characteristics -both organic and inor-
techno-complex, older than 45.300 cal BP. ganic materials-which do not guarantee the character in situ of
these sediments in the general stratigraphy. Therefore, not only the
4.2. D interior zone materials preferably arranged according to their main axis, hori-
zontally ordered, and in parallel are not documented, but many of
Firstly, we focused on the sequence that requires the most the characteristics which belong to slope deposits are identified,

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
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Fig. 7. Lithic industry of Level 2 (1e3) and Level 5 (4e6).

allowing us to determine, after all, that there are no archaeological The effect of intense weathering suffered as a result of a long
floors in these two levels (Bertran and Texier, 1999; Kehl et al., subaerial exposure (Table 2) supports the interpretation suggested
2017). by the micromorphological analysis.
With respect to faunal remains, we have around 3200 remains Both levels, with slight sedimentological differences, constitute
(78% level 1 þ 22% level 2) in these two levels. In level 1, we a cultural unit, for they show some lithic refitting. The lithic
documented the presence of Bos/Bison, Cervus elaphus, Rupicapra assemblage is integrated by a dozen quartzite and flintstone pieces.
pyrenaica and Capreolus capreolus besides a fox's remain, but the Most of them can be assigned to Middle Palaeolithic technologies
two best represented species are the chamois and the deer (Fig. 8); and typical assemblages (scrapers, notches and denticulates). There
at level 2, these two taxons represent the 80% of the remains. are some blades made of allochthonous flint; particularly, two
In level 1, the anthropic marks are mainly circumscribed to the Cha^telperronian points (Fig. 7, no 1e3) (Mene ndez et al., 2005;
deer (30% of the remains), and to three remains of bovidae, not Quesada and Mene ndez, 2009).
being present either the roe deer or the chamois, whereas fire al- Therefore, despite of the radiometric data, ranging 45.8 ky cal
terations affect a 10% of the total remains. With respect to alter- BP/41.4 ky cal BP (Table 1), and the fact of the internal coherence of
ations due to carnivors (digestive) they affect the 4% of the remains, the archaeological remains enclosed in these layers, the probative
being the most interesting ones those produced due to abrasion nature of its position to argue the Aurignacian interstratification is
and polishing, which suppose a subaerial exposition and the void. Level 2 is deposited above a layer of limestone blocks (Level 3),
transportation of an important number of remains. slopped from outside the cavity and was generated by a gravita-
In level 2, the quantity of anthropic marks is high (33% of tional collapse of the cave shelter. Under this layer of blocks, it
chamois and 22% of deer) as well as carnivore evidences (around  et al.,
appears a sand silt level (Level 4), also of external origin (Jorda
14% of the remains), and the alterations by fire (11% of the total). 2013; Kehl et al., 2017). Both layers (3e4) are archaeologically
Other types of postdepositional alterations, such as those docu- sterile.
mented in level 1, are also very high (Table 2). From the results of the micromorphological and taphonomical

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
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M. Menendez et al. / Quaternary International xxx (2017) 1e14 9

Fig. 8. MNI of D interior zone.

Table 2 during these phases.


