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IING
GEOLOGY
ELSEVIER Engineering Geology 44 (1996) 147-161
Abstract
The aim of the present study is to prepare a landslide susceptibility map of a region of about 120 km 2, between
G6kcesu and Pazarkry (around Mengen, N W Turkey) at approximately 10 km north of the North Anatolian Fault
Zone, where frequent landslides occur. For this purpose, mechanisms of the landslides were studied by two-dimensional
stability analyses together with field observations, and the parameters controlling the development of such slides were
identified. Field observations indicated that the failures generally developed within the unconsolidated and/or semi-
consolidated soil units in forms of rotational, successive shallow landslides within the weathered zone in Mengen,
Cukurca and Sazlar formations. Although consisting of residual soils, Capak and Grkdag formations do not exhibit
landslides as the natural slopes formed on these, do not exceed the critical slope angles. Statistical evaluations and
distribution of the landslides on the topographical map showed that such parameters as cohesion, angle of internal
friction, slope, relative height, orientation of slopes, proximity to drainage pattern, vegetation cover and proximity to
major faults were the common features on the landslides. Digital images were obtained to represent all these
parameters on gray scale on the SPOT image and on the digital elevation model (DEM) of the area using image
processing techniques. Soil mechanics tests were carded out on 36 representative samples collected from different
units, and parameters were determined for two-dimensional stability analyses basing on "sensitivity approach" and
for the preparation of digital shear strength map. In order to determine the critical slope angle values for the residual
soils, a series of sensitivity analyses were realized by using two-dimensional deterministic slope stability analyses
techniques for varying values of cohesion, angle of internal friction and slope height along with varying saturation
conditions. According to the results of the sensitivity analyses, the Mengen formation was found to be most susceptible
unit to landslides, covering about 33.5% of the region studied in terms of surface area. The distribution of the critical
slopes were determined by superimposing the critical slope values from sensitivity analyses on slope map of the study
area. On the other hand, iso-cohesion and iso-friction maps were produced by locating the values of cohesion and
internal friction angles in a geographic coordinate system such that they coincide with sample locations on the DEM
and by further interpolation of the values concerned. The pixel values were evaluated in gray scale from 0 to 255, 0
representing the lowest pixel value and 255 representing the highest. Sensitivity analyses on cohesion and angle of
internal friction to investigate the effects of these parameters only on stability, revealed that cohesion was effective at
a rate of 70% by itself, while angle of internal friction alone controlled the stability by a rate of 30%. The iso-cohesion
and iso-friction maps previously obtained were digitally combined in these rates and a "shear strength map" was
prepared. The geographic setting of the study area is such that northern slopes usually receive dense precipitation. In
* Corresponding author.
relation to this fact, about 42% of the landslides are due north. Thus, a slope orientation map was prepared using
the DEM, and slopes facing north were evaluated as being more susceptible to sliding. Proximity to the drainage
pattern was another important factor in the evaluation, as streams could adversely affect the stability by either eroding
the toe or saturating the slope, or both. When considered together, in conjunction with the field observations, faults
and landslides showed a close association. In the area, about 88% of the landslides were detected within an area
closer than 250 m to major faults, therefore, a main discontinuity map was produced using the SPOT image of the
region, and "proximity to major faults" was evaluated as a parameter as most of the landslides developed in areas
where the vegetation was rather sparse. A vegetation cover map was therefore obtained from the SPOT image, and
the areas with denser vegetation were considered to be less susceptible to sliding with respect to the areas with less or
no vegetation. Having prepared the maps accounting for the distribution of critical slopes, shear strength properties,
relative height, slope angle, orientation of the slopes, vegetation cover, proximity to the drainage pattern, geographic
corrections were carried on each of these, and a potential failure map was obtained for the residual soils by
superimposing all these maps. Next, a classification was performed on the final map and five relative zones of
susceptibility were defined. When compared with this map, all of the landslides identified in the field were found to
be located in the most susceptible zone. The performance of the method used in processing the images appears to be
quite high, the zones determined on the map being the zones of relative susceptibility.
