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Drafting a Code of Ethics for Engineering Education

R. Alan Cheville John Heywood Trinity


Electrical and Computer Engineering College, Dublin The
Bucknell University University of Dublin
Lewisburg, Pennsylvania, USA Dublin, Ireland

Abstract— Some within the engineering education community Beyond competence and behavior, a profession is also
have asserted that engineering education should be considered a defined by ethical standards that are freely accepted by those
profession. While the formal meaning and identifying who choose to be members of the profession. Davis states that
characteristics of a profession are debated, in general an “ethical standards, not standards of competence or
individual that is considered professional meets at least three
organizations, seem to distinguish professions from other
criteria: recognized expertise drawn from a widely accepted
skilled occupations” [4]. Part of being a member of a
body of knowledge, accepted norms of professional behavior, and
adherence to codified ethical standards. This paper addresses profession is to agree to abide by that profession’s ethical
the third of these issues by exploring canons that could and code. Kallenberg [3] has outlined five ways that a code of
should be contained within an engineering education code of ethics supports professional identity.
ethics. To develop the framework for a code of conduct, For engineering educators to distinguish themselves as a
published ethical codes from four professions—engineering, profession they must meet the three criteria of: the existence
education, law, and medicine—were analyzed for both content of a common body of knowledge that defines expertise,
and structure. Both areas of overlap and divergence within the
expectations of behavior that distinguish one from others in
codes were identified. From the areas of overlap between these
professional canons a draft code of ethics for engineering
society broadly, and ethical standards. While a body of
education was developed and is compared with the recent knowledge does exist [5], not all engineering educators
American Society for Engineering Education code of ethics. The subscribe to it in a way that affects their practice. Society does
development process and resulting draft are presented to expect certain behaviors of university faculty. Similarly a
stimulate larger discussion within the engineering education code of ethics was recently approved and published by ASEE.
community around purposes for engineering education. This paper investigates the adequacy of ASEE’s
engineering education code of ethics by broadly exploring
Keywords—ethics, ethical code, profession, professional
published professional codes in engineering, education, law,
I. INTRODUCTION and medicine; categorizing canons common to these
professions into nine topics; and comparing these to the code
Editorials on engineering education have made the claim of ethics produced by ASEE. Areas of overlap and divergence
that it is becoming or should be a discipline [1], or at least a between canons led to a synthesis that was used to draft a code
field of scientific inquiry [2]. For the purposes of argument, of ethics for engineering education that addresses canons of
this paper will posit that engineering education is: 1) a professionalism the ASEE code fails to capture. The draft
discipline, 2) a professional activity, and 3) distinct from other code is explored from a pragmatic standpoint using
disciplines an engineering educator may also belong to such as Kallenberg’s five lenses [3] and from a standpoint of practice
mechanical or civil engineering. using Hoyle’s definitions of extended and restricted
The origin of the word “profession” comes from the Latin professionalism [6].
for public declaration and was first used in the Middle Ages in The act of drafting a code of ethics both frames a moral
a religious context, but over time its meaning evolved to ideal and acknowledges that engineering education has
encompass the occupation one professes to be skilled in, an specific knowledge requirements from which a consensus for
implicit acknowledgement of expertise, and those who are how that knowledge should be used needs to emerge [4].
skilled in that occupation. The word “professional” is also Clearly the authors cannot speak for all engineering educators
used in a vernacular sense to distinguish experts from on what the ideals of our discipline should be. Therefore the
amateurs, e.g. in sports. Thus a professional has a high level intent of this paper is not to present a code for immediate
of technique that distinguishes her or him from amateurs. adoption, rather it offers tenets that provide centers of dialog,
Furthermore a professional is expected to behave as a stimulating discussion within the engineering education
professional both on and off the field. Technique and community around issues of professional identity. A code of
behavior set the perceptions of a profession. For example ethics may also be useful for illuminating tensions inherent to
mental images of a physician may suggest dress and the multiple roles assumed by engineering faculty.
