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JACC: HEART FAILURE VOL. -, NO.

-, 2017
ª 2017 BY THE AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION ISSN 2213-1779/$36.00

PUBLISHED BY ELSEVIER http://dx.doi.org/10.1016/j.jchf.2017.04.012

STATE-OF-THE-ART PAPER

The Transition From Hypertension


to Heart Failure
Contemporary Update

Franz H. Messerli, MD,a,b,c Stefano F. Rimoldi, MD,a Sripal Bangalore, MDd

ABSTRACT

Longstanding hypertension ultimately leads to heart failure (HF), and as a consequence most patients with HF have a
history of hypertension. Conversely, absence of hypertension in middle age is associated with lower risks for incident
HF across the remaining life course. Cardiac remodeling to a predominant pressure overload consists of diastolic
dysfunction and concentric left ventricular (LV) hypertrophy. When pressure overload is sustained, diastolic dysfunction
progresses, filling of the concentric remodeled LV decreases, and HF with preserved ejection fraction ensues. Diastolic
dysfunction and HF with preserved ejection fraction are the most common cardiac complications of hypertension. The end
stage of hypertensive heart disease results from pressure and volume overload and consists of dilated cardiomyopathy
with both diastolic dysfunction and reduced ejection fraction. “Decapitated hypertension” is a term used to describe the
decrease in blood pressure resulting from reduced pump function in HF. Progressive renal failure, another complication
of longstanding hypertension, gives rise to the cardiorenal syndrome (HF and renal failure). The so-called Pickering
syndrome, a clinical entity consisting of flash pulmonary edema and bilateral atheromatous renovascular disease, is a
special form of the cardiorenal syndrome. Revascularization of renal arteries is the treatment of choice. Most
antihypertensive drug classes when used as initial therapy decelerate the transition from hypertension to HF, although
not all of them are equally efficacious. Low-dose, once daily hydrochlorothiazide should be avoided, but long-acting
thiazide-like diuretics chlorthalidone and indapamide seem to have an edge over other antihypertensive drugs in
preventing HF. (J Am Coll Cardiol HF 2017;-:-–-) © 2017 by the American College of Cardiology Foundation.

M ost longstanding hypertension ultimately


leads to heart failure (HF) unless this
sequence of events is otherwise interrup-
ted by other outcome and as a consequence, patients
Framingham Heart Study data was about 2-fold in
men and 3-fold in women. Multivariable analyses
revealed that hypertension had a high population-
attributable risk for HF, accounting for 39% of cases
with HF very commonly have a history of hyperten- in men and 59% in women. Among hypertensive sub-
sion. In the Framingham Heart Study cohort in a total jects, myocardial infarction, diabetes, left ventricular
population of 5,143 subjects, hypertension antedated (LV) hypertrophy, and valvular heart disease pre-
the development of HF in 91% of all newly diagnosed dicted an increased risk for HF in both sexes. At
HF patients during up to 20 years of follow-up 80 years of age, the lifetime risk of HF was about 20%
(mean 14.1 years) (1). Adjusting for age and HF risk in the Framingham cohort, and this risk doubled for
factors, the hazard for developing HF in hypertensive patients with blood pressure (BP) of 160/100 mm Hg
compared with normotensive subjects in the compared with those with 140/90 mm Hg (2).

From the aDepartment of Cardiology and Clinical Research, Inselspital, Bern University Hospital, Bern, Switzerland; bMount Sinai
Health Medical Center, Icahn School of Medicine, New York, New York; cJagiellonian University, Krakow, Poland; and the dLeon
H. Charney Division of Cardiology, New York University School of Medicine, New York, New York. Dr. Messerli has served as a
consultant for Daiichi-Sankyo, Pfizer, Servier, WebMD, Ipca, ACC, Menarini, and Sandoz. Dr. Rimoldi has served as a consultant for
Servier, Menarini, and Takeda. Dr. Bangalore has reported that he has no relationships relevant to the contents of this paper to disclose.