Key words." Landslide susceptibility; Mapping; Residual soils; Mengen region (Turkey); Deterministic stability analyses;
Image processing techniques
tal elevation model, while the proximity to the addition, there are many subdiary intermittent
main faults and vegetation cover maps were streams flowing only after rainy periods. The prin-
derived using the SPOT image by image processing cipal roads in the area are those connecting
techniques. Pazarkry-Grkcesu and Gerede-Karabiak-
Zonguldak (see Fig. 1).
The area is generally covered by dense vegetation
2. General characteristics of the study area and possesses a sub-parallel drainage pattern.
Average annual precipitation is 1000 mm; the tem-
The study area covers about 120 km 2 between perature varies between - 5 and 25°C (D.S.I.,
G6kcesu and Pazark6y, northwest Turkey 1986). Typical Western Black Sea climate prevails
(Fig. 1), approximately 10 km north of the North in the region.
Anatolian Fault Zone. There are no major cities
within the study area except Mengen town, but
numerous small villages are scattered around. 3. Geological characteristics of the site
The topography of the study area is generally
steep to rough, cut by deep valleys. The prominent The study area is located at the western part of
hills in the investigated area include Dikmentepe the Pontides. The area is limited by the North
(1153 m), Tinaztepe (1132 m), Elmacikbasitepe Anatolian Fault Zone from the south and by the
( 1235 m), and Eglidikmenitepe ( 1135 m). Average Bolu Massif from the west. The soils and heavily
elevation ranges between 800 and 1250 m. crushed rocks behaving like soils in the site have
The main stream in the area is the Ulusu. In been investigated in this study. The soils located
at the study area are of residual character. Field
studies showed that the soils in the study area
were the weathering products of the formations
over which they lie, thus usually including angular
blocks of the same composition. Therefore, the
formation names used in previous studies were
also kept in this study instead of assigning new
names.
In the stratigraphic succession, the basement
rocks consists of metamorphic and plutonic units
of the Paleozoic age (Cerit, 1983) observed in the
northwest and south parts of the study area. The
Capak formation of Devonian age (Cerit, 1983)
consists of recrystallized limestones and uncon-
formably covers the basement. The Eocene lime-
stones, called the Grkdag formation, appear in
the western part of the study area and unconform-
ably lie over the Capak formation. The Sazlar
formation, consisting of limestones, the Cukurca
formation, represented by siltstone, sandstone and
limestone alternation, and the youngest formation
at the site, the Mengen formation, which includes
consolidated and semi-consolidated conglomer-
ates, are the conformable rock units in the strati-
graphic succession from Late Paleocene to Early
Oligocene (Cerit, 1983).
Many strike-slip and thrust faults are typical in
Fig. 1. Location map of the study area. the study area. The direction of strike slip faults
c~
/,539 EXPLANATIONS
~
o - ~~ : ~ ' " o o ob o O'o
O o ° N
.L__,.__L__ v ~ ~ i u u 0 0 TRIASSIC
0~
0 ' 0 , C a p a k I~
V / / A |rl~r~zca|Hzed Ih.eszonc)
0~
PSulonic r~)ck s
( D t o r i [ c a n d graasadiortcc)
1~4k~¢amorphic ~ c k s
(Qua~te - re,ca schist
ilttn)l¢Ion) 4~
4~
Formation boundary
Thrust fault
Stnke-slip fault
". ~. 0
Settlement
0 ¢ A Hill
/,526 Road
-.I' Landslide
0 0.5 l k m
Fig. 2. Geological map of th~ ~tudy area (modified from CcrJt, 1983).
C. Grkceoglu, H. Aksoy/Engineering Geology 44 (1996) 147-161 151
is generally NW-SE, while that of thrust faults is sensitivity approach, preparation of DEM, and
NE-SW (see Fig. 2). At ten different locations in image processing techniques (Fig. 3).
different formations, strike and dip measurements Field observations in the study area revealed
of joints were carried out. About 140 measure- that all landslides occurred in the residual soils of
ments were taken at each location. The measure- the Sazlar, Cukurca and Mengen formations. The
ments showed that the joints dipped NE and NW. percentage distribution of landslides in these for-
All these directions belonging to the structural mations is shown in Fig. 4. In order to evaluate
elements are in accordance with the tectonic regime the distribution, and the orientation of the land-
of the North Anatolian Fault Zone. slide statistically, neighbouring regions with similar
geological properties were also examined.