work environment. Professional codes often address image
and identity either implicitly or explicitly [3]. Many fields II. EXPLORING PROFESSIONAL ETHICAL CODES
seek the designation as a profession for the status and
independent governance it brings. While there are many career paths that claim to be a
profession [7] in this study we analyzed ethical codes from
engineering, education, medicine, and law. The inclusion of
978-1-4799-8454-1/15/$31.00 ©2015 IEEE
engineering and education are obvious. Medicine is included The ASEE board of directors has recently published a code
due to the emphasis on the physician-patient relationship of ethics [8]. The preamble states those members who
which may provide insights into ethics of student-teacher perform professional work in a technical discipline serve the
relations. Similarly law was included since the law is a living ideal of public welfare. The code lists fourteen canons that
body of knowledge that is continually reinterpreted by the closely align with canons of other engineering codes. Ten of
legal profession much in the way the engineering state of the the fourteen canons of ASEE’s code align directly with the
art is constantly evolving and needs to be reinterpreted by topics listed in in Table 1. The four exceptions are the first
educators. Codes of ethics from representative professional three canons of the ASEE code that define obligations
organizations including engineering (NSPE, IEEE, ASME), members have for students to: understand ethical
education (NEA, English Government, ASEE), law (ABA), responsibility, work towards human welfare, and be aware
and medicine (AMA) were analyzed and the canons grouped of impact. The thirteenth element of ASEE’s code partially
into similar broad categories. aligns with topic (5), professional relationships, but also
The structure of codes varies between professions. While addresses the stipulation for fair assessment. ASEE’s code
engineering and education codes typically consist of an does not address topic (9), while (1) is addressed through
extensive list of statements that serve as canons, law and codes of another engineering discipline if the ASEE
medicine define a smaller number of overarching canons member does technical work in that discipline. It is not clear
which are expanded upon by lengthier, contemporary written what ideals ASEE members follow if they do not perform
opinions. Here we focus only on canons, ignoring opinions. technical work. Furthermore, since nearly all canons of
These canons were sorted into nine broad, inclusive topics that ASEE’s code have correspondences in other engineering
are common between most codes, and listed in Table 1. Table codes there is significant redundancy for those ASEE
1 also compares similarities and differences between canons members who are affiliated with a technical engineering
of the four professions within these topics. discipline. Finally, the close alignment with engineering codes
results in ASEE’s code failing to capture some canons of other
The overlap of canons with the nine topics is imperfect. professional codes relevant to education broadly
Multiple canons may address aspects of one topic or one
canon may overlap with multiple topics. Furthermore each III. A DRAFT CODE OF ETHICS FOR ENGINEERING EDUCATION
profession’s canons emphasizes some topics more than others.
In addition, most codes have a preamble stating the larger The nine broad topics of Table 1 were used to draft an
ideals of the profession that the code of ethics serves to engineering education code of ethics. For each of the nine
support. In the case of engineering the ideal is public welfare topics relevant canons were drawn from ethical codes from the
or quality of life, in education human dignity and truth, in four professions. The synthesized code is given below with
medicine patient care, and in law justice. canons listed in the same order as Table 1. A preamble
outlines the ideals for the profession of engineering education.
Table 1: Topics common between professional ethical codes

Topic Comparative Notes


1) Obligation for the All explicitly address the greater good, but vary in definitions. Engineering codes put the public welfare above other concerns but
greater good or public do not define it. Medicine is focused more on individuals than the public at large with an emphasis on care, dignity, and rights.
welfare Education emphasizes the greater good least with a general statement of belief in the value of education. Law frames good through
the lens of justice and places the profession at the nexus of upholding trust in a system of laws.
2) Relation to those Engineering and education treat individuals equally regardless of race, gender, or other factors. In addition the legal and medical
outside the profession professions are charged with providing access to professional services for all individuals.
3) Professional roles Most professions give stipulations about avoiding conflicts of interest but otherwise implicitly assume the professional plays a single
and conflicts of role. Law explicitly identifies multiple roles played by lawyers and addresses when these roles are harmonious and how
interest conflicts between multiple roles are to be resolved.
4) Relations with Engineering defines service to employers and clients while educators predominately serve students and to a lesser extent schools.
those whom the Medicine allows the physician choice of whom to serve with the provision patients are cared for. Law serves clients, but
profession serves lawyers also act as agents of the court and as private citizens have an obligation to serve justice.
