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Neural Comput & Applic

DOI 10.1007/s00521-016-2566-3

ENGINEERING APPLICATIONS OF NEURAL NETWORKS

A modular neuro-wavelet based non-unit protection


scheme for zone identification and fault location in six-phase
transmission line
Ebha Koley1 • Khushaboo Verma1 • Subhojit Ghosh1

Received: 10 December 2015 / Accepted: 17 August 2016


 The Natural Computing Applications Forum 2016

Abstract To overcome the constraints on land availability, Keywords Six-phase transmission line  Fault
infrastructure and environmental problems, six-phase identification  Fault location  Discrete wavelet transform
transmission lines have been proposed as a potential and modular artificial neural network
alternative to increase the power transfer capability of
existing transmission lines without major modification in
the existing structure of three-phase double-circuit system. 1 Introduction
The non-availability of a proper protection scheme due to
large number of possible faults has been the prime reason Recent times have witnessed an increase in the demand of
behind the low popularity and acceptance of six-phase electrical energy. To facilitate the growing power demand,
system. In this regard, the present work proposes a pro- it is vital to enhance the power transfer capability of
tection scheme for six-phase transmission line based on the existing transmission lines. The right of way (ROW) is the
hybridization of discrete wavelet transform and modular major challenge that the transmission sector is facing
artificial neural network. The fault information (approxi- today. This has motivated the development of approaches
mate coefficients) in the voltage and current signals is that could mitigate the need to enhance the power transfer
captured using discrete wavelet transform. The standard capability of existing transmission corridor in an environ-
deviation of the coefficients of voltage and current signals mentally friendly manner, rather than on constructing new
in each phase is then computed and given as input to transmission lines. In this regard, six-phase transmission
modular artificial neural network, which aims at identifying has been proposed by L.D Barthold and H.C. Barnes in
the faulty section/zone and estimate its location. Test 1972, as a prospective option to deal with continually
results exhibit that the proposed scheme effectively dis- increasing power demand. Six-phase transmission line can
criminates the faulted section and estimates the fault transfer 73 % more power with efficient utilization of
location with maximum error of 0.675 %. It offers primary existing structure of three-phase double-circuit line [1, 2].
protection to the total line length and also provides remote In addition to this, six-phase transmission system offers
backup protection for the adjacent reverse section of the several advantages over conventional three-phase system
line using data at relaying point only and thus avoids the such as: reduced conductor surface gradient, potentially
need of a communication link. lower audible noise levels and radio interference levels,
better thermal loading capacity and surge impedance
loading, lesser corona, good voltage regulation and higher
efficiency, complete compatibility with existing three-
phase double-circuit line and economic viability [1–5].
Despite the benefits of six-phase transmission system, its
& Subhojit Ghosh low recognition is mainly attributed to the lack of a simple
sghosh.ele@nitrr.ac.in
and reliable protection scheme.
1
Department of Electrical Engineering, National Institute Due to the involvement of larger number of conductors,
of Technology, G.E. Road, Raipur 492010, India the possibility of occurrence of faults in six-phase

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Neural Comput & Applic

transmission line is more as compared to three-phase line. the presence of decaying direct current (DC) offset [22]. To
The number of distinct possible types of shunt fault in a overcome this, in the present work, an algorithm has been
six-phase line is eleven (1LG, i.e., single line to ground, proposed which uses discrete wavelet transform (DWT) for
2LG, 3LG, 4LG, 5LG, 6LG, 2L, 3L, 4L, 5L and 6L) as analyzing and extracting discriminatory features from the
compared to five (1LG, 2LG, 3LG, 2L and 3L) for three- post-fault voltage and current signals. Several protection
phase systems. Considering all the possible combinations algorithms combining neural networks with wavelet
for different fault types involving all the six conductors, the transforms have been reported in the literature for the
total number of shunt faults that can occur in six-phase protection of three-phase lines [23–27].
system is 120, which is much more as compared to 22 in For a transmission line fed with multiple sources, the
three-phase double-circuit lines [6–8]. For maintaining the use of directional relaying allows isolating the particular
stability of any power system under all operating condi- faulty section. Due to which the faulty section is avoided,
tions, it is important to remove the fault at the earliest. to being fed from the source post-fault. Without directional
Thus, it is essential to develop an adequate protection relaying, the circuit breaker(s) may isolate the healthy
scheme, which would determine the section and phase in section. In such case, the faulty section being connected to
which fault has occurred and its location to reduce the the source would be still in operation, thus increasing the
restoration time and hence improve the reliability of the extent of damage. For a multisource six-phase system with
power system. The larger number of possible fault com- increased number of faults, the requirement of directional
binations in six-phase system makes the multiclass classi- relaying is very important to enhance the sensitivity and
fication problem of detecting the faulty phases very reliability of the protection scheme. Some works have been
challenging. reported on directional relaying in six-phase system
Some notable works have been reported in the literature [10, 11]. However, none of the above-reported techniques
on the protection of six-phase lines [9–16]. Rebbapragada have concentrated on the identification of faulty section in
et al. [9] proposed a conceptual design for relay protection addition to fault location for varying fault scenarios using
and control equipment associated with the six-phase test DWT and ANN, which is the novelty of the proposed
line. Apostolov et al. [10, 11] analyzed the implementation protection scheme.
of microprocessor-based relays with programmable logic Motivated by the need to develop a reliable protection
control. Oppel et al. [12] described a step distance scheme incorporating directional relaying with fault loca-
scheme utilizing three-phase relays as backup protection tion estimation by effectively utilizing the ability of DWT
for six-phase test line. The description of operation and and ANN in identifying faulty section, the proposed work
testing of microprocessor-based protection scheme is pre- presents a single-ended protection technique for six-phase
sented by Oppel et al. in [13]. A non-unit distance pro- line against all 120 types of shunt faults. The fault section
tection scheme based on impedance measurement has been identification is formulated as a binary classification
addressed by Redfern et al. in [14]. Hajjar et al. [15] pro- problem, i.e., identifying whether forward or reverse fault.
posed a wavelet-based protection approach for fault The scheme uses combined DWT and modular artificial
detection and phase selection in six-phase transmission neural network (MANN) for fault location estimation and
line. A technique based on wavelet transform and traveling section/zone identification task. As compared to the con-
waves theory to locate the shunt faults in six-phase line has ventional stand-alone single neural network, the incorpo-
been presented by Hajjar et al. in [16]. ration of modularity allows parallel processing of input
In the last few decades, artificial neural networks patterns resulting in reduction in the model complexity,
(ANNs) have been extensively used by researchers for higher learning capability and immunity from disturbances
protection of single-circuit and double-circuit three-phase [19].
lines [17–20]. The wide usage of ANNs is attributed to its An important feature of the proposed algorithm is a non-
ability to adapt itself to changing operating condition and unit protection, i.e., it is able to perform both the functions
nonlinear function approximation capability. A modular without the information of voltage and current signals at
ANN-based technique has been reported for the fault buses other than one at relaying point which evades relia-
detection, classification and location estimation in six- bility issues associated with data transfer as in the case of
phase transmission line in [21]. However, this technique is conventional unit protection schemes.
non-directional, i.e., it is unable to distinguish between The paper is organized as follows; the six-phase trans-
forward and reverse faults. In other words, it is unable to mission line model is presented in Sect. 2. The pre-pro-
identify the section in which fault has occurred. Further, for cessing and feature extraction process from the raw voltage
feature extraction, discrete Fourier transform (DFT) has and current signals using discrete wavelet transform and
been utilized, which has the limitation of not being able to the development of proposed protection scheme are
accurately estimate the fundamental frequency phasor in detailed in Sect. 3. Results are analyzed in Sect. 4. The

