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JOHN Q. STEWART
rftlHERE was a time when scholarsdid not realizethat number had the
principal role in the description of the phenomena of physics. The
transition from medieval to modern science was made in celestial
mechanics, in three stages. These can be concisely representedby Tycho
Brahe's extensive observations of planetary motions, Kepler's faith in
mathematicsas a means of insight into phenomena,and Newton's progress
from Kepler'sempiricalrules for the solar system to the mechanicsof the
entire universe.
We are now seeing a similardevelopmentin the social studies.Astonish-
ing amounts of significantnumericaldata have been accumulatedby con-
scientioussocial statisticians.Publicationsof the Bureau of the Census, for
example, are comparablein extent and variety with cataloguesof starsor
tables of spectroscopicwave lengths, even if the numericalprecisionneces-
sarily is much less. Thus the observationalstage is well advanced. A few
investigatorswhose trainingis not confined to the social fieldsare beginning
to proceed with the condensationof the voluminous sociological data into
concisemathematicalrules.The finalrationalinterpretationof suchempirical
rulescannot come until after the rules themselvesare established.
The way of progress is obstructed by the opinion, common among
authoritieson economics, politics, and sociology, that human relationships
never will be describedin mathematicalterms. There may be some truth in
this as regardsthe doings of individualpersons.Even the physicisthas given
up the idea that the behaviorof individualparticlescan be preciselydescribed
thus and necessarilycontents himself with discussionsof averages.But the
time to emphasizeindividual deviations is after the general averageshave
been established,not before.
Demography, the study of populations, offers an especially favorable
field for the study of averagesof social behavior. This paper presentsfour
empirical rules relating to populations and their mutual influences. Two
of these have been stated by the writer previously, the third has been pub-
*Thanks must be expressedto Dr. Kingsley Davis for tabulationsof data from censusesof India
and to Dr. Irene B. Taeuber for data on Japan, to the Princeton University Observatory,and to the
Institutefor Advanced Study and Miss CatherineKennelly.
since the city of rank I is expected to have size M, that of rank2 has the size
M/2n, that of rank 3, M/3", and so on, if the rank-sizerule holds. Hence
P-=M (I + I/2n+ I/3 + ... + I /Rn). (3)
For a given value of n, the seriesin the parenthesescan always be summed
by direct computation;but when R is in the hundredsor thousands,that is
extremely laborious. When R is not too small, direct summation is un-
necessary,becausethe following approximateformulascan be established:
When n is between o and I:
= M(Rl- Kn (4)
I
When n is I:
P,=M(loge R+ +KI). (5)
When n exceeds I:
Pu =M (
PU=M( .( (n-I)Rn-
+ Kn)*
-n) (6)
(6)
-2R
n KKn Kn n Kn
O.I -0.60 1/4 -o.8i 10/9 +9.58
0.2 -0.73 I/3 -0.97 9/8 +8.59
0.3 -0.90 I/2 -I.46 8/7 +7.59
0.4 -I.I4 2/3 -2.45 7/6 +6.59
0.5 -1.46 5/7 -2.95 6/5 +5.59
0.6 -1.96 3/4 -3-45 5/4 +4.60
0.7 -2.78 10/13 -3.78 4/3 +3.60
0.8 -4-44 4/5 -4-44 3/2 +2.61
0.9 -9.42 5/6 -5.44 7/4 +1.96
1.o +0.58 6/7 -6.43 2 +1.64
NOTE.-Values not listed by Glaisher (loc. cit.) were computed by applying the Euler-
Maclaurinformula (cf. E. T. Whittakerand G. Robinson:The Calculusof Observations,
London I924, p. 138). The variation of Kn with n, except near n = i, is regularand
smooth, and can be interpolated graphically between the above values. For n = 3,
Kn = +I.20.