Statistical evaluations and distribution of the land-
4. Methodology slides shown on the geological map (see Fig. 2)
indicated that shear strength parameters (c and if),
The study for potential susceptibility zonation slope angle, relative height, orientation of slopes,
consisted of field studies, soil mechanics laboratory proximity to the drainage pattern, vegetation cover
tests, two-dimensional stability analyses using the and proximity to main faults are the major features
T ! I dizitize c, ~ I ISPOTImm~e~.
field ob~n~tion E i 1
I afthe Imnd¢li t i
~)btain c, *, ~ ....
/
T
limit-equilibrium I
Istabilitytanal~esI
an~les
critical slope F
J
............ ' ................... 1 ...............
[
.........................................................
[ dim'ibufion of"
critical slopes
I =
ItaSDSUSu u uml
Fig. 3. Schematic representation of the investigation phases.
152 C. G6kceoglu, H. Aksoy/Engineering Geology 44 (1996) 147-161
Table 1
Variation of some geomechanical parameters of residual soils
in the study area
(a) (b)
I.I
1.6 1.4-
~15'
4=10'
~
0
1.4
1.0
4=5' l.l-
I.t- ;22
~ 0.1
t~ e J .
,,~ 0.6
t4.
0.4
~°
OJ
2 5 tO 15 15
' o.~
I
o.ta
I
ear o26
I I
t4s
I
eJ4
I
o.63
Fig. 5, Sensitivityanalyses results based on the shear strength parameters. (a) Factor of safety versus cohesion; (b) factor of safety
versus angle of internal friction.
iso-friction maps were prepared by plotting the for different values of cohesion and angle of
values of cohesion and internal friction angles on internal friction to investigate the effects of these
a geographic coordinate system. Relationships parameters on the stability (Fig. 5), revealed that
between the pixel values (PV), the cohesion (c) cohesion was effective at a rate of 70% by itself,
and the angle of internal friction (~b), could be while the angle of internal friction alone controlled
expressed as P V = 1 7 . 3 5 c - 6 7 . 5 5 and P V = the stability by a rate of 30%. These rates were
19.62~b-78.6 for cohesion and internal friction obtained by carrying out stability analyses for
angle, respectively, with a correlation coefficient various slope geometries, with slope angles
of 0.93 for both. Sensitivity analyses performed between 20 and 60 °, and unit weight values
x 0.70 I x 0.30
\ 2.5
z 21
F J~l t.5
F F I~I
iF i
1,5
_ _ _ _ _ L I oL • I [ 1 i l i
o
llO 0 I~ 30 3# N ~0 ~0 ?0 8~ 16 ~0 3! 40 50 K 70 80
eo
0 .s~ d~, pV,,. p,,n o~ f~,~.}, ,st. s) S u d y sot pres. pint of mut.), mr.
4,
I
\
Slopeheight
F 't
i
" ' - 20m
q - 40m
+60m
I
--B- 80 m
1 J I i [ I Oi I I I I I i L I I I I
ii 2o 3o 4o 5o N 70 N O 10 30 30 40 50 N 70 80 0 10 20 30 40 50 60 ?0 80
Ge ct"
Fig. 7. Graphs showing the variation of factor of safety with slope angle and slope height under saturated conditions.
C. G6keeoglu, H. Aksoy/Engineering Geology 44 (1996) 147-161 155
6~ao
IRelatively
~susceptible
~ Relatively
~afe
! lkm
|
Fig. 8. Zonation of critical slopes on the study area.
between 14 and 20 kN/m 3, to represent most soil 5.2. Analyses for the distribution of critical slopes
slope conditions. The iso-cohesion (Fig. 6a) and
iso-friction (Fig. 6b) maps previously obtained For the determination of critical slope angles in
were then digitally combined in these rates (i.e., the residual soils, a series of sensitivity analyses
70 and 30%) and a "shear strength map" was were performed by using two-dimensional slope
prepared (Fig. 6). stability analysis technique (Bishop, 1955) for the
156 C GOkceoglu, H. Aksoy/Engineering Geology 44 (1996) 147-161
50
41
40
30 ¸
J.