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Neural Comput & Applic

proposed algorithm is compared with other schemes in Table 1 Basic system description data
Sect. 5. Finally, the conclusions of the work are summa- System voltage 138.00 kV
rized in Sect. 6. Number of phases 6
Number of circuits 1
Number of sub-conductors per phase 1
2 Six-phase transmission system
Total number of ground wires 2
Earth resistivity 100 O-m
Figure 1 depicts the one line diagram of a six-phase
Frequency 60 Hz
transmission line referring to the Springdale-McCalmont
Base power 100.00 MVA
line [5] of Allegheny Power System adopted in the present
Base voltage 138.00 kV
work. The power system network consists of a 138-kV,
Length of line 200 km
60-Hz six-phase transmission line, sectionalized into two
sections/zones of length 100 km each. The line is fed from
sources at both the sending end and receiving end with two
loads of 250 megawatt (MW) and 100 megavolt ampere
(MVAr) at receiving end. The short-circuit capacity of The six-phase current Ia, Ib, Ic, Id, Ie, If and voltage Va,
sources at both the ends and their X/R ratio are 1250 MVA Vb, Vc, Vd, Ve, Vf waveforms (both pre- and post-fault) of
and 10, respectively. corresponding phases during a single-phase-to-ground fault
Basic system description and line configuration data of in phase ‘‘a’’ at 23 km from the relaying point with zero
six-phase line used in the present work are detailed in fault resistance (Rf) and at fault inception angle Ui = 08 are
Tables 1 and 2, respectively. The model used in the work depicted in Fig. 2.
takes into account the distributive nature of the transmis-
sion line by considering uniform distribution of resistance,
inductance and capacitance along the line length. The six- 3 Protection scheme for six-phase system using
phase transmission line model is implemented and simu- discrete wavelet transform and modular
lated using Simulink and Simpowersystems toolbox of artificial neural network
MATLAB.
As shown in Fig. 1, relay is installed at bus 2 to protect In a power system, commercial and environmental con-
the total line. The line section between the relaying point straints demand fault isolation within the shortest possible
and the receiving-end source is considered as forward time, which requires early fault location estimation. In this
protection zone, and the line section between the relaying regard, as mentioned earlier, the protection scheme pro-
point and the sending-end source is the backward/reverse posed in the present work for six-phase system is devel-
protection zone. Thus, faults occurring in forward protec- oped to perform two protection functions. The first function
tion zone (section 2) are termed as forward faults, while involves identifying the direction of fault (forward or
faults taking place on the reverse side of the relay, i.e., in reverse), i.e., the section of the line which is faulty. The
section 1, are considered as reverse/backward faults. second function is to determine the location of the fault

Six Phase Transmission Line


100 km 100 km Load 1

CB1 CB2 CB3 CB4 CB2


CT
ER

ES Fault
Fault PT
Relaying point Ip B3 Load 2
B1 B2 FD/C Y1 = [a, b, c, d, e, f, g]
Vp
[Fault Detection and Classification]
Y1= [S]
FSI/FL [Faulty section identification]
Y2= [Lf]
[Fault Distance Location in km]

Fig. 1 Single-line diagram of a six-phase power system under study

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Neural Comput & Applic

Table 2 Line configuration


Phase number Conductor Horizontal Height at tower Y (ft) Mid-span clearance (ft)
designation spacing X (ft)

1 a -11 68 56
2 b -14 55 43
3 c -11 42 30
4 d 11 42 30
5 e 14 55 43
6 f 11 68 56
0 GR1 -6 77.5 67.1
0 GR2 6 77.5 67.1

4
Six Phase current in p.u.

Ia IbIc Id Ie
If
2

-2

-4
0 0.01 0.02 0.03 0.04 0.05 0.06 0.07
Six Phase Voltage in p.u.

2
Va Vb Vc Vd Ve Vf
1

-1

-2
0 0.01 0.02 0.03 0.04 0.05 0.06 0.07
Time in sec

Fig. 2 Six-phase current and voltage waveforms during single-phase-to-ground fault ‘‘ag’’ at 23 km, Uf = 0, Rf = 0 X

from the relaying point. Both the above features are carried Step 7 Activate the ANN modules for fault section
out simultaneously using MANN. The different stages of identification (FSI) and fault location simultaneously
the proposed protection scheme are discussed in detail with the coefficients obtained in step 4.
henceforth. Step 8 Obtain the outputs (faulty section/zone and fault
Step 1 Generate current and voltage waveforms at the location) from the ANN module.
relay location post-fault.
Step 2 Pre-process the generated analog signals using a 3.1 Signal recording, pre-processing and feature
low-pass Butterworth filter. extraction
Step 3 Sample the processed analog signal at 1.2 kHz.
Step 4 Apply DWT on the sampled signal to extract Following the simulation of the six-phase power system
approximate and detailed coefficients. model (Fig. 1) under both healthy and faulty condition,
Step 5 Estimate the fault index from the standard the instantaneous voltage and current samples at bus 2
deviation of approximate coefficients. (i.e., at relaying point) are obtained which contain a wide
Step 6 If the fault index is greater than the threshold range of frequency components (third and higher har-
value (obtained a priori), then no fault and go to monics due to nonlinear elements such as switching
1, else fault. devices, FACTs devices, etc.) and DC components during

