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Angelaki

Journal of the Theoretical Humanities

ISSN: 0969-725X (Print) 1469-2899 (Online) Journal homepage: http://www.tandfonline.com/loi/cang20

PLATO AND THE SPECTACLE OF LAUGHTER

Michael Naas

To cite this article: Michael Naas (2016) PLATO AND THE SPECTACLE OF LAUGHTER,
Angelaki, 21:3, 13-26, DOI: 10.1080/0969725X.2016.1205253

To link to this article: http://dx.doi.org/10.1080/0969725X.2016.1205253

Published online: 29 Jul 2016.

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Download by: [UNAM Ciudad Universitaria] Date: 18 April 2017, At: 15:49
ANGELAKI
journal of the theoretical humanities
volume 21 number 3 september 2016

T his essay will be, alas, rather out of step


with much of what comes before and
after it in this volume. It will not be in the
least bit funny, I am sorry to say, and at its
best only mildly entertaining. This will be due
in large part to my own limitations, to be sure,
but also to the fact that, as I see it, comedy
must be for philosophy no laughing matter. As
someone who takes very seriously the warnings
of Plato with regard to comedy, I wish to show
here that Platonism – and thus philosophy – is
unthinkable without a vigorous critique of
comedy and, ultimately, an emphatic rejection
of it. And, as I will argue, there is nothing michael naas
funny or ironic about this critique and nothing
more serious than this rejection.
I will thus be taking issue with what appears
to be the underlying premise of this collection,
PLATO AND THE
namely, a certain compatibility of philosophy SPECTACLE OF
and comedy or, worse, philosophy’s unfortunate
neglect of comedy and urgent need for it. I will LAUGHTER
defend here, without humor, irony, or detour,
the honor of philosophy against the implicit preying; neither vampire nor vulture, she
plea that philosophy take comedy more must never be shown gorging or gloating. A
seriously or that it itself become more symbol of wisdom and philosophy, she must
comedic. My intention is thus to give a very always be represented watching over and pro-
different answer to the guiding question of tecting, smiling knowingly, without malice or
this collection, “Why so serious?” – a question conceit. For if she always looks down upon us
posed to philosophy, I take it, by those who from above, and sometimes even seems
would like philosophy to take itself less amused, she never laughs in derision, since
seriously by being more serious about comedy. she knows, and it is this knowing that makes
As a first sign of protest or resistance, then, I her so serious, that makes her reject comedy,
would like to take issue with the vehicle that has and that allows her sometimes, and sometimes
been used to present this volume, the cover in the most serious of places, to laugh ever so
illustration of the owl of Minerva with a lip- lightly, ever so knowingly, with the gentleness
sticked or blood-besmirched grin. Neither and understanding of the gods.
joker nor jackal, the owl of Minerva must As I will argue, Plato was the first to present
never, I believe, be represented mocking or us with this view from above, this philosophical

ISSN 0969-725X print/ISSN 1469-2899 online/16/030013-14 © 2016 Informa UK Limited, trading as Taylor & Francis
Group
http://dx.doi.org/10.1080/0969725X.2016.1205253

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spectacle of laughter

vision of the whole tragedy and comedy of life, expense of, say, the ignorant, the bad, the
the first to have given us a theory of laughter ugly, in short, the non-philosophical, and to
and of comedy that affords us at the end of the benefit of their opposites, then comedy
the day, and only at the end of the day, such a will be, we will see, acceptable, even desirable,
modest and gentle laugh. This will thus be, I but as soon as it begins to operate in excess of
am not joking – and you will have been suffi- this economy, as soon as it begins to serve
ciently warned – a very unfunny paper about a other ends and so begins to become comedy in
very serious thinker who is not just an a strict and independent sense, it must be
example but the exemplar of the very serious roundly denounced.
subject of philosophy, which has been from To begin, then, let us try to ask what it is that
the very beginning and must today remain Plato considers to be funny, laughable,
dead serious about comedy – dead serious comedic, ridiculous, absurd, or worthy of deri-
because comedy is, in the end, a matter of life sion – notions that are not exactly synonymous
and death, which is why I risk appearing here but are always related in the dialogues. To
to be a real killjoy in what would otherwise be approach this question, we will need to look at
a very amusing and entertaining collection. Plato’s very systematic use of two families of
Now before trying to show what Plato thinks words, the first of these coming from the root
the laughable or the comic is and why he warns gel-verbs such as gelaō (to laugh, laugh or
us so seriously against taking it so seriously, or sneer at) and katagelaō (to deride, scorn, or
why we should take it only seriously, never fri- mock), the adjective geloios (laughable, ridicu-
volously, since it is so dangerous, let me head lous, absurd), the adverb geloiōs (ridiculously,
off from the outset an obvious objection. As absurdly), the noun gelōs (laughter, a subject
every Introduction to Philosophy student well of laughter), and so on, and the second from a
knows, Socrates could be very funny, wickedly root that is readily recognizable in its English
funny, bitingly sarcastic or ironic in his confron- cognates, from the noun kōmōidia (comedy)
tation with, say, a Euthyphro or an Alcibiades, a to the adjective kōmōidikos (comic).1
Meno or a Thrasymachus, a Callicles or a Diony- To try to understand, then, what the comedic
sodorus. How, then, it might be asked, could or the laughable is for Plato, we must begin with
anyone whose principal dialogical character is the laughable things that Plato himself would
so funny be so serious about comedy, to say have found readymade in the culture around
nothing of scornful or disdainful of it? In what him, generally acknowledged comedic
follows, I will try to demonstrate that while moments or situations that then get taken up
Plato’s Socrates – and Plato more generally – in the drama of the dialogues in a relatively
is indeed very funny, his comedy is always in straightforward way. For instance, there were
the end motivated, directed always towards a in Plato’s time, not unexpectedly, well-known
very serious end, always part of a pedagogical jokes, comedic phrases, and amusing rejoinders
strategy or textual economy that inscribes both that get cited or taken up more or less
the objects of humor and the makers or specta- unchanged by Plato in his dialogues, along
tors of it in relationships of ignorance and with commonly acknowledged comedic situ-
knowledge, blindness and insight, vice and ations, laughable or absurd positions or circum-
virtue. In other words, comedy is always part stances.2 Think of Alcibiades’ drunken entrance
of the very serious economy of philosophy, in the Symposium, which everyone, including
and when it risks becoming anything more Alcibiades, recognizes to be a cause for laughter,
than this it must itself be rejected, scorned, as is his earnestness in trying to attract the
laughed off the stage. As part of a philosophical amorous attentions of Socrates.3 Great comic
economy that trades in knowledge and ignor- writer that he was, great comic philosopher
ance, comedy or laughter more generally must that he was, Plato was able to integrate this
always be at the expense of some and for the readily recognizable comedic situation into his
benefit of others. And as long as it is at the dialogue, at once reinscribing and revising the