C = number of cities of sizes >2500 (C)= I +1/2 +I/3 +1/4+. . logs C= In C + o.58
U = urbanfraction= PU/PT M = populationof largestcity = 2500 C
PU = urban population, which the censusreportsas the sum of the populationsof the cities
PT = fotal population PR = ruralpopulation (towns <2500 and country districts)
Computed values Observedvalues
Census C f(C) U log M log Pu log PR log PT U log M log Pu log PR log PT
1790 24 3.76 4.8 4.78 5.35 6.65 6.67 5.I 4.69 5.36 6.57 6.59
I8oo 33 4-07 5.6 4.92 5.53 6.75 6.78 6. 4.90 5.5I 6.70 6.72
I8Io 46 4.4I 6.6 5.o6 5.7I 6.85 6.88 7-3 5.o8 5.72 6.83 6.86
1820 6I 4.69 7.6 5.I8 5.85 6.95 6.97 7.2 5.18 5.84 6.95 6.98
I830 90 5.o8 9-3 5.35 6.o6 7-05 7.09 8.8 5.38 6.05 7-07 7.II
1840 I3I 5-45 II.2 5.52 6.25 7.15 7.20 i0.8 5.59 6.27 7.-8 7.23
I85o 236 6.04 I5.0 5.77 6.55 7.3I 7.38 I5.3 5.85 6.55 7-29 7-37
i860 392 6.55 I9.4 5.99 6.8I 7.43 7.52 I9.8 6.07 6.79 7.40 7-50
I870 663 7.07 25.2 6.22 7.07 7.54 7.67 25.7 6.17 7.00 7.46 7.59
I88o 939 7.42 30.0 6.37 7.24 7.6I 7-77 28.2 6.28 7.I5 7.56 7-70
I890 1348 7.78 35.9 6.53 7.42 7.67 7.86 35.1 6.40 7.34 7.6I 7.80
I900 1737 8.04 40.8 6.64 7.54 7-7I 7.93 39-7 6.54 7.48 7.66 7.88
I9Io 2262 8.30 46.5 6.75 7.67 7-73 8.oi 45.7 6.68 7.62 7-70 7.96
I920 2732 8.49 5I.I 6.84 7.76 7.75 8.o6 51.2 6.75 7-73 7.7I 8.03
I930 3165 8.65 55-0 6.90 7.84 7.75 8.Io 56.2 6.84 7.84 7-73 8.09
I940 3464 8.73 57.6 6.94 7.88 7.75 8.I2 56.5 6.87 7.87 7.76 8.I2
Rank Size log M Rank Size log M Rank City Computed size Actual size
R S R S R S
466
We passnow to a hithertounpublishedempiricalrelation,which is
well establishedonly for one specialcase.At presentwritingthisnew rule
is farfromhavingthe varietyof observational thatthe rank-size
significance
rule possesses.As has been said,the United StatesBureauof the Census
definesa villageas "rural"whenit hasfewerthan2500people;andof course
TABLE IV-RELATION OF URBAN FRACTION TO NUMBER OF CITIES, UNITED STATES
Urban fraction
Number of U
Year Cities Observed Computed log C
C I0450U2
i790 24 0.05I 0.048 -o.055
I8oo 33 .o6i .056 - .070
i8io 46 .073 .066 - .082
I820 6i .072 .076 + .050
1830 90 .088 .093 + .045
1840 131 .Io8 .112 + .032
I85o 236 .153 .I50 - .oi6
i860 392 .198 .194 - .020
1870 663 .257 .252 - .017
i88o 939 .282 .300 + .054
I890 1348 -35I .359 + .017
1900 1737 .397 .408 + .023
9Igo 2262 .457 .465 + .034
1920 2732 .512 .511 + .005
1930 3165 .562 .550 - .019
1940 3464 .565 .576 + .017
dwellers in the open country are classed as rural. People who live in all
largertowns are "urban."This distinctionis made in each of the I6 censuses.
As everyone knows, the proportion of city dwellers has been consistently
increasingin the United States.The number of cities above 2500, which we
shall call C, likewise has increasedconsiderably.