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Neural Comput & Applic

the fault in the line. Thus, pre-processing of the input data where w is the mother wavelet function, f(k) is the sampled
is essential for removing the noise components and signal, and xm m
0 and kx0 represent the discretized parameters
redundant information and to extract certain useful fea-
of scaling and shifting, respectively.
tures (attributes) to fully represent the state of transmis-
Using DWT, the original sampled signals are repre-
sion line by maintaining disparity between the healthy
sented by x(n) having N sample points, and a frequency
and faulty condition. To achieve the same, the recorded
ranging from 0 to 1.2 kHz is processed through a high-pass
instantaneous values of voltage and current signals in
filter h(n) and a low-pass filter g(n) at the first decompo-
each phase are processed by a second-order low-pass
sition level. The output of the high-pass filter has N/2
Butterworth filter (cutoff frequency of 480 Hz). After
sampling points, and it spans the frequency range from
filtering, the signals are sampled at frequency of 1.2 kHz.
600 Hz to 1.2 kHz. The output of the low-pass filter also
The sampling frequency has been selected based on
has N/2 samples, and it spans the other half of the fre-
Nyquist sampling criteria. It is worth mentioning here
quency band, i.e., from 0 to 600 Hz. Following the filtering
that, when higher harmonics are present in the system, the
operation, the detail coefficients (cD1) and the approxi-
absence of filter warrants the use of a sampler with very
mation coefficients (cA1) at level 1 are obtained. Further,
high sampling frequency (at least twice the highest har-
the approximation coefficients are processed to the second
monic, as per Nyquist criterion) and hence large memory
level of decomposition to reiterate the process. Finally, the
requirement. Following filtering and sampling, to obtain
decomposed signal is obtained at the anticipated level. In
the approximate coefficients of voltage and current signals
the proposed work, db 3 wavelet is used to decompose the
of each phase, DWT is utilized. Recently, an increased
signal up to three levels because the third-level wavelet
focus has been placed on wavelet transform for extracting
approximate coefficient would include frequency infor-
information from non-stationary signals, as it provides
mation of 60 Hz, which can be used for fault section
information regarding both time and frequency domain
identification and location estimation task. The selection of
representation unlike the more widely used Fourier
decomposition level has been made considering two fac-
transform, which provides only frequency domain repre-
tors, i.e., sampling frequency employed for discretization
sentation. Furthermore, because of lesser execution time
and the trade-off between the computational complexity
and hence faster response, DWT is more suitable for
and the detection of suitable features in frequency range of
online verification with high accuracy. Also, DWT is
interest. Increase in the level beyond three did not lead to
known to distinguish between healthy and faulty condi-
any appreciable improvement in the performance of the
tion because of build in noise attenuation property and
fault section identifier and locator. After obtaining
proper trade-off between computational cost and accu-
approximate coefficient of voltage and current signals of
racy. Due to these features, DWT continues to enjoy a
each phase (which covers frequency ranges from 0 to
growing popularity in the field of transmission line pro-
150 Hz), the standard deviation (SD) of these coefficients
tection [28–30]. Using DWT, the sampled voltage and
(rIacA3, rIbcA3, rIccA3, rIdcA3, rIecA3, rIfcA3, rVacA3,
current signals are analyzed by decomposing it into an
rVbcA3, rVccA3, rVdcA3, rVecA3 and rVfcA3) has been
approximation and detail information, by successive high-
estimated as:
pass and low-pass filtering of the time domain signal. " #1=2
The one-level decomposition is mathematically repre- 1 X N
2
sented as rj cAi ¼ ðcAij  lj cAi Þ ð4Þ
N  1 j¼1
X
Yhigh ½k ¼ x½n  g½2k  n ð1Þ P
X where lj ¼ N1 Nj¼1 cAij , where i = 1, 2, …, n is the
Ylow ½k ¼ x½n  g½2k  n ð2Þ wavelet decomposition level from level 1 to level n,
N represents number of wavelet approximate coefficients.
where Yhigh ½k and Ylow ½k are the outputs of the high-pass The SD gives a measure of the distribution of coeffi-
and low-pass filters, respectively, post-subsampling by 2. cients around the average value. The SD measured using
For the present work, the above decomposition is carried (4) is given as input to each stand-alone ANN in the
out up to level 3. modular structure.
For a given function f(k), discrete wavelet transform is
given as: 3.2 Fault identification
0 1
1 X B mC
 Bn  kx0 C Large number of fault cases with varying fault parameters
DWTðm; nÞ ¼ pffiffiffiffiffi f ðkÞw @ m A ð3Þ
xm has been simulated to generate a suitable dataset for
0 k x
0 training of the modular ANN structure. As discussed

