Professional Documents
Culture Documents
In this article, we examine the definitions of 2002). Other researchers are deeply trou- entifically based” research in education?
“scientifically based research” in education bled by the prominence of experimental and Is scientifically based research the
that have appeared in recent national legisla- designs and the positivist epistemology that only or the best approach to meaningful
tion and policy. These definitions, now writ- sometimes underlies them; they point out studies of educational phenomena? In re-
that decades of widely accepted critiques sponse to a request from the National Ed-
ten into law in the No Child Left Behind Act
of positivism and “science modeled on ucational Research Policy and Priorities
of 2001 and the Education Sciences Reform physics” are being ignored if scientifically Board (NERPPB), a National Research
Act of 2002, and the focus of the National Re- based research is conceived primarily in Council (NRC) committee took up the
search Council’s 2002 publication, Scientific terms of experimental design (e.g., Howe, first question in late 2000. Like all NRC
Research in Education, are being used to affect in press; Lather, 2003). Some researchers committees, the group was assembled by
decisions about the future of education pro- have worried, with good reason, given the soliciting suggestions for membership from
current political climate, that important a number of individuals (e.g., members of
grams and the direction of education re-
ways of knowing, sometimes referred to as the National Academy of Sciences), institu-
search. Perhaps because of the high stakes
“nonscientific,” (e.g., philosophical, his- tions (e.g., officials in schools of education),
involved, there has been some tendency to torical, cultural, affective, postmodern, and and professional associations (e.g., the lead-
lump together the definitions emanating from practice-oriented), will be forgotten in the ership of the American Educational Re-
Washington sources. From our perspective rush to achieve scientifically based research search Association). From a list of more
as participants in some of this activity, we (e.g., Berliner, 2002; Erickson & Gutierrez,
than 75 names, the NRC appointed a panel
2002; St. Pierre, 2002; Willinsky, 2001).
argue that there are important differences of leading scholars reflecting a range of per-
Still others have argued that the perceived
among these definitions and their purposes. spectives and backgrounds to tackle the task
sorry state of education research is not a
Furthermore, we suggest that the various de- of articulating the nature of scientific re-
matter of science at all, but of money and
finitions, together with public input about search in education.1
politics (e.g., David Berliner, remarks at
In the spring of 2002, the committee
them, can provide leverage for altering the the AERA session, “The Science in Educa-
published its report, SRE (NRC, 2002),
meanings of scientifically based research and tion Research,” New Orleans, LA, April 3,
2002; Patricia Graham, remarks at the Na- which argued for a postpositivist approach
education research that are being opera- to scientifically based research in education,
tional Academy of Sciences’ release of Sci-
tionalized in current public policy. including a range of research designs (ex-
entific Research in Education [SRE] [NRC,
2002], Washington, D.C., January 7, 2002; perimental, case study, ethnographic, sur-
Lather, 2003). Debates about these issues vey) and mixed methods (qualitative and
ecent federal education policies have been prominent at many recent pol- quantitative) depending on the research
MONTH/MONTH 2003 31
32 EDUCATIONAL RESEARCHER
(A) means the application of rigorous, systemic, and objective procedures to obtain valid knowledge relevant to
education activities and programs; and
(ii) involves rigorous data analyses that are adequate to test the stated hypotheses and justify the general
conclusions drawn;
(iii) relies on measurements or observational methods that provide valid data across evaluators and observers and
across multiple measurements and observations and across studies by the same or different investigators;
(iv) is evaluated using experimental designs in which individuals, entities, programs, or activities are assigned to
different conditions with appropriate controls to evaluate the effects of the condition of interest through random
assignment experiments, or other designs to the extent such designs contain within-condition or across-condition
controls; and
(v) ensures experimental studies are presented in sufficient detail and clarity to allow for replication, or at a
minimum offer the opportunity to build systematically on its findings.
