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Construction and Building Materials 67 (2014) 321–337

Contents lists available at ScienceDirect

Construction and Building Materials


journal homepage: www.elsevier.com/locate/conbuildmat

Assessment of the sustainability potential of concrete and concrete


structures considering their environmental impact,
performance and lifetime
Harald S. Müller, Michael Haist ⇑, Michael Vogel
Institute of Concrete Structures and Building Materials (IMB) and Materials Testing and Research Institute (MPA Karlsruhe), Karlsruhe Institute of Technology (KIT), Germany

h i g h l i g h t s

 Sustainability potential influenced by environmental impact, service lifetime and performance.


 Improved environmental impact with reduced cement content.
 Cement usage efficiency increases with concrete strength.
 UHPC provides high sustainability potential.

a r t i c l e i n f o a b s t r a c t

Article history: Sustainable structural engineering is based on the basic principle that the energy and resources con-
Available online 26 February 2014 sumption due to the construction and operation of a structure must be minimized. Relating to concrete
structures this principle can be realized by the use of the material in the most efficient way considering
Keywords: its strength and durability within the service life of the structure. On this background this paper outlines
Sustainability the three basic possibilities to increase the sustainability of a structure, i.e. methods to assess and reduce
Durability the environmental impact of concrete, means to increase the performance of concrete and design con-
Service life design
cepts which increase the possible lifetime of a concrete structure. The presented concept is applied to
Green concrete
Ultra high performance concrete
the concretes with the greatest potential in sustainability, i.e. green concretes as well as ultra high per-
formance concretes. Thereby, the basic principles of mix design of green concrete are introduced and a
systematic study of the influence of the cement content of these concretes on the fresh and hardened
concrete properties is presented. With regard to UHPC, the sustainability potential of this concrete type
is analyzed within a literature review. From the results it can be seen, that green concretes possess a very
high sustainability as long as they do not underlie any durability requirements. The sustainability of
green concrete subjected to corrosive exposures such as carbonation or frost, however, still has to be pro-
ven. UHPC, on the other hand, does not underly this constraint, as it provides superior mechanical and
durability performance compared to the environmental impact resulting from concrete production.
Ó 2014 Published by Elsevier Ltd.

1. Introduction cement – is highly energy intensive and prone to large emissions


of CO2 [3]. Reducing the environmental impact during concrete
More than any other industry, the building industry is affected production without looking at the impact on the performance
by the ongoing sustainability debate. Primarily, this is due to the and durability of the material however would fall short, as the re-
pronounced environmental impact going along with the produc- quired lifetime of concrete structures normally ranges between 50
tion of building materials, the erection of buildings and structures and 100 years and thus normalizes the environmental impact over
and the subsequent use of these structures [1,2]. This is especially a long time span. Increasing the sustainability of building struc-
true for structures made out of concrete, as the production of this tures therefore requires both a reduction of the environmental im-
material – and here especially the production of its raw material pact going along with the erection, maintenance and operation
processes as well as an increase of the durability of the structure
at maximum technical performance. This relation is detailed in
⇑ Corresponding author. Tel.: +49 721 608 44884; fax: +49 721 608 48400. Eq. (1).
E-mail address: Michael.Haist@kit.edu (M. Haist).

http://dx.doi.org/10.1016/j.conbuildmat.2014.01.039
0950-0618/Ó 2014 Published by Elsevier Ltd.
322 H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337

Building material sustainability potential Table 1


Impact categories classifying the environmental impact of industrial processes [4,5].
Lifetime performance
 ð1Þ Category Designation Unit
Environmental impact
CED-fossil Cumulative Energy Demand (non- Joule
Even though the definition given above differs from standard renewable)
definitions of the term sustainability, it is well in line with the la- CED- Cumulative Energy Demand (renewable) Joule
ter, as it addresses the three basic pillars of sustainability – i.e. renewable
GWP Global Warming Potential kg CO2-
environmental aspects (by introducing the environmental impact),
equivalent
social and economical aspects (hidden in the lifetime and the per- ODP Ozone Depletion Potential kg R11-
formance parameters). As social and economical aspects however equivalent
are extremely difficult or even impossible to evaluate during the AP Acidification Potential kg SO2-
concrete development process (i.e. the mix design), the definition equivalent
NP Nutrification Potential kg PO4-
given in Eq. (1) provides the engineer with a simple way to quan-
equivalent
tify the advantages and disadvantages of a certain concrete type POCP Photochemical Ozone Creation Potential kg C2H4-
with regards to its potential as a sustainable material. Whether this equivalent
potential is used later on in the design and construction process is
up to the designer of the building or structure.
According to Eq. (1), there are three basic approaches to achieve resulting from the production of each raw material with the
a sustainable use of concrete: (1) the optimization of the composi- amount of raw material used in the concrete and by summing up
tion of the concrete in view of its environmental impact while the individual impacts. Table 2 gives an overview on the environ-
maintaining an equal or better performance and lifetime; (2) the mental impact of typical concrete raw materials. In many countries
improvement of the concretes performance at equal environmen- exact data on specific raw materials can be obtained from the raw
tal impact and lifetime; (3) the optimization of the lifetime of materials producer using so-called environmental product declara-
the building material and the building structures at equal environ- tions (EPD, [6]).
mental impact and performance. This paper deals with the combi- As can be seen from Table 2, cement has a very decisive influ-
nation of the aforementioned approaches (1)–(3) and primarily ence on the environmental impact of concrete, taking into account
outlines the procedures applied during this optimization process. the large amounts of cement needed in the production of a stan-
In the following this combination of both life cycle assessment dard concrete. The replacement of cement by reactive additives
techniques (often called eco balance) and service life design tech- such as fly ash or finely grounded slag sand however is only bene-
niques is defined as assessment of sustainability potential. ficial to the environment, as long as these materials are treated as
In a first step, the principal methods for evaluating the environ- industrial wastes and are therefore not attributed to the eco-bal-
mental impact of concrete production is shortly summarized in ance of the concrete (see Table 2). Respect must also be given to
this paper (see Section 2). Building up on that, in Section 3, the the sometimes limited availability of these materials [11,12],
mix design procedure of concretes with extremely low cement which has led to a worldwide search for new hydraulic binders
contents as well as of concretes with ultra high performance is pre- with reduced environmental impact but unlimited availability.
sented. Both types of concretes possess a very high potential in Examples for this development are Celitement [13] and calcined
increasing the sustainability of concrete structures. From Eq. (1), clays [14].
however, it is clear, that all changes in environmental impact and
performance must be evaluated regarding possible changes in 3. Mix development of concretes with low environmental
the lifetime of the concrete or the concrete structure. Therefore, impact and high performance
a service life design must be carried out in order to optimize the
concrete composition and execution (e.g. the concrete cover) in 3.1. Concrete with minimum environmental impact – green concrete
view of the designed lifetime of the structure. Within this design
process, both the performance of the concrete as well as the vari- Besides the search for binders with reduced environmental im-
ous loadings acting simultaneously on the concrete must be con- pact a very promising approach in designing concretes with mini-
sidered (see Section 4). As a matter of principle, all efforts will mum environmental impact lies in reducing the amount of binder
however only guarantee a maximum in sustainability unless both in the production of concrete. Great progress with regard to this
the lifetime and the performance are fully utilized by the user of approach could be achieved in Denmark in the last decade. Glavind
the structure. As the actual lifetime by definition cannot be calcu- et al. [15,16] for example presented concretes with mean compres-
lated, the service life of the material, component or structure can sive strengths around 30 MPa in which cement was systematically
only be considered as auxiliary parameter in this calculation. replaced by reactive additives such as fly ash or slag sand as well as
stone powders. Proske and Graubner et al. [17] report about the
development of low strength concretes, where Portland cement
2. Evaluation of the environmental impact of concrete using the was successfully replaced by limestone powder, fly ash and com-
eco-balance method posite cements and by which the environmental impact of the con-
crete was significantly lowered while maintaining sufficient
The starting point in optimizing the sustainability potential of strength and durability. These findings were confirmed by own re-
building materials and structures lies in determining the environ- sults of the authors presented in [18]. A systematic investigation
mental impact in a standardized manner within a so-called eco- on the mix design principles of ecological concretes – i.e. concretes
balance as described e.g. in the European standards EN ISO with a strongly reduced cement clinker content – was presented by
14040 and EN ISO 14044 [4,5]. The impact of every substance emit- Fennis [19]. By using packing algorithms such as the Compressible
ted into the environment hereby can be attributed to one out of 7 Interaction Packing Model (CIPM) Fennis was able to significantly
impact categories, which have been internationally agreed upon reduce the amount of cement clinker needed for the production
(see Table 1). of concrete. With regard not only to the building material but also
The environmental impact resulting from the production of to the building structure fib bulletins 28 and 67 [20,76] give a good
1 m3 of concrete can be calculated by multiplying the impact overview on the state of the art in sustainable building design.
H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337 323

Table 2
Life cycle assessment data of important concrete raw materials according to [7–10].