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Neural Comput & Applic

earlier, SD of the approximated coefficients of current proposed modular structure, i.e., one for each type of fault.
signals post-fault in each phase has been obtained and Depending on the type of detected fault, the corresponding
analyzed. Post-fault, the magnitude of SD of approximated ANN in the modular structure will be activated. While
coefficients exceeds that during normal operation. Based designing the MANN, the first step is to determine the
on the analysis of SD of approximated coefficients of appropriate size and architecture of the individual neural
current signals in each phase, a threshold value (Thpc) networks. For the proposed scheme, the number of neurons
corresponding to faulty cases for each phase has been in input and output layer for all ANNs is taken as 12 and 2,
determined. Using threshold value, the healthy and faulty respectively. For the selection of the number of hidden
condition can be segregated based on the SD of approxi- layers and its neurons, a series of pilot runs are executed on
mate coefficients rip cA3 ðlÞ as: a trial-and-error basis to select the optimal architecture.
  The architecture of all the ANNs is outlined in Table 3. For
1 if rIp cA3 ðlÞ [ Thpc
Dp ðnÞ ¼ ð5Þ all the neurons, tangent sigmoid activation function has
0 else
been used. The individual ANNs comprising the modular
where 1 and 0, respectively, represent faulty and healthy structure receive similar inputs, which are processed in
condition. parallel, following which their outputs undergo an OR
If the SD of approximate coefficient of current signal in gating operation. The first neuron in the output layer rep-
each phase (fault index) at any instant (rip cA3 ðlÞ) is lesser resents the section/zone in which fault has occurred, i.e.,
than the pre-defined threshold value, there is no fault in the forward fault or reverse fault, and second neuron represents
corresponding phase. If the condition is met in any phase, the location of fault (Lf). Based on the output of gating
the corresponding phase is identified as faulty phase. While operation and the individual ANN outputs, the faulty sec-
(Eq. 5) gives information regarding the fault in a given tion and the location of the fault are obtained.
phase, it does not provide any information about the For fault in section 1, the output corresponding to first
involvement of ground in the fault. In this regard, the six- neuron should -1. Similarly fault in section 2 is repre-
phase currents are used to obtain the zero sequence current sented by an output of 1. The input indices ‘‘X’’ and output
to determine the involvement of ground in the fault. indices ‘‘Y1’’ and ‘‘Y2’’ of each ANN are thus given as:
Depending on the type of fault identified, the correspond-
ing ANN in the modular structure will be activated. X ¼ ½rIa cA3 ; rIb cA3 ; rIc cA3 ; rId cA3 ; rIe cA3 ; rIf cA3 ;
rVa cA3 ; rVb cA3 ; rVc cA3 ; rVd cA3 ; rVe cA3 ; rVf cA3 
3.3 Fault section identification and location using
ð7Þ
MANN
Y1 ¼ ½s ð8Þ
The standard deviation of approximate coefficient of volt- Y2 ¼ ½Lf  ð9Þ
age and current signals of each phase is used to obtain the
feature matrix ‘‘F’’ to be used for training the MANN, While both voltage and current singles are used for zone
which is given as: identification and fault location estimation, only current
  signals are used for fault detection and the corresponding
rip cA3 ðlÞ
F¼ ð6Þ phase detection. Since the fault detector and phase selector
rvp cA3 ðlÞ
are based on the variation in magnitude of phase current post-
where l represents the fault location with different fault fault, the current information is sufficient to detect and
resistance and fault inception angle, p represents each of classify. Using the voltage variation information in addition
the phase a, b, c, d, e and f, rIpcA3(l) and rVpcA3(l) are the to the current magnitude information would only add
feature vectors obtained from standard deviation of redundancy, thus leading to complexity without any appre-
approximate coefficient of the post-fault current and volt- ciable improvement in the accuracy. However, the case is
age signals, respectively. The feature matrix F is a different for zone identifier and fault locator (FL), which
12 9 n matrix, where n is the number of simulated fault indirectly uses the impedance information and thus requires
cases. The first row of F represents the SD of approximate both voltage and current signals. After selecting the appro-
coefficient of current signal corresponding to phase ‘‘a’’ at priate structure, the next step is to train each individual ANN
different fault locations with varying fault inception angle of modular structure using training dataset generated from
and fault resistance. The pattern vector F is then given as different simulated fault cases. As mentioned earlier, the
input to MANN for training. simulation and hence the generation of the training dataset
The diagrammatic representation of the proposed pro- are carried out using Simulink and SimPowerSystems tool-
tection scheme is depicted in Fig. 3. A total of eleven box of MATLAB. In order to generate the training dataset,
individual multilayer feed forward ANNs constitute the various types of faults at different fault locations, fault

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Neural Comput & Applic

MANN Module
Voltage Current 1LG
ANN-1 for LG
Sample Sample IW{1,1} LW{2,1} LW{3,1}

b{1} b{2} b{3}


12 Inputs 2 Outputs
2LG
DWT IW{1,1} LW{2,1}
ANN-2 for 2LG
LW{3,1} LW{4,1}

b{1} b{2} b{3} b{4}


Extract the 12 Inputs 2 Outputs
approximate and detail ANN-3 for 2L
coefficients of voltage 2L
IW{1,1} LW{2,1} LW{3,1}
and current signals
b{1}
b{2} b{3}
12 Inputs 2 Outputs
Standard deviation
of approximate
coefficients of
voltage and current ANN-11 for 6L
signals IW{1,1} LW{2,1} LW{3,1}
6L b{2}
b{1} b{3} 2 Outputs
12 Inputs
Y1= +1/ -1
Feature Faulty Section/zone
extraction
Fault location
Y2 = Lf

Fig. 3 Proposed protection technique based on DWT and modular ANN for a six-phase transmission line

Table 3 Architecture for ANNs in modular structure


Type of ANN No. of No. of neurons in the No. of neurons in the No. of neurons in the Type of activation function in
fault hidden first hidden layer second hidden layer third hidden layer hidden/output layer
layers

LG ANN1 2 35 35 – Tangent sigmoid


2LG ANN2 3 35 20 15
2L ANN3 2 35 35 –
3LG ANN4 3 37 35 20
3L ANN5 2 35 35 –
4LG ANN6 3 27 33 35
4L ANN7 2 35 35 –
5LG ANN8 3 35 35 35
5L ANN9 2 35 35 –
6LG ANN10 2 37 37 –
6L ANN11 2 35 35 –

inception angles and fault resistance are simulated. The fault samples have also been added in the training patterns to
variation in the parameters is detailed in Table 4. For single- differentiate from faulty condition. Thus, the total number of
phase-to-ground fault, the total number of faults simulated training patterns/samples used for training the ANN#1 (for
for training are 6 (LG faults) 9 38 (19 distance to fault from single-phase-to-ground fault) is 4104 (faulted) ? 10 (no
relaying point in each line section) 9 9 (fault resis- fault) = 4114. Similarly for training of the other ANNs,
tance) 9 2 (fault inception angle) = 4104. Also, two no appropriate training samples were generated.