The urbanfraction, U, is defined as the fractionof the total population,
PT, that lives in cities above 2500. Thus
PU = UPT, (8)
PU being the total urbanpopulationof the C cities. Letting PR standfor the
rural population, we have
PR = PT- PU. (9)
Pu = Sc C (loge C + -2 + 0.577);
U =o.oo009782\IC; (I2)
PT = P /U;
PR = PT- Pu.
Note that Figure I has no intrinsic time scale, but only the empirical
time scale that successivecensusesestablish,through the observed values of
C from decade to decade. A predictionof future total populationwas made
by Pearl,I3 but he did not break down the populationinto ruraland urban
components.
Demographers are now making predictions of populations by extra-
polating the birth rate and death rate. The latest such prediction for the
United States'4gave estimatesof the total population,PT, for various years
until 2000. If we assume that the equilibrium equations (12) of Figure I
will continue to hold, these values of PT establishthe correspondingvalues
of C, M, Pu, PR.
Since the equations indicate that PR has already reached its maximum
value, the expected increasein PT all goes to an increasein Pu. Briefly, one
can say that the outlook is for an increasein urbanpopulation for the next
20 or 25 yearsat the rate of I per cent a year of the presenturbanpopulation.
The same prediction applies to every United States city, large or small,
that holds its present rank among our cities. Of course, some will make
relative gains, others will lose rank.
Figure I in itself does not mean that the populationwill increaserather
than decrease.However, if PT ever becomes 260,000,000, the indication is
that the rural population will have disappeared-except, doubtless, for a
stubborn remnant that has not yet made its resistanceevident in the data.
If that time ever comes, all the people will be living in I0,400 cities greater
than 2500, and the largest city (still New York?) will have a population of
26,000,000.
If populationsshould still go on increasingafterthat highly problematical
time, an extrapolationof the above treatmentsuggeststhat the larger cities
I3 Raymond Pearl: Introductionto Medical Biometry and Statistics,3rd edit., Philadelphia,I940,
Chap. I8.
I4 U. S. Bureau of the Census,Population-Special Reports, Ser. P-46, No. 7, SeptemberIj, 1946.
Chap. I .
Island); (3) circulationof the St. Louis Star-Timesby counties (copies sold
varied according to county population divided by distancefrom the city).
In each of these three cases the population-divided-by-distancerule
held only to a certainboundary.The colleges and schoolsexaminedincluded
Princeton, Yale, Harvard, MassachusettsInstitute of Technology, Vassar,
Stanford, Exeter, and Lawrenceville-all of them seasoned, privately en-
dowed, "national"institutions.For all the easternones therewas a systematic
tendency for enrollment to include two or three times more studentsfrom
the Rocky Mountain States and, particularly,from the West Coast States,
than the formula indicated.The same tendency appliedto attendanceat the
World's Fair.But Princetonundergraduatesincludedroughly io times fewer
Canadiansand 25 times fewer Mexicans than the formula required. As
regardsthe circulationof the St. Louis newspaper,it was found to be con-
fined to a territoryin adjoiningstatesthat was rathersharplylimited by the
KansasCity, Chicago, and Memphis competitions.
Again, the World's Fair "pulled" so strongly at a distanceof hundreds
of miles that extrapolationclose at hand in accordancewith the inverse-
distancerule was obviously absurd.Likewise, the Star-Timessold so many
copies at a moderate distance that extrapolationof the rule into the city
of St. Louis itself led to the impossible requirementthat everyone there
ought to have bought several copies apiece. Any college draws at any
distanceso few studentsper Ioo,ooo of the populationthat a similar"satura-
tion" effect does not occur close to the campus. Also, college competition,
unlike that of most newspapers,is not of the "all or none" type: Yale draws
studentswho live within a mile of Nassau Hall.
Dr. Kingsley Davis, in a recent discussion,'8made the interestingand
logical general suggestion that the "demographicinfluence"of population
N at a distanced is always N/d, but that its realizationin various types of
"social influence"is subjectto specialconsiderationsin individualcases.