CED GWP ODP AP EP POCP Source


Non-renewable Renewable
(MJ/kg) (MJ/kg) (kg CO2/kg) (kg R11/kg) (kg SO2/kg) (kg PO4/kg) (kg C2H4/kg)
Cement
Portland cement CEM I 32,5 5.650 8.74  102 0.951 1.64  108 5.31  104 3.30  105 2.20  106 [7]
Portland cement CEM I 52.5 5.800 9.71  102 0.476 1.79  108 5.74  104 3.50  105 2.36  105 [7]
Cement (in general) 2.451 6.58  102 0.691 1.50  108 8.30  104 1.2  104 1.0  104 [8]
Fly ash
Treated as industrial waste 0 0 0 0 0 0 0 [–]
Treated acc. to mass fraction generated 49.70 4.180 4.06  108 3.2  102 1.76  103 1.1  103 [9]
Treated acc. to added value generated 4.84 0.350 8.45  109 2.67  103 1.52  104 9.34  105 [9]
Slag sand
Treated as industrial waste 0 0 0 0 0 0 0 [–]
Treated acc. to mass fraction generated 22.20 1.390 2.72  108 5.39  103 7.52  104 9.32  104 [9]
Treated acc. to added value generated 3.54 0.149 6.76  109 8.59  104 8.18  105 0.10 [9]
(inert) Fillers and aggregates
Limestone powder 0.350 2.10  102 1.72  102 5.72  109 1.24  104 9.22  106 8.71  106 [7]
Limestone sand 0.114 4.64  103 6.11  103 3.19  109 5.31  105 6.05  106 6.10  105
Quartz powder 0–0.22 mm 0.820 3.16  102 2.34  102 4.98  109 1.58  104 6.75  106 5.57  106
Quartz sand 0.539 1.29  102 1.02  102 2.10  109 7.54  105 3.00  106 2.58  106
Sand 0.022 1.49  103 1.06  103 2.30  1010 6.57  106 2.99  107 2.39  107
Crushed sand 0.113 2.21  103 7.02  103 6.31  109 8.35  105 1.24  105 1.34  105
River gravel 0.022 1.49  103 1.06  103 2.30  1010 6.57  106 2.99  107 2.39  107
Recycled concrete aggregates 0/16 0.084 2.00  104 6.00  103 n.a. 5.70  105 9.00  106 8.00  106
Admixtures
Superplasticizer PCE 27.95 1.20 0.944 3.29  108 1.19  102 5.97  103 5.85  104 [10]
Plasticizer 14.30 1.70 0.739 n.a. 9.04  103 4.55  104 9.91  104 [7]

Fig. 1. Schematic sequence of the mixture development procedure for green concretes.

3.1.1. Mix design of green concrete In the first step, the desired concrete properties and the ce-
The key challenge in the development of concretes with mini- ment content have to be defined. Further the properties of the
mum environmental impact lies in maintaining a sufficient work- raw materials have to be experimentally determined. Based on
ability of the concrete at very low water contents. As in the fresh the desired cement content and the strength requirements, the
state water is needed to fill the inter-granular voids in the mix con- w/c-ratio can be assessed using Fig. 4 and the minimum packing
sisting of aggregates and cement particles and to lubricate the density /req required to cope with this reduced water content can
deformation of this granular system, a reduction of the water con- be calculated using Eq. (3). In a next step, the grain size distribu-
tent at constant packing density would inevitably result in a loss of tion of all granular constituents has to be optimized using a com-
workability and in the formation of voids. Before this background, bination of the grain size models by Funk and Dinger [21] and the
methods for optimizing the packing density of the granular mix CIPM-Modell proposed by Fennis [19], so that the packing density
constituents form a key step in the mix development process. of the mix in the compacted state /comp exceeds the required
The mix development algorithm applied in this paper is detailed packing density /req (for details see [22]). Based on the achieved
in Fig. 1 and refers to several diagrams and equations given in this packing density the fresh concrete properties of the mix can be
paper (the order of appearance thus is not continuous). The pro- evaluated using Fig. 3 and the compressive strength can be pre-
posed scheme hereby builds up on the principles by Fennis [19]. dicted using Fig. 4.
324 H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337

3.1.1.1. Optimization of grain size distribution. The packing density tions by Funk and Dinger [21] and Andreasen [23]. The pronounced
of granular systems is strongly interlinked with the grain size dis- scattering in Fig. 2 (left) however also shows, that the packing den-
tribution of the particles. Therefore, by choosing the fractions of sity can be strongly improved beyond the possibilities of these
the available raw materials in a manner as to ideally fit an ideal simple models when applying the CIPM Model and actually calcu-
grain size distribution for example as proposed by Funk and Dinger lating the real packing density while varying the fines composition.
(see Eq. (2); [21]) or Andreasen [23] is supposed to yield optimally Further, the maximum achievable packing density is influenced
packed mixes. by the cement content in the dry particle mix (see Fig. 2, right).
Hereby the highest packing densities of approx. 0.92 were obtained
n n
d  dmin for mixes with the lowest cement content of 4 vol.%. This can be
AðdÞ ¼ n n ð2Þ
dmax  dmin explained by the fact that ordinary Portland cements with a high
Blaine value – such as used in this study – strongly disturb the
In Eq. (2) A(d) designates the passing volume fraction of the par-
grain size distribution of the concrete with regard to an optimal
ticles as a function of the grain diameter d. The parameters dmin
packing density. Reducing the cement content however mitigates
and dmax denote the minimum and maximum grain diameter. In
this effect.
order to achieve a maximum packing density for cement based sys-
tems the fit parameter n is recommended to be chosen between 0.3
and 0.4 [21]. 3.1.2. Influence of mix design on green concrete properties
Even though Eq. (2) provides a very simple way of optimizing Based on a total of 1500 mix designs calculated with the CIPM
the packing density of a granular mix, this method is afflicted with model, 15 mixes with maximum packing density were chosen
a major deficiency, i.e. it does not allow for a calculation of the ac- and tested for their fresh and hardened concrete properties in
tual value of the packing density. Further, the outcome of this opti- the lab. The composition of selected mixes is detailed in Table 3
mization process is strongly influenced by the fit parameter n, for and is characterized by cement contents between 4 and 10 vol.%
which only empirical data is available. Within the research pre- of the dry mix, corresponding to approx. 110–265 kg/m3 in the
sented in this paper, the Funk and Dinger Model was therefore fresh concrete. As for the cement a Portland cement CEM I 52.5 R
combined with the Compressible Interaction Packing Model (CIPM) and a microcement with strongly reduced particle size were cho-
proposed by Fennis [19], which allows for the calculation of the sen, respectively. As fillers, quartz powders were used to compen-
absolute packing density of a given particle mix. sate for the reduced cement content. Details on the properties of
the raw materials and on the mixing regime applied in this study
3.1.1.2. Calculation of the packing density with the CIPM model. The can be found elsewhere (see [22]).
Compressible Interaction Packing Model was proposed by Fennis As can be seen from Fig. 3, the fresh concrete properties (i.e. the
[19] and is based on the Compressible Packing Model first pre- degree of compactability) essentially are a function of the w/c-ratio
sented by de Larrard [24]. In contrast to other packing models it applied in the mix design. By increasing the w/c-ratio the degree of
recognizes the fact, that the packing density of a granular system compactability decreases yielding mixes with an improved work-
is not only a function of the grain size distribution of the particles ability. Despite their nearly identical grain size distribution (see
but also of the amount of energy used to compact the material. Eq. (2), n = 0.37 and 0.34, respectively), mixes with reduced cement
Further the packing density is significantly influenced by the grain content in general require a higher w/c-ratio to ensure sufficient
shape. Instead of incorporating the later influence mathematically workability. This tendency seems especially pronounced for mixes
into the model – which was done by various authors before and is with cement contents below 6 vol.% of the dry mix, even though
highly prone to errors – both de Larrard as well as Fennis consider ongoing tests still have to verify this finding.
this influence by including the experimentally determined packing Further, the workability of the mixes is closely interlinked with
density of each raw material into the model. The calculation of the the packing density ratio, i.e. the packing density of the mix / re-
packing density in the CIPM model relies on the assumption, that lated to the maximum possible packing density /comp (see Fig. 3,
one grain fraction assumes a dominant role and that the other frac- right). With reducing packing density ratio /=/req the lubricant
tions are used to fill the voids between the grains of the dominant film between the particles increases leading to a significant in-
fraction. By limiting the span been the minimum and maximum crease in workability (i.e. a reduction in compactability c). Hereby
grain size dmin/dmax to values between 0.5 and 0.9 the dominating the actual packing density / of the mix can be calculated from the
fraction however is unknown, thus requiring an iterative calcula- volumes of water Vw and particles Vp used in the mix according to
tion of the packing density of one specific fraction when interacting Eq. (3). The maximum possible packing density /comp must be cal-
with all other fractions. As all of these interactions contribute to culated using the CIPM model (see Section 3.1.1.2).
the packing density of the final mix, the later can thus be deter- vp
mined by summation of the packing densities of all fractions while /¼ ð3Þ
vw þ vp
paying respect to the different compactabilities of each fraction. A
detailed description of the CIPM model can be found in [19,24]. With regard to the performance of the investigated concretes at
As the CIPM model is mathematically highly complex, its appli- the hardened state Fig. 4 shows that despite their strongly reduced
cation requires a computerized approach. In order to find mix com- cement content (compare Table 3), all investigated concretes show
positions with maximum packing density it is thus suitable to an equal or significantly higher concrete strength than ordinary
optimize the grain size distribution of the investigated mixes using Portland cement concretes at equal w/c-ratio especially at very
the model by Funk and Dinger (see Section 3.1.1.1) prior to the early ages (line referring to standard concrete 7 day strength as a
application of the CIPM model. Fig. 2 shows the influence of the function of cement type and w/c-ratio; compare [28]). A pro-
fit parameter n (Funk and Dinger model; Eq. (2)) on the packing nounced increase in compressive strength could be found for con-
density of concrete mixes with dmax = 16 mm, dmin = 0.0001 mm cretes where ordinary Portland cement was replaced by a so-called
and cement contents between 100 and 300 kg/m3 as calculated microcement, i.e. a Portland cement with an extremely high Blaine
by the CIPM model. value of approx. 6900 cm2/g compared to 5500 cm2/g for the CEM I
As can be seen, an optimal packing density of the mixes can be 52.5 R used in the tests. Based on these findings, it can be con-
achieved, when the parameter n in Eq. (2) is set to values between cluded, that a cement content of 4 vol.% on the dry mix obviously
0.37 and 0.40. This is in good agreement with the recommenda- generates a sufficient amount of cement gel to coat all inert raw
H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337 325