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Neural Comput & Applic

Table 4 Fault parameter variation for generation of training and test patterns
Fault Training patterns Testing patterns
types

Fault location in All From 0 to 95 km in steps of 5 in forward and Random values between 1 km and 99 km in forward and
km reverse sections reverse sections
Fault inception All 0 and 90 Random values between 0 and 360
angle ()
Fault resistance All 0, 4, 8, 15, 30, 45, 55, 70, 100 Random values between 0 and 126 X
(X)

The individual eleven neural networks are trained using Further, the percentage error in estimating the fault
Levenberg–Marquardt (LM) algorithm, which is designed location has also been calculated (Tables 6, 7) as:
to approach a second-order training speed without having  

La  Lf  100
to compute the Hessian matrix. Tangent sigmoid function % Error in fault location ¼ ð10Þ
Total line length
(tansig) has been used in the hidden and output layers.
After training, the proposed algorithm is tested by another where La is the actual location of fault from the relaying
dataset considering fault scenarios not included in training point and Lf represents the output of proposed scheme, i.e.,
patterns. the estimated fault location. Positive and negative errors in
fault location, respectively, correspond to the estimation of
fault location before and after the actual fault location from
4 Results and discussion the relaying point.
As can be seen in Tables 6 and 7, the proposed
To validate the effectiveness of the proposed protection scheme is able to achieve a reasonably high accuracy in
scheme, simulation studies have been carried out for dif- estimating the location of fault. Also, the performance of
ferent types of forward and reverse shunt faults. The pro- the fault locator is not affected by changes in the fault
posed algorithm was tested with 10,980 fault cases which location. The negative and positive values of MANN out-
were not included during the training of MANN. The effect put 1, respectively, correspond to reverse and forward
of variation in fault parameters such as location of fault faults.
from relaying point (La) from 1 to 99 km in forward and
reverse direction, fault inception angle (Ui) from 0 to 360 4.2 Influence of faults situated close
and fault resistance(Rf) from 0 to 126 X has been investi- to the terminals/boundaries
gated. Prior to fault zone identification and fault location
estimation, detection and faulty phase selection have been For faults occurring very close to a relay (near-end faults),
carried out and some of the test results corresponding to the voltage at the relay location will be small or even zero.
different fault scenarios with variation in fault parameters Thus, the near-end faults are problematic for the conven-
viz. fault type, location of fault, fault resistance and fault tional impedance-based relays. The performance of the
inception angle are depicted in Table 5. proposed scheme has been evaluated for faults occurring
For all the tested fault cases, the fault detector and close to the relay locations, i.e., near to bus 2 (within 1 %
classifier (FD/C) are found to correctly detect and classify of the line) occurring in both the sections. The test results
the fault within one cycle (16.6 ms.) post-fault. Following are outlined in Table 8. For phase(s)-to-ground faults and
fault detection and classification, some of the test results phase(s)-to-phase faults, the fault resistance is kept at 5 and
corresponding to faulty zone identification and fault loca- 0 X, respectively, while fault inception angle is selected as
tion estimation are discussed in the subsequent subsections. 0.
Further, to assess the reach setting of the proposed
4.1 Response of protection scheme for varying fault algorithm, various far-end faults, i.e., faults occurring at far
location end from the relay location (i.e., greater than 99 % of the
line) in both forward and reverse directions, have been
The performance of proposed scheme has been investi- simulated. The fault resistance is taken as 95 and 0 X for
gated for different types of fault at varying location form 1 phase(s)-to-ground faults and phase(s)-to-phase faults,
to 99 km from the relaying point in both forward and respectively, while fault inception angle is kept at 95. The
reverse sections, and test results are depicted in Fig. 4. test results are depicted in Table 8. It is quite evident from

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Neural Comput & Applic

Table 5 Test results of proposed protection scheme (Fault detector/classifier) for different types of fault with varying fault parameters
Fault parameter Fault Actual location Resistance Inception angle Output of fault detector/classifier
varied type in km in ohms in degree
a b c d e f g

Fault location fg 0.5 25 40 0 0 0 0 0 1 1


eg 1 25 40 0 0 0 0 1 0 1
efg 17 25 40 0 0 0 0 1 1 1
cefg 27 25 40 0 0 1 0 1 1 1
abefg 37 25 40 1 1 0 0 1 1 1
acdefg 47 25 40 1 0 1 1 1 1 1
abcdefg 57 25 40 1 1 1 1 1 1 1
af 67 0 40 1 0 0 0 0 1 0
acd 77 0 40 1 0 1 1 0 0 0
acde 87 0 40 1 0 1 1 1 0 0
abcdf 96 0 40 1 1 0.99 1 0 1 0
abcde 97 0 40 1 1 1 1 1 0 0
abdef 98 0 40 0.99 0.99 0 1 1 1 0
abcdef 99 0 40 1 1 1 1 1 1 0
Fault resistance cg 27 126 30 0 0 0.99 0 0 0 1
dg 27 120 30 0 0 0 1 0 0 1
eg 27 110 30 0 0 0 0 1 0 1
cdg 27 80 30 0 0 1 1 0 0 1
acdg 27 50 30 1 0 1 1 0 0 1
acdeg 27 20 30 1 0 1 1 1 0 1
acdefg 27 10 30 1 0 1 1 1 1 1
abcdefg 27 3 30 1 1 1 1 1 1 1
Fault inception angle ag 33 35 360 1 0 0 0 0 0 1
afg 33 35 300 1 0 0 0 0 1 1
aefg 33 35 250 1 0 0 0 1 1 1
acefg 33 35 200 1 0 1 0 1 1 1
acdefg 33 35 150 1 0 1 1 1 1 1
abcdefg 33 35 100 1 1 1 1 1 1 1
ad 33 0 60 1 0 0 1 0 0 0
bdf 33 0 30 0 1 0 1 0 1 0
abcd 33 0 10 1 1 1 1 0 0 0
abcdf 33 0 7 1 1 1 1 0 1 0
abcdef 33 0 5 1 1 1 1 1 1 0