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more typical comedic scenario of the lover hiccupping fit that causes great amusement in
rather than the beloved vying for the other’s his audience (Symposium 189b–d). Plato was
attention with absurd or laughable discourses obviously well acquainted with the comedies
or gestures.4 As an example of the more of Aristophanes and other comedy writers, just
common comedic scenario of the lover making as he knew the works of that other group of pro-
a fool of himself before his beloved, there is fessional quasi-comedians, the sophists, whose
the amusing, almost slapstick scene of the Char- linguistic displays were often supposed to be
mides, where several older men hastily shift both educational and humorous.8 In both
seats, some even falling off their benches, as cases, he also clearly understood the potentially
they try to make room for the beautiful young destructive influence of such men and their
Charmides to sit beside them.5 humor on the city.
In addition to jokes and commonly acknowl- Popular jokes, amusing words and phrases,
edged comedic situations, the things people say funny situations, ridiculous people, professional
can sometimes appear ridiculous or laughable playwrights and sophists – this is just a very
because of who they are or, more often, small sampling of everyday humor in Athenian
because of the contrast between their words life, things that the average Athenian, or at
and their deeds.6 It is thus funny, ridiculous least the educated Athenian, would have found
even, in Plato’s lexicon, to hear someone gloat- funny and, importantly, would have used the
ing about his ancestors to people whose ances- lexicon of humor or comedy to describe,
tors are even more illustrious;7 it is funny or things that are then included and put to work
ridiculous to hear a mediocre thinker or prac- by Plato’s dialogues but are not substantially
titioner of any art boasting about his abilities transformed by philosophy or for a philosophi-
when it is clear to everyone that he would be cal audience. But then there are situations of
put to shame by a truly great thinker or prac- discourse, of language or of dialogue, that
titioner of that art. While such false conceits, bring us closer to a more uniquely philosophical
based, as they are, in ignorance, should really use or inscription of comedy. If Plato often uses
be a cause for concern and no laughing matter, the lexicon of comedy to describe commonly
as Socrates says in the Philebus, they nonethe- acknowledged comedic words or situations, he
less often make us laugh and give us pleasure uses it even more frequently to describe
(Philebus 49e–50a). And occasions for such certain aspects of dialogue or philosophical dis-
laughter are in no short supply, for as Socrates course. Sometimes this happens simply by
says in the Euthydemus, there are few truly transferring an everyday comedic situation
worthy men in any endeavor and most men into the context of philosophical dialogue.
can be seen “making a ridiculous show at their When in the Republic Socrates feigns to be
respective tasks” (Euthydemus 307b). unable to find the fourth of the four virtues
In addition to all these examples of people they have been looking for, namely justice,
being unwittingly funny, laughable in spite of and then all of a sudden says he has found it,
themselves, there are, of course, those who he compares their situation to this readily recog-
make a living out of being funny. There are, nizable comedic moment from everyday life:
first of all, professional comedy writers and “the thing apparently was tumbling about our
those who resemble or imitate them. There are feet from the start and yet we couldn’t see it,
those who, like Aristophanes, are known for but were most ludicrous, like people who some-
the comedies they write and for the “absurd” times hunt for what they have in their hands”
or ridiculous things they say and do in everyday (Republic 432d). We all recognize the comedic
life (Symposium 213c). We thus see Aristo- aspect of someone searching for something
phanes in the Symposium at once make up a that is right before their eyes – the house keys
story regarding Eros that is at first blush that are right in their hands, the glasses sitting
rather funny – even if there is a rather tragic on top of their head. Plato is thus reinscribing
moral to it – and become subject to a prolonged here a readily recognizable comedic situation

15
spectacle of laughter

into a distinctly philosophical or dialogical arguments that at first blush look like tautolo-
context. And notice that what is funny about gies are thus often called absurd, as are, of
this particular situation is that someone, a spec- course, arguments ad absurdum, arguments
tator, sees something that someone else does that Plato or Plato’s Socrates exposes to be
not, or better, the spectator sees that this funny in others or that he even knowingly devel-
someone else does not see what he or she does. ops in order to be ridiculous by design and so
Such seeing will turn out to be a key factor in shed an even more absurd light on his
what I will call the spectacle of comedy or laugh- opponent.10 And then there are certain terms
ter in Plato. that appear ridiculous, for example, the
This brings me to the most common use of sophist as a “knowledge merchant,” since the
the lexicon of humor and laughter in Plato’s dia- argument that precedes the coining of the
logues, the attribution of the laughable, the ridi- term shows that certain things like knowledge
culous, or the absurd to the processes or results cannot be bought and sold like other kinds of
of dialogue or argument. Arguments themselves merchandise.11 There are also cases, of course,
are thus often characterized by Socrates, the where the use of a term initially appears ridicu-
Stranger, or the Athenian – and there is no lous but is later seen to be appropriate. In the
coincidence that it is so often these three – as Protagoras, for example, Socrates argues that
leading to absurd or, as if this were a quasi- while one might initially “laugh to scorn”
synonym, illogical results. It would be a ridicu- anyone who speaks of being “overcome by
lous or absurd physician, a geloios physician, ignorance” in a way that would mirror the
says Socrates at Protagoras 340d, who makes notion of being “overcome by pleasure,” the
his patient sicker rather than better. At Repub- argument ultimately shows the sense of such a
lic 392d–e, it is a ridiculous or absurd teacher phrase (Protagoras 357d).
who makes things more obscure rather than Now if some of these absurd arguments or
less, since it is absurd or ridiculous to aim for terms would have been recognized as absurd,
one thing and, because of one’s ignorance or ridiculous, or amusing by the uneducated
lack of ability, obtain the opposite. It would reader or hearer, many would not – at least
thus be “ludicrous,” as the Athenian argues at not initially, that is, not without some philoso-
Laws 801b, for one to pray to the gods asking phical context. Indeed, most would need some
for a bad thing thinking it is good, even if, as explaining or some education. We thus begin
Socrates argues in Alcibiades II, this is pre- to see in Plato’s dialogues a form of humor
cisely what men often do when they lack knowl- related to philosophy proper, a humor that
edge of the good: they pray for something requires a certain perspective or understanding
thinking it is good, get it, and are ruined by in order to see that what is funny truly is
it. What is particularly significant about this funny. It is only the one who has followed an
example is that, in Plato’s vocabulary, such argument who will see that a certain conclusion
prayer is not just paradoxical but ridiculous, is logical and another illogical and thus ridicu-
absurd, ludicrous, laughable, though also, of lous, while those who do not see the difference
course, tragic, which is why, as we will see, or who cannot make out what is truly logical
comedy and tragedy are, for Plato, always so or laughable will become themselves laughable
closely aligned. in turn. Though Socrates in the Hippias
It is thus certain arguments or forms of argu- Major would surely disagree with Hippias
mentation that are laughable or absurd, as are about just what is correct and what is not, he
those who engage in such argumentation.9 The would agree with his sentiment that in an argu-
Eleatic Stranger of the Statesman argues that ment one must “accept what is correct, or if he
it would be ridiculous to accuse someone of does not accept it, be ridiculous” (Hippias
being unjust or ignoble for having made others Major 290a). The ridiculous is the illogical
more just or more noble, even if they did so and the one who does not follow what is
by force (Statesman 296d). Tautologies or logical becomes himself ridiculous.