Fig. 2. Particle packing density /comp as calculated using the CIPM Model for granular mixtures with Portland cement CEM I 52.5 R and various quartzite aggregates as a
function of the fit parameter n (see Eq. (2); left) and as a function of cement content of the dry granular mixture for varying fit parameters n (right).

Fig. 3. Fresh concrete compactability c (tested acc. to EN 12350-4 [26]) in relation to the w/c-ratio (left) and to the packing density ratio /=/comp (right) of mixtures
containing Portland cement CEM I 52.5 R (CEM I; Blaine value 5500 cm2/g) and microcement (lCEM; Portland cement; Blaine value 6900 cm2/g) with a cement concentration
of 4%, 6% and 10% by volume in the dry mix, respectively, and fit parameters n of the particle size distribution curve between 0.34 and 0.37; compactability index classes
according to [27].

Fig. 4. Left: compressive strength fcm,cube,7d of mixtures at an age of 7 days as a function of w/c-ratio and Walz-Curves for standard concrete ([28]; conversion to 150 mm cube
strength and 7 day strength according to fib Model Code 2010 [29]); right: binder intensity related to compressive strength fcm,cube,7d of mixtures with varying cement content
and particle size distribution (fit parameter n) compared to literature results by Fennis [19], Proske et al. [17] and Daminelli [30] (all literature values 28-days strength).

materials and thus generates enough bond-strength between the ensured. Unfortunately investigations regarding the durability of
aggregates and the cement paste to provide compressive strengths the investigated concretes are still under way. Fig. 4 (right) shows
up to 65 MPa at the age of 7 days. the binder intensity bi, i.e. the amount of cement needed for 1 m3
As explained in Section 1, the reduction in cement content de- of concrete to generate 1 MPa of strength for the developed low-
scribed above only leads to an increase in the sustainability poten- cement concretes in comparison to standard concretes as reported
tial as long as both an equal performance and durability are on by Daminelli [30] and other green concretes proposed by Proske
326 H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337

Table 3
Composition and characteristics of tested concrete mixtures (selected mixes; w/c considering the specific water adsorption of the aggregates).

Raw material/characteristic value Dimension Concrete


Cement content in dry mix (Vol.-%) 10.0 6.0 4.0 4.0 4.0 4.0
Grain size distribution (fit parameter n acc. to Eq. (2)) (–) 0.37 0.37 0.37 0.34 0.37 0.34
Cement type (–) CEM I CEM I CEM I CEM I lCEM lCEM
Cement content (kg/m3) 264 165 113 109 110 111
Quartz powder 1 44 46 48 92 96 96
Quartz powder 2 22 70 143 138 72 145
Sand 0.1/1 (mm) 429 482 479 478 499 502
Sand 1/2 (mm) 357 372 383 414 384 435
River gravel 2/8 (mm) 535 557 575 460 576 483
River gravel 8/16 (mm) 491 511 527 483 528 507
Water 158 124 96 129 94 89
Superplasticizer (PCE based) 3.96 3.37 3.70 4.10 3.30 4.20
w/c-Value (–) 0.538 0.643 0.691 1.049 0.683 0.656
Compressive strength fcm,7d (EN 12390-3 [25]) (MPa) 52.8 41.9 41.4 20.1 63.2 66.3
Degree of compactability c (EN 12350-4 [26]) (–) n.d. 1.19 1.26 1.16 1.26 1.27

et al. [17] and Fennis [19]. The reduction in cement content hereby
leads to a pronounced reduction in binder intensity, hinting for a
strongly increased sustainability potential especially of mixes with
none or low durability requirements. Fig. 4 (right) however also
shows, that none of the available mix design approaches for green
concretes – including the one presented in this paper – succeed to
de-couple the binder intensity from the strength requirements.
With reducing strength requirement a pronounced increase in bin-
der intensity is observed for all concretes. This interdependency
can be explained by the fact, that for low strength requirements
the cement content required according to the w/c-ratio would
eventually go towards zero. However, in order to coat all inert par-
ticles with a sufficient amount of cement gel, a minimum cement
content is required, leading to the observed increase.
Calculating the Global Warming Potential (GWP) of the investi-
gated concretes using the environmental impact data provided in
Table 1 and referring this to the compressive strength – i.e. the per-
formance of the concrete – shows, that the normalized GWP of the
mixes significantly increases with increasing compressive strength
of the concrete. At equal compressive strength, however, the im-
pact on the GWP can be significantly reduced by reducing the Fig. 5. Global Warming Potential (GWP) related to the compressive strength
amount of cement used in the mix design (see Fig. 5). fcm,cube,7d of mixtures with varying cement content and particle size distribution (fit
parameter n).

3.2. Concretes with maximum performance and durability – ultra high


performance concrete (UHPC) broader application in practice, as the very high strength allows
a significant reduction of the cross-section of members, while
Ultra high strength concrete is usually defined as a concrete retaining a high load bearing capacity. This is accompanied by a
having a characteristic compressive strength above the strength significant mass reduction, allowing in principle much longer
grade C100/115. One may distinguish between two types: spans compared to those realized when ordinary structural con-
crete is used. Mass reduction also decreases the loads on the foun-
 reactive powder concrete (RPC), characterized by a maxi- dation, as well as inertia and seismic forces with respect to
mum aggregate size of approximately 0.5 mm and earthquake loads. These savings in concrete consumption highly
 ultra high performance concrete (UHPC), with coarse contribute to an increased sustainability potential of UHPC struc-
aggregates normally up to an aggregate size of 8 mm. tures compared to conventional structures, despite the signifi-
cantly higher cement content of UHPC (see below).
The water/cement ratios of such concretes are usually below
0.25 and highly reactive additions, such as silica fume, have to be
added to the mix. The workability of the concrete can only be en- 3.2.1. Mix design of UHPC
sured by applying large amounts of superplasticizer. Thus a com- The mix design procedure of UHPC basically is identical to the
pressive strength of approximately 200 MPa may be achieved approach already presented for green concretes (see Section 3.1)
[31]. Depending on the type of curing, e.g. with additional heat except for the fact that UHPC requires a significantly higher binder
treatment without or with mechanical pressure, this concrete content, having a negative effect on the environmental impact.
may reach a compressive strength of up to 800 MPa, provided a Commonly, binder contents between 600 kg/m3 and 1000 kg/m3
proper selection of the aggregates is carried out [32]. have been reported in the literature for this type of concrete
No standard has been adopted yet for this type of concrete, [31]. The grain size distribution of UHPC normally is chosen to cor-
which significantly exceeds the strength range specified in EN respond to a distribution by Funk and Dinger [21] or Andreasen
206-1 [27]. Nevertheless UHPC might become interesting for a [23] with the fit parameter n being between 0.35 and 0.40, i.e.
H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337 327