Table 8 that the proposed algorithm is able to distinguish faults at zero fault inception angle [31]. Therefore, an
the forward and reverse faults and also locate the fault assessment about the impact of fault inception angle in the
accurately, for faults occurring close to the boundaries. The algorithm precision for identifying and locating both for-
maximum percentage error in fault location estimation is ward and reverse faults was carried out. The test results of
found to be -0.204 % and -0.404 % for close-in fault and faulty section/zone and corresponding distances calculated
far-end faults, respectively. for several faults along with the variation in fault inception
angle are depicted in Fig. 5. For all the phase(s)-to-ground
4.3 Response of protection scheme for varying fault fault and phase(s)-to-phase fault cases, Rf is kept at 3 and
inception angle 0 X, respectively.
The percentage error in estimating the location of fault
For faults occurring at the instant of zero voltage crossing, has also been evaluated, and results are given in Table 9. It
no traveling wave is generated and thus traveling wave- is clear from the table that the maximum and minimum
based protection schemes do not perform satisfactorily for percentage errors in estimating the fault location of

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Neural Comput & Applic

Forward Fault 100


abcef
abd 83.372 km Lable x
80 ad 63.355 km
axis
54.722 km
1 = 3 km
60 acdg 2 = 6 km
23.360 km 3 = 16 km
40 fg 4 = 23 km
ag 5 = 33 km
6.914 km
3.862 km 6 = 34 km
20
7 = 45 km
8 = 53 km
0
9 = 54 km
10 = 63 km
-20
Reverse Fault

11 = 73 km
12 = 83 km
adg
-40 13 = 97 km
16.435 km
abefg
abdefg
-60 32.816 km
33.632 km abcdefg
ce
46.350 km abcdef
-80 52.709 km
Actual Location (La) Estimated Location (Lf) acde 96.079 km
72.047 km
-100
1 2 3 4 5 6 7 8 9 10 11 12 13

Actual Location (km)

Fig. 4 Test results of proposed protection scheme for different types of fault at different locations

Table 6 %Error in fault


Fault type ag fg adg acdg abefg abdefg abcdefg
location estimation for different
types of ground faults at Actual location in km 3 6 16 23 33 34 45
different locations
MANN output 1 1 1 -1 1 -1 -1 -1
%Error in fault location estimation -0.431 -0.457 -0.218 -0.180 0.092 0.184 -0.675

Table 7 %Error in fault


Fault type ce ad abd acde abcef abcdef
location estimation for different
types of phase faults at different Actual location in km 53 54 63 73 83 97
locations
MANN output 1 -1 1 1 -1 1 -0.9993
%Error in fault location estimation 0.146 -0.361 -0.178 0.477 -0.186 0.461

proposed algorithm are found to be -0.618 and 0.055 %, also located accurately with the maximum percentage error
respectively. Thus, the accuracy of the algorithm is not in estimating the fault location being -0.672 %. From the
sensitive to variation in fault inception angle. simulation results, it can be concluded that the proposed
scheme is insensitive to the variation in fault resistance.
4.4 Effect of high resistance fault The robustness to fault resistance variation can be directly
attributed to the fact that an ANN is a nonlinear compen-
For fault cases occurring at remote end, i.e., far away from sator which adapts itself to variation in fault resistances and
the sending end with high resistance, the increase in fault other parameters.
current may be inadequate. Therefore, majority of the
protection algorithms, which are influenced by fault resis- 4.5 Backup protection to adjacent reverse line
tance, fail to perform satisfactorily. In this regard, the section
performance of the proposed protection scheme has been
tested for fault cases involving high fault resistance The response of the proposed scheme has been tested for
occurring at remote end. Table 10 depicts the response of fault cases occurring at section 1, i.e., in reverse direction
proposed protection scheme for various forward and from the relay location. From the test results, as illustrated
reverse phases-to-ground faults with varying fault resis- in Tables 6, 7, 8, 9 and 10, it is clear that for reverse faults
tance. The test results of the corresponding faults are the first output of MANN is ‘‘-1,’’ i.e., it is correctly
depicted in Table 10. It is clearly observed that, for all the identified as reverse fault. Further, for all the tested reverse
cases, the faulty section has been identified correctly and fault cases, the location has also been estimated perfectly

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Neural Comput & Applic

Table 8 Test results of proposed protection scheme for different types of fault at boundary location
Location Fault type La MANN output 1 Fault identified MANN output 2 (Lf in km) %Error

Near-end faults ag 1 km in section 1 -1 Reverse 1.120 -0.060


dg 1 km in section 2 1 Forward 1.091 -0.046
deg 1 km in section 2 1 Forward 0.841 0.080
abcg 1 km in section 1 -1 Reverse 1.333 -0.167
defg 1 km in section 2 1 Forward 1.407 -0.204
cdefg 1 km in section 2 1 Forward 1.186 -0.093
abcdfg 1 km in section 1 -1 Reverse 1.250 -0.125
bcdefg 1 km in section 2 1 Forward 0.999 0.005
abcdefg 2 km in section 2 1 Forward 1.940 0.030
ab 1 km in section 1 -1 Reverse 0.825 0.088
adf 1 km in section 2 1 Forward 1.184 -0.092
abce 1 km in section 1 -1 Reverse 0.883 0.058
abcef 1 km in section 2 0.999 Forward 0.807 0.097
abcdef 1 km in section 1 -1 Reverse 0.827 0.087
Far-end faults cg 99 km in section 2 1 Forward 98.742 0.129
acg 99 km in section 1 -1 Reverse 98.960 0.020
befg 99 km in section 2 1 Forward 98.251 0.375
abceg 98 km in section 1 -1 Reverse 97.206 0.397
bcdefg 99 km in section 2 1 Forward 98.856 0.072
abcdefg 98 km in section 1 -0.999 Reverse 97.858 0.071
ab 99 km in section 2 1 Forward 99.590 -0.295
abc 99 km in section 2 1 Forward 98.896 0.052
ade 98 km in section 1 -1 Reverse 98.455 -0.228
abcd 99 km in section 2 1 Forward 98.570 0.215
abdef 98 km in section 1 -1 Reverse 98.432 -0.216
abcde 99 km in section 2 1 Forward 99.394 -0.197
abcdef 99 km in section 2 1 Forward 99.808 -0.404

