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BUILDING A LEGACY OF PERFORMANCE

IMPROVEMENT IN RWANDA
Steven J. Kelly, CPT John Palmucci, CPT

The country of Rwanda has achieved impressive development progress since the 1994
genocide. In 2012, the United States Agency for International Development initiated a Human
and Institutional Capacity Development program to strengthen local government agencies
and civil society. An important component of this effort is building a core nucleus of Rwanda
consultants and managers. A project goal is to build Rwanda into a hub of performance
improvement capacity to support the Central Africa region.

RWANDA HAS IMMENSE CHALLENGES sistence agriculture–based economy to a middle income


and knowledge–based economy characterized by steady
Rwanda has achieved impressive development prog-
growth within the context of effective regional integra-
ress since the 1994 genocide against the Tutsi minority.
tion. These aspirations are articulated in the GOR’s Vision
Programs to reconcile Hutus and Tutsis and to reinte-
2020 (GOR, 2000) and the Economic Development and
grate nearly 3.5 million returning refugees have been
Poverty Reduction Strategy 2013–2018 (GOR, 2012).
widely successful. The country enjoys relative peace and
As a part of these reforms, the GOR launched the
extremely low corruption, and although it is landlocked
Multi-Sector Capacity Building Program, which empha-
and lacking natural resources (see Figure 1) , GDP growth
sized the importance for ministries and agencies to
has averaged 7% since 2000, and GNI per capita has risen
cultivate a culture of continuous performance improve-
from $330 in 1994 to $1,250 per capita in 2012. Rural
ment. To build capacity holistically, the GOR established
poverty rates have dropped from 60% to 45% during the
the National Capacity Building Secretariat to provide a
same period, and life expectancy at birth has risen from
national framework within which all capacity-building
30 years to almost 63 years today.
interventions would be designed and implemented and
Rwanda’s population of more than 11 million is con-
resources monitored and evaluated.
centrated in a land area of 23,336 sq. km, making it the
most densely populated country in sub-Saharan Africa
at an estimated 430 people per square kilometer (CIA INTERNATIONAL ASSISTANCE
Factbook, 2014). Despite this density, Rwanda is one of Rwanda has experienced intensive and somewhat dis-
the least urbanized countries on the continent, with about jointed international assistance since the genocide. The
18% of the population living in urban areas. Subsistence World Bank, the African Capacity Building Foundation,
farming dominates Rwanda’s economy, employing 80% of the Belgian Technical Cooperation, and the African
the people and providing around 40% of the gross domes- Development Foundation have provided support through
tic product (GDP). a multi-sector capacity-building program. The United
Nations Development Program supported the govern-
Government of Rwanda Agenda ment’s reforms through the Ministry of Public Service and
In response to numerous challenges, the government Labor to modernize its structures and systems and to build
of Rwanda (GOR) has set an ambitious development its capacity at the individual, organizational, and institu-
agenda that aims to transform the country from a sub- tional levels. The United States Agency for International

Performance Improvement, vol. 53, no. 8, September 2014


©2014 International Society for Performance Improvement
6 Published online in Wiley Online Library (wileyonlinelibrary.com) • DOI: 10.1002/pfi.21429
A project goal is to build
Rwanda into a hub of
performance improvement
capacity to support the
Central Africa region.

communication technologies, a lack of program moni-


toring and evaluation, inconsistent service delivery, and
difficulties implementing policy. The assessment further
revealed that the lack of success was due, in part, to poor
coordination, failure to link reforms to GOR priorities,
and the absence of adequate needs assessments.
The GOR is currently engaging in a strategy to overhaul
FIGURE 1. RWANDA IS IN CENTRAL AFRICA the performance and efficiency of both the public and pri-
vate sectors. As part of that strategy, a National Capacity
Building Secretariat has been formed, reporting to the
Development (USAID), the largest single donor to Rwanda, Ministry of Finance and Economic Planning so that capacity
has implemented multiple programs in support of civil building can better link to the planning and budgeting cycle.
society and government institutional capacity building
across all sectors.
While some development partners approached capac- HUMAN AND INSTITUTIONAL CAPACITY
ity building in a holistic way, quite often interven- DEVELOPMENT IN RWANDA
tions were focused on technical training. They rarely
approached capacity building in a way that systematically Project Overview
addressed gaps or barriers in both individual and institu-
In May 2012, USAID initiated a five-year Human and
tional capacity.
Institutional Capacity Development Project in Rwanda
To assess the impact of these reforms, the Rwandan
(HICD/R). HICD/R seeks to improve the performance of
Cabinet requested an independent review of 32 semi-
GOR institutions and civil society organizations (CSOs) in
autonomous institutions. The reviews were conducted
support of GOR and USAID objectives and to institution-
from July to December 2008. A key finding (Adam Smith
alize the Human and Institutional Capacity Development
International, 2008) from these functional reviews was
(HICD) approach to performance improvement within
that restructuring, staff reductions, and other institu-
the private and public sectors. HICD is a new model
tional reforms had often come ahead of the development
(USAID, 2009; USAID EGAT, 2011) within USAID that
of sound systems, processes, and mechanisms to enhance
brings solutions in measuring and improving perfor-
efficiency and effectiveness. The review pointed out that
mance for individuals and institutions. The complete
when it is not clear why an agency does what it does and
program in Rwanda applies the human and institutional
how it measures its own performance—two common
capacity development approach to support three compo-
findings—it becomes difficult to assess whether reforms
nents, as depicted in Figure 2 (Palmucci, 2013):
are actually contributing to the higher government goals
of improving service delivery and making government 1. Government institutions—providing focused HICD-
institutions more accountable and transparent. based performance assessments and assistance in im-
As the findings of the functional reviews indicate, plementing targeted performance solutions to selected
despite impressive progress since 1994, Rwanda’s public government counterparts. One government counter-
administration system still faces many challenges. Among part is envisioned for the project each year. Assistance
the challenges cited by Adam Smith International in its to prior-year counterparts will continue in successive
2008 review, government institutions struggle with lim- years, but the nature of assistance will evolve based on
ited workforce capacity, underdeveloped information and opportunities, resources, and progress.

Performance Improvement • Volume 53 • Number 8 • DOI: 10.1002/pfi 7


FIGURE 2. HICD RWANDA PROCESS

USAID identified Rwanda’s agriculture sector 3. Community of practice (COMPRAC)—developing


as the initial focus area for HICD/R’s efforts. The a community of professional, private-sector HICD
Ministry of Agriculture and Animal Resources consultants to assist in implementing performance
(MINAGRI) was selected as the first governmental improvement interventions for government and CSO
institution to partner with the project, focusing on organizations and to provide continuing performance
its public finance-management systems. Follow- improvement consulting services to the private and
ing the assessment in autumn 2012, five key areas public sectors. The COMPRAC was founded with 60
were selected for support based on evidence-based Rwandan professional business consultants with di-
recommendations comprising human capital man- verse backgrounds and professional consultancy skills
agement; policy, planning and budgeting; financial in finance, organizational development, monitoring
management; procurement; and internal audit. and evaluation, human resources development, policy
HICD/R began working together with MINAGRI by analysis, strategic management, and so forth. These
providing technical assistance in summer 2013. This consultants are expected to play a key role in imple-
support is ongoing and anticipated to be provided menting solutions to address the performance gaps
for several years. in partners’ institutions and in expanding the field of
2. Civil society organizations (CSOs)—providing fo- human and institutional capacity performance im-
cused HICD-based assessments and capacity devel- provement in Rwanda.
opment to selected CSO counterparts by supporting
jointly agreed-on interventions to improve perfor- During the past 18 months, HICD/R has provided
mance. In HICD/R’s first year, six CSOs were select- these Rwandan professional consultants with practical
ed as partners, three agricultural and three from the experience using HICD tools and methods through a
health sector: INGABO, IMBARAGA, and Conseil series of ongoing continuing education and coaching sup-
de Concertation des Organisations d’appui aux Ini- port. This coaching and professional development also
tiatives de Base (CCOAIB), African Evangelic Enter- builds a variety of competencies ranging from strategic
prise (AEE), CARITAS, and François Xavier Bagnoud business planning to tendering for public sector services
(FXB). After completing comprehensive assessments, and prudent financial management. In addition, project
numerous performance interventions have been staff provides assistance with the International Society
agreed to, including strategy alignment, beneficiary for the Performance Improvement (ISPI) Certified
service improvements, advocacy, and communica- Performance Technologist (CPT) application process.
tion effectiveness. Internal strengthening is being pro- HICD/R also provides the community of practice mem-
vided for functions such as human resources, finance, bers with hands-on experience through paid internships.
information technology, and monitoring and evalua- The project encourages COMPRAC consultants to
tion. Future CSO selections are ongoing and will also offer HICD/R-related services on a commercial fee basis to
be coordinated with NCBS and related Sector Work- both private and public sector clients. COMPRAC mem-
ing Groups. bers are expected to play a key role in institutionalizing

8 www.ispi.org • DOI: 10.1002/pfi • SEPTEMBER 2014


approach to improving productivity and competence,
using a research-validated set of methods and procedures
and a strategy for solving problems for realizing oppor-
tunities related to the performance of people and institu-
tions (ISPI, 2014; Pershing, 2006).
Specifically, HPT is a process of systematic steps to
influence individual and organization behavior and
accomplishment cost effectiveness. It is a combination of
three fundamental processes—performance analysis, cause
analysis, and intervention selection—and is fully scalable
to individuals, small groups, and large organizations.
HPT has antecedents over a century with con-
tributions from many researchers and practitioners
FIGURE 3. GOAL OF HICD (Bernardez, 2011), although the discipline is often seen
to have originated with the work of Tom Gilbert (1978)
in the early 1960s. Solutions to problems identified are
and expanding the use of HICD in public and private
drawn from a wide range of interventions that in turn
institutions. Over the 18 months, HICD/R has supported
are drawn from many other disciplines, including behav-
an ambitious, diverse, and challenging Community of
ioral psychology, instructional systems design, organiza-
Practice (COMPRAC) of Rwanda local consultants.
tional development, and human resources management
(Bernardez, 2011; Chevalier, 2003). HPT stresses a
THE HICD APPROACH rigorous analysis of present and desired levels of perfor-
mance, identifies the causes for performance gaps, offers
HICD is a model of structured and integrated processes
a wide range of interventions with which to improve
(USAID EGAT, 2011) designed by USAID to support
performance, guides the change-management process,
systemic improved performance in USAID Partner insti-
and evaluates the results. Decisions are data driven for
tutions, including ministries, civil society organizations,
both analysis and evaluation (Guerra-Lopez, 2006).
and other host-country organizations. This is done by
Comprehensive needs assessment on the front end of
identifying root causes of performance gaps and address-
assistance is critical.
ing those gaps through a wide array of interventions
The International Society for Performance Improvement
(see Figure 3). The model is designed to assist USAID
(ISPI) is the professional association that promotes the
partners with practical methodologies and tools to clarify
application of HPT in all spheres of action (ISPI, 2014). A
and fulfill their mandates and provide the highest level of
performance-based certification (Certified Performance
service to constituents and stakeholders.
Technologist) ensures uniform standards and codes of
To benefit from HICD, an institution or organization
ethics in practice. USAID recognizes this credential and
must be prepared. USAID’s experience indicates that
emphasizes use of these experts to lead assessment teams.
development partners are best able to benefit from the
HICD process when they meet a basic set of criteria that
includes an understanding of the process, an interest in A PRINCIPLES-BASED DISCIPLINE
and commitment to it, and a baseline of institutional The HPT approach has been shown to be able to address
capacity for undertaking the HICD process and following a wide range of situations. Even though there are limit-
through on identified reforms. An initial performance less variations on the models applied, at heart HPT is
assessment is conducted that provides specific recom- a principles-based discipline. It is always systemic and
mendations. This assessment forms the basis for inter- reflects a holistic view; it is both performance focused
ventions designed for partner performance improvement. and data driven. In addition, it focuses on end results,
involves partnerships with the client, and strives to add
FOUNDATIONS OF PERFORMANCE value beyond defined objectives. Practitioners are sys-
tematic in their application of a deliberate and evidence-
TECHNOLOGY based process.
The HICD method is adopted from the scientifically In the larger context of the organization as an adap-
based performance principles from the field of Human tive system, HPT focuses on three levels of performance
Performance Technology (HPT). HPT is a systemic variables that ultimately determine the performance of

Performance Improvement • Volume 53 • Number 8 • DOI: 10.1002/pfi 9


FIGURE 4. UPDATED BEHAVIOR ENGINEERING MODEL

organizations and individuals: (1) the broader organiza- Likewise, performers operate in what is called a human
tion, (2) critical work processes, and (3) the individual performance system (Rummler, 2007). All desired job
job and performer. Often called the anatomy of perfor- output is produced by five components: (1) performer;
mance (Rummler & Brache, 1990), it is analysis of these (2) inputs such as forms, orders, and so on; (3) output
levels that is key to understanding and applying the such as inquiries answered and forms processed; (4) con-
HPT approach. These levels within the broad scope of sequences that include events that affect the performer
performance architecture (Addison & Haig, 2006) are either positively or negatively; and (5) feedback on the
integral to understanding and reinforcing the success consequences of the output.
of organizations. An increasing emphasis in the field is This approach builds on the behavior engineering
on adding value beyond the individual client (Kaufman, model with the understanding that individual perfor-
2009) to the broader arena (the Mega level), so that mance in an organization is always a function of the pre-
all institutional performance initiatives ultimately must viously mentioned components. Consistent performance
address societal needs and contributions. is a function of six factors: (1) proper performance speci-
fication, (2) elimination of task interference, (3) ongoing
monitoring and feedback, (4) consequences for actions,
BEHAVIOR ENGINEERING THROUGH (5) appropriate knowledge and skill, and (6) match of
PERFORMANCE SYSTEMS individual capacity. In most cases of poor job perfor-
Performance improvement at the job level, as issues of mance, the cause is a breakdown in one or more elements
processes and organizational policies are aligned, can be of the non-performer components.
attained through application of the behavior engineering
model. This model distinguishes between the capabilities PERFORMANCE IMPROVEMENT USING
the individual brings to a job and the environmental fac-
tors that may support or impede individual performance. HICD IS SCALABLE
The model has been updated in recent years (Binder, As a donor agency, USAID’s goals are many and encom-
1998; Chevalier, 2003; Riha & Binder, 2011), and it still pass a wide diversity of interests. HICD practitioners,
includes the original six cells across the two performance using HPT principles and tools, can improve the quality
dimensions (see Figure 4). and sustainability of partner client improvements and

10 www.ispi.org • DOI: 10.1002/pfi • SEPTEMBER 2014


FIGURE 5. HICD PERFORMANCE MODEL

progress. This is because its approaches are scalable in those gaps through a wide array of interventions (e.g.,
three ways (Kelly, Coughlin, & Novak, 2012): ministries, civil society organizations, and other host-
country organizations). The model is designed to assist
• It offers a method for individual project assessment USAID partners with practical methodologies and tools
and technical assistance for specific partner clients. to clarify and fulfill their mandates and provide the
• It provides ongoing catalyst and stimulus when cou- highest levels of service to constituents and stakeholders
pled with technical assistance to embed and sustain (USAID EGAT, 2011). The HICD framework is based on
institutional change. a model that provides a systematic process for analyzing
• It addresses broad systems to facilitate improved sector and improving performance (see Figure 5).
or country program results. As already noted, a key focus of the HICD/R concept
is developing performance technology methods and skills
In support of HICD initiatives, HPT provides a strong within the local Rwandan consultant professional com-
framework for accelerating institutional capacity develop- munity.
ment and performance. The focus on a principle-driven
approach that is results oriented, involves systemic and
systematic processes, is value-added to overall outcomes, LEVERAGING LIMITED RESOURCES
and is conducted in partnership with the client allows for THROUGH COMMUNITIES OF PRACTICE
flexibility in application of specific models customized Among the oldest elements of building both market rec-
for the client and the environment (Kelly & Novak, 2007). ognition and higher standards of professional application
The anatomy of a performance model provides a basis for are communities of practice—groups of people who share
consultants and agents of change to address all the vari- information, insight, experience, and tools related to an
ables in the institutional system during analysis and pre- area of common interest (Wenger, 1998). A community’s
scription for change. Relying on the validated elements of focus is often on a professional discipline such as res-
the human performance system allows for the definition ervoir engineering or biology; a skill such as machine
of interventions at the individual and team level that will repair; or a topic such as a technology, an industry, or a
be adapted and sustainable. It ensures that mega results segment of a production process.
are always included in formulating institutional objec- Communities of practice have always been part of
tives and strategies, linking organization outcomes to the informal structure of professions. They form spon-
societal needs (Kaufman, 2009). taneously as people seek help, try to solve problems, and
attempt to develop new ideas and approaches. Some say
that spontaneous communities of practice have always
APPLYING HICD SYSTEMATICALLY been the real vehicle through which technical knowledge
HICD is a model of structured and integrated processes spreads through organizations. Spontaneous communi-
designed by USAID to identify root causes of perfor- ties of practice are informal. People participate in them
mance gaps in USAID Partner institutions and to address as their interest, time, and energy dictates. Although they

Performance Improvement • Volume 53 • Number 8 • DOI: 10.1002/pfi 11


usually focus on a particular topic or domain, the specific of their participation in the group. Flexibility should
issues they focus on change over time as the needs and be encouraged to drive the focus to the greatest area of
interests of their members change. added value for members. Hopefully, this can be done
Communities are held together by passionate inter- with a combination of familiarity and excitement. There
est and value. Communities of practice frequently form needs to be a regular rhythm for the community, with a
around topics community members have invested many continual cycle of activities and events that allow for the
years in developing—topics they are often passionately members to regularly meet, reflect, and evolve. The pace
interested in, such as a science, a craft, or a manufactur- should maintain an ongoing level of engagement to sus-
ing process. But communities of practice are not just tain the vibrancy of the community, while not being so
celebrations of common interest. They focus on practi- fast-paced that it becomes unrealistic and overwhelming
cal aspects of a practice, everyday problems, new tools, in its demands.
developments in the field, building recognition of benefit
and success in the market, and things that work. People
participate because the community provides value. CRITICAL SUCCESS FACTORS FOR
Although in many cases community members may BUILDING A COMMUNITY OF PRACTICE
be in competition for resources or work, they frequently Communities of practice are both ancient and modern
turn to each other to help solve technical problems. organizational forms. There are four key challenges in
Because they are often linked, both to each other and starting and supporting communities capable of sharing
to suppliers, universities, and others outside their orga- tacit knowledge and thinking (McDermott, 2000). The
nization, they often keep members informed of new leadership challenge is to communicate that the com-
developments in the field. Because community mem- munity truly values sharing knowledge. The community
bers share a common technical interest, they can share challenge is to create real value for members and ensure
ideas and concerns with others who really understand. that the community shares cutting-edge thinking. The
In addition, praise from community members is often technical challenge is to design human and informa-
the most meaningful because technical peers really tion systems that not only make information available
understand the difficulty of the work or the brilliance but help community members think together. And the
of an innovation. As a result, people often have a great personal challenge is to be open to the ideas of others
deal of their professional identity tied up in their com- and to maintain a thirst for developing the community’s
munities. practice.
Addressing these challenges is critical to the success
CULTIVATING A SUCCESSFUL AND of communities of practice. Without them, communities
often flounder or fail. It is important to focus attention
SUSTAINABLE COMMUNITY around topics at the heart of the performance improve-
What makes a community of practice succeed, no matter ment profession, where leveraging knowledge will have
what the form, depends on the purpose and objective of a significant financial or competitive impact. A well-
the community combined with the interests and resources respected community member has to act as an early coor-
of the members of that community (Wenger, McDermott, dinator to keep people informed of what others are doing
& Snyder, 2002). Communities should evolve naturally. and to create opportunities for people to come together
The nature of a community of practice is dynamic, and to share ideas. There must be a realistic momentum to
the network should be designed to support shifts in focus. ensure that people have time and energy to participate. A
It is important to create opportunities for open dialog major limiting factor for a community’s effectiveness in
that include inside and outside perspectives. Although sharing knowledge is the time people have to participate.
members and their collective knowledge are the group’s Events must be timed realistically to match members’
most valuable resource, it is also beneficial for them to availability while keeping a sense of progress.
look outside of the membership to understand the differ- In our context, it is critical to match the core Rwandan
ent possibilities for achieving their professional develop- cultural values with the prevailing professional codes and
ment goals. There is a need to allow different levels of standards rather than try to change them. Communities
participation, both from the intense core and through the successful at sharing ensure that the professional
more passive members who learn from a limited level of knowledge is adapted to fit the existing culture. Along
involvement. with this it is important to avoid community activities
The community should create opportunities for par- that are perceived to compete with members’ commercial
ticipants to explicitly discuss the value and productivity interests.

12 www.ispi.org • DOI: 10.1002/pfi • SEPTEMBER 2014


The greatest danger involved in sustaining a growing • Independent association: creation of a new associa-
HICD community is that members will lose energy and tion based on HPT or broader management consulting
drift into apathy, letting the leadership or coordinator
Table 1 provides a brief analysis of the strengths and
carry all the responsibility for community caretaking.
weaknesses of these community forms.
Getting respected thought leaders involved as soon as
possible, preferably from the start, is one of the key ways
to build energy in the community. Energy is built through CREATING A SUSTAINABLE COMMUNITY
expanding community contact. Live contact is a key to
building a sense of commonality, enthusiasm, and trust. OF PRACTICE FOR RWANDA
Physical events are important to building the ongoing HICD/R has just started the third year of a five-year
energy of the community. Contact, including the social program. During the early years, the project established
connection and obligation that comes with it, builds sus- a formal framework for a community of practice and
tainable community success. Community energy is built provided members with numerous workshops, trainings,
up by strengthening one-on-one relationships among and other learning opportunities. Included were paid
community members. This can be accomplished by an internships to participate in HICD assessments and to
active and passionate core group. Core group members implement performance solutions for HICD/R partner
are not always world-leading experts on performance institutions. Interns were selected through a competitive
improvement. What makes them effective is their heart- process.
felt caring about the profession and the community. Several factors affect the potential for the HICD pro-
It must be easy to connect, contribute to, and access fessional community to provide sustainable performance-
the community. Ease of use has little to do with soft- based consulting services to the private and public
ware functionality. Websites should make it easy for sectors. These are discussed in the following subsections.
community members to connect with each other and
to contribute to and use information from the commu- Shallow Markets
nity’s knowledge base, while being inexpensive and easy Current demand for performance improvement ser-
to access. It is important to create real dialogue about vices is limited to projects and programs funded
cutting-edge issues in community forums. Relationship by international donors, largely USAID. Although
comes about through true discussion. the need for private- and public-sector performance
improvement service is clear, this has not translated
into market demand. Potential clients, long entrenched
OPTIONS FOR CREATING A
in a traditional cycle of capacity needs assessments
COMMUNITY OF PRACTICE and training, have yet to see the value in more holis-
There are a number of options for forming a community. tic performance improvement approaches that focus
Often people automatically jump to the idea of a formal on a wider array of root causes than skill and knowl-
association when considering this type of community. edge gaps. This is exacerbated by a lack of visible and
In fact there are several options. They are described in compelling examples of HICD/R results that would
the following list, which names both the simpler and the attract institutional leaders to the benefits of applied
more complex (as well as more expensive) variants. performance technology.
• Network of practitioners: an informal network of
Stagnant Market Sophistication
consulting professionals who meet periodically to
trade professional and market developments The GOR represents the largest portion of the market for
consulting assignments. However, government actors are
• International association chapter: a local chapter of
largely isolated from advancements and best practices in
an international professional society with a perfor-
their fields due to lack of resources, change resistance,
mance improvement focus (e.g., ISPI and ATD, among
and poor incentives. Consultants might be able to bring
others)
fresh perspectives to government, but they lack the
• Special interest group (SIG): a committee within an opportunity to demonstrate sophisticated approaches
existing general association such as a business cham- and are further hindered by anti-consultant prejudices.
ber within an existing broad membership base The GOR largely uses consultants to shore up inad-
• Institutional office: a coordinating mechanism with a equate government staffing by outsourcing narrow and
relevant GOR agency such as a public service bureau discrete tasks. Such tasks provide almost no opportunity
or a university with a management program for consultants to influence government performance

Performance Improvement • Volume 53 • Number 8 • DOI: 10.1002/pfi 13


TABLE 1 ANALYSIS OF HICD COMMUNITY OF PRACTICE ALTERNATIVES
OPTION PRO CON

Network of practitioners: An informal Low overhead Requires high personal commitment


network of consulting professionals Freedom of action Lack of structure and resources
meeting periodically
Flexible agenda No legal basis
Low risk Hard to sustain

International association chapter: Known brand Affiliation and bylaw requirements


A local chapter of an international Support and operations templates (structure) International dues
professional society focused on
Low budget requirements Ongoing volunteer energy
performance
Volunteer officers (revolving) Trust among members is important for
Easy to establish joint action

Relationship with USAID (in case of ISPI)

Special interest group (SIG): A commit- Known brand Requires existing core of membership
tee of an existing general association Established membership base HICD is side issue
with a broad membership base
Mix of internal and consultant members Low freedom of action
Excellent for marketing Board support may change
Focus may be diluted
Expensive dues

Institution office: A coordinating mech- Known brand Requires ongoing funding


anism with a relevant GOR agency Helpful for marketing Low priority focus on HICD
(such as NCBS) or a university with a
Coordinating staff Low freedom of action
management program
Bureaucracy constraints
May become a potential service
competitor

New association: A new association Freedom of action Registration and start-up expense
based on HICD/HPT or broader man- No historical baggage Facility and staffing cost
agement consulting
Focus of mission Large potential membership base needed
No name recognition
Threat of competition with members
Focus on fundraising

or to expand the government perspective or body of unable to employ and invest in consultants and must
knowledge. Consultant influence is further impeded by instead rely largely on short-term, contracted consultants
government perceptions of consultants as self-promoting and to reduced overhead and fixed salaries.
professional scavengers of dubious skills.
Low Level of Professional Cohesion
Small Consultancy Base As mentioned, relatively few professional consulting
There are fewer than 20 professional management con- firms and a wide array of independent consultants
sultancy firms in Rwanda, though a plethora of freelance populate the consulting field. Competition to win con-
consultants of varying degrees of expertise and compe- sulting assignments is intense, and this, in combina-
tence populate the landscape. Only a few of the firms are tion with restraints on opportunities and resources for
proficient with HICD methods. International consulting professional development, contributes to industry frag-
firms, largely absent from the Rwandan marketplace, mentation and an inhibited sense of professional cama-
generally engage international expert teams. High volatil- raderie and trust between consultants or consulting
ity in the supply for consulting assignment further limits firms. While a Rwandan Organization for Professional
sector growth and consultant enrichment. Firms are Consultants (ROPC) has been formed to serve as a

14 www.ispi.org • DOI: 10.1002/pfi • SEPTEMBER 2014


unified voice for the consulting industry and to provide The first phase, which is just being completed, was
training and services to professionalize services pro- to identify a core group of interested professionals as a
vided by consultants, it has yet to engage substantively start to the community. This was done by a communica-
in the advocacy needed to change the perception of the tions campaign directed to the known consulting audi-
consulting industry. ence in Rwanda. More than 60 participants joined the
COMPRAC from the start, and they have become the
basis of initial activities.
DESIGN OF THE HICD/R COMPRAC The profile of the members (Figure 7) indicated a
mixed level of ability, although more than 60% had at
During the initial months of the project launch, all
least 10 years of experience.
these considerations surfaced. Given the newness of
Many local consultants have experience in proj-
the methodology, it was decided to take a phased-in
ect management, business development, institutional
approach. Also, as the project had a 5-year life, there was
capacity building, human resources management, pro-
time to build slowly from strength to strength to ensure
curement, financial management, and business devel-
sustainability. As Figure 6 illustrates, the first decision
opment. Therefore, the project took a collaborative
step—agreement on the objectives of the COMPRAC—
approach that included knowledge transfer of HICD/
was implicit in the HICD/R work scope.
HPT methods, including training and coaching. In addi-
The third and fourth steps of defining the features
tion, selected partnering via internships or team mem-
of the COMPRAC, while adapting best practices to the
bership with international consultants has been used to
Rwandan context, is being implemented in four phases:
broaden the local consultants’ knowledge in the area of
1. COMPRAC fully supported by project staff and re- performance improvement. This was possible because
sources (30 months) the project is supporting a number of institutions with
2. COMPRAC transition to international association both assessments and performance solution interven-
chapter fully supported (24 months) tions. Therefore, the parallel approach was to develop the
3. Association chapter operating with limited support consultants’ HICD/HPT competencies and to strengthen
(six months) their existing specialties while providing for ongoing
4. Chapter continues after completion of project inde- real-life opportunities to practice and use the tools with
pendently expert feedback. In addition, a special effort of coaching

FIGURE 6. HICD COMPRAC DESIGN

Performance Improvement • Volume 53 • Number 8 • DOI: 10.1002/pfi 15


vention work were awarded to members in transparent
competitive assignments.
“The HICD project represents one of USAID’s core
priorities, which is to support public institutions to oper-
ate in an effective and inclusive fashion, and that civil
society is equipped to advocate effectively on behalf of
individuals and communities in Rwanda,” said Emily
Krunic, Democracy and Governance Office Director at
USAID/Rwanda. “This training and certification of local
organizations will make sure Rwanda has the skills to
strengthen its own organizations into the future.”
Thus, a recent HICD Exposition was held in February
2014 to showcase both performance successes and local
professional talent. Not only was awareness built, but a
guide was distributed that, in addition to describing the
approach, included a directory of the local consultants.
The strength of this event, attended by close to 200 people,
was that it was designed for the right profile of attendees—
that is, organization leaders who are potential customers
of these services. Media coverage was strong for the event.
At this time, planning is ongoing for the transition of
FIGURE 7. COMPRAC MEMBER EXPERIENCE PROFILE the fully supported community into a supported profes-
sional chapter. Given the alignment of HICD with the
mission of the International Society for Performance
and orientation was provided to build a growing number Improvement (ISPI), and the adaptation by USAID for
of Certified Performance Technologists. the CPT credential to lead teams in this area, the choice
to found an ISPI chapter was a natural decision. There
is great interest by the Rwandan National Capacity
LOOKING FORWARD TO A Building Secretariat as well as the Rwandan Organization
SUSTAINABLE PROFESSIONAL for Professional Consultants to support this transition.
Looking toward midpoint progress at this stage of devel-
COMMUNITY
opment, achievements include:
As elaborated in the preceding analysis, COMPRAC con-
sultants agree that in the longer term the development • Sixty consultants have completed training to integrate
of true market demand for HICD services is essential to HICD/HPT methods and tools into their specialties.
the sustainability of these practices. With this, support
• Two hundred twenty professionals have been oriented
for cohesion within the consulting industry must be part
to the CPT requirements, 40 undertook a 10-session
of the solution. This was done using two approaches.
application seminar based on the standards, approxi-
First, an 8-module training program was designed and
mately 10 applications are in the submission pipeline,
provided to all the COMPRAC members. Given the expe-
with three awarded.
rience levels of the participants, these were facilitated as
workshops presenting new HPT methods and tools with • A kickoff event for a Rwandan ISPI chapter was held
opportunities to discuss their application in the Rwandan at the end of May 2014 with more than 100 profession-
environment. The focus was on HPT tools such as the als attending. A steering committee of 10 volunteers
behavior engineering model (Gilbert, 1978) and the committed to complete the formulation of the chapter
anatomy of performance (Rummler & Brache, 1990) as so that elections for a board of directors can be held
applied through the USAID HICD handbook and mod- within six months.
els (USAID EGAT, 2011). In addition, other supporting • During the May 2014 event, more than 100 new man-
competencies were strengthened, such as managing a agers and consultants had attended HICD overview
consulting practice, preparing bid proposals, and con- workshops with an expressed interest in joining the
tracting legalities. While these were underway, selected COMPRAC or pursuing their CPT. Many are senior
opportunities for ongoing project assessment and inter- managers from both line government ministries as

16 www.ispi.org • DOI: 10.1002/pfi • SEPTEMBER 2014


Addison,  R., & Haig,  C. (2006). The performance architect’s
Rwanda is on track to be essential guide to the performance technology landscape.
a leader in HICD/HPT Performance Improvement, 45(10), 38–47.

Bernardez, M. (2011) Should we have a “universal model”


practices in Africa and will for HPT? A practical alternative that works. Performance
Improvement, 50(9), 41–48.
quickly become a leading
Binder,  C. (1998). The six boxes: A descendent of Gilbert’s behav-
nation in the numbers ior engineering model. Performance Improvement, 37(6), 48–52.

of CPT-credentialed Chevalier, R. (2003). Updating the behavior engineering


model. Performance Improvement, 42(5), 8–14.
professionals over the next
CIA. (2014). The world factbook: Africa–Rwanda. Retrieved
few years. from https://www.cia.gov/library/publications/the-world
-factbook/geos/rw.html

Gilbert, T. (1978). Human competence: Engineering worthy per-


formance. New York, NY: McGraw-Hill.

well as groups such as the police, defense department, Government of Rwanda. (2000). Rwanda vision 2020. Kigali,
and independent statutory agencies. There is a contin- Rwanda: Ministry of Finance and Economic Planning.
gent of nonprofit managers involved as well. Government of Rwanda. (2012). Economic development and
• In parallel with the project’s support for improving poverty reduction strategy 2013–2018. Kigali, Rwanda: Ministry
performance for six local nonprofits, local consultants of Finance and Economic Planning.
are awarded paid assignment on an ongoing basis to
Guerra-Lopez, I. (2006). Evaluating impact: Evaluation
assist assessment teams or to provide specialized tech-
and continual improvement for performance improvement
nical interventions alongside international experts.
practitioners. Amherst, MA: HRD Press.
• The Rwandan Organization of Professional Consultants
reports increasing demand for HICD services based International Society for Performance Improvement. (2014).
on the early 2014 Expo. Several projects have already What is HPT. Retrieved from http: //www.ispi.org/content
been initiated that involved hiring services of the .aspx?id =54
COMPRAC members. Kaufman, R. (2009). Mega thinking and planning: An introduc-
tion to defining and delivering individual and organizational
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sustainability will come through many years of continu-
ing service promotion and professional improvement by Kelly, S., Coughlin,  P., & Novak,  M. (2012). Making a dif-
the HICD service providers themselves. However, at the ference: The future of HPT in sustaining best-practice inter-
midpoint of this effort, interest is growing quickly, and national capacity development. Performance Improvement
there are continual inquiries of both internal managers Quarterly, 25(1), 85–98.
and external consultants to join the community. Rwanda Kelly, S., & Novak,  M. (2007). Performance issues in interna-
is on track to be a leader in HICD/HPT practices in tional donor-funded development: A starting point for the PI
Africa and will quickly become a leading nation in the professional. Performance Improvement, 46(1), 33–39.
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paper for Rwanda Ministry of Public Service and Labour). technology: Principles, practices, and potential (3rd ed.). San
Kigali, Rwanda: DFID. Francisco, CA: Pfeiffer.

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Riha, C., & Binder, C., (2011). Accelerating business results USAID EGAT. (2011). Human and institutional capacity devel-
through leadership and management (A white paper from the opment handbook: A USAID model for sustainable performance
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library at http://www.sixboxes.com Development.

Rummler, G. (2007). Serious performance consulting according Wenger, E. (1998). Communities of practice: Learning, meaning,
to Rummler. San Francisco, CA: Pfeiffer. and identity. Cambridge, MA: Cambridge University Press.

Rummler, G., & Brache, A. (1990). Improving performance: Wenger, E., McDermott, R., & Snyder, W.M. (2002).
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Washington, DC: U.S. Agency for International Development.

STEVEN J. KELLY, CPT, has 35 years of diversified experience as a senior team leader in performance
improvement, capacity development, program evaluation, project management, and workforce devel-
opment. He has conducted numerous field assessments, defined evaluation strategies, and delivered
technical assistance in 25 countries in such sectors as regional and federal government reform, higher
education, SME development, finance and economics, environment, conflict resolution, and agriculture.
He has led numerous development projects funded by USAID, the World Bank, EU Leonardo, and the
Peace Corps. He has an MA in human relations/management and has previously served two terms as
a director on the board of the International Society for Performance Improvement (ISPI). He may be
reached at Steven.Kelly.KNO@gmail.com

JOHN PALMUCCI, CPT, is a human performance technology specialist with 20 years of experience
implementing USAID-funded institutional strengthening projects in Rwanda, Iraq, South Sudan, Egypt,
and Armenia. With a specific focus on performance improvement in post-conflict settings, he currently
leads the Human and Institutional Capacity Development Project in Rwanda to improve the performance
of government and civil society organizations and to institutionalize modern performance improvement
approaches. He has an MBA from Northeastern University. He may be reached at J@palmucci.co

18 www.ispi.org • DOI: 10.1002/pfi • SEPTEMBER 2014

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