Postdepositional alterations on faunal remains. Most archaeological remains are concentrated towards the top
Level 9 Level 6 Level 5 Level 2 Level 1 of these two layers, which constitute a cultural unit. Both layers
were excavated over an area of 4 m2. The archaeological assemblage
Abrasion 1,60% 6,50% 1,20% 16,90% 9,70%
Rolled 0,00% 0,00% 0,00% 5,30% 1,30% is not very large in number, although it does appear very diagnostic
Smoothed 0,20% 0,10% 2,20% 23,70% 12,30% (Quesada and Mene ndez, 2009). It includes a high proportion of
Trampling 0,10% 0,10% 0,00% 2,70% 3,10% scrapers, “Aurignacian” retouched blades and a blade-end scraper.
Weathering 2,70% 4,90% 3,90% 10,40% 12,20%
Blade tools are mostly made of local flints, and other less charac-
teristic artifacts are made of quartzite. The bone industry is repre-
sented by some middle and distal fragments of sagaies on antler
analyses, it seems that these two levels may have formed outside and awls on bone (Fig. 7, no 4e6). A perforated deer phalanx can be
the cave and then moved through slope processes into the interior classified as a whistle (Mene ndez et al., 2005).
of the cave (Kehl et al., 2017). However, and despite being a derived With respect to fauna remains, we documented a total of more
context, both the chronology and the archaeological remains from than 4000 remains, from which 2700 belong to level 6 and 1600 to
levels 1 and 2 maintain a relative internal coherence in relation to level 5. In both levels, the dominant species are the deer and the
the existence of an archaeological level (after the Mousterian and chamois, with isolated pieces of horse in level 6 and of bos/bison in
previous to the Aurignacian from the D Interior Zone) probably level 5 (Fig. 8). Even though in both levels the anthropic action is
situated in the external part of the cave and redeposited at its evident, it is more significant in level 5 because it contains a 17% of
current location (D Interior Zone). deer remains (6% in level 6). The case of the chamois is the opposite,
for in level 5 there are no anthropic marks registered for this ani-
4.2.2. Levels 5 and 6: aurignacian mal's remains, but they are found in level 6 (12%). On the other
Level 5 is formed by 6e20 cm of brown clays and silt with hand, the action of the carnivores is more intense at the base of the
autochthonous pebbles (percentile 4 cm, mean 0.5 cm). A set of Aurignacian sequence, for it affects the 41% of the deer remains and
limestone blocks, which originated by the collapse of the cave the 30% of those of chamois in level 6; whereas in level 5 these
ceiling, and are filled with clays. The same clays deepen around types of marks are hardly present. This last datum is in accordance
30 cm under the blocks, forming Level 6. Level 6 consists of with a higher human activity in level 5, for the scorched bone at this
30e40 cm of a clastic level formed by autochthonous cobbles and level (17%) increases with respect to level 6 (6%).
pebbles (percentile 10 cm, mean 2 cm) with an abundant dark The calibration of seven radiocarbon dates places these levels in
brown clayey-silty matrix. The disposition of the clasts is quite the range 40.7 ky cal BP/36.6 ky cal BP (Table 1). Both the sedi-
planar and parallel to the sub-horizontal depositional surface of the mentological and the stratigraphic studies (Jorda  et al., 2013) and
studied profile (Jorda  et al., 2013). the micromorphological analyses point to a non-altered position (in
The thin sections taken for micromorphological analysis from situ) of these sediments; although they show a slight low
levels 5 and 6 show an unaltered stratigraphic position of the compaction.
sediments, with a horizontal, or sub-horizontal, and in parallel Considering the micromorphological features and the number
preferential arrangement of the elongated elements; more clear in of artifacts retrieved during the excavation, it also appears likely
level 6 than in level 5, with remains of flint and quartzite particles that during accumulation of level 5 the cave was occupied rarely
(most common), charcoal and coprolites. These two levels show a and it was not used for the preparation of fire. It can be interpreted
clear microstratification with differential degrees of compaction as as an Early Aurignacian occupation. Although scarce, the artifacts
well as traces of trampling (Kehl et al., 2017). However, it seems are very characteristic in their types, technology and raw materials
that the cave was occupied only occasionally and at a low intensity

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
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Fig. 9. Lithic industry of Level 9.

employed; also their dates are similar to other occupations from the lithic assemblage are fine-grained quartzites. The collection
Northern Iberia (Arrizabalaga and Altuna, 2000; Cabrera et al., includes some points and scrapers made on Levallois flakes. There
2005; Wood et al., 2014, 2016). are also very frequent notches, denticulated pieces and Mousterian
Level 6 lacks archaeological remains in its lower tract, with a knives manufactured on large flakes (Fig. 9). There is no bone in-
higher activity produced by carnivorous, and lies over two sterile dustry, although the macrofaunal remains are very abundant.
layers: Level 7, conformed by a set of limestone blocks, originated As for the fauna remains, we have documented around 8000
by ceiling collapse; and Level 8, integrated by clays with very few remains, highlighting the chamois and the deer with 75% of the
anthropic remains, is limited to some pieces of Middle Palaeolithic total (Fig. 8). The anthropic action observed in the faunal remains is
technology, and classified as lithic manufacture remains. out of doubt, for the registered anthropic marks reach the 25% of
the roe deer remains, as well as the 40% of chamois and deer.
Equally interesting is the presence of a high number of remains
4.2.3. Level 9: mousterian
with alterations produced by fire.
Level 9 is formed by 12e15 cm of black visible clays with
Two radiocarbon dates on collagen bone are in the boundary of
abundant organic material. Autochthonous limestone prismatic
calibration range, with a minimum age around 45 ky cal BP
pebbles with robust edges due to dissolution are present (percen-
(Table 1). From an archaeological and chronostratigraphic
tile 2 cm). The level is horizontal and includes combustion areas
perspective, there is no doubt about this level being an intense
marked by rubefaction and dispersed ashes (Jord a et al., 2013).
Mousterian occupation. They set the upper part of a thick stratig-
From a micromorphological point of view, level 9 shows an obvious
raphy, as can be observed in the slope falling into the cave inner
compaction and elongated items that show a horizontal disposi-
sections. On its surface can be recognized a number of archaeo-
tion, with evidences of being well preserved in situ layers (Kehl ndez et al., 2009,
logical remains with similar characteristics (Mene
et al., 2017). This layer shows an intense human occupation, with ndez, 2009).
2014; Quesada and Mene
multiple combustion areas. Most of the raw materials showed by

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
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M. Menendez et al. / Quaternary International xxx (2017) 1e14 11

Fig. 10. D Exterior Zone archaeological profile.