with maximum error of -0.675 % (Table 6). Thus, the relaying point in both the sections with Ui = 0 and
proposed scheme is able to provide remote backup pro- Rf = 0 X.
tection for the adjacent reverse section of the line (sec- It can be observed that the proposed scheme is able to
tion 1), using only single-end data at bus 2, thus avoiding detect, classify and identify the faulty zone for these varia-
the need of communication link. tions. However, as far as locating the fault is concerned, the
performance of fault locator is to be somewhat unsatisfactory
4.6 Effect of variation in the source-side networks under these variations in the fault conditions. It should be
parameters noted that the proposed ANN-based protection scheme being
a machine learning technique is very specific to the model
The robustness analysis of the proposed scheme has been considered. In other words, the scheme will be effective only
carried out by evaluating its performance under variation for the fault scenarios occurring only in the power system
in short-circuit capacity (SSC) from 0.2 to 5 times and X/R considered and not for systems with wider variation in the
ratio from 1 to 10 of the source, voltage variation up to line length, different line parameters and line voltage varying
±10 %, frequency variation within ±5 % and power flow beyond ±10 %. However, the scheme can be extended to
angle (d) variation from 25 to 35. The results corre- perform well under above-mentioned conditions by consid-
sponding to these variations are detailed in Table 11. To ering a different ANN structure and re-training it with a
analyze the effectiveness of the proposed scheme, different wider database by the inclusion of data corresponding to the
types of fault have been simulated at 50 km from the above-mentioned eventualities.

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Neural Comput & Applic

60
eg ac abcdef
cefg abcefg abcdefg abef
36.074 km 37.881 km 36.527 km
37.726 km 36.751 km 36.559 km 37.824 km
Forward Fault

Lable x axis
40 1 = 360 degree
2 = 340 degree
3 = 290 degree
37 km
4 = 250 degree
5 = 140 degree
6 = 100 degree
20 7 = 50 degree
8 = 30 degree
9 = 20 degree
10 = 10 degree
11 = 5 degree
0

-20
Reverse Fault

37 km
-40

deg abcfg abe abcde


38.235 km 36.890 km 37.970 km 36.859 km
Actual Location (La) Estimated Location (Lf)
-60
1 2 3 4 5 6 7 8 9 10 11
Fault Inception Angle (degree)

Fig. 5 Test results of proposed protection scheme for different types of fault with different fault inception angles

Table 9 Test results of proposed protection scheme for different types of fault with different fault inception angles
Inception angle Fault type La MANN output 1 Fault identified MANN output 2 (Lf in km) %Error

360 eg 37 km in section 2 1 Forward 36.074 0.463


340 deg 37 km in section 1 -1 Reverse 38.235 -0.618
290 cefg 37 km in section 2 1 Forward 37.726 -0.363
250 abcfg 37 km in section 1 -1 Reverse 36.890 0.055
140 abcefg 37 km in section 2 1 Forward 36.751 0.125
100 abcdefg 37 km in section 2 1 Forward 36.559 0.221
50 ac 37 km in section 2 1 Forward 37.881 -0.441
30 abe 37 km in section 1 -1 Reverse 37.970 -0.485
20 abef 37 km in section 2 1 Forward 37.824 -0.412
10 abcde 37 km in section 1 -1 Reverse 36.859 0.071
5 abcdef 37 km in section 2 1 Forward 36.527 0.237

4.7 Response of protection scheme with current The efficacy of the proposed scheme has been evaluated
transformer (CT) saturation under CT saturation also. Figure 6 depicts the effect of CT
saturation on the phase currents measured at the relay
Following fault, a significantly large current with DC offset location for a single-line-to-ground fault. Even with the
may result in the saturation of current transformer. Under non-proportional distorted phase current, the proposed
saturation, the CT is not able to produce a secondary cur- scheme is able to detect, classify (Fig. 6c), identify the
rent in proportional to the primary current. A proper pro- fault zone and estimate the location of the fault. The impact
tection scheme should be able to operate even under such of CT saturation on the distortion in the phase current post-
condition. fault is most significant for single-line-to-ground faults

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Neural Comput & Applic

Table 10 Test results of proposed scheme for different faults with varying fault resistance at La = 99 km from relaying point in sections 1 and 2
and Ui = 45
Fault resistance (X) Fault type La MANN output 1 Fault identified MANN output 2 (Lf in km) %Error

126 cg 99 km in section 2 1 Forward 100.156 -0.578


125 beg 99 km in section 2 1 Forward 99.521 -0.261
110 adfg 99 km in section 2 1 Forward 99.765 -0.383
100 acdeg 99 km in section 2 1 Forward 97.866 0.567
75 acdefg 99 km in section 2 1 Forward 100.344 -0.672
65 abcdefg 99 km in section 2 1 Forward 99.328 -0.164
50 ag 99 km in section 1 -1 Reverse 98.611 0.195
45 afg 99 km in section 1 -1 Reverse 98.288 0.356
35 befg 99 km in section 1 -1 Reverse 99.324 -0.162
20 abefg 99 km in section 1 -1 Reverse 99.704 -0.352
15 abcdeg 99 km in section 1 -1 Reverse 100.309 -0.655
1 abcdefg 99 km in section 1 -1 Reverse 100.171 -0.586

Table 11 Test results of proposed scheme for different faults with varying source-side parameters
Source parameter Fault SSC of the X/R Voltage Frequency Power Output of classifier MANN
varied type source (MVA) ratio (kV) (Hz) flow output 1
angle a b c d e f g