Manuscript received January 7, 2017; revised manuscript received April 19, 2017, accepted April 19, 2017.
2 Messerli et al. JACC: HEART FAILURE VOL. -, NO. -, 2017
Transition From Hypertension to HF - 2017:-–-

ABBREVIATIONS Not surprisingly, prevention of hyperten- based on the pathophysiologic and clinical impact of
AND ACRONYMS sion and other HF risk factors such as obesity hypertension on the heart:
and diabetes during middle age substantially
ARAS = atheromatous renal Degree I: Isolated LV diastolic dysfunction with no
artery stenosis
prolongs HF-free survival. Men and women
LV hypertrophy
without hypertension, obesity, or diabetes at
ACE = angiotensin-converting
45 years of age lived on average 34.7 years Degree II: LV diastolic dysfunction with concentric
enzyme
and 38.0 years without incident HF, and they LV hypertrophy
ARB = angiotensin receptor
blocker lived on average an additional 3 to 15 years Degree III: Clinical HF (dyspnea and pulmonary
BP = blood pressure longer free of HF than did those with 1, 2, edema with preserved ejection fraction)
CCB = calcium-channel blocker or 3 risk factors (3). Thus, the absence of Degree IV: Dilated cardiomyopathy with HF and
CI = confidence interval hypertension, obesity, and diabetes by 45 reduced ejection fraction (7)
CRS = cardiorenal syndrome
and 55 years of age is associated with up
to 86% lower risks for incident HF in men The categories would indicate that diastolic
CRT = cardiac
and women across the remaining life dysfunction is a much more common complication of
resynchronization therapy
course. Importantly, the 22-year follow up of longstanding hypertension than is systolic dysfunc-
HF = heart failure
the SHEP (Systolic Hypertension in the tion. Patients with HFpEF have more LV hypertrophy,
HFpEF = heart failure with
preserved ejection fraction Elderly Program) trial documented that epicardial coronary artery lesions, coronary micro-
compared with placebo, each month of vascular rarefaction, and myocardial fibrosis than do
HFrEF = heart failure with
reduced ejection fraction active chlorthalidone-based antihypertensive control subjects. Coronary microvascular dysfunction
LV = left ventricular therapy during the trial period of 4.5 years may conceivably be the result of a systemic inflam-
RR = risk ratio was associated with 1-day prolongation of matory state and oxidative stress accelerated by
life expectancy free from cardiovascular comorbidities of HFpEF (8,9). Importantly, isolated
SBP = systolic blood pressure
death (4). diastolic dysfunction also can trigger pulmonary
edema, as was documented by Gandhi et al. (10). They
PATHOPHYSIOLOGY found LV ejection fraction during an episode of acute
hypertensive pulmonary edema to be similar to the
In most hypertensive patients LV diastolic dysfunc- one measured after treatment, when the BP had been
tion is the first discernible manifestation of heart controlled. In these patients systolic BP (SBP) was
disease (Figure 1). Cardiac remodeling to a predomi- 200  26 mm Hg during the initial echocardiographic
nant pressure overload consists of concentric LV examination and reduced to 139  17 mm Hg at the
hypertrophy (increase in cardiac mass at the expense time of the follow-up examination. Thus, a normal LV
of chamber volume). In contrast, cardiac remodeling ejection fraction after the treatment of a patient with
to a predominant volume overload (e.g., obesity, hypertensive pulmonary edema allows us to conclude
chronic kidney disease, anemia) consists of eccentric that the pulmonary congestion was due to isolated,
hypertrophy (increase in cardiac mass and chamber transient diastolic dysfunction. Transient systolic
volume) (5). When pressure overload is sustained, dysfunction with or without mitral regurgitation
diastolic dysfunction progresses, the concentric seemed to be infrequent during acute episodes in
remodeled LV decompensates, and hypertensive these patients (10).
HF with preserved ejection fraction (HFpEF) ensues.
In contrast, when volume overload is sustained, DECAPITATED HYPERTENSION
LV dilatation progresses, the eccentric remodeled
LV decompensates, and HF with reduced ejection In advanced HF SBP is usually low, even in patients
fraction (HFrEF) ensues. The combination of LV who were previously hypertensive. This phenomenon
hypertrophy with increased levels of biomarkers is termed “decapitated hypertension”: patients
of subclinical myocardial injury (high-sensitivity who are hypertensive to begin with progressively
cardiac troponin T, N-terminal pro–B-type natriuretic develop normal and even low BP as HF becomes more
peptide) identifies patients at highest risk for devel- severe. Severe LV dysfunction can be a powerful
oping symptomatic HF, especially HFrEF (6). The antihypertensive mechanism. The decrease in SBP
end stage of hypertensive heart disease, usually the results from reduced pump function and fall in
result of longstanding pressure and volume overload, cardiac output despite the presence of compensatory
consists of dilated cardiomyopathy with both dia- mechanisms such as peripheral vasoconstriction.
stolic dysfunction and reduced ejection fraction. Patients with decapitated hypertension are difficult
From a clinical point of view hypertensive heart to manage because of their inability to tolerate HF
disease can be divided into 4 ascending categories, medications, most of which tend to lower BP, such as
JACC: HEART FAILURE VOL. -, NO. -, 2017 Messerli et al. 3
- 2017:-–- Transition From Hypertension to HF