Fig. 11. Lithic industry of Level 4 (D Exterior Zone).

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
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12 M. Menendez et al. / Quaternary International xxx (2017) 1e14

4.3. D exterior zone taphonomic studies have rejected this Cha ^telperronian-Aurigna-
cian-Mousterian interstratification.
As we have explained, the results of the archaeological research These recent studies that we have developed in La Güelga cave
carried out in the D Interior Zone, induced us in 2005 to expand the (D Zone) have clearly shown that the upper levels (Cha ^telperro-
excavation surface outward the shelter, to the east of the ancient nian) are in a secondary position, most likely having slid to their
cave entrance. This excavation aimed to confirm the unusual cul- current position from a location outside the cave. Therefore, the
tural sequence found in the interior of the cave. After several Aurignacian level is not interstratified between the Mousterian and
campaigns of fieldwork, we exhumed a 1,80 m thick archaeological the Cha^telperronian cultural units. Unlike the levels attributed to
sequence (Fig. 10). the Ch^atelperronian, the Aurignacian and Mousterian levels are in a
primary position, hence the importance of the new datings of these
4.3.1. Levels 1-3 levels, because they provide very solid data to delimit the last
Under a surface edaphic layer, which included many organic Mousterian phases and the beginning of the Aurignacian in the
remains, three levels of reddish clay stone with scarce flake as- Cantabrian Region. In this sense, the thin sections of the sediments
semblages (probably Middle Palaeolithic) and faunal remains were from the Mousterian and the Aurignacian levels at La Güelga show
observed. Most of the rich lithic assemblage is manufactured on several characteristics of the intact archaeological deposits,
quartzite flakes. There are no clear stratigraphic breaks between whereas the sediments from the levels initially assigned to the
the three units, although the geology of strata shows that it has Cha^telperronian lack these characteristics and show others typical
been formed over a long span of time, with anthropic contributions of rework deposits. This suggests that, after the partial fall of the
increasing from Level 1, almost sterile, to level 3. None of them ceiling documented at level 3 of the D Interior Zone (Jorda  et al.,
constitute a proper occupation layer (Jorda et al., 2013; Quesada 2013; Kehl et al., 2017), the sediments which comprise levels 1
and Mene ndez, 2009). and 2, together with some remains of the lithic industry and the
fauna, were transported to the interior of the shelter due to a
4.3.2. Unit 4 landslide; a hypothesis also supported by the taphonomic analyses
Unit 4 is sealed above by limestone large blocks which collapsed (Table 2).
from the rockshelter, and is filled with remains of Level 3's reddish The chronology (with and without ultrafiltered protocols) at all
sediment in its upper part and darker clays from Level 4b. These levels is consistent with this hypothesis, for the datings indicate
collapsed large clasts are named as Level 4a, being Level 4b the younger ages for the Aurignacian levels than for the Cha ^telperro-
occupation layer sealed by them. Level 4a and Level 4b constitute a nian. This inversion of age is added to the fact that the stirred
cultural unit from an archaeological point of view. It encloses a rich sediments are situated above the surfaces of Aurignacian location,
faunal assemblage, dominated by red deer and chamois remains as we have already indicated (Jorda  et al., 2013; Mene ndez et al.,
(Cervus elaphus 66%; Rupicapra pyrenaica 21%), as it is seen in the D 2013, 2014; Kehl et al., 2017).
Interior Zone Mousterian unit (Mene ndez et al., 2009). Thus, La Guelga provides dates for the Mousterian with
Four human teeth exhumed in Level 4b show Neanderthal Cha^telperronian points around 45.8 ky cal BP to 41.4 ky cal BP;
morphology and are under paleoanthropological study. The lithic 40.7 ky cal BP to 36.6 ky cal BP for the Aurignacian and a minimum
assemblage, also very rich in numerous retouched items and age of 45.3 ky cal BP for the Final Mousterian (Table 1). It is also
knapping debitage, shows a typically Mousterian structure: abun- interesting to note in the stratigraphic sequence from the D Interior
dant retouched flakes (most of them different types of Levallois Zone, that between the Aurignacian and the Mousterian there is a
flakes); denticulates; side-scrapers and Levallois points (Fig. 11). hiatus in human occupation for at least 5000 years. In this respect,
Most of this lithic assemblage is manufactured on local quartzites, we must point out the chronology of levels 1 and 2 which indicates
being a small number of retouched elements, as some singular the existence of human activity in this temporal framework, more
Levallois points and Quina-retouched side scrappers, made of closely linked to the Mousterian presence than the Aurignacian
Pilon~ a flint or other kind of local raw material such radiolarita context. In this sense, and as the outcome of recent interpretations
(Mene ndez et al., 2009, 2014). of other similar contexts in the Iberian Peninsula have shown, we
La Güelga Research team took four samples for dating by AMS could consider that we are dealing with the existence of a Final
with ultrafiltration protocol C14, all of them on bone with anthropic Mousterian phase, including Ch^ atelperronian points, which makes
markings. The results establish the D-Exterior Unit 4 towards the the La Güelga site highly interesting; despite the chronostrati-
limit of the radiocarbon method, where calibration is not possible graphic position of these levels in the sedimentary sequence of the
(Table 1). D Interior Zone. The new chronologies from these levels provide
From a sedimentological, stratigraphical and microstrati- strong data to support this hypothesis.
graphical perspective, there are no doubts that Level 4b is a well Future works should explain the unusual position of the
preserved in situ layer, without displacement or intrusions. It was Cha^telperronian remains and the model of transition from the
preserved at top surface by the rockshelter's collapse, and it could Mousterian to the Aurignacian, from 50.000 to around 39.000 years
be correlated with the D Interior Zone; although stratigraphical ago.
continuity is broken by a biotic disturbance (Quesada and
Mene ndez, 2009). Acknowledgements