~. ~o I(
G
0-I0 10-20 ~-30 30-40 >40 N NE Nil E II ~ Sll S
Slope Angles (degrees) Olimllm~a of m ~al~
Fig. 9. Histogram showing frequency of slopes as related to Fig. 10. Comparison of orientation of the landslides and natu-
slope angles. ral slopes.
0-50 50-100 100-150 lfi0-200 >200 According to Greenway (1987), vegetation roots
Distance from main faults (m) penetrate throughout the soils and increase their
shear strength. Cerit et al. (1988) and G6kceoglu
Fig. 11. Relationship betweenthe landslides and distance from (1993) reported that the majority of the major
the major faults. landslides in the study area occurred in the areas
where the vegetation was rather sparse. A vegeta-
5.4. Slope orientation tion cover map was, therefore, considered to be
necessary and prepared from the XS1 and XS2
Degree of saturation of the slope-forming mate- spectral bands of the SPOT image of the area. For
rial is another major factor controlling the occur- this purpose, the regions with denser vegetation
rence of landslides. The northern slopes in the were considered to be less susceptible to landsliding
study site usually receive dense precipitation when compared to the areas with less or no
(D.S.I., 1986; Gafur et al., 1982). Therefore, the vegetation.
slopes facing to the north are highly susceptible to
landslides. As a result, 42% of the landslides 5.8. Proximity to major faults
observed in the area dip towards north (Fig. 10).
Thus, a slope orientation map was prepared using Gupta and Joshi (1990) showed that 33% of the
the DEM, and slopes facing to the north were landslides occurring in the Ramganga region of
evaluated as being more susceptible to landsliding. the Himalayas, India, were located at a distance
of 1 km from the fault systems. The site studied,
5.5. Relative height being situated about 10 km north of an active
plate boundary, the North Anatolian Fault Zone,
The vertical distance between the crest and toe comprises several faults developed in various char-
of a slope has been used as an input parameter by acters and directions. Field observations indicated
Anabalagan (1992). In fact, the sensitivity analyses that a greater majority of the landslides in the
performed in this study showed that the factor of region developed in areas very close to the faults.
safety was reduced with increase in slope height. On the other hand, a statistical evaluation of the
Therefore, comparing two slopes having identical distribution of the existing landslides on previous
geomechanical and geometrical parameters except regional geological maps showed that about 88%
158 C. GOkceoglu, H. Aksoy/Engineering Geology 44 (1996) 147-161
Landscape
susceptibility
map
Slope map
Map of proximity
to drainage pattern
Vegetation map
Map of proxhn~ty
to major faults
4539
r~
452(
416 426
lml
Fig. 13. Final landslide susceptibility map obtained for the study area.
160 C Grkceoglu, H. Aksoy/Engineering Geology 44 (1996) 147-161
of these were identified to occur in areas closer in the form of successive shallow circular slides;
than 250 m to the major faults (Fig. 11). and occur in unconsolidated and/or semi-consoli-
Therefore, a fault map was prepared using the dated residual soil units.
SPOT image of the region, and "proximity to the (b) All the landslides occurred in Mengen,
major faults" was evaluated as another susceptibil- Cukurca and Sazlar formations. Although Capak
ity parameter. and G6kdag formations along with Plutonic and
Metamorphic units include residual soils, they do
5.9. Groundwater conditions not exhibit instabilities probably because of the
shallow soil cover or simply because the critical
When the failure surfaces of the landslides were slope angles are not exceeded.
examined in the field, it was seen that almost all (c) When compared with the so-prepared map,
of these surfaces were moist. However, no ground- all of the landslides identified in the field were
water discharges were observed close to the land- found to be located in the most susceptible zone.
slides. On the other hand no direct evaluation of As far as the performance of the method used for
the groundwater table could be assessed as no processing is concerned, the images appear to be
drillhole data were available. Therefore, ground- quite satisfactory, the zones determined on the
water was not included as a parameter in this map being zones of relative susceptibility.
study. Inclusion of data on groundwater condi- (d) The method used in this study may be
tions may however improve the quality of the considered to be quite practical for studying the
work performed. relative susceptibility to landslides in comparable
areas.
5.10. Production of final map
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