identical to green concretes (see Section 3.1). However, due to the optimizing the grain size distribution of the aggregates, thus
dosage of the cement and the fineness, the actual grain size distri- ensuring an interlocking of the particles. At high shear rates, UHPC
bution of typical UHPC strongly deviates from the models men- normally shows a dilatant material behavior, i.e. an increase of the
tioned above in the fine particle region of d < 0.1 mm [34,35,31]. dynamic viscosity.
Further, in order to increase the packing density and improve the The air content in UHPC ranges from 1% to 5% by volume, with
contact zone between the hardened cement paste and the aggre- the lower ratios observed in low viscosity mixes. In addition, there
gates, large amounts of silica fume between 10% and 30% by mass is a trend towards an air volume increase that occurs in line with
of cement are added to the concrete also disturbing the particle the increasing length of the steel fibers used.
size distribution in the low particle diameter range. Regarding Plastic (capillary) shrinkage and autogenous deformation are
the cement type used in UHPC, Portland cements with a low C3A promoted by high cement paste content and a low water/cement
content are recommendable, as these cements have a low water ratio. For this reason, the immediate curing of UHPC is basically
demand [36]. This is also advantageous in view of the risk of a sec- very important.
ondary ettringite formation in case of curing at high temperatures.
The strength classes of the cements normally applied is 42.5 or 3.2.3. Properties of hardened UHPC
52.5 according to European standard EN 197-1 [33]. The fineness In the subsequent sections the mechanical, physical and chem-
of the cement should be between 3000 and 4500 cm2/g. Blast fur- ical properties of UHPC are outlined and also focused in view of the
nace slag cement of strength class 52.5 has also been successfully consequences with regard to environmental considerations and
used [37]. sustainability. This is in line with a more global look on the build-
Aggregates that may be used in the production of UHPC include ing material sustainability potential as indicated also by Eq. (1).
the materials referred to as ‘‘aggregates for concrete’’ in EN 12620
[38] or similar standards. The particle strength should be suffi- 3.2.3.1. Strength characteristics. The compressive and the tensile
ciently high and the grain size distribution should guarantee a high strength which may be achieved by UHPC strongly depend on
packing density. Quartz powder with particle sizes similar to ce- the concrete composition, in particular with regard to the type
ment is predominantly used for heat-treated UHPC. The quartz and amount of binders and the fine aggregates (micro-fillers) as
particles are inert at room temperature but, together with Ca(OH)2, well as the type and duration of curing. If ordinary curing at room
they react at high temperatures to form CSH phases. temperature of 20 °C is applied, a maximum compressive strength
Fresh UHPC is not workable without the addition of large quan- of UHPC of approximately 200 MPa can be achieved [34,41]. If the
tities of high performance plasticizers (up to 5% by mass of ce- curing temperature is increased to 100 °C, the strength will reach
ment). Only third generation plasticizers (polycarboxylate-ethers, approximately 250 MPa [42]. A further increase of the curing tem-
PCE) allow saving a sufficient amount of water while making UHPC perature up to 250 °C is accompanied by a strength gain up to al-
workable. With regard to the environmental impact of the mix, it most 400 MPa. A compressive strength value of approximately
must be kept in mind, that superplasticizers have a pronounced 800 MPa may be achieved, if mechanical pressure is applied in
detrimal effect on the environmental impact of the concrete und addition [32]. With regard to the sustainability potential these
should therefore be limited in dosage. examples show, that the performance of UHPC can be significantly
The same is true for fibers and especially for steel fibers. As increased at slightly increased environmental impact (i.e. by heat
UHPC shows an elastic and brittle behavior, fibers are added to treatment).
the concrete to compensate for this disadvantage in construction Similarly to ordinary fiber reinforced concrete, the addition of
practice. It has been proven that approximately 2.5% of steel fibers fibers (mostly steel fibers) causes a small improvement of the com-
by volume, at an aspect ratio l/d between 40 and 60, lead to best pressive strength of UHPC, but may significantly affect its strain
results, both in view of fresh and hardened concrete properties capacity. The investigations on the effect of the volume content
[32,34,35]. The fiber length should be adjusted to the maximum of fibers of up to 6% by volume, point to an optimum fiber content
aggregate diameter. With regard to the sustainability potential of of approximately 2.5%. As fibers significantly deteriorate the envi-
UHPC it should however be kept in mind, that the fiber content sig- ronmental impact of UHPC, the dosage should be closely focused at
nificantly influences the environmental impact of the concrete and the individual needs regarding the tensile strength and strain
should thus be minimized. capacity of each building element or structure.
It should be noted that, unlike the compression characteristics,
3.2.2. Properties of the fresh UHPC the tensile strength of UHPC may be strongly increased when fibers
UHPC is characterized by high powder contents, in excess of (1.5–3.0% by volume) are added to the mix. This may be attributed
1000 kg/m3 in combination with high dosages of superplasticizers. to a large extent to the reduction of the brittleness of non-rein-
Its properties at the fresh state are thus comparable to self-com- forced UHPC, where minor flaws and cracks may tremendously re-
pacting concrete of the powder type. For this reason, the workabil-
ity of this type of concrete should rather be measured with the test
set-up used for SCC, i.e. slump flow and V-funnel flow test accord-
ing to EN 12350-8 and EN 12350-9 [39,40]. The slump flow of
UHPC normally ranges from 650 to 800 mm and the V-funnel flow
time from 15 to 40 s (also see [31]). Superplasticizers strongly re-
duce the flow resistance of the concrete and lead to a normaliza-
tion of the dynamic viscosity over the whole range of shear rates
(Fig. 6).
As can be seen from Fig. 6, the dynamic viscosity of UHPC re-
mains nearly constant – even though at a very high level – no mat-
ter whether the concrete is at rest or it is agitated, for example by a
poker-vibrator. For UHPC, the de-airing process therefore cannot
be enhanced significantly by vibrating the concrete. At rest, how-
ever, for concretes with a very low dynamic viscosity, sedimenta- Fig. 6. Dynamic viscosity of fresh UHPC, conventional concrete (NC) and self-
tion may be observed, which must be prevented in UHPC by compacting concrete (SCC), as a function of the externally applied shear rate.
328 H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337

duce the tensile strength. The uniaxial tensile strength and the approximately u = 3 and u = 2, respectively, are obtained. Even for
flexural tensile strength of fiber-reinforced UHPC reach values an age at loading of t0 = 28 days the final creep coefficient reaches
ranging approximately from 10 to 60 MPa. When special binders approximately u = 1.5. This means that the pronounced decrease
and techniques are applied, a tensile strength of 150 MPa may be of the creep capacity of concrete with the increase in strength of
attained [43]. the hardened cement paste is no longer true for UHPC. This is to
Concerning the fracture energy and the characteristic length of be seen as a significant drawback on the performance of the mate-
UHPC, the available knowledge is still very insufficient. It appears rial, as an increased creep requires greater amounts of steel rein-
that for UHPC made without fibers the values are somewhat lower forcement and eventually a reduction of the loading.
than for high strength concrete. Of course, the addition of fibers The application of high sustained loads showed no significant
may increase the fracture energy up to a factor of approximately difference in the sustained load strength of UHPC compared to nor-
100 [44]. mal strength concrete.