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Apart from the funny, ridiculous, or absurd part to help explain why Socrates himself often
things that are clear or open to more or less appeared so ridiculous and why he came to be
everyone, there are, therefore, certain things condemned by an Athenian jury:
that will appear funny to one group, one obser-
ver or spectator, and not another. This does not Now if he should be required to contend with
mean, of course, that what is laughable or ridi- these perpetual prisoners in “evaluating”
these shadows while his vision was still dim
culous is simply relative, a matter of personal
and before his eyes were accustomed to the
taste. On the contrary, there is a measure of
dark [ … ] would he not provoke laughter,
the laughable and a proper perspective from and would it not be said of him that he had
which that measure appears. While humor is returned from his journey aloft with his
ultimately a matter of perspective, one perspec- eyes ruined and that it was not worth while
tive – that of the knowing, the seeing, the edu- even to attempt the ascent? And if it were
cated, in short, the philosophical – is better possible to lay hands on and to kill the
than all the others, better at understanding man who tried to release them and lead
what is logical and what is illogical and so laugh- them up, would they not kill him? (Republic
able or ridiculous. There is thus a crucial differ- 517a)
ence for Plato between what may seem funny to
The one who has been released from the
the uninstructed or the multitude and what the
prison, the philosopher, thus appears ridiculous
one who knows knows to be funny.
or ignorant even though he is not. He initially
To illustrate this point, recall Plato’s famous
appears laughable when assessing the common
myth of the cave in Book VII of the Republic.
concerns of the city, though this laugher can
In that myth, as we all know, the prisoner who
sometimes turn, as Socrates is quick to see, to
has spent his entire life amongst shadows but
derision or scorn, even anger and violence. As
somehow gets released and is led up towards
Plato goes on to have Socrates say, foreshadow-
the light eventually comes to understand, after
ing, clearly, the trial and execution that will
a period of confusion and blindness, that his
have motivated so much of Plato’s thinking:
former life was one of ignorance and blindness.
Now if, says Socrates, such a man is sub- Do you think it at all strange if a man return-
sequently moved by pity to return to the cave ing from divine contemplations to the petty
to release his fellow prisoners, he finds that miseries of men cuts a sorry figure and
the transition from light to darkness provokes appears most ridiculous, if, while still blink-
a similar blindness to the one that occurred in ing through the gloom […] he is compelled in
the transition from darkness to light and he courtrooms or elsewhere to contend about
becomes for a time unable to make out the the shadows of justice or the images that
cast the shadows and to wrangle in debate
shadows in the cave. It is right there, then, in
about the notions of these things in the
this difference or transition between light and
minds of those who have never seen justice
darkness, knowledge and ignorance, or itself? (Republic 517d)
seeming knowledge and seeming ignorance,
that laughter is born. For the man who returns Notions of laughter, the absurd, or the ridicu-
to the cave – that is, to everyday life in the lous are thus crucial to Plato’s depiction of the
polis – and who finds himself unable to make philosopher and to understanding Socrates’
out the shadows will now look ridiculous to trial and condemnation. And it is for this
those who have never left the cave. As Plato reason that comedy needs to be taken so
has Socrates argue, such a man appears ridicu- seriously. It goes without saying that Socrates’
lous to the multitude in the cave, even if those trial was hardly a laughing matter for Plato,
who will have experienced what is outside the but it was perhaps born out of laughter, which
cave – or the reader who will have followed is why Plato came to see that laughter and
Plato’s image – knows that he is in actuality any- comedy must be strictly overseen and
thing but. Plato has Socrates argue, no doubt in controlled.

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spectacle of laughter

The multitude thus laughs over things that spectacle of the shadows after having seen the
are not funny, things of which they are ignorant. light.12
But no sensible man would laugh at or scorn the Some things thus look funny but are not;
philosopher struggling to make out the shadows some opinions about the laughable – as about
in the cave. If anything, says Socrates in the anything else – are better than others. As
Republic, he would pity the philosopher who Socrates argues in the Theaetetus, were one to
has been compelled or who has compelled accept Protagoras’ view that each man is the
himself to return to the realm of shadows, that measure of what is, then Socrates’ own science
is, to the city, and he would be encouraged of midwifery and practice of dialectics would
and pleased by that initial blindness of the itself deserve “ridicule,” since neither he nor
man who begins his ascent out of the cave. In Protagoras would be any better or worse at
other words, Socrates says, “a sensible man helping us attain the truth of things (Theaetetus
would remember that there are two distinct dis- 161e). Hence things that seem ridiculous may
turbances of the eyes,” that is, here, of the soul, not be, and things that do not seem laughable
the one caused by the move from darkness to sometimes are – even if the philosopher’s
light and the other from light to darkness, response to what is truly and genuinely laugh-
and so able, his response to the entire spectacle of
ignorance and knowledge, is less likely to be
whenever he saw a soul perturbed and unable
scorn or derision than pity or else, as I suggested
to discern something, he would not laugh
at the outset, a gentle and knowing laugh. For
unthinkingly [alogistōs], but would observe
whether coming from a brighter life its philosophy does not just shift the perspective
vision was obscured by the unfamiliar dark- from which one laughs but, as we shall see,
ness, or whether the passage from the transforms the very nature of laughter itself.
deeper dark of ignorance into a more lumi- In many ways, Plato’s entire philosophy can
nous world and the greater brightness had be read as a series of rewritings or recastings
dazzled its vision. And so he would deem of this scene of laughter from the Republic.
the one happy in its experience and way of What is put on the scene each time is a spectacle
life and pity the other, and if it pleased him of vision and blindness, knowledge and ignor-
to laugh at it [ei gelan ep’ auteī bouloito], ance, the knowing vision of the one and the
his laughter would be less laughable than
blind ignorance of the many. In the Theaetetus,
that at the expense of the soul that had
Plato, still anxious, it seems, to explain or
come down from the light above. (Republic
518a) explain away the trial and execution of Socrates
and, especially, the ridicule that was directed
“If it pleased him to laugh,” says Socrates in towards him during it, has Socrates recount
the perfectly appropriate optative mood, how the philosopher often looks ridiculous to
because the sensible man would surely not those who do not know:
laugh at or scorn in the same way the man
whose blindness is caused by a certain relation- Hence it is, my friend, such a man, both in
ship to knowledge and the man who dwells in private, when he meets with individuals,
ignorance and does not even know he is ignor- and in public, […] when he is obliged to
ant. If the multitude laughs, as Socrates says, speak in court or elsewhere about the things
at his feet and before his eyes, is a laughing
“unthinkingly,” then there remains, it seems,
stock not only to Thracian girls but to the
the possibility of another laugher, a “thinking”
multitude in general, for he falls into pits
laughter, one that would be accompanied not and all sorts of perplexities through inexperi-
by scorn but, perhaps, by a kind of under- ence, and his awkwardness is terrible,
standing if not pity. For the sensible man making him seem a fool. (Theaetetus 174c)
might see the blindness of the ignorant and
pity him, just as he pities, though for different Plato’s intentions with regard to the philoso-
reasons, the one who accepts returning to the pher in general and Socrates in particular are

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quite clear. Socrates initially looks ridiculous to will change in Plato, though ugliness, real ugli-
Thracian maids and all those who do not know ness, will have to do with the nature of the soul
him, to the many in the marketplace and in and not the body, the identification of the ugly
the courts, but to those who get to know what with the reprehensible, the false, and the laugh-
lies beneath that ridiculous exterior there is able – and the concomitant identification of the
something very beautiful and very serious. As beautiful with the praiseworthy, the good, the
Alcibiades testifies at the outset of his enco- true, and the serious – will remain intact.
mium of Socrates in the Symposium, Socrates Hence Plato will aim to convince us not
initially elicits laughter and derision because that Socrates’ ugliness is good but that Socrates
of the way he looks and speaks, because he is in truth – that is, inside, in his soul –
appears like a Silenus and sounds like a satyr, beautiful.
but once one comes to see what is inside his While the ugly is always laughable and, thus,
person and his discourse, one soon stops reprehensible, one’s understanding or defi-
laughing: nition of the ugly or the laughable can some-
times change over time. Things that initially
If you chose to listen to Socrates’ discourses
appear ugly, absurd, or ridiculous can, over
you would feel them at first to be quite ridi-
time or with argument, or, even better,
culous; on the outside they are clothed with
such absurd words and phrases – all, of through education, begin to appear not so
course, the hide of a mocking satyr. His absurd – first to philosophers but then even
talk is of pack-asses, smiths, cobblers, and to the multitude more generally. Glaucon can
tanners, and he seems always to be using say, for instance, near the beginning of the
the same terms for the same things; so that Republic, that “it would be absurd that a guar-
anyone inexpert and thoughtless might dian should need a guard” (Republic 403e),
laugh his speeches to scorn. But when these though this is precisely what Socrates will go
are opened, and you obtain a fresh view of on to convince Glaucon of, namely, that those
them by getting inside, first of all you will who guard the city will need philosopher
discover that they are the only speeches
kings to watch over and guard them. Similarly,
which have any sense in them; and secondly,
once it has been shown that the soul has differ-
that none are so divine […] (Symposium
221e–222a) ent parts and that one part must rule over the
others, an expression such as “master of
One initially laughs at Socrates because one oneself” may not be, as Socrates argues, quite
cannot see what is inside him; one laughs at the “absurdity” it initially appeared to be
the way he appears because one cannot see (Republic 430e–431a). Then there are practices
what he is. In accordance with a Greek identifi- that, while unconventional and laughable to
cation of the ugly and the laughable that goes everyone at the time, can eventually, with edu-
back to Homer, Socrates is initially laughable cation, be accepted and made not so laughable.
and ridiculous simply because he appears ugly. Assuming that Socrates is not himself joking at
For Plato as for Homer, the laughable is insepar- this stage in the Republic, the suggestion that
able from the ugly, and the ugly indissociable women should exercise naked right alongside
from the bad or the reprehensible. The laugh- men initially appears ridiculous, in large part,
able is thus not simply to be laughed at but it seems, because the unclad women will
scorned, reviled, and, ultimately, condemned. appear ugly and, thus, laughable. But Socrates
It is no doubt telling that the only person in goes on to justify the practice by arguing that
Plato’s dialogues who is ever called a gelōto- what now seems ridiculous with regard to
poios, that is, a buffoon, a laughingstock, is women seemed not so long ago to be ridiculous
Thersites, who is characterized by Homer in with regard to men. The citizens of the polis
the Iliad as the ugliest and most reprehensible will thus eventually accept this practice, he
of all the Greeks (Republic 620c). Though the argues, just as the Athenians have accepted
definition of the ugly, and thus the laughable, the practice of men – even old, wrinkly men