5) Professional All codes of ethics have an obligation to maintain the reputation and standards of the profession and report those whose acts or
reputation, character are unprofessional. Engineering places the most emphasis on these and medicine the least. Engineering and education put
relationships, and some stipulations on behaviour towards others within the profession. Law additionally requires respect for the legal system and
responsibilities judicial process, as well as independent self-governance.
6) Professional All discuss competence, but engineering places more explicit emphasis on boundaries of competence than other professions and how
competence qualifications are represented. Some educational codes are highly specific.
7) Need for All codes address the need for confidentiality within the limits of law for those they serve. Both law and medicine go into detail in
confidentiality specific opinions that are ancillary to the main canons.
8) Need for Some (but not all) engineering and education codes make explicit mention of the need for continuing education and the obligation to
continuing education contribute to others’ professional development. This is not a primary precept for lawyers, but physicians have an explicit
commitment to continue their own education, medical and patient education more generally, as well as advance the state of the
9) Commitment to art.
Engineering and education codes discuss upholding societal values. Law and medicine have canons of advocacy in which medicine
advocacy advocates for patient interests and law advocates for access to and fairness of justice, particularly for vulnerable members of society.
The Engineering Educator’s Code of Ethics 6) Balance their role as an educator with their role as an
engineer by accurately interpreting state-of-the-art
Preamble: Engineering education has a large impact on the engineering theory and practice for learners and drawing
world, serving the ideal of human development through upon the science of learning to effectively promote and
education and the ideal of truth through scholarship. support student development.
Engineering educators respect the impacts culture and 7) Act in ways that develop and hold the trust and confidence
individuality have on these ideals. To serve these ideals of others so as to support their role as teacher and mentor.
engineering educators: 8) Seek to advance, apply, and integrate the state of the art in
1) Recognize that engineers and engineering works may both education and engineering theory and practice and
impact the world for good or for ill. Engineering dedicate themselves to life-long professional
educators strive to develop their own and students’ development.
capacity for moral purpose, serve as an example of human 9) Recognize a responsibility to participate in activities that
life lived well, and recognize the rights of others to define contribute to access to education, and seek changes to
their own welfare and quality of life. situations that are contrary to the best interests of learners.
2) Treat others fairly, support others’ learning at all times, and
honor differences between learners that arise through In creating this code professional ideals were outlined in
opportunity and culture. the preamble since Davis [4] points out that a code of ethics
3) Balance responsibilities of the multiple roles they assume serves “…as a way a profession defines relations between
within the education system. those who want to serve a common ideal...” Adopting other
a. In the role of a teacher or mentor the engineering ideals would necessitate changes to the code. To be useful
educator seeks to support learning, professional codes need to be written for a given audience; the code above
development, and enabling human thriving through was written for engineering educators to acknowledge the
education. ethical dilemmas potentially introduced by the multiple roles
b. In the role of a scholar the engineering educator they inhabit. Kallenberg acknowledges that while any code of
dedicates himself or herself to seeking truth and ethics must be imperfect, imperfect codes may be useful to
awareness of his/her own ideology. trained professionals [3]. Such imperfections may be offset by
c. In the role of an administrator, the engineering extended written opinions such as those in law and medicine.
educator is guided by principles of fairness, justice,
and compromise. Kallenberg [3] points out that ethical code may be interpreted
d. In the role of a patron, constituent, or client the through five different lenses:
engineering educator provides actionable feedback to 1. As an emblem that distinguishes the profession from
improve education and helps support others’ others in society.
professional development. 2. As guidelines to action written for those with sufficient
While most times these roles are harmonious, in some expertise in the profession to understand their application.
cases the engineering educator will face ethical dilemmas 3. As a covenant of behavior one must agree to in order
that arise from overlaps of these roles. Resolving such to retain membership in the profession.
conflict requires both adherence to law and moral 4. As centers of conversation that allow dialog around
judgment, tempered with respect for colleagues and inevitable ethical tensions.
students, and the recognition that vulnerable populations 5. As a framework for what is ethically allowed in
may often lack a voice. The engineering educator a profession rather than what is forbidden.