3.2.3.2. Deformation behavior. The stress–strain behavior of non- 3.2.3.3. Physical characteristics. The physical characteristics of
reinforced UHPC shows even under compression a linearly elastic UHPC are to be considered as the major advantage of this concrete
pattern almost up to the ultimate load level [31]. This must be con- type, as the strongly reduced porosity of UHPC guarantees a pro-
sidered as a detrimal effect with regard to the sustainability as the nouncedly increased durability and superior performance.
lack of prior notice of failure of the structure requires a higher Whereas conventional concrete (C35) and high strength concrete
safety margin in turn lowering the useable performance of the con- (C100) show marked peaks in the pore size distribution between
crete. In a fiber reinforced UHPC, the fibers prevent macro-crack- 0.01 and 0.1 lm, these peaks are nearly eliminated in the case of
ing, because they hold the crack edges together already at the UHPC (C200) and disappear completely in RPC (C500). Absolute
micro-cracking stage and thus hinder the cracking progress. As a porosities then become so low, that transport processes almost
result, a significant additional strain capacity is obtained while come to a halt [47,48]. As a consequence carbonation depths mea-
the increase in compressive strength is minor. Similar to ordinary sured on UHPC are almost negligible and range between 0.1 and
fiber reinforced concrete, the fiber content determines whether 0.2 mm after 3 years [49,50]. This value is equivalent to a CO2 dif-
this strain results in strain softening or in strain consolidation. fusion coefficient below approx. 0.07  109 m2/s [50]. Water va-
The modulus of elasticity of UHPC reaches approximately por diffusion was investigated in several types of concrete
50–60 GPa when the compressive strength is 200 MPa [31]. High applying the dry-cup method specified in EN ISO 12572 [51]. A va-
values for the modulus of elasticity hereby contribute to the sus- lue of 5  109 m2/s was documented for a C190 UHPC [52]. Chlo-
tainability potential, as they permit to reduce the building member ride penetration was investigated in migration tests where a
dimensions – and therefore the mass of the material used – with- diffusion coefficient of 0.02  1012 m2/s was measured [50],
out significantly increasing the deformation of the structure. which is about 100 times lower than the value for a C30 concrete.
The autogenous shrinkage of UHPC is very pronounced and may Similar values were reported by Scheydt for heat-treated and non-
reach values beyond 0.0012 (1.2 lm/mm) [45]. Often much lower heat-treated UHPC [49]. Scheydt further emphasises the fact, that
values are reported in the literature. However, this is mostly due to the chloride migration is increased by the addition of steel fibers,
the applied measurement technique, in connection with the age of as the contact zone between the fibers and the matrix constitutes
concrete when the measurement starts. When it starts e.g. at a a migration path with increased porosity.
concrete age of one day, most of the autogenous shrinkage, which The nitrogen permeability of UHPC decreases to a level that is
develops mainly between an age of 8–24 h, has already taken place ten times lower than in a high performance C100 concrete and
and is consequently not recorded. As may be seen from Fig. 7 (left), 100 times lower than in a C30 concrete [49]. The water permeabil-
autogenous shrinkage observed after a concrete age of one day ity of a C190 UHPC was found to be in a range between 4 and
reaches strain values of approximately 0.3 lm/mm for an UHPC 5  1015 m2/s, which corresponds to the permeability of dense
with a compressive strength of 170 MPa (C170). natural stone. The same behavior was found for capillary water
Drying shrinkage of UHPC, obtained from the difference of total absorption [47].
shrinkage and autogenous shrinkage, is much lower, even when
compared to that of high strength concrete [45]. This may be 3.2.3.4. Durability. Structural concrete usually containing capillary
traced back to the extremely low porosity of UHPC. In studies on pores is often destroyed by mechanisms triggered by frost or
autogenous and drying shrinkage of different UHPC starting at freeze–thaw impact. If no capillary pores are present, or if only a
the concrete age of one day, an autogenous shrinkage of 0.3 lm/ minimal amount of such pores exists, only a small amount of water
mm and a drying shrinkage of 0.1 lm/mm (at a maximum) have can be absorbed and no saturation will occur [53]. Correspond-
been observed (see Fig. 9, at the top; [46]). The test results shown ingly, the concrete shows a very good behavior when exposed to
in Fig. 7 have been obtained on concrete cylinders (with diameter frost or freeze–thaw cycles, as demonstrated in tests [47,49].
100 mm and height 300 mm) stored at an ambient temperature of Tests in sodium sulfate solution demonstrated a very high
20 °C, where the specimens were either sealed (water loss pre- chemical resistance [50,49]. No conclusive findings have been
vented) or remained unsealed in an ambient environment of 65% established yet with regard to the ASR issue. However, the tight-
relative humidity. ness of the system appears to be one of the crucial factors that
Fig. 7 (right) exemplarily shows the influence of different con- determine resistance.
crete ages at loading on the specific creep (creep per unit stress) Concerning the risk of the formation of secondary ettringite,
of an UHPC (C170). The stress level was 30% of the compressive investigations in [47] showed that independent of the C3A content
strength and the specimens were stored unsealed in a climate of of the cement, no adverse change of the microstructure of UHPC
20 °C and 65% relative humidity. As already observed in experi- could be observed.
ments on normal strength and high strength concretes, the magni- Even when UHPC is exposed to a strong acid attack (pH = 1 and 3)
tude of creep is significantly decreasing with increasing concrete it shows a significant better performance than ordinary structural
age. However, this effect is much more pronounced for UHPC than concrete [49,54]. Of course also UHPC will be destroyed by a long
for high strength concrete or normal strength concrete. If creep term attack of strong acids as the CSH component of the hydrated
coefficients are calculated from the results shown, for an age at cement paste is principally dissolved by acids as a consequence of
loading of t0 = 1 day or t0 = 3 days, final creep coefficients between its chemical nature. However, due to the extreme low porosity of
H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337 329

Fig. 7. Shrinkage of UHPC under different storage condition (left), and creep of UHPC for different ages at loading (right) [46].

UHPC compared to ordinary structural concrete and even high sustainable buildings and structures. However, this aspect is often
strength concrete, the rate of damage is much slower leading to a neglected in the current life-cycle assessment debate, leading to a
significant higher durability or life time, respectively. UHPC there- single sided focus on a pure reduction of environmental impact
fore is highly suitable to improve the sustainability e.g. of sewage while neglecting the durability and thus the sustainability of the
pipes, etc. designed structures.
The abrasion resistance of a C200 UHPC was measured by The service life design process is dominated by assessing the
underwater storage of the concrete. At regular intervals, the con- alteration – i.e. ageing and often deterioration – of the material
crete was sand-blasted at an angle of 45° and a pressure of on the one hand and the varying environmental exposures on the
250 kPa. This test simulates the transport of sediments in water other hand. Moreover the various deterioration mechanisms usu-
above a concrete base. A wear resistance was found that is about ally occur combined and interact with each other. Hence, for a real-
four times higher than that of a C30 concrete, and roughly corre- istic service life prediction these highly varying influences and
sponds to the wear resistance of added hard aggregate [55]. interactions have to be modeled by means of probabilistic tools.
Initially, UHPC had not been fire-resistant since the tested As a sustainable structure by definition has the least impact on
material bursted and the fibers in the fiber reinforced material oxi- our environment and considering that impacts normally go along
dised under heat exposure. Fire resistant UHPC could be success- with costs, such structures also help to minimize construction
fully produced by adding 0.3–0.6 vol.% of polypropylene fibers and especially maintenance costs. The latter goal requires an effec-
[56,57]. It is also helpful to replace quartz with basalt aggregate, tive inspection and assessment management in order to upgrade
which prevents the occurrence of the deleterious quartz repair strategies and trigger preventive repair work. In the follow-
conversion. ing, the procedure for the service life design for concrete structures
as well as a new approach to model combined deterioration mech-
3.2.3.5. Environmental impact. For the evaluation of the environ- anisms in a realistic way will be presented. The focus will be placed
mental impact and thus the sustainability, various impact catego- on the influence of relevant deterioration mechanisms, such as
ries are considered (see Section 1). When entering the values of the chloride and carbonation induced corrosion on the durability and
material’s impact categories in a radar chart, a closed polygon can sustainability of concrete structures.
be drawn for UHPC, see Fig. 8. The closer the polygon lines ap-
proach the point of origin, the more favorable is the environmental
4.1. Service life design concepts
impact of the considered material.
In a direct comparison, i.e. when a volume-based analysis is
4.1.1. Descriptive concept
made, the considered UHPC (C190) has a significantly more ad-
The existing procedure for durability design of civil engineering
verse impact than the normal strength concrete NPC (C30), see
structures made out of concrete is primarily based on empirical
Fig. 8. This is caused by its higher cement and superplasticizer con-
evidence. The available national and international standards imply
tent and especially by the addition of steel fibers, compared to NPC.
special descriptive limits in connection with rough environmental
When, in contrast, these environmental impact parameters are re-
classifications to ensure a defined minimum service life of e.g.
lated to durability values, e.g. to the permeability, the UHPC dem-
50 years according to valid standards [27,58]. Key measures in this
onstrates a clear superiority (Fig. 9). Similar diagrams result if the
design concept are limiting the w/c-ratio and ensuring a minimum
impact categories are related to other performance parameters,
concrete cover to protect the reinforcement from damaging effects
such as the resistance against chemical attack, or also to the con-
resulting e.g. from carbonation, frost attack or chloride ingress. As
crete strength.
neither the real environmental impacts nor the actual deteriora-
tion mechanisms are incorporated in this concept, this design ap-
4. Service life design as a key to sustainable buildings and proach gives only a rough estimation of the durability. As a
structures consequence the difference between the action S and the resis-
tance R of the structure, being a measure of the failure safety, relies
As illustrated by Eq. (1), maximizing the lifetime of a building or on experience and cannot be quantified (see Fig. 10, top). The effec-
a structure is a very efficient way to improve the sustainability of tive safety margin and thus the expected service life are unknown
our built environment. Methods allowing to predict the service life to the designer. If the lifetime is assumed to be greater or smaller
of a structure and to design the structure accordingly are therefore than 50 years (e.g. 10 years or 200 years), this approach does not
essential tools in the sustainability assessment process for allow the structural engineer to evaluate the sustainability of dif-
330 H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337