F I G U R E 1 Staging of Hypertensive Heart Disease

LV ¼ left ventricular.

angiotensin-converting enzyme (ACE) inhibitors or In analyzing 18 studies we showed that CRT resulted
angiotensin receptor blockers (ARBs), diuretics, and in an increase in SBP by about 4 mm Hg, no change in
beta-blockers. diastolic blood pressure and an increase in pulse
This interplay among high BP, hypertensive HF, pressure compared with baseline or medical therapy.
and dilated cardiomyopathy (i.e., the phenomenon of In a recent study by Tanaka et al. (13), an increase in
decapitated hypertension) was lucidly discussed by SBP after CRT was associated with a decrease in
Celia Oakley (11) about 4 decades ago: “The develop- the combined endpoint of HF hospitalization and
ment of left ventricular failure because of hyperten- all-cause mortality.
sion determines a decrease of the previously raised BP
to normal levels and, since the failure usually persists, BP IN HF PATIENTS
the BP remains normal (11). If the patient recovers
from HF, then the BP rises and the diagnosis is likely to Although hypertension is well known to trigger inci-
be ‘hypertension.’ In other words, the ‘diagnosis” dent HF, higher SBP in patients with established HF
varies between dilated cardiomyopathy and seems to paradoxically have a protective effect on
hypertension according to left ventricular function survival. Numerous studies have shown that in pop-
and only if a patient with dilated cardiomyopathy, ulations with HF, high SBP is associated with im-
HF actually recovers and develops high BP can the proved, not adverse, outcomes (14–20) and this holds
causal or conditioning role of high BP be proved.” true for both acute (14–17) and chronic (18,19) HF. A
We evaluated this hypothesis in a meta-analysis retrospective study examining 2,289 patients from the
and were able to document that in patients with HF COPERNICUS (Carvedilol Prospective Randomized
who underwent cardiac resynchronization therapy Cumulative Survival) trial by Rouleau et al. (21) found
(CRT) an increase in BP occurred. (12). CRT improves that the lower the pretreatment SBP of patients in the
cardiac function by reverting asynchronous mechan- cohort is, the higher the risk is of a major clinical event.
ical events, especially in patients with a wide QRS For each 10-mm Hg decrease in the pretreatment SBP
complex or with echocardiographic dyssynchrony. there was an 18% increase in the risk of death, 11%
4 Messerli et al. JACC: HEART FAILURE VOL. -, NO. -, 2017
Transition From Hypertension to HF - 2017:-–-