acknowledges the tensions inherent in supporting The code above is designed to the extent possible to serve
individual learners and an educational system with limited these purposes. By adopting canons of care and advocacy
resources while undertaking unbiased evaluation of from law and medicine the code serves as an emblem to
learning. distinguish the profession of engineering education from
4) Serve educational needs education and engineering more generally. As guidelines to
through: action, the code frames responsibilities around assessment,
a. supporting the needs of learners and upholding the social justice, and advocacy. As a covenant the code seeks to
rights of all individuals to an education with identify moral purposes which engineering educators can
particular care for the vulnerable and disadvantaged; freely commit to. As a center of conversation the code
b. recognizing the impact of credentials and the acknowledges ethical dilemmas that may arise from role
limitations inherent to measuring learning, and conflicts in order to stimulate dialog. The code is
striving to improve how learning is assessed; furthermore written to define and promote behaviors rather
c. recognizing that learning occurs within a community than proscribe them.
and valuing the diverse expertise and contributions of IV. RESTRICTED VS. EXTENDED PROFESSIONALISM
their colleagues and the supports offered by the wider
educational institution in which they function; and The draft code of ethics presented previous was drafted to
d. building professional liaisons with others across the stimulate dialog on one element that engineering education
education system and those who employ engineering requires to be considered a profession. In a larger sense what
graduates. does it mean to be a professional? Since a code of ethics is
5) Uphold standards of professionalism in any role they play designed to guide behaviors, in crafting the code we consider
within the education system. whether engineering educators are or should be “restricted” or
“extended” professionals, borrowing from Hoyle’s definition
[6]. A restricted professional is one who relies primarily on
their own insights and intuition developed through their day- V. CONCLUSIONS
to- day experiences. An extended professional is guided by
the theory underlying their experiences and approaches The code of ethics drafted from common canons of four
problems using a more rational and scholarly approach. For professions was created for several purposes; to stimulate
example from a historical perspective the 1955 Grinter dialog around engineering education as a profession and to
report [9] defined the ways engineering should be taught to serve as a foil for the ASEE code have already been
align better with expectations of an extended profession. mentioned. Other questions arise in the application of an
ethical code. For example what implications does an ethical
Table 2: Restricted vs. Extended code have for technique (pedagogy), and how might
Professionalism in Engineering engineering education sanction those who are somehow
Education
Restricted professionalism in (#) Extended professionalism in
deemed to behave unprofessionally?
engineering education engineering education
Instructional skills derived from 8 Instructional skills derived from There are additionally questions of professional identity
experience mediation between experience
and theory [10] that the code raises explicitly. These are highlighted as
Perspective limited to immediate 1,3, Perspective embracing broader tensions within the code to highlight that they need to be
time and place 4 social context of education. navigated consciously and explicitly, a question the current
Lecture room and laboratory 4c,7 Lecture room and laboratory ASEE code does not address. These questions of the identity
events perceived in isolation. events perceived in relation to of faculty members are in some ways microcosms of the
institution policies and goals.
identity crisis of universities at the present time. As the role
Introspective with regard to 8 Instructional methods compared
methods of instruction with those of colleagues and with of the university in society and the economy has changed over
reports of practice. the past decade, these questions of identity loom large.
Value placed on autonomy in 4d Value placed on professional Regardless of economic function and any utilitarian role of a
research and teaching. collaboration in research and university, a code of ethics stipulates that there is also a moral
teaching. imperative in claiming to be an educator that transcends this
Limited involvement in non- 3 High involvement in non- context. This code’s canons of advocacy, social justice, and
teaching professional and teaching professional and
collegial activities collegial activities. the defining ideals of truth and human development make
Infrequent reading of 8 Regular reading of professional these explicit. A code of ethics that is well designed should
professional literature in literature in educational theory help individuals navigate such dilemmas.
educational theory and practice. and practice.
Involvement in continuing 8 Involvement in continuing ACKNOWLEDGMENT
professional development limited professional development work
and confined to practical courses that includes substantial courses The authors thank Meriel Huggard for critical review of
mainly of a short duration. of a theoretical nature. the manuscript.
Instruction (teaching) seen as an Instruction (teaching) seen as a
intuitive activity. rational activity.
Instruction (teaching) considered 3 Instruction (teaching) considered
less important than research. as important as research.
Assessment is a routine matter. 4b,c Assessment is designed for
The responsibility for learning. Achievement is the co-
achievement lies with the student responsibility of the institution,
instructor (teacher) and student.
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