Fig. 8. Impact assessment results for 1 m3 of concrete when normal strength concrete (NPC) and ultra high performance concrete (UHPC) are compared.

by means of related statistical parameters. As a consequence, the


safety margin between the well defined functions for the action S
and the resistance R can be expressed in terms of the failure
probability.
With the use of the performance concept the time-dependent
increase of damage (see overlap area in Fig. 10, bottom) and the
failure probability with regard to a pre-defined unintended condi-
tion of the structure can be calculated (see e.g. [61–63]). Based on
such calculations also the intended service life of the structure can
be estimated and the environmental impact resulting from rehabil-
itation works can be quantified.

4.2. Basics and principles of service life design

It is obvious from the preceding remarks that the prediction


quality of the service life design is highly dependent on the quality
and the related variability of the time functions for both the actions
S and the resistance R. Further, statistical methods to quantify the
safety margin between the S and R functions have to be applied.
Whereas the later are already well developed and usually imple-
mented in commercial statistical software tools, deterioration-
Fig. 9. Relative impact assessment results for 1 m3 of normal strength concrete time laws both on the building material level as well as on the
(NPC), when NPC and UHPC are compared, referring to the individual coefficients of building member or structural level are missing in many cases.
water absorption w24, NPC = 0.5 kg/(m2 h0.5) and w24, UHPC = 0.05 kg/(m2 h0.5). One process which however is already well understood is the dete-
rioration due to carbonation and subsequent carbonation induced
ferent competing designs, as essential differences in the expected corrosion. Hence, in the subsequent paragraphs the essential ele-
lifetime of the structure cannot be calculated. ments and design steps for the service life design of civil structures
are briefly summarized using this process as an example.

4.1.2. Performance concept 4.2.1. Deterioration processes


In contrast to the descriptive concept, the performance concept The increasing deterioration with time, i.e. the gradual loss of
– which is based on a probabilistic approach – allows quantitative durability due to environmental actions, has to be described by
estimations of the durability and thus of the expected service life of means of deterioration-time laws. Such laws should preferably
concrete structures. Hereby, the increasing damage with time, i.e. take into consideration real physical or chemical mechanisms. This
the development of the action S and the resistance R with time is holds true e.g. for the degradation process caused by carbonation.
modeled by means of appropriate deterioration time laws The process of carbonation is described using the material law in
([59,60]; see Fig. 10, bottom). Since there are various uncertainties Eq. (4) (see [59]).
to be coped with both on the action as well as on the resistance
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi pffiffi
side, it is necessary that the variability and the observable scatter
xc ðtÞ ¼ 2  ke  kc  ðkt  R1 ACC;0 þ et Þ  C S  t  WðtÞ ð4Þ
of both functions (e.g. for the material parameters) are described
H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337 331

the carbonation front reaches the reinforcement. Correspondingly,


for chloride induced corrosion a limit state is reached when the ac-
tual chloride content is equal to the critical chloride content in the
depth of the reinforcement. It is obvious that further limit states
may be defined, e.g. the initiation of cracks or any higher level of
chloride content.

4.2.4. Service life of structures


The loss of durability, i.e. the increase of the deterioration with
time, reduces the reliability and/or the safety of a civil structure. In
order to be able to evaluate this reliability or this safety at any age
of the structure, a reference period for the service life has to be
specified. Reference values of the service life of buildings and
structures are listed in relevant standards and guidelines. As an
example, the intended service life of residential buildings and
other simple engineering structures is 50 years, for complex engi-
neering structures it is 100 years [64]. Based on the given material
laws (see e.g. Eq. (4)) the point in time of expectable damages at
concrete structures can be determined and an appropriate mainte-
nance management can be established which leads to a significant
increasing of the intended service life.

4.2.5. Failure probability and limit state function


The failure probability pf is defined as the probability for
exceeding a limit state within a defined reference time period.
When this occurs, an unintentional condition (limit state) of a
building component is reached.
Fig. 10. Action S and resistance R in view of the durability of concrete members: The magnitude of the failure probability is closely connected
Scheme of the descriptive concept (top) and the performance concept including a
probabilistic approach (bottom).
with the safety margin between the resistance and the action func-
tions and varies with time (see Fig. 10, bottom). For a fixed point in
time the safety margin may be calculated by means of the so-called
In Eq. (4) xc (t) describes the carbonation depth at the time t in limit state function Z (see Eq. (5)).
[mm], the parameters ke, kc and kt take into account environmental Z ¼RS ð5Þ
conditions, curing and test effects in [–], R1
ACC;0 is the inverse effec-
tive carbonation resistance of concrete and et is the corresponding The function Z represents the elementary form of a limit state
error term in [(mm2/years)/(kg/m3)], CS describes the CO2-concen- function in which R and S are random variables. If the value of Z
tration in [kg/m3] and W(t) is the dimensionless weather function, turns to zero, the limit state is reached. The statistical properties
see [59]. of the function Z can be expressed in the form of a distribution
Of course, carbonation itself does not damage the concrete or function, if this function is considered to be normal distributed
the concrete cover, respectively, but if the carbonation front and the resistance R as well as the action S are expressed including
reaches the reinforcement, depassivation takes place which initi- related mean values l and standard deviations r.
ates corrosion of the reinforcement in the presence of moisture By means of the introduction of the so-called reliability index b,
and oxygen. Considering this process in terms of action S and resis- a direct correlation between this reliability index b and the failure
tance R, the action is described by means of the material law for the probability pf is obtained. In case of a normal distributed limit state
progress of the carbonation front in concrete taking into account function Z, the failure probability pf can be directly determined
environmental and material parameters. The resistance is for using Eq. (6).
example given by the thickness of the concrete cover. pf ¼ pfZ < 0g ¼ UðbÞ ð6Þ
Above, the variable U() denotes the distribution function of the
4.2.2. Model parameters
standardized normal distribution (see [65]). The correlation be-
The parameters included in the models for the action S and the
tween various values for the failure probability pf and the reliabil-
resistance R are not exact values because they scatter around aver-
ity index b is shown in Table 4. Note e.g. that the often used 5%
age values (see Fig. 10, bottom). This can be easily observed for the
quantile in civil engineering is equal to a failure probability of
carbonation depth (action S) as well as for the concrete cover
5  102 which corresponds to a reliability index b = 1.645.
(resistance R) in a concrete member in practice. Hence, the varying
The definitions and derivations given above are generally valid,
parameters are considered as random variables, also called basic
i.e. for mechanical as well as for physical and chemical actions and
variables. The following parameters have to be measured in order
resistances which are related to durability. As the durability of con-
to carry out a reasonable service life design: mean value of carbon-
crete is pronouncedly dependent on time t, the functions for S, R
ation depth, corresponding coefficient of variation and type of the
and subsequently of Z are also time-dependent. As a consequence
distribution function.
also the reliability index b is obtained as a function of time, where
the value of b = b(t) decreases with time as the durability decreases
4.2.3. Limit states and the failure probability increases.
A so-called limit state defines a condition at which a structure The calculation of the failure probability pf for a building com-
or a structural component ceases to comply with its intended ser- ponent considering a particular mechanism related to durability
viceability. In the case of carbonation induced corrosion of the (e.g. carbonation induced corrosion of the reinforcement) may be
reinforcement a limit state may be defined by the condition that performed by the use of Eq. (7).
332 H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337

Table 4
Values for the failure probability pf and the related reliability index b [64].

