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Keywords: Hemostasis is an essential protective mechanism that depends on a delicate balance of procoagulant and
waterfall model anticoagulant processes. The waterfall/cascade models of coagulation are useful for understanding several
cascade model
essential steps of coagulation in vitro. These have resulted in the creation of the plasma-based tests used
coagulation
thrombosis commonly and the ability to identify deficiencies in the extrinsic, intrinsic, and common pathways of
cell-based model coagulation. The model was also essential in elucidating the role of several of the inhibitors of coagulation
and is currently used to demonstrate coagulation as it occurs in plasma in a static environment that is
University of Illinois College of Veterinary devoid of endothelial interactions. The intrinsic pathway originally described by these models does not
Medicine, Champaign, IL, USA
appear to be essential for in vivo hemostasis but may play a role in pathologic thrombosis. The
Address reprint requests to: Maureen McMi- waterfall/cascade models’ lack of cellular elements sets the stage for the cell-based model of coagulation.
chael, DVM, DACVECC, University of Illinois The cell-based model of blood coagulation, which includes the varied, complicated network of factors
College of Veterinary Medicine, 1008 W. Ha- necessary for appropriate in vivo coagulation to occur, was the next step in the evolution of our
zelwood Drive, Champaign, IL 61802.
understanding of coagulation. Recently, researchers have focused on real-time, in vivo models of
E-mail: mmcm@illinois.edu. hemostasis and this research reveals unexpected phenomena. ! 2012 Elsevier Inc. All rights reserved.
In the early 1900s, research from the laboratories of W. H. Seegers cascade article5,6 (Fig. 1). The models were later refined to include a
dominated the coagulation literature. It was believed that the only pathway dependent on a factor not believed to be in contact with
enzymatic process necessary for clot formation was the conversion of blood in health, tissue factor (TF), and was named the extrinsic path-
prothrombin (FII) to thrombin (FIIa).1 All other components identified way. Additional subsequent modifications included linking the ex-
were thought to be degradation products of prothrombin and there- trinsic and intrinsic pathways and the discovery that FV and FVIII act
fore artifacts.2 There were several important discoveries in the late as cofactors rather than enzymes.8
1950s that conflicted with Seegers’ theory. In 1953, Rosenthal and It later became evident that the extrinsic pathway plays the major
coworkers discovered that a deficiency of FXI caused mild bleeding role in in vivo blood clotting, bringing the physiological relevance of
abnormalities upon provocation (e.g., surgery, injury, etc.) and was
the contact pathway into question.8 Despite the fact that high-molec-
found mainly in Ashkenazi Jews.3 This abnormality was corrected by
ular-weight kininogen (HMWK) and pre-kallikrein (PK) accelerated
the addition of normal plasma or plasma from patients with hemo-
coagulation in vitro, individuals with deficiencies of FXII or PK did not
philia A or Hageman factor (FXII) deficiency.3 After the discovery of
Stuart-Prower factor (FX) deficiency, the experimental and genetic show any bleeding tendency in vivo. It was not clear how these factors
evidence for the presence of additional, unidentified coagulation fac- were relevant to normal hemostasis.9-13
tors continued to strengthen.4 It became clear to several researchers The traditional waterfall/cascade model depicts the contact path-
that coagulation factors were present in blood in an inactive form way (intrinsic) and the tissue factor pathway (extrinsic) as indepen-
(zymogen) and were converted to enzymes in a step-by-step manner. dent pathways to the generation of factor Xa (FXa). Factor Xa is essen-
These concepts laid the groundwork for the next step in coagulation tial to the formation of thrombin and ultimately fibrin. The contact
research. In 1964, 2 independent and similar reports were published, pathway (also called the kallikrein-kinin pathway) is composed of 2
introducing the waterfall5 and cascade6 theories of blood coagulation. zymogens (FXII and PK) and 1 cofactor (HMWK). The initial triggering
The role of cells, particularly platelets, in coagulation occurring in event leading to clot formation was believed to be activation of FXII,
vivo emerged as an essential element for clot formation, paving the but the in vivo activator of FXII was unknown. Autoactivation of FXII
way for the next model of hemostasis. The cell-based model of blood and PK occurs whenever blood contacts an artificial surface (collec-
coagulation, which includes the varied, complicated network of play- tion tubes, hemodialysis tubing, etc.). This is the reason that blood will
ers necessary for appropriate in vivo coagulation to occur, was the clot in a syringe or tube that does not contain anticoagulant. Blood
next step in the evolution of our understanding of coagulation.7 Re- generally clots slowly in plastic, more rapidly in glass, and most rap-
cently researchers have focused on real time, in vivo models of hemo-
idly when in contact with a strong negatively charged surface.14 Im-
stasis and this research reveals unexpected phenomena.
portantly, these zymogens (FXII and PK) are not calcium dependent
and will continue to “auto-activate” despite citrate anticoagulant in
Waterfall/Cascade Model
the sample. Studies have shown that the longer citrated canine blood
The waterfall/cascade models proposed that fibrinogen formation sits before recalcification, the greater the contact activation, presum-
occurs through a stepwise series of reactions in which serine pro- ably because of continued auto-activation of FXII.15 Canine blood also
teases, which normally circulate as inactive zymogens, are converted appears to undergo considerably more contact activation than human
into active enzymes.8 Originally, the essential steps of coagulation blood.15
were believed to come from a single pathway, the intrinsic pathway, Factor XII is produced in the liver and circulates as a single-chain
which was named because all of the components necessary were molecule with a molecular weight of !80 kDa. It is cleaved by kal-
present in blood (intrinsic to blood). The extrinsic pathway was not likrein or plasmin to the active enzyme (FXIIa) or is auto-activated
mentioned in the waterfall article and only briefly mentioned in the when in contact with a negatively charged or artificial (e.g., glass,
0958-3947/$ – see front matter ! 2012 Topics in Companion Animal Medicine. Published by Elsevier Inc.
http://dx.doi.org/10.1053/j.tcam.2012.07.005
Maureen McMichael / Topics in Companion An Med 27 (2012) 40-45 41
normally come in contact with blood and has been likened to a hemo-
static envelope initiating clot formation immediately upon a breach of
the endothelial barrier. Adventitial cells (the layer of cells that sur-
round blood vessels), smooth muscle cells, and keratinocytes express
TF on their surface (Fig. 3). TF appears to be essential for survival
because there are no reports of its absence.48
Although the majority of TF is not in contact with blood, a small
amount is detectable in plasma. Exactly what role this blood-borne TF
plays is unclear. Some researchers believe that it is encrypted and can
only become activated when cleaved by an enzyme.48 TF begins to
bind the plasma serine protease FVIIa as soon as it comes in contact
with blood, which begins the initiation phase of blood coagulation.
Initiation—FVII/FVIIa
Initiation—Tissue Factor
Amplification Table 1
Summary of in vivo model findings
The small amount of thrombin generated in the initiation phase
1. An interconnection between platelet thrombus formation, platelet activation,
can diffuse away and have widespread effects on multiple areas of and fibrin generation appears both temporally and spatially.
coagulation. This prothrombotic ramping-up period is referred to as 2. Platelet adhesion, originally believed to be exclusively dependent on vWF inter-
the amplification phase and results in activation of platelets with ex- actions, now appears to involve multiple proteins, including vWF, fibrinogen,
and possibly fibronectin.
posure of membrane phospholipids and the creation of a procoagu-
3. Platelet-platelet binding, originally thought to be dependent on glycoprotein
lant membrane and release of granule contents. Thrombin cleaves FXI IIb/IIIa interaction with fibrinogen, appears to involve numerous adhesion mol-
to FXIa and FV to FVa on the platelet surface. Thrombin also cleaves ecules.
von Willebrand factor (vWF) off of FVIII to release FVIII and then ac- 4. Blood-borne TF is brought to a developing thrombus and this process is depen-
tivates FVIII to FVIIIa.52 Platelets, recruited to the site of damage dur- dent on P-selectin and P-selectin glycoprotein ligand 1.
5. The critical membrane surface, in vivo, is still a mystery and the belief that
ing this phase, provide the procoagulant phospholipid surface for the
activated platelets provide this surface is being questioned.
assembly of the factors necessary for the propagation phase.
Propagation
lysis is kept quiescent because of an abundance of fibrinolysis inhibi-
The initiation phase succeeds in activating FX, FIX, and cofactors
tors. Fibrinolysis also requires fibrin as a cofactor for optimal function,
FV and FVIII (these are activated by the trace amount of thrombin that
which serves to inhibit fibrinolysis in the absence of clot formation.
is produced). Then, FIXa, along with FVIIIa, binds to an appropriate
Plasminogen, synthesized in the liver, is transformed by plasmin-
membrane, often the platelet, forming the tenase complex. The “te-
ogen activators to plasmin, and plasminogen activation is enhanced
n”ase complex activates factor “ten,” resulting in a rapid generation of
by fibrin. Plasmin then degrades polymerized fibrin to form fragments
FXa and is composed of FIXa, FVIIIa, FX, and calcium. Most of the Xa
referred to collectively as fibrinogen degradation products. Cross-
formed physiologically is produced through the action of the tenase
linked fibrin molecules are created by FXIIIa, and the D-dimer frag-
complex, not through TF-VIIa complex activation. In fact, the tenase
ment is produced by degradation of these molecules. The presence of
complex is thought to be !50-fold more efficient at activation of FX
D-dimers is indicative of the breakdown of a crosslinked fibrin clot,
than is the TF-FVIIa complex.53 Activated FX initiates assembly of the
whereas the presence of fibrinogen degradation products can occur
prothrombinase complex, which is composed of FVa, FXa, and cal-
from the breakdown of fibrinogen, fibrin monomers, or crosslinked
cium. The prothrombinase complex activates prothrombin to throm-
fibrin.
bin, and activation of the prothrombinase complex results in an ex-
TPA and urokinase plasminogen activator (UPA), both named after
plosive generation of thrombin and subsequent fibrin clot
the source from where they were originally isolated, are the 2 physi-
formation.52 In the absence of FVIII (hemophilia A) and FIX (hemo-
ological activators of plasminogen in mammals.56 TPA is the major
philia B), the initiation of coagulation is normal (dependent on the
plasminogen activator in the vasculature and UPA is the major activa-
TF-VIIa complex), but the propagation steps are severely diminished,
tor in extravascular tissue. TPA is secreted by endothelial cells in re-
leading to inadequate clot formation and the inability to maintain
sponse to a variety of triggers including bradykinin, histamine, ace-
appropriate hemostasis when challenged.
tylcholine, alpha adrenergic agents, and platelet-activating factor.
Coagulation, in vivo, is initiated by FVIIa coming into contact with
TPA enzymatic activity is very weak in the absence of fibrin. UPA is
TF. The complex TF-FVIIa activates FX and FIX. Once FXa is generated,
synthesized by fibroblast-like cells, epithelial cells, monocytes, and
the TF-VIIa-FXa complex is rapidly inhibited by TFPI.53,54 The amount
endothelial cells. Unlike TPA, UPA can activate plasminogen in the
of FXa generated is insufficient to sustain hemostasis, but the trace
absence of fibrin.56
amounts of thrombin generated enhance its own generation via acti-
vation of the cofactors FV and FVIII, by activating FXI, and by stimu- Alternative Method of Thrombus Removal
lating platelet aggregation. Further generation of FXa is dependent on
assembly of the tenase complex (FVIIIa and IXa). Once a stable clot is The concept of site-specific hemostasis is gaining momentum with
formed at the site of damaged endothelium, coagulation must be the discovery of significant variation in the endothelial milieu of ar-
dampened. Healthy quiescent endothelium, located downstream teries, veins, arterioles, venules, capillaries, and different organ
from the clot, does not support coagulation, partly because of lack of a beds.57,58 Fibrinolysis is dependent on plasminogen being converted
procoagulant membrane. Any FXa that diffuses away from the clot to plasmin. In the central nervous system, where thromboemboli can
will not be able to generate thrombin. FXa and thrombin that diffuse arise from the arterial or venous system or the heart, plasminogen
away are inhibited by endothelial cell surface anticoagulants, AT and expression varies according to region in mice.59
TFPI. Thrombin can also bind to thrombomodulin, which results in Injecting fluorescence-labeled microemboli into the capillaries of
loss of thrombin’s procoagulant activity. the central nervous system of mice, Lam et al showed that approxi-
The contact factors do not appear necessary for the initiation phase mately half were cleared within 2 hours, presumably via fibrinolysis
of coagulation, but components of the intrinsic pathway (FVIII and and hemodynamic forces.60 The other half were cleared over the
FIX) are critical to sustained thrombin generation and the formation course of several days by extravasation. Fibrin clots were detected by
of a clot. In the absence of FVIII and FIX, thrombin generation during electron microscopy outside the lumen, and time-lapse imaging cap-
the propagation phase is significantly suppressed. This explains, in tured endothelial membrane projections that formed a vesicle-like
part, the bleeding manifestations of people with hemophilia A (FVIII) structure around the thrombus, which opened to the perivascular
and B (FIX), which appears to be more profound in areas that lack TF space to release the clot.60
(e.g., joints).55 Therapeutic use of high-dose recombinant FVIIa leads Interestingly, the older mice had fewer extravasated emboli, sug-
to increased concentrations of FXa, which can overcome the rapid gesting that aging may predispose to microvascular occlusion.60 What
inhibition of TFPI and AT. Patients with hemophilia often have anti- happens to the clot after extravasation and what triggers the extrav-
bodies to FVIII, so treatment with FVII is more effective (Table 1).55 asation are still mysteries.
Fibrinolysis is essential for clot dissolution but also appears to be The cell-based model has provided a major step forward in de-
important in tissue repair.14 During health, in flowing blood, fibrino- scribing in vivo hemostasis and it continues to evolve as the contribu-
44 Maureen McMichael / Topics in Companion An Med 27 (2012) 40-45
tion of additional cellular and subcellular elements becomes more accumulation of TF in the thrombus, which may lead to the critical
apparent. Cells not normally associated with coagulation, such as concentration of TF needed to initiate coagulation.68 TF concentration
erythrocytes and white blood cells, are now known to be intimately in the thrombus, which is significantly higher than circulating TF, may
involved. Microparticles are rapidly moving toward the forefront of be a critical component of physiological hemostasis. Cho et al pro-
thrombosis research and have been found to be increased in several posed that the activation of encrypted TF by protein disulfide isomer-
pathologic states. Microparticles can arise from a variety of cell types ase initiates coagulation and that this isomerase is secreted upon ac-
and have been shown to increase with storage time in canine eryth- tivation of platelets and endothelial cells.69 The isomerase converts
rocyte concentrates.61 inactive TF on cells or microparticles to its active form. With direct
The most recent attempts to understand the complexities of he- tissue damage, the TF in the endothelium may already be in the active
mostasis focus on thrombus formation in living animals. Utilizing in- form and would not require the isomerase.64
travital microscopy, originally introduced to study leukocyte and en-
dothelium interactions,62,63 these models shed new light on the Conclusions
complexities involved in thrombus formation.45 Thrombus formation,
in vivo, is a dynamic process dependent on shear flow, turbulence, the The waterfall/cascade models are helpful to understanding in vitro
concentration of cells (especially platelets) in the flowing blood, the clot formation, but the lack of cellular elements limits their utility to in
state and location of the endothelium (e.g., veins, arteries, venules, vitro diagnostics. The cell-based models will continue to evolve as
arterioles, capillaries), and a host of other factors. Together, these new information is gained from the real time, in vivo, studies being
influence the final architecture of the clot. Some of the more recent carried out. Site-specific clot dissolution research is still in its infancy
discoveries refute longstanding beliefs regarding thrombus forma- and will likely expand beyond the central nervous system to shed
tion. light on other areas of interest. Lastly, PolyP may provide an answer to
In experiments using a laser to initiate injury to the endothelium, the longstanding mystery of the in vivo activator of the contact path-
way.
researchers have observed the overlap of both platelet thrombus for-
mation and fibrin clot formation almost simultaneously.45 This is in
contrast to the classical models of thrombus formation, which are References
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