19
spectacle of laughter

– exercising naked. Socrates concludes the interior and exterior, light and darkness,
argument in this way: vision and blindness. There is a truth about
the ridiculous and that truth is that the ridicu-
he talks idly who deems anything else ridicu- lous is very far away from the truth, far from
lous, and who tries to raise a laugh by looking the good and the beautiful.
to any other pattern of absurdity than that of There is, then, a social value of laughter but
folly and wrong [aphronos te kai kakou] or
also a moral, aesthetic, epistemological, even
sets up any other standard of the beautiful
an ontological one, and thus, as a result of all
as a mark for his seriousness than the good.
(Republic 452d) this, a seriously political one. It is for this
reason that Socrates in the Republic and the
Though Socrates’ proposal may not be serious, Athenian in the Laws both seem to suggest
his justification for it sure seems to be. There that comedy, that laughter, must be strictly con-
is a form or pattern of the laughable or the trolled by the state. Socrates might well be per-
absurd, one that can change both our under- fectly serious when he suggests in the Republic
standing and our actions, and it is defined by that the well-educated youth will laugh at or
what is aphrōn, that is, senseless, silly, foolish, laugh down unworthy lines of poetry or shame-
and what is kakos, that is, ugly, but also base, ful portrayals of the gods and that everything
bad, wretched, and reprehensible. As Socrates must be done to prevent these youths from
argues just a few pages later in the Republic, becoming “prone to laughter [philogelōtas],”
the person who mocks women exercising for “when one abandons oneself to violent
naked does not know that “the helpful is fair laughter his condition provokes a violent reac-
[kalon] and the harmful foul [aiskhron],” a defi- tion” (Republic 388e–389a). Hence, Socrates
nition that keeps intact the identification of the will argue, neither gods nor good men should
good with the beautiful and the bad with the be represented in uncontrollable fits of laughter
ugly but changes the common measure for all and no imitations or representations should be
these terms (Republic 457b). allowed that provoke such laughter, since
What is ridiculous in Greek culture more these too can have a destructive influence on
generally and what remains ridiculous in Plato one’s character. The city will thus not allow
in particular is thus what is worthless or mean- men to play women in lamentation, or in love,
ingless, ugly or unattractive, lowly, vile and sha- or in labor, and especially not slaves, bad men,
meful. The language of the laughable or the or cowards “reviling and lampooning one
ridiculous marks at once ethics and aesthetics – another [kōmōidountas allel̄ ous]” (Republic
even ontology. Hence Parmenides in the dialo- 395e). And just in case one is tempted to
gue that bears his name asks the young Socrates think that Socrates must surely be joking here,
whether one should assign forms to such “ridi- his counterpart in the Laws, the Athenian,
culous,” “vile and worthless” things as hair, argues very similarly that “men must be
mud, and dirt, and the answer he expects from restrained from untimely laughter and tears,
Socrates is clearly “no” (Parmenides 130c). and every individual, as well as the whole
The pattern of the laughable is, it seems, some- State, must charge every man to try to conceal
thing that can be learned and that can change all show of extreme joy or sorrow, and to
both our views and our actions. behave himself seemly, alike in good fortune
Notions of the laughable and the ridiculous, and in evil” (Laws 732c).
the comic and the comedic, are thus hardly per- It is for all these reasons that Socrates in the
ipheral to Plato’s philosophy. They are in fact Republic and the Athenian in the Laws propose
absolutely central to it insofar as they mark strict regulations on comedy. When it comes to
and are marked by the philosophical terms the debate over whether representations of piti-
and categories of reality and appearance, truth able or comic things help release or purge
and opinion, knowledge and ignorance, virtue certain emotions or reinforce and feed them,
and vice, beauty and ugliness, not to mention Plato comes down squarely on the side of the

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latter. Such representations may teach the spec- “Comic representations” thus represent both
tator something about the tragic or the comic, an opportunity and a threat for the state (Laws
but the state must be very careful not to let 816d). Since they cannot simply be excluded
the spectator himself imitate or indulge in from the state, they must be made to serve it.
them. Socrates thus argues near the end of the Hence “all those laughable amusements which
Republic that the dangers of pity that arise we,” says the Athenian, “all call ‘comedy’
from tragedy are matched by those of laughter [gelōta esti paignia … kōmōidian],” “the
in comedy. Because “few are capable of reflect- actions of ugly bodies and ugly ideas and of
ing that what we enjoy in others will inevitably the men engaged in ludicrous comic-acting”
react upon ourselves,” they do not understand through speech and dance, will become part of
that “in comic representations [en mimes̄ ei dē a citizen’s education (Laws 816d–e). For it is
kōmōidikēi], or for that matter in private “impossible,” as he goes on to argue, “to learn
talk,” “taking pleasure in buffooneries that the serious without the comic [geloiōn ta spou-
[one] would blush to practice [one]self […] daia], or any one of a pair of contraries without
waters and fosters these feelings when what we the other, if one is to be a wise man.” And yet –
ought to do is to dry them up, and it establishes and this is crucial – while the citizen must learn
them as our rulers when they ought to be ruled” both the serious and the comic, he must not
(Republic 606c–d). imitate both. To become virtuous, a citizen
This view is supported and developed once must “avoid ever doing or saying anything ludi-
again in the Laws, where the Athenian argues crous, through ignorance, when one ought not,”
that comedy and tragedy will not be completely and the best way to achieve this is to have
banned from the state, since we can learn from models of the serious as well as the ludicrous
them, but that care must be taken lest those before one’s eyes, that is, as a spectacle from
watching give themselves over to the emotions which one can take one’s distance in the soul.
depicted. It is because “a man who is gripped One thus must know what the ludicrous – and
by the habit of abuse cannot avoid trying to thus the shameful, the ugly, the reprehensible,
indulge in ridicule” that the writing and rep- and so on – is, but one must not practice it.
resentation of comedies must be closely over- Hence, the Athenian concludes – and though
seen. While such imitations may in fact be the idea may appear funny it seems to be pro-
crowd-pleasers, while they may provide pleasure posed in all seriousness – they will impose the
or, as Socrates argues in the Philebus, a mixture mimicry of the ludicrous “on slaves and
of pleasure and pain, they can ruin both those foreign hirelings and no serious attention shall
who engage in them and those who watch ever be paid to it, nor shall any free man or
them (Philebus 48a). Hence, says the Athenian free woman be seen learning it” (Laws 816d–e).
later in the Laws, “a composer of comedy or of This is a brilliant solution to the dilemma of
any iambic or lyric song shall be strictly forbid- how to keep and learn from comedy without
den to ridicule any of the citizens either by word losing one’s virtue: allow citizens to attend
or by mimicry,” and when comedy or ridicule is comic performances in order to learn the laugh-
allowed it must be done without passion, that is, able and its opposite, but make sure that such
only in jest and without emotional investment, things are performed by others, by inferiors, so
so that the object of ridicule can become a that citizens do not expose their souls to the cor-
lesson to those who see it without this represen- rupting influence of such actions. In other words,
tation having a wholly negative effect on the allow them to be spectators only – spectators at a
character of the one doing or observing the ridi- respectable distance.
cule (Laws 935c–936b).13 The mixture of plea- These references to the spectacle raise one
sure and pain that is part of comedy can serve further aspect of comedy that I would like to
an important pedagogical purpose in the state, look at in Plato before returning, in order to
but this purpose must always be defined and conclude, to Socrates and the question of why
determined by the few who know. he appeared ridiculous and whether he cared

21
spectacle of laughter

about this appearance. This aspect has been As we just heard, the Athenian in the Laws
assumed by almost everything that has been argues that one cannot learn the serious
said thus far, though it has not yet been made without the comic, or “any one of a pair of con-
explicit. In Plato, comedy – the laughable – is traries without the other.” In other words, one
related almost always to a certain spectacle. must be spectator of both the serious and the
Something or someone is funny or laughable, laughable, learn at once the tragic and the
ridiculous or absurd, because he, she, or it has comic. As Socrates famously tries to convince
become a spectacle for others. The drunken Agathon and Aristophanes at the end of the
Alcibiades, sophists, Socrates himself, the one Symposium, these two genres are so closely
looking for what he has in his hand – all these related that “the same man could have the
provide a spectacle for those who can “see” knowledge required for writing comedy and
from a distance, and who can see what those tragedy” and “the fully skilled tragedian could
who are part of the spectacle cannot. Laughter, be a comedian as well” (Symposium 223d). If
ridicule, scorn, derision – all these require a the two great genres of tragedy and comedy
certain distance on or abstraction from the spec- are often paired by Plato, it is because what
tacle, a certain haughtiness or even contempt for they share, among other things, is a certain
what is taking place below. What is funny is relation to spectatorship. The task of philosophy
thus always seen to be funny, and this seeing would be, it seems, to try to integrate and dis-
requires the distance of a spectacle. In the place these two genres by introducing its own
Euthydemus Socrates compares the “ridiculous form of spectatorship, one in which these
state” the dialogue has put them all in to that of genres are even more closely aligned, where
“children who run after crested larks” (Euthy- the comedy of ignorance is in many senses the
demus 291a–b). It’s a banal but telling veritable tragedy and the tragedy of not
example. The interlocutors have become ridicu- knowing what is right there in front of one can
lous insofar as they look to the spectator’s eye – be read – or seen – as a comedy. In taking
to the spectator-adult who they also are – like both tragedy and comedy so seriously, Plato
children trying to catch birds. would have tried to become – and how could
The ridiculous is always a spectacle, but anyone deny his success? – at once the only
without the right viewpoint, without the right true tragedian and the only genuine comic poet.
seat in the theater, without knowledge, one Comedy is thus to be integrated into philos-
can mistake the serious for the ridiculous and ophy but carefully watched over by it. Only
vice versa. In the myth of Er at the end of the then will one laugh in the right way, at the
Republic, we are given just such a viewpoint right time, and at the right things – like
not just on our present lives but on our future Socrates. For if Socrates often appears in the
ones. We there see how our former lives influ- dialogues as something of a fool or laughing-
ence our choice of future ones, and we see the stock to the masses, to professional sophists
sometimes pitiable, sometimes comic, results and others, indeed pretty much to everyone
of this choice. Socrates reports Er having said who does not know him, it is pretty clear that
that “it was a strange, pitiful and ridiculous he appears in this way by choice, by strategy,
spectacle, as the choice was determined for the and that in the end Plato would wish to give
most part by the habits of their former lives” him, and not those who did not know him, the
(Republic 620a). This is the ultimate spectacle, last laugh. Socrates knew that he looked rather
the spectacle of what is called in Philebus “the ridiculous to the uninitiated and he did not try
tragedy and comedy of life [teī tou biou to avoid the inevitable ridicule that followed
xympaseī tragōidiai kai kōmōidiai]” (Philebus from that appearance. Alcibiades, as we
49e–50b), the spectacle of all becoming, as it already heard, refers to Socrates’ penchant for
were, a spectacle to which only the philosopher speaking of pack-asses and tanners and other
has privileged access, that is, the proper absurd things, and Socrates himself admits to
perspective. using from time to time rather “absurd” or

22
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laughable figures or images – for example, the of the good, the beautiful, and the true. Hence
image of himself as a gadfly (Apology 30e). He Socrates could accept appearing ridiculous in
also knew, of course, that to the many, to soph- the eyes of the many, in the eyes of sophists or
ists, to comedy writers such as Aristophanes, the uneducated, just so long as he did not
the enterprise of philosophy itself appeared ridi- appear ridiculous in his own eyes or in the
culous and laughable. In the Republic, he jests eyes of anyone who might see like him, that is,
that if asked to explain clearly the nature of just so long as he did not appear ridiculous in
the good his powers may fail him and he will the eyes of philosophy. Hence Socrates says
“cut a sorry figure and become a laughing- during his trial that he will not do like most
stock” (Republic 506d). Socrates thus knew men when arguing for their lives, that is,
how easy it is for philosophy to be ridiculed, pander to the jury and beg for mercy by bring-
which is why he himself, he says, must defend ing his wife and children before the court. Such
it so vigorously, to the point of appearing actions, he says, “make the city ridiculous”
himself ridiculous to the uninitiated.14 Callicles (Apology 35b), not to mention, I think we are
in the Gorgias no doubt expresses a view that to understand, he himself. Socrates might well
would have been held by many, and especially allow himself to be laughed at by those who do
by anyone who would have seen the Clouds: not really know him, but he must refrain from
philosophy is perhaps a fine thing for a young doing anything that makes himself laughable
boy, he says, but for a grown man it is a “ridicu- or ridiculous in the eyes of those who do, that
lous” undertaking (Gorgias 485e). As Callicles is, in his own eyes or in those of anyone who
puts it in an analogy that pits the ridiculous dons the perspective of philosophy, anyone
child against the bold and serious adult male, who understands the spectacle of philosophy.
there is a certain charm in hearing a little It is for this reason, I think, that we find so
child lisp, but “when one hears a grown man many references to laughter, ridicule, and
lisp, or sees him play tricks, it strikes one as comedy in dialogues where we would least
something ridiculous and unmanly, that expect them, that is, in those dialogues sur-
deserves a whipping” (Gorgias 485b–c). rounding the trial and death of Socrates.
But Plato’s Socrates could accept ridicule by If Plato’s views about just about everything
the ignorant. He seemed to believe that one were initially formed or informed by his associ-
must pursue what makes good or logical sense, ation with Socrates, and especially by Socrates
one must act and speak in accordance with the during his final days, it is perhaps not so surpris-
truth, even if it will “appear ridiculous to ing that a certain conception of comedy and of
some” (Laws 830c). As he says to Glaucon in laughter grew out of those last days as well.
the Republic as he embarks on the three Recall that in Plato’s Apology Socrates goes
waves of paradox, “The fear is not being so far as to attribute negative popular opinion
laughed at, for that is childish, but, lest, about him in Athens to a well-known “writer
missing the truth, I call down and drag my of comedies” (Apology 18d), that is, to Aristo-
friends with me in matters where it most phanes, who in the Clouds portrayed him as
imports not to stumble” (Republic 450e– “a busybody, investigating the things beneath
451a). But if Socrates, if Plato, accepts or even the earth in the heavens and making the
seems to invite such scorn or derision on the weaker argument the stronger,” that is, as a
part of those who do not know, it is, it seems, sophist and nature philosopher, but also as
because he knows that such derision is really something of a buffoon (see Apology 19c).
unwarranted and that those who make fun of Throughout the Apology, Socrates expresses
him in the end make fun of themselves. Socrates concern that he – that philosophy – will be
could accept ridicule or even engage in self-ridi- scorned or ridiculed because of Aristophanes’
cule because he knew, because Plato knew, that misleading portrayal. But he seems even more
such ridicule can always be converted before the concerned that his actions might be mocked or
philosophical eye into a sign of knowing, a sign considered ridiculous, that he himself might

23
spectacle of laughter

be scorned as a coward by those who see him Though the day could not be more tense or
during the trial or who will hear of his trial the situation more serious, there are many refer-
and death afterwards. Socrates thus famously ences to laughter and many people laughing. As
compares Achilles’ reaction to his mother’s pro- Socrates himself sums up the situation, “I do
phesy regarding his death in battle to his own not believe anyone who heard us now, even if
impending doom as a result of the trial: “when he were a comic poet, would say that I am chat-
he [Achilles] heard this, [he] made light of tering and talking about things which do not
death and danger and feared much more to concern me” (Phaedo 70b). While Socrates
live as a coward and not to avenge his friends, demonstrates throughout the dialogue an extra-
and ‘Straightaway,’ said he, ‘may I die, after ordinary ability to make others, his interlocu-
doing vengeance upon the wrongdoer, that I tors and friends, laugh, the seriousness of the
may not stay here, jeered at [katagelastos] situation seems to make such laughter at once
beside the curved ships, a burden of the less expected and more appropriate. Phaedo tes-
earth’” (Apology 28d). Like Achilles, Socrates tifies at the beginning of his narrative to the
seems to have feared being laughed at more strange atmosphere that prevailed in the
than being killed – laughed at or made laughable prison that day. “And all of us who were there
not before the multitude but, it seems, before were in much the same condition, sometimes
himself, his own best spectator. A certain laughing and sometimes weeping” (Phaedo
Greek system of values thus remains intact 59a). This alternation between tears and laugh-
from Homer to Plato. Though Socrates’ Plato ter is due in large part to Socrates, who feels
will have redefined courage in terms of living obliged, it seems, to lighten the atmosphere
and dying for philosophy rather than the and let his friends see that he was not taking
honor of a slain friend, the identification of his own death as seriously as they were. When
the coward with the laughable is left unaltered. Socrates says that philosophers who have
This same concern for ridicule continues una- studied “nothing but dying and being dead”
bated after the trial as Socrates awaits his should not be troubled when they finally face
execution. When Crito implores Socrates to death,
flee prison, in part because of the impression
of cowardliness they are creating by not aiding Simmias laughed and said, “By Zeus,
him in his escape, Socrates turns this very Socrates, I don’t feel much like laughing
same concern not to look cowardly or foolish just now, but you made me laugh. For I
think the multitude, if they heard what you
into a reason for not fleeing (Crito 45e). He
just said about the philosophers, would say
rejects Crito’s plan to escape and flee to Thes-
you were quite right, and our people at
saly in disguise because, he says, people would home would agree entirely with you that phi-
be amused “to hear of the ludicrous way in losophers desire death, and they would add
which I ran away from prison by putting on a that they know very well that the philoso-
disguise, a peasant’s leathern cloak or some of phers deserve it.” (Phaedo 64b)
the other things in which runaways dress them-
selves up” (Crito 53d).15 Socrates is afraid, it Even though his death is just hours away,
seems, of being mocked or laughed at, scorned Socrates gets both Simmias and Cebes to
or made a laughingstock, in his absence or, laugh, the two friends who are so hesitant to
indeed, after his death, in the eyes of philos- pose objections to Socrates’ claims about the
ophy, eyes that will continue to see and with immortality of the soul (see Phaedo 62a, 101b).
which he will be seen well beyond his death. But, once again, this ability to get others to
Laughter is thus a very serious concern in the laugh is matched by his own concern that he
Apology, in the Crito, and, as we are now about not be laughed at or become an object of ridicule
to see, in the Phaedo, the dialogue in which either at the moment of his death or in any sub-
Socrates tries to prove the immortality of the sequent accounts of it. When, near the very end
soul – a serious subject if ever there was one. of the dialogue, Crito suggests not taking the

24
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hemlock just yet since Socrates is allowed to only time in the Platonic dialogues. As we
wait until the sun is fully down, Socrates jus- have seen, Plato’s Socrates often jokes, he
tifies not waiting by making reference yet often makes others laugh, he is often laughed
again to ridicule: at, but rarely – indeed almost never, not
before the end – does he himself laugh. But
Crito, those whom you mention are right in near the very end of the Phaedo, Socrates
doing as they do, for they think they gain
laughs – Plato has him laugh – over what
by it; and I shall be right in not doing as
appears to be the most serious of subjects.
they do; for I think I should gain nothing
by taking the poison a little later. I should When asked by Crito how he would like to be
only make myself ridiculous in my own buried, Socrates says, “However you please, if
eyes if I clung to life and spared it, when you can catch me and I do not get away from
there is no more profit in it. (Phaedo 117a) you.” And Phaedo, the narrator, continues:

Socrates thus spurns the chance to spend a few And [Socrates] laughed gently [gelasas …
more hours upon the earth, arguing that he hes̄ ukheī ], and looking towards us, said: “I
will gain nothing by it and will be mocked for cannot persuade Crito, my friends, that the
coveting life in this way. Surveying his entire Socrates who is now conversing and arran-
ging the details of his argument is really I;
life from above, as it were, he sees that he
he thinks I am the one whom he will pre-
risks more by clinging to life than not. He is
sently see as a corpse, and he asks how to
thus able to maintain a distance on himself bury me.” (Phaedo 115c)
and his own life, just as he was able, as Alci-
biades in the Symposium testifies when he Plato has Socrates laugh at a time when, to
recounts his unsuccessful attempt to seduce others, it is no laughing matter. But this laugh
him, to show such “lofty disdain [hyperēpha- is, notice, under control; it is a gentle laugh
nias],” “such superiority and contempt, laugh- that is meant to signal his control, a sign of
ing my youthful charms to scorn, and flouting his composure and his distance, as he speaks
the very thing on which I prided myself” (Sym- of himself in the third person, already separated
posium 219c). Socrates is able, even on this final from himself, it seems, already able to watch
day, to see himself from a certain height, a bit himself from above, able to witness the spectacle
like the locusts, former Muses, he imagines in of his own end, as it were, with knowledge about
the Phaedrus looking down from the tree who or what the real Socrates is and who or what
above on him and Phaedrus; these Muses is the mere semblance or appearance of him. He
would be content if Socrates and Phaedrus laughs here at the end of life as a sign that he
were seen conversing, like Socrates is seen con- knows that the end of life, the end of a certain
versing on his final day, but if they were seen life, that the death of the body, is not in the
sleeping in the shade of the tree, the Muses end as serious as all that. And perhaps that
“would quite justly laugh at us, thinking that would be, in the end, the serious, the very
some slaves had come to their resort and were serious, lesson of Plato and philosophy. Philoso-
slumbering about the fountain at noon like phy’s lesson would be that comedy is no laugh-
sheep” (Phaedrus 258e–259b). ing matter, always a matter of life and death,
Socrates thus made others laugh on that last and that when one understands this, when one
day while he himself was most concerned, it sees this, when one sees life and death with
seems, that he would not be laughed at, that the eyes and from the perspective of a philoso-
he would not become ridiculous in his own pher, then one will no longer abandon oneself
eyes and in the eyes of all those who see and to laughter or laugh at others in their ignorance
think like him. But then there is this. It is on but will simply, at the end, and from afar, with
this day, in this dialogue, and right near the one eye on the spectacle and another eye else-
end, that Socrates himself also laughs for what where, laugh ever so knowingly and ever so
I believe to be just about the only if not the gently …

25
spectacle of laughter

… unless, of course, it will have all been an that the doctrines of philosophers often appear
elaborate ruse, the first great and still ongoing phi- ridiculous to the uninitiated:
losophical joke, Plato’s very
Beware, however, lest these doctrines be
serious attempt to let Socrates
ever divulged to uneducated people. For
have a laugh at long last, to let there are hardly any doctrines, I believe,
philosophy have the last laugh, which sound more absurd than these to the
while everything else down below vulgar, or, on the other hand, more admirable
just makes a spectacle of itself. and inspired to men of fine disposition.
(Second Letter 314a)
disclosure statement 13 Even certain comic sounds and characters must
No potential conflict of interest was reported by not be imitated (see Laws 669d).
the author. 14 See Republic 536b–c, 499c.
15 What Socrates imagines for himself by fleeing
notes the city is not unlike the way he characterizes
unjust men at the end of the Republic:
1 Though I will cite very little of Plato’s Greek in
this paper, the reader can be assured that every I will say of the unjust that the most of them,
passage cited in translation that makes reference even if they escape detection in youth, at the
to laughter, scorn, or derision, to what is absurd, end of their course are caught and derided,
ridiculous, or ludicrous, or to comedy and the and their old age is made miserable by the
comedic, contains some form of one of these contumelies of strangers and townsfolk.
two families of words. Throughout this paper I (Republic 613d)
cite the Loeb Classical Library Edition of Plato’s
dialogues (Cambridge, MA: Harvard UP). It is also perhaps worth comparing, in this regard,
Socrates’ reaction to his impending death to
2 See, for example, Phaedrus 236c, Alcibiades I
Cephalus’. Whereas Cephalus suggests that old
121d, Statesman 266b, 266c, Symposium 174e,
age has caused him to take more seriously tales
Seventh Letter 347d, Republic 509c.
of the afterlife that he had previously scorned,
3 Symposium 212e, 222c. Socrates seems to take more seriously the kinds
of tales that will be told about him after his death
4 Lysis 205b, Symposium 181d. (Republic 330d).
5 Charmides 155b.
6 Hippias Major 294a, Republic 406c.
7 Alcibiades I 121b.
8 See Euthydemus 276b, 300d, 303b.
9 See Symposium 199d, Gorgias 509a, 512d, Hippias
Major 297d, Phaedrus 257c, Protagoras 355a, c–d,
Sophist 252b, Laws 858a, Theaetetus 147a, 154b,
158e, 191a, 205b, Parmenides 128c–d.
10 Republic 505b.
11 Sophist 224b; see also 227a, Republic 527a, Michael Naas
600b, Theaetetus 200b. Department of Philosophy
12 This crucial distinction between what appears DePaul University
comical or ridiculous to the uninstructed and 2352 N. Clifton Avenue
what truly is comical can be found throughout Chicago, IL 60614
the Platonic corpus. In the Second Letter, Plato – USA
assuming it’s Plato – bears witness to the fact E-mail: mnaas@depaul.edu

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