pf 101 102 103 104 105 106 107


b 1.28 2.32 3.09 3.72 4.27 4.75 5.20

pf ¼ pfZ < 0g 6 pt arg et ð7Þ

As the failure probability increases with time, pf = pf(t) ap-


proaches ptarget = const. Finally, pf(t = tcrit) = ptarget is obtained, Fig. 11. Tunnel structure subdivided in its basic elements.
where tcrit is the time when the failure probability of the member
becomes equal to the target failure probability. Using the calcu-
lated value for tcrit as a measure for the expected service life, finally the concrete. For the inner shell of a tunnel construction – here
the sustainability potential of the structure can be calculated using the tunnel wall – in particular the concrete cover is in the focus
Eq. (1). In practical applications the determination of the service of consideration. Deviations from the planned cover thickness ex-
life tcrit is done by means of the reliability index b as pf and ptarget ert a pronounced effect on the long term durability. Within the
may be easily expressed as the reliability indices b and btarget. performed study, the planned service life of the tunnel is assumed
to be 100 years. The target value of the reliability index is set to
4.2.6. Target reliability indices b = 1.7 (pf  5 %). The limit state is defined as the depassivation
The target values of the reliability index btarget depend on the of the reinforcement of the tunnel wall. Thus, when the carbon-
consequences of failure (loss of serviceability) and the relative cost ation front reaches the reinforcement, the intended service life of
of safety measures. Table 5 indicates target values of the reliability the wall ends. During the design process the concrete cover – i.e.
index b for building components in the serviceability limit state the designed cover thickness – has been specified in view of its
(SLS), see [66,67]. mean value and its related standard deviation. By means of non-
Considering the case of depassivation of the reinforcement due destructive testing the realized cover and its variation may be
to carbonation or chloride ingress the target reliability index is rec- determined.
ommended to be b = 1.3 [59]. Table 6 shows the corresponding parameter study and the re-
sults of the reliability analysis, which was performed using the
data in [68] and by applying the software code STRUREL [69].
4.3. Reliability analysis of components – importance related to
Case A represents the design situation. At the end of the in-
sustainability
tended lifetime of the structure the calculated maximum failure
probability – the probability of depassivation – is approx. 5%.
Within the following example, a probabilistic service life design
For case B – which might represent the results of an investiga-
is carried out on the inner shell of a tunnel (see Fig. 11). Hereby, the
tion after the completion of the construction – it is assumed that
main focus will be placed on the question, how the designed ser-
during the construction process the mean value of the concrete
vice life changes in case strong deviations in the concrete cover oc-
cover was correctly performed but the intended standard deviation
cur due to an insufficient quality management system. Similar
got doubled (from 8 mm to 16 mm) due to poor workmanship. The
calculations could have been also carried out e.g. for a bridge deck,
effect of this deviation on the service life and thus on the sustain-
see Fig. 12.
ability potential of the structure is significant. The probability of
With regard to the sustainability of the structure and the life cy-
depassivation, i.e. the failure probability is more than doubled
cle analysis, it is necessary to implement a quality management
(from 5% to 11%). Accordingly, the expected lifetime is reduced
system already at the design stage of the structure. Quality man-
from 100 years to 60 years. In turn, rehabilitation measures might
agement comprises the inspection of the planned and built struc-
be required which induce a significant environmental impact and
ture with regard to the workmanship. This means that after the
further reduce the sustainability of the structure.
construction phase the corresponding material properties or struc-
Case C considers the case that the workmanship was in accor-
tural parameters – e.g. the concrete strength or the concrete cover
dance with the assumption at the design stage but a wrong re-
– have to be measured. By means of the determined data and based
bar spacers were used (mean cover 45 mm instead of 55 mm).
on the service life design of the structure a verification of the
For this case the failure probability is tripled (from 5% to 15%) com-
planned reliability and sustainability at the end of the structure’s
pared to the design assumptions. As a result, after approx. 60 years
service life can be conducted, or a more precise (updated) service
of service life repair measures have to be conducted. Again, the
life design is obtained.
sustainability of the structure is significantly reduced.
Especially the concrete cover is subjected to several material
This simple study reveals two main aspects. First, by the appli-
and production dependent influences. Among them, the most
cation of a probabilistic based performance concept, deterioration
important are the form and quality of the re-bar spacer, the form
effects are quantified. The designer is not only able to design a
and quality of the formwork and the placing and compaction of
structural member for durability but he is also able to quantify
changes in the durability behavior due to deviations from the
planned conditions. Second, and more important with regard to
Table 5 the topic of this paper, it is evident from this study that small
Target values of the reliability index b depending on the relative cost of safety changes or errors in the construction process or the building mate-
measures. rials used have a very significant influence on the sustainability po-
Relative cost of safety Reliability index b Reliability index b tential of the built structures. This effect is especially pronounced
measures [66] [67] in the considered example, as poor workmanship does not lead
High 1.3 (pf  10%) 1.0 (pf  16%) to a reduction of the environmental impact (i.e. the denominator
Moderate 1.7 (pf  5%) 1.5 (pf  7%) of Eq. (1)) but strongly reduces the expected lifetime (in this par-
Low 2.3 (pf  1%) 2.0 (pf  2%) ticular case by 40%) and thus the sustainability potential.
H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337 333

Fig. 12. Fault tree of the series system modeled for a bridge superstructure.

Table 6 4.5. Modeling of degradation interactions including singular risks


Service life design depending on concrete cover.

Case Mean value (mm) Standard deviation (mm) In the framework of a system analysis the investigation of inter-
Concrete cover c actions relating to durability relevant degradation mechanisms can
A 55 8 be realized by means of a fault tree analysis. In the context of a
B 55 16 fault tree analysis two possible procedures can be distinguished:
C 45 8
Case Reliability index Failure probability Achievement of the limit 1. Fault tree analysis using failure probabilities, which are
b (–) pf (%) state (years) results of a statistical analysis or knowledge-based. Models
Service life prediction for the description of the time-dependent deterioration
A 1.7 5 100 progress are generally not used.
B 1.3 11 60
2. Fault tree analysis using time variant and limit state defined
C 1.0 15 62
failure probabilities. Models for the description of the time-
dependent deterioration progress are generally used.
4.4. Reliability analysis of systems
These two procedures basically enable the frame conditions for
In the previous section the procedure for service life design was the modeling of combined deterioration interactions based on
shown only for structural components considering a single limit existing mathematical rules, see Eqs. (8) and (9). In the case of
state. However, it has to be kept in mind that typical civil engineer- the first approach, the material-dependent interactions cannot be
ing structures are complex systems which have to satisfy more considered due to unavailable deterioration-time laws. The second
than one limit state criterion according to the different environ- approach of fault tree analysis offers the possibility of modeling the
mental exposures. Therefore, it is necessary to differentiate be- material-dependent interactions. Here, by means of deterioration-
tween the reliability of components and the reliability of systems. time laws in connection with appropriate parameters which
In view of a system reliability analysis there are two basic describe the material and environmental conditions the material-
elementary systems: the series system termed also weakest link dependent interactions between the relevant deterioration-time
system and the parallel system termed also redundant system. laws (see e.g. Eq. (4)) can be considered.
By definition, a serial system failure, requires only one element Considering complex concrete structures there are also
to fail, whereas in a parallel system, failure is definitively triggered so-called singular risks (e.g. leakage of the sealing or cracks in the
by a failure of all elements in parallel. Using means of mathemat- concrete) which are interrelated with existing deteriorating mech-
ical rules one can define the lower and upper bounds of the failure anism relevant to the structures durability. In the course of a fault
probability of such systems [65]. The simple bounds for the failure tree analysis these singular risks have to be considered. Basically
probability of a series system can be calculated by means of Eq. (8): it should be kept in mind that all effects on service life due to inter-
acting degradation processes and singular risks, as is subsequently
shown, will directly affect the sustainability potential.
Y
n
max½pfi  6 pf;series 6 1  ð1  pfi Þ ð8Þ
i¼1
4.5.1. Material-dependent interactions not considered
The simple bounds for the failure probability of a parallel sys- The following deterioration mechanisms and singular risks are
tem can be calculated using Eq. (9): considered: carbonation and chloride induced corrosion, alkali-sil-
ica reaction (ASR) and an insufficient grouting of the tendon ducts
in a pre-stressed structure which leads to corrosion of tendons.
Y
n Fig. 12 shows the fault tree of a bridge element superstructure
pfi 6 pf;parallel 6 min½pfi  ð9Þ modeled for the mentioned deterioration mechanisms. The super-
i¼1
structure of the bridge represents a series system. In the first step,
The bounds for the failure probability of civil engineering struc- the interaction between the different degradation processes is not
tures depend on the statistical dependencies of the identified fail- considered, and therefore the factor considering this interaction
ure events. Examples related to probabilistic lifetime assessment of gcarbo equals 1.0. The limit state related reliability indices b were
entire concrete structures are given in [70,71]. calculated on the basis of the Model Code for service life design
334 H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337