(A) means the systematic collection and analysis of data often associated with traditions of inquiry historically
based in the humanities, such as narrative analysis; and
(i) uses some combination of participant observation, in-depth interviewing and document collection;
(ii) is intended to explore issues and hypotheses whose underlying dynamics and factors are not sufficiently well
refined, understood, or amenable to experimental control to permit adequate study through quantitative research;
(iii) may include case studies, ethnographies, life histories, multi-site case studies, and participatory action
research; and
(iv) uses approaches to assess the experimental knowledge acquired to assure that the findings are scientifically
valid and replicable.
FIGURE 1. Language defining scientifically based research in the “original Castle Bill” (H.R. 4875, 2000, p. 3).
cember 2000, the NRC Committee on programs—both basic and applied—in A few months after the release of SRE
Scientific Principles for Educational Re- natural science, social science, education, (NRC, 2002), the Subcommittee on Edu-
search began its work. medicine, and agriculture. Several of these cation Reform of the U.S. House Educa-
In November 2001, SRE (NRC, 2002) research programs, representing various tion and Workforce Committee, chaired
was released in prepublication form. In it, fields, are discussed in the report to illus- by Rep. Castle, called a hearing to invite
the committee argued that scientifically trate the grounds for this conclusion. The expert testimony on issues about the then-
based research is defined by a set of princi- conclusion rests on the finding that most still-pending reauthorization of OERI.
ples (see Figure 2), not by research methods research programs in all these fields proceed The NRC was called to testify on perti-
(quantitative or qualitative), and that the in ways consistent with postpositivism (not nent findings from SRE, which includes a
principles guiding scientific research in ed- logical positivism) and are attuned to val- chapter of recommendations for a federal
ucation are in many ways the same regard- ues, complex interactions, and contextual education research agency. In outlining
less of method. The committee reached this features in the manner of social science (not these findings, the testimony challenged
conclusion after reviewing actual research physics) research. the wisdom of the definitions appearing in
OCTOBER 2003 33
34 EDUCATIONAL RESEARCHER
(A) Means research that involves the application of rigorous, systematic, and objective procedures to obtain
reliable and valid knowledge relevant to education activities and programs; and
(ii) Involves rigorous data analyses that are adequate to test the stated hypotheses and justify
the general conclusions drawn;
(iii) Relies on measurements or observational methods that provide reliable and valid data
across evaluators and observers, across multiple measurements and observations, and across
studies by the same or different investigators;
(v) Ensures that experimental studies are presented in sufficient detail and clarity to allow for
replication, or, at a minimum, offer the opportunity to build systematically on their findings; and
(vi) Has been accepted by a peer-reviewed journal or approved by a panel of independent experts through a
comparably rigorous, objective, and scientific review.
FIGURE 3. Definition of scientifically based research in No Child Left Behind Act of 2001 (pp. 126–127).
provision that methods be appropriate to Similarly, there are indications that the Summary of Changes to the Study
address the particular question associated procedures to be used by the WWC are DIAD as a Function of Public Input
with an investigation. being modified and broadened based on
The current version of the Study DIAD
public input. In November 2002, WWC
Changes Over Time has changed significantly. . . .
released its draft procedures for identifying
Based on Public Input
the characteristics of research studies to be Quantitative research focus. Many
Comparing the original Castle Bill (H.R. included in its “evidence-based reports” of individuals were concerned by the
4875, 2000) with its final version as ESRA educational topics. The procedures, re- focus on quantitative research. For
(2002), important changes occurred over ferred to as a Study DIAD (Design and example, the WWC received com-
time in the language and scope of federal
Implementation Assessment Device), were ments expressing concern that the
education research. These changes may
published on the WWC website (http:// WWC neglected qualitative re-
seem minor to many in the education re-
www.w-w-c.org), and public comment was search. Others suggested that the
search community, but we think it is clear
invited. In early March 2003, WWC up- WWC develop a parallel set of
that the ESRA definitions are more inclu-
dated the website to include the com- guidelines for qualitative research.
