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Chapter1

TD-LTE principle
TD-LTE Principle

Contents

1 Overview ..................................................................................................................................................... 1

1.1 Background ....................................................................................................................................... 1

1.1.1 Mobile Communications Evolution ....................................................................................... 1

1.2 LTE Overview and Standard Development....................................................................................... 2

2 LTE Indexes and Requirements ................................................................................................................ 3

2.1 Overview ........................................................................................................................................... 3

2.2 Frequency Band Division.................................................................................................................. 3

2.3 Peak Data Rate .................................................................................................................................. 4

2.4 Control Plane Delay .......................................................................................................................... 5

2.5 User Plane Delay............................................................................................................................... 5

2.6 User Throughput ............................................................................................................................... 5

2.7 Spectrum Efficiency .......................................................................................................................... 6

2.8 Mobility............................................................................................................................................. 6

2.9 Coverage ........................................................................................................................................... 6

2.10 Spectrum Flexibility ........................................................................................................................ 7

2.11 Coexistence and Interoperability with Existing 3GPP Systems ...................................................... 7

2.12 Reducing CAPEX and OPEX ......................................................................................................... 8

3 LTE Architecture........................................................................................................................................ 9

3.1 System Architecture .......................................................................................................................... 9

3.2 Radio Protocol Architecture ............................................................................................................ 15

3.2.1 Control Plane Protocol Architecture .................................................................................... 15

3.2.2 User Plane Protocol Architecture ......................................................................................... 16

3.3 S1 Interface and X2 Interface ......................................................................................................... 16


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3.3.1 S1 Interface ...........................................................................................................................16

3.3.2 X2 Interface ..........................................................................................................................20

4 Physical Layer ...........................................................................................................................................23

4.1 Frame Structure ...............................................................................................................................23

4.1.1 Frame structure type 1 ..........................................................................................................23

4.1.2 Frame structure type 2 ..........................................................................................................24

4.2 Physical Resources ..........................................................................................................................25

4.3 Physical Channels ............................................................................................................................28

4.4 Transport Channels ..........................................................................................................................29

4.5 Mapping Between Transport Channels and Physical Channels .......................................................31

4.6 Physical Signals ...............................................................................................................................32

4.7 Physical Layer Model ......................................................................................................................33

4.8 Physical Layer Procedures ...............................................................................................................36

4.8.1 Synchronization Procedures .................................................................................................36

4.8.2 Power Control .......................................................................................................................36

4.8.3 Random Access Procedures ..................................................................................................36

5 Layer 2 .......................................................................................................................................................39

5.1 MAC Sub-Layer ..............................................................................................................................40

5.1.1 MAC Functions ....................................................................................................................40

5.1.2 Logical Channels ..................................................................................................................41

5.1.3 Mapping Between Logical Channels and Transport Channels .............................................42

5.2 RLC Sub-Layer................................................................................................................................43

5.2.1 RLC Functions ......................................................................................................................43

5.2.2 PDU Structure .......................................................................................................................43

5.3 PDCP Sub-Layer..............................................................................................................................44

5.3.1 PDCP Functions ....................................................................................................................44

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5.3.2 PDU Structure ...................................................................................................................... 45

6 RRC ........................................................................................................................................................... 47

6.1 RRC Functions ................................................................................................................................ 47

6.2 RRC State........................................................................................................................................ 48

6.3 NAS State and the Relationship With the RRC State ..................................................................... 49

6.4 RRC Procedure ............................................................................................................................... 49

6.4.1 System Information .............................................................................................................. 49

6.4.2 RRC Connection Control ..................................................................................................... 51

7 Orthogonal Frequency Division Multiplexing (OFDM) ....................................................................... 53

7.1 Downlink OFDMA ......................................................................................................................... 53

7.1.1 Basic Principles of OFDM ................................................................................................... 53

7.1.2 OFDM Implementation Using IFFT/FFT Processing .......................................................... 55

7.1.3 Cyclic-Prefix Insertion ......................................................................................................... 57

7.1.4 LTE OFDM Parameters ....................................................................................................... 59

7.2 Uplink SC-FDMA ........................................................................................................................... 60

7.2.1 Basic Principles of DFTS-OFDM ........................................................................................ 60

7.2.2 LTE DFTS-OFDM Parameters ............................................................................................ 62

Appendix A Abbreviation ........................................................................................................................... 65

Appendix B Reference Document .............................................................................................................. 67

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Figure of Content

Figure 1.1-1 Development and Evolution of Wireless Communication Technologies..............................1


Figure 1.2-1 Organization and establishment stages of 3GPP standards...................................................2
Figure 2.1-1 LTE Indexes and Requirements ............................................................................................3
Figure 3.1-1 SAE/LTE Architecture ..........................................................................................................9
Figure 3.1-2 E-UTRAN Architecture ........................................................................................................9
Figure 3.1-3 EPC/E-UTRAN Functional split .......................................................................................13
Figure 3.1-4 EPS Bearer..........................................................................................................................13
Figure 3.2-1 Control Plane Protocol Stack ..............................................................................................15
Figure 3.2-2 User plane protocol stack....................................................................................................16
Figure 3.3-1 S1 interface control plane (eNodeB-MME)........................................................................16
Figure 3.3-2 S1 interface user plane (eNodeB–S-GW) ...........................................................................17
Figure 3.3-3 Initial Context Establishment (Blue Parts) in Idle-to-Active Procedure.............................19
Figure 3.3-4 X2 interface control plane ..................................................................................................20
Figure 3.3-5 X2 interface user plane .......................................................................................................21
Figure 3.3-6 X2 Interface LOAD INDICATION message ......................................................................22
Figure 4.1-1 Frame structure 1 ................................................................................................................23
Figure 4.1-2 Frame structure 1 ................................................................................................................24
Figure 4.1-3 Frame structure 2 ...............................................................................................................25
Figure 4.2-1 Physical Resource Structure of a Downlink Slot ................................................................26
Figure 4.2-2 Physical Resource Structure of an Uplink Slot ...................................................................27
Figure 4.5-1 Mapping Between Downlink Transport Channels and Downlink Physical Channels ........31
Figure 4.5-2 Mapping Between Uplink Transport Channels and Uplink Physical Channels..................31
Figure 4.7-1 Physical Layer Model for DL-SCH Transmission ..............................................................33
Figure 4.7-2 Physical Layer Model for BCH Transmission ....................................................................33
Figure 4.7-3 Physical Layer Model for PCH Transmission ....................................................................34
Figure 4.7-4 Physical Layer Model for MCH Transmission ...................................................................35
Figure 4.7-5 Physical Layer Model for UL-SCH Transmission ..............................................................35
Figure 4.8-1 Layer 2 Downlink Structure ...............................................................................................39
Figure 4.8-2 Layer 2 Uplink Structure ....................................................................................................39

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Figure 5.1-1 Mapping Between Downlink Logical Channels and Transport Channels.......................... 42
Figure 5.1-2 Mapping between uplink logical channels and transport channels .................................... 42
Figure 5.2-1 RLC PDU Structure ........................................................................................................... 44
Figure 5.3-1 PDCP PDU Structure ......................................................................................................... 45
Figure 7.1-1 Orthogonal Subcarriers ....................................................................................................... 53
Figure 7.1-2 OFDM Modulator ............................................................................................................... 53
Figure 7.1-3 OFDM Subcarriers .............................................................................................................. 54
Figure 7.1-4 basic principle of Modulation ............................................................................................ 54
Figure 7.1-5 basic principle of OFDM demodulation ............................................................................. 55
Figure 7.1-6 FFT processing.................................................................................................................... 56
Figure 7.1-7 inter-symbol interference .................................................................................................... 57
Figure 7.1-8 cyclic- prefix ....................................................................................................................... 58
Figure 7.2-1 Basic Principles of DFTS-OFDM ....................................................................................... 60
Figure 7.2-2 mapping from the DFT output to IDFT input ..................................................................... 61
Figure 7.2-3 transmitted spectrum in localized and distributed DFTS-OFDM ..................................... 62

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TD-LTE Principle

1 Overview

1.1 Background

1.1.1 Mobile Communications Evolution

The development history from 2G and 3G to 3.9 G is the development history from
low-speed voice services to high-speed multimedia services of mobile communications.

3GPP has been progressively perfected LTE R8 standard:

1. LTE R8 RAN1 was frozen in December, 2008.

2. LTE R8 RAN2, RAN3, and RAN4 were frozen in December, 2008.

3. LTE R8 standard was completed by March, 2009, implementing basic LTE


functions at the first commercial use of LTE systems.

Error! Reference source not found. shows the development and evolution of wireless
communication technologies.

Figure 1.1-1 Development and Evolution of Wireless Communication Technologies

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TD-LTE Principle

1.2 LTE Overview and Standard Development


3GPP working groups started LTE standardization in December, 2004. LTE focuses on
the enhancement of UTRAN and UTRA.

The establishment of 3GPP standards can be divided into four stages: requirement
proposal, architecture establishment, detailed specifications, and testing and
verification.

3GPP works in workgroup mode and RAN1/2/3/4/5 workgroups are directly related to
LTE.

Figure 1.2-1 Organization and establishment stages of 3GPP standards

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TD-LTE Principle

2 LTE Indexes and Requirements

2.1 Overview

Peak data rate


DL: 100 Mbit/s
UL: 50 Mbit/s

Enhanced Delay reduced


cell CP: 100 ms
coverage UP: 5 ms

LTE
features

Enhanced Lower
spectrum OPEX and
efficiency CAPEX

Different
bandwidth
supported

Figure 2.1-1 LTE Indexes and Requirements

2.2 Frequency Band Division


Table 2.2-1 lists the E-UTRA frequency bands.

Table 2.2-1 E-UTRA frequency bands

E-UTRA Uplink (UL) operating band BS receive Downlink (DL) operating band BS Duplex
Operating UE transmit transmit UE receive Mode
Band

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FUL_low – FUL_high FDL_low –

FDL_high

1 1920 MHz – 1980 MHz 2110 MHz – 2170 MHz FDD


2 1850 MHz – 1910 MHz 1930 MHz – 1990 MHz FDD
3 1710 MHz – 1785 MHz 1805 MHz – 1880 MHz FDD
4 1710 MHz – 1755 MHz 2110 MHz – 2155 MHz FDD
5 824 MHz – 849 MHz 869 MHz – 894MHz FDD
6 830 MHz – 840 MHz 875 MHz – 885 MHz FDD
7 2500 MHz – 2570 MHz 2620 MHz – 2690 MHz FDD
8 880 MHz – 915 MHz 925 MHz – 960 MHz FDD
9 1749.9 MHz – 1784.9 MHz 1844.9 MHz – 1879.9 MHz FDD
10 1710 MHz – 1770 MHz 2110 MHz – 2170 MHz FDD
11 1427.9 MHz – 1452.9 MHz 1475.9 MHz – 1500.9 MHz FDD
12 698 MHz – 716 MHz 728 MHz – 746 MHz FDD
13 777 MHz – 787 MHz 746 MHz – 756 MHz FDD
14 788 MHz – 798 MHz 758 MHz – 768 MHz FDD

17 704 MHz – 716 MHz 734 MHz – 746 MHz FDD
...
33 1900 MHz – 1920 MHz 1900 MHz – 1920 MHz TDD
34 2010 MHz – 2025 MHz 2010 MHz – 2025 MHz TDD
35 1850 MHz – 1910 MHz 1850 MHz – 1910 MHz TDD
36 1930 MHz – 1990 MHz 1930 MHz – 1990 MHz TDD
37 1910 MHz – 1930 MHz 1910 MHz – 1930 MHz TDD
38 2570 MHz – 2620 MHz 2570 MHz – 2620 MHz TDD
39 1880 MHz – 1920 MHz 1880 MHz – 1920 MHz TDD
40 2300 MHz – 2400 MHz 2300 MHz – 2400 MHz TDD

2.3 Peak Data Rate


According to 25.913,the instantaneous downlink peak rate reaches 100 Mbit/s (5 bit/s/Hz) at 20
MHz downlink spectrum band (two transmit antennas on the network side and two receive
antennas on the UE side).

The instantaneous uplink peak rate reaches 50 Mbit/s (2.5 bit/s/Hz) at 20 MHz uplink spectrum
band (one receive antenna on the UE side).

Wideband, MIMOs, and advanced modulation technologies are the key technologies to increase
the peak data rate.

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2.4 Control Plane Delay


From residence to activation, similarly, from idle state to CELL_DCH state of Release
6, the transmission delay time of the control plane is shorter than 100 ms and does not
include the paging delay time or NAS delay time.

From sleep to activation, similarly, from CELL_PCH state to CELL_DCH state of


Release 6, the transmission delay time of the control plane is shorter than 50 ms and
does not include the DRX interval.

Additionally, if the control plane operates at 5 MHz spectrum band, each cell is
expected to support 200 activated users. In the case of higher spectrum bands, each cell
is expected to support 400 activated users.

2.5 User Plane Delay


The user-plane delay is the unidirectional transmission time that a packet is transmitted
from the IP layer of a UE/RAN edge node to the IP layer of a RAN edge node/UE. The
RAN edge node indicates the interface nodes of the RAN and core network.

In the case of "zero loads" (a single user and a single data flow) and "small IP packets"
(only one IP header and no effective load), the user-plane delay is expected to be no
longer than 5 ms.

2.6 User Throughput


Downlink:

1. The user throughput per MHz at the Cumulative Distribution Function (CDF) of
5% must reach two to three times the throughput of R6 HSDPA.

2. The average user throughput per MHz must reach three to four times the
throughput of R6 HSDPA.
R6 HSDPA uses one transmitter and one receiver (1T1R) while LTE uses two
transmitters and two receivers (2T2R).

Uplink:

1. The user throughput per MHz at the CDF of 5% must reach two to three times
the throughput of R6 HSUPA.

2. The user throughput per MHz must reach two to three times the throughput of
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TD-LTE Principle

R6 HSUPA.
R6 HSUPA uses 1T2R, and so does LTE.

2.7 Spectrum Efficiency


Downlink: On a network with effective load, the target LTE spectrum efficiency
(measured by the bit quantity per site, per Hz, and per second) is three to four times
more efficient than R6 HSDPA. R6 HSDPA uses 1T1R while LTE uses 2T2R.

Uplink: On a network with effective load, the target LTE spectrum efficiency
(measured by the bit quantity per site, per Hz, and per second) is two to three times
more efficient than R6 HSUPA. R6 HSUPA uses 1T2R, and so does LTE.

2.8 Mobility
E-UTRAN can provide optimum network performance for mobile users at the speed of
0–15 km/h, high performance services at the speed of 15–120 km/h, and cell network
services at the speed of 120–350 km/h (the speed even reaches 500 km/h at specified
bands).

Voice services and other real-time services provided in the R6 CS domain are
supported by PS domain on the E-UTRAN and all these services can reach or exceed
the quality of UTRAN services. The interruption time caused by handovers within the
E-UTRA system must be shorter than or equal to the handover time of the GERAN CS
domain.

In a special case where the moving speed exceeds 250 km/h (in a high-speed train), the
physical layer parameters of E-UTRAN must be set to be capable of protecting the
connections between users and networks at the highest speed of 350 km/h (the speed
even reaches 500 km/h at specified bands).

2.9 Coverage
The E-UTRA system must flexibly support all coverage scenarios on the basis of
reusing the current UTRAN sites and frequencies to meet the preceding performance
indexes such as the user throughput, spectrum efficiency, and mobility.

The performance requirements of the E-UTRA system within different coverage scope
are listed as follows:
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1. Coverage radius within 5 km: The preceding performance indexes such as the
user throughput, spectrum efficiency, and mobility must be fully satisfied.

2. Coverage radius within 30 km: The throughput and spectrum efficiency are
allowed to slightly drop but within an acceptable range, and the mobility index
must be fully satisfied.

3. Maximum coverage radius: 100 km.

2.10 Spectrum Flexibility


On one hand, the spectrum flexibility allows deployment of E-UTRA at varied bands
including 1.4 MHz, 3 MHz, 5 MHz, 10 MHz, 15 MHz, and 20 MHz. The E-UTRA
supports paired and unpaired spectrums.

On the other hand, the spectrum flexibility allows consolidation of spectrum bands.

2.11 Coexistence and Interoperability with Existing 3GPP Systems


Interoperability requirements of the E-UTRA and 3GPP systems include but are not
limited to:

1. E-UTRAN and UTRAN/GERAN multi-mode terminals support


UTRAN/GERAN measurement and handover between E-UTRAN systems and
UTRAN/GERAN systems.

2. The E-UTRAN system supports inter-system measurement.

3. The handover interruption time between E-UTRAN and UTRAN must be


shorter than 300 ms for real-time services.

4. The handover interrupting time between E-UTRAN and UTRAN must be


shorter than 500 ms for non-real-time services.

5. The handover interruption time between E-UTRAN and GERAN must be


shorter than 300 ms for real-time services.

6. The handover interruption time between E-UTRAN and GERAN must be


shorter than 500 ms for non-real-time services.

7. Paging information of only one of the GERAN, UTRA, or E-UTRA systems


needs to be monitored for multi-mode terminals in non-active state (similar to

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R6 Idle mode or Cell_PCH state).

2.12 Reducing CAPEX and OPEX


The flat system architecture and less intermediate nodes dramatically reduce the
equipment costs and maintenance costs.

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TD-LTE Principle

3 LTE Architecture

3.1 System Architecture


As illustrated in the following figure, the EPC is made up of a control-plane node,
called MME (Mobility Management Entity), and two user-plane nodes, called S-GW
(Serving GW) and P-GW (Packet Data Network GW). In the non-roaming case, the S-
GW and P-GW functionalities are both located within one operator’s network and can
be implemented in a combined S-GW and P-GW node.

Figure 3.1-1 SAE/LTE Architecture

LTE adopts an OFDM-based air interface technology that is different from those of 2G
and 3G networks. LTE adopts flat network architecture within which E-UTRAN
contains only eNodeBs but not RNCs to optimize the traditional 3G network
architecture. LTE supports the functions of PDCP, RLC, MAC, and physical layer
protocols on the E-UTRA user plane and those of the RRC protocol on the control
plane. Error! Reference source not found. shows the E-UTRAN system architecture.

Figure 3.1-2 E-UTRAN Architecture


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TD-LTE Principle

MME / S-GW MME / S-GW

S1

S1
S1

S1
X2 E-UTRAN
eNB X2 eNB

X2
eNB

eNodeBs are connected over an x2 interface and every eNodeB is connected to the
Evolved Packet Core (EPC) network over an S1 interface. The user plane of S1
interfaces terminates on the Serving-Gateway (S-GW) and the control plane of S1
interfaces terminates on the Mobile Management Entity (MME). The other ends of the
control plane and user plane terminate on the eNodeB. Functions of all NEs in the
preceding figure are listed as follows:

 eNodeB

Besides the original eNodeB functions, an LTE eNodeB undertakes most of


original RNC functions such as physical layer, MAC layer (including HARQ),
RLC layer (including ARQ functions), PDCP, RRC, scheduling, radio access
control, access mobility management, and radio resource management of
different cells.

An LTE eNodeB has the following functions:

Manages radio resources, for example, radio bearer control, radio access control,
connection mobility control, and dynamic resource assignment of uplink and
downlink (scheduling).

Compresses IP headers and encrypts user data streams.

Chooses the UE-attached MME when the MME routing information cannot be
known from the information provided for the UE.

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Transmits routing data of user planes to the S-GW.

Schedules and transmits the paging information initiated by the MME.

Schedules and transmits the broadcast information initiated by the MME or


O&M.

Measures the mobility and scheduling information and performs measurement


reporting configuration.

Schedules and transmits the Earthquake and Tsunami Warning System (ETWS)
information initiated by the MME.

 MME

As the control core of the SAE, an MME implements such functions as user
access control, service bearer control, paging, and handover control.

The function of the MME is separated from that of the gateway. The structure of
separated control plane and user plane facilitates network deployment, single
technology evolution, and flexible capacity expansion.

NAS signaling

NAS signaling security

AS security control

Mobile signaling among 3GPP radio networks

The reachability of an UE in idle state (including the control and implementation


of paging signal re-transmission)

Tracking area list management

P-GW or S-GW selection

MME selection at the time of handover

SGSN selection at handover to 2G or 3GPP network

Roaming

Authentication

Bearer management, including dedicated bearer establishment

ETWS signal transmission

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TD-LTE Principle

 S-GW

As the anchor point at local eNodeB handover, the S-GW implements the
following functions: data transfer between the eNodeB and the public data
gateway, downlink packet buffer, and user-based billing.

Local mobile anchor points at eNodeB handover

Mobile anchor points among 3GPP systems.

Downlink packet buffering and initialization of network-triggered service


request procedure in the E-UTRAN idle mode

Lawful interception

Packet routing and forwarding

Transport-layer packet marking (uplink/downlink)

Accounting on user and QCI granularity for inter-operator charging.

Uplink/downlink charging per UE, PDN, or QCI

 PDN gateway (P-GW)

As the designated anchor point of the data bearer, the Public Data Network
Gateway (P-GW) has the following functions: packet forwarding, packet
resolving, lawful interception, service-based billing, QoS control, and
interconnection with non-3GPP networks.

Per-user packet filtering (for example, utilize deep packet inspection)

Lawful interception

IP address assignment of the UE

Transport-layer packet marking (downlink)

Uplink/downlink service level charging, gating, and rate enforcement

Aggregate Maximum Bit Rate (AMBR)-based downlink rate control

As shown in the preceding figure, the original Iu interface, Iub interface, and Iur
interface are replaced with the S1 interface and X2 interface in the new LTE
architecture.

Error! Reference source not found. shows the functional split between E-UTRAN

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and EPC. Yellow boxes depict the logical nodes, white boxes depict the functional
entities of the control plane, and blue boxes depict the radio protocol layers.

Figure 3.1-3 EPC/E-UTRAN Functional split

An E-UTRA capable terminal is connected directly to E-UTRAN. However some parts


of the terminal control-plane protocol stack are also terminated in the EPC.

Similar to UMTS, the EPS supports a bearer concept (see Figure 3.1-3) for supporting
end-user data services. The EPS bearer (similar to a PDP context of previous 3GPP
releases) is defined between the User Equipment (UE) and the P-GW node in the EPC
(which provide the end users IP point of presence towards external networks). The EPS
bearer is further sub-divided into an E-UTRAN Radio Access Bearer (E-RAB), over
the radio interface and S1 interface between the UE and S-GW.

End-to-end services (for example, IP services) are multiplexed on different EPS bearers.
There is a many-to-one relation between end-to-end services and EPS bearers.

Figure 3.1-4 EPS Bearer

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TD-LTE Principle

An UL TFT (Traffic Flow Template) in the UE binds an SDF (Service Data Flow) to an
EPS bearer in the uplink direction.

Multiple SDFs can be multiplexed onto the same EPS bearer by including multiple
uplink packet filters in the UL TFT.

A DL TFT in the PDN GW binds an SDF to an EPS bearer in the downlink direction.
Multiple SDFs can be multiplexed onto the same EPS bearer by including multiple
downlink packet filters in the DL TFT.

An E-RAB transports the packets of an EPS bearer between the UE and the EPC.
When an E-RAB exists, there is a one-to-one mapping between this E-RAB and an
EPS bearer.

A data radio bearer transports the packets of an EPS bearer between a UE and an eNB.
When a data radio bearer exists, there is a one-to-one mapping between this data radio
bearer and the EPS bearer/E-RAB.

An S1 bearer transports the packets of an E-RAB between an eNodeB and a Serving


GW.

An S5/S8 bearer transports the packets of an EPS bearer between a Serving GW and a
PDN GW.

A UE stores a mapping between an uplink packet filter and a data radio bearer to create
the binding between an SDF and a data radio bearer in the uplink.

A PDN GW stores a mapping between a downlink packet filter and an S5/S8a bearer to

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create the binding between an SDF and an S5/S8a bearer in the downlink.

An eNB stores a one-to-one mapping between a data radio bearer and an S1 bearer to
create the binding between a data radio bearer and an S1 bearer in both the uplink and
downlink.

A Serving GW stores a one-to-one mapping between an S1 bearer and an S5/S8a bearer


to create the binding between an S1 bearer and an S5/S8a bearer in both the uplink and
downlink.

3.2 Radio Protocol Architecture

3.2.1 Control Plane Protocol Architecture

Error! Reference source not found. shows the control plane protocol architecture.

Figure 3.2-1 Control Plane Protocol Stack

UE eNB MME

NAS NAS

RRC RRC

PDCP PDCP

RLC RLC

MAC MAC

PHY PHY

The PDCP terminates at an eNodeB and implements functions such as control-plane


encryption and integrity protection.

The RLC and MAC terminate at an eNodeB on the network side and implement the
same functions on the user plane and control plane.

The RRC terminates at an eNodeB and implements such functions as broadcast, paging,
RRC connection management, RB control, mobility, and UE measurement reporting
and control.

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TD-LTE Principle

The NAS terminates at an MME and implements such functions as EPS bearer
management, authentication, idle-mode EPS Connection Management (ECM), idle-
mode ECM paging, and security control.

3.2.2 User Plane Protocol Architecture

Error! Reference source not found. shows the user plane protocol architecture.

Figure 3.2-2 User plane protocol stack

UE eNB

PDCP PDCP

RLC RLC

MAC MAC

PHY PHY

The user-plane PDCP, RLC, and MAC terminate at an eNodeB and implement such
functions as header compression, encryption, scheduling, ARQ, and HARQ.

3.3 S1 Interface and X2 Interface


Different from those in 2G and 3G systems, S1 interface and X2 interface are newly
added in the LTE system.

3.3.1 S1 Interface

The S1 interface is defined as the interface between the E-UTRAN and EPC. The S1
interface contains two parts: the control-plane S1-MME interface and user-plane S1-U
interface. The S1-MME interface is defined as the interface between the eNodeB and
MME, and the S1-UE interface is defined as the interface between the eNodeB and S-
GW. Error! Reference source not found. and Error! Reference source not found.
show the protocol stack architecture of the S1-MME interface and S1-U interface.

Figure 3.3-1 S1 interface control plane (eNodeB-MME)

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S1-AP

SCTP

IP

Data link layer

Physical layer

Figure 3.3-2 S1 interface user plane (eNodeB–S-GW)

User plane PDUs

GTP-U

UDP

IP

Data link layer

Physical layer

The S1 interface has the following acknowledged functions:

 E-RAB service management

Establishment, modification, and release

 UE mobility in ECM-CONNECTED state

Handover within the LTE system

Handover between the LTE system and the 3GPP system

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TD-LTE Principle

 S1 paging

 NAS signaling transmission

 S1 interface management

Error indication

Reset

 Network sharing

 Roaming and area restriction

 NAS node selection

 Initial context establishment

 UE context modification

 MME load balance

 Location report

 ETWS message transmission

 Overload

 RAN information management

 The S1 interface has the following acknowledged signaling procedures:

 E-RAB signaling procedure

E-RAB establishment

E-RAB modification

MME-initiated E-RAB release

eNodeB-initiated E-RAB release

 Handover signaling procedure

Handover preparation

Resource assignment

Handover termination

Handover cancellation

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 Paging

 NAS transmission procedure

Direct uplink transmission (initial UE message)

Direct uplink transmission (uplink NAS transmission)

Direct downlink transmission (downlink NAS transmission)

 Error indication procedure

eNodeB-initiated error indication

MME-initiated error indication

 Reset

eNodeB-initiated reset

MME-initiated reset

 Initial context establishment

 UE context modification

 S1 establishment

 eNodeB configuration update

 MME configuration update

 Location report

Location report control

Location report

Location report failure indication

 Overload startup

 Overload stop

 Write replacement alarm

 Directly transmitted information transfer

Error! Reference source not found. shows the S1 interface signaling procedure.

Figure 3.3-3 Initial Context Establishment (Blue Parts) in Idle-to-Active Procedure

19
TD-LTE Principle

UE eNB MME
Paging
Paging

Random Access Procedure

NAS: Service Request


S1-AP: INITIAL UE MESSAGE (FFS)
+ NAS: Service Request
+ eNB UE signalling connection ID

RRC: Radio Bearer Setup S1-AP: INITIAL CONTEXT SETUP REQUEST


(NAS Message) + (NAS message)
+ MME UE signalling connection ID
+ Security Context
+ UE Capability Information (FFS)
+ Bearer Setup (Serving SAE-GW TEID, QoS
profile)
RRC: Radio Bearer Setup Complete
S1-AP: INITIAL CONTEXT SETUP COMPLETE
+ eNB UE signalling connection ID
+ Bearer Setup Confirm (eNB TEID)

The similarities between S1 interface and X2 interface lie in the fact that S1-U and X2-
U adopt the same user-plane protocol to reduce protocol processing at eNodeB data
forward.

3.3.2 X2 Interface

The X2 interface is defined as the interface between eNodeBs. The X2 interface


contains two parts: the X2-CP and X2-U, where the X2-CP is the control plane
interface between eNodeBs and the X2-U is the user plane interface between eNodeBs.
Error! Reference source not found. and Error! Reference source not found. show
the protocol stack architecture of the X2-CP interface and X2-U interface.

Figure 3.3-4 X2 interface control plane

20
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X2-AP

SCTP

IP

Data link layer

Physical layer

Figure 3.3-5 X2 interface user plane

User plane PDUs

GTP-U

UDP

IP

Data link layer

Physical layer

The X2-CP has the following functions:

 UE mobility in ECM-CONNECTED state within the LTE system

Context transfer from the source eNodeB to the target eNodeB

User plane channel control between the source eNodeB and the target eNodeB

Handover cancellation

 Uplink load management

21
TD-LTE Principle

 General X2 interface management and error processing

Error indication

The X2-CP interface has the following acknowledged signaling procedures:

 Handover preparation

 Handover cancellation

 UE context release

 Error indication

 Load management

The management of load among cells is implemented over the X2 interface.

Error! Reference source not found. shows that the LOAD INDICATOR message is
used for load state communication among eNodeBs.

Figure 3.3-6 X2 Interface LOAD INDICATION message

eNB eNB

[X2 AP] LOAD INDICATOR

22
TD-LTE Principle

4 Physical Layer

4.1 Frame Structure


The LTE system supports the following two radio frame structures:

 Structure 1: applicable to FDD mode.

 Structure 2: applicable to TDD mode.

Figure 4.1-1 shows the frame structure 1. Every 10 ms radio frame is divided into ten
sub-frames of fixed length. Each sub-frame contains two time slots each of which is
0.5 ms long.

#0 #1 #2 #18 #19

slot
Sub-frame
One radio frame = 10ms

Figure 4.1-1 Frame structure 1

For FDD, at every 10 ms, ten sub-frames can be used for downlink transmission and
another ten sub-frames can be used for uplink transmission. The uplink transmission
and downlink transmission are separated on the frequency domain.

the size of various fields in the time domain is expressed as a number of time units
Ts  1 15000  2048  seconds.

Downlink and uplink transmissions are organized into radio frames with
Tf  307200  Ts  10 ms duration.

4.1.1 Frame structure type 1

Frame structure type 1 is applicable to both full duplex and half duplex FDD. Each
radio frame is Tf  307200  Ts  10 ms long and consists of 20 slots of length
Tslot  15360  Ts  0.5 ms , numbered from 0 to 19. A subframe is defined as two

consecutive slots where subframe i consists of slots 2i and 2i  1 .

23
TD-LTE Principle

For FDD, 10 subframes are available for downlink transmission and 10 subframes are
available for uplink transmissions in each 10 ms interval. Uplink and downlink
transmissions are separated in the frequency domain. In half-duplex FDD operation,
the UE cannot transmit and receive at the same time while there are no such restrictions
in full-duplex FDD.\
One radio frame, Tf = 307200Ts = 10 ms
One slot, Tslot = 15360Ts = 0.5 ms

#0 #1 #2 #3 #18 #19

One subframe

Figure 4.1-2 Frame structure 1

4.1.2 Frame structure type 2

Frame structure type 2 is applicable to TDD. Each radio frame of length


Tf  307200  Ts  10 ms consists of two half-frames of length 153600 Ts  5 ms each.
Each half-frame consists of five subframes of length 30720 Ts  1 ms . The supported
uplink-downlink configurations are listed in Table 4.3-2 where, for each subframe in a
radio frame, “D” denotes the subframe is reserved for downlink transmissions, “U”
denotes the subframe is reserved for uplink transmissions and “S” denotes a special
subframe with the three fields DwPTS, GP and UpPTS. The length of DwPTS and
UpPTS is given by Table 4.3-1 subject to the total length of DwPTS, GP and UpPTS
being equal to 30720 Ts  1 ms . Each subframe i is defined as two slots, 2i and 2i  1 of
length Tslot  15360  Ts  0.5 ms in each subframe.

Uplink-downlink configurations with both 5 ms and 10 ms downlink-to-uplink switch-


point periodicity are supported.

In case of 5 ms downlink-to-uplink switch-point periodicity, the special subframe exists


in both half-frames.

In case of 10 ms downlink-to-uplink switch-point periodicity, the special subframe


exists in the first half-frame only.

Subframes 0 and 5 and DwPTS are always reserved for downlink transmission. UpPTS
and the subframe immediately following the special subframe are always reserved for
uplink transmission.

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One radio frame, Tf = 307200Ts = 10 ms

One half-frame, 153600Ts = 5 ms

One slot,
Tslot=15360Ts 30720Ts

Subframe #0 Subframe #2 Subframe #3 Subframe #4 Subframe #5 Subframe #7 Subframe #8 Subframe #9


One
subframe,
30720Ts
UpPT UpPT
DwPTS GP DwPTS GP
S S

Figure 4.1-3 Frame structure 2

Table 4.1-1: Configuration of special subframe (lengths of DwPTS/GP/UpPTS).

Special subframe Normal cyclic prefix in downlink Extended cyclic prefix in downlink
configuration DwPTS UpPTS DwPTS UpPTS
Normal Extended Normal cyclic Extended
cyclic cyclic prefix prefix in cyclic prefix in
prefix in uplink uplink uplink
in uplink
0 6592  Ts 7680  Ts
1 19760  Ts 20480  Ts
2192  Ts 2560  Ts
2 21952  Ts 2192  Ts 2560  Ts 23040  Ts
3 24144  Ts 25600  Ts
4 26336  Ts 7680  Ts
5 6592  Ts 20480  Ts 4384  Ts 5120  Ts
6 19760  Ts 23040  Ts
4384  Ts 5120  Ts
7 21952  Ts - - -
8 24144  Ts - - -

Table 4.1-2: Uplink-downlink configurations.

Uplink-downlink Downlink-to-Uplink Subframe number


configuration Switch-point periodicity 0 1 2 3 4 5 6 7 8 9
0 5 ms D S U U U D S U U U
1 5 ms D S U U D D S U U D
2 5 ms D S U D D D S U D D
3 10 ms D S U U U D D D D D
4 10 ms D S U U D D D D D D
5 10 ms D S U D D D D D D D
6 5 ms D S U U U D S U U D

4.2 Physical Resources


The minimum resource unit for uplink/downlink transmission in the LTE system is

25
TD-LTE Principle

called a Resource Element (RE).

At the time of data transmission, the LTE system consolidates uplink and downlink
time-frequency domain physical resources into Resource Blocks (RBs) for scheduling
and allocation.

Several REs constitute an RB. There are 12 consecutive sub-carriers on the frequency
domain and seven consecutive OFDM symbols (six symbols for Extended CP). That is,
the frequency domain width is 180 kHz and the time length is 0.5 ms.

Error! Reference source not found. and Error! Reference source not found. show
the physical resource structure of downlink and uplink slots.

Figure 4.2-1 Physical Resource Structure of a Downlink Slot

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One downlink slot Tslot

DL
N symb OFDM symbols

k  N RB N sc  1
DL RB

Resource
block resource
DL
N symb  N scRB
elements
subcarrier

subcarrier

Resource
s

(k , l )
element
 N scRB

s
N scRB
DL
N RB

k 0

l0 l DL
N symb 1

Figure 4.2-2 Physical Resource Structure of an Uplink Slot

27
TD-LTE Principle

One uplink slot Tslot

UL
N symb SC-FDMA symbols

k  N RB N sc  1
UL RB

Resource
block resource
UL
N symb  N scRB
elements
subcarrier

subcarrier

Resource
s

(k , l )
element
 N scRB

s
N scRB
UL
N RB

k 0

l0 l UL
N symb 1

4.3 Physical Channels


The downlink physical channels contain the following:

1. Physical Broadcast Channel (PBCH)

The coded BCH transmission block maps to four sub-frames within a 40 ms


interval.

The 40 ms timing is obtained by blind tests, that is, no specified signaling


indicates the 40 ms timing.

With excellent-enough channels, every sub-frame that the PBCH is located can
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separately decode signals.

2. Physical Control Format Indicator Channel (PCFICH)

Notifies the number of PDCCH-occupied OFDM marks to the UE.

Transmits the information in every sub-frame.

3. Physical Downlink Control Channel (PDCCH)

Notifies the resource assignment information of the PCH, DL-SCH, and DL-
SCH-related HARQ information to the UE.

Carries the uplink scheduling information.

4. Physical HARQ Indicator Channel (PHICH)

Carries the HARQ ACK/NACKs for uplink data transfer.

5. Physical Downlink Sharing Channel (PDSCH)

Carries the DL-SCH and PCH information.

6. Physical Multicast Channel (PMCH)

Carries the MCH information.

The uplink physical channels contain the following:

1. Physical Uplink Control Channel (PUCCH)

Carries HARQ ACK/NACKs for downlink data transfer.

Carries the scheduling request information.

Carries the CQI report information.

2. Physical Uplink Sharing Channel (PUSCH)

Carries the UL-SCH information.

3. Physical Random Access Channel (PRACH)

Carries the random access preamble.

4.4 Transport Channels


The downlink transport channels contain the following:

1. Broadcast Channel (BCH)


29
TD-LTE Principle

Fixed predefined transport format

Broadcast in the entire coverage area of the cell

2. Downlink Sharing Channel (DL-SCH)

Supports HARQ.

Implements dynamic link adaptation by varying the demodulation, coding mode,


and transmit power.

Supports broadcast in the entire cell.

Supports beamforming.

Supports dynamic or semi-static resource allocation.

Supports the UE Discontinuous Reception (DRX) to enable UE power saving.

Supports the MBMS transmission.

3. Paging Channel (PCH)

Supports the UE DRX to save power. (The network notifies the DRX period to
the UE.)

Broadcast in the entire coverage area of the cell.

Map to physical resources that can be used dynamically also for traffic or other
control channels.

4. Multicast Channel (MCH)

Broadcast in the entire coverage area of the cell.

Supports Multicast/Broadcast over Single Frequency Network (MBSFN)


combing of MBMS transmission on multiple cells.

Supports semi-static resource allocation.

The uplink transport channels contain the following:

1. Uplink Sharing Channel (UL-SCH)

Supports beamforming.

Implements dynamic link adaptation by varying the transmit power, potential


demodulation, and coding mode.

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Supports HARQ.

Supports dynamic or semi-static resource allocation.

2. Random Access Channel (RACH)

Carries limited control information.

Collision risks.

4.5 Mapping Between Transport Channels and Physical Channels


Error! Reference source not found. and Error! Reference source not found. show
the mapping relationships between downlink/uplink transport channels and
downlink/uplink physical channels.

Figure 4.5-1 Mapping Between Downlink Transport Channels and Downlink Physical
Channels

BCH MCH PCH DL-SCH


Downlink
Transport channels

Downlink
Physical channels
PBCH PMCH PDSCH PDCCH

Figure 4.5-2 Mapping Between Uplink Transport Channels and Uplink Physical
Channels

UL-SCH RACH
Uplink
Transport channels

Uplink
Physical channels
PUSCH PRACH PUCCH

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TD-LTE Principle

4.6 Physical Signals


Physical signals correspond to several physical layer REs, but do not carry any
information that comes from higher layers.

The downlink physical signals include the reference signal and the synchronization
signal.

 Reference signal(Downlink)

The downlink reference signals include the following three types of reference
signals:

Cell-specific reference signals associated with non-MBSFN transmission

MBSFN reference signals associated with MBSFN transmission

UE-specific reference signals

 Synchronization signals

The synchronization signals include the following two types of signals:

Primary synchronization signal

Secondary synchronization signal

For FDD, the primary synchronization signal maps to the last OFDM symbol of
time slot 0 and time slot 10. The secondary synchronization signal maps to the
second last OFDM symbol of time slot 0 and time slot 10.

The uplink physical signals include the reference signals.

 Reference signals(Uplink)

The uplink reference signals include the following two types of signals:

Demodulation reference signals associated with PUSCH or PUCCH


transmission

Sounding reference signals not associated with PUSCH or PUCCH transmission

The demodulation reference signals and the sounding reference signals use the
same base sequence set.

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4.7 Physical Layer Model


The following figures show the physical layer models of various types of channels.
Node Bs in all of the following figures are called eNodeBs in LTE.

Figure 4.7-1 Physical Layer Model for DL-SCH Transmission

Node B UE
Error
Channel-state N Transport blocks indications
information, etc. (dynamic size S1..., SN)
ACK/NACK ACK/NACK
HARQ HARQ info HARQ info HARQ

CRC
CRC
Redundancy for
CRC
error detection CRC

Coding + RM Redundancy for


Coding + RM
Coding + RM
MAC scheduler

Redundancy data detection Decoding + RM


version

Interl.
Interleaving Interl.
Deinterleaving
Modulation
scheme QPSK, 16QAM,
Data modulation Data modulation
Data modulation 64QAM Data demodulation
Resource/power
assignment RB mapping
Resource mapping RB mapping
Resource demapping
Antenna
mapping Multi-antenna
Antenna mapping processing Antenna demapping

Figure 4.7-2 Physical Layer Model for BCH Transmission

33
TD-LTE Principle

Node B UE
Error
Single Transport blocks indication
(fixed size S)

CRC CRC

Coding + RM Decoding + RM

Interleaving Deinterleaving

Data modulation QPSK only


Data demodulation

Resource mapping Resource demapping

Antenna mapping Antenna demapping

Figure 4.7-3 Physical Layer Model for PCH Transmission

Node B UE
Error
Single Transport blocks indication
(dynamic size S)

CRC CRC

Coding + RM
MAC scheduler

Decoding + RM

Interleaving Deinterleaving
Modulation
scheme
Data modulation Data demodulation
Resource/power
assignment
Resource mapping Resource demapping
Antenna
mapping
Antenna mapping Antenna demapping

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Figure 4.7-4 Physical Layer Model for MCH Transmission

Node B UE
Error
N Transport blocks indications
(dynamic size S1..., SN)

CRC
CRC CRC
CRC

Coding + RM Coding + RM
Coding + RM
MAC scheduler

Decoding + RM

Interl.
Interleaving Interl.
Deinterleaving
Modulation
scheme Data modulation
Data modulation Data modulation
Data demodulation
Resource/power
assignment RB mapping
Resource mapping RB mapping
Resource demapping
Antenna
mapping
Antenna mapping Antenna demapping
Semi-static
configuration

Figure 4.7-5 Physical Layer Model for UL-SCH Transmission

Node BError UE
indications
Channel -state
information, etc.
ACK/NACK
HARQ HARQ info HARQ
ACK/NACK

CRC
CRC CRC Uplink transmission c
CRC

MAC scheduler Coding + RM


Decoding + RM Coding + RM
Coding + RM

Interl.
Deinterleaving Interl.
Interleaving
Modulation Modulation
scheme Data modulation scheme
Data demodulation Data
Datamodulation
modulation
Resource Resource/power
assignment RB mapping assignment
Resource demapping RB mapping
Resource mapping
Antenna
mapping
Antenna demapping

35
TD-LTE Principle

4.8 Physical Layer Procedures

4.8.1 Synchronization Procedures

 Cell search

Cell search is the procedure by which a UE acquires time and frequency


synchronization with a cell and detects that cell’s physical layer cell ID. E-
UTRA cell search is based on various signals transmitted in the downlink such
as primary and secondary synchronization signals, and downlink reference
signals.

 Timing synchronization

Timing synchronization procedures include radio link monitoring, inter-cell


synchronization, and transmission timing adjustments.

4.8.2 Power Control

Power control determines the Energy Per Resource Element (EPRE). EPRE denotes the
energy prior to CP insertion. EPRE also denotes the average energy taken over all
constellation points for the applied modulation scheme. Uplink power control
determines the average power of one DFT-SOFDM symbol on a physical channel.

 Uplink power control

The uplink power control procedure controls the transmit power of different
uplink physical channels.

 Downlink power allocation

The eNodeB determines the downlink transmit energy per resource element.

4.8.3 Random Access Procedures

Prior to initiation of the non-synchronized physical random access procedure, the


physical layer should receive the following information from the higher layers:

1. Random access channel parameters (PRACH configuration, frequency position,


and preamble format).

2. Parameters for determining the root sequences and their cyclic shifts in the
preamble sequence set for the cell (index to root sequence table, cyclic shift
(Ncs), and set type (normal or high-speed set)).
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From the physical layer perspective, the physical random access procedure
encompasses the transmission of random access preamble and random access response.
The remaining messages are scheduled for transmission by the higher layer on the
shared data channel and are not considered as a part of the L1 random access procedure.

The following steps are required for the physical random access procedure:

1. The physical layer procedure is triggered upon request of a preamble


transmission by higher layers.

2. A preamble index, preamble transmission power


(PREAMBLE_TRANSMISSION_POWER), associated RA-RNTI, and PRACH
resource are indicated by higher layers as part of the request.

3. Determine preamble transmit power: PPRACH = min{Pmax,


PREAMBLE_RECEIVED_TARGET_POWER + PL}, where, Pmax indicates the
maximum allowed power configured at higher layers, and PL indicates UE-
calculated downlink path loss.

4. A preamble sequence is then selected from the preamble sequence set through
the preamble index.

5. A single preamble transmission then occurs using the selected preamble


sequence with transmission power PREAMBLE_TRANSMISSION_POWER
on the indicated PRACH resource.

6. The associated PDCCH with RA-RNTI is detected in the random access


response window controlled by higher layers. If an associated PDCCH with RA-
RNTI is detected, then the corresponding PDSCH transport block is passed to
the higher layers. Higher layers resolve the transport block and indicate the 20-
bit UL-SCH grant to the physical layer.

37
TD-LTE Principle

5 Layer 2

Layer 2 consists of three sub-layers: PDCP, RLC, and MAC. Figure Error!
Reference source not found. and Figure Error! Reference source not found.Error!
Reference source not found. show Layer 2 downlink and uplink structures.

Figure 4.8-1 Layer 2 Downlink Structure

Radio Bearers

ROHC ROHC ROHC ROHC


PDCP
Security Security Security Security

Segm. Segm. Segm. Segm.


RLC ... ...
ARQ etc ARQ etc ARQ etc ARQ etc CCCH BCCH PCCH

Logical Channels

Scheduling / Priority Handling

MAC Multiplexing UE1 Multiplexing UEn

HARQ HARQ

Transport Channels

Figure 4.8-2 Layer 2 Uplink Structure

39
TD-LTE Principle

Radio Bearers

ROHC ROHC
PDCP
Security Security

Segm. Segm.
RLC ...
ARQ etc ARQ etc
CCCH

Logical Channels

Scheduling / Priority Handling

MAC Multiplexing

HARQ

Transport Channels

The connection points among sub-layers are known as the Service Access Points (SAP).
The service provided by PDCP is referred to as the radio bearer. The PDCP provides
the Robust Header Compression (ROHC) and security protection. The SAP between
the physical layer and MAC layer provides transport channels and that between the
MAC layer and RLC layer provides logical channels.

The MAC layer provides multiplexing and mapping of logical channels (radio bearer)
to transport channels (transport block).

Only one transport block is generated at each TTI (1 ms) in the uplink or downlink in
the case of non-MIMO.

5.1 MAC Sub-Layer

5.1.1 MAC Functions

The MAC sub-layer provides the following functions:

 Mapping between logical channels and transport channels

 MAC Service Data Unit (SDU) multiplexing/demultiplexing

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 Scheduling information report

 Error correction through HARQ

 Logical channel prioritization of the same UE

 UE prioritization through dynamic scheduling

 Selection of transmission formats

 Padding

5.1.2 Logical Channels

The MAC layer provides different types of data transmission services. The type of each
logical channel is defined based on the type of transmitted data.

Logical channels are categorized into:

 Control channels: used to transfer data on the control plane.

 Traffic channels: used to transfer data on the user plane.

Control channels include:

 Broadcast Control Channel (BCCH).

This is a downlink channel which is used to broadcast System Information (SI)


and any Public Warning System (PWS) messages. In the RLC layer, it is
associated with a TM RLC entity.

 Paging Control Channel (PCCH).

The PCCH is a downlink channel used to transfer paging messages and system
information change notifications. The PCCH is used to page a UE when the UE
cell location is unknown to the network.

 Common Control Channel (CCCH).

This channel is used to deliver control information in both uplink and downlink
directions when there is no confirmed association between a UE and the eNodeB
– i.e. during connection establishment. In the RLC layer, it is associated with a
TM RLC entity.

 Multicast Control Channel (MCCH).

A point-to-multipoint downlink channel used for transmitting MBMS control

41
TD-LTE Principle

information from the network to the UE for one or several MTCHs. This
channel is only used for UEs that receive MBMS.

 Dedicated Control Channel (DCCH).

This channel is used to transmit dedicated control information relating to a


specific UE, in both uplink and downlink directions. It is used when a UE has an
RRC connection with eNodeB. In the RLC layer, it is associated with an AM
RLC entity

Traffic channels include:

 Dedicated Traffic Channel (DTCH).

This channel is used to transmit dedicated user data in both uplink and downlink
directions. In the RLC layer, it can be associated with either a UM RLC entity or
an AM RLC entity

 Multicast Traffic Channel (MTCH).

A point-to-multipoint downlink channel for transmitting traffic data from the


network to the UE. This channel is only used for UEs that receive MBMS.

5.1.3 Mapping Between Logical Channels and Transport Channels

Error! Reference source not found. and Error! Reference source not found. show
the mapping between downlink and uplink logical channels and transport channels.

Figure 5.1-1 Mapping Between Downlink Logical Channels and Transport Channels

PCCH BCCH CCCH DCCH DTCH MCCH MTCH


Downlink
Logical channels

Downlink
Transport channels
PCH BCH DL-SCH MCH

Figure 5.1-2 Mapping between uplink logical channels and transport channels

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CCCH DCCH DTCH


Uplink
Logical channels

Uplink
Transport channels
RACH UL-SCH

5.2 RLC Sub-Layer

5.2.1 RLC Functions

The RLC sub-layer provides the following functions:

 Transfer of upper layer PDUs

 Error Correction through ARQ (only for AM data transfer)

 Concatenation, segmentation, and reassembly of RLC SDUs (only for UM and


AM data transfer)

 Re-segmentation of RLC data PDUs (only for AM data transfer)

 In-sequence delivery of upper layer PDUs (only for UM and AM data transfer)

 Duplicate detection (only for UM and AM data transfer)

 Protocol error detection and recovery

 RLC SDU discard (only for UM and AM data transfer)

 RLC re-establishment

5.2.2 PDU Structure

Error! Reference source not found. shows the RLC PDU structure.

 The PDU sequence number carried by the RLC header is independent of the
SDU sequence number (that is, the PDCP sequence number).

 The red dotted lines in Error! Reference source not found. indicate

43
TD-LTE Principle

segmentation positions.

Figure 5.2-1 RLC PDU Structure

RLC SDU n n+1 n+2 n+3

... ...

RLC header RLC header

RLC PDU

5.3 PDCP Sub-Layer

5.3.1 PDCP Functions

The main services and functions of the PDCP sub-layer for the user plane include:

 Header compression and decompression: ROHC only

 Transfer of user data

 In-sequence delivery of upper layer PDUs at PDCP re-establishment procedure


for RLC AM

 Duplicate detection of lower layer SDUs at PDCP re-establishment procedure


for RLC AM

 Retransmission of PDCP SDUs at handover for RLC AM

 Ciphering and deciphering

 Timer-based SDU discard in uplink

 The main services and functions of the PDCP sublayer for the control plane
include:

 Ciphering and Integrity Protection

 Transfer of control plane data

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5.3.2 PDU Structure

Error! Reference source not found. shows the PDCP PDU structure.

 PDCP PDU and PDCP header are octet-aligned.

 PDCP header can be either 1 or 2 bytes long.

Figure 5.3-1 PDCP PDU Structure

PDCP header PDCP SDU

PDCP PDU

45
TD-LTE Principle

6 RRC

6.1 RRC Functions


The main Functions of RRC include:

 Broadcast of system information related to the NASs

 Broadcast of system information related to the ASs

 Paging

 Establishment, retention, and release of RRC connection between UEs and E-


UTRANs, including:

- Allocation of temporary identifiers between UEs and E-UTRANs

- Configuration of the Signaling Radio Bearers (SRBs) for RRC


connection

- Low priority and high priority SRBs

 Security management including key management

 Establishment, configuration, retention, and release point-to-point RBs

 Mobility management, including:

- Measurement report and reporting control of the mobile UEs between


cells and between RATs.

- Handover

- UE cell selection and reselection. Cell selection and reselection control

- Context forwarding during handover

 MBMS notification

 Establishment, configuration, retention, and release of RBs for the MBMS

 QoS management

 UE measurement report and reporting control

 NAS direct transfer

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TD-LTE Principle

6.2 RRC State


The RRC states include RRC_IDLE and RRC_CONNECTED

 RRC idle state (RRC_IDLE)

PLMN selection

DRX configured by NAS

System information broadcast

Paging

Cell reselection mobility

A unique identifier allocated to a UE within a Tracking Area (TA)

No RRC contexts stored in eNodeBs

 Connection state (RRC_CONNECTED)

The UE has an E-UTRAN-RRC connection.

The UE has a context in E-UTRAN.

The E-UTRAN knows the cell to which the UE belongs.

The network can transmit and receive data to/from the UEs.

Network-controlled mobility (handover).

Neighboring cell measurements.

PDCP/RLC/MAC features in RRC_CONNECTED state:

The UE can transmit and receive data to/from the networks.

The UE intercepts controlled signaling channels related to the shared data


channels to view that whether the UE is allocated any data on the shared data
channel.

The UE also reports channel quality information and feeds back information to
eNodeB.

The DRX cycle can be conformed according to the UE mobility level to save
UE power and enhance resource efficiency. This function is controlled by
eNodeB.

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6.3 NAS State and the Relationship With the RRC State
The NAS state model can be described by the two-dimensional state model of the EPS
Mobility Management state (EMM) and the EPS Connection Management state.

 EMM state:

EMM-DEREGISTERED state

EMM-REGISTERED state

 ECM state:

ECM-IDLE state

ECM-CONNECTED state

Note: The EMM state and the ECM state are mutually independent.

The relationship between the NAS state and the RRC state is as follows:

 EMM-DEREGISTERED state + ECM-IDLE state  RRC_IDLE state

Mobility feature: PLMN selection

UE location: Unknown to the network.

 EMM-REGISTERED state + ECM-IDLE state  RRC_IDLE state

Mobility feature: Cell selection

UE location: Known to the network at TA level.

 EMM-REGISTERED state + ECM-CONNECTED state + RB Established 


RRC_CONNECTED state

Mobility feature: Handover

UE location: Known to the network at cell level.

6.4 RRC Procedure


The RRC procedure includes system information, connection control, mobility
procedure, measurements, and direct transfer.

6.4.1 System Information

System information includes the Master Information Block (MIB) and a series of

49
TD-LTE Principle

System Information Blocks (SIBs).

 Master Information Block: defines the most important physical information of


the cells and is used to receive a further system information.

 System Information Block Type 1: assesses the related information of whether


the UE is allowed to access to a cell and defines the dispatch of other system
information blocks.

 System Information Block Type 2: includes common and shared channel


information.

 System Information Block Type 3: includes cell reselection information that is


mainly related to the service cells.

 System Information Block Type 4: includes cell reselection related service


frequency points and intra-frequency neighboring cell information.

 System Information Block Type 5: includes cell reselection related other E-


UTRA frequency points and inter-frequency neighboring cell information.

 System Information Block Type 6: includes cell reselection related UTRA


frequency points and UTRA neighboring cell information.

 System Information Block Type 7: includes cell reselection related GERAN


frequency points information.

 System Information Block Type 8: includes cell reselection related


CDMA2000 frequency points and CDMA2000 neighboring cell information.

 System Information Block Type 9: includes home eNodeB identifiers


(HNBID).

 System Information Block Type 10: includes ETWS primary notification.

 System Information Block Type 11: includes ETWS secondary notification.

 The MIB maps to the BCCH and BCH. The SI maps to the BCCH and DL-
SCH, and is identifies through the System Information RNTI (SI-RNTI). The
MIB uses a fixed dispatch cycle of 40 ms. The System Information Block Type
1 uses a fixed dispatch cycle of 80 ms. The other SI dispatch cycle is not fixed
and indicated by the System Information Block Type 1.

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6.4.2 RRC Connection Control

RRC connection control includes:

 Paging

 RRC connection establishment

 Initial security activation

 RRC connection reconfiguration

 Counter check

 RRC connection re-establishment

 RRC connection release

 Radio resource configuration

 SRB addition/ modification

 DRB release

 SRB addition/ modification

 MAC main reconfiguration

 Semi-persistent scheduling reconfiguration

 Physical channel reconfiguration

 Radio link failure related actions

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TD-LTE Principle

7 Orthogonal Frequency Division


Multiplexing (OFDM)

In the LTE system, the CP OFDM technology is used in the downlink direction while
the CP SC-FDMA technology is used in the uplink direction.

7.1 Downlink OFDMA

7.1.1 Basic Principles of OFDM

Transmission by means of OFDM can be seen as a kind of multi-carrier transmission.


Compared with the traditional multi-carrier transmission, more and narrower
orthogonal subcarriers are used for transmission, see the following figure.

Figure 7.1-1 Orthogonal Subcarriers

An illustrative description of a basic OFDM modulator is provided in the following


figure. It consists of a bank of Nc complex modulators, where each modulator
corresponds to one OFDM subcarrier.

Figure 7.1-2 OFDM Modulator

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TD-LTE Principle

In complex baseband notation, a basic OFDM signal x(t) during the time interval mTu
≤ t < (m+1) Tu can thus be expressed as
Nc 1 Nc 1
xt    xk t   a m
k e j 2kft
k 0 k 0

where xk(t) is the kth modulated subcarrier with frequency fk = k · Δf and ak(m) is the, in
general complex, modulation symbol applied to the k th subcarrier during the m th
OFDM symbol interval, i.e. during the time interval mT u ≤ t < (m+1)Tu. OFDM
transmission is thus block based, implying that, during each OFDM symbol interval, Nc
modulation symbols are transmitted in parallel. The modulation symbols can be from
any modulation alphabet, such as QPSK, 16QAM, or 64QAM.

Figure 7.1-3 OFDM Subcarriers

Figure 7.1-4 basic principle of Modulation

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The term Orthogonal Frequency Division Multiplex is due to the fact that two
modulated OFDM subcarriers xk1 and xk2 are mutually orthogonal over the time
interval mTu ≤ t < (m+1)Tu, i.e.
m1Tu m1Tu

 x t x t dt   a a e j 2k1ft e  j 2k2ft dt  0 k1  k2


* *
k1 k2 k1 k 2
mTu mTu

The following figure illustrates the basic principle of OFDM demodulation consisting
of a bank of correlators, one for each subcarrier.

Figure 7.1-5 basic principle of OFDM demodulation

7.1.2 OFDM Implementation Using IFFT/FFT Processing

OFDM allows for low-complexity implementation by means of computationally

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TD-LTE Principle

efficient Fast Fourier Transform (FFT) processing.

To confirm this, consider a time-discrete (sampled) OFDM signal where it is assumed


that the sampling rate fs is a multiple of the subcarrier spacing Δf , i.e. fs = 1/Ts =
N · Δf. The parameter N should be chosen so that the sampling theorem [50] is
sufficiently fulfilled. As Nc · Δf can be seen as the nominal bandwidth of the OFDM
signal, this implies that N should exceed Nc with a sufficient margin.

With these assumptions, the time-discrete OFDM signal can be expressed as


Nc 1 Nc 1 N 1
xn  xnTs    ak e j 2kfnTs   ak e j 2kn / N   a'k e j 2kn / N
k 0 k 0 k 0

Where

a 0  k  Nc
a 'k   k
0 Nc  k  N

The index m on the modulation symbols, indicating the OFDM-symbol number, will be
ignored unless especially needed.

The sequence xn , i.e. the sampled OFDM signal, is the size- N Inverse Discrete Fourier
Transform (IDFT) of the block of modulation symbols a0 , a1 , … , aNc-1 extended with
zeros to length N. OFDM modulation can thus be implemented by means of IDFT
processing followed by digital-to-analog conversion, as illustrated in the following
figure. Especially, by selecting the IDFT size N equal to 2m for some integer m , the
OFDM modulation can be implemented by means of implementation-efficient radix-2
Inverse Fast Fourier Transform (IFFT) processing.

Similar to OFDM modulation, efficient FFT processing can be used for OFDM
demodulation, replacing the bank of Nc parallel demodulators of the above figure with
sampling with some sampling rate fs = 1/Ts, followed by a size-N DFT/FFT, as
illustrated in the following figure.

Figure 7.1-6 FFT processing

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7.1.3 Cyclic-Prefix Insertion

In case of a time-dispersive channel the orthogonality between the subcarriers will, at


least partly, be lost. The reason for this loss of subcarrier orthogonality in case of a
time-dispersive channel is that, in this case, the demodulator correlation interval for
one path will overlap with the symbol boundary of a different path, as illustrated in the
following figure. Thus, the integration interval will not necessarily correspond to an
integer number of periods of complex exponentials of that path as the modulation
symbols ak may differ between consecutive symbol intervals. As a consequence, in
case of a time-dispersive channel there will not only be inter-symbol interference
within a subcarrier but also interference between subcarriers.

Figure 7.1-7 inter-symbol interference

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TD-LTE Principle

To deal with this problem and to make an OFDM signal truly insensitive to time
dispersion on the radio channel, so-called cyclic-prefix insertion is typically used in
case of OFDM transmission. As illustrated in the following figure, cyclic-prefix
insertion implies that the last part of the OFDM symbol is copied and inserted at the
beginning of the OFDM symbol. Cyclic-prefix insertion thus increases the length of the
OFDM symbol from Tu to Tu + TCP , where TCP is the length of the cyclic prefix, with a
corresponding reduction in the OFDM symbol rate as a consequence.

As illustrated in the lower part of the following figure, if the correlation at the receiver
side is still only carried out over a time interval Tu = 1/Δf, subcarrier orthogonality will
then be preserved also in case of a time-dispersive channel, as long as the span of the
time dispersion is shorter than the cyclic- prefix length.

Figure 7.1-8 cyclic- prefix

In practice, cyclic-prefix insertion is carried out on the time-discrete output of the


transmitter IFFT. Cyclic-prefix insertion then implies that the last NCP samples of the
IFFT output block of length N is copied and inserted at the beginning of the block,
increasing the block length from N to N + NCP. At the receiver side, the corresponding
samples are discarded before OFDM demodulation by means of, for example,
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DFT/FFT processing.

Cyclic-prefix insertion is beneficial in the sense that it makes an OFDM signal


insensitive to time dispersion as long as the span of the time dispersion does not exceed
the length of the cyclic prefix. The drawback of cyclic-prefix insertion is that only a
fraction Tu /(Tu + TCP) of the received signal power is actually utilized by the OFDM
demodulator, implying a corresponding power loss in the demodulation. In addition to
this power loss, cyclic-prefix insertion also implies a corresponding loss in terms of
bandwidth as the OFDM symbol rate is reduced without a corresponding reduction in
the overall signal bandwidth.

7.1.4 LTE OFDM Parameters

For OFDM transmission, the basic OFDM parameters are listed as follows:

Subcarrier spacing
f .

Number of subcarriers
N c . It works with  f to determine the transmission
bandwidth of OFDM signals.
TCP . It works with the subcarrier spacing f  1 / Tu to determine
Cyclic prefix length
theOFDM symbol time length
T  TCP  Tu .

For LTE downlink transmission, the basic OFDM parameters are listed as follows:

Subcarrier spacing: The following two types of subcarrier spacing are supported
f  15kHz , used for unicast and muticast transmissions.

f  7.5kHz , only used for MBSFN transmission for independent carriers.

Number of subcarriers
N c . Different system bandwidths have different number of
subcarriers. The following table lists the number of subcarriers specified for LTE.

Channel
bandwidth 1.4 3 5 10 15 20
(MHz)
Number of
subcarriers 72 180 300 600 900 1200
( Nc )

Cyclic prefix length


TCP
: For
f  15kHz , two cyclic prefixes are supported:
common CP and extended CP, repectively used for different transmission environments.
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TD-LTE Principle

For
f  7.5kHz , only the extended CP is supported. Meanwhile, to ensure that the
timeslot length is 0.5 ms, different OFDM symbols have different cyclic prefix lengths,
refer to the following table.

Configuration Cyclic Prefix Length N CP ,l

Common 160 for l  0


f  15 kHz
CP 144 for l  1,2,...,6
Extended f  15 kHz 512 for l  0,1,...,5
CP f  7.5 kHz 1024 for l  0,1,2

N CP ,l
Where represents the sample value contained in the cyclic prefix corresponding
to the Lth OFDM symbol in a timeslot.

7.2 Uplink SC-FDMA


SC-FDMA, namely DFTS-OFDM, is used as the uplink transmission scheme for LTE.

7.2.1 Basic Principles of DFTS-OFDM

The basic principle of DFTS-OFDM transmission is illustrated in the following figure.

A block of M modulation symbols from some modulation alphabet, e.g. QPSK or


16QAM, is first applied to a size-M DFT. The output of the DFT is then applied to
consecutive inputs (subcarriers) of an OFDM modulator where, in practice, the OFDM
modulator will be implemented as a size-N inverse DFT (IDFT) with N > M and where
the unused inputs of the IDFT are set to zero. Typically, the IDFT size N is selected as
N = 2n for some integer n to allow for the IDFT to be implemented by means of
computationally efficient radix-2 IFFT processing. Also similar to normal OFDM, a
cyclic prefix is preferable inserted for each transmitted block. The presence of a cyclic
prefix allows for straightforward low-complexity frequency-domain equalization at the
receiver side.

Figure 7.2-1 Basic Principles of DFTS-OFDM

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If the DFT size M would equal the IDFT size N , the cascaded DFT/IDFT processing
would obviously completely cancel out each other. However, if M is smaller than N
and the remaining inputs to the IDFT are set to zero, the output of the IDFT will be a
signal with single-carrier properties, namely, a signal with low power variations, and
with a bandwidth that depends on M. More specifically, assuming a sampling rate fs at
the output of the IDFT, the nominal bandwidth of the transmitted signal will be
BW  M / N  f s . Thus, by varying the block size M, the instantaneous bandwidth of
the transmitted signal can be varied, allowing for flexible-bandwidth assignment.

To have a high degree of flexibility in the instantaneous bandwidth, given by the DFT
size M , it is typically not possible to ensure that M can be expressed as 2m for some
integer m. However, as long as M can be expressed as a product of relatively small
prime numbers, the DFT can still be implemented as relatively lowcomplexity non-
radix-2 FFT processing. As an example, a DFT size M = 144 can be implemented by
means of a combination of radix-2 and radix-3 FFT processing (144 = 32 · 24 ).

The following two methods can be used for mapping from the DFT output to IDFT
input:

 Localized DFTS-OFDM

 Distributed DFTS-OFDM

What has been illustrated in the following figure represents the two methods. Localized
DFTS-OFDM refers to the fact that the output of the DFT is mapped to consecutive
inputs of the OFDM modulator. Distributed DFTS-OFDM refers to the fact that the
output of the DFT is mapped to equidistant inputs of the OFDM modulator with zeros
inserted in between.

Figure 7.2-2 mapping from the DFT output to IDFT input

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TD-LTE Principle

The following figure illustrates the basic structure of the transmitted spectrum in the
case of localized and distributed DFTS-OFDM, respectively. Although the spectrum of
the localized DFTS-OFDM signal clearly indicates a single-carrier transmission, this is
not as clearly seen from the spectrum of the distributed DFTS-OFDM signal. However,
it can be shown that a distributed DFTS-OFDM signal has similar power variations as
localized DFTS-OFDM. Actually, it can be shown that a distributed DFTS-OFDM
signal is equivalent to so-called Interleaved FDMA (IFDMA). The benefit of
distributed DFTS-OFDM, compared to localized DFTS-OFDM, is the possibility for
additional frequency diversity as even a low-rate distributed DFTS-OFDM signal
(small DFT size M can be spread over a potentially very large overall transmission
bandwidth.

Figure 7.2-3 transmitted spectrum in localized and distributed DFTS-OFDM

Distributed DFTS-OFDM is not used for signal transmission for LTE.

7.2.2 LTE DFTS-OFDM Parameters

Similar to OFDM, DFTS-OFDM has the following basic parameters:

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Subcarrier spacing
f .

Number of subcarriers
N c . It works with  f to determine the transmission
bandwidth of DFTS-OFDM signals.
TCP . It works with the subcarrier spacing f  1 / Tu to determine
Cyclic prefix length
the DFTS-OFDM symbol time length
T  TCP  Tu .

Channel
bandwidth 1.4 3 5 10 15 20
(MHz)
Number of
subcarriers 72 180 300 600 900 1200
( Nc )

For LTE uplink transmission, the basic DFTS-OFDM parameters are listed as follows:

Subcarrier spacing: Only one subcarrier spacing is supported, that is,


f  15kHz

Number of subcarriers
N c . Different system bandwidths have different number of
subcarriers. The following table lists the nubmer of subcarriers specified for LTE.

Cyclic prefix length


TCP : Two cyclic prefixes are supported: common CP and extended
CP, repectively used for different transmission environments. Meanwhile, to ensure
that the timeslot length is 0.5 ms, different DFTS-OFDM symbols have different cyclic
prefix lengths, refer to the following table.

Configuration Cyclic Prefix Length N CP ,l

160 for l  0
Common CP
144 for l  1,2,...,6
Extended CP 512 for l  0,1,...,5

N CP ,l
Where represents the sample value contained in the cyclic prefix corresponding
to the Lth DFTS-OFDM symbol in a timeslot.

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TD-LTE Principle

Appendix A Abbreviation

Abbreviation Full Name


3GPP 3rd Generation Partnership Project
BPSK Binary Phase Shift Keying
CAPEX Capital Expenditure
DFT Discrete Fourier Transform
DRX Discontinuous Reception
E-MBMS Evolved Multimedia Broadcast and Multicast Service
eNodeB Evolution Node B
E3G evolved 3G
EPC Evolved Packet Core
E-UTRA Evolved Universal Terrestrial Radio Access
HCR High Chip Rate
HeNB Home eNodeB
IASA Inter Access System Anchor
IFFT Inverse Discrete Fourier transform
LCR Low Chip Rate
LDPC low-density parity-check
LTE Long Term Evolution
MIMO Multiple Input Multiple Output
MME Mobile Management Entity
OFDM Orthogonal Frequency Division Multiplex
OPEX Operating Expenditure
PAPR Peak to Average Power Ratio
QAM QUADRATURE AMPLITUDE MODULATION
QoS Quality of Service
QPSK QUADRATURE PHASE SHIFT KEYING
RRC Radio Resource Control
SAE System Architecture Evolution
SC-FDMA Single Carrier – Frequency Division Multiple Access
SDM Spatial Division Multiple
S-GW Serving Gateway
TTI Transmission Time Interval

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TD-LTE Principle

Appendix B Reference Document

SN Name
25.912 Feasibility study for evolved Universal Terrestrial Radio Access (UTRA) and
1
Universal Terrestrial Radio Access Network (UTRAN)
2 25.913 Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UTRAN)
36.300 Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal
3
Terrestrial Radio Access Network (E-UTRAN), Overall description
4 25.814 Physical layer aspects for evolved Universal Terrestrial Radio Access (UTRA)
5 36.211 Physical Channels and Modulation
6 36.212 Multiplexing and channel coding
7 36.213 Physical layer procedures
8 36.214 Physical layer – Measurements
9 36.302 Services provided by the physical layer
10 36.331 Radio Resource Control (RRC)
11 36.104 Base Station (BS) radio transmission and reception
12 36.321 Medium Access Control (MAC) protocol specification
23.401 General Packet Radio Service (GPRS) enhancements for Evolved Universal
13
Terrestrial Radio Access Network (E-UTRAN) access
14 23.203 Policy and charging control architecture

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