[59]. Appropriate values for the model parameters were selected Table 7
from the literature [60,68,72]. For the deterioration caused by alka- Parameter study on reliability bg, probability pf and expected lifetime depending on
the factor gcarbo.
li–silica reaction and the corrosion of steel tendons corresponding
failure probabilities were taken from an example of Zhu [73]. The gcarbo Upper bound
related value for an alkali–silica reaction (ASR) is pf,ASR = 0.5%, bg (–) pf (%)
and for the corrosion of tendons the failure probability was as- 0.5 1.8 3.6
sumed to be pf,corr = 2.0%. 1.0 1.6 5.5
The prediction of the system failure probability of the bridge 1.5 1.4 7.7
superstructure was performed for a service life of 100 years. The 2.0 1.3 10.0

target value of the reliability index is set to be b = 1.6. Here, only


the upper bounds of the series system were calculated, see
Fig. 12 and Eq. (8).
The results displayed in Fig. 13 show that the reliability of the accompanying factors. In Table 7 the varying ranges of the reliabil-
superstructure of the bridge decreases when the number of simul- ity index bg and the failure probability pf according to the varying
taneously acting deterioration mechanisms increases. For example factor gcarbo are given.
the limit state (here b = 1.6) is reached after 95 years if only the Within this study the factor gcarbo was varied between 0.5 and
deterioration mechanisms carbonation and chloride induced corro- 2.0. The parameter study was performed for a fixed service life of
sion take place. In the case that all exposures and damaging actions 50 years. The influence of an increasing (>1.0) or a decreasing
are considered (carbonation, chloride, ASR and corrosion of ten- (<1.0) factor gcarbo on the development of the reliability is shown
dons), the limit state is already reached after 50 years, leading to in Table 7. If the average chloride diffusion coefficient is increased
a reduction of the lifetime of 50%. by the factor gcarbo being higher than 1.0 then the reliability de-
creases. Correspondingly the reliability increases with a decreasing
4.5.2. Material-dependent interactions considered chloride diffusion coefficient as a result of a factor gcarbo being low-
In order to consider the interactions between defined actions, er than 1.0.
the factor gcarbo is introduced, see Fig. 12. By means of this interac- The results being indicated in Table 7 and Fig. 13 show that
tion factor gcarbo it is possible to account for the interrelated effects within the range of the varying factor gcarbo the reliability of the
of carbonation and chloride ingress. There are different possible ef- series system varies from b = 1.3 (pf = 10%) to 1.8 (pf = 3.6%). If
fects which might be caused by this material-dependent interac- the factor gcarbo is 0.5 the allowed safety level, related to the reli-
tion. On the one hand due to the carbonation the concrete will ability index b = 1.6 (gcarbo = 1.0), is reached after 115 years. Other-
have an increased density and a lower porosity which in turn will wise if the factor gcarbo is 2.0 the allowed safety level is reached
impede the further ingress of substances from the environment. On already after 15 years.
the other hand the chloride binding capacity of the concrete is low- It is clearly evident that the magnitude of the factor gcarbo, and
ered due to the carbonation process. The total chloride concentra- therefore the extent of the interaction of chloride ingress and car-
tion might be higher than in non-carbonated concrete since the bonation, has a very pronounced effect on the reliability and sus-
bound chlorides are released. To take into consideration the influ- tainability of the series system of the superstructure. Hereby it
ence of carbonation on the chloride ingress the chloride diffusion must be kept in mind, that the interaction factor also depends on
process is modified by introducing the factor gcarbo. Hereby the the concrete quality and thus on the environmental impact during
chloride migration coefficient may either be increased or de- concrete construction.
creased. The chronology in which the different actions occur plays This brief example shows the necessity for the realization of a
an important role within this context, which is not further dis- system reliability analyses for concrete structures underlying dif-
cussed here (compare [74]). ferent and complex deterioration mechanisms and singular risks.
In the following example the interaction is limited to the influ- For further information in relation to system reliability and risk
ence of carbonation on the chloride ingress. Other effects are ne- analysis see [74]. In view of sustainability considerations the pro-
glected. Therefore, the corrosion of the tendons does not have an nounced effect of interactions – lifetime or safety level being
impact on the chloride ingress nor does the carbonation. Further, reached either after 15 or 115 years as shown in the given example
the ASR can be considered to be independent from the other – must be imperatively reflected, see Eq. (1).

Fig. 13. Reliability index bsys vs. age t of the superstructure of the bridge.
H.S. Müller et al. / Construction and Building Materials 67 (2014) 321–337 335

5. Discussion and conclusions losses in compressive strength. Hereby the environmental impact
can be reduced by up to approx. 50% depending on the impact class
The evaluation of the sustainability potential of building mate- considered. According to the presented results, the binder intensity
rials as well as of entire buildings or structures is highly complex, – i.e. the mass of binder in 1 m3 of concrete being necessary to gen-
as it involves the quantification of three interacting and interde- erate 1 MPa of compressive strength – can be reduced from approx.
pendent parameters, i.e. the environmental impact, the technical 10 to 15 kg/(MPa m3) (average value for ordinary concrete today)
performance and the lifetime. From this it is highly obvious, that to values between 0 and 5 kg/(MPa m3). However, from the results
a sole reduction of the environmental impact e.g. during the con- it becomes also evident, that the necessary binder intensity to gen-
struction process will not benefit the environment as long as an erate sufficient strength strongly increases with decreasing design
equivalent technical performance and the lifetime cannot be guar- strength, thus limiting the possibilities in a further reduction of the
anteed. This interdependency can be evaluated using the definition cement content (compare Fig. 4). A final evaluation of the sustain-
of the so-called sustainability potential proposed in Eq. (1). ability potential of green concretes today is limited to pure com-
As was shown in this paper, the introduction of the aforemen- parisons between performance and environmental impact
tioned definition is especially useful with regard to the compara- parameters, as reliable information of the durability and potential
tive evaluation of the sustainability of building materials such as lifetime of such concretes with regard to standard expositions is
concrete. Whereas existing sustainability evaluation programs missing so far.
such as DGNB, LEED or BREEAM are exclusively focused on the The second approach to increase the sustainability potential of
evaluation of residential or industrial buildings and are highly concrete described in this paper consists in the use of ultra high
complex in their application (see e.g. [75]), simple indexes allow- performance concretes. This type of concrete highly benefits from
ing a fast comparison of the sustainability potential of different the fact that with increasing strength, the binder intensity strongly
concretes are missing. This becomes especially relevant, when reduces, providing a more efficient cement usage. Unfortunately,
the focus of the design process is placed on infrastructure buildings the environmental benefit from this increase in efficiency is partly
such as bridges and tunnels. For these structures, both the techni- consumed by the addition of steel fibers with a very high environ-
cal performance as well as the durability are decisive parameters mental impact, needed to cope with the extreme brittleness of the
which are directly linked to the material behavior. The sustainabil- material. Thus, with regard to future research, ways have to be
ity potential then has a dimension of time multiplied for example found to reduce the necessary fiber dosage and to control the
by strength or loading capacity divided e.g. by the GWP. Other materials brittleness by using mineralogical instead of technical
dimensions are possible, when different properties or impact cate- approaches. The key advantage of ultra high performance con-
gories are considered. However, as the compressive strength at cretes therefore can be seen in their superior durability, allowing
28 days is the decisive design parameter in concrete design, it ap- lifetimes far beyond the ones of ordinary concrete structures.
pears reasonable to express the performance of the concrete by the Before this background, the key to evaluating the sustainability
characteristic strength at 28 days fck. By choosing the characteristic potential of concrete is to be seen in a correct evaluation of the life-
instead of the mean strength, safety aspects resulting from an in- time of the material. As a reference for the expected lifetime, the
creased scattering of the material parameters can be considered. service life can be calculated by comparing the influences (environ-
Similarly, we propose to incorporate the GWP as lead parameter mental or mechanical) acting on the concrete with its resistance to
for the environmental impact into Eq. (1), as the environmental these actions. In contrast to the descriptive procedure which is gi-
impact of the concrete production is mainly characterized by pro- ven in national and international standards the advantage of the
nounced emissions of CO2 resulting from the cement production. service life design method is based on the fact that the durability
Finally, with regard to the lifetime of the material, an approach of concrete structures can be quantified in terms of failure proba-
has been presented in Section 4, which allows for the calculation of bilities. With the use of deterioration time laws in connection with
the service life tSL of a concrete subjected to one or more environ- predefined limit states and safety levels the point in time of
mental loadings. By introducing weighting factors and fault tree expectable damages at concrete structures can be calculated.
approaches, also interdependencies between the various loadings
can be correctly considered. These influences and interdependen-
cies are not necessarily limited to durability actions. Basically
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