sive of various research designs and more
sensitive to the realities of research in prac- ments it received (n = 47) and the changes In response, the WWC reworded
tice than those in the original Castle Bill. it planned to make. Below is an excerpt statements in the introduction to the
And although there are many potential taken from the website on May 25, 2003, Study DIAD to emphasize that (a)
sources of these changes, the differences and dated March 5, 2003; a complete list the work of the WWC focuses on the
between the original Castle Bill and ESRA of the changes made and the comments re- best methods for assessing causal ef-
and the similarities between SRE (NRC, ceived during the November–December fectiveness but that (b) the WWC
2002) and ESRA suggest that SRE and the 2002 comment period are available at does not believe that quantitative
congressional testimony based on it had www.w-w-c.org/standards.html. methods are the only methods that
some effect on the law. can be called “scientific.”
OCTOBER 2003 35
(A) The term “scientifically based research standards” means research standards that—
(i) apply rigorous, systematic, and objective methodology to obtain reliable and valid knowledge relevant to
education activities and programs; and
(ii) present findings and make claims that are appropriate to and supported by the methods that have been
employed.
(ii) involving data analyses that are adequate to support the general findings;
(iv) making claims of causal relationships only in random assignment experiments or other designs (to the extent
such designs substantially eliminate plausible competing explanations for the obtained results);
(v) ensuring that studies and methods are presented in sufficient detail and clarity to allow for replication or, at a
minimum, to offer the opportunity to build systematically on the findings of the research;
(vi) obtaining acceptance by a peer-reviewed journal or approval by a panel of independent experts through a
comparably rigorous, objective, and scientific review; and
(vii) using research designs and methods appropriate to the research question posed.
FIGURE 4. Scientifically based research in the Education Sciences Reform Act of 2002.
Treatment of different research designs. have the Study DIAD be as compre- question is now included which as-
Other commentors wondered if and/ hensive as possible versus (b) the fre- sesses the alignment of the interven-
or how research designs other than quency with which features actually tion and the outcome. . . . Alignment
randomized trials could be accom- appear in studies and the need to pre- problems can occur when there is lit-
modated by the Study DIAD. There vent the instrument from becoming tle relation between an intervention
is a new section in the current version unwieldy. The Study DIAD now in- and an outcome (e.g., when students
of the Study DIAD for assessing cludes a list of “Other Characteristics are taught math but reading out-
studies using regression discontinu- to Code from Studies and Examine as comes are measured) or when there is
ity designs. There is also a separate Potential Moderators of Effect Size.” too much overlap between an inter-
section assessing experimental designs The previous version of the Study vention and the outcome (e.g., in a
and a separate section assessing quasi- DIAD contained a reference to this study of reading comprehension, the
experimental designs. In the future, list, but it is now explicitly part of the intervention students were exposed
the revised structure of the Study Study DIAD materials, appearing as to specific reading passages that ap-
DIAD will allow the WWC to add an appendix. It contains over 30 fea- pear verbatim on the outcome mea-
sections for assessing other designs tures of study design and implemen- sure, while comparison students did
(e.g., single subject and interrupted tation that should be coded about not receive this exposure). . . .
time series designs). studies included in WWC Evidence
Reports. . . . Again, many are likely to be disap-
Other important design features. Com-
mentors proposed an extensive array Alignment of intervention and out- pointed that the changes anticipated by
of additional design features they felt come. Some features were added to WWC are not more extensive. But an
should be included in the Study the Study DIAD in response to sug- equally important point here is that some
DIAD. The WWC discussed many of gestions. For example, in response to changes are being made, and they are ap-
these . . . , weighing (a) the desire to articulated concerns, an additional parently being made, at least in part, be-
36 EDUCATIONAL RESEARCHER
OCTOBER 2003 37
38 EDUCATIONAL RESEARCHER