SSC of the source and bg 250 1 138 60 35 0 1 0 0 0 0 1 1


its X/R ratio bcg 750 2 138 60 35 0 1 1 0 0 0 1 -1
bcdg 1000 3 138 60 35 0 1 1 1 0 0 1 0.985
de 3000 6 138 60 35 0 0 0 1 1 0 0 1
abc 5000 8 138 60 35 1 1 1 0 0 0 0 -1
cdef 6250 10 138 60 35 0 0 1 1 1 1 0 1
Voltage bg 1250 10 125 60 35 0 1 0 0 0 0 1 1
deg 1250 10 127 60 35 0 0 0 1 1 0 1 -1
defg 1250 10 132 60 35 0 0 0 1 1 1 1 1
bc 1250 10 137 60 35 0 1 1 0 0 0 0 -1
abc 1250 10 140 60 35 1 1 1 0 0 0 0 1
bcde 1250 10 145 60 35 0 1 1 1 1 0 0 1
bcdef 1250 10 151 60 35 0 1 1 1 1 1 0 -1
Frequency ag 1250 10 138 57 35 1 0 0 0 0 0 1 1
abg 1250 10 138 58 35 1 1 0 0 0 0 1 1
abcg 1250 10 138 59 35 1 1 1 0 0 0 1 -1
ab 1250 10 138 61 35 1 1 0 0 0 0 0 1
def 1250 10 138 61 35 0 0 0 1 1 1 0 1
abcd 1250 10 138 62 35 1 1 1 1 0 0 0 -1
abcde 1250 10 138 63 35 1 1 1 1 1 0 0 -1
abcdef 1250 10 138 63 35 1 1 1 1 1 1 0 1
Power flow angle (d) ag 1250 10 138 60 25 1 0 0 0 0 0 1 -1
abg 1250 10 138 60 27 1 1 0 0 0 0 1 1
abcg 1250 10 138 60 29 1 1 1 0 0 0 1 -1
ab 1250 10 138 60 30 1 1 0 0 0 0 0 1
abd 1250 10 138 60 32 1 1 0 1 0 0 0 -0.945
abef 1250 10 138 60 34 1 1 0 0 1 1 0 1

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Neural Comput & Applic

because of the relatively higher magnitude of post-fault studied. The feasibility of the proposed scheme has been
current as compared to other faults. Hence, a typical case of tested for 10980 fault cases which are much more com-
a single-line-to-ground fault has been discussed here, pared to all the earlier reported protection techniques for
although the effect of CT saturation has been evaluated for six-phase line. Moreover, due to directional feature, the
other faults also with varying fault scenarios. proposed technique provides backup protection to adjacent
reverse line section, which is an advantage over other fault
location techniques for six-phase lines which do not pro-
5 Comparison with existing schemes vide backup protection to adjacent reverse line section as
they are non-directional. The reach setting of the proposed
The proposed protection scheme has been compared with scheme is 99.5 %, i.e., almost entire line can be protected
the previously reported techniques proposed in [11, 16, 21], by the proposed scheme. Further, the proposed algorithm
for fault location estimation (Table 12) to assess the uses only SD of the approximated coefficients of voltage
expediency of the algorithm. The comparison has been and currents signals obtained from DWT, due to which the
carried out in terms of fault location estimation accuracy, size of the fault feature data used in the proposed algorithm
directional feature, technique used and number of test cases is five times less as compared to training data used in the

Six phase current without CT saturation Six phase current with CT saturation
20 20

15 Six phase secondary current in pu x CT ratio 15


Ie
Six phase primary current in pu

10 10 Ie
Ib
Ib Id
Id
Ia Ic If
5 Ic If 5 Ia

0 0

-5 -5

-10 -10

-15 -15

-20 -20
0 0.01 0.02 0.03 0.04 0.05 0.06 0.07 0.08 0.09 0.1 0 0.01 0.02 0.03 0.04 0.05 0.06 0.07 0.08 0.09 0.1
Time in sec. Time in sec.

(a) (b)
Level of output of proposed fault

X: 0.0375
1 Y: 7
Z: 1 X: 0.0375
0.8 Y: 5
Z: 1
detector/classifier

0.6

0.4
X: 0.03333
Y: 7
0.2 Z: 0

0
g
f X: 0.03333
e Y: 5 0.1
Z: 0 0.08
d 0.06
c 0.04
b 0.02
Phases and ground a 0 Time in sec.

(c)

Fig. 6 a Comparison of six-phase current post-fault without; b with CT saturation during single-phase-to-ground fault ‘‘eg’’ fault at Ui = 08
(ti = 0.0333 s); c output of the fault detector and classifier under CT saturation

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Neural Comput & Applic

Table 12 Comparison of existing techniques with the proposed protection scheme


Scheme [11] [16] [21] Proposed
protection
scheme

Input used Six-phase voltage and current Fault-induced high- Fundamental component of voltage and SD of approx.
frequency transient current signals of six phases coefficients
currents obtained by
DWT
Relaying point Data at both ends Data at one end Data at one end Data at one end
Techniques used Two three-phase microprocessor- Continuous WT for Modular ANN Combined DWT
based relay (current differential, capturing the fault- and modular
directional comparison and induced high- ANN
distance protection schemes) frequency transient
currents
Number of test Tested for 2 real time fault cases 7 4930 10,980
case studies
Protection Directional but did not locate the locate the faults but locate the faults but non-directional Directional as
functions faults non-directional well as locate
the fault
Fault location N.A. Max. 0.5 % ±0.73 % ±0.675 %
estimation
accuracy in terms
of % error
Fault section Not done Not done Not done 100 %
identification
Fault resistance Tested for fault involving Rf = 2 Tested for Rf = 0.5 X Not influenced with high Rf (tested up Not influenced
X only and Rf = 400 X to 100 X) with high Rf
(tested up to
126 X)
Total training N.A. N.A. Five post-fault samples of fundamental SD of approx.
samples component obtained by DFT (for coefficients
(extracted 200 km line length, training samples obtained by
features) used for for each ANN will be more) DWT
training the ANN
Effect of variation Did not considered Considered (test Considered (from 0 to 360) Considered (from
in fault inception results are given for 0 to 360 and
angle two Ui, i.e., 0 and results are
135) given in
Table 9)
Fault locations 2 locations 7 locations (25, 50, Different locations Different
tested 130, 180 and up to 98.5 % of line length locations up to
260 km) 99.5 % of line
length
Maximum possible not mentioned Not mentioned 98.5 % of the line length 99.5 %, i.e.,
reach setting almost entire
line length

only reported MANN-based scheme in [21]. Because of (a) The reach setting under study was tested up to
lesser input data size, convergence to an acceptable level of 99.5 % of line length. Using the proposed scheme,
accuracy during training and testing will be faster and 90 % of the line length can be covered accurately
memory usage is reduced approximately by 5 times. Based which is better than 80 % provided by conventional
on the comparison made in Table 12, it can be concluded distance relays.
that the proposed algorithm outperforms all the other ear- (b) Provides non-unit protection, thus the reliability of
lier reported fault location techniques for six-phase line. the proposed scheme is better, and it also evades the
Based on the comparison detailed above, the advantages usages of communication link.
of the proposed scheme can be summarized as:

123
Neural Comput & Applic

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