5. Conclusions The archaeological research at La Güelga cave was carried out


with the financial support of the FICYT (Asturias, Spain), the pro-
We have talked for some years about a possible interstratifica- jects HAR 2010-213 “Historia cultural y paleoambiental de los
tion of the Aurignacian in between the Cha ^telperronian (at the top últimos neandertales y los primeros Hombres Modernos en el norte
of the sequence) and the Mousterian (at the bottom of the de la Península Ibe rica”, of the MICINN, HAR 2013-41981-P:
sequence) proposed after initial analysis of the chronostratigraphy “Ocupacio n del territorio y actividad simbo  lica paleolítica en el
and lithic industry (Menendez et al., 2005, 2006a, b; Quesada and centro de la Cornisa Cantabrica (27.000e12.000 B$P.). Los Modelos
Mene ndez, 2009). After a revision developed during 2012e2013, n, Sella y Cares” and also of project C1 of the
de los Valles del Nalo
the radiometric data, the geoarchaeology analyses and the Cooperative Research Center 806 “Our Way to Europe” funded by

ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
M. Menendez et al. / Quaternary International xxx (2017) 1e14 13

the German Research Foundation (DFG). We gratefully appreciate Higham, T., Douka, K., Wood, R., Ramsey, C.B., Brock, F., Basell, Camps, M.,
Arrizabalaga, A., Baena, J., Barroso-Ruíz, C., Bergman, C., Boitard, C., Boscato, P.,
the cooperation provided by all Institutions. We would also like to  s, M., Conard, N.J., Draily, C., Froment, A., Galva n, N., Gambassini, P.,
Caparro
thank the organizers of the A21d session of the XVII International García-Moreno, A., Grimaldi, S., Haesaerts, P., Holt, B., Iriarte-Chiapusso, M.J.,
Congress of the UISPP (Burgos 2014): “Chronostratigraphic data Jelinek, A., Jorda  Pardo, J.F., Maíllo-Ferna ndez, J.M., Marom, M., Maroto, J.,
Mene ndez, M., Metz, L., Morin, E., Moroni, A., Negrino, F., Panagopoulou, E.,
about the Middle to Upper Palaeolithic cultural change in Western
Peresani, M., Pirson, S., Rasilla, M. de la, Riel-Salvatore, J., Ronchitelli, A.,
Europe”, in whose framework the results were presented. Santamaría, D., Semal, P., Slimak, L., Soler, J., Soler, N., Villaluenga, A., Pinhasi, R.,
Jacobi, R., 2014. The timing and spatiotemporal patterning of Neanderthal
disappearance. Nature 512 (7514), 306e309.
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ndez, M., et al., The Middle to Upper Paleolithic transition in La Güelga cave (Asturias, Northern Spain),
Please cite this article in press as: Mene
Quaternary International (2017), http://dx.doi.org/10.1016/j.quaint.2017.08.061
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