Further examples of such "social influences" related to potential of
population have been furnishedby ProfessorZipf. These include such sur-
prising agreementsas the expectation of the occurrenceof obituariesfrom
specifiedcities in the New YorkTimesand of news items in inside pages of
the ChicagoTribune;'9also the number of bus passengersbetween specified
cities; the number of telegramsand of telephonemessagesinterchanged;the
number of railroadtickets sold.20
i8
Kingsley Davis: The Development of the City in Society, FirstConferenceon Long Term Social
Trends, Auspices of Social Science ResearchCouncil, March 22, I947.
x9G. K. Zipf, Amer.Journ.of Psychol.,Vol. 59, 1946, pp. 401-421.
20
Zipf, Amer.Journ.of Psychol, loc. cit.; idem,Journ.of Psychology,Vol. 22, 1946, pp. 3-8; etc.
"ENERGY OF INTERCHANGE"
except the one of Europe (Fig. 4) were computed by the writer and his
students.24
THE CONSTRUCTIONOF POTENTIALMAPS
The general procedure in constructing contours of equipotentials of
population may be clarified by considerationof a special case (Fig. 2), in
FIG. 2-Equipotentials surrounding four equal
charges at the corners of a square. The four equal
charges (populations, masses, magnetic poles), if
O j ?,) \/ ( [ ?^ )\\ \actually concentrated at points would give rise to
infinite potentials at these points; but this never
happens:each charge always is diffused over a finite
</ 42^g8 \ ~ space, however small. At a distance (outside the
- diagram) the equipotentialsare nearly circular. The
^
28^?72/ "mountain"rises, with four ridges and four ravines,
t940
X^ /"^to
3?/
\ 9 the level 2940. Above that it breaksinto four peaks,
I 3379) / ) \ )
(1C96 each rising above 3728. A central crater falls to a
0\\ / \7\
2
)2 ) level of 2828. These values of potential are each
proportional to the sum of the four reciprocalsof
'-- /24 respectivedistancesto the four corners.
2144 /
which we have a very simple situationon the original density map, namely
four equal concentrations.The contours of Figure 2 were constructedas
follows: The symmetry of the situationreducesthe problem to one of draw-
ing the contours for a single quarter-indeed, for half of this. A number of
points over the generalareaof one octant were selected.For each point the
four distanceswere measuredto the four corers of the squareand tabulated
in four columns. Since the four concentrationswere supposedto be equal,
summation of the four reciprocalsof the distancesgave the total potential
at each point. (Of course, a constant multiplying factor could have been
applied, the same at every point, to allow for any assumedsize of the equal
concentrationsof population at the four cornersof the square.).
After suchpotentialshad been determinedby measurementand computa-
tion for a number of differentselected points, the equipotentialsshown in
the diagramwere sketchedwithin the octant by interpolation.In a situation
such as this, labor is saved by the shrewd selectionof which contoursshould
be drawn first, becauseoften there are certaincontoursthat serve as
general
controls.Then over the entire areaof the squarethe contourswere sketched
by symmetry.
In actual demographicalcases the population is spread out over wide
areas,and it is always necessaryto begin with an approximation.The whole
24 See the referencein Stewart, Coasts, Waves, and Weather, loc. cit.
'^rY:D . So;'/ -* /-
30~L3
:'' 2000000
100,000 ... ............. ^ 200,000 400 000
^-Jc;
1940
O
MILES
500
300 000
r Contour
.UNITED STATES 1
/rterva/ 50,ooo/m//e Vf o 1 500 KILOMETERS000 '00500
50,
C'on~our
i/7&eia/ 50,000 mle 500 KILOMETERS
3-Contours of the "potentialsof population"for the United States, 940. The potential is a
FIG.
200, 000
FIG. 3-Contours of the "potentialsof population"for the United States, i940. The potential is a
measure of the propinquity of people. Each individual contributes to the total potential at any place an
amount equal to the reciprocal of his distance away; contours therefore are in units of "persons per mile."
Potential as a sociological influence exerts an effect measurable in many ways. For example, along any
one of these contours of equipotential, the density of rural population tends to a constant value, observed
to be proportional to the square of the potential. The reader is warned again that none of the maps are
precise; in particular the actual contours near large cities differ in that every city presents a separate peak
of potential.
I 0 000
i
..P[
---- r '/.-""
~ >i0 500
MILES
'0 -500 KILOMETERS
" GEOGR.
/ , ,/ ^ REVIEW, JULY, 1947 \
FIG. 4-Potentials of population for Europe in the I930's. This map is the finest-grainedyet com-
puted, with 93 control points, as comparedwith only 24 for the United States.Consequentlyrelatively
minor inflectionsin the contours are presentedwith reasonableaccuracy.The kilometer is the unit of
distance:potentialsare in personsper kilometerand must be multipliedby 1.609 to give personsper mile.
(Dudley Kirk and PopulationResearchOffice.)
POPULATION '.
OUTSIDE INCORPORATEDPLACES
1930 AREAS
Contour /ntervaf / ,00OO/mile Contour interval 500 persons per ml/e
FIG. 14-Potentials for population outside of incorporatedplacesin the United States, 1930. The peak potential is not far from Cin-
cinnati and Louisville.
FIG. I5-Potentials for uniform population density in the United States. If one person lived in each squaremile of land area,the
total population would be 2,977,i28, and the peak potential,about 6000oopersonsper mile, would be in Kansas.Compare with Figure 3;
so much for the illusion that Kansasis the demographicalcenter of the country.
Pr being the total rural population of the district. This equation permits
the easy determinationof k from the observeddata.Values of VT are taken
TABLE V-RELATION OF THE DISTRIBUTION OF THE U. S. RURAL POPULATION (I940) TO THE POTENTIAL
OF THE TOTAL POPULATION (EQUATION I5)
The "probableerror"of only 13 per cent shows the regularityof the agree-
ment.
But when the rural equilibrium so indicated is extended to the deep
South, we have the resultsof Table VI. Each of the nine stateshad an excess
over the computedruralpopulation.The total excessamountedto 5,600,000.
For comparison, the total rural Negro population of these states in 1940
was about 5,000,000. The agreement is doubtless significant.
The equilibriumof Table V holds also for the ii Rocky Mountain and
PacificCoast Statesif all are takentogether.A deficitof about 2,000,000 rural
State VT2 A PR
Obs. Comp.
N. C. 49 xoIo4 260 X Io4 173 x Io4
Tenn. 42 I89 148
S. C. 22 143 78
Ga. 40 205 I41
Ala. 32 198 II3
Ark. 33 I52 ii6
Miss. 28 175 99
La. 22 138 78
Fla. I5 85 53
At present writing, the four empirical rules, equations I, II, 13, and
the equation for potential of population, must be considered mutually
independent.The equationfor potential (or energy) is doubtlessthe funda-
mental one, and it is possiblethat a way will be found to derive one or more
of the other three from it.
The rank-size rule for cities presumablyexpressesan equilibrium that
results from urban competition. The rural-density rule, equation 13, as
has been said,expressesan equilibriumbetween the ruralpopulationand the
total population. The existence of any relation of C to U, such as equation
II, points to a third equilibrium-one between the rural and the urban
populationsas a whole.
Further applicationsof the rank-size rule have been worked out and
will be publishedlater, including applicationsthat hold for relatively small
samples of people; namely those classifiedby the census as employed in
some particularoccupationin each of the larger cities of the United States.
Still other empiricalrelations,not touched on at all in this paper,have been
found.
There is no longer excuse for anyone to ignore the fact that human
beings, on the average and at least in certain circumstances,obey mathe-
matical rules resemblingin a generalway some of the primitive "laws" of
physics. "Social physics" lies within the grasp of scholarshipthat is un-
prejudicedand truly modern. When we have found it, people will wonder
at the blind opposition its first proponentsencountered.
Meanwhile, let "social planners"beware! Water must be pumped to
flow uphill, and naturaltendenciesin human relationscannot be combated
and controlledby singing to them. The architectmust acceptand understand
the law of gravity and the limitations of materials.The city or national
plannerlikewise must adapthis studiesto naturalprinciples.