increase in the combined risk of death or hospitaliza- HF increases and vice versa. The increase in comor-
tion for HF, and 9% increase in the combined risk of bidities, as well as on the need for incremental ther-
death or hospitalization for any reason. apies, enhances the risk of hyperkalemia. From a
The increase in central BP occurring with beta- clinical point of view the presence of CRS drastically
blockade may be an additional reason for the benefi- limits the therapeutic armamentarium in HF patients.
cial effect of this drug class in HF. McAlister et al. (22) Conceivably a treatment strategy with the newly
reported that the magnitude of heart rate reduction available Kþ binders in conjunction with a mineral-
(which is indirectly proportional to the increase in ocorticoid antagonist will help to reduce CV mortality
central pressure) is associated with the survival and morbidity in HF (28).
benefit of beta-blockers in HF. The same phenome-
PICKERING SYNDROME
non may be responsible for the benefits of heart rate
lowering with ivabradine in patients with HF in the
In 1988 Pickering et al. (29) reported a series of 11
SHIFT (Systolic Heart failure treatment with the lf
hypertensive patients with bilateral atheromatous
inhibitor ivabradine) trial (23). As discussed, in many
renal artery stenosis (ARAS) who presented with a
patients with HF SBP is low, often critically so. In this
history of multiple episodes of flash pulmonary
situation, an increase in central pressure secondary to
edema (FPE). The clinical entity of FPE and bilateral
heart rate lowering as has been documented with
ARAS, now known as Pickering syndrome (30), has to
ivabradine (24) may turn out to be beneficial. The
be classified as CRS type 3. Patients with Pickering
decrease in cardiac workload with ivabradine is likely
syndrome most commonly present with severely
to override a potentially detrimental effect, if any, of
impaired LV filling and LV hypertrophy but may have
a higher central systolic pressure. In contrast to
normal or only mildly impaired LV systolic function.
hypertension, where heart rate lowering has been
This, together with defective natriuresis secondary to
documented to progressively increase cardiovascular
bilateral ARAS, is the main pathogenetic mechanism
mortality, in HF there is an inverse correlation
leading to FPE (Figure 2). The fact that flooding of the
between resting heart rate and outcome (22,25).
alveolar space can occur within minutes resulting in
CARDIORENAL SYNDROME an acute life-threatening emergency is what distin-
guishes FPE from other forms of decompensated HF
Both the heart and the kidney are target organs in (31). Regardless of its etiology, an acute increase of
hypertension and their function and structure the LV end-diastolic pressure is the common de-
becomes progressively impaired with longstanding nominator for the development of FPE (Figure 2). The
hypertensive cardiovascular disease. Not surpris- presence of recurrent FPE, lack of typical angina,
ingly, therefore HF and renal failure commonly occur increased BP, and elevated creatinine should raise the
in the same patient as a sequence of hypertension. suspicion of bilateral ARAS and hence Pickering syn-
Cardiorenal interactions occur in both directions drome as a possible etiology for FPE. In the series
and by a variety of mechanisms (26). The different described by Pickering et al., FPE occurred on average
interactions that can take place between heart and 2.3 times before the diagnosis of ARAS was made, and
kidney have been thoroughly classified by Ronco in our study (21) three-quarters of all patients had
et al. (27). In HF the most common types of car- more than 1 episode of FPE. Classically, these patients
diorenal syndrome (CRS) are: have some degree of renal failure and present with
sudden onset of severe unprovoked dyspnea (“flash”
Type 1 (acute): Acute HF leading to acute kidney pulmonary edema). The frequent nocturnal appear-
injury (renal failure) ance of FPE may be related to reverse nocturnal BP
Type 2 (chronic): Chronic HF leading to progres- dipping, a phenomenon that has been well docu-
sive chronic kidney disease mented in patients with ARAS.
Type 3: Acute, worsening of kidney function Acute management of FPE is aimed at maintaining
leading to HF adequate oxygenation, diuresis, decrease of pulmo-
nary capillary pressure, and treatment of underlying
Type 4: Progressive primary chronic kidney
cause. However, aggressive treatment of FPE in
disease leading to HF
patients with bilateral ARAS usually will cause a
From a clinical point of view the occurrence of further decrease of glomerular filtration rate and
renal failure in HF, regardless of the exact CRS type, hyperkalemia may ensue. Renal revascularization is
greatly complicates all therapeutic strategies. As the treatment of choice once the patient is stable
chronic kidney disease progresses the prevalence of and FPE has been resolved. The American Heart
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- 2017:-–- Transition From Hypertension to HF

F I G U R E 2 Pickering Syndrome

Three main pathophysiological mechanisms contribute to the development of flash pulmonary edema: 1) defective pressure natriuresis with
sodium and fluid retention; 2) increased left ventricular end-diastolic pressure (LVEDP) associated with left ventricular hypertrophy and
stiffening; and 3) failure of the pulmonary capillary blood–gas barrier. BP ¼ blood pressure; HFpEF ¼ heart failure with preserved ejection
fraction; HFrEF ¼ heart failure with reduced ejection fraction; RAS ¼ renal artery stenosis.

Association/American College of Cardiology guide- with HFrEF in sinus rhythm should receive beta-
lines endorse revascularization as a class 1 recom- blockers to reduce the risk of death and admission to
mendation for patients with hemodynamic significant hospital” (33). Most disappointing it is therefore that b-
ARAS and recurrent unexplained congestive HF or blockers have no better preventive effect on HF than
pulmonary edema (32). In our analysis, 92% of all pa- do other antihypertensives. Among the 12 randomized
tients had no further FPE after revascularization. (30) controlled trials we analyzed, evaluating 112,177 pa-
Patients with recurrent FPE after renal artery stent- tients with hypertension, beta-blockers reduced BP by
ing should have repeat Doppler ultrasound of the 12.6/6.1 mm Hg when compared with placebo, result-
kidneys to rule out recurrent ARAS due to restenosis. ing in a 23% (trend) reduction in HF risk (p ¼ 0.055).
(34) Compared with other antihypertensives, beta-
ANTIHYPERTENSIVE THERAPY blockers conferred similar but no incremental benefit
FOR HF PREVENTION for the outcomes of all-cause mortality, cardiovascular
mortality, and myocardial infarction, but increased
By definition, all antihypertensive drugs lower BP. stroke risk by 19% in the elderly. Given this increased
However, scrutinizing the literature reveals that risk of stroke, beta-blockers should not be considered
not all antihypertensive drugs are created equal in as first-line agents for prevention of HF.
their propensity to prevent HF. b -Blockers remain a In a Cochrane meta-analysis, calcium-channel
cornerstone in the treatment of HF and recent review blockers (CCBs) increased the risk of HF events
concluded that “irrespective of age or sex, patients (risk ratio [RR]: 1.37; 95% confidence interval [CI]:
6 Messerli et al. JACC: HEART FAILURE VOL. -, NO. -, 2017
Transition From Hypertension to HF - 2017:-–-

C E N T R A L IL L U ST R A T I O N Suggested Empirical Antihypertensive Strategy in HF Patients With


Persisting Hypertension

Messerli, F.H. et al. J Am Coll Cardiol HF. 2017;-(-):-–-.

ACEi ¼ angiotensin-converting enzyme inhibitor; ARB ¼ angiotensin receptor blocker; Ca ¼ calcium; HF ¼ heart failure; HFpEF ¼ heart failure
with preserved ejection fraction; HFrEF ¼ heart failure with reduced ejection fraction; LV ¼ left ventricular; LVEF ¼ left ventricular ejection
fraction; LVH ¼ left ventricular hypertrophy.

1.25 to 1.51) as compared with diuretics. Although of CCBs may depend on, at least to a large extent, an
CCBs reduced stroke as compared with ACE inhibitors unequal use of accompanying drugs. The more
and reduced stroke and myocardial infarction as aggressive use of drugs known to reduce HF symp-
compared with ARBs, CCBs also increased HF events toms (diuretics, b -blockers, and renin-angiotensin
as compared with ACE inhibitors (RR: 1.16; 95% CI: system blockers) in the control arms might have
1.06 to 1.27) and ARBs (RR: 1.20; 95% CI: 1.06 to masked onset of HF symptoms to a greater extent,
1.36) (35). Stroke remains the most devastating thereby creating a bias against CCBs.
complication of hypertension, but prima vista CCBs In ALLHAT (Antihypertensive and Lipid-Lowering
are probably not the antihypertensive drug class of Treatment to Prevent Heart Attack Trial), the alpha-
choice for the prevention of HF. blocker doxazosin arm, compared with the chlorthali-
However, a recent meta-analysis concluded that done arm, conferred a higher risk of stroke and
BP lowering by calcium antagonists is as efficacious combined cardiovascular disease. Importantly, HF risk
as BP lowering by other antihypertensive drugs in was doubled with doxazosin (4-year rates, 8.13% vs.
preventing new onset HF (36). Thomopoulos et al. (36) 4.45%; RR: 2.04; 95% CI: 1.79 to 2.32; p < 0.001) (34).
reassessed the previously reported inferiority of CCBs This would indicate that for the treatment of
in preventing HF and documented that the inferiority hypertension alpha-blockers should be avoided in
JACC: HEART FAILURE VOL. -, NO. -, 2017 Messerli et al. 7
- 2017:-–- Transition From Hypertension to HF

patients at risk or with HF. Although the data in other antihypertensives (RR: 0.84; 95% CI: 0.73 to
aggregate are less convincing for alpha-blockers than 0.98) (36). Of note, no outcome data are available for
for CCBs, specifically amlodipine, a very similar point hydrochlorothiazide, for neither HF nor any other
as was made previously for CCBs (35) could be made for cardiovascular endpoint. In contrast to chlorthali-
alpha-blockers. In ASCOT (Anglo-Scandinavian Car- done and indapamide, hydrochlorothiazide should be
diac Outcomes Trial), doxazosin gastrointestinal ther- avoided in hypertensive patients at risk for HF.
apeutic system given as a third-line add-on drug did In conclusion, most antihypertensive drug classes
not increase the risk of HF and was well tolerated (35). when used as initial therapy decelerate the transition
Blockers of the renin-angiotensin system are effi- from hypertension to HF, although not all of them are
cacious drugs to treat hypertension and to prevent created equal in this regard. Low-dose, once daily
HF. Contrary to the common clinical notion and to hydrochlorothiazide should be avoided, but the
some guidelines, no meaningful difference in thiazide-like diuretics chlorthalidone and indapa-
efficacy has been documented between ACE mide seem to have an edge over other antihyperten-
inhibitors and ARBs (37,38). Of note, the first-in-class sive drugs in preventing HF.
angiotensin II receptor neprilysin inhibitor valsartan/
ANTIHYPERTENSIVE THERAPY IN HF
sacubitril not only is a novel drug for the treatment
PATIENTS WITH PERSISTING HYPERTENSION
of HF, but also is likely to become a useful antihy-
pertensive drug. Recent data have indicated that it
In most HF patients too low a BP is a more common
may have a preferential effect on systolic pressure
clinical problem than is hypertension. However, some
(39). A meta-analysis has shown better BP lowering
patients with HFpEF and a few with HFrEF present
with valsartan/sacubitril than with ARBs. In the
with hypertension. Because no outcome data are
PARADIGM (Prospective Comparison of ARNI with
available, our treatment recommendations are purely
ACEI to Determine Impact on Global Mortality and
empirical, based on clinical and pathophysiologic
Morbidity in Heart Failure) trial, valsartan/sacubitril
considerations (Central Illustration). Also, our recom-
showed a striking reduction in cardiovascular mor-
mendations of antihypertensive therapy are based on
tality and morbidity in patients with HFrEF (40). Of
the assumption that all HF patients are on baseline
note, the long-term use of neprilysin inhibitors may
triple therapy consisting of an ACE inhibitor or an
compromise beta-amyloid peptide degradation in
ARB, plus a b-blocker and a loop diuretic, and despite
the brain, thereby possibly accelerating progression
this still exhibit residual hypertension. The proposed
of Alzheimer’s disease in patients at risk. Thus, it
antihypertensive strategy is geared at improving
remains to be seen whether the risk–benefit ratio of
diastolic and microvascular dysfunction in HFpEF
valsartan/sacubitril confers incremental long-term
and at improving or at least preserving systolic
prognostic benefits in patients with hypertension.
function in HFrEF. As a first step we suggest to in-
Finally, the thiazide-like diuretics chlorthalidone
crease afterload reduction by switching to valsartan/
and indapamide are outstanding agents when used as
sacubitril (38) and to a vasodilating b-blocker such
antihypertensive drugs to prevent HF. In the SHEP
as carvedilol or nebivolol. Clearly a statin should be
trial (41) as well as in HYVET (Hypertension in the
part of the therapeutic strategy in all patients with
Very Elderly Trial) (42) there was a highly significant
HFpEF to reduce microvascular dysfunction.
reduction of HF with active therapy against placebo,
amounting to an RR of 0.51 (95% CI: 0.37 to 0.71) for
chlorthalidone and 0.36 (95% CI: 0.22 to 0.58) for ADDRESS FOR CORRESPONDENCE: Dr. Franz H.
indapamide (p < 0.001 for both). The HF preventive Messerli, Department of Cardiology and Clinical Research,
efficacy of diuretics as a group in 10 randomized University Hospital, Bern, Freiburgstrasse, CH-3010 Bern,
controlled trials was clearly superior to the one of all Switzerland. E-mail: messerli